Amicus Curiae Brief — Decker v. Northwest Environmental Defense Center
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Nos. 11-338 and 11-347
Jn the Supreme Court of the GAnited States
DOUG DECKER, IN HIS OFFICIAL CAPACITY AS OREGON
STATE FORESTER, ET AL., PETITIONERS
v.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
ET AL.
GEORGIA-PACIFIC WEST, INC., ET AL., PETITIONERS
Vv.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
ET AL.
ON PETITIONS FOR WRITS OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
DONALD B. VERRILLI, JR.
Solicitor General
Counsel of Record
IGNACIA S. MORENO
Assistant Attorney General
MALCOLM L. STEWART
Deputy Solicitor General
ETHAN G. SHENKMAN
Deputy a Attorney
eneral
PRATIK A. SHAH
Assistant to the Solicitor
General
JuDY B. HARVEY
Attorney
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
ALTRI OEE STA TE TANS S DT OEEIES
QUESTIONS PRESENTED
1. Whether the court of appeals erred in holding
that a suit in which liability depends on the interpreta-
tion of Clean Water Act (CWA) regulations, and in
which the court rejected the construction of the regula-
tions proffered by the Environmental Protection Agency
(EPA), may be adjudicated under the CWA’s citizen-suit
provision, 33 U.S.C. 1365(a), rather than under the
CWA’s judicial-review provision, 33 U.S.C. 1369(b).
2. Whether the court of appeals erred in not defer-
ring to EPA’s interpretation of the Silvicultural Rule, 40
C.F.R. 122.27(b)(1), that channeled runoff from logging
roads does not constitute a point-source discharge.
3. Whether the court of appeals erred in not defer-
ring to EPA’s interpretation of the Phase I industrial
stormwater regulation, 40 C.F.R. 122.26(b)(14), that
channeled runoff from logging roads does not constitute
a stormwater discharge “associated with industrial activ-
ity.”
(1)
TABLE OF CONTENTS
Page
EEE ee 1
SE ee ee ee 8
A. The CWA confers jurisdiction over this citizen
DPA Ced eee Reh eadbeeee bebe eesesadcnceccece 8
B. The court of appeals erred in failing to defer to
EPA’s interpretations of its regulations ad-
vanced in the government’s amicus brief ........... 11
C. This case does not warrant further review ......... 14
1. There is no conflict among the courts of ap-
peals warranting further review ............... 14
2. Both Congress and EPA have taken steps to
mitigate petitioners’ practical concerns about
the effects of the decision below ................ 16
GR er 21
TABLE OF AUTHORITIES
Cases:
Auer v. Robbins, 519 U.S. 452 (1997) ..............0.. ll
Chase Bank USA, N.A. v. McCoy, 131 S. Ct. 871
EE ee ee il
Chevron U.S.A., Inc. v. NRDC, 467 U.S. 837 (1984) ..... 11
Conservation Law Found. v. Hannaford Bros. Co.,
327 F.. Supp. 2d 325 (D. Vt. 2004), aff’d, 139 Fed.
EE 15
EI. du Pont de Nemours & Co. v. Train, 430 U.S. 112
Oe ESS ee 7
Entergy Corp. v. Riverkeeper, Inc., 556 U.S. 208
De ehEhe eee keddoeeerneeeseeeedeesceecns 11
Environmental Def. v. Duke Energy Corp., 549 U.S.
ee eed Lee bk Geek sO hN a EUS KO 60940 000% 10
Cases—Continued: Page
Environmental Def. Ctr. v. EPA, 344 F.3d 832
(9th Cir. 2003), cert. denied, 541 U.S. 1085 (2004) ..... 4
Newton County Wildlife Ass'n v. Rogers, 141 F.3d
i ond 6 cite daueaueieesesateeees 15
NRDC v. Costle, 568 F.2d 1369 (D.C. Cir. 1977) ........ 12
NRDC vy. EPA, 673 F.2d 400 (D.C. Cir.), cert. denied,
ED: oun vnueen eadegennsestedesenesae 7
NRDC v. EPA, 966 F.2d 1292 (9th Cir. 1992) ........... 7
Statutes and regulations:
Administrative Procedure Act, 5 U.S.C. 551 et seg. ..... 15
Clean Water Act, 33 U.S.C. 1251 et seq.:
ED cn a5s ed hen eaddbeeneonessesuneed 2,9
EE \ iv cxvcevedadsecendoeuduegseeeeakaet 2
ET £6445 ocncuvcdsedncnedendéestiesseanes 2
ee i enn icenccvesesbaaenens 2,16
ee ls PIED v6 ccc cuseccscandeuceecdes 3
ED vcicddvnuketceddenteseasionenes 4
ee sc ccciucdceseneeneaceeeenus 3
ED. inciveenedsdcdensdeenneedeeveus 3
Ee is. cieicncheenedensesawenenbas 3
oc ink bene egeundenesaeehedens 4
ED i wit oncucekedecenteukddons 4,19
Es 6d 6 tne geveddeneseeneusstaaenens 2
Es nt ocd waseiendedeennoudeeseunnt 2
id vs vannddeeseesseeusseneeieceuees 4
Se NE BED eo ccdcccseccessccsereces 6, 8,9, 10, 11
V
Statutes and regulations—Continued: Page
Ee yr re 11
i ee rcdinenh knead nie eeecens 9
ccc cc eiecinvadsanceeavas 7, 8,9, 18
a eee dae 7,9, 10
i se Cahn de eewke nee’ 7
oo cen nees sea hhneee babes 7
PE EP eT errr 7,9
Water Quality Act of 1987, Pub. L. No. 100-4, 101
-ateeeiee cele debe Keka baee is sekkus 3, 17,19
Consolidated Appropriations Act, 2012, Pub. L.
No. 112-74, Div. E, § 429, 125 Stat. 1046-1047 ........ 17
40 C.F.R.:
i senshi eee ee ciledet 15
ie i en eee eee ines 17
ee eee ee 4
EE Er ee 4,6, 13, 15
i ns ieee eee eeheeeuees 13
ee eee ied eee we owed aetna se 13
rn 6. 6 id scGusebandawwanes 2,5, 12, 15
EE Pe er ee ere oe” 20
Miscellaneous:
64 Fed. Reg. (Dec. 8, 1999):
EE hance cen Kee tnckek hee neces neadtededonaien 4
CE ed Ceca cd eee eased hhes adeeb enanes 4
73 Fed. Reg. (Sept. 29, 2008)
PE. ctieden peeeegnehiael on deesewnseennn ees 19
VI
Miscellaneous—Continued: Page
77 Fed. Reg. (May 23, 2012):
hee te A OS Ee De Ae Ee 4
iE cide eee eedenv ice egueenehen behead 18
0 ee ee ree 4, 12,18
H.R. 2541, 112th Cong., Ist Sess. (2011) ............... 17
Letter from Nancy K. Stoner, Acting Assistant Ad-
ministrator, EPA, to Congressman Kurt Schrader
SE ED 60 cu ccndebustedbaveisetenesceseesea 19
S. 1369, 112th Cong., Ist Sess. (2011) ................. 17
Jn the Supreme Court of the Gnited States
No. 11-338
DOUG DECKER, IN HIS OFFICIAL CAPACITY AS OREGON
STATE FORESTER, ET AL., PETITIONERS
Vv.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
ET AL,
No. 11-347
GEORGIA-PACIFIC WEST, INC., ET AL., PETITIONERS
v.
NORTHWEST ENVIRONMENTAL DEFENSE CENTER,
ET AL.
ON PETITIONS FOR WRITS OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
This brief is submitted in response to the Court’s order
inviting the Solicitor General to express the views of the
United States. In the view of the United States, the peti-
tions for writs of certiorari should be denied.
STATEMENT
1. a. Section 301(a) of the Clean Water Act (CWA or
Act) prohibits the “discharge of any pollutant” defined as
the addition of any pollutant to navigable waters from any
point source—except “as in compliance with” specified pro-
(1)
2
visions of the Act. 33 U.S.C. 1311(a), 1862(12). The Act
defines “point source” as
any discernible, confined and discrete conveyance, in-
cluding but not limited to any pipe, ditch, channel, tun-
nel, conduit, well, discrete fissure, container, rolling
stock, concentrated animal feeding operation, or vessel
or other floating craft, from which pollutants are or may
be discharged.
33 U.S.C. 1362(14). For most point-source discharges, reg-
ulated entities achieve compliance by obeying the terms of
a permit issued under the National Pollution Discharge
Elimination System (NPDES) pursuant to CWA Section
402, 33 U.S.C. 1342. Other CWA provisions address “non-
point sources” through methods other than the NPDES
program. See, e.g., 33 U.S.C. 1314(f), 1329.
b. The Environmental Protection Agency (EPA) has
promulgated regulations that further define the term
“point source” as it applies to various activities and facili-
ties. EPA’s Silvicultural Rule defines “silvicultural point
source” as “any discernible, confined and discrete convey-
ance related to rock crushing, grave] washing, log sorting,
or log storage facilities which are operated in connection
with silvicultural activities and from which pollutants are
discharged into waters of the United States.” 40 C.F.R.
122.27(b)(1). The Rule excludes from the definition “non-
point source silvicultural activities such as * * * road con-
struction and maintenance from which there is natural run-
off.” Ibid. EPA has construed that rule to exclude from
NPDES permitting requirements all precipitation-driven
runoff from the specified nonpoint sources, including log-
ging roads, even if the runoff flows through a ditch, chan-
nel, or culvert before being released into navigable waters.
See 2007 Gov't C.A. Amicus Br. 10.
3
c. In 1987, recognizing the special regulatory problems
posed by stormwater discharges, Congress amended the
CWA. Pub. L. No. 100-4, 101 Stat. 52 (1987 CWA amend-
ments). CWA Section 402(p) establishes a phased process,
commonly referred to as Phase I and Phase II, for the reg-
ulation of stormwater point-source discharges. 33 U.S.C.
1342(p).
Phase I covers various enumerated sources of storm-
water pollution, see 33 U.S.C. 1342(p)(2), including dis-
charges of stormwater “associated with industrial activity,”
33 U.S.C. 1342(p)(2)(B). The 1987 CWA amendments re-
quired NPDES permits for those discharges and directed
EPA to regulate them accordingly. 33 U.S.C. 1342(p)(3)
and (4). The CWA does not define the term “storm water
discharge associated with industrial activity.” In 1990,
EPA promulgated Phase I regulations that define the term
as
the discharge from any conveyance that is used for col-
lecting and conveying storm water and that is directly
related to manufacturing, processing or raw materials
storage areas at an industrial plant. The term does not
include discharges from facilities or activities excluded
from the NPDES program under this part 122. For the
categories of industries identified in this section, the
term includes, but is not limited to, storm water dis-
charges from * * * immediate access roads * * *
used or traveled by carriers of raw materials, manufac-
tured products, waste material, or by-products used or
created by the facility[.} * * * The following catego-
ries of facilities are considered to be engaging in “in-
dustrial activity” for purposes of paragraph (b)(14):
* * * (ii) Facilities classified as Standard Industrial
Classifications 24 (except 2434).
40 C.F.R. 122.26(b)(14).
For stormwater discharges other than those enumer-
ated in 33 U.S.C. 1342(p)(2), the CWA authorizes EPA to
designate, as part of Phase II, any additional stormwater
discharges “to be regulated to protect water quality.” 33
U.S.C. 1342(p)(5) and (6). For Phase II discharges, EPA
must “establish a comprehensive program,” which “may
include performance standards, guidelines, guidance, and
management practices and treatment requirements, as ap-
propriate.” 33 U.S.C. 1342(p)(6). EPA is authorized to re-
quire NPDES permits for Phase II discharges, but it is not
required to do so. [bid. In 1999, EPA promulgated regula-
tions that designated two categories of stormwater point-
source discharges (neither of which is relevant to this case)
for Phase II regulation. 64 Fed. Reg. 68,722, 68,734 (Dec.
8, 1999) (codified in pertinent part at 40 C.F.R.
122.26(a)(9)(i)). EPA also reserved the authority to desig-
nate additional discharges for Phase II regulation at a later
date. Ibid.'
2. Respondent commenced this action under the
CWA’s citizen-suit provision, 33 U.S.C. 1365. Respondent
alleged that stormwater discharges associated with two
' In 2003, the Ninth Circuit remanded to EPA the question whether
to regulate stormwater discharges from forest roads under Phase II.
See Environmental Def. Ctr. v. EPA, 344 F.3d 832, 863, cert. denied,
541 U.S. 1085 (2004). EPA continues to review available information on
the water-quality impacts of stormwater discharges from forest roads,
including logging roads, as well as existing practices to control those
discharges. On May 23, 2012, EPA announced that it “is considering
designating a subset of stormwater discharges from forest roads for
appropriate action” under the agency’s Phase II rulemaking authority.
Notice of Intent To Revise Stormwater Regulations To Specify That an
NPDES Permit Is Not Required for Stormwater Discharges From
Logging Roads and To Seek Comment on Approaches for Addressing
Water Quality Impacts From Forest Road Discharges, 77 Fed. Reg.
30,479; see pp. 17-18, infra.
5
logging roads in Oregon violate the Act because the roads
at issue collect, channel, and discharge stormwater runoff
to navigable waters—without NPDES permits—via
ditches, pipes, and culverts. First Am. Compl. 2-4, 17-18,
21-24.
Petitioners are state officials and private timber compa-
nies who contro) the relevant logging roads and were
named as defendants in this suit. Supported by the United
States as amicus curiae, petitioners moved to dismiss the
complaint for failure to state a claim. The district court
granted the motion. The court held that, under EPA’s
Silvicultural Rule, 40 C.F.R. 122.27(b)(1), the logging roads
had been categorized as nonpoint sources of natural] runoff,
and that stormwater discharges from those roads therefore
were not subject to NPDES permitting requirements. Pet.
App. 53-77.”
3. The court of appeals reversed. Pet. App. 1-52.°
a. As in the district court, the government filed an ami-
cus brief arguing that, under EPA’s Silvicultural Rule, all
precipitation-driven runoff from logging roads is excluded
from NPDES permitting requirements, even if it flows
through a ditch, channel, or culvert before being discharged
into navigable waters. See 2007 Gov’t C.A. Amicus Br. 10.
The court of appeals rejected that interpretation of the reg-
ulation. Pet. App. 34-37. The court stated that “there are
two possible readings of the Silvicultural Rule,” and it ac-
knowledged that the interpretation advanced in the govern-
ment’s amicus brief “reflects the intent of EPA in adopting
the Rule.” Jd. at 36. The court concluded, however, that an
* References to “Pet. App.” are to the appendix to the petition for a
writ of certiorari in No. 11-338.
* The initial court of appeals opinion was published at 617 F.3d 1176,
but the discussion in this brief cites the superseding opinion, which was
published at 640 F.3d 1063 and is reprinted in the petition appendix.
6
alternative reading of the rule was preferable because it
would “allow [the court] to construe the Rule to be consis-
tent with the statute,” in particular, the CWA’s definition of
“point source.” Jd. at 37. The court held that the Silvi-
cultural Rule does not encompass stormwater runoff from
logging roads that is systemically collected and channeled
through man-made ditches and culverts before being dis-
charged into waters of the United States. /bid.
b. Petitioners and the United States further argued
that, even if such channeled runoff from logging roads con-
stitutes a “point source” discharge, such discharges are not
subject to NPDES permitting requirements under EPA’s
stormwater regulations promulgated pursuant to 33 U.S.C.
1342(p). Pet. App. 37-48. Petitioners and the government
contended, in particular, that the discharges at issue here
are not “associated with industrial activity” as EPA has
defined that term. See id. at 44-47; 40 C.F.R. 122.26(b)(14).
The court of appeals rejected that understanding of EPA’s
regulatory definition. The court found it “undisputed that
‘logging,’ which is covered under SIC (Standard Industrial
Classification] subcategory 2411 (part of SIC 24), is an ‘in-
dustrial activity.’” Pet. App. 44-45. The court construed
the regulation’s reference to “immediate access roads” —
defined in EPA’s preamble to mean “roads which are exclu-
sively or primarily dedicated for use by the industrial facil-
ity”—as covering the logging roads at issue here. Jd. at 45-
47.
4. a. Petitioners filed petitions for rehearing in the
court of appeals. The court of appeals thereafter ordered
a response and posed two threshold questions: (1) “Cana
suit challenging EPA’s interpretation of its regulations
implementing the Clean Water Act’s permitting require-
ments be brought under the Act’s citizen suit provision, 33
U.S.C. 1365(a)?” (2) “Must a suit challenging EPA’s deci-
7
sion to exempt the discharge of a pollutant from the Clean
Water Act’s permitting requirements be brought under the
Act’s agency review provision, 33 U.S.C. 1369(b)?” 10/21/10
Order.
Section 1369(b) authorizes private parties to obtain di-
rect court of appeals review of certain EPA actions, includ-
ing actions taken in “promulgating any effluent limitation
or other limitation under section 1311” or “in issuing or
denying any permit under section 1342.” 33 U.S.C.
1369(b)(1)(E) and (F'). EPA’s NPDES regulations are gen-
erally subject to immediate appellate review under that
provision. See, e.g., NRDC v. EPA, 673 F.2d 400, 404-406
(D.C. Cir.), cert. denied, 459 U.S. 879 (1982) (citing EJ. du
Pont de Nemours & Co. v. Train, 430 U.S. 112, 186 (1977));
NRDC v. EPA, 966 F.2d 1292, 1296-1297 (9th Cir. 1992).
Such review must be sought within 120 days of the relevant
EPA action, unless a challenge is “based solely on grounds
which arose after such 120th day.” 33 U.S.C. 1369(b)(1).
Any EPA action “with respect to which review could have
been obtained under [Section 1369(b)(1)] shall not be sub-
ject to judicial review in any civil or criminal proceeding for
enforcement.” 33 U.S.C. 1369(b)(2).
In response to the court of appeals’ questions, the
United States filed another amicus brief. The government
expressed the view that, although Section 1369(b)(2) would
preclude the court in a Section 1365(a) citizen suit from
invalidating the EPA regulations implicated by this case,
Section 1369(b)(2) did not preclude the court from inter-
preting those regulations in a manner different from the
interpretations advanced in the government's prior amicus
brief on the merits. See 2011 Gov’t C.A. Amicus Br. 7-11.
b. The court of appeals denied rehearing and issued a
superseding panel opinion. Pet. App. 1-52; see n.3, supra.
In a new section entitled “Subject Matter Jurisdiction,” the
8
court agreed with the position set forth in the government’s
rehearing brief that Section 1369(b) “does not bar a citizen
suit challenging EPA’s Silvicultural Rule interpretation
first adopted in its initial amicus brief in this case.” Pet.
App. 8-10. The court adhered to the remainder of its previ-
ous opinion.
DISCUSSION
The court of appeals correctly rejected petitioners’ ju-
risdictional challenge to this citizen suit, since the dispute
between the parties concerns the proper interpretation,
rather than the validity, of the EPA regulations at issue
here. On the merits, the court erred in failing to give ap-
propriate deference to EPA’s interpretation or its own reg-
ulations. That error, however, does not warrant this
Court’s review.
No square circuit conflict exists on the questions pre-
sented in the certiorari petitions. And while the court of
appeals construed EPA’s current Phase I industrial storm-
water regulation to require NPDES permits for channeled
stormwater discharges associated with logging roads, the
court did not hold that the CWA compels that result. Con-
gress has temporarily barred EPA from implementing the
court of appeals’ decision, and EPA has announced its in-
tent to amend expeditiously its Phase I regulation to make
clear that discharges of the sort at issue here do not require
NPDES permits. Those developments address petitioners’
concerns about the practical burdens that the court’s ruling
could entail. The petitions for writs of certiorari therefore
should be denied.
A. The CWA Confers Jurisdiction Over This Citizen Suit
A citizen suit under Section 1365(a) may be brought
against a person or entity alleged to be violating the CWA
by, inter alia, discharging pollutants into navigable waters
9
without an NPDES permit. 33 U.S.C. 1365(a) and (f)(1);
see 33 U.S.C. 1311(a). Section 1369(b), by contrast, pro-
vides for immediate review of various EPA actions, includ-
ing the promulgation of NPDES regulations. 33 U.S.C.
1369(b)(1); see p. 7, supra. A review proceeding under Sec-
tion 1369(b)(1) must be commenced within 120 days of the
challenged EPA action, unless the basis for the suit arises
after that period. /bid. Any EPA action that could have
been challenged under Section 1369(b)(1) “shall not be sub-
ject to judicial review in any civil or criminal proceeding for
enforcement.” 33 U.S.C. 1369(b)(2).
The court of appeals correctly held that Section
1369(b)(2) did not preclude the courts below from exercis-
ing jurisdiction over this citizen suit. See Pet. App. 8-10.
Petitioners premise their jurisdictional challenge on the
assertion that the court of appeals invalidated an EPA rule.
11-338 Pet. 19-24. If the court had taken that step, its deci-
sion would have run afoul of Section 1369(b)(2), since the
pertinent EPA regulations could have been challenged at
the time those rules were promulgated. See 2011 Gov't
Amicus Br. 6-7; Br. in Opp. 19-24.
Contrary to petitioners’ contention, however, the court
of appeals did not expressly or implicitly invalidate either
the Silvicultural Rule or the EPA regulation that defines
the term “stormwater discharge associated with industrial
activity.” Rather, the court of appeals simply interpreted
those regulations in a manner different from the construc-
tions advanced in the government’s amicus brief. See Pet.
App. 36-37, 44-47. To be sure, in choosing between two
competing interpretations of the Silvicultural Rule, the
court was significantly influenced by its view that the Rule
would be contrary to the CWA if EPA’s interpretation were
adopted. See id. at 36-37. But just as a court does not in-
validate a statute by construing it to avoid perceived consti-
10
tutional difficulties, the court of appeals did not invalidate
the Silvicultural Rule by adopting the interpretation that
the court viewed as necessary to achieve compliance with
the governing statute. Cf. Environmental Def. v. Duke
Energy Corp., 549 U.S. 561, 573, 581 (2007) (distinguishing,
for purposes of an analogous Clean Air Act judicial-review
provision, “between a purposeful but permissible reading of
the regulation adopted to bring it into harmony with the
Court of Appeals’s view of the statute, and a determina-
tion that the regulation as written is invalid”). And be-
cause EPA did not announce its official reading of the
Silvicultural Rule at the time of the rule’s promulgation,
respondent could not reasonably have been expected to
challenge that potential reading under Section 1369(b)(1) at
that time. Pet. App. 9-10; see 2011 Gov’t Amicus Br. 7-11 &
n.d.
The decisions cited by the state petitioners (11-338 Pet.
20) simply reiterate the undisputed propositions that chal-
lenges to the validity of an EPA rule promulgated under
the CWA must be brought pursuant to Section 1369(b)(1),
and that a court may not invalidate an EPA rule in a citizen
suit brought under Section 1365(a). None of those decisions
suggests that the court in a CWA citizen suit is foreclosed
from either (a) rejecting EPA’s construction of its own rule,
or (b) adopting a competing construction that the court
views as necessary to render the rule consistent with the
statute. Because the court below did not explicitly or im-
plicitly invalidate any EPA rule, the precedents on which
* The industry petitioners argue (11-347 Pet. 23 n.2) that EPA had
officially interpreted the term “natural runoff” in the Silvicultural Rule
as including runoff that is systematically channeled well before the gov-
ernment filed its amicus brief in this case. The court of appeals rejected
that contention (Pet. App. 9), and that aspect of the court’s analysis
raises no legal issue of recurring importance.
11
the state petitioners rely are inapposite. Further review of
this issue is not warranted.
B. The Court Of Appeals Erred In Failing To Defer To EPA’s
Interpretations Of Its Regulations Advanced In The Govern-
ment’s Amicus Brief
In a CWA citizen suit, a court determines whether the
defendant’s discharges violate the requirements of the
CWA and applicable regulations. 33 U.S.C. 1365(a) and (f).
In making that determination, the court must defer to
EPA’s regulatory construction of an ambiguous CWA pro-
vision unless that interpretation conflicts with the statute.
See Chevron U.S.A., Inc. v. NRDC, 467 U.S. 837, 841-844
(1984); cf. Entergy Corp. v. Riverkeeper, Inc., 556 U.S. 208,
218 (2009). When the legality of a citizen-suit defendant’s
conduct turns on the interpretation of EPA regulations, the
court similarly must defer to EPA’s construction of its own
rule unless that interpretation is “plainly erroneous or in-
consistent with the regulation.” Auer v. Robbins, 519 U.S.
452, 461-462 (1997) (citation omitted). An agency’s reason-
able interpretation of its regulation, as presented in an ami-
cus brief, is entitled to Auer deference. See, e.g., Chase
Bank USA, N.A. v. McCoy, 131 S. Ct. 871, 880 (2011).
1. The legality of petitioners’ conduct depends in part
on whether stormwater runoff from a logging road consti-
tutes a “point source” discharge within the meaning of the
CWA if the runoff is collected and channeled through pipes,
ditches, or culverts before entering waters of the United
States. In resolving that question, the court of appeals
should have given Chevron deference to EPA’s Silvicultural
Rule, which provides that “non-point source silvicultural
activities such as * * * road construction and maintenance
from which there is natural runoff” are excluded from the
definition of “silvicultural point source.” 40 C.F.R.
12
122.27(b)(1). The CWA’s broad definition of “point source”
under Section 502(14) gives EPA at least some discretion in
distinguishing between point and nonpoint sources. In par-
ticular, “the concept of a ‘discrete conveyance’” contained
in the statutory definition “suggests that there is room here
for some exclusion by interpretation” by the agency.
NRDC v. Costle, 568 F.2d 1369, 1377 (D.C. Cir. 1977); see
id. at 1382 (“(T]he power to define point and nonpoint
sources is vested in EPA and should be reviewed by the
court only after opportunity for full agency review and ex-
amination.”) (citation and internal quotation marks omit-
ted).
Although the Silvicultural Rule does not specifically
confirm that the reference to “natural runoff” includes sys-
tematically channeled runoff, neither does it suggest that
such runoff should be treated as a “point source” discharge.
To the extent that the absence of any specific reference to
channeled runoff renders the Silvicultural Rule ambiguous,
the court of appeals should have deferred under Auer to
EPA’s interpretation of its own Rule provided in the govern-
ment’s amicus brief. That brief unequivocally expressed
EPA’s view that “the term ‘natural runoff’ in the silvi-
cultural rule categorically excludes all stormwater runoff
from forest roads, even where the roads include channels,
ditches, or culverts.” 2007 Gov’t Amicus Br. 25.°
2. The court of appeals should also have deferred to
EPA’s interpretation of its Phase I industrial stormwater
regulation. Properly construed, that regulation provides an
independent basis for concluding that, under the current
* In its recent Federal Register notice, EPA stated that it is consi-
dering the possibility of regulating a subset of stormwater discharges
from forest roads under its Phase II stormwater rulemaking authority.
77 Fed. Reg. at 30,479; see pp. 17-18, infra.
13
regulatory scheme, petitioners were not required to obtain
an NPDES permit for any of the activities at issue here.
To identify the categories of “facilities” that are en-
gaged in “industrial activity,” EPA’s Phase I regulation
incorporates by reference Standard Industrial Classifica-
tions (SIC) codes, including SIC code 24, of which “logging”
is a subcategory. 40 C.F.R. 122.26(b)(14)(ii). In its amicus
brief below, the government explained that “EPA primarily
referenced this SIC code to regulate traditional industrial
sources such as sawmills.” 2007 Gov’t C.A. Amicus Br. 29.
The government further explained that, “(bly not excluding
SIC code 2411 (the logging subcategory), EPA intended to
reference only the four categories of silvicultural facilities
it had already defined as point sources in” the Silvicultural
Rule—ze., rock crushing, gravel washing, log sorting, and
log storage. Jd. at 29-30.° Those facilities are more closely
associated with traditional industrial activities than are
logging roads, which are often used for recreational pur-
poses rather than as “immediate access roads” to those
facilities. See id. at 31. EPA’s interpretation is also consis-
tent with the terms of SIC code 2411, which defines “log-
ging” facilities as “/e/stablishments primarily engaged in
cutting timber and in producing . . . primary forest or
wood raw materials . . . in the field.” Pet. App. 45 (em-
phasis added).
In concluding that the discharges at issue here are “as-
sociated with industrial activity” within the meaning of
EPA’s current Phase I rule (Pet. App. 42-47), the court of
appeals ignored EPA’s construction of its own regulation.
° That understanding is buttressed by the fact that EPA’s definition
of “storm water discharge associated with industrial activity” expressly
exempts activities that are “excluded from the NPDES program under
this part 122,” 40 C.F.R. 122.26(b)(14), including under the Silvicultural
Rule, 40 C.F.R. 122.27.
14
The interpretation set forth in the government’s amicus
brief did not clearly conflict with the text of the regulation.
Nor did the court of appeals hold that its expansive con-
struction of the term “associated with industrial activity”
was necessary to bring EPA’s Phase I regulation into con-
formity with the statute. In adopting a construction of the
regulation that was inconsistent with EPA’s own stated
understanding of the rule, the court of appeals misapplied
established Auer deference principles.
C. This Case Does Not Warrant Further Review
Notwithstanding the court of appeals’ errors on the
merits, the decision below does not warrant this Court’s
review. The decision does not create a square conflict
among the courts of appeals. And while application of
NPDES permitting requirements to petitioners’ storm-
water discharges could entail significant practical burdens
if the current regulatory scheme remained unchanged,
those concerns are being addressed by both Congress and
EPA—entities with greater institutional capacity to resolve
the complex regulatory issues involved.
1. There is no conflict among the courts of appeals war-
ranting further review
a. As discussed above (see pp. 10-11, supra), the Ninth
Circuit’s jurisdictional analysis does not conflict with other
court of appeals decisions holding that Section 1369(b) pro-
vides the exclusive CWA avenue to review the validity of an
EPA rule implementing the NPDES permitting system.
The court of appeals did not invalidate an EPA regulation
explicitly or implicitly. Rather, it interpreted the pertinent
EPA rules as requiring NPDES permits for the type of
discharges at issue, as urged by respondent in this Section
1365(a) citizen suit. /bid.; see Br. in Opp. 19-26. Although
the court of appeals’ interpretations of those rules were
15
flawed on the merits, the court did not err in entertaining
the suit.
b. The industry petitioners allege (11-347 Pet. 25-26) a
conflict between the court of appeals’ interpretation of the
Silvicultural Rule and that of the Eighth Circuit in Newton
County Wildlife Ass'n v. Rogers, 141 F.3d 803 (1998). The
court in Rogers held that the Forest Service’s failure to
obtain an NPDES permit before contracting with others to
harvest timber and build roads did not constitute an abuse
of discretion under the Administrative Procedure Act, 5
U.S.C. 551 et seg. 141 F.3d at 810. The court relied princi-
pally on the rationale that the private operator, not the For-
est Service, would be responsible for obtaining any re-
quired permit. J/bid. (citing 40 C.F.R. 122.21(b)). The
Eighth Circuit added that “EPA regulations do not include
the logging and road building activities cited by [plaintiff]
in the narrow list of silvicultural activities that are point
sources requiring NPDES permits.” J/bid. (citing, inter
alia, 40 C.F.R. 122.27(b)(1)). But that single, passing state-
ment was simply dictum, and it did not specifically refer to
the sort of channeled runoff at issue in this case. See ibid.;
see also Br. in Opp. 16-17.
c. The court below is the first court of appeals to ad-
dress whether EPA’s Phase I industrial stormwater regula-
tion, 40 C.F.R. 122.26(b)(14), requires permits for the type
of discharges at issue. See Br. in Opp. 15-16. Contrary to
the industry petitioners’ suggestion (11-347 Pet. 26-27), the
decision below does not conflict with the Second Circuit’s
unpublished summary affirmance of the district court’s
decision in Conservation Law Foundation v. Hannaford
Bros. Co., 327 F. Supp. 2d 325 (D. Vt. 2004), aff’d, 139 Fed.
Appx. 3381 (2005). In Conservation Law Foundation, the
district court held that a shopping plaza owner was not lia-
ble under the CWA for stormwater discharges from the
16
plaza’s parking lot. /d. at 330-335. Because the parties
agreed that the parking-lot discharges were not covered by
either Phase I or Phase II rules, however, the court had no
occasion to consider whether the discharges were in fact
regulated by EPA’s stormwater rules—the relevant ques-
tion here. Jd. at 330 (“(Plaintiff] does not contend that the
[plaza] falls into the categories of stormwater discharges
required to obtain a permit under the Phase I and Phase IT
rules. Therefore, the question before the Court is whether
§ 301(a) of the CWA prohibits the [plaza] from discharging
stormwater without an NPDES permit even though neither
EPA nor [the responsible state agency] require the [plaza]
to obtain a NPDES permit.”).
2. Both Congress and EPA have taken steps to mitigate
petitioners’ practical concerns about the effects of the
decision below
Petitioners contend that, by requiring NPDES permits
for a potentially vast number of logging-road discharges,
the decision below threatens to impose significant compli-
ance burdens on both regulators and the timber industry.
11-338 Pet. 24-28; 11-347 Pet. 30-35. Congress and EPA
have already taken steps, however, to address those con-
cerns.
a. Congress has suspended the permitting requirement
imposed by the court of appeals’ decision:
From the date of enactment of this Act until September
30, 2012, the Administrator of the Environmental Pro-
tection Agency shall not require a permit under section
402 of the Federal Water Pollution Control Act (33
U.S.C. 1342), nor shall the Administrator directly or
indirectly require any State to require a permit, for dis-
charges of stormwater runoff from roads, the construc-
17
tion, use, or maintenance of which are associated with
silvicultural activities.
Consolidated Appropriations Act, 2012, Pub. L. No. 112-74,
Div. E, § 429, 125 Stat. 1046-1047. That legislation provides
breathing space for EPA to fashion an administrative re-
sponse to the court of appeals’ decision. Permanent legisla-
tion is also pending in both the Senate and the House of
Representative that would amend Section 402 so as to not
require NPDES permits for stormwater discharges result-
ing from silvicultural activities. H.R. 2541, S. 1369, 112th
Cong., Ist Sess. (2011).
b. The court of appeals held that, if the Silvicultural
Rule were construed to designate channeled runoff from
logging roads as a “nonpoint source,” the Rule would be
inconsistent with the CWA’s definition of “point source.”
Pet. App. 36-37. Under the 1987 CWA amendments, how-
ever, not all point-source discharges of stormwater runoff
require NPDES permits. See pp. 3-4, supra. And while
the court below held that the discharges at issue here are
“associated with industrial activity” as EPA’s current regu-
lations define that term, see Pet. App. 44-47, the court did
not suggest that the CWA requires EPA to take that ap-
proach. See, e.g., 7d. at 46 (“The [Phase I regulation’s] defi-
nition of a ‘facility’ engaging in ‘industrial activity’ is very
broad.”). The court’s decision thus leaves EPA free to
amend its Phase I regulations to make clear that runoff
from logging roads is not “associated with industrial activ-
ity” and therefore is not subject to NPDES permitting re-
quirements.
On May 23, 2012, EPA issued a formal notice in the
Federal Register indicating its intent “to propose revisions
to its Phase I stormwater regulations (40 CFR 122.26) to
specify that stormwater discharges from logging roads are
not included in the definition of ‘storm water discharge as-
18
sociated with industrial activity.’” 77 Fed. Reg. at 30,474.
As that notice explains, “[t]he effect of this revision would
be to remove any obligation for an owner or operator of a
logging road that has discharges of stormwater to waters
of the United States to seek” an NPDES permit for such a
discharge. /bid. The notice further explains that “EPA is
aware that a Congressional moratorium on NPDES permit-
ting of some logging roads is set to expire on September 30,
2012, and intends to move expeditiously to complete this
revision.” /bid.
The notice also states that EPA intends further study
and seeks public comment on “alternative approaches for
addressing stormwater discharges from forest roads.” 77
Fed. Reg. at 30,479. Among those alternatives, “EPA is
considering designating a subset of stormwater discharges
from forest roads for appropriate action under section
402(p)(6) of the Act,” z.e., its Phase II regulatory authority,
which “allows the EPA flexibility in issuing regulations to
address designated stormwater discharges and does not
require the use of NPDES permits.” /bid.
By clarifying that channeled stormwater discharges
from logging roads are not “associated with industrial activ-
ity,” EPA’s proposed regulatory approach would render
moot petitioners’ objections to the court of appeals’ conclu-
sion that such discharges are subject to NPDES permitting
requirements under the current regulatory scheme. EPA’s
proposed approach would also facilitate further inquiry
concerning possible alternative measures that would miti-
gate the environmental impacts giving rise to respondent’s
suit. If an interested party is unhappy with the ultimate
outcome of EPA’s rulemaking process, any new rule will be
subject to direct judicial review pursuant to 33 U.S.C.
1369(b) on the agency’s developed administrative record.
19
If the Court grants certiorari in this case, however, it
will be faced with a binary choice: either hold that the
stormwater discharges at issue here are not subject to
CWA regulation at all (as petitioners contend), or hold that
the discharges require NPDES permits (as respondent
argues). In authorizing EPA to engage in Phase i] regula-
tion, Congress sought to obviate the need for that all-or-
nothing choice, and to expand the range of regulatory op-
tions available to the agency. And because any decision this
Court might issue would focus on EPA’s current regulatory
framework, that decision could be superseded by further
regulatory action. If the Court reversed the court of ap-
peals and held that the discharges at issue do not require
NPDES permits under the Phase I regulations because
they are nov “associated with industrial activity,” EPA
could impose alternative regulatory requirements under
the more flexible Phase II provisions of the 1987 CWA
amendments, see 33 U.S.C. 1342(p)(6). Alternatively, if the
Court upheld the court of appeals’ determination that the
discharges at issue are covered by the current Phase I in-
dustrial stormwater regulation, EPA could still revise that
regulation (in accordance with its recent Federal Register
notice) to exclude those discharges from the NPDES re-
quirement. For these reasons, review by this Court to con-
sider the proper interpretation of EPA’s current regulatory
scheme would neither represent a sound use of the Court’s
resources nor definitively resolve the legal status of chan-
neled stormwater discharges from logging roads.
Even before Congress suspended the permitting re-
quirement imposed by the court of appeals’ decision, EPA
had taken steps to alleviate petitioners’ immediate practical
concerns by making available, as appropriate, the Multi-
Sector General Permit (MSGP) for discharges associated
with industrial activities, 73 Fed. Reg. 56,572 (Sept. 29,
20
2008), to persons responsible for channeled runoff from
logging roads. See Letter from Nancy K. Stoner, Acting
Assistant Administrator, EPA, to Congressman Kurt
Schrader (July 1, 2011). /nter alia, the MSGP allows per-
mit holders to select their own methods for reducing dis-
charges to meet narrative effluent limitations. 73 Fed. Reg.
at 56,574-56,576. The MSGP could apply to groups of roads
and could considerably lessen the administrative burdens
associated with obtaining separate permits for each individ-
ual road or discharge. See 40 C.F.R. 122.28. Although the
MSGP is available only in States where EPA is the permit-
ting authority, other States authorized to issue NPDES
permits may choose to make available a similar general
permit.
x*_ eke
In light of the significant attention directed by Congress
and EPA to the regulation of stormwater discharges from
logging roads in response to the court of appeals’ decision,
this Court’s intervention is not warranted. The complex
regulatory issues implicated by the decision below are cur-
rently being addressed in the first instance, and can be ad-
dressed more definitively and in a more nuanced fashion, by
Congress and the expert agency.
21
CONCLUSION
The petitions for writs of certiorari should be denied.
Respectfully submitted.
DONALD B. VERRILLI, JR.
Solicitor General
IGNACIA S. MORENO
Assistant Attorney General
MALCOLM L. STEWART
Deputy Solicitor General
ETHAN G. SHENKMAN
Deputy Assistant Attorney
neral
PRATIK A. SHAH
Assistant to the Solicitor
General
JUDY B. HARVEY
Attorney
MAY 2012
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.