Amicus Curiae Brief — Decker v. Northwest Environmental Defense Center
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No. 11-347
—- OO —_—
IN THE
Supreme Court of the United States
GEORGIA-PACIFIC WEST, INC., et ai.,
Petitioners,
Vv.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals
for the Ninth Circuit
BRIEF OF THE AMERICAN FARM BUREAU
FEDERATION, THE NATIONAL PORK
PRODUCERS COUNCIL, AND THE NATIONAL
COUNCIL OF FARMER COOPERATIVES AS AMICI
CURIAE IN SUPPORT OF PETITIONERS
ELLEN STEEN JAMES T. BANKS
DANIELLE QUIST CHRISTOPHER T. HANDMAN*
AMERICAN FARM MARY HELEN WIMBERLY
BUREAU FEDERATION KATHRYN L. LANNON
600 Maryland Ave., S.W. HOGAN LOVELLS US LLP
Suite 1000W 555 Thirteenth Street, N.W.
Washington, D.C. 20024 Washington, D.C. 20004
(202) 406-3600 (202) 637-5719
chris.handman@hoganlovells.com
*Counsel of Record Counsel for Amici Curiae
(Additional counege] listed on inside cover)
Additional Counsel:
MICHAEL C. FORMICA
NATIONAL PORK
PRODUCERS COUNCIL
122 C Street, N.W.
Suite 875
Washington, D.C. 20001
(202) 347-3600
MARLIS CARSON
NATIONAL COUNCIL OF
FARMER COOPERATIVES
50 F Street, N.W.
Suite 900
Washington, D.C. 20001
(202) 626-8700
TABLE OF CONTENTS
Page
Re er CF Ce ccc ccsesenesanencssscssescnccenceneeses ii
STATEMENT OF INTEREST .....................ccecseeseeeeees 1
SUMMARY OF ARGUMENT ...................cccceceseseseseees 4
TET ‘scintinictisiutainnuinidtadeiuiiniinniasneniainianipninanteeiid 6
CONGRESS INTENDED STORMWATER
RUNOFF FROM AGRICULTURAL AND
SILVICULTURAL ACTIVITIES TO BE
ADDRESSED BY THE STATES AS
POET SEINE orcncenersnssvenesnsaseoetscasnonnencences 6
A. The 1987 Stormwater Amendments
Confirm That Rural Stormwater Run-
off Should Be Considered A Nonpoint
TITTLE ke oven Pen TE 7
B. One Of The Primary Targets Of The
Nonpoint Source Management Pro-
gram Was Poilution From Agricultural
And Silvicultural Activities ......................... 20
SIE cecscsnevenccenemenesssenesnemnenssennennsumnntontnnaen 25
(i)
is
TABLE OF AUTHORITIES
Page
CASES:
National Ass’n of Home Builders v.
Defenders of Wildlife,
iret cain icineniaiinianel 2
NRDC v. EPA,
OOS FDA UBBS Gite Cle. 1BDB) .0e..oicccsccccscescccscess00:- 7
Oregon Natural Desert Ass’n v.
U.S. Forest Serv.,
550 F.3d 778 (9th Cir. 2008)..................ccccccsccssees 21
PPL Montana LLC v. Montana,
ES LR CR DR 3
Pronsolino v. Nastri,
291 F.3d 1123 (Sth Cir. 2002)..............cccccccccscorees 15
Rapanos v. United States,
I 2,3
Sackett v. EPA,
I Ne eels 2,3
South Fla. Water Mgmt. Dist. v.
Miccosukee Tribe of Indians,
SS ee eae aoe 2
United States v. Plaza Health Labs., Inc.,
BID cteitectatncntndcitnicanssinnesnecscins 21
STATUTES:
— EERESREE ENE Rr Oe ere REM IE 23
linc 23
I i adeeiaieinneie 22
ceili 15
i 8} EERSTE REnE RE ED EEE mT 15
TABLE OF AUTHORITIES—Continued
Page
es Ue TIT sinsicctinsiiceterenssininiecertbdinteniataitiintammenaiauall 4, 24
ee NG Oe I cccninctintieiinpiineiinccmneiiniitaitiiameanal 20
ee re Oe BI ccirnccinssenisiaciititisieiusiiieiieineaiiealiliaa 7
ee Cen eeee Ue aacriccninnincsiniaiiciemeidiel 20
ae ate Oe SR inrncuvecrcctnicstiiciiiiedisubmdusiaiiea 20
Se Fes Oe EE scinrccnenennnntenencietenisntenialimndiidbiiainicdnaetiae 5
a is Oe i ccicsiecennscncsnnnencutnnsiniistiinnimnidiiisins 4,7,8
er ae iiciesnictecnttrcennnslcaiiainaninniiniaaiiaiiiieini iad 7
ee ey Oe Se iccicnsecnecunispniasibincatsctiniieiiiastilaiaglahiasenle 7
Pe ie ST iccncccricccsnetsnnibeciesecciaiiananiemninnuiiialia 7
ee ee CIE viccriienccisnietnicicsiininniiiiiciiaasia 4, 5, 8,17
Pub. L. No. 80-845, 62 Stat. 1155
NE ts iiiinicenienischeniiaictnnesticinsiiiiliad esiniimmcinaniliele 22
Pub. L. No. 92-500, 86 Stat. 816
EEE Sr oe ee PE 23
Pub. L. No. 95-217, 91 Stat. 1566
NL Sees Se ee niin enssnitcaisieapitiitaishantiitiinintiieilaaeniinitas 14, 23
REGULATIONS:
re ae i ccinnecccernsentsicetencishitntaenitipaisnibiiaimsiamaic amas 13
gf | ETE IR HE 14, 15
as Oe ee aicisecintenctcinciitintunisissinipninedtindiuiiiieaaeaa 22
40 Fed. Reg. 56,932 (Dec. 5, 1975) .......0...00...0cc.. 8,9
41 Fed. Reg. 6,281 (proposed Feb. 12, 1976) ...14, 22
41 Fed. Reg. 24,709 (proposed June 18, 1976) ...... 15
41 Fed. Reg. 28,493 (July 12, 1976)...............e 13
iv
TABLE OF AUTHORITIES—Continued
Page
LEGISLATIVE:
117 Cong. Rec. 38825 (Nov. 2, 1971)..................004. 23
123 Cong. Rec. 39170 (Dec. 15, 1977) ....se.ccsssesseeee. 24
131 Cong. Rec. 15616 (June 13, 1985)................... 19
H. Rep. No. 96-71 (Dec. 31, 1980) ...........:c..cceceeeeeeeee 9
S. Rep. No. 95-370 (July 28, 1977)................... 14, 24
S. Rep. No. 99-50 (May 14, 1985)................. 10
OTHER AUTHORITIES:
4 Legislative History of the Water Quality Act
I, Tle TI os icctntniicenntnienannenenes 11, 20
American Soc’y of Civil Eng’rs, Hydrology
Handbook (2d ed. 1996)...........sscssseccessessecsesesseeees 17
Cynthia Nickerson et al., U.S. Dep’t of Agric.,
Economic Research Serv., Major Uses of
Land in the United States, 2007 (Dec. 2011),
available at http://www.ers.usda.gov/media/
177328/eib89_reportsummary.pdf .................. 6, 16
EPA, Office of Water Regulations and Stand-
ards, Publ’n No. 440R85013, Perspectives on
Nonpoint Source Pollution (1985), available
at http://www.epa.gov/nscep/index.html............. 12
EPA, Publ’n No. 350R84001, Report to Con-
gress: Nonpoint Source Pollution in the U.S.
(Jan. 1984), available at http://www.epa.gov/
iia ini earatniadiatnennennenes 10
Marc R. Poirier, Non-point Source Pollution, in
Environmental Law Practice Guide (2008) ........ 21
v
TABLE OF AUTHORITIES—Continued
Page
U.S. Dep’t of Agric., National Agr. Statistics
Serv., Farms, Land in Farms, and Livestock
Operations: 2011 Summary (Feb. 2012),
available at http://usda01.library.cornell.edu/
usda/current/FarmLandIn/FarmLandIn-02-
5 ALATA ATLEAST LTS 16
William L. Andreen, Water Quality Today—
Has the Clean Water Act Been a Success?,
ls iy Se I Se crccncnccsnicostnnninecscisemmenenen 21
IN THE
Supreme Court of the Anited States
No. 11-347
GEORGIA-PACIFIC WEST, INC., et ai.,
Petitioners,
Vv.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals
for the Ninth Circuit
BRIEF OF THE AMERICAN FARM BUREAU
FEDERATION, THE NATIONAL PORK
PRODUCERS COUNCIL, AND THE NATIONAL
COUNCIL OF FARMER COOPERATIVES AS AMICI
CURIAE IN SUPPORT OF PETITIONERS
STATEMENT OF INTEREST!
The American Farm Bureau Federation (Farm
Bureau), the National Pork Producers Council
(NPPC), and the National Council of Farmer Cooper-
1 No party or counsel for a party authored or paid for this
brief in whole or in part, or made a monetary contribution to
fund the brief's preparation or submission. No one other than
amici or their members or counsel made a monetary contribu-
tion to the brief. All parties have filed blanket amicus consent
letters.
2
atives (NCFC) respectfully submit this brief as amici
curiae in support of Petitioners.
The Farm Bureau was formed in 1919 and is the
largest nonprofit general farm organization in the
United States. Representing more than 6.2 million
member facilities in all 50 states and Puerto Rico,
the Farm Bureau maintains a membership that
produces every type of agricultural crop and com-
modity produced in the United States. Its mission is
to protect, promote, and represent the business,
economic, social, and educational interests of Ameri-
can farmers. To that end, the Farm Bureau has
regularly participated as amicus curiae in this Court
in cases involving the proper scope of the permitting
schemes established by the Clean Water Act. See,
e.g., Sackett v. EPA, 132 S. Ct. 1367 (2012); National
Ass'n of Home Builders v. Defenders of Wildlife, 551
U.S. 644 (2007); Rapanos v. United States, 547 U.S.
715 (2006); South Fla. Water Mgmt. Dist. v. Mic-
cosukee Tribe of Indians, 541 U.S. 95 (2004).
NPPC is a non-profit trade association represent-
ing the interests of pork producers throughout the
United States. It serves as an advocate for reasona-
ble legislation and regulations, develops revenue and
market opportunities, and protects the livelihood of
the nation’s 67,000 pork producers, which it repre-
sents through 43 affiliated state associations.
NPPC’s mission includes representing pork produc-
ers in administrative and judicial proceedings involv-
ing national regulations and other government
actions that affect the production of pork in the
United States.
3
NCFC has been the voice of America’s farmer coop-
eratives since 1929. NCFC members include 58
national, regional, and federated farmer coopera-
tives, which in turn comprise more than 2,500 local
cooperatives across the United States whose mem-
ber-owners include a majority of our nation’s more
than two million farmers and ranchers. NCFC
members also include 22 state and regional councils
of cooperatives. Farmer cooperatives handle, pro-
cess, and market almost every type of agricultural
commodity, furnish farm supplies, and provide credit
and associated financial services to their farmer
members. NCFC advocates on behalf of its members
at the federal level to encourage a healthy public-
policy environment in which farmer-owned coopera-
tive businesses operate and thrive, and provides
leadership in cooperative education. In particular,
NCFC supports science-based, achievable, and
affordable environmental policies and initiatives,
and actively works to ensure environmental laws like
the Clean Water Act are implemented accordingly.
It has thus appeared before this Court as amicus
curiae in several cases involving the Act. See, e.g.,
Sackett, 132 S. Ct. 1367; PPL Montana LLC v. Mon-
tana, 132 S. Ct. 1215 (2012); Rapanos, 547 U.S. 715.
All amici have an important interest in this case
because the Ninth Circuit’s decision fundamentally
misunderstands how farmers, ranchers, and forest
landowners deal with a common problem: how to
channel rainwater from their land so that crops and
livestock housing do not flood and roads do not wash
out. Until the panel decision below invalidating the
Environmental Protection Agency's Silviculture
Rule, it had been well settled that runoff from agri-
culture and silviculture was to be addressed by the
4
States as nonpoint sources. That makes sense.
Agriculture and silviculture cover more than 1.7
billion acres of land in this country. To require every
farmer, rancher, or forest landowner to get a federal-
ly enforceable permit simply to channel rainwater
from such expanses would be virtually impossible
and hopelessly ineffective. So, for nearly 40 years,
all stakeholders—legislators, regulators, industry,
and even environmental groups—have consistently
recognized that stormwater runoff from agriculture
and silviculture is a nonpoint-source form of water
pollution and should be left to the expertise of State
and local officials. EPA recognized as much for
silviculture through rulemaking back in 1976. And
Congress remedied the lack of any such regulatory
interpretation for agriculture in 1987, when it ex-
pressly amended the statute to provide that a “point
source * * * does not include agricultural stormwater
***” 33 U.S.C. § 1362(14). Because the decision
below conflicts with Congress’s intent—as well as
decades-long practices and expectations of farmers,
ranchers, and forest landowners—this Court should
reverse.
SUMMARY OF ARGUMENT
In 1987, Congress amended the Clean Water Act in
two significant ways: First, it substantially reformu-
lated how the Act treated stormwater runoff, 33
U.S.C. § 1342(p); second, it enacted the most robust
statutory program yet for state control of unregulat-
ed nonpoint sources of stormwater: the Nonpoint
Source Management Program, 33 U.S.C. § 1329.
These two actions represented the culmination of a
decades-long effort by Congress to establish a defined
process for addressing water pollution, both inside
5
and outside, the Act’s permitting regime. The result
was that, at least with respect to stormwater, Con-
gress drew a clear line between municipal and indus-
trial discharges, subject to mandatory permitting
requirements, and everything else (largely rural
stormwater) which, absent specific EPA regulations
to the contrary, would be subject to state best-
management practices through the Nonpoint Source
Management Program. Congress in fact categorical-
ly excluded all agricultural stormwater discharges
from the Act’s permitting requirements. See 33
U.S.C. § 1362(14). And everyone involved in the
legislative process leading to the 1987 amend-
ments—legislators, agency officials, industry repre-
sentatives, and environmental groups alike—
recognized that agriculture and silviculture were in
the same class of activity and that stormwater from
both of these sources should be treated the same.
Specifically, Congress confirmed in 1987 that agri-
cultural and silvicultural stormwater runoff are
incompatible with a national, source-by-source
permitting scheme, such as the National Pollutant
Discharge Elimination System (NPDES), 33 U.S.C.
§ 1342. Requiring farmers, ranchers, and forest
landowners to get a federally enforceable permit
simply for channeling stormwater from their crops,
fields, farmyards, and forests is both impractical and
ineffective.
The Ninth Circuit concluded otherwise with respect
to silviculture because, in its view, any channeling of
water through a manmade conveyance on for-
estlands—even a culvert or ditch mandated by State
land-use regulations—transformed otherwise non-
point-source forest runoff into a point-source dis-
charge. But that rule finds support in neither the
6
statute nor common sense. After all, even without
the intervention of man, rainwater will carve rivu-
lets, gullies, and streams into the land that will
naturally channel] the same stormwater and sedi-
ment into navigable bodies of water. Any time it
rains, therefore, stormwater could “discharge” from
an incalculably large number of points across the 1.7
billion acres of land devoted to agricultural and
silvicultural uses throughout the United States. See
Cynthia Nickerson et al., U.S. Dep’t of Agric., Eco-
nomic Research Serv., Major Uses of Land in the
United States, 2007 at 1 (Dec. 2011). For these
reasons, categorizing each and every instance of
channelized silvicultural stormwater runoff as a
point-source discharge that demands a federally
enforeceable permit is simply not a realistic regula-
tory option. Instead, controlling water pollution from
silvicultural (and agricultural) runoff is best left to
State and local authorities, who have the expert
knowledge about the industry and the local topogra-
phy needed to create workable area-wide solutions
for a given region. The Ninth Circuit’s holding to the
contrary should be reversed.
ARGUMENT
CONGRESS INTENDED STORMWATER RUN-
OFF FROM AGRICULTURAL AND SILVI-
CULTURAL ACTIVITIES TO BE ADDRESSED
BY THE STATES AS NONPOINT SOURCES.
In 1987, Congress provided important new direc-
tions to the States in addressing water pollution.
The 1987 amendments made two fundamental
changes to the Clean Water Act. First, Congress
created provisions requiring the regulation of storm-
7
water discharges from municipal and industrial
sources, but left other categories of stormwater
runoff to state programs (absent subsequent EPA
rulemaking to require regulation). 33 U.S.C.
§ 1342(p). Second, Congress added the Nonpoint
Source Management Program to the Act, through
which each State would establish a “management
program for controlling pollution added from non-
point sources to the navigable waters within the
State and improving the quality of such waters.” 33
U.S.C. § 1329(b)(1). These two actions, executed in
tandem, reaffirmed what had long been understood
by Congress, EPA, and stakeholders: agricultural
and silvicultural stormwater runoff falls outside the
NPDES permitting program and is instead governed
by state best management practices.
A. The 1987 Stormwater Amendments Con-
firm That Rural Stormwater Runoff
Should Be Considered A Nonpoint Source.
The Stormwater Amendments to the Clean Water
Act evidence Congress’s understanding that requir-
ing permits for each and every pipe, ditch, and
culvert built to channel rainwater is not a feasible or
desirable option. As the Ninth Circuit previously
explained: “Recognizing both the environmental
threat posed by storm water runoff and EPA’s prob-
lems in implementing regulations, Congress passed
the [1987 amendments to the Act], portions of which
set up a new scheme for regulation of storm water
runoff.” NRDC v. EPA, 966 F.2d 1292, 1296 (9th Cir.
1992). This new regulatory scheme established
statutory priorities: first, for industrial and large
municipal stormwater discharges, and second, for
other stormwater discharges that EPA determines
are adversely affecting water quality. 33 U.S.C.
8
1342(p)(2), (5)-(6). Notably left off the statutory List
of priority stormwater discharges was traditionally
unregulated rural runoff. And excluded entirely from
the permitting scheme was agricultural stormwater
discharge. 33 U.S.C. § 1362(14). This demonstrates
Congress’s categorical approach to stormwater
pollution, which recognizes a basic dividing line: To
one side are urban and industrial sources that are
subject to the NPDES permitting scheme; to the
other side lie non-industrial rural sources from
activities such as farming and forestry, which are
governed—as they always have been—by state best
management practices (BMPs).
1. The Ninth Circuit’s decision, which requires
EPA to treat silvicultural stormwater runoff differ-
ently from agricultural stormwater runoff, runs
counter to Congress’s intent to treat agriculture and
silviculture alike. This is first and foremost reflected
in the statutory text: The Stormwater Amendments
present a categorical divide between urban and
industrial activities, on the one hand, and rural
activities, on the other. See 33 U.S.C. § 1342(p)
(“Municipal and industrial stormwater discharges”).
These amendments confirmed EPA’s longstanding
view that “Congress intended the NPDES permit
program to apply primarily to industrial and munici-
pal dischargers whose effluent is relatively constant
and for which the pollution reduction attainable by
particular technologies may be predicted with rela-
tive accuracy.” Separate Storm Sewers, 40 Fed. Reg.
56,932, 56,934 (proposed Dec. 5, 1975). In contrast,
“Congress intended to regulate all rural runoff
through the same mechanism, the section 208 plan-
9
ning process,” which is administered by the States.
Id.2, And by “rural runoff,” EPA was speaking pri-
marily about “agriculturally- and _ silviculturally-
related runoff.” Jd.
Indeed, by the time the 1987 amendments were
under consideration by Congress, there appears to
have been universal acceptance by all involved in the
debates, hearings, and reports that silvicultural
stormwater runoff was categorically not subject to
the NPDES. As early as 1980, the House Subcom-
mittee on Oversight and Review of the Committee on
Public Works and Transportation reported that some
of the major nonpoint sources of pollution were
“logging operations,” the “harvesting of timber,” and
“the building of roads.” H. Rep. No. 96-71, at 20
(Dec. 31, 1980). These activities “disturb the earth
and create conditions conducive to erosion,” dislodg-
ing “millions of tons of sediment.” Jd. And although
states and local authorities had adopted “sediment
and erosion control measures,” costs were preventing
the widespread use of these BMPs. Id. at 22-23.
In the run up to the 1987 amendments, all stake-
holders—legislators, agency officials, industry repre-
sentatives, and even environmental groups—found a
rare patch of common ground on one key point: that
silvicultural stormwater runoff fell on the state side
of the federal-state regulatory boundary. For in-
2 See also 40 Fed. Reg. at 56,934 (“It is EPA’s position that
the NPDES permit system should not be extended to runoff-
generated pollution which is essentially nonpoint in nature in
those rural areas where the distinction between agriculturally-
and silviculturally-related runoff and storm water runoff, which
happens to be channeled, is tenuous at best.”).
10
stance, a Senate Committee Report identified the
types of state-promulgated BMPs that had been
developed for “silviculture areas” as including “care-
ful road placement, culverting, [and] grassing of
abandoned roads and skid trails.” S. Rep. No. 99-50,
at 35-36 (May 14, 1985) (emphasis added). This
passage alone goes a long way toward gutting the
Ninth Circuit’s novel rule that a nonpoint source—
like silviculture—morphs into a point source merely
because landowners adopt the type of state-
mandated practices Congress had in mind for taming
the chaotic flow of stormwater and minimizing
erosion and pollution.
Likewise, in a 1984 Report to Congress on nonpoint
source pollution, EPA identified “road building, * * *
harvesting and logging operations, [and] removal of
trees from the harvesting site” as principal sources of
silvicultural nonpoint source pollution. EPA, Publ’n
No. 350R84001, Report to Congress: Nonpoint
Source Pollution in the U.S. 2-14 (Jan. 1984).3 The
Agency observed that “[wjhen not properly planned,
constructed, and maintained, roads, drainage ditch-
es, and road cuts expose soil to erosion for long
periods of time,” id. at 2-15, and so “BMPs that are
likely to prove effective include * * * [bjetter planned
and constructed roads,” id. at 2-17. But, “[a]s is the
case with other nonpoint sources, no one mitigation
approach is appropriate for controlling all the sedi-
ment and other pollutants associated with silvicul-
tural operations.” Jd. at 2-17.
3 Available at http://www.epa.gov/nscep/index.html (enter
title in search field).
11
Similarly, during hearings before the House Com-
mittee on Public Works and Transportation on a
number of proposed amendments to the Clean Water
Act—including the proper dividing line between
point sources and nonpoint sources—the Water
Pollution Control Federation (now the Water Envi-
ronment Federation) identified “sediments from
commercial forestry operations” as a “major source{ |
of rural nonpoint source pollution” that was “not
susceptible to ‘end-of-the-pipe’ treatment.” 4 Legisia-
tive History of the Water Quality Act of 1987 at 1610
(Nov. 1, 1983) (4 Legislative History). A forest hy-
drologist testifying on behalf of the forestry industry
on the topic of nonpoint-source pollution identified
sediment from logging roads as the largest source of
silvicultural pollution. Jd. at 3050 (Nov. 16, 1983).
He continued, “that’s what the majority of our best
management practices are directed to control. Roads
are designed to reduce the amount of sediment and
runoff.” Id. ;
Environmental groups joined the chorus. The New
England Sierra Club, for example, discussed a report
“on Non-Point Source Pollution” in Massachusetts
that “described the types of pollution entering each
river basin in the state, and demonstrated a wide
range of sources,” including “agricultural runoff * * *
and erosion from forest and construction sites.” Jd.
at 2320 (Nov. 9, 1983). Nevertheless, the New Eng-
land Sierra Club explained that it “does not at this
time urge this committee to require uniform contro]
strategies in each state.” Jd. at 2321. Instead, it
“recognize[d] the wide diversity of problems in indi-
12
vidual states and regions and the widely different
strategies needed to address them.” Id.‘
In sum, in our review of the entire legislative histo-
ry of the 1987 amendments, we could not find a
single comment suggesting that channeled silvicul-
tural stormwater runoff was or should be controlled
by the NPDES permitting program as a point-source
discharge. Just the opposite. The legislative history
confirms that virtually all stakeholders understood
that stormwater runoff from agriculture and silvicul-
ture was, as a category, to be addressed as nonpoint.
The Ninth Circuit’s holding that forest landowners
must seek a federal NPDES permit simply to direct
the natural runoff of rainwater from their lands
squarely conflicts with the language and structure of
the statute, its legislative history, and the contempo-
raneous understanding of those involved in crafting
the 1987 amendments. It should be reversed.
2. To be sure, when Congress added the agricul-
tural stormwater discharge exemption to the Clean
4 During a three-day conference hosted by EPA on the topic
of nonpoint source pollution, numerous environmental groups
submitted reports. See EPA, Office of Water Regulations and
Standards, Publ’n No. 440R85013, Perspectives on Nonpoint
Source Pollution (1985), available at http://www.epa.gov/
nscep/index.htm] (enter title in search field). These groups also
recognized that both agricultural and silvicultural activities
constituted nonpoint sources of pollution. See id. at 55 (Envi-
ronmental Defense Fund) (describing the “siting” of “agricul-
tural” and “forestry” activity as “central to its potential non-
point source pollution impact on receiving surface or groundwa-
ter quality”); id. at 60 (National Audubon Society) (explaining
that “nonpoint source polluters” such as “the farmer, the forest
products company, the miner, and the rancher should all
benefit from the retention of soil on their land”).
13
Water Act in 1987, it did not expressly mention
silvicultural stormwater. But there is a good reason
for that: In 1987, EPA’s longstanding rule already
exempted silvicultural stormwater runoff from the
NPDES. See 40 C.F.R. § 122.27. The rule specified
only four discrete activities that should be deemed to
be point sources even though they are related to
forestry: rock crushing, gravel washing, log sorting,
or storage. See id. § 122.27(b). The nature of these
activities explains why: they all involve stand-alone
industrial facilities and operations. Indeed, these
facilities are no more “silviculture” than a meat-
processing plant would be “agriculture.” In both
cases, there is an obvious distinction between the
farming or forestry activity itself—harvesting tim-
ber, growing crops, or raising livestock—and the
downstream processing of the product resulting from
that activity. All true silvicultural activities—site
preparation, planting, harvesting, and transporting,
to name a few—from which stormwater runoff occurs
are nonpoint sources under EPA’s rule. That view
faithfully follows the text, structure, and history of
the Clean Water Act.
In contrast to the approach it took with silvicul-
ture, EPA had determined that some types of agri-
cultural-pollution discharges should be subject to the
NPDES regime. See Application of Permit Program
to Agricultural Activities, 41 Fed. Reg. 28,493 (July
12, 1976). Congress disagreed with that approach; it
therefore adopted the categorical agricultural
stormwater exemption in the 1987 amendments to
overturn the Agency’s policy. Congress’s express
exclusions with regard to agriculture thus have been
reactive in nature, correcting interpretations of the
Act that were contrary to the legislature’s intent.
14
For instance, in 1977, Congress excluded from the
definition of point source “return flows from irrigated
agriculture,” Pub. Law. No. 95-217, § 33(b), 91 Stat.
1566, 1577 (Dec. 27, 1977), because “[pJermit re-
quirements under section 402 of the act have been
construed to apply to discharges of return flows from
irrigated agriculture.” S. Rep. No. 95-370, at 35
(July 28, 1977), 1977 U.S.C.C.A.N. 4326, 4360.
But no such legislative corrective measure was
required for silvicultural activities because EPA's
silviculture rule had been on the books for more than
a decade by that point. Originally promulgated in
1973, and revised in 1976 and again in 1980, the rule
provides that silvicultural point sources are subject
to the NPDES, but the term silvicultural point
source “does not include non-point source silvicultur-
al activities such as *** harvesting operations,
surface drainage, or road construction and mainte-
nance from which there is natural runoff.” 40 C.F.R.
§ 122.27(b)(1). This rule reflects EPA’s long-held
view that management of stormwater runoff from
silvicultural activities—channeled or not—is best left
to the states. See Brief for Pets. 6-9; Pet. App. 100a-
102a.
For example, in the preamble to the proposed 1976
rule, EPA explained that it had “determined that
most water pollution related to silvicultural activi-
ties is nonpoint in nature. This pollution is basically
runoff induced by precipitation events and is not and
should not be subject to the [NPDES] permit pro-
gram as it has been administered to date.” Silvicul-
tural Activities, 41 Fed. Reg. 6,281, 6,282 (proposed
Feb. 12, 1976). EPA based this determination on
“(t]he [Clean Water Act] and its legislative history,”
which “make clear that it was the intent of Congress
15
that most water pollution from silvicultural activities
be considered nonpoint in nature.” Jd. EPA also
clarified that channeled runoff from logging roads
was not subject to the NPDES: The Agency included
drainage from “road construction and maintenance”
in its list of silvicultural nonpoint sources, explain-
ing, “[iJnsofar as such drainage serves only to chan-
nel diffuse runoff from precipitation events, it should
be considered nonpoint in nature and has been added
to the list.” Application of Permit Program to Silvi-
cultural Activities, 41 Fed. Reg. 24,709, 24,711 (June
18, 1976). That definition of silvicultural nonpoint
sources remains in the regulation to this day (alt-
hough it has been tested by the decision below). See
40 C.F.R. § 122.27(b)(1).
Accordingly, for almost 40 years, EPA has (correct-
ly) viewed channeled stormwater runoff from logging
roads as a nonpoint source of pollution. Congress
therefore has never had a reason to intervene. The
Ninth Circuit overstepped its role by substituting its
judgment for that of Congress and EPA.
3. Common sense confirms EPA’s view and demon-
strates the inherent flaws in the lower court’s rea-
soning. Previously, the Ninth Circuit understood
that Congress considered “sediment run-off from
timber harvesting, for example, [to] derive[ ] from a
nonpoint source.” Pronsolino v. Nastri, 291 F.3d
1123, 1126 (9th Cir. 2002). Indeed, the Clean Water
Act expressly acknowledges that two principal ex-
amples of “nonpoint sources of pollutants” are “agri-
cultural and silvicultural activities, including runoff
from fields and crop and forest lands.” 33 U.S.C.
§ 1314(H(1), (2)(A). The very nature of these activi-
ties makes regulation-by-permit an ill fit. To begin
with, mandating pollution controls through permits
16
issued to every single farmer, rancher, or forest
landowner—all of whom must channel rainwater
from their land—would be virtually impossible. But
more fundamentally, that scheme would be well
beyond the expertise of traditional pollution-control
agencies. The solutions must come—as they always
have—from local and State officials with experiise in
appropriate and practicable farming and forestry
practices that work for unique topographies and
regions.
a. The sheer size of agriculture and silviculture in
this country confirms why runoff from these activi-
ties has never—until the decision below concerning
silviculture—been deemed appropriate for federally
mandated permitting. As of 2011, there were 2.2
million farms in the United States covering 917
million acres. U.S. Dep’t of Agric., National Agr.
Statistics Serv., Farms, Land in Farms, and Live-
stock Operations: 2011 Summary 4 (Feb. 2012)
(USDA Summary).° The most recent report from the
USDA’s Economic Research Service shows that, as of
2007, “forest-use land [was] at 671 million acres (30
percent); grassland pasture and range at 614 million
acres (27 percent); [and] cropland at 408 million
acres (18 percent) *** .” Cynthia Nickerson et al.,
U.S. Dep’t of Agric., Economic Research Serv., Major
Uses of Land in the United States, 2007 at 1 (Dec.
2011).6 By contrast, only 61 million acres, or 3
percent of the total U.S. land, is urban-use. Jd. And
5 Available at http://usda01.library.cornell.edu/usda/current/
FarmLandIn/FarmLandIn-02-17-2012.pdf.
6 Available at http://www.ers.usda.gov/media/177328/eib89_
reportsummary.pdf.
17
only a fraction of the 313 million acres devoted to
“special uses” is industrial in nature. Jd. at 1, 2.
Thus, while requiring point-source-by-point-source
permitting is no easy task for municipal and indus-
trial stormwater discharges, it is downright impossi-
ble for agricultural and silvicultural stormwater
runoff. There are simply too many rivulets, gullies,
ditches, swales, and other conveyances from which
stormwater “[is] or may be discharged,” 33 U.S.C.
§ 1362(14), from the 1.7 billion acres of land devoted
to agricultural and silvicultural activities to allow for
a point-source permitting scheme.
b. The natural phenomena that generate countless
channelized stormwater outlets to streams from
farms and forestlands underscore why the Ninth
Circuit’s rule is so troubling and unworkable. Ac-
cording to the court below, silvicultural stormwater
should be deemed nonpoint source only when the
stormwater is “allowed to run off naturally.” Pet.
App. lla. The Ninth Circuit panel assumed that,
absent human intervention, rural stormwater runoff
would “dissipate[] in a natural and unimpeded
manner’—i.e., as sheet flow. Pet. App. 10a. But as
any farmer, rancher, or forest landowner knows,
surface runoff does not work that way.
“Surface runoff occurs when water originating in
precipitation (rainfall and snow) flows freely on the
surface of the earth, driven by gravitational forces.”
American Soc’y of Civil Eng’rs, Hydrology Handbook
331 (2d ed. 1996). When the rain initially falls on
virgin grounds its “first manifestation” is “overland
sheet flow.” Jd. at 331-332. But “[gliven the topo-
graphical irregularity of the earth’s surface, overland
flow soon concentrates into rill flow.” Jd. at 332.
Natural erosion carries away topsoil layers, causing
18
narrow and shallow channels in the earth—the “rill
flow.” Jd. Rill flow then “concentrates into gully and
stream flow.” Jd. In sum, “[r]unoff and stream flow
are continuous processes by which water is constant-
ly flowing from higher to lower elevations by the
action of gravitational forces.” Jd. at 331. All of this
is to say that stormwater on rural land will not
“dissipate[ |] in a natural and unimpeded manner’ as
suggested by the Ninth Circuit, but instead will,
through entirely natural processes, be “collected or
channeled and then discharged.” See Pet. App. 10a.
Channelized stormwater discharges are as “natural”
as the laws of physics.
4. On farms and in forests, constructing culverts is
one of the principal land-use tools that States have
designed for controlling stormwater. When properly
constructed and managed, ditches and culverts
running through farms and forests, and along rural
and logging roads, seek to replicate the naturally
forming rill and gully flow. But there is one key
difference: Unlike the random pattern of gullies and
rivulets that nature carves into the land, the culverts
and ditches mandated by State plans are carefully
arranged to prevent erosion and minimize sediment
runoff into streams and rivers.
Yet under the Ninth Circuit’s view, the interven-
tion of man’s hand in creating stormwater convey-
ances that Mother Nature would have haphazardly
created herself demands a permit for this otherwise
nonpoint source runoff. That novel rule cannot be
harmonized with the statutory language, conflicts
with EPA’s longstanding practice, and is wholly
impractical to boot. Indeed, it is precisely the inter-
pretation that one of the sponsors of the floor
amendment that led to the 1987 Stormwater
19
Amendments, Senator Malcolm Wallop, dubbed
“absurd.” 131 Cong. Rec. 15616, 15657 (June 13,
1985) (statement of S. Wallop).
* o 7
The Clean Water Act strikes a careful balance. It
summons the full regulatory authority of the federal
government when dealing with urban and industrial
stormwater, but it assigns responsibility over rural
stormwater—and particularly agricultural and
silvicultural stormwater—to the entities that have
always exercised it: the States and local govern-
ments. That is because Congress recognized that
only comprehensive land-use control—designed by
local officials exercising their expert knowledge to
address site-specific problems—will do.
The Ninth Circuit overlooked this basic division
and the reasons Congress forged it. By its lights,
only a federal permitting scheme would accomplish
the principal objectives of the Clean Water Act. But
that is too facile. By overlooking the deliberate
balance Congress struck, the Ninth Circuit erred. Its
judgment should be reversed.
7 The Senator called it “absurd” to “require everyone who
has a device to divert, gather, or collect stormwater runoff and
snowmelt to get a permit from EPA as a point source.” 131
Cong. Rec. at 15657. EPA's then-existing stormwater regula-
tion (following judicial mandates) interpreted the term “point
source” to include all such “devices.” But, Senator Wallop
explained, “[t]his is overbroad in its reach,” “would be an
administrative nightmare,” and “would also be prohibitively
expensive to administer.” Id.
20
B. One Of The Primary Targets Of The Non-
Point Source Management Program Was
Pollution From Agricultural And Silvicul-
tural Activities.
1. By adopting the Section 319 Nonpoint Source
Management Program through the 1987 amend-
ments, Congress supplemented and substantially
expanded the area-wide waste treatment manage-
ment program of Section 208. Under Section 319,
States are directed to prepare “management pro-
grams” that identify BMPs for various categories of
nonpoint sources. 33 U.S.C. § 1329(b). Each man-
agement program must identify “best management
practices which will be undertaken to reduce pollu-
tant loading” and explain how the program will
“achieve implementation” of those practices. /d.
§ 1329(b)(2)(A), (B).
One of the principal targets of the Nonpoint Source
Management Program was rural sources of pollution:
agriculture and silviculture. The author of the
Nonpoint Source Management Program amendment,
Representative James Oberstar, in fact, singled out
agricultural and silvicultural nonpoint sources,
described the states’ efforts to control these sources
of pollution, and remarked that “[t]here is considera-
ble interest [on the part of the states] in doing more,
if funds and other encouragement from the Federal
Government are forthcoming.” 4 Legislative History
at 2819 (statement of Rep. Oberstar). Representa-
tive Oberstar also clarified that these activities
should be left to state regulation. He explained that
his bill “recognizes first that, unlike point sources of
pollution, nonpoint sources do not lend themselves to
a national control program with national standards.”
Id. “Rather,” he continued, “controls must be devel-
21
oped at the State and local levels, to address local
conditions.” Jd. That is just what the Nonpoint
Source Management Program did. Congress crafted
a federal point-source scheme for urban and indus-
trial sources of pollution, while reserving to the
states the authority to formulate site-specific BMPs
for rural sources of pollution.®
This makes good sense. After all, “the control of
non-point source pollution was often thought imprac-
tical and not properly subject to federal direction.
What was the EPA supposed to do, tell farmers how
to farm?” William L. Andreen, Water Quality To-
day—Has the Clean Water Act Been a Success?, 55
Ala. L. Rev. 537, 562 (2004) (footnote omitted). Even
the Ninth Circuit previously recognized as much:
“The reason for the [Clean Water Act’s] focus on
point sources rather than nonpoint sources is simply
that ‘[djifferences in climate and geography make
nationwide uniformity in controlling non-point
source pollution virtually impossible.” Oregon
Natural Desert Ass’n v. U.S. Forest Serv., 550 F.3d
778, 785 (9th Cir. 2008) (quoting Marc R. Poirier,
Non-point Source Pollution, in Environmental Law
Practice Guide § 18.13 (2008)).
The decision below, however, unduly hamstrings
the States in developing best management practices
for much rural stormwater runoff. Under the Ninth
Circuit’s view, if a state determines that the best
8 Courts have recognized the same, observing that the Clean
Water Act’s federal regulatory scheme “generally targets
industrial and municipal sources of pollutants, as is evident
from a perusal of its many sections.” United States v. Plaza
Health Labs., Inc., 3 F.3d 643, 646 (2d Cir. 1993).
22
way to manage stormwater runoff along forest roads
is through channeling (in order to, for example,
prevent erosion), that “best management practice”
transforms a nonpoint source into a point source and
requires a permit. Thus, the Ninth Circuit effective-
ly reads into the statute a prohibition on the use of
any channeling or conveyance techniques as BMPs to
manage and limit stormwater pollutant runoff.? But
nothing in the statute, its structure, or its legislative
history demonstrates Congress’s intent to tie the
hands of the states in this manner. To the contrary,
as EPA stated 36 years ago, “[iJt is evident * * * that
ditches, pipes and drains that serve only to channel,
direct, and convey nonpoint runoff from precipitation
are not meant to be subject to the § 402 permit
program.” 41 Fed. Reg. at 6,282. The Ninth Circuit’s
failure to appreciate this distinction was legal error.
2. Adding the Nonpoint Source Management Pro-
gram (and the Stormwater Amendments) to the
Clean Water Act culminated a long process to appro-
priately define the respective roles of EPA and the
States with respect to stormwater runoff. When it
enacted the Clean Water Act, Congress was careful
8 The Clean Water Act prohibits any regulated point source
discharge absent a permit. See 33 U.S.C. § 131l(a). Even
where landowners seek a permit, permits for stormwater
conveyances may often be unavailable in areas with already
impaired water quality. Permits for channeled stormwater
discharges might be unavailable because those discharges
might “contribute” to further water-quality impairment within
the meaning of EPA's permitting regulations, 40 C.F.R.
§ 122.44(d), and yet the same discharges in the form of uncon-
trolled “natural” runoff could potentially carry larger loads of
sediment and remain unregulated.
23
to “to recognize, preserve, and protect the primary
responsibilities and rights of the States in controlling
water pollution.” Pub. L. No. 80-845, § 1, 62 Stat.
1155, 1155 (June 30, 1948). To this day, the Act
maintains that same policy. 33 U.S.C. § 1251(b).
And from 1972 to 1987, Congress’s actions reflect its
determination to place greater responsibility on the
States—not to transfer responsibility to EPA—for
addressing rural stormwater runoff.
First, the 1972 Clean Water Act established a state
area-wide waste treatment management program
(Section 208), through which states were encouraged
to “identify, if appropriate, agriculturally and silvi-
culturally related nonpoint sources pollution, * * *
and * * * set forth procedures and methods (includ-
ing land use requirements) to control to the extent
feasible such sources.” Pub. L. No. 92-500,
§ 208(b)(2)(F), 86 Stat. 816, 841 (Oct. 18, 1972).
Even then, Congress recognized that the States, not
the federal government, should take the lead in
addressing most stormwater runoff through land-use
regulation. As one of the Act’s sponsors emphasized,
“(t]here is no effective way as yet, other than land
use control, by which you can intercept * * * runoff
and control it in the way you do a point source.” 117
Cong. Rec. 38825 (Nov. 2, 1971) (statement of Sen.
Muskie). But this program was largely ineffective
due to lack of funding.
So, in 1977, Congress amended the Act to provide
financial incentives to rural landowners to encourage
them to comply with state programs. See Pub. L.
No. 95-217, § 35, 91 Stat. at 1579-81. It created a
mechanism whereby the Secretary of Agriculture
could enter contracts with these landowners to share
in the costs of implementing state BMPs. See 33
24
U.S.C. § 1288G) (‘agricultural cost sharing”). Legis-
lators viewed this as a step toward increasing the
responsibilities of the States in regulating water
pollution: “The Congress expects the States to
assume more and more of the responsibilities of the
water pollution program. It has therefore fashioned
a program which increases Federal resources availa-
ble as responsibilities increase.” 123 Cong. Rec.
39170, 39178 (Dec. 15, 1977) (remarks of S. Muskie).
Congress understood that nonpoint sources of pollu-
tion were best controlled at the local level: “Between
requiring regulatory authority for nonpoint sources,
or continuing the section 208 experiment, the com-
mittee chose the latter course, judging that these
matters were appropriately left to the level of gov-
ernment closest to the sources of the problem.” S.
Rep. No. 95-370, at 9, 1977 U.S.C.C.A.N. at 4335.
In 1987, Congress went further still. At the same
time it created the stormwater discharge control
provisions at issue in this case, Congress added the
Nonpoint Source Management Program, discussed
above. That regime reaffirms that nonpoint
sources—including agricultural and _ silvicultural
stormwater runoff recognized as nonpoint sources
under longstanding EPA regulation and the 1987
statutory exclusion for agricultural stormwater—
remain a matter of land-use control for which the
States, not the federal government, assume primary
responsibility. See 33 U.S.C. § 1329.
In focusing almost exclusively on the 1972 “point
source” definition, the Ninth Circuit all but ignored
this critical 1987 milestone, as well as the overall
design of Congress reflected in the larger statutory
context. The result was a novel rule that betrays
more than three decades of congressional initiatives
25
to address water pollution through distinct programs
designed not only to preserve, but to enhance, States’
authority over agricultural and silvicultural storm-
water runoff.
CONCLUSION
For the foregoing reasons, the judgment of the
Ninth Circuit should be reversed.
Respectfully submitted,
ELLEN STEEN JAMES T. BANKS
DANIELLE QUIST CHRISTOPHER T. HANDMAN*
AMERICAN FARM MARY HELEN WIMBERLY
BUREAU FEDERATION KATHRYN L. LANNON
600 Maryland Ave.,S.W. HOGAN LOVELLS US LLP
Suite 1OOOW 555 Thirteenth Street, N.W.
Washington, D.C. 20024 Washington, D.C. 20004
(202) 406-3600 (202) 637-5719
chris.handman@hoganlovells.com
MICHAEL C. FORMICA MARLIS CARSON
NATIONAL PORK NATIONAL COUNCIL OF
PRODUCERS COUNCIL FARMER COOPERATIVES
122 C Street, N.W. 50 F Street, N.W.
Suite 875 Suite 900
Washington, D.C. 20001 Washington, D.C. 20001
(202) 347-3600 (202) 626-8700
*Counsel of Record Counsel for Amici Curiae
SEPTEMBER 2012
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.