Opposition Brief — Walker v. Munsell (No. 08-334)
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No. 08-334 wed Naas
In The
SUPREME COURT OF THE UNITED STATES
CLAYTON ANTHONY WALKER, Individually and
as Administrator of the Estate of Breanna Nicole
Walker on behalf of Breanna Nicole Walker,
Petitioners,
V.
RUSS MUNSELL, Officer: DAVID HOOTER,
Officer; RODNEY WALKER, Officer,
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the Fifth Circuit
BRIEF FOR RESPONDENTS IN OPPOSITION TO
PETITION FOR WRIT CERTIORARI
Bradley C. Myers (#1499)
Lana D. Crump (#23707)
Counsel of Record
KEAN,MILLER, HAWTHORNE,
D’ARMOND, MCCOWAN &
JARMAN, L.L.P.
P.O. Box 3513
Baton Rouge, LA 70821
(225) 387-0999
Attorneys for Respondents Russ
Munsell, David Hooter, and
Rodney Walker
QUESTIONS PRESENTED FOR REVIEW
1. Whether the Fifth Circuit erred when it found
that the district court properly decided the
motion for summary judgment filed by
Defendants Russ Munsell, David Hooter and
Rodney Walker, by dismissing Plaintiffs
excessive force and malicious prosecution
claims on the grounds that no genuine issues
of material fact exist and Defendants are
entitled to judgment as a matter of law. The
specific issues are as follows:
a. Whether the Fifth Circuit was correct in
affirming the district court’s application of
Heck v. Humphrey’ to Plaintiffs excessive
force claim.
b. Whether the Fifth Circuit was correct in
affirming the district court’s application of
Heck to Plaintiffs particular excessive
force claim wherein Plaintiff categorically
denies resisting arrest in his 42 U.S.C. §
1983 action.
c. Whether the Fifth Circuit was correct in
finding that the plain language of Heck
applied to Plaintiff even though he is
habeas corpus ineligible since Plaintiff has
1512 U.S. 477 (1994).
il
other procedural means of establishing
favorable termination under Heck.
2. Whether the Fifth Circuit erred when it found
the district court did not abuse its discretion
when it refused to certify its dismissal of
Plaintiffs ex essive force claim for immediate
appeal under Federal Rule of Civil Procedure
54(b).
ill
TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW............... i
ee i rctinisisiskicsinimviaiieccecciazasetians ill
TABLE OF CITED AUTHORITIES .....0.0. ee. vi
CITATIONS TO OPINIONS BELOW .....000.. ee. 1
CONSTITUTIONAL PROVISIONS AND
ain rei sasinstcintietiaasiaadienincetadecnel 1
STATEMENT OF TEES CASE. .......00ccc0cccccccssecoscsosssees 2
REASONS FOR DENYING PETITION FOR WRIT
I iid scherisikanvcndglsininahgnienmtsincntiiieingnviiniaend 8
TT vitnieiesncsitsasiaiptialicestintinnniiisdinideisannadiguienbineiwebisiin 11
I. Summary of Argument ................c.ccccccccsssssees 11
A. The Heck Doctrine Was Not Waived.....11
B. Heck Applies to Excessive Force Claims
Where Plaintiff Categorically Denies
I ocean caste rmuniianiamnidaas 12
C. The Plain Language of Heck Apples to
Plaintiff Even Though He Is Habeas
IID wsakhdnclinctitassddsipencduabientnbsadandibuanion 13
iv
D. The District Court Properly Exercised its
Discretion in Denying Rule 54(b)
I lich site ntaielsieeidetiindatdeccibiictadd 13
II. The Fifth Circuit Properly Found Summary
Judgment Was Warranted ........................004. 14
A. Heck v. Humphrey Standard ................. 14
The Fifth Circuit Properly Found the
Heck Doctrine Was Not Waived............. 15
C. The Fifth Circuit Correctly Found Heck
Bars This Particular Excessive Force
Claim Wherein Plaintiff Categorically
Denies Resisting Arrest in His § 1983
RU lidaidetatiiaaiiiestipiajtihtaiteiilidhiminisiinnssiteeaiianlélaaie 17
1. Arnold and Its Progeny......................00064 18
2. Plaintiffs Claims are Like Arnold and Its
SPIT icctabuinectiinisinutieaiabiniieinenaannddaunailins 20
3. Plaintiffs Excessive Force Claim is
Distinguishable From Claims That
ID BET HD ccccccensacstccoccesicccscocoseus 22
D. The Fifth Circuit Properly Found the
Plain Language of Heck Applies to
Plaintiff Even Though He Is Habeas
Ineligible Since Plaintiff Has Other
Procedural Means of Establishing
Favorable Termination. ........................- 24
Ill. The District Court Did Not Abuse Its
Discretion When It Refused To Certify Its
Dismissal of Plaintiffs Excessive Force Claim
For Immediate Appeal Under Federal Rule Of
Civil Procedure 54(b)..............cccccccceseeeceeeeeceeee 28
ETE AE EA aN TR ATE SES Se EER 31
INDEX TO APPENDICES
APPENDIX D- Ruling on Motion for Rule 54(B)
Certification of the United States District Court for
the Middle District of Louisiana dated November13,
APPENDIX E: 42 U.S.C. §..cccccscssscssesssesssesesssee App. B
APPENDIX F- U.S. Const. Amendments IV and
TTT Lidia baieciiigachssteetidiinanitinisitasianiipaieianabeaauianadaaiananiae App. C
ra” = a eh?! tei, tn i. © Bb) Deed, Be tin, ee Oe i at 1 ee pe
=o
:
TABLE OF CITED AUTHORITIES
CASES
Allied Chemical Corp. v. Mackay, 695 F.2d 854
RESTS SCE SL ll
Arnold v. Town of Slaughter, 100 Fed. Appx. 321
GBs Che, BOD 3220.00.20000<0505 10, 12, 17, 18, 19, 20, 24
Baker v. City of Hollywood, No. 08-60294-CIV, 2008
WL 2474665 (S.D. Fla. June 17, 2008)........... 10, 25
Ballard v. Burton, 444 F.3d 391 (5th Cir. 2006) ....... 6
Battle v. Marquardt, No. CV. A. 03-1062, 2006 WL
1073068 (W.D. Pa. Apr. 21, 2006) ...... 10, 13, 25, 26
| Bettes v. Stonewall Ins. Co., 480 F.2d 92
OSE A A 17
Beverly v. Talsma, No. 3:06-CV-0160-DFH-WGH,
2008 WL 2114886, (S.D. Ind. Mar. 28, 2008)....... 19
Boyd v. Biggers, 31 F.3d 279 (5th Cir. 1994).....29, 30
Curtiss-Wright Corp. v. General Elec. Co., 446 U.S. 1
SESE NEO ine bls SERRE ee 29
DeLeon v. City of Corpus Christi, 488 F.3d 649
I cia cinacdamienstiominonanee 10, 12, 19, 30
Vii
Dickinson v. Petroleum Conversion Corp., 338 U.S.
RAR SE SP RIAL a we Hen OR rT 29
Dyer v. Lee, 488 F.3d 876 (11th Cir. 2007).............. 22
Graham v. Johnson, 94 F.3d 958 (5th Cir. 1996) (per
SEAR es Aeotorede Mus ame aul ay rt abe Neead Meant 12
Hassler v. Carson County, 111 Fed. Appx. 728
IRR a a ce ee on ne cE 10, 26
Heck v. Humphrey, 512 U.S. 477 (1994) ......... passim
Jasmin v. Dumas, 726 F.2d 242
ROR ER NEO aaa RENEE 28
Johnson v. Dallas City Police Dept., 2004 WL
2964968 (N.D. Tex. Dec. 15, 2004), aff'd, 2005 WL
119467 (N.D. Tex. Jan. 18, 2005) ...........0cccc cece. 19
Johnson v. McElveen, 101 F.3d 423
I cisuamns 29, 30
Jones v. Miles, 656 F.2d 103 (5th Cir. 1981)....... "
Lucas v. United States, 807 F.2d 414
Se (eS 11
Martinez v. City of Albuquerque, 184 F.3d 1123
I ee 23
Vili
Nelson v. Jashurek, 109 F.3d 142 (3d Cir. 1997) ....23
Okoro v. Callaghan, 324 F.3d 488
SSIS SETS ee ed Or va 17, 19
Phyfer v. San Gabriel Dev. Corp., 884 F.2d 235
a 16
Quintana v. Gates, No. CV 0007166 GAF, 2004 WL
1661540 (C.D. Cal. July 20, 2004) oo... 16
Randell v. Johnson, 227 F.3d 300
REE I 10, 13, 26
Road Sprinkler Fitters Local Union v. Continental
Sprinkler Co., 967 F.2d 145 (5th Cir. 1992)...28, 29
Robinson v. Doe, 272 F.3d 921 (7th Cir. 2001)........ 23
Sappington v. Bartree, 195 F.3d 234
Rt SR CC 15
Spencer v. Kemna, 523 U.S. 1 (1998)...0........00000000... 26
Stephenson v. Reno, 28 F.3d 26 (5th Cir. 1994)...... 29
United States v. Shanbaum, 10 F.3d 305
hE e+. Te ane 11, 12
VanGulder v. Baker, 435 F.3d 689
i SIL ee TT 22
ix
Vickers v. Donahue, 137 Fed. Appx. 285
EAE a ee 10, 25
Wallace v. Kato, 127 S. Ct. 1091 (2007)..............006+ 30
Watson v. New Orleans City, 275 F.3d 46, 2001 WL
1268716 (5th Cir. Oct. 16, 2001).......0..0000000.... 11, 16
Willingham v. Loughnan, 261 F.3d 1178 (11th Cir.
2001), cert. granted and judgment vacated on
other grounds, 537 U.S. 801 (2002)...................... 23
Withrow v. Williams, 507 U.S. 680, 721 (1993)
(Scalia, J., concurring) ...................:cceeeccesseeeeee 27, 28
CONSTITUTIONAL PROVISIONS
i ccesccncnpmtitcnerncsiacianeneinainesnteai I
critics cagsiacl inden
I, FU TEE deicnisinsnincononcosnsnciotisnsiisinedensisioanen 3
Sons I, SEIN, CIIPY cntecccsiceccentisevcsnssoseneioniee er, oe
STATUTES
I Tt nsscnicnsnnsniiicensiinecsennesheosniicaeinniiie passim
ee Sc cece uusmncmwmeummedenmmmeneseuebecciones 21
RULES
SE NTO 11, 15, 16
fk nee se Rares” 16
Fed. R. Civ. P. 54(b).............cccesee0s ii, 3, 7, 8, 13, 14, 28
29, 31
TTT AS ARO AT DTT TE Rin 8,910 —
I 2
Sy Ts MIE TTIN U,ctssinlalictacevensitaghiceinebaihattendiaaiilail 2
CODE
Code of Ordinances, City of Denham Springs (La.)
TE SR a ee 2, 20, 23, 24
La. Code Crim. Proc. Ann. art. 220 (2008) .............. 24
OTHER AUTHORITIES
Charles Alan Wright & Arthur R. Miller, 5 Federal
Practice and Procedure § 1278 at 491-94 (3d ed.
1990) ............ SR SSRN eA ROSE EE AT Se NO SRO 16
xi
CITATIONS OF OFFICIAL/ UNOFFICIAL
REPORTS
Walker v. Munsell, No. 06°867-JJB-SCR
8 it ae 7
Walker v. Munsell, No. 06-°867-JJB-SCR, 2007 WL
3377202, at * 4n. 8 (M.D. La. Oct. 1, 2007)......6, 7,
24, 26
Walker v. Munsell, No. 06°867-JJB-SCR, 2007 WL
3377270, at * 1 (M.D. La. Nov. 13, 2007)............... 7
Walker v. Munsell, No. 08-30087, 281 Fed. Appx.
388, 389-390 (5th Cir. June 13, 2008).................... 8
CITATIONS TO OPINIONS BELOW
Ruling on Motion to Dismiss, Walker v. Munsell, No.
06-867-JJB-SCR (M.D. La. Aug. 24, 2007).
Ruling on the Motion for Summary Judgment,
Walker v. Munsell, No. 06-867-JJB-SCR, 2007 WL
3377202 (M.D. La. Oct. 1, 2007).
Ruling on Motion for Rule 54(b) Certification,
Walker v. Munsell, No. 06-867-JJB-SCR, 2007 WL
3377270 (M.D. La. Nov. 13, 2007).
The Opinion of the Fifth Circuit Court of Appeal,
Walker v. Munsell, No. 08-30087, 281 Fed. Appx.
388 (5th Cir. June 13, 2008).
CONSTITUTIONAL PROVISIONS AND
STATUTES INVOLVED
Respondents disagree with Petitioner's
statement regarding the laws involved in this
matter.
Petitioner's claims for violation of his
constitutional mghts are brought pursuant to 42
U.S.C. § 1983. The malicious prosecution and
excessive force claims dismissed on Respondents’
motion for summary judgment were for alleged
violations of the Fourth and _ “Fourteenth
Amendments to the United States Constitution. The
text of these constitutional] provisions and statutes
appear in the appendix. Supreme Court Rule 24.1(f).
STATEMENT OF THE CASE
Pursuant to Supreme Court Rule 15.2,
Respondents state that they. perceive several
misstatements of fact in the petition for writ of
certiorari. For the sake of brevity and clarity,
Respondents discharge their obligation to the Court
to point out the misstatements by presenting their
own statement of facts instead of Petitioner’s
presentation of the facts. Supreme Court Rule 24.2.
This action involves the undisputed validity of
the favorable termination requirement of Heck v.
Humphrey, 512 U.S. 477 (1994). On July 30, 2007,
Plaintiff-Petitioner Clayton Anthony Walker was
convicted of three (3) counts of resisting an officer
under the Code of Ordinances, City of Denham
Springs (La.) § 66-293 (1987) and one (1) count of
failure to signal. The convictions arose out of
Plaintiffs arrest by Defendants on November 3, 2006
while Defendants were uniformed and on duty with
the City of Denham Springs Police Department.
Without previously obtaining favorable
termination of his criminal convictions”, Plaintiff
2 Plaintiff has appealed his convictions but has been unable to
obtain favorable termination.
filed this § 1983 action alleging causes of action for
violation of civil rights under 42 U.S.C. § 1983,
including unreasonable search and seizure and
excessive force; deprivation of his Fifth and/or
Fourteenth Amendment right to be free from
malicious prosecution; deprivation of his Eighth
Amendment right to be free from cruel and unusual
punishment; and failure to provide medical care.
Despite the Plaintiffs conviction of resisting
arrest in the criminal suit, in the current lawsuit,
Plaintiff repeatedly asserts in complaint‘, affidavit,
8 Plaintiffs 8th Amendment claim for alleged deliberate
indifference to plaintiffs medical needs was dismissed on
summary judgment on July 24, 2007. Plaintiff did not contest
this ruling on appeal. Additionally, plaintiff voluntarily
dismissed his failure to provide medical care claim after the
district court denied Rule 54(b) certification of its ruling on
plaintiffs excessive force claim.
4 See Complaint for Damages at 4, Walker v. Munsell, No. 06-
867 (M.D. La. Nov. 13, 2006). Plaintiff alleges: “Mr. Walker
was on the ground with his hand behind his back, when
another officer arrived moved his arms and instructed Mr.
Walker to stop resisting arrest. Mr. Walker responded that he
was not so doing.”
5 See Affidavit of Walker attached to Memorandum in Support
of Motion Memorandum in Support of Motion to Take
Deposition from Officer Russ Munsell, Officer David Hooter,
Officer Rodney Walker, Officer Gerald Parker, Officer John
Albritton, Walker v. Munsell, No. 06-867 (M.D. La. Jan. 15
2007). Plaintiff attested under oath:
Someone grabbed both of my arms over my elbows at
the lower part of my biceps and pulled them away from
deposition’ and trial testimony’ that after one of the
Defendants made the traffic stop on November 3,
my face and behind my back and then my arms were
just thrown toward the front of my body. I was still face
down. Someone said something very close to ‘quit
resisting arrest.’ I said, ‘I'm not resisting arrest’ and I
moved my left and right arms and hands back to the
lower part of my back.
6 Walker dep. 50:5-9; 536-16; 57:5-9; 57:19-22, Apr. 11, 2007.
On deposition,
Q:
“**
POEPOPO = O KOK
*
Plaintiff testified:
Did you at any time resist when this officer
tried to turn you over?
No, ma’am.
Okay, you may be seated. So, you told us — you
told us that someone said quit resisting arrest?
Yes, ma’am.
And so what did you say at that point?
I said I wasn’t resisting. I placed my hands back
behind my lower back.
Do you know why they told you to quit resisting
arrest?
No ma’am.
Do you remember running at all that night?
No, ma'am.
You don’t remember running at all?
No, ma‘am.
Do you recall running at all that evening?
No ma’‘am.
7 See Certified Transcript of Criminal Trial Proceedings at 95-
97, City of Denham Springs v. Walker, No. 221366 (July 30,
2007). Plaintiff testified:
2006, he attacked Plaintiff for no reason but Plaintiff
did not resist any of the Defendants or their
attempts to apprehend him during his arrest.
> DQPO?e®
OP OF}
*
>
Okay. What happened once the car stops; did
you get out of the car?
Yes, ma'am, I waited for a minute, opened my
door and got out. I was — that’s when Officer —
now that I] know the officer, it was Officer
Munsell was approaching the car, asked me for
my license and registration.
Okay. So what did you do then?
Leaned back in the car to get it.
What happened after that?
I was struck from behind.
What do you recall after being struck from
behind?
Basically I — | remember hitting the ground.
After that everything went — just became a blur
because it — I was in shock. I was —I really
couldn’t place what was happening.
Okay. Did you run?
No, ma’am, | don’t believe I did.
The officer says as soon as he stopped, you got
out of the car and started running.
No, ma’am, I don’t recall myself running.
Okay. What —- at what point do you recall what
was going on; I mean, are you kicked, punched,
or anything happen [sic] like that?
I remember being kicked in the side of the head
and the right side of my hip, my face. Basically
all over. It was just —I just felt like I was just
getting beat on. Like I said, I started to
hyperventilate, I blacked out after being
sprayed. I wasn’t able to see anything. My
breathing was very hard.
Pursuant to Heck, a plaintiff convicted of a
crime cannot recover damages for violation of his
constitutional rights if that “violation arose from the
same facts.attendant to the charge for which he was
convicted, unless he proves ‘that his conviction or
sentence has been reversed on direct appeal,
expunged by executive order, declared invalid by a
state tribunal authorized to make _ such
determination, or called into question by a federal
court's issuance of a writ of habeas corpus.” Ballard
v. Burton, 444 F.3d 391, 396 (5th Cir. 2006) (quoting
Heck, 512 U.S. 477 at 486-487).
Plaintiff has no evidence that his convictions
have been reversed on direct appeal, expunged by
executive order, declared invalid by a state tribunal
authorized to make such determination, or called
into question by a federal court’s issuance of a writ of
habeas corpus. See, Heck, 512 U.S. 477 at 486 - 487.
On October 1, 2007, the district court for the
Middle District of Louisiana granted summary
judgment in Defendants’ favor dismissing Plaintiffs
claims for excessive force and malicious prosecution
“under the plain language of Heck.”® Heck applied
to Plaintiff. even though he is habeas ineligible
because “there is nothing precluding a direct appeal
8 Walker v. Munsell, No. 06°867-JJB-SCR, 2007 WL 3377202,
at * 3(M.D. La. Oct. 1, 2007); App. C Pet. Cert. 15a°15b.
of state court convictions, and a successful appeal
would clearly satisfy the favorable termination
requirements under Heck.”
Plaintiff sought immediate appeal of the
portion of the district court’s ruling that dismissed
with prejudice Plaintiffs claim for excessive force.1°
However on November 13, 2007, the district court
denied Federal Rule of Civil Procedure 54(b)
certification finding the Plaintiff failed to
demonstrate that certification under Rule 54(b) was
appropriate.!!
The Fifth Circuit Court of Appeal properly
affirmed the district court’s dismissal of Plaintiff's
excessive force and malicious prosecution claims
which squarely challenged Plaintiffs underlying
convictions pursuant to Heck and its progeny, by: (1)
affirming the finding that the Heck bar to suit is not
waived by failure to plead it as an affirmative
defense; (2) affirming Heck’s application to Plaintiff's
excessive force claim where Plaintiff claims he did
nothing wrong; (3) affirming Heck’s application to
8 Walker v. Munsell, No. 06°867-JJB-SCR, 2007 WL 3377202,
at *4n. 8 (M.D. La. Oct. 1, 2007) ; App. C Pet. Cert. 22a.
10 Ruling on Motion to Dismiss, Walker v. Munsell, No. 06-867-
JJB-SCR (M.D. La. Aug. 24, 2007); App. D Pet. Cert. 24a-27a.
"| Walker v. Munsell, No. 06°867-JJB-SCR, 2007 WL 3377270,
at * 1 (M.D. La. Nov. 13, 2007); App. A Opp’n. Pet. Cert. App. 1-
2.
non-custodial plaintiffs; (4) affirming the district
court’s ruling denying Rule 54(b) certification on
Plaintiffs excessive force claim.’2 Plaintiff now
petitions this Court for writ of certiorari raising the
same issues he raised in his appeal to the Fifth
Circuit.
REASONS FOR DENYING PETITION FOR WRIT
OF CERTIORARI
Plaintiff presents no compelling reasons to
review this case on a writ of certiorari. Sup. Ct. Rule
10. A petition for a writ must demonstrate that:
(a) a United States court of appeals has
entered a decision in conflict with the decision
of another United States court of appeals on
the same important matter; has decided an
important federal question in a way that
conflicts with a decision by a state court of last
resort; or has so far departed from the
accepted and usual course of judicial
proceedings, or sanctioned such a departure
by a lower court, as to call for an exercise of
this Court's supervisory power;
(b) a state court of last resort has decided an
important federal question in a way that
conflicts with the decision of another state
12 Walker v. Munsell, No. 08-30087, 281 Fed. Appx. 388, 389-
390 (5th Cir. June 13, 2008).
court of last resort or of a United States court
of appeals;
(c) a state court or a United States court of
appeals has decided an important question of
federal law that has not been, but should be,
settled by this Court, or has decided an
important federal question in a way that
conflicts with relevant decisions of this Court.
Sup. Ct. Rule 10. No Rule 10 criterion is satisfied
here.
While there may be a split in the circuits over
the application of Heck’s favorable termination
requirement to a habeas ineligible plaintiff,
resolution of that issue is unnecessary in this case
because this Plaintiff has other procedural means of
establishing favorable termination. The core holding
of Heck provides several means for a plaintiff to
demonstrate invalidity of his sentence or conviction
besides the issuance of a writ of habeas corpus.
Favorable termination may be satisfied by showing
the conviction or sentence has been: (1) reversed on
direct appeal; (2) expunged by executive order: (3)
declared invalid by a state tribunal] authorized to
make such determination; (4) or called into question
by a federal court's issuance of a writ of habeas
corpus. Heck, 512 U.S. 477, 486-477. Since Plaintiff
is able to directly appeal his conviction, this Court
does not have to decide whether Heck’s favorable
termination requirement should be relaxed for a
plaintiff who has no procedural vehicle to challenge
10
his conviction. See Vickers v. Donahue, 137 Fed.
Appx. 285 (11th Cir. 2005); Baker v. City of
Hollywood, No. 08-60294-CIV, 2008 WL 2474665
(S.D. Fla. June 17, 2008); Randell v. Johnson, 227
F.3d 300, 301 (5th Cir. 2000); Battle v. Marquardt,
No. CV. A. 03-1062, 2006 WL 1073068, at *2 (W.D.
Pa. Apr. 21, 2006); Hassler v. Carson County, 111
Fed. Appx. 728 , at * 1 (5th Cir. 2004).
In addition, there is no conflict in the circuits
regarding the Fifth Circuit’s application of Heck to
an excessive force claim when Plaintiff claims he has
been attacked for no reason at all. Arnold v. Town of
Slaughter, 100 Fed. Appx. 321, at * 3 (5th Cir. 2004);
DeLeon v. City of Corpus Christi, 488 F.3d 649, 657
(5th Cir. 2007).
The other Rule 10 criteria are also absent.
Plaintiff asserts erroneous factual findings and/or
misapplication of rules of law, circumstances under
which a petition for writ of certiorari is rarely
granted. Sup. Ct. Rule 10. The Louisiana Supreme
Court did not decide an important federal question,
let alone decide it in a way that conflicts with the
rulings of the high court of any other state or any
United States court of appeals. There is no
important question of federal law for this Court to
settle. The Rule 10 criteria have not been
established here.
1]
ARGUMENT
I. Summary of Argument
The Fifth Circuit correctly affirmed the
summary judgment dismissing with prejudice the
excessive force and malicious prosecution claims
brought against Russ Munsell, David Hooter, and
Rodney Walker “until Heck conditions are satisfied”
for the reasons discussed below:
A The Heck Doctrine Was Not Waived
The lower courts correctly found the Heck bar
to suit is not waived if omitted from an answer and
can be raised by motion at trial. Watson v. New
Orleans City, 275 F.3d 46, 2001 WL 1268716, at *3
(5th Cir. Oct. 16, 2001) (Heck doctrine not waived if
not plead as an affirmative defense and instead
raised in motion for judgment as a matter of law).
Even if Heck were found to be an affirmative
defense, (which is denied), as long as an affirmative
defense is “raised in the trial court in a manner that
does not result in unfair surprise . . . technical
failure to comply precisely with Rule 8(c) is not fatal”
and in such a situation a court may hold that the
defense was not waived. Lucas v. United States, 807
F.2d 414, 417 (5th Cir. 1986); Al/ied Chemica! Corp.
v. Mackay, 695 F.2d 854, 855-856 (5th Cir. 1983);
United States v. Shanbaum, 10 F.3d 305, 312 (5th
12
Cir. 1994). Plaintiff does not argue that he was
prejudiced by Defendants’ not raising Heck in their
answer. Therefore, the lower courts did not err in
finding Heck was properly raised by motion and not
waived, especially since “waivers of defenses based
on grounds rooted in .considerations of state
sovereignty are applied less harshly than other
waivers.” See Graham v. Johnson, 94 F.3d 958, 970
(5th Cir. 1996) (per curiam).
B. Heck Applies to Excessive Force Claims
Where Plaintiff Categorically Denies
Resistance
Plaintiffs excessive force claim which is based
solely on his assertion that he did not resist arrest
and did nothing wrong “squarely challenges the
factual determination that underlies his conviction
for resisting an officer” and was properly dismissed
by the lower courts. Arnold v. Town of Slaughter,
100 Fed. Appx. 321, 324 (Sth Cir. 2004). This
particular type of excessive force claim falls within
the category of excessive force claims that are barred
by the Fifth Circuit. Jd; see also DeLeon v. City of
Corpus Christi, 488 F.3d 649, 656-57 (5th Cir. 2007).
13
C. The Plain Language of Heck Applies to
Plaintiff Even Though He Is Habeas
Ineligible
The lower courts properly dismissed with
prejudice Plaintiffs excessive force and malicious
prosecution claims pursuant to the plain language of
Heck. Even though Plaintiff was not in custody
when he filed his § 1983 action, Heck’s favorable
termination requirement applies to Plaintiff because
he has other procedural means of establishing
favorable termination. Randel] v. Johnson, 227 F.3d
300, 301 (5th Cir. 2000). The mere unavailability of
the federal writ of habeas corpus does not affect
Heck’s applicability as long as, like in this case,
Plaintiff has other remedies available to call into
question his sentence. Battle v. Marquardt, No. CV.
A. 03-1062, 2006 WL 1073068, at *2 (W.D. Pa. Apr.
21, 2006). Therefore this case is not the appropriate
case to decide the split in the circuits regarding
whether Heck applies to a habeas ineligible plaintiff.
D. The District Court Properly Exercised
its Discretion in Denying Rule 54(b)
Certification
The Fifth Circuit properly found the district
court did not abuse its direction in refusing to certify
under Fed. R. Civ. P. 54(b) the dismissal of Plaintiff's
excessive force claim. Rule 54(b) certification is
warranted only upon the district court’s “express
determination that there is no just reason for delay
14
and upon an express direction for entry of
judgment.” Fed. R. Civ. P. 54(b). Here the
inconvenience of piecemeal appeals far outweighed
the possibility of delaying Plaintiffs appeal of the
district court’s dismissal of his excessive force claim.
Therefore, the Fifth Circuit properly affirmed the
district court’s exercise of discretion.
II. The Fifth Circuit Properly Found Summary
Judgment Was Warranted
A. Heck v. Humphrey Standard
In Heck v. Humphrey, 512 U.S. 477 (1994),
the majority of the Supreme Court held a § 1983
claim that would impugn a state conviction or
sentence “is not cognizable” until the conviction or
sentence has been invalidated:
(In order to recover damages for allegedly
unconstitutional conviction or imprisonment,
or for other harm caused by actions whose
unlawfulness would render a conviction or
sentence invalid, a § 1983 plaintiff must prove
that the conviction or sentence has been
reversed on direct appeal, expunged by
executive order, declared invalid by a state
tribunal authorized’ to make such
determination or called into question by a
federal court's issuance of a writ of habeas
corpus....
15
Heck, 512 U.S. at 486-87. This requirement has
become known as the “favorable termination”
requirement. Sappington v. Bartree, 195 F.3d 234,
235 (5th Cir. 1999). Justice Scalia, joined by four
other Justices, grounded his opinion on a comparison
to the common law, rather than the need to preserve
habeas corpus as the exclusive federal remedy. The
Court analogized plaintiffs damages action and
similar actions that challenge the lawfulness of a
conviction or confinement, to common law tort
actions for malicious prosecution. Since a successful
malicious prosecution claim requires the accused to
first obtain a favorable judgment in the criminal
prosecution, the Court concluded the same “hoary
principle that civil tort actions are not appropriate
vehicles for challenging the validity of outstanding
criminal judgments applies to § 1983 damages
actions that necessarily require the plaintiff to prove
the unlawfulness of his conviction or confinement.”
Heck, 512 U.S. at 486.
B. The Fifth Circuit Properly Found the
Heck Doctrine Was Not Waived
Plaintiff cites the residual clause of Fed. R.
Civ. P. 8(c) in contending that the Defendants
waived the Heck bar to suit. Rule 8(c) requires a
party to “set forth affirmatively .... res judicata, ...
. and any other matter constituting an avoidance or
affirmative defense.” Fed. Rule Civ. P. &(c).
However, as recognized by the district court, the
residual clause of Rule 8(c) has not been extended to
16
explicitly cover the Heck doctrine. Quintana v.
Gates, No. CV 0007166 GAF, 2004 WL 1661540, at *
4 (C.D. Cal. July 20, 2004). Agreeing that Heck is
more akin to a jurisdictional barrier that can be
raised by a motion pursuant to Rule 12(b), the
district court properly overruled Plaintiffs objection
to the use of the Heck doctrine. Quintana, 2004 WL
1661540, at * 5.
Even if Heck’s bar to suit is an affirmative
defense (which is denied), the lower courts properly
found the Defendants did not waive Heck by not
raising it in their answer. Watson v. New Orleans
City, No. 00-30438, 275 F.3d 46, 2001 WL 1268716
*3 (5th Cir. Oct. 16, 2001) (Heck bar to suit not
waived if not plead as an affirmative defense and
instead raised in motion for judgment as a matter of
law). “The waiver rule is not applied automatically
and as a practical matter there are numerous
exceptions to it. [One is that] the substance of many
unpleaded affirmative defenses may be asserted by
pretrial motions, particularly in the absence of
prejudice.” Charles Alan Wright & Arthur R. Miller,
5 Federal Practice and Procedure § 1278 at 491-94
(3d ed. 1990); accord Phyfer v. San Gabriel Dev.
Corp., 884 F.2d 235, 241 (5th Cir. 1989).
Where an affirmative defense “is raised in the
trial court in a manner that does not result in unfair
surprise; however, technical failure to comply
precisely with Rule 8(c) is not fatal.” Jones v. Miles,
656 F.2d 103, 107 n. 7 (5th Cir. 1981). There was no
17
surprise here and Plaintiff was not prejudiced in his
ability to respond. Although Defendants did not
raise Heck in their answer on January 9, 2007, the
Heck doctrine was raised at a pragmatically
sufficient time when Defendants included Heck in
their motion to dismiss without prejudice and
alternative motion to stay proceeding pending
resolution of criminal proceeding filed on May 25,
2007. Defendants did not “lie behind the log.” See
Bettes v. Stonewall Ins. Co., 480 F.2d 92, 94 (5th Cir.
1973). Thus construing the Federal Rule of Civil
Procedure to do substantial justice, the lower courts
properly found the Heck defense was not waived.
C. The Fifth Circuit Correctly Found Heck
Bars This Particular Excessive Force
Claim Wherein Plaintiff Categorically
Denies Resisting Arrest in His § 1983
Action
The lower courts properly found Heck, 512
U.S. at 486-87, applied to Plaintiffs particular
excessive force claim where Plaintiff alleged he did
nothing wrong but was viciously attacked for no
reason. Okoro v. Callaghan, 324 F.3d 488, 490 (7th
Cir. 2003) (As “master of his ground,” if a plaintiff
makes allegations that are inconsistent with his
valid convictions, “ Heck kicks in and bars his civil
suit.”). The Fifth Circuit in Arno/d v. Town of
Slaughter, 100 Fed. Appx. 321 (5th Cir. 2004), found
that in those cases wherein the plaintiff categorically
denies resisting arrest, the plaintiffs suit cannot
—
18
survive Heck’s bar because the suit “squarely
challenges the factual determination that underlies
his conviction for resisting an officer.” Jd. at 324-
325.
1. Arnold and Its Progeny
In Arnold, plaintiff claimed he did nothing to
provoke the officer's actions, never attempted to
strike the officers, never threatened any of them, or
resisted their attempts to arrest him. Arno/d, 100
Fed. Appx. at 324. However in the criminal case, the
trial judge had made a specific finding that plaintiff
had resisted the officer by being hostile and
threatening and by initiating the confrontation. Jd.
at 324. The court found plaintiffs challenge
“distinguishable from excessive force claims that
survive Heck’s bar.” Jd. at 324. The court found this
distinction because:
Arnold’s claims are not that police used
excessive force after he stopped resisting
arrest or even that officers used excessive and
unreasonable force to stop his resistance.
Instead, Arnold claims that he did nothing
wrong, but was viciously attacked for no
reason. In this way, Arnold’s claims are
distinguishable from excessive force claims
that survive Heck’s bar. Arnold’s suit
squarely challenges the factual determination
that underlies his conviction for resisting an
officer. If Arnold prevails, he will have
19
established that his criminal conviction lacks
any basis.
Id. at 324. Following Arnold, in DeLeon v. City of
Corpus Christi, the court found Heck barred
plaintiffs excessive force claim: that was not
separable from his aggravated assault conviction
because the complaint presented the excessive force
claim as single violent encounter throughout which
the plaintiff was wholly innocent. DeLeon, 488 F.3d
649, 656-57 (5th Cir. 2007); see also Johnson v.
Dallas City Police Dept., 2004 WL 2964968 (N.D.
Tex. Dec. 15, 2004), affd, 2005 WL 119467 (N_D.
Tex. Jan. 18, 2005) (plaintiffs excessive force claim
in which he alleged he did nothing wrong, but was
viciously attacked for no reason while in handcuffs
was barred by Heck because the facts if proved
would squarely challenge the factual determinations
of his conviction for aggravated assault); Okoro, 324
F.3d 488, 490 (7th Cir. 2003) (Heck barred plaintiff's
claim that police officers stole gems and cash from
plaintiff in the course of an arrest on drug trafficking
charges where plaintiff “adhered steadfastly to his
position” that he was innocent of any wrongdoing);
Beverly v. Talsma, No. 3:06-CV-0160-DFH-WGH,
2008 WL 2114886, at * 5 (S.D. Ind. Mar. 28, 2008)
(summary judgment granted dismissing plaintiffs
claims as barred by Heck where plaintiff alleged he
“was in no way, shape, or form, a threat” to the
officer).
20
2. Plaintiffs Claims are Like Arnold and
Its Progeny
Plaintiff here claims that he did nothing
wrong, did not resist and was viciously attacked for
no good reason.
However, Plaintiff was convicted of three (3)
counts of resisting an officer under Section 66-293 of
the Denham Springs Code and one count of failure to
use a turning signal’? 14 The judge in the criminal
13 City Court of Denham Springs Court Minutes, City of
Denham Springs v. Walker, No. 221366 (July 13, 2007).
14 Code of Ordinances, City of Denham Springs (La.) § 66-293
(1987) which mirrors La. R.S 14:108, defines resisting an officer
to encompass:
(a) Resisting an officer is the intentional inference with,
opposition or resistance to, or obstruction of an
individual action in his official capacity and authorized
by law to make a lawful arrest or seizure of property to
serve any lawful process of court order when the
offender knows or has reason to know that the person
arresting, seizing property or serving process is acting
in hie official capacity. [Emphasis added).
The phrase ‘obstruction of as used in this section shall, in
addition to its common meaning, signification, and the
connotation mean the following:
(1) Flight by one sought to be arrested before the arresting
officer can restrain him and after notice is given that he
is under arrest.
(2) Any violence toward or any resistance or opposition to
the arresting officer after the arrested party is actually
placed under arrest and befor. he is incarcerated in
jail.
“Al
21
court found the Plaintiff resisted the officer:(1)
“when he initially ran”; (2) when he was captured, he
continued to actively resist”; and (3) when he
resisted as “Corporal Walker attempted to cuff
him.”!5
Despite the state court’s findings, in his sworn
deposition and trial testimony Plaintiff maintains
that he remembers doing nothing wrong and that
the officers just attacked him.’* Plaintiffs denial of
excessive force was the same argument the court
found distinguished Arnold’s excessive force claim
from those that survive Heck’s bar.
Under La. R.S. 14:108, resisting an officer is defined as:
Resisting an officer is the intentional interference with,
opposition or resistance to, or obstruction of an
individual acting in his official capacity and authorized
by law to make a lawful arrest, lawful detention, or
seizure of property or to serve any lawful process or
court order when the offender knows or has reason to
know that the person arresting, detaining, seizing
property, or serving process is acting in his official
capacity. [Emphasis added).
16 Certified Transcript at 16, City of Denham Springs v.
Walker, No. 221366, (July 30 2007).
16 See supra text accompanying notes 4-7.
22
3. Plaintiffs Excessive Force Claim is
Distinguishable From Claims That
Survive Heck’s Bar
Plaintiffs excessive force claim is
distinguishable from excessive force claims that
survive Heck’s bar. His claim differs from Dyer v.
Lee, 488 F.3d 876 (11th Cir. 2007), which involved
allegations of excessive force occurring after the
plaintiff had been placed in lawful custody for
resisting arrest. Plaintiffs excessive force claim is
also distinguishable from VanGilder v. Baker, 435
F.3d 689, 691 (7th Cir. 2006), where Heck did not
bar a claim of excessive force where plaintiff did not
deny his resistance or challenge the factual basis for
the conviction.
As Plaintiffs cases illustrate, a § 1983 claim
would not necessarily imply the invalidity of a
resisting arrest conviction, and therefore would not
be barred by Heck, if the factual basis for the
conviction is temporally and conceptually distinct
from the excessive force claim. However, Plaintiffs
complaint does not allege that his excessive force
claim is separable from the events underlying his
resisting arrest conviction. In contrast, Plaintiffs
suit squarely challenges the state court judge's
factual determinations upon which his conviction of
resisting an officer is based. If Plaintiff prevails, he
will have established that his criminal conviction
lacks any basis. Therefore, the lower court properly
23
found this lawsuit challenges the validity of
Plaintiffs conviction and is barred by Heck.
This case is also distinguishable from cases
that find an excessive force claim would not
necessarily imply the invalidity of a resisting arrest
conviction where lawfulness of the arrest is not an
essential element of the crime. See Robinson v. Doe,
272 F.3d 921, 923 (7th Cir. 2001) (Robinson’s
excessive force claim was not barred by Heck
because, under Illinois law, “[pJolice might well use
excessive force in effecting a perfectly lawful
arrest”); Martinez v. City of Albuquerque, 184 F.3d
1123, 1125 (10th Cir. 1999) (Martinez was allowed to
proceed with a § 1983 claim under New Mexico law
“to the extent ... . [it] dlid) not challenge the
lawfulness of his arrest”); Nelson v. Jashurek, 109
F.3d 142, 145 (3d Cir. 1997) (Nelson was allowed to
proceed on a § 1983 claim, despite having an
outstanding conviction for resisting Jashureck's
arrest, because in Pennsylvania “a finding that
Jashurek used excessive ‘substantial force’ would not
imply that the arrest was unlawful . . .");
Willingham v. Loughnan, 261 F.3d 1178, 1183 (11th
Cir. 2001), cert. granted and judgment vacated on
other grounds, 537 U.S. 801 (2002) (same).
Under Louisiana law, a _ conviction for
resisting arrest is incompatible with an allegation
that the arrest was unlawful. An essential element
of the crime of resisting arrest is a lawful arrest.
Code of Ordinances, City of Denham Springs (La.)
24
66-293 (1987)17; see also Arnold, 100 Fed. Appx. at
325. Moreover, an officer making a lawful arrest,
"may use reasonable force to arrest and detain a
person and to overcome any resistance or threatened
resistance of the person being arrested or detained."
La. Code Crim. Proc. Ann. art. 220 (2008). This
aspect of Louisiana’s law distinguishes the instant
case from those regarded by the Plaintiff as
conflicting with the decisions of lower courts.
D. The Fifth Circuit Properly Found the
Plain Language of Heck Applies to
Plaintiff Even Though He Is Habeas
Ineligible Since Plaintiff Has Other
Procedural Means of Establishing
Favorable Termination.
The lower court properly found Heck
precludes Plaintiffs claims even though he is habeas
ineligible because as the district court pointed out
“there is nothing precluding a direct appeal of the
state court convictions, and a successful appeal
would clearly satisfy the favorable termination
requirements under Heck.” Walker v. Munsell, No.
06-867-JJB-SCR, 2007 WL 3377202, at * 4n. 8 (M.D.
La. Oct. 1, 2007); App. C to Petitioner's Pet. Cert.
22a.
While there may be a split in the circuits
regarding whether Heck applies to a habeas
17 See supra note 14.
25
ineligible plaintiff, resolution of that issue is
unnecessary to the outcome of this case because
Plaintiff has other procedural means of challenging
his conviction. See Vickers v. Donahue, 137 Fed.
Appx. 285 (11th Cir. 2005) (declining to decide the
issue because the plaintiff was not without remedy
to seek relief from his sentence of imprisonment, as
he could have appealed the order imposing that
sentence); Baker v. City of Hollywood, No. 08-60294-
CIV, 2008 WL 2474665 (S.D. Fla. June 17, 2008)
(even though a habeas corpus action was unavailable
to the plaintiff, the court did not have to decide
whether there was an exception to Heck because
plaintiff was not without an avenue to seek relief
from his conviction).
The plain language of Heck provides several
means by which a plaintiff may satisfy the favorable
termination requirement. The favorable termination
requirement may be satisfied by showing that the
conviction or sentence has been: (1) reversed on
direct appeal; (2) expunged by executive order, (3)
declared invalid by a state tribunal authorized to
make such determination, (4) or called into question
by a federal court's issuance of a writ of habeas
corpus. Heck, 512 U.S. 477, 486-87. Thus the mere
unavailability of the federal writ of habeas corpus
(which is merely one of the four methodologies listed
in Heck) does not affect Heck’s applicability as long
as, like in this case, plaintiff has another state law
remedy available to call into question the
conviction/sentence. Battle v. Marquardt, No. CV. A.
26
03-1062, 2006 WL 1073068, at *2 (W.D. Pa. April 21,
2006).
In Randell v. Johnson, 227 F.3d 300, 301 (5th
Cir. 2000), the Fifth Circuit applied Heck’s
“favorable termination” requirement to a non
custodial plaintiffs § 1983 complaint that challenged
his extended sentence because the plaintiff failed to
show other “procedural vehicles” were lacking.'®
Likewise in Hassler v. Carson County, 111 Fed.
Appx. 728, at * 1 (5th Cir. 2004), the court found the
Heck doctrine applied to a former prisoner who was
habeas ineligible because the prisoner failed to show
other “procedural vehicle[s]” were lacking. Here as
the district court correctly recognized “there is
nothing precluding a direct appeal of the state court
convictions, and a successful appeal would clearly
satisfy the favorable termination requirements
under Heck.” Walker v. Munsell, No. 06°867-JJB-
SCR, 2007 WL 3377202, at * 4 n. 8 (M.D. La. Oct. 1,
2007); App. C to Petitioner’s Pet. Cert. 22a.
Plaintiff misconstrues Heck, 512 U.S. 477, by
disregarding the existence of post-custody state-law
18 Recognizing the concurring and dissenting opinions in
Spencer v. Kemna, 523 U.S. 1 (1998), would relax Heck's
universal favorable termination requirement for plaintiffs who
have no procedural vehicle to challenge their conviction. The
Randel] court found no need to relax the Heck doctrine since
Randell had not shown that such a procedural vehicle is
lacking; he spoke only of inability to obtain habeas relief. /d.
at 301.
27
remedies. Although Justice Souter recognized there
are no federal judicial remedies for a person wrongly
convicted in state court who is no longer in custody,
there are such remedies in state law. The Heck
majority responded to Justice Souter’s concurrence
by noting that the favorable termination
requirement is “not rendered inapplicable by the
fortuity that a convicted criminal is no longer
incarcerated.” Jd. at 410 n. 10. The Heck majority
admits that § 1983 will not provide a remedy in all
cases. Jd. Thus, in responding to Justice Souter, the
Heck majority simply made clear that a released
prisoner must demonstrate, by some appropriate
means, that his conviction has been invalidated prior
to the institution of his § 1983 damages action.
Furthermore, a federal forum is also not
required to satisfy the favorable termination
requirement. In Withrow v. Williams, Justice Scalia
attacked the theory that “a federal forum must be
afforded for every federal claim of a state criminal
defendant.” Withrow, 507 U.S. 680, 721 (1993)
(Scalia, J., concurring). Such a notion is contrary to
the very structure of the federal judiciary:
It would be a strange constitution that
regards state courts as _ second-rate
instruments for the vindication of federal
rights and yet makes no mandatory provision
for lower federal courts (as our Constitution
does not). And it would be an unworkable
constitution that requires redetermination in
28
federal courts of all issues of pervasive federal
constitutional law that arise in state-court
litigation.
Id. at 721. For these reasons the lower courts
properly applied Heck’s bar to Plaintiff despite his
inability to obtain habeas relief.
III. The District Court Did Not Abuse Its
Discretion When It Refused To Certify Its
Dismissal of Plaintiffs Excessive Force Claim
For Immediate Appeal Under Federal Rule Of
Civil Procedure 54(b)
The lower courts properly found immediate
appeal of the portion of the district court’s ruling
dismissing plaintiffs excessive force claim did not
warrant the use of the court’s discretionary power
under Fed. R. Civ. P. 54(b) to provide a remedy in
the “infrequent harsh case.” Notes of the Advisory
Committee on Fed. R. Civ. P. 54 concerning 1946
amendments: Jasmin v. Dumas, 726 F.2d 242, 244
(5th Cir. 1984).
Rule 54(b) certification is warranted only upon
the district court’s “express determination that there
is no just reason for delay and upon an express
direction for entry of judgment.” Fed. R. Civ. P.
54(b). The court weighs “the inconvenience and costs
of piecemeal review on the one hand and the danger
of denying justice by delay on the other.” Road
Sprinkler Fitters Local Union vy. Continental
29
Sprinkler Co., 967 F.2d 145, 148 (5th Cir. 1992)
quoting Dickinson v. Petroleum Conversion Corp.,
338 U.S. 507, 511 (1950). This analysis also
considers whether the claims under review are
separable from those that were not decided by the
district court and whether the nature of claims
decided are such that the same issues will not have
to be decided again in the event of a subsequent
appeal. Curtiss-Wright Corp. v. General Elec. Co.,
446 U.S. 1, 8 (1980).
In this case the inconvenience of piecemeal
appeals far outweighed the possibility of delaying
Plaintiffs appeal of the district court’s dismissal of
his excessive force claim. Immediate appeal of
Plaintiffs excessive force claim would have been an
inefficient use of judicial sources and required
Defendants to incur unnecessary duplicative
expenses. Thus, the district court’s denial of
Plaintiffs motion to certify was within the court’s
discretion under Fed. R. Civ. P. 54(b), and the Fifth
Circuit correctly affirmed that decision.
In addition, any argument that the district
court erred by dismissing the excessive force claim
with prejudice “until Heck conditions are satisfied” is
unavailing because Plaintiff has failed to show his
conviction has been invalidated or called into
question. See Heck v. Humphrey, 512 U.S. 477
(1994); Boyd v. Biggers, 31 F.3d 279, 283 (5th Cir.
1994); Stephenson v. Reno, 28 F.3d 26, 27 (5th
Cir.1994); Johnson v. McElveen, 101 F.3d 423 (Sth
30
Cir. 1996); DeLeon v. City of Corpus Christi, 488
F.3d 649 (5th Cir. 2007). In Boyd v. Biggers, 31 F.3d
279, 284 (5th Cir.1994), the court squarely held that
it was not error to dismiss a complaint pursuant to
Heck with prejudice. A plaintiffs claim is dismissed
with prejudice under Heck because he has not
satisfied the Heck requirements and he has no cause
of action on his damage claims. Johnson v.
McElveen, 101 F.3d 423, 424 (5th Cir. 1996).
Additionally, the Supreme Court’s recent
decision in Wallace v. Kato, 127 S. Ct. 1091 (2007),
has no effect on the district court’s dismissal of this
case. In Wallace, the Court made clear that Heck
does not bar “an action which would impugn an
anticipated future conviction...” /d. at 1097
[Emphasis added]. In fact the Wallace Court
specifically held: “If the plaintiff is ultimately
convicted, and if the civil suit would impugn that
conviction, Heck will require dismissal; otherwise,
the civil action will proceed, absent some other bar to
suit.” Wallace, 127 S. Ct. at 1098. Since Plaintiff has
been convicted, and his conviction squarely
challenges his conviction the lower courts correctly
dismissed Plaintiffs claims as barred by Heck.
Heck, 512 U.S. 477 (1994).19
31
CONCLUSION
The district court's judgment dismissing
Petitioner's excessive force and malicious
prosecution claims were properly affirmed by the
Fifth Circuit. Additionally, the Fifth Circuit
correctly found that the district court did not abuse
its discretion in declining to certify its dismissal of
Petitioner's excessive force claim for immediate
appeal under Federal Rule of Civil Procedure 54(b).
Because the Petitioner fails to show
compelling reasons for this Court’s review of the
Fifth Circuit’s ruling, the Petitioner’s writ of
certiorari should be denied.
Respectfully submitted,
Bradley C. Myers (#1499)
Lana D. Crump (#23707)
Counsel of Record
KEAN, MILLER,HAWTHORNE,
D’ARMOND, MCCOWAN &
JARMAN, L.L.P.
P.O. Box 3513
Baton Rouge, LA 70821
(225) 387-0999
Attorneys for Respondents Russ
Munsell, David Hooter, and
Rodney Walker
App. 1
APPENDIX
APPENDIX A- RULING ON MOTION FOR RULE
54(B) CERTIFICATION OF THE UNITED STATES
DISTRICT COURT FOR THE MIDDLE DISTRICT
OF LOUISIANA DATED NOVEMBER 13, 2007
United States District Court, M.D. Louisiana.
Clayton Anthony WALKER, et al.
V.
Officer Russ MUNSELL, et al.
Civil Action No. 06-867-JJB-SCR.
Nov. 13, 2007.
Donna Unkel Grodner, Charlotte McDaniel
McGehee, Grodner and Associates, APLC, Baton
Rouge, LA, for Plaintiffs.
Bradley C. Myers, Katie L. Deranger, Lana Davis
Crump, Kean, Miller, Hawthorne, D'Armond, Baton
Rouge, LA, for Defendants.
RULING ON MOTION FOR RULE 54(b)
CERTIFICATION
JAMES J. BRADY, District Judge.
*1 Before the court is a motion by plaintiff for
certification (doc. 82) under Fed. Rule Civ. P. 54(b).
The motion is opposed (doc. 85). There is no need for
oral argument.
App. 2
When multiple claims and parties are involved, the
court “may direct the entry of judgment as to one or
more but fewer than all of the claims or parties only
upon an express determination that there is no just
reason for delay.”Fed. Rule Civ. P. 54(b). While
application of the rule is discretionary, there is “an
historic federal policy against piecemeal appeals.”
& W Industries, Inc. v. Formosa Plastics Corp., USA,
860 F.2d 172, 175 (5th Cir.1988). For that reason,
district courts have been instructed to use the
procedure sparingly rather than routinely. Jasmin v.
Dumas, 726 F.2d 242, 244 (5th Cir.1984).
In this case, plaintiff has failed to demonstrated that
certification under Rule 54(b) would be appropriate.
Accordingly, the motion for certification under Rule
54(b) (doc. 82) is hereby DENIED.
M.D.La.,2007.
Walker v. Munsell
Slip Copy, 2007 WL 3377270 (M.D. La.)
App. 3
APPENDIX B- 42 U.S.C. § 1983
Petitioner's claims for violation of his
constitutional rights is brought pursuant to 42
U.S.C. § 1983. Section 1983 provides:
§ 1983. Civil action for deprivation of rights
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of anv State
or Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof
to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at
law, suit in equity, or other proper proceeding for
redress, except that in any action brought against a
judicial officer for an act or omission taken in such
officer's judicial capacity, injunctive relief shall not
be granted unless a declaratory decree was violated
or declaratory relief was unavailable. For the
purposes of this section, any Act of Congress
applicable exclusively to the District of Columbia
shall be considered to be a statute of the District of
Columbia.
App. 4
APPENDIX C- U.S. CONST. AMENDMENTS
TV AND XIV
The claims of the Petitioner which were
dismissed on Respondents’ motion for summary
judgment were for alleged violations of the Fourth
and Fourteenth Amendments to the United States
Constitution. The relevant constitutional
amendments are as follows:
Amendment IV. Search and Seizure
The right of the people to be secure in their
persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be
violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation,
and particularly describing the place to be searched,
and the persons or things to be seized.
Amendment XIV. Citizenship; privileges and
immunities; due process; equal protection:
appointment of representation; disqualification of
officers; public debt; enforcement
Section 1. All persons born or naturalized in
the United States, and subject to the jurisdiction
thereof, are citizens of the United States and of the
State wherein they reside. No State shall make or
enforce any law which shall abridge the privileges or
immunities of citizens of the United States; nor shall
any State deprive any person of life, liberty, or
App. 5
property, without due process of law; nor deny to any
person within its jurisdiction the equal protection of
the laws.
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