Respondents Brief — American Trucking Assns., Inc. v. Browner
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FILED
i SEP ) 1 200
No. 99-1426 CLERK :
In the Supreme Court of the United States
AMERICAN TRUCKING ASSOCIATIONS, INC., ET AL.,
Cross-Petitioners
V.
CAROL M. BROWNER, ADMINISTRATOR OF THE
ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents
On Writ-of Certiorari to
The United States Court of Appeals
For the District of Columbia Circuit
BRIEF FOR RESPONDENTS
MASSACHUSETTS AND NEW JERSEY
JOHN J. FARMER THOMAS F. REILLY
Attorney General Attorney General
State of New Jersey Commonwealth of Massachusetts
HOWARD L. GEDULDIG EDWARD G. BOHLEN
JOHN R. RENELLA Assistant Atty. General, Mass.
Deputy Attys. General,N.J. 200 Portland Street
Richard J. Hughes Justice Boston, MA 02114
Complex 7th Floor (617) 727-2200, ext. 3358
P.O. Box 093
Trenton, NJ 08625
(609) 633-8109, 984-5612 LISA HEINZERLING
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QUESTION PRESENTED
Whether the court of appeals properly reaffirmed the
longstanding principle that, in setting and revising
National Ambient Air Quality Standards under Section
109 of the Clean Air Act, the Environmental Protection
Agency may not consider the costs of implementing
measures to attain the standards.
ii
TABLE OF CONTENTS
EP +s ccvvesvesecsessccecesecese i
TABLE OF AUTHORITIES .............000sseeceeeees iv
PE HOS Odsoncectuctucnetoosecesccecesceeses 2
A. Statutory and Regulatory Background .............. 2
Bs CPE cones vevcecccceccccesccceces 3
2. Implementing the NAAQS .................0000: 5
3. History of the Clean Air Act and NAAQS Program . 7
B. Particulate Matter and Ozone Rulemakings ......... 11
See TOPE cc cccccccccsoccceccesccccosess 12
INTRODUCTION AND SUMMARY OF ARGUMENT .. 12
PPPPTT TTT TTT TTT TITTTTTTTTTT TTT TTT Tee 15
I. THE PLAIN MEANING OF THE CLEAN AIR ACT
PRECLUDES EPA FROM CONSIDERING COSTS IN
rE PEEP Soe sceeccesccecccscecscens 15
A. Sections 108 and 109 of the Clean Air Act Clearly Direct
EPA to Consider Only the Effects of Air Pollution on
Public Health and Welfare in Setting the NAAQS . 16
B. Congress’s Explicit Recognition of the Relevance of
Costs to the Implementation of the NAAQS Confirms
the Irrelevance of Costs to Setting the NAAQS ... 24
iii
C. The Textual Arguments of Cross-Petitioners and
Their Supporting Respondents and Amici Are
Without Déssit ......ccccccscesesesesseueeneee 28
D. Neither the Nondelegation Doctrine Nor Cross-
Petitioners’ Proposed Cost-Benefit Canon Can Override
the Plain Meaning of the Statutory Language ..... 37
1. Because There Is No “Grave Constitutional Doubt”
About the Clean Air Act, The Court Should Decline
Cross-Petitioners’ Invitation to Use the
Nondelegation Doctrine as an Excuse to Rewrite the
BeateAD ow ccc cccceccesssesseneeee 37
2. Cross-Petitioners’ Proposed Cost-Benefit Canon
Cannot Override the Plain Meaning of the Statute
and Would Improperly Subvert the Legislative
PUCCEED occ cccvcccccccccscesscesseennnennee 39
II. Interpreting the Clean Air Act to Preclude the
Consideration of Costs in Setting the NAAQS Does Not
Lead to Issational Resuls .....cccossecccceseueunes 41
A. Precluding Cost-Benefit Balancing in Setting the
NAAQS Will Not Lead to Deindustrialization .... 41
B. Precluding EPA from Considering Costs in Setting the
NAAQS Does Not Allow the Administrator Privately to
Consider Costs While Publicly Denying It ....... 43
C. Congress Acted Rationally in Precluding EPA from
Considering Costs in Setting NAAQS While Allowing
EPA to Consider Costs in Implementing Them ... 45
CONCLUGION .ncccccccccvccceccccscscesseeeeeeeee 50
iv
TABLE OF AUTHORITIES
Cases:
American Textile Mfrs. Inst. v. Donovan, 452 U.S. 490 (1981) 28
Atlantic Mutual Ins. Co. v. Commissioner of Internal Revenue,
cn cccesesecescecescccccescecccccce 30
Chevron U.S.A. v. Natural Resources Defense Council, 467 US.
EEESEESS SEPP PPPCT ETT TETTLTTETETTT TTT T TTT 6
Corrosion Proof Fittings v. EPA, 947 F.2d 1201 (Sth Cir.
EIS SSS SOE POE POTTTTT TLL LTTE TELE EEE TTT 49
General Motors Corp. v. United States, 496 U.S. 530 (1990) . 24
Harris Trust & Savings Bank v. Salomon Smith Barney Inc., 120
— STENEPEPPPTTTTITTTTTT LETTE TTT ee 16
Hughes Aircraft Co. v. Jacobson, 525 U.S. 432 (1999) ...... 16
Industrial Union Dept., AFL-CIO v. American Petroleum Inst.,
DT ccccccccccccceccccccceccccceces 39, 42
International Union, United Automobile, Aerospace &
Agricultural Implement Workers of America, UAW v. OSHA,
938 F.2d 1310 (D.C. Cir. 1991) 2... 6.6 ccc cece eee eens 39
Jones v. United States, 120 S.Ct. 1904 (2000) ............. 37
Lead Industries Ass'n v. EPA, 647 F.2d 1130 (D.C. Cir.), cert.
denied, 449 U.S. 1042 (1980) «0.2... cece cece eee eee 10
Pegram v. Herdrich, 120 S.Ct. 2143 (2000) ...........055. 47
Vv
Public Lands Council v. Babbitt, 120 S.Ct. 1815 (2000) ..... 30
Russello v. United States, 464 U.S. 16 (1983) ............. 25
Train v. Natural Resources Defense Council, 421 U.S. 60
GIIUED cc cceseccccvesccevceccecccccssocascscsecnsess 25
Union Electric Company v. EPA, 427 U.S. 246 (1976) . 5, 24,25
United States ex rel. Attorney General v. Delaware & Hudson
Gar, TED US. SEG IGTDD ccc cccccccccccccccccccccsccccs 38
United States v. Nordic Village, Inc., 503 US. 30 (1992) ... 30
United States v. Wong Kim Bo, 472 F.2d 720 (Sth Cir. 1972) 25
Statutes:
Administrative Procedure Act, 5 U.S.C. 706(2)(A) ....... 45
Air Pollution Control Act of 1955, Pub. L. No. 84-159, 69
BRR TEED ccc cccceccceccecccncevcececesesssecescoeses 10
Air Quality Act of 1967, Pub. L. No. 90-148,
SEG ccccccccesecccccesecoocnces 8, 9, 17, 21, 34, 35
Clean Air Act:
§ 101(b)(1), 42 U.S.C. 7401(b)(1) .. 2.6... eee eee 37
§§ 108-109, 42 U.S.C. 7408-7409 .... 2... cece eee eee 3
§ 108(a)(1)(A)-(B), 42 U.S.C. 7408(a)(1)(A)-(B) ...... 3, 47
§ 108(a)(2), 42 U.S.C. 7408(a)(2) .... 4,8, 13, 17, 22, 30, 42
er
vi
§ 108(b)(1), 42 U.S.C. 7408(b)(1) ......... 17, 18, 32-36, 45
§ 109(a)(1), 42 U.S.C. 7409(a)............. 5, 9, 18, 29, 33
§109(b)(1), 42 U.S.C. 7409(b).4,9, 16-18, 20, 23, 29-33, 35, 36
§ 109(d), 42 U.S.C. 7409(d) ..... 20.0.2 cee 4, 22, 32, 36
§110(a)(1), 42 U.S.C. 7410(a) ..... aeeaaunnane 5, 24, 25
§ 110(f), 42 U.S.C. 7410(f) .. 2.0... eee cece ee. 11, 26, 47
§ 110(g), 42 U.S.C. 7410(g) .. 2.0.2... e eee 11, 26, 47
§ 111(a), 42 U.S.C. 7411(a) ............0.00. 6, 22, 26, 29
§ 111(b)(1), 42 U.S.C. 7411(b)(1) .. 2... eee ee eee 29
§ 125(a)-(b), 42 U.S.C. 7425(a)-(b) .... 2.0 eee ee eee ee. 26
§§ 171-179B, 42 U.S.C. 7501-75094 ........ 6. cece ee. 28
§§ 171-193, 42 U.S.C. 7501-7515 ..... 2.0... cee ee eee. 11
DOE CIE Gg voivccvsnscsasnectncccevessecss 5
ek ee ee 6, 25, 29
§ 173(a)(2), 42 U.S.C. 7503(a)(2) 2.0... ce ceeeeeeeeues »
§ 179(d)(2), 42 U.S.C. 7509(d)(2) .......200eeee eee ees 22
§ 181(a)(1), 42 U.S.C. 7511(a)(1)).............22e eee 28
ES. scadectdimsinedsednatdin 6, 26
Vii
Sa il a in a ll it 23, 26
Dae, GB UE, FOG oc cccccccccccccccccces 27, 29
EG a SUE con cccccccecscesscucces 6, 27
a in Dn cccnseseseccescesesceess 31
§ 307(d)(3), 42 U.S.C. 7607(d)(3) ... 2... cee eee eee 34
Ein CUED no nencesccccecessoseceese 30
Clean Air Amendments of 1970, Pub. L. No. 91-604, 84 Stat.
Dt écnnbnanmeneensndddanantassedaessekaedatonendee 4
Clean Air Act Amendments of 1977, Pub. L. No. 95-95, 91
at sich i lh ca a a Si all oie le 10
Clean Air Act Amendments of 1990, Pub. L. No. 101-549, 104
a ite dil i al el i et oe i ol 10, 31
Clean Air Act of 1963, Pub. L. No. 88-206,
ER he aa AIA ee eae em 7-9, 37
Energy Supply and Environmental Coordination Act of
1974, Pub. L. No. 93-319, 88 Stat. 246 ............... 11, 27
Reorg. Plan No. 3 of 1970,5 U.S.C.A. App. (Supp. 1992) .. 9
Steel Industry Compliance Extension Act of 1981, Pub. L.
Bln. OPER, GU Glad. BED on... cncccccvcccccccccccce: 11, 27
Federal Register:
62 Fed. Reg. 38,652 (1997) .........eccceeeeeeeeeeess 42
SES PEED cecnccceccconcesednccesucds 42
Legislative History:
CRP GMD, GOR, TSO ccc cccncccsccccccccsccesesesecs 50
Clean Air Act Oversight: Hearings before the Sen. Comm. Envt &
Pub. Works, 97th Cong., Ist Sess. (1981) ................ 10
Seat, DT BOG GAIN, CEDURE occ ccccccccccccccccccccvees 40
H.R. Rep. No. 91-1146 (2d Sess. 1970) ..............45. 50
SD, DER, BOG Comes, CRGTED on cc cccccccccccccccccccccces 40
S. Rep. No. 91-1196 (2d Sess. 1970) ..............45. 21,35
Other:
Richard N. L. Andrews, Managing the Environment, Managing
Ourselves - A History of American Environmental Policy (Yale
Univ. 1999) .... 2... cece eccee cee eee enneneenenees 12, 47
EPA, Unfinished Business: A Comparative Assessment of
Environmental Priorities (1987) ..............0.00e0eees 13
Ralph L. Keeney, Mortality Risks Induced by Economic
Expenditures, 10 RISK ANALYSIS 147 (1989)............ 46
Ralph L. Keeney and Kenneth Green, Estimating Fatalities
Induced by Economic Impacts of EPA’s Ozone and Particulate
Standards (unpublished paper available on web page of
Reason Public Policy Institute) (1997) ................. 46
Mark K. Landy, et al., The Environmental Protection Agency:
Asking the Wrong Questions from Nixon to Clinton (1994) . 44
ix
Randall Lutter, John F. Morrall, III, & W. Kip Viscusi, The
Cost-Per-Life-Saved Cutoff for Safety-Enhancing Regulatons, 37
BOON. REQUERY SPP (IGPD). cc cccccescccccccccccccs 46
Thomas O. McGarity, Reinventing Rationality (1991) .... 44
National Air Pollution Control Administration, HEW,
Guidelines for the Development of Air Quality Standards
and Implementation Plans (1969) ................... 9,21
National Air Pollution Control Administration, HEW, Pub.
No. AP-49, Air Quality Criteria for Particulate Matter (1969)
pecenendedeseadeeenbeceducdethinbnausenaeenen 19, 21
National Air Pollution Control Administration, HEW, Pub.
No. AP-50, Air Quality Criteria for Sulfur Oxides (1969) 19
National Air Pollution Control Administration, HEW, Pub.
No. AP-62, Air Quality Criteria for Carbon Monoxide (1970)
bbndueudeeeseunsnesdeueeansdladieeienlenenae >. aaa
National Air Pollution Control Administration, HEW, Pub.
No. AP-63, Air Quality Criteria for Photochemical Oxidants
SEEDED (bVObbU4b00bsebeeReeadsouseesudeeenees 19, 21, 33
National Air Pollution Control Administration, HEW, Pub.
No. AP-64, Air Quality Criteria for Hydrocarbons (1970). 19
National Research Council, Science and Judgment in Risk
ROME GIGS ov ccccccccccccctveveccccescoscoeess 33
Office of Air and Radiation, EPA, The Benefits and Costs of the
Clean Air Act, 1970 to 1990 (1997) ........cccceeeees 13, 48
xX
Office of Air and Radiation, EPA, The Benefits and Costs of the
Clean Air Act, 1990-2010
Office of Air Quality Planning and Standards, EPA,
Regulatory Impact Analyses for the Particulate Matter and
Ozone NAAQS and Proposed Regional Haze Rule (1997) 49
Public Health Service, HEW, Pub. No. 1619, Air Quality
Criteria for Sulfur Oxides (1967) .........0.seeeeeees 19
William H. Rodgers, Environmental Law (2d ed. 1994) . 7,10
Lawrence H. Tribe, Ways Not to Think About Plastic Trees:
New Foundations for Environmental Law, Yale L. J. 1315 (1974)
Sboeedeneeeececséceeeseeeeesseesesesuseeesaseses 48, 50
U.S. Council on Environmental Quality, Environmental
Quality: 25th Annual Report - 1994-95 (1997) ............ 12
BRIEF FOR RESPONDENTS
MASSACHUSETTS AND NEW JERSEY
Both this case and Browner v. American Trucking Associations,
Inc., No. 99-1257, to be heard in tandem, arise out of challenges
brought by cross-petitioners to the EPA’s promulgation of
revised National Ambient Air Quality Standards (NAAQS) for
particulate matter (PM) and ozone. Both cases, moreover,
concern the validity of EPA’s construction of the Clean Air Act
that underlies the revised PM and ozone NAAQS. In No. 99-
1257, cross-petitioners (filing there as respondents) contend
that EPA’s construction of the Clean Air Act violates the
nondelegation doctrine. In this case, cross-petitioners contend
that the Clean Air Act itself bars EPA’s longstanding position
that the statute precludes the agency from considering costs in
setting the NAAQS.
Cross-petitioners seek to link the two cases by claiming that
the source of the Clean Air Act's constitutional infirmity is
EPA’s refusal to interpret the Act to allow for the
consideration of costs in setting the NAAQS. Cross-
petitioners thus attempt to persuade this Court to reject EPA’s
interpretation of the Act by invoking the canon that courts
should construe statutes so as to avoid invalidating them on
constitutional grounds.
In our brief filed in No. 99-1257, however, we have
established the absence of any merit to cross-petitioners’ claim
of undue delegation. Brief of Respondents Massachusetts and
New Jersey, Browner v. American Trucking Assns., at 20-24 (MA
& NJ Br.). Because cross-petitioners have so closely linked
their statutory argument in this case to their constitutional
argument in No. 99-1257, the former should fall based on the
weakness of the latter. A wholly insubstantial constitutional
argument can never be a legitimate basis for rejecting an
otherwise valid agency statutory interpretation. But that is
especially so where, as in this case, cross-petitioners’ proffered
interpretation would not avoid the constitutional problem as
they see it.
There are, moreover, no other possible bases for upsetting
2
EPA’s unbroken position that the Clean Air Act allows both
EPA and the States to consider costs in implementing the
NAAQS, but does not allow EPA to consider costs in setting
the NAAQS in the first instance. The plain meaning of the
statutory language permits no other conclusion. And, contrary
to the gloomy exaggerations of cross-petitioners and their
supporters, the many decades of federal air pollution
regulation confirm the wisdom of Congress’s deliberate and
carefully crafted choices about precisely how costs should be
considered in protecting the quality of the nation’s air.
STATEMENT
A. Statutory and Regulatory Background
The NAAQS form the centerpiece of the Clean Air Act.
They protect public health by governing the quality of the
nation’s outdoor air. These standards are not, however, self-
implementing; they do not themselves directly apply to any
source of air pollution. They apply instead directly only to
those federal and state governmental authorities responsible
for ensuring that the standards are met. For that reason, while
the NAAQS are “standards” in name, they are more akin to
statutory policy objectives in their actual operation.
Federal and state authorities are statutorily obliged to
develop a series of implementing measures designed to
achieve compliance with the NAAQS. The Clean Air Act itself
mandates some of those implementing measures and their
respective timetables. The design and application of other
implementing measures are left to the discretion of the
appropriate federal or state governmental authority.
A fundamental distinction between the statutory factors
relevant to the setting of a NAAQS and the statutory factors
relevant to implementing measures designed to achieve a
NAAQS is central to the operation of the Act. Congress
deliberately and carefully decided to apply different
3
requirements to the very different regulatory tasks of setting
regulatory objectives and designing implementing measures.
In particular, Congress concluded that while costs and related
practicality and feasibility concerns should be considered ina
variety of ways in implementing the NAAQS, they should not
be considered in setting them.
During the last three decades of experience with the Clean
Air Act, Congress has steadfastly maintained that essential
distinction. Congress has repeatedly amended the Act in both
isolated and more sweeping ways to provide for more or less
consideration of costs and feasibility in aspects of the statute
concerned with implementation of the NAAQS. These changes
sometimes reflect congressional response to new knowledge
and, other times, simply to changing political priorities. Yet,
throughout these same thirty years, many of which were
marked by considerable controversy over the costs of
environmental protection, Congress has not once altered the
basic format for setting the NAAQS, a format that from the
very beginning has excluded the consideration of costs.
1. Setting the NAAQS
Sections 108 and 109 of the Clean Air Act require the
Administrator of EPA to establish and periodically revise
NAAQS for a limited subset of air pollutants. See 42 U.S.C.
7408-7409. Section 108 provides that NAAQS may be set only
for air pollutants that “cause or contribute to air pollution
which may reasonably be anticipated to endanger public
health or welfare” and “the presence of which in the ambient
air results from numerous or diverse mobile or stationary
sources.” See 42 U.S.C. 7408(a)(1)(A)-(B). Accordingly, the
Administrator may regulate a pollutant under the NAAQS
program only if she first finds that its widespread presence in
the ambient air poses a threat to public health or welfare.
The Clean Air Act provides for the establishment of both
“primary” and “secondary” NAAQS. The essential distinction
4
between the two is that primary NAAQS “protect the public
health” while secondary NAAQS “protect the public welfare.”
More particularly, Section 109(b)(1) of the Act defines the
primary NAAQS as:
ambient air quality standards the attainment and
maintenance of which in the judgment of the
Administrator, based on such criteria and allowing an
adequate margin of safety, are requisite to protect the public
health.
42 U.S.C. 7409(b)(1) (emphasis added). A secondary NAAQS
is defined as:
a level of air quality the attainment and maintenance of
which in the judgment of the Administrator, based on such
criteria, is requisite to protect the public welfare from any
known or anticipated effects associated with the presence
of such air pollutant in the ambient air.
42 U.S.C. 7409(b)(2) (emphasis added). For each standard,
therefore, the Act directs the Administrator to exercise her
“judgment” based on specific “criteria” with the added
requirement for primary NAAQS that the Administrator also
allow for “an adequate margin of safety.”
Section 108(a)(2) further details the precise content of the
air quality “criteria” on which the NAAQS must be based.
These criteria must:
reflect the latest scientific knowledge useful in indicating
the kind and extent of all identifiable effects on public
health and welfare which may be expected from the
presence of such pollutant in the ambient air, in varying
quantities.
42 U.S.C. 7408(a)(2). Thus, the only “effects” that are relevant
under the prescribed criteria are those expected from the
pollutant’s “presence . . . in the ambient air.”
Finally, Section 109(d)(1) of the Clean Air Act directs the
Administrator to review the criteria and NAAQS every five
years. 42 U.S.C. 7409(d)(1). Based on this review, the
Administrator may promulgate a new NAAQS or revise an
5
existing one. 42 U.S.C. 7409(a)(1). The criteria relevant to the
decisions whether and how to revise an existing NAAQS are
the same as the criteria, described in section 108, for
establishing a NAAQS in the first instance. Id.
2. Implementing the NAAQS
A NAAQS does not, standing alone, directly regulate any
source of air pollution. It instead simply establishes a
statutory objective that the Clean Air Act makes federal and
state governmental regulatory authorities responsible for
achieving within a series of prescribed timetables. Hence,
while Sections 108 and 109 govern the setting of NAAQS,
including their subsequent revision, other Clean Air Act
statutory provisions govern the implementation of the NAAQS.
Section 110 of the Act, for instance, provides for the
development by states and, if necessary, by the federal
government, of state or federal “implementation plans” (SIPs
or FIPs) that provide for the “implementation, maintenance,
and enforcement” of NAAQS throughout each state. 42 U.S.C.
7410(a)(1). While section 110 details a host of requirements for
these plans, including the control of stationary sources “as
necessary to assure that [NAAQS] are achieved|[,]”’ the
overarching requirement is that the implementation plan, as a
whole, make the necessary progress toward NAAQS
compliance. “Perhaps the most important forum for
consideration of claims of economic and _ technological
infeasibility is before the state agency formulating the
implementation plan. So long as the national standards are
met, the State may select whatever mix of control devices it
desires, . . . and industries with particular economic or
technological problems may seek special treatment in the plan
itself.” Union Electric Co. v. EPA, 427 U.S. 246, 266 (1975).
Other provisions of the Clean Air Act specifically concerned
142 US.C. 7410(a)(2)(C).
6
with implementation, moreover, expressly provide for the
consideration of costs. For instance, section 111 provides for
EPA’s promulgation of technology-based standards of
performance applicable to new stationary sources of air
pollutants, including pollutants governed by the NAAQS.
Those performance standards must “tak[e] into account the
cost of achieving such reduction and any nonair quality health
and environmental impact and energy requirements.” 42
U.S.C. 7411(a). Federal emissions standards applicable to
mobile sources and aircraft, many of which emit NAAQS
pollutants, likewise mandate taking costs into account. See 42
U.S.C. 7521(a)(3)(A)(i); 42 U.S.C. 7571(b).
The nonattainment provisions of the Clean Air Act, which
apply to those parts of the nation not yet in attainment with
NAAQS, similarly reflect significant attention to costs and
technological feasibility. The touchstone for “nonattainment
plans” designed to achieve the NAAQS is “reasonableness” in
the form of “reasonable further progress” towards attaining
the NAAQS. 42 U.S.C. 7501(1), 42 U.S.C. 7502(c)(2). The Act
does not require the immediate attainment of the NAAQS,
regardless of the economic costs of such a requirement,
notwithstanding the passage long ago of previous statutory
deadlines. Nonattainment plans must instead provide for
“reasonably available control measures” and new and
modified major stationary sources must, among other things,
achieve the “lowest achievable emission rate,” which explicitly
excludes limitations “that are not achievable.” 42 U.S.C.
7502(c)(1), 7503(a)(2), 7501(3)(A). The Act also allows EPA to
construe the term “source” for the purposes of these
nonattainment requirements to allow a facility to avoid costlier
controls by reducing air pollution in one part of a
manufacturing site more than it increases pollution in another
part of the site. See Chevron U.S.A. v. Natural Resources Defense
Council, 467 U.S. 837, 866 (1984).
7
3. History of the Clean Air Act and NAAQS Program
The Clean Air Act today embodies no fewer than eleven
separate Acts of Congress, stretching back over fifty years.’ A
central part of the legislative debates surrounding each of
these enactments has been the extent to which regulatory
objectives should turn on public health and welfare concerns
as well as the extent to which the regulatory means of
achieving those objectives should turn on considerations of
economic cost or technological feasibility. With regard to
implementation, Congress has made numerous extremely
precise and significant refinements in the statutory language
relating to where, when, and to what extent costs should be
relevant in establishing pollution control requirements
applicable to individual sources of air pollution. By contrast,
Congress has, for three decades, steadfastly adhered to the
fundamental position, reflected in sections 108 and 109 of the
Clean Air Act, that any such cost considerations should not
similarly play any role in the setting of the air quality criteria
and standards that have always served as the objectives of
federal air pollution legislation.
Congress first addressed the question of what “criteria”
should be relevant to setting air quality standards in the
original 1963 Clean Air Act.’ The 1963 statute authorized the
federal government-acting through the Secretary of the
Department of Health, Education, and Welfare (HEW)-to
establish “criteria” for air quality. 77 Stat. 392 § 3(c)(2). The
language describing the scope and content of the original air
quality criteria is strikingly similar to the corresponding
language of the Clean Air Act today.* Although Congress used
?See William H. Rodgers, Environmental Law 124 (2d ed. 1994).
*See Clean Air Act of 1963, Pub. L. No. 88-206, 77 Stat. 392.
‘The statute provided:
Whenever [the Secretary] determines that there is a particular air
the same term, “criteria,” for both the scientific information on
the consequences of air pollution and standards for air quality’
the goal of the standards was clear: the Secretary was to
recommend to local, state, or interstate air pollution control
agencies those standards which “in [the Secretary’ s] judgment
may be necessary to protect the public health and welfare.”®
In the Air Quality Act of 1967, Congress used language
virtually identical to that in the 1963 Act in again directing the
Secretary of HEW to establish air quality criteria.’ The 1967
Act also introduced some of the language that now governs
the NAAQS themselves: the Act directed the Secretary to issue
“such criteria of air quality as in his judgment may be requisite
for the protection of the public health and welfare.”*
Nevertheless, Congress continued to rely mostly on the states
for the development of rules governing air quality (standards)
while relying on the federal government for the development
of the scientific documents on which the standards were to
pollution agent (or combination of agents), present in the air in
certain quantities, producing effects harmful to the health or
welfare of persons, the Secretary shall compile and publish
criteria reflecting accurately the latest scientific knowledge useful
in indicating the kind and extent of such effects which may be
expected from the presence of such air pollutant agent (or
combination of agents) in the air in varying quantities.
§ (3)(c)(2), 77 Stat. at 395; cf. 42 U.S.C. 7408(a)(2).
*See § 3(c)(3), 77 Stat. at 395.
"Id.
‘The criteria were to reflect “the latest scientific knowledge useful in
indicating the kind and extent of all identifiable effects on health and
welfare which may be expected from the presence of an air pollution
agent, or combination of agents in the ambient air, in varying
quantities.” Air Quality Act of 1967, Pub. L. No. 90-148, sec.
107(b)(2), § 2, 81 Stat. 485, 491.
*§ 107(b)(1), 81 Stat. at 491.
de criteria).
Seance ext to Chun Air tmentnamet SG
Congress provided the federal government with the exclusive
authority to set nationally uniform standards for air quality.
The states retained the task of implementing the air quality
standards, but EPA-created during Congress's deliberations
on the 1970 Amendments’-was directed to set the standards."
With respect to the air quality criteria, Congress required for
the first time that the criteria describe effects on “public health
and welfare.” Previously, it had required that criteria describe
effects on the health and welfare “of persons”" or simply on
“health and welfare.”"* Yet, while changing the language,
Congress instructed EPA to base the very first NAAQS on
HEW’s existing criteria.’ These criteria considered only the
consequences for health and welfare of the presence of
pollutants in the ambient air and they stressed the difficulties
of drawing a bright line between pollution that is harmful and
pollution that is not.'* Congress in 1970 responded to the
challenges of scientific uncertainty by further providing that
the air quality standards protecting human health-the primary
standards-must embody “an adequate margin of safety.
*See Reorg. Plan No. 3 of 1970, 5 U.S.C.A. App. (Supp. 1992).
Coe Clean Air Amendments of 1970, Pub. L. No. 91-604, sec. 109, §
4(a), 84 Stat. 1676, 1679-80.
"Clean Air Act of 1963, Pub. L. No. 88-206, § 3(c)(2), 77 Stat. 392, 395.
2A ir Quality Act of 1967, Pub. L. No. 90-148, sec. 107(b)(1), § 2, 81
Stat. 485, 491.
3See 42 U.S.C. 740%a)(1)(A), 7409(b)(1).
“See, e.g., National Air Pollution Control Administration (NAPCA),
HEW., Guidelines for the Development of Air Quality Standards and
Implementation Plans 16 (1969).
"Sec. 109(b)(1), § 4(a), 84 Stat. at 1679.
10
During the past thirty years, Congress has enacted
numerous revisions to the Clean Air Act, most significantly in
1977 and 1990,"° and Congress has considered and rejected
many more proposed amendments to the Act.” The Act today
“consumes 313 pages of the Statutes at Large, nearly ten times
the length of the original Clean Air Act of 1970...“ Yet, in
the face of all this ongoing legislative activity, Congress has
left essentially untouched the fundamental “public health”
and “welfare” basis long in existence for the development of
air quality criteria and NAAQS. Then, as now, the NAAQS
are to be based on “the kind and extent of all identifiable
effects on public health and welfare which may be expected
from the presence of such pollutant in the ambient air.”
In sharp contrast, Congress has made a host of both
targeted and sweeping revisions to the Act designed to
address the extent to which economic costs and economic and
technological feasibility should be relevant in establishing
pollution control requirements to implement the NAAQS. For
example, Congress added in 1977 and 1990 the detailed
nonattainment provisions designed to provide areas not
meeting the NAAQS with both more time and more guidance
Clean Air Act Amendments of 1977, Pub. L. No. 95-95, 91 Stat. 685;
Clean Air Act Amendments of 1990, Pub. L. No. 101-549, 104 Stat.
2399.
"For example, Congress held extensive oversight hearings on the
Clean Air Act just a few months after the D.C. Circuit in Lead
Industries Ass’n v. EPA, 647 F.2d 1130 (D.C. Cir.), cert. denied, 449 US.
1042 (1980), upheld EPA's view that costs are irrelevant to the setting
of NAAQS. See Clean Air Act Oversight: Hearings before the Sen. Comm.
Envt & Pub. Works, 97" Cong., 1" Sess., pts 1&2 (1981). Of course, the
proper role of costs in setting NAAQS arose in those hearings, id. at
85, yet the hearings produced no change in the NAAQS provisions.
“Rodgers, Environmental Law, supra, § 3.2, p. 140.
11
in achieving that statutory objective.”
Congress has also added a series of provisions allowing for
specific exemptions and extensions based on economic
concerns. For example, both the President of the United States
and State Governors are allowed, in specified circumstances,
to suspend statutory requirements based on concerns related
to unemployment and plant closings. 42 U.S.C. 7410(f)(2),
7410(g)(1)(B). Congress has similarly provided relief from
motor vehicle emissions standards, transportation control
measures, and emission limitations applicable to certain
manufacturing facilities.”
In sum, Congress has maintained a sharp distinction at least
since passage of the Clean Air Act of 1970, if not long before,
between the role of costs in the setting of the air quality
standards that serve as the Act's overriding objective and the
role of costs in developing the means for implementing those
standards. Congress concluded early on that compliance costs
should not be relevant to the former and has never disturbed
its initial policy judgment. At the same time, Congress
concluded that such costs should be relevant to the latter and
has since repeatedly revisited precisely how to take such costs
into account, in light of its ongoing experience with the Act's
actual operation.
B. Particulate Matter and Ozone Rulemakings
In our brief on the merits in Browner v. American Trucking
Associations, Inc., No. 99-1257, we described EPA’s rulemaking
proceedings with respect to the PM and ozone NAAQS. MA
& NJ Br. 20-24. That same description is equally relevant to
"See 42 U.S.C. 7501-7515.
See Energy Supply and Environmental Coordination Act of 1974,
Pub. L. No. 93-319, §§ 4-5, 88 Stat. 246, 256-260; Steel Industry
Compliance Extension Act of 1981, Pub. L. No. 97-23, 95 Stat. 139.
12
the issues in this case.
C. Proceedings Below
In rejecting cross-petitioners’ reading of the Clean Air Act,
the D.C. Circuit reaffirmed its longstanding conclusion that the
plain meaning of the Act forbids EPA from considering costs
in setting the NAAQS. U.S. Pet. App. 19a.”
INTRODUCTION AND
SUMMARY OF ARGUMENT
The Clean Air Act's National Ambient Air Quality
Standards (NAAQS) program is one of the signal success
stories of American environmental law. Emissions of most of
the pollutants regulated by the program have dramatically
decreased in the thirty years that the program has been in
place, despite substantial increases in the size of our
population and in the amount of economic activity.” In a
recent peer-reviewed, retrospective study of the Clean Air
"The court also held that EPA had erred in declining to consider
evidence that ground-level ozone is beneficial for people because it
helps to counteract the adverse health effects caused by the decline
in the ozone layer (itself caused by air pollution). U.S. Pet. App. 44a-
49a. No one has sought review of this ruling.
See Richard N.L. Andrews, Managing the Environment, Managing
Ourselves - A History of American Environmental Policy 280 (Yale Univ.
1999) (“Emissions of particulate matter (smoke) dropped by nearly
80 percent from 1970 to 1994, for instance, and of lead by 98 percent,
even as the U.S. population increased by 27 percent, its gross
domestic product by 90 percent, and its vehicle use by 111 percent.
Emissions of carbon monoxide and volatile organic compounds each
dropped by over 20 percent, and sulfur by one-third; only nitrogen
oxides increased.”) (citing U.S. Council on Environmental Quality,
Environmental Quality: 25" Annual Report-1994-95, 179, 182 (1997).
Pee
13
Act's first twenty years, the EPA concluded that the Act had
produced almost 22 trillion dollars more in benefits than it had
imposed in costs, and EPA believed that even this dazzling
amount probably understated the benefits of the statute.” A
widely cited survey of EPA managers conducted in the late
1980s concluded that the air pollution addressed by the
NAAQS program should be ranked first on a list of
environmental problems ranked according to the risks they
posed to human health, welfare, and ecosystems.”
Cross-petitioners want to disrupt this successful regulatory
regime. They ask this Court to hold, contrary to thirty years of
agency and judicial precedent, that the Clean Air Act requires
EPA to balance costs against benefits in setting the NAAQS.
But in creating the NAAQS program, Congress was faced with
the questions of whether to allow costs to play any role in this
program and, if so, what role they should play. Congress
ultimately chose to exclude the consideration of costs from the
process of setting the NAAQS but to allow the consideration of
costs in the process of implementing these standards.
1. The meaning of the Clean Air Act is plain, and has been
settled for decades: costs may not be considered in setting the
NAAQS. Sections 108 and 109 of the Act clearly direct EPA, in
setting the NAAQS, to consider only the effects on public
health and welfare of breathing polluted air. These provisions
instruct EPA to base the NAAQS on air quality criteria that
themselves discuss only the effects on public health and
welfare of “the presence of [an air] pollutant in the ambient
air.” 42 U.S.C. 7408(a)(2). This instruction leaves no room for
the consideration of costs. Were there any doubt on this point,
EPA, Office of Air and Radiation, The Benefits and Costs of the Clean
Air Act, 1970 to 1990 at ES-8 (Oct. 1997). This report focused almost
exclusively on the consequences of regulating the criteria air
pollutants. Id.
“U.S. EPA, Unfinished Business: A Comparative Assessment of
Environmental Priorities 58 (1987).
14
however, it would be dispelled by the numerous provisions of
the Act explicitly allowing or requiring the Administrator to
consider costs in implementing the NAAQS; clearly Congress
knew how to permit the agency to consider costs when
Congress wanted to. For cross-petitioners to ask this Court to
insert the word “costs” into sections 108 and 109 in the face of
Congress's clear decision to exclude it is to request a large and
unwholesome shift in the Court’s approach to interpreting
statutes.
Given the clarity of the statutory text, this Court should not
distort the plain meaning of the Clean Air Act in order to
avoid the constitutional issue of delegation. The error in
rewriting a statute simply to avoid a constitutional issue is
particularly pronounced where, as here, the resolution of the
constitutional issue is, under this Court’s precedents,
straightforward and where, if anything, the proffered
alternative interpretation(s) of the statute would not avoid the
constitutional issue as cross-petitioners see it.
Cross-petitioners’ inability to mount any convincing
argument based on the language or history of the Clean Air
Act forces them to ask this Court to adopt a special canon of
construction tailor-made by them for this case: they ask the
Court to hold that unless Congress explicitly prohibits the
consideration of costs in a statute, costs must be considered.
This is nothing other than an inappropriate plea to have this
Court rewrite the Clean Air Act in order to further cross-
petitioners’ views on social policy.
2. The Clean Air Act is perfectly rational as written and as
understood for three decades. Contrary to the excited claims
of those challenging EPA’s PM and ozone rules, the Act does
not force this country to abandon industrial activity; it does
not allow the Administrator privately to consider costs and
publicly to deny it; and it reflects Congress’s considered
judgment concerning potential tradeoffs between regulatory
costs and health. Finally, by precluding the consideration of
costs in setting the NAAQS but by allowing such
15
consideration in implementing them, the Clean Air Act avoids
one of the most troublesome features of the cost-benefit
balancing cross-petitioners endorse: its tendency to
underestimate the benefits of regulation and to overestimate
the costs. This tendency also helps to explain what would
otherwise be one of the great unsolved mysteries of the
regulatory state: how a set of standards set without regard to
cost can, even from the perspective of cost-benefit analysis,
become one of the great success stories of environmental law.
ARGUMENT
I. THE PLAIN MEANING OF THE CLEAN AIR ACT
PRECLUDES EPA FROM CONSIDERING COSTS IN
SETTING THE NAAQS
Cross-petitioners and their supporting respondents and
amici offer a dizzying array of possible interpretations of the
Clean Air Act.” The proffered interpretations do, however,
have one thing in common: all of them would import some
kind of balancing of costs and benefits into the process of
setting the NAAQS.
The plain language of the Clean Air Act admits of only one
conclusion: the Act precludes EPA from considering costs in
*Cross-petitioners and respondents and amici in support of cross-
petitioners appear to disagree both over whether EPA is required or
merely permitted to consider non-health factors in setting the NAAQS
(compare ATA Br. 32 with, e.g., American Boiler Mfrs. Am Br. 4) and
over which mon-health factors are to be considered (compare ATA Br.
30/(cost-benefit balancing might mean analyzing standard according
to “significant risks or other similar rubrics,” or according to the
quality-adjusted life-years saved by the standard) with Hatch Am. Br.
18 (“feasibility concerns would not trump health” under the statute)
and with Inhofe Am. Br. 10-12 (EPA permitted to consider
countervailing health risks, risk significance, cost and technological
feasibility)).
16
setting the NAAQS. “[I]n any case of statutory construction,
our analysis begins with the language of the statute .... And
where the statutory language provides a clear answer, it ends
there as well.” Harris Trust & Savings Bank v. Salomon Smith
Barney Inc., 120 S.Ct. 2180, 2191 (2000), quoting Hughes Aircraft
Co. v. Jacobson, 525 U.S. 432, 438 (1999) (internal citation and
quotation marks omitted). As we explain below, the statutory
text alone is clear enough to resolve the issue presented here;
that text precludes the cost-benefit balancing cross-petitioners
embrace.” Where Congress has wanted to include some kind
of balancing test in health, safety, and environmental
legislation, it has done so clearly, carefully, and with due
attention to the specific circumstances at hand. In the Clean
Air Act itself, Congress clearly and carefully balanced, or
allowed EPA to balance, costs and benefits only when the
NAAQS are being implemented, not when they are being set.
Cross-petitioners’ efforts to force the meaning they desire into
the language of the statute must fail.
A. Sections 108 and 109 of the Clean Air Act Clearly Direct
EPA to Consider Only the Effects of Air Pollution on
Public Health and Welfare in Setting the NAAQS
Section 109(b)(1) of the Clean Air Act provides that the
primary NAAQS are standards “the attainment and
maintenance of which in the judgment of the Administrator,
based on such criteria and allowing an adequate margin of
safety, are requisite to protect the public health.” 42 U.S.C.
7409(b)(1). Secondary NAAQS are those “requisite to protect
**Lest there remain any doubt, however, we also offer citations to the
legislative history confirming the conclusion that the Clean Air Act
precludes the consideration of costs in setting the NAAQS. For a
fuller account of the evolution of the NAAQS program in Congress,
see MA & NJ Br., No. 99-1257, at 7-19; Clean Air Trust Am. Br.,
passim.
17
the public welfare”; they do not similarly allow for a margin
of safety. 42 U.S.C. 7409(b)(2). In determining what it means
to “protect the public health” with an “adequate margin of
safety” and what it means to “ protect the public welfare,” it is
crucial to consider the kind of evidence Congress directed EPA
to take into account in setting the NAAQS.
Congress directed EPA to set the NAAQS “based on” the air
quality criteria. 42 U.S.C. 7409(b)(1)-(2). In formulating the
directive in this way in the 1970 amendments, Congress
eliminated previous language that had required the states, in
setting their own air quality standards, to set standards
“consistent with” both “the air quality criteria and
recommended control techniques” HEW had previously been
required to issue.” Clearly, then, in 1970 Congress was
instructing EPA to base the NAAQS on air quality criteria
alone. The content of the criteria documents is thus critical to
determining the content of the NAAQS.
In section 108(a)(2), Congress supplied the answer to the
question concerning the proper scope of the criteria documents
in unambiguous terms. This section provides that the air
quality criteria are to “reflect the latest scientific knowledge
useful in indicating the kind and extent of all identifiable effects
on public health or welfare which may be expected from the
presence of such pollutant in the ambient air, in varying
quantities.” 42 U.S.C. 7408(a)(2). Thus: air quality criteria are
not to be based on economic information; the effects of concern
are not costs; the effects to be discussed are not theoretical
effects predicted by abstract economic models; and the
relevant effects are not those arising from regulation itself.
This conclusion is further confirmed by section 108(b)(1).
This provision requires EPA, “[s]imultaneously with the
issuance of criteria under subsection (a) of this section,” to issue
information on the costs and feasibility of various pollution
” Air Quality Act of 1967, Pub. L. No. 90-148, sec. 108(c)(1), § 2, 81
Stat. 485, 492 (emphasis added).
18
control technologies. 42 U.S.C. 7408(b)(1) (emphasis added).
Section 108(b)(1) thus clearly distinguishes the “criteria”-on
which NAAQS are to be “based,” 42 U.S.C. 7409(b)(2)-from
information on economic costs and technological feasibility.
Section 109(a)(1) and 109(b)(1) together also make plain that
air quality criteria must discuss only the effects of air pollution
on health and welfare, not the effects of regulation on the
economic costs of pollution control. In section 109(a)(1),
Congress directed the Administrator to issue, within thirty
days of December 31, 1970, primary and secondary NAAQS
“for each air pollutant for which air quality criteria have been
issued prior to such date,” 42 U.S.C. 7409(a)(1), and in section
109(b), Congress provided that the new primary and
secondary NAAQS were to be “based on such criteria.”* 42
U.S.C. 7409(b)(1)-(2). The criteria that had been issued prior to
the stated date were those issued by the Secretary of HEW
under the prior version of the Clean Air Act. In directing EPA
to set the new NAAQS based on HEW’s criteria documents,
Congress explicitly endorsed the documents HEW had so far
compiled.
The HEW criteria documents that Congress endorsed
confirm the exclusive relevance of scientific evidence of
human health effects and the irrelevance of economic effects.
HEW opened its 1969 criteria document on particulate matter
with the following description of air quality criteria:
Air quality criteria are an expression of the scientific
knowledge of the relationship between various
concentrations of air pollutants in the air and their adverse
effects on man and his environment. . . . Air quality criteria
are descriptive; that is, they describe the effects that have
been observed to occur when the ambient air level of a
*For air pollutants for which criteria were issued after December 31,
1970, EPA was directed to issue NAAQS simultaneously with those
criteria and, again, the NAAQS for such pollutants were to be “ based
on such criteria.” 42 U.S.C. 7409(a)(1), 7409(b)(1).
19
pollutant has reached or exceeded specific figures for a
specific time period.”
In keeping with this understanding of the role of air quality
criteria, HEW’s criteria discussed scientific research from
epidemiological, clinical, toxicological, and meteorological
investigations.” They discussed effects on human health,
including the initiation and aggravation of respiratory diseases
including asthma,” impairment of the oxygen-carrying
capacity of the blood,” and premature death,” and they
discussed these effects only insofar as they were tied to air
pollution. HEW’s criteria documents did not discuss
compliance costs, and they did not discuss effects that arose
See NAPCA, HEW, Pub. No. AP-49, Air Quality Criteria for PM 1-1
(1969) (1969 PM Criteria Doc.); NAPCA, HEW, Pub. No. AP-62, Air
Quality Criteria for Carbon Monoxide 1-1 (1970) (1970 CO Criteria
Doc.); NAPCA, HEW, Pub. No. AP-64, Air Quality Criteria for
Hydrocarbons 1-1 (1970) (1970 HC Criteria Doc.); NAPCA, HEW,
Pub. No. AP-63, Air Quality Criteria for Photochemical Oxidants 1-1
(1970) (1970 Ozone Criteria Doc.); NAPCA, HEW, Pub. No. AP-50,
Air Quality Criteria for Sulfur Oxides 1-1 (1969) (1969 SOx Criteria
Doc.); see also Pub. Health Service, HEW, Pub. No. 1619, Air Quality
Criteria for Sulfur Oxides iv (1967) (1967 SOx Criteria Doc.).
See, e.g., 1967 Sox Criteria Doc., supra.
See 1970 Ozone Criteria Doc., supra, at 10-7.
2See 1970 CO Criteria Doc., supra, at 10-3.
See 1967 SOx Criteria Doc., supra, at xxix.
“See 1967 SOx Criteria Doc., supra, at liii (graphical depiction of
results of studies concerning health and welfare effects of sulfur
oxides); 1969 PM Criteria Doc., supra, at 188-89 (summary of health
effects at various exposure levels); 1970 CO Criteria Doc., supra, at
10-7 (table reflecting health effects at various exposure levels); 1970
Ozone Criteria Doc., supra, at 10-9 to 10-13 (text and table detailing
health and welfare effects associated with different levels of
exposure).
20
from regulation itself rather than from air pollution.
Congress’s endorsement of HEW’s basic approach in the
criteria documents compiled as of 1970 thus shows what the
criteria on which the NAAQS are to be based should include
(scientific research into the health effects of pollution) and
what they should not include (economic research into the
economic consequences of regulation).”
The explicit directive to EPA to base the first NAAQS on
HEW’s criteria documents also helps to explain the meaning
of the “adequate margin of safety” that Congress required for
the NAAQS. 42 U.S.C. 7409(b)(1). The concept of a margin of
safety as embraced in the Clean Air Act was an outgrowth of
HEW’s experience in developing the first criteria documents.
HEW’s review of the scientific literature on the criteria
pollutants had revealed a diverse array of harms which
occurred at a diverse array of pollution levels.” HEW also was
convinced that the lowest level at which an air pollutant was
shown in scientific research to have caused an adverse public
health effect was not necessarily the lowest level at which that
pollutant in fact caused such an effect.” HEW thus
Because of the importance of the issues settled therein, copies of all
the relevant HEW criteria documents that predate passage of the
1970 Act have been lodged with the Court.
See sources cited supra, n. 34.
“In its 1969 guidelines on developing air quality criteria, HEW
explained:
The exposure levels which have thus far been associated with
identifiable effects . . . are not necessarily the lowest levels of
exposure that will produce such effects. Nor are those effects
necessarily the only ones produced by such exposures.
Knowledge of the synergistic effects of air pollutants is limited.
So is knowledge of possible long-term genetic effects. .. . In short,
air quality criteria cannot be interpreted as threshold values;
indeed, for many types of air pollutants, there may not be a
threshold of risk to health and the environment. In the evaluation
"ae
21
recommended that margins of safety be incorporated in then-
existing state air quality standards in order to remedy the
problem of under-protection that might otherwise follow from
the limits of scientific proof.“ Congress accepted this
recommendation when it required in 1970 that the federal
government set ambient air quality standards that allowed “an
adequate margin of safety.” The requirement that EPA allow
an adequate margin of safety in the NAAQS thus signals a
congressional embrace of a particular approach towards the
scientific uncertainty that inevitably attends estimates of the
effects of air pollution, an approach that leans in the direction
of stricter rather than more lenient standards where (as they
always are) the facts are uncertain.
Congress's embrace of HEW’s original criteria also helps to
explain the meaning of the “public health” to be discussed in
the criteria and protected by the NAAQS. Although Congress
in the 1970 Clean Air Amendments shifted from requiring that
criteria describe effects on “health and welfare” to requiring
of biological effects of environmental contaminants, whether in
the community or occupational environment, accumulating
evidence has almost invariably shown that adverse effects can
and do occur at exposure levels that at one time were considered
“safe.”
NAPCA, HEW, Guidelines for the Development of Air Quality
Standards and Implementation Plans, supra, at 16.
*1969 PM Criteria Doc., supra, at 189; see also 1970 Ozone Criteria
Doc., supra, at 10-13; 1970 CO Criteria Doc., supra, at 10-6.
*The Senate report on the legislation explained that “margins of
safety are essential to any health-related environmental standards if
a reasonable degree of protection is to be provided against hazards
which research has not yet identified.” S. Rep. No. 91-1196, 91"
Cong., 2d Sess., at 10 (1970).
“Air Quality Act of 1967, Pub. L. No. 90-148, sec. 107(b)(1), § 2, 81
Stat. 485, 491.
22
that they describe effects on “public health and welfare,”
Congress’s simultaneous endorsement of the criteria
documents already comprled demonstrates Congress’ s belief
that those documents «:iequately reflected the kinds of human
health effects Congress thought relevant to setting the
NAAQS. In other words, the insertion of the word “ public”
before the word “health” did not fundamentally change the
nature of the inquiry tte be conducted in developing the criteria
documents; specifically, it did not change that inquiry from a
scientific investigation of the health and welfare effects of
pollution into an imwestigation of the economic costs of
regulation. Instead), by targeting public health, Congress
simply instructed EPA to target health effects in populations
rather than in single imdividuals.
The language of the Clean Air Act also clearly instructs EPA
to consider only the effects on human health and welfare that
are caused by air pollution, not those that might be caused by
regulation itself. Im describing the criteria on which the
NAAQS are to be based, section 108(a)(2) makes this point
plain by instructing EPA to consider only the effects on health
and welfare “which may be expected from the presence of [an
air] pollutant in the ambient air, in varying quantities.” 42
U.S.C. 7408(a)(2). This is a clear directive to EPA to focus on
the effects of air pollution, not the effects of regulation.
Elsewhere in the Act, Congress demonstrated that it knew
how to tell EPA to look at health and welfare effects arising
from causes other than air pollution. Indeed, in the Clean Air
Act, Congress invented a new (albeit clunky) phrase-“nonair
quality impacts”-to refer to such effects. See, e.g., 42 U.S.C.
7411(a)(1) (defining “standard of performance” for new
stationary sources to include consideration of, among other
things, “any nonair quality health and environmental
impact”); 42 U.S.C. 7509(d)(2) (requiring states that have not
attained NAAQS by applicable deadlines to revise SIPs to
include measures prescribed by Administrator, including
measures feasible “in light of technological achievability, costs,
23
and any nonair quality and other air quality-related health and
environmental impacts”); 42 U.S.C. 7545(k)(1) (directing
Administrator, in establishing requirements for reformulated
gasoline, to take into account “the cost of achieving such
emission reductions, any nonair-quality and other air-quality
related health and environmental impacts and energy
requirements”). No such reference to “nonair quality” impacts
appears anywhere in the statutory provisions relevant to the
setting of the NAAQS. Here too, moreover, Congress's
endorsement of HEW’s original criteria documents is
revealing: HEW did not discuss the effects of regulation on
human health and welfare, it discussed the effects of air
pollution on human health and welfare.
Consistent with the lessons learned from HEW’s experience
in developing the original criteria documents, Congress
expressly acknowledged the necessity of deference to the
Administrator's “judgment” in promulgating any NAAQS
based on such criteria. 42 U.S.C. 7409(b)(1-2). HEW’s criteria
documents testified to the high degree of scientific uncertainty
unavoidably surrounding both the assessment of public health
effects at varying levels of air pollution and the related task of
selecting a level requisite to protect public health. Congress
provided procedural and substantive guidance for those
administrative actions, yet recognized the Administrator's
decisions would ultimately require “judgment.”
In directing EPA to set standards to protect the public
health and welfare, Congress nowhere added a qualifier based
on economics or feasibility. Cross-petitioners no doubt wish
that the statute were written differently; they no doubt wish
that the statute provided, for example, that NAAQS are
standards requisite to protect the public health “in light of
economic costs, technological feasibility, or any other factor.”
But the statute is not so written and the words that Congress
im fact used leave no room for cross-petitioners’ preferred
policy outcome. The Court should, accordingly, decline cross-
petitioners’ invitation to add to the factors Congress itself has
24
identified as relevant to the process of setting the NAAQS.
See, e.g., Union Electric Co. v. EPA, 427 U.S. 246, 257 (1976)
(refusing to require Administrator, in reviewing adequacy of
SIPs, to consider factors (cost and feasibility) not specified by
section 110(a)(2) of Clean Air Act, 42 U.S.C. 7410(a)(2)). This is
especially so where, as here, Congress clearly paid close
attention to the issue of economic costs and specified that this
factor would play an important role, not in the setting of the
NAAQS, but in their implementation.
B. Congress’s Explicit Recognition of the Relevance of Costs
to the Implementation of the NAAQS Confirms the
Irrelevance of Costs to Setting the NAAQS
The NAAQS themselves do not regulate any source of
pollution. Instead, they set the health-based benchmark that
the regulation of sources of pollution is to achieve. Pollution
sources are regulated under the Act both by the states and by
the federal government. In both state and federal regulation
of pollution sources, costs and feasibility play a significant
role. Moreover, in cases in which efforts to achieve the
NAAQS cause significant economic hardship, Congress has
provided several specific, targeted escape valves allowing
departures from the requirements of the Act.
These features of the Act, discussed in detail below, lead to
two important conclusions. First, because so many provisions
of the Clean Air Act explicitly require or allow EPA to take
costs into account in setting standards under the Act,
Congress's failure to explicitly allow EPA to consider costs in
setting the NAAQS should be taken as decisive evidence that
it meant to preclude such consideration in that process.
“[W]here Congress includes particular language in one section
of a statute but omits it in another section of the same Act, it is
generally presumed that Congress acts intentionally and
purposely in the disparate inclusion or exclusion.” GMC v.
United States, 496 US. 530, 537-38 (1990) (unanimously
25
declining to insert deadline into section 110(a)(3)(A) of Clean
Air Act, noting Congress's establishment of explicit deadlines
elsewhere in Act), quoting Russello v. United States, 464 US. 16,
23 (1983), quoting United States v. Wong Kim Bo, 472 F.2d 720,
722 (5th Cir. 1972). Second, to import the consideration of
costs into the process of settiny the NAAQS would upset
Congress’s carefully constructed, and carefully limited,
scheme for allowing such economic costs to affect the quality
of the ambient air.
The states are the entities primarily responsible for
implementing the NAAQS. The states’ basic obligation under
the Act is to ensure attainment and maintenance of the
NAAQS by the relevant deadline; “[s]o long as the national
standards are met, the State may select whatever mix of
control devices it desires .. .” Union Electric Company, 427 US.
at 266; see also Train v. Natural Resources Defense Council, 421
U.S. 60, 79 (1975). The states’ deadlines, however, may be
extended by the Administrator based in part on the
“availability and feasibility of pollution control measures.” 42
U.S.C. 7502(a)(2)(A). In numerous ways, moreover, states
themselves are encouraged to choose the most cost-effective or
least economically disruptive means of achieving the NAAQS.
42 U.S.C. 7410(a)(2)(A) (including “economic incentives such
as fees, marketable permits, and auctions of emissions rights”
in the list of control measures states may include in their SIPs);
7410(a)(2)(H) (requiring states to provide for revision of their
SIPs “as may be necessary to take account of .. . the
availability of improved or more expeditious methods of
attaining” the NAAQS); 42 U.S.C. 7410(a)(3)(B) (in aftermath
of energy crisis of early 1970s, requiring states to determine
whether they could revise their SIPs in relation to fuel burning
stationary sources without interfering with NAAQS
compliance).
In limited circumstances, states may temporarily avoid
some of their obligations under the statute in order to prevent
significant economic disruption and unemployment. For
26
example, a Governor may petition the President “to determine
that a national or regional energy emergency exists of such
severity” that sanctions for excess emissions of sulfur dioxide
or nitrogen oxides should be temporarily suspended. 42
U.S.C. 7410(f). Such a suspension may be issued only upon a
finding of “high levels of unemployment or loss of necessary
energy supplies for residential dwellings” within the vicinity
of an affected source. 42 U.S.C. 7410(f)(2). In addition, if a
state has submitted a revision to a SIP which has been pending
before the Administrator for a year or more, the Governor of
that state may temporarily suspend the provisions of the SIP
she seeks to revise, if the revised SIP meets the requirements
of the Act and “is necessary (i) to prevent the closing for one
year or more of any source of air pollution, and (ii) to prevent
substantial increases in unemployment which would result
from such closing.” 42 U.S.C. 7410(g)(1). In a similar vein, a
Governor may, in cooperation with the President, require the
use of locally or regionally available coal or coal derivatives in
order to avoid “significant local or regional economic
disruption or unemployment.” 42 U.S.C. 7425(a)-(b).
The federal government also plays a substantial role in
efforts to achieve the NAAQS. EPA sets emissions standards
for cars and trucks, major new stationary sources of pollution,
and other pollution sources. Although these requirements
need not pertain exclusively to the pollutants regulated under
the NAAQS program, in practice, those pollutants have been
their focus. Congress has allowed or required EPA to consider
costs in every one of these standard-setting contexts. See 42
U.S.C. 7521(a)(3)(A)(i) (in setting standards for mobile sources,
Administrator is directed to give “appropriate consideration”
to “cost, energy, and safety factors”); 42 U.S.C. 7545(c)(2)(B)
(Administrator may not regulate fuel additive on account of its
harm to vehicle emission control systems unless it first does
“cost benefit analysis” of such regulation); 42 U.S.C. 7411(a)(1),
(b)(1) (for certain categories of new sources, Administrator
must set “standards of performance” which take into account
27
“costs and nonair quality health and environmental impacts
and energy requirements”); 42 U.S.C. 7547(a)(3) (in setting
deadlines for compliance with emissions standards for
nonroad vehicles, Administrator is directed to give
“appropriate consideration” to cost); 42 U.S.C. 7571(b) (in
setting deadlines for compliance with emissions standards for
aircraft, Administrator is directed to give “appropriate
consideration” to cost).
Thus both the states and EPA enjoy extensive authority to
consider costs in their efforts to achieve air quality meeting the
NAAQS. To be sure, neither the states nor EPA has the
authority to revise the NAAQS themselves based on costs, or
to extend the deadlines for meeting the NAAQS beyond the
deadlines and extensions provided in the statute. Only
Congress has this authority. A brief review of the history of
the NAAQS program in Congress shows that Congress has not
hesitated to soften the requirements of the Clean Air Act
where it has found this necessary to avoid significant
economic disruption. Tellingly, however, Congress has never
chosen to avoid such disruption by tinkering with the NAAQS
themselves. Hence, in Congress as well as in the states and at
EPA, costs find their expression in the implementation rather
than in the setting of the NAAQS.
On numerous occasions, Congress has revised the deadlines
and implementation strategies required by the Act. See, e.g.,
Energy Supply and Environmental Coordination Act of 1974,
Pub. L. No. 93-319, § 5(a)-(b), 88 Stat. 246, 258 (extending
deadlines for motor vehicle emissions standards); id. § 4, 88
Stat. at 256-58 (restricting EPA’s authority to impose
transportation control measures in federal implementation
plans and requiring a study of the economic impact of certain
transportation control measures); Steel Industry Compliance
Extension Act of 1981, Pub. L. No. 97-23, 95 Stat. 139 (allowing,
for certain iron- and steel-producing operations, extension of
deadline for compliance with emission limitations).
In addition, the extraordinarily detailed nonattainment
28
provisions Congress added to the Act in 1977 and 1990 reflect
just such a consideration of economic costs and feasibility.
Congress declined to require immediate strict adherence to
deadlines for NAAQS compliance that had since passed. In
1977, for example, Congress instead developed a program that
allowed for states to develop nonattainment plans that
achieved “reasonable further progress” toward attaining
NAAQS. See 42 U.S.C. 7501-7509a. And in 1990, Congress
substantially extended (by as much as twenty years) the
deadlines for areas that had not yet attained the NAAQS in
effect at that time. See, e.g., 42 U.S.C. 7511(a)(1).
In adjusting the deadlines and implementation strategies for
meeting the NAAQS, Congress itself has balanced the public
health and welfare goals of the statute against the economic
and technological challenges posed by meeting those goals.
Cf. American Textile Mfrs. Inst. v. Donovan, 452 U.S. 490, 509
(1981). Congress has concluded that to the extent any such
balancing is relevant, its goals are best met by confining the
consideration of costs and feasibility to implementation of the
NAAQS rather than by basing the setting of the NAAQS on
such factors in the first instance. ;
C. The Textual Arguments of Cross-Petitioners and Their
Supporting Respondents and Amici Are Without Merit
Cross-petitioners and their supporting respondents and
amici attempt to smuggle the consideration of costs into the
process of setting the NAAQS through several arguments
based on the language of the Act. These arguments are
exceedingly weak. Indeed, insofar as cross-petitioners and
their supporters simply ignore statutory language contrary to
their central claim, their arguments border on the wholly
frivolous.
“Public Health.” Cross-petitioners and their supporting
respondents and amici argue thai the term “public health”
imports consideration of compliance costs into the NAAQS-
29
setting process. This argument is wrong for many reasons.
First, as already discussed, in the 1970 amendments to the
Clean Air Act, Congress expressly embraced HEW’s approach
to describing impacts on public health by requiring that EPA's
new NAAQS be based on the criteria documents HEW had
already compiled. 42 U.S.C. 7409(a)(1)(A), 7409(b)(1). HEW’s
approach did not look at the economics of regulation. Instead,
it looked at the health effects of air pollution on the human
population. Cross-petitioners’ interpretation of the words
“public health” is inconsistent with Congress's endorsement
of HEW’s criteria documents.
Moreover, cross-petitioners’ interpretation would create an
awkward situation in which costs would be relevant to setting
the primary NAAQS, but not to setting the secondary NAAQS.
Only the primary NAAQS are set according to the
requirements of “public health,” which, cross-petitioners
argue, are determined by looking at costs. 42 U.S.C. 7409(b)(1).
Thus, under cross-petitioners’ interpretation of the term
“public health,” EPA is obliged to be cost-conscious in
protecting human health, but is not so obliged when
protecting the environment through the secondary NAAQS.
This interpretation is in considerable tension with Congress's
predominant focus on the health effects of air pollution.“
Furthermore, cross-petitioners’ argument is inconsistent
with the text of numerous provisions of the Act. Many
provisions of the Act explicitly allow or require EPA to
consider both economic costs and “public health” in setting
regulatory standards under the Act. See, e.g., 42 USC.
7502(a)(1), 7502(a)(3)(A)(i) (motor vehicles); 42 U.S.C.
7411(a)(1), 7411(b)(1) (new source performance standards); 42
U.S.C. 7547(a)(1), 7547(a)(3) (nonroad vehicles); 42 U.S.C.
7571(a)(2)(A), 7571(b) (aircraft emissions). See also 42 U.S.C.
“'Cross-petitioners also argue that the term “welfare” incorporates
consideration of costs, but this argument simply ignores critical
language in the definition of welfare. See infra at 31.
30
7612(a) (requiring economic impact analysis describing effects
of Clean Air Act standards on the “public health” and
“economy”). If “public health” includes “costs,” as cross-
petitioners argue, Congress could have rested, in every one of
the cited sections, with a simple directive to EPA to consider
effects on public health. To paraphrase this Court's decision
last Term in Public Lands Council v. Babbitt, 120 S.Ct. 1815, 1826
(2000), why would Congress add the words “costs” if (as
cross-petitioners’ argument implies) they add nothing?”
“Welfare.” Next, cross-petitioners argue that EPA must
consider costs in setting the NAAQS because section
108(a)(2)(C) directs EPA to describe, in its criteria documents,
“any known or anticipated adverse effects on welfare.” 42
U.S.C. 7408(a)(2)(C). Because, they reason, the definition of
“welfare” includes “effects on economic values,” the criteria
documents must describe the compliance costs of regulation.
ATA Br. 37-39.
Even if cross-petitioners’ interpretation of the word
“welfare” were correct (which, as we explain below, it is not),
their argument would be irrelevant to EPA’s decision to revise
the primary NAAQS for PM and ozone. Cross-petitioners’
erroneous reading of the definition of “welfare” in section
302(h) cannot change the language of section 109(b)(1), which
requires primary NAAQS to protect the public health. 42 U.S.C.
7409(b)(1). The criteria documents’ discussion of effects on
welfare is not relevant to setting the primary NAAQS; surely
cross-petitioners are not arguing that effects on wildlife, for
example, should be considered in setting the primary NAAQS,
and yet effects on wildlife are also included in the definition of
“welfare.” Cross-petitioners’ arguments based on the
“See also Atlantic Mutual Ins. Co. v. Commissioner of Internal Revenue,
523 U.S. 382, 388 (1998) (declining to accept interpretation of statute
that led to redundancy); United States v. Nordic Village, Inc., 503 U.S.
30, 36 (1992) (“a statute must, if possible, be construed in such
fashion that every word has some operative effect”).
31
definition of welfare are irrelevant to the primary NAAQS.
In setting the secondary NAAQS for an air pollutant, EPA
is explicitly instructed to consider only the effects on welfare
“associated with the presence of such air pollutant in the ambient
air.” 42U.S.C.7409(b)(2) (emphasis added). Thus, even where
secondary NAAQS are concerned, the Clean Air Act makes
clear that the only welfare effects that are relevant are those
arising from air pollution, not those arising from regulation.
In any event, cross-petitioners’ argument that “welfare”
encompasses general economic effects is mistaken. Cross-
petitioners can offer this argument only by ignoring critical
language in section 302(h)’s definition of “welfare.” Section
302(h) provides in full:
All language referring to effects on welfare includes, but is
not limited to, effects on soils, water, crops, vegetation,
manmade materials, animals, wildlife, weather, visibility,
and climate, damage to and deterioration of property, and
hazards to transportation, as well as effects on economic
values and on personal comfort and well-being, whether
caused by transformation, conversion, or combination with other
air pollutants.
42 U.S.C. 7602(h) (emphasis added).” The last, italicized
clause of this definition makes clear that the effects on
“welfare” with which Congress was concerned were only the
effects from air pollution. Cross-petitioners can argue that
“welfare” includes the compliance costs of regulation itself
only by ignoring the critical last clause of this definition;
indeed, they omit this portion of the definition from their brief
entirely without any notation, such as an ellipsis, indicating
“The italicized clause was added in 1990, § 109(b), 104 Stat. 2470, to
“make[] clear that welfare effects extend to consequences of air
pollutant emissions that may occur after the pollutant has been
chemically altered following its release, and to effects caused by the
combined impacts of air pollutants.” H.R. Rep. No. 101-490, 101"
Cong. 2d Sess. 274 (1990) (emphasis added).
32
that they have done so. ATA Br. 37-38; see alsoGE Am. Br. 16.“
“Appropriate.” Respondents in support of cross-petitioners
argue that cost-benefit analysis is imported into the NAAQS-
setting process via the word “appropriate” in section 109(d)(1).
App. Pwr. Br. 39-40. Again, however, reading the entire
statutory provision at issue serves to defeat respondents’
argument. Section 109(d)(1) provides in pertinent part:
Not later than December 31, 1980, and at five-year intervals
thereafter, the Administrator shall complete a thorough
review of the criteria published under section 7408 of this
title and the national ambient air quality standards
promulgated under this section and shall make such
revisions in such criteria and standards and promulgate
such new standards as may be appropriate in accordance with
section 74(8 of this title and subsection (b) of this section.
42 U.S.C. 7409(d)(1) (emphasis added). Thus
“appropriateness” is defined by the requirements of sections
108 and 109(b), which, we have established, do not require or
allow cost-benefit balancing.
Furthermore, the word “appropriate” appears only in
reference to the revision of an existing NAAQS or the post-
1980 establishment of a new NAAQS, not in reference to the
setting of the first NAAQS in the 1970s. According to
respondents’ view that the word “appropriate” has a separate
office from the Act's other language, then, the initial NAAQS
set in the 1970s must have been governed by a different
standard than revisions to the NAAQS. Section 109(b)(1)
explicitly rules out such a possibility; it provides that primary
“Cross-petitioners’ interpretation of the words “welfare” and
“public health” also would render unnecessary section 108(b)(1)’s
directive to EPA to furnish information on pollution control costs.
42 U.S.C. 7408(b)(1). If information on costs were a requisite part of
the criteria documents, as cross-petitioners argue, then there would
have been no need for a separate requirement that EPA develop
information on the costs of pollution control.
33
NAAQS “may be revised in the same manner as
promulgated.” 42 U.S.C. 7409(b)(1).
“Adequate margin of safety.” Respondents supporting cross-
petitioners argue that Congress must have meant, in requiring
a margin of safety, to require EPA to consider costs. App. Pwr.
Br. 36. However, as explained above, supra at 20-21, Congress
required a margin of safety in 1970 in response to HEW’s
conviction that the lowest levels at which scientific research
had shown adverse effects were probably not the lowest levels
at which such effects occurred. In its early criteria
documents-on which Congress required EPA to base the first
NAAQS (42 U.S.C. 7409(a)(1), 7408(b))-HEW had thus
recommended a “margin of safety” designed to protect
subpopulations more vulnerable to the effects of air pollution
than the general population.“ The requirement of a margin of
safety was thus a response to scientific uncertainty, not a way
to sneak economic consequences into the setting of the
NAAQS.”
“Judgment.” Several amici argue that the word “judgment”
in section 109(b)(1) requires EPA to consider costs. GE Am. Br.
13; Hatch Am. Br. 9-10. As we set forth above, however, supra
at 23, this term signals only Congress's candid recognition of
the uncertainties attending decisions about the quality of air
requisite to protect the public health. The term cannot fairly
be read, notwithstanding amici’s claim, to allow the
Administrator to consider any factor that she might in her
own “judgment” deem relevant. Indeed, that is precisely the
See, e.g., 1970 Ozone Criteria Doc., supra, at 10-13.
“The concept of a margin of safety has a long history in toxicology.
Toxicologists have long recommended that acceptable daily intakes
of toxic substances be determined by dividing by 100 the level at
which no adverse human health effects have been found to occur, in
order to account for variations in the sensitivity of the human
population. See National Research Council, Science and Judgment in
Risk Assessment 29-31 (1994).
34
kind of fanciful statutory interpretation that, unlike the
reading we support, could theoretically raise a nondelegation
issue.
Public comments. Remarkably, cross-petitioners also argue
that the fact that EPA must respond to the public’s “written
comments, data, or documentary information,” 42 U.S.C.
7607(d)(3), means that these comments, data, and information
will be “part of the Administrator’ s decisionmaking data set.”
ATA Br. 40. That is to say, apparently, the Administrator must
consider anything submitted in the public record as relevant
to her decision setting the NAAQS. Such a process would
allow public commenters to determine the scope and content
of EPA’s obligations in setting the NAAQS. The proposition
is fantastical.
Information to States on Control Technologies. Cross-
petitioners also assert that costs must be considered in setting
the NAAQS because Congress directed EPA to provide
information on the costs and feasibility of control technologies
in issuing new air quality criteria pursuant to section 108(a).
ATA Br. 40. This argument, too, is misguided for several
reasons.
As explained above, supra at 17, when Congress amended
the Clean Air Act in 1970, it eliminated language that had
previously required air quality standards to be consistent with
both air quality criteria and the information on control
techniques HEW had been required to provide.” Moreover,
the Act itself distinguishes the “criteria” on which NAAQS are
to be based from the information on control techniques
required by section 108(b)(1). 42 U.S.C. 7408(b)(1). Cross-
petitioners would undo these careful legislative
determinations by contending that the information on control
“Air Quality Act of 1967, Pub. L. No. 90-148, sec. 108(c)(1), 81 Stat.
485, 492.
35
techniques must influence the setting of the NAAQS. |
The information on control techniques required by section
108(b)(1) was clearly designed not to affect the NAAQS-setting
process, but instead to give the states a running start on
developing plans to implement the NAAQS. In requiring that
this information be provided to “states and appropriate air
pollution control agencies,” Congress clearly contemplated
that this information would be used by such entities in
implementing the NAAQS in timely fashion. 42 USC.
7408(b)(1).” Indeed, the state respondents supporting cross-
“Cross-petitioners’ claim that this Court should import cost
considerations into section 109(b) because the statute does not say
that the NAAQS should be based “solely” on the criteria (ATA Br.
39) likewise ignores the full language of the statute clearly
distinguishing criteria from information on costs, 42 U.S.C.
7408(b)(1); ignores Congress's deliberate decision in 1970 to
uncouple the choice of standards from information on costs and
feasibility, see Air Quality Act of 1967, Pub. L. No. 90-148, sec.
108(c)(1), § 2, 81 Stat. 485, 492; and ignores Congress's ability,
demonstrated elsewhere in the Act, to direct EPA to consider costs
when it wanted the agency to do so. Congress need not have added
the extra word “solely” to add an extra dollop of clarity to an already
plain statutory scheme. Cross-petitioners’ contrary suggestion is
merely a variant of their misguided request for a new canon of
statutory construction, discussed infra at 39-41.
“The Senate Report on the 1970 Amendments explained: “Reports on
control techniques, as under existing law, would be issued
simultaneously with the publication of criteria. The Committee
recognizes that the States will continue to need this information to
develop meaningful programs for implementation of ambient air
quality standards on a regional basis.” S. Rep. No. 91-1196, Fist
Cong., 2d Sess., at 9 (1970). Cross-petitioners can see no purpose in
EPA's development of information on control costs and technologies,
other than to inform the NAAQS-setting process, because they are
apparently unable to believe that Congress would want to give the
states plenty of time to contemplate their possible regulatory
36
petitioners recognized this point in the court below. They
argued that EPA had erred in failing to provide the
information required by section 108(b) with respect to the rules
at issue here, complaining that EPA had “side-stepped its
responsibility under §108 to assist the States by developing
fundamental information, thus making it much more difficult
for the States to develop and implement adequate control
strategies.” State Petitioners’ Final Merit Br., at 9, American
Trucking Assns. v. Browner, No. 97-1440 (D.C. Cir. 1999).
CASAC advice. Cross-petitioners also maintain that section
109(d)(2)(C)(iv) imports cost considerations into the NAAQS-
setting process. ATA Br. 41. This is plainly wrong. Section
109(d)(2)(C)(iv) requires CASAC to
advise the Administrator of any adverse public health,
welfare, social, economic, or energy effects which may
result from various strategies for attainment and maintenance
of such national ambient air quality standards.
42 U.S.C. 7409(d)(2)(C)(iv) (emphasis added). Cross-
petitioners, once again, simply ignore critical language in the
statutory text as well as the basic distinction Congress drew
between the setting and the implementing of NAAQS, in which
Congress allowed for consideration of costs only with regard
to the latter. Section 109(d)(2)(c)(iv) explicitly requires CASAC
to report only on the broad implications of “strategies for’
attainment and maintenance of the NAAQS, not on the
implications of the NAAQS themselves. Moreover, CASAC’s
charge to recommend new or revised NAAQS is explicitly tied
to the standard-setting requirements of section 108 and 109(b),
42 US.C. 7409(d)(2)(B); nothing in section 109(d)(2)(c)(iv)
purports to change those requirements.
“Productive capacity.” Respondents in support of cross-
petitioners also make the far-fetched claim that cost-benefit
analysis is required by the Clean Air Act because the preamble
responses to changes in the NAAQS. ATA Br. 40 (referring to
“inexplicably premature” mandate of section 108(b)(1)).
37
identifies of the purposes of the statute the
nt of “the public health and welfare and the
productive capacity of [the nation’s] population.” App. Pwr.
Br. 29, quoting 42 U.S.C 7401(b)(1). This preamble language,
which has been unchanged since the 1963 Clean Air Act,
does not even remotely support respondents reading of it.
The preamble makes clear that the poyulation’s health,
welfare, and productive capacity are to be “promote(d]” by
“protect[ing] and enhancling] the quality of the Nation’s air
resources”-not by refusing to regulate in the face of
demonstrable health risks. 42 U.S.C. 7401(b)(1).
D. Neither the Nondelegation Doctrine Nor Cross-
Petitioners’ Proposed Cost-Benefit Canon Can Override
the Plain Meaning of the Statutory Language
No doubt insecure about their arguments based on the
statutory text, cross-petitioners seek refuge in canons of
statutory construction. The first canon cross-petitioners
invoke is that of avoiding constitutional invalidation where a
constitutional interpretation of a statute is available. The
second is a new canon proposed by cross-petitioners which
would inject a cost-benefit test into any environmental statute
that did not use certain magic words in precluding such a test.
Neither canon should be used to defeat the plain meaning of
the Clean Air Act.
1. Because There Is No “Grave Constitutional Doubt” About
the Clean Air Act, The Court Should Decline Cross-
Petitioners’ Invitation to Use the Nondelegation Doctrine
as an Excuse to Rewrite the Statute
As we discussed in detail in our opening brief in Browner v.
Cee Clean Air Act of 1963, Pub. L. No. 88-206, § 1(b)(1), 77 Stat. 392,
393.
38
American Trucking Associations, Inc., No. 99-1257, the Clean Air
Act, and EPA's interpretation of the Act, are plainly
constitutional under this Court's precedents on delegation.
MA & NJ Br. 28-43. Moreover, as set forth above, cross-
petitioners’ proffered interpretation of the Act is inconsistent
with the plain meaning of the Act. Thus, by asking this Court
to adopt their interpretation of the Act in order to avoid
deciding the constitutional issue reached by the court below,
cross-petitioners are inviting this Court to rewrite a statute in
order to avoid deciding a straightforward and well-settled
constitutional issue. The Court should decline to do so.
Just last Term, this Court affirmed “the guiding principle
that ‘where a statute is susceptible of two constructions, by one
of which grave and doubtful constitutional questions arise and
by the other of which such questions are avoided, our duty is
to adopt the latter.” Jones v. United States, 120 S.Ct. 1904, 1911
- (2000), quoting United States ex rel. Attorney General v. Delaware
& Hudson Co., 213 U.S. 366, 408 (1909). Cross-petitioners’
arguments fail each of the three requirements of the principle
stated in Jones: as we established above, the Clean Air Act is
not susceptible of two constructions; as we set forth in detail
in our opening brief in Browner v. American Trucking
Associations, precluding costs in the setting of the NAAQS does
not raise “grave and doubtful constitutional questions” ; and,
finally, as discussed below, cross-petitioners’ proffered
interpretation(s) would not even avoid the constitutional
question as they present it.
This case is before the Court because the court of appeals
created a new requirement in the name of the nondelegation
doctrine-one that demands that guidance for administrative
action prescribe a quantitative “stopping point” for regulation.
US. Pet. App. 11a. The problem for cross-petitioners and their
supporters is that the various interpretations of the Clean Air
Act they offer do not supply such a “stopping point.”™
*'Cross-petitioners and their supporters cannot even agree as to
39
Nowhere do cross-petitioners identify exactly what the cost-
benefit balancing they desire would entail. Indeed, they offer
the Court a virtual smorgasbord of possibilities (ATA Br. 30),
ranging from analysis “under ‘significant risk’ and similar
rubrics” to analysis based on “quality-adjusted life years” to
the kind of cost-benefit analysis endorsed in International
Union, United Automobile, Aerospace & Agricultural Implement
Workers of America, UAW v. OSHA, 938 F.2d 1310 (D.C. Cir.
1991), which required “identifying values for lost years of
human life and for suffering and other losses from non-fatal
injuries.” I/d. at 1320.
Quite apart from the administrative license created by cross-
petitioners’ failure to choose among the multitudinous ways
in which costs can be taken into account in setting regulatory
standards, none of cross-petitioners’ analytical frameworks,
even viewed in isolation, identifies a stopping point for
regulation. An instruction from this Court telling EPA to
consider quality-adjusted life years rather than lives lost, for
example, would not tell EPA how many life years it should
strive to save. It would, at most, tell the agency not to worry
quite so much about the effects of air pollution on the elderly,
the disabled, and the ill.
2. Cross-Petitioners’ Proposed Cost-Benefit Canon Cannot
Override the Plain Meaning of the Statute and Would
Improperly Subvert the Legislative Process
As much as conceding the weakness of their arguments
whether the Act permits or requires EPA to consider costs in setting
the NAAQS (compare ATA Br. 32 with Inhofe Am. Br. 10), and thus
cannot agree as to whether Congress itself made the most basic
choice inherent in health and safety regulation-whether to balance
human lives against economic costs. Cf. Industrial Union Dept., AFL-
CIO v. American Petroleum Inst., 448 U.S. 607, 672 (1980) (Rehnquist,
J., concurring in judgment).
40
based on the statutory language, cross-petitioners and their
supporting respondents and amici urge this Court to adopt a
new canon of construction. ATA Br. 46-47; App. Pwr. Br. 46-
47; GE Am. Br. 18-22. The plainest statement of the content of
this new canon appears in General Electric’s brief: “[A] federal
agency is required to consider costs and risk trade-offs in the
absence of an express congressional statement forbidding the
agency from doing so.” GE Am. Br. 18. GE submits that this
new requirement should apply only to “environmental and
other regulatory statutes.” /d. at 1.
Cross-petitioners and their supporters ask this Court, in
other words, to adopt a canon of construction that licenses the
rewriting of a particular category of statutes. This is a radical
request, and one this Court should roundly reject.
Cross-petitioners’ new canon would have this Court ignore
the language of the Clean Air Act establishing that Congress
deliberately excluded the consideration of costs from the
process of setting the NAAQS. Because Congress did not,
three decades ago, foresee this new canon and therefore did
not then know that it must use certain explicit, magic words in
excluding the consideration of costs, Congress's work could be
undone. This is not a canon of statutory construction at all; it
is a canon of statutory destruction.
Congress itself has, moreover, rejected an interpretive
principle like the one recommended by cross-petitioners. Very
recently, Congress considered and rejected bills that would
have imposed what came to be known as a “supermandate”
on agencies charged with protecting human health and the
environment. This supermandate, like the canon proposed by
cross-petitioners, would have applied a cost-benefit test to
federal regulations. See H.R. 9, 104th Cong. § 422(a)(2), (b)(1)
(March 10, 1995); S. 343, 104th Cong., § 629(a) (1995).
*The brief of amici Environmental Defense, et al., provides a detailed
discussion of the extensive congressional debates over, and rejection
of, generic cost-benefit tests for federal health and environmental
4]
The question whether to apply a generic cost-benefit test to
health and environmental regulation is a public policy
decision of the highest order. Congress so far has not
embraced such an across-the-board test. This Court should not
wade into these politically charged waters by adopting the
cost-benefit canon cross-petitioners propose.
Il. Interpreting the Clean Air Act to Preclude the
Consideration of Costs in Setting the NAAQS Does Not
Lead to Irrational Results
At the end of the day, the real complaint of cross-petitioners
and their supporting respondents and amici is that the Clean
Air Act does nut reflect “ wise social policy.” App. Pwr. Cross-
Pet. 7. Their contention that the law is unwise, however, rests
on a mischaracterization of the l-w in operation and is belied
by three decades of success. Their argument, moreover,
fundamentally misapprehends the ro] of this Court in relation
to the Congress.
A. Precluding Cost-Benefit Balancing in Setting the NAAQS
Will Not Lead to Deindustrialization
Throughout their briefs, cross-petitioners and their
supporting respondents and amici suggest that precluding the
consideration of costs in setting the NAAQS will force EPA to
set standards for criteria pollutants at zero, thus effectively
ending industrial activity in this country. They believe this
result follows from the “nonthreshold” character of the criteria
pollutants. Their argument betrays a deep misunderstanding
of the concept of a nonthreshold pollutant. Asa consequence,
cross-petitioners seriously misrepresent EPA's degree of
authority under the statute. .
Cross-petitioners implicitly embrace a conception of
regulation.
42
nonthreshold pollutants as pollutants that have been shown not
to have a threshold, that is, pollutants that have been shown
to have adverse effects on human health or the environment at
every nonzero level. This is not EPA’s conception of a
nonthreshold pollutant.
When EPA discusses the possibility that particulate matter
and ozone are nonthreshold pollutants, it is referring to the
fact that these pollutants have not been shown to have a
threshold, that is, it has not been demonstrated that these
pollutants cease to have adverse effects on human health or
the environment below a certain level. EPA does not claim to
have proven that PM and ozone have adverse effects on
human health at every nonzero level. See NAAQS for Ozone,
62 Fed. Reg. 38,856, 38,863 (1997); NAAQS for PM, 62 Fed. Reg.
38,652, 38,674-75 (1997). Thus, when EPA discusses the
possibility that these are “nonthreshold” pollutants, it is
referring to a lack of evidence that there is a threshold.
This lack of evidence would not be sufficient to support a
NAAQS. The Clean Air Act requires the Administrator to
present evidence of harm before she may set or revise the
NAAQS. She may not set the NAAQS based on the lack of
evidence of no harm. Section 108(a)(2) makes this point plain:
the criteria on which the NAAQS are to be based must
describe “all identifiable effects on public health or welfare.” 42
U.S.C. 7408(a)(2) (emphasis added). Indeed, if EPA were
allowed to set the NAAQS based on the lack of evidence of no
harm, there would be no need to develop criteria documents
at all, because EPA would not be required to show health
effects before regulating. In such a regime, it would
presumably be up to the regulated community to show the
harmlessness of air pollution, rather than being up to the
government to show its harmfulness. This is not the
regulatory regime created by the Clean Air Act.”
In contrast, in Industrial Union Dept., AFL-CIO v. American Petroleum
Institute, 448 U.S. 607 (1980), this Court addressed the Occupational
43
As a consequence, cross-petitioners’ claim that EPA is
required to set pollutant levels at zero when faced with a
nonthreshold pollutant is mistaken. ATA Br. 25. EPA is not
required to set the NAAQS at zero for such pollutants because
nonthreshold pollutants are not what cross-petitioners claim
them to be; they are not pollutants that have been shown to be
harmful at all nonzero levels, they are pollutants that have not
been shown to be harmless at all nonzero levels. Indeed, if
EPA did indeed attempt to set a NAAQS based on the lack of
evidence of harmlessness rather than based on affirmative
evidence of harmfulness, we expect that cross-petitioners
would be first in line to challenge the agency’s decision.
B. Precluding EPA from Considering Costs in Setting the
NAAQS Does Not Allow the Administrator Privately to
Consider Costs While Publicly Denying It
Cross-petitioners argue that EPA should be required to
consider costs in setting the NAAQS because this would
simply formalize an informal system that has developed in
which the Administrator privately considers costs in setting
the NAAQS while publicly denying she is doing so. ATA Br.
43-45. Their evidence for this allegation of unspoken but
routinized illegality is altogether unpersuasive.
In addition to engaging in rank speculation about what
Administrator Browner’s private thoughts might have been
during the PM and ozone rulemakings at issue here, ATA Br.
44, cross-petitioners assert that Administrators Costle and
Ruckelshaus considered costs in NAAQS rulemakings
Safety and Health Administration's “cancer policy,” which
presumed that no safe level of carcinogenic substances existed and
required workplace standards to be set based on this presumption.
Id. at 624. EPA has not adopted this kind of presumption in setting
the NAAQS.
44
undertaken during their tenures at EPA. But both Costle™ and
Ruckelshaus” were careful to ensure that their final decisions
were not based on statutorily proscribed factors.
In both instances, to be sure, as cross-petitioners’ sources
note, the Administrator (or, in Ruckelshaus’s case, EPA staff)
had before him information on the costs of implementing the
standards he was in the midst of setting.” This demonstrates
nothing. In NAAQS rulemaking proceedings, EPA is
commonly confronted with information on costs even though
it has repeatedly denied the relevance of this information.”
Moreover, EPA is charged at once with setting and with —
implementing the NAAQS. As emphasized throughout this
brief, it is pe.fectly appropriate for EPA to consider costs in
implementing the NAAQS. Because the process of
implementation begins straight on the heels of setting the
NAAQS, an Administrator will naturally have before her
information on the implementation of standards even as she
sets them. Indeed, as cross-petitioners have emphasized, EPA
“Mark K. Landy, et al., The Environmental Protection Agency: Asking
the Wrong Questions from Nixon to Clinton 70 (1994). Indeed, Costle
rejected the standard recommended by economic advisors hostile to
the Clean Air Act's prohibition on the consideration of costs. As
Landy, whose account of Costle’s deliberations forms the basis of
cross-petitioners’ speculations, summarized it: these economic
advisors “could argue about the statute as much as they wanted,
Costle felt, but they could not fault him for following it.” Id. at 73.
ATA Br. 44.
*See Landy, supra, at 67-70 (Costle’s decision); Thomas O. McGarity,
Reinventing Rationality 47-48 (1991) (Ruckelshaus’s decision).
*’In fact, respondents and amici supporting cross-petitioners obtain
their outsized estimates of the costs and other consequences of the
revised PM and ozone NAAQS from comments placed in the docket
in the rulemakings at issue here. See App. Pwr. Br. 4, n. 4; id. at 18,
n. 45; GE Am. Br. 9.
45
must issue information on the costs and feasibility of control
measures “simultaneously with” issuing the criteria
documents on which the NAAQS are based. 42 U.S.C.
7408(b)(1).
So long as, in setting the NAAQS, the Administrator
excludes the cost information from her determination, the
statutory mandate is satisfied. There is absolutely no grounds
in the record before this Court to presume that any
Administrator has ever violated that clear duty.
Equally important, the possibility that an Administrator
will act unlawfully by considering factors that are statutorily
proscribed is not reason to rewrite a statute to take account of
those factors. If an Administrator were ever to consider
statutorily proscribed factors in setting a NAAQS, resort could
be had to the judicial process and to the standard allowing an
agency action to be overturned if “arbitrary, capricious, an
abuse of discretion, or otherwise not in accordance with law.”
Administrative Procedure Act, 5 U.S.C. 706(2)(A).
C. Congress Acted Rationally in Precluding EPA from
Considering Costs in Setting NAAQS While Allowing
EPA to Consider Costs in Implementing Them
Respondents argue that precluding the consideration of
costs in setting the NAAQS defeats the public-health purposes
of the Act by imposing regulatory costs that harm people’s
health. App. Pwr. Br. 18. In addition, cross-petitioners assert
that EPA cannot reasonably maintain a distinction between the
consideration of costs in setting the NAAQS and the
consideration of costs in implementing them. ATA Br. 45-47.
Neither claim has merit. Not only did Congress sensibly
address the potential tradeoffs between regulatory costs and
health, but the distinction between setting the NAAQS and
implementing them has served federal air pollution control
efforts well.
Respondents and amici supporting cross-petitioners seek to
46
convince this Court that interpreting the Act to forbid EPA to
consider the health effects of the economic consequences of
regulation in setting the NAAQS would be irrational. In fact,
their briefs repeatedly suggest that people will die if EPA is
allowed to set the NAAQS without balancing costs against
benefits. According to the respondents and amici supporting
cross-petitioners, anywhere from approximately 3,000 to
27,000 people will die as a result of the costs of the revised PM
and ozone standards.”
There is not one bit of empirical evidence supporting these
outlandish claims. Cross-petitioners’ supporters cite no
empirical study on the effect of the costs of any actual
regulation on human health, let alone any empirical study on
the effect of the cost of these standards on human health.”
Instead, they refer to two sets of controversial studies which,
based on abstract, theoretical economic models, purport to find
a generalizable relationship between regulatory costs and
human mortality. These studies are filled to the brim with
controversial assumptions about the income-depressing effects
of regulation, the effects of wealth on health, and even the
value of a human life.”
Suffice it to say that respondents’ and amici’s unqualified
assertions about the relationship between the costs of public
See Mercatus Center Am. Br. 19 n. 14; App. Pwr. Br. 18.
*Indeed, respondents’ risk estimates are based on cost estimates that
themselves are wholly unsubstantiated. App. Pwr. 18 n. 45.
“Respondents and amici rely on: Ralph L. Keeney and Kenneth
Green, Estimating Fatalities Induced by Economic Impacts of EPA's
Ozone and Particulate Standards (1997) (unpublished paper available
on web page of Reason Public Policy Institute); Ralph L. Keeney,
Mortality Risks Induced by Economic Expenditures, 10 RISK ANALYSIS
147 (1990); and Randall Lutter, John F. Morrall, Ill, & W. Kip Viscusi,
The Cost-Per-Life-Saved Cutoff for Safety-Enhancing Regulatons, 37
ECON. INQUIRY 599 (1999).
y
47
health regulation and public health itself are subject to
extremely serious empirical and normative criticisms.
However, this Court is not the forum for resolving these
complex empirical and normative issues; rather, Congress is
the “preferable forum for comprehensive investigations and
judgments of social value.” Pegram v. Herdrich, 120 S.Ct. 2143,
2150 (2000). And, in the Clean Air Act, Congress has resolved
these issues by prohibiting EPA from considering costs in
setting the NAAQS but allowing the agency to consider costs
in implementing them. Indeed, Congress specifically provided
limited, targeted escape valves allowing departures from the
requirements of the Act where significant economic
disruptions or unemployment would otherwise result. See,
e.g.,42 U.S.C. 7410(f)-(g). This was a perfectly reasonable and
rational response to the complex empirical and normative
issues raised by the prospect that ceasing economic activity
that “endanger[s] public health and welfare,” 42 U.S.C.
7408(a)(1)(A), might lead to a loss in income.
Congress’s distinction between the factors relevant to
setting the NAAQS and those relevant to implementing them
is similarly reasonable. Contrary to cross-petitioners’ claims,
the Clean Air Act's NAAQS program has been a large-scale
success. From a purely environmental perspective, the
program has resulted in a substantial absolute reduction in
emissions of almost all of the criteria pollutants.” But what is
most striking is that these reductions have occurred alongside
significant increases in population and economic activity. The
quality of the ambient air Americans breathe every day has
improved dramatically while the economy has expanded and
our national wealth has increased. In the absence of the
controls imposed by the Clean Air Act, those increases in
economic activity would undoubtedly have been accompanied
by a significant worsening of air quality.
°'See Andrews, Managing the Environment, Managing Ourselves, supra,
at 280.
48
Even from the perspective of a traditional economic
analysis, the success of the Clean Air Act cannot fairly be
gainsaid. According to EPA’s peer-reviewed economic
analysis, the reductions in emissions of air pollutants have
most likely produced trillions of dollars more in benefits than
they have imposed in costs. A congressionally mandated
study of the Clean Air Act's benefits and costs, published last
year, anticipates that the benefits of the Act between 1990 and
2010 will exceed the costs by a ratio of 4 to 1.
The Clean Air Act reflects Congress’s central insight that
the best way to achieve such dramatically positive results was
not to base the nation’s objectives for environmental quality on
prospective cost-benefit analysis. Congress understood the
pitfalls presented by basing environmental objectives on cost-
benefit analysis in the first instance rather than taking such
concerns dynamically into account at later stages, while
implementing controls to achieve those objectives.
Because of the proclivity of cost-benefit analysis for
quantification and commensuration, cost-benefit analysis
tends to highlight those costs and benefits that can be both
quantified and stated in terms of a common metric, such as
dollars. It follows that cost-benefit analysis tends to underrate
those things that cannot be so quantified and monetized; it
tends, in Professor Tribe’s famous formulation, to “dwarf[] soft
variables.”™
This feature of cost-benefit analysis makes it a particularly
unhelpful analytical framework for setting air quality
standards under the Clean Air Act. While a retrospective cost-
benefit analysis may, like that done with respect to the Clean
“See EPA, The Benefits and Costs of the Clean Air Act, supra, at ES-8.
“EPA, The Benefits and Costs of the Clean Air Act 1990 to 2010, v (1999).
“Laurence H. Tribe, Ways Not to Think About Plastic Trees: New
Foundations for Environmental Law, 83 Yale L.J. 1315, 1318-19 & n.25
(1974).
I Le es =
49
Air Act, demonstrate the wisdom of policy choices decades
after those choices were made, a prospective cost-benefit
analysis might have discouraged a policymaker from making
those very same choices in the first instance.
On the cost side, for example, it is very difficult accurately
to estimate the consequences of a technology-forcing regulatory
requirement before that requirement has forced any
technology. It is much easier to assume that the technology
used to implement the new requirement will be the same as,
and cost as much as, the technology that existed before the
requirement was imposed. And indeed, this is the approach
taken by EPA when it has, as it is obliged to do by Executive
Order, tried to estimate the costs of the NAAQS. With respect
to the rules at issue here, EPA thought its cost estimates would
prove significantly overstated because of the likely effects of
technological innovations.” But it could not quantify these
effects, and so they do not show up in its economic analysis.
Likewise, with respect to benefits, the empirical and
normative complexity of quantifying and monetizing the
benefits of good health, long life, and fresh air are well known.
When these benefits cannot be quantified or monetized, they
do not amount to much in cost-benefit analysis.” Even when
they can be both quantified and monetized, an important
normative shift occurs when the analyst begins to ask not how
clean must the air be to protect public health but how much
See Office of Air Quality Planning and Standards, Environmental
Protection Agency, Regulatory Impact Analyses for the Particulate
Matter and Ozone NAAQS and Proposed Regional Haze Rule at 9-2
to 9-4 (1997).
“See, e.g., Corrosion Proof Fittings v. EPA, 947 F.2d 1201, 1219 (Sth Cir.
1991) (dismissing importance of unquantified benefits of banning
asbestos in course of disapproving EPA's cost-benefit analysis of the
ban).
50
would citizens pay to make it so.”
Under the Clean Air Act, then, prospective cost-benefit
analysis of the kind cross-petitioners endorse would tend to
have the following effect: it would tend to overestimate costs
(because it could not adequately account for technological
innovation) and underestimate benefits (because so many
important things cannot be counted). The result would likely
be a systematic tendency toward underprotection of the health
and welfare central to the Act.
Congress decided in the 1970 Clean Air Act to respond to
the inherent uncertainties of cost-benefit analysis and its
tendency to compromise environmental objectives by
excluding its consideration from the setting of NAAQS. No
doubt this was “drastic medicine,”““ but Congress had
declared a “war against air pollution,”” and it knew that wars
are not won by setting one’s sights as low as possible.
Of course, the question before the Court is not ultimately
whether the Court believes, as we do, that Congress acted
wisely in 1970 in deliberately deciding not to compromise its
national goals for clean air based on cost-benefit analysis. For
the Constitution wisely entrusts Congress with the
responsibility for making those important policy
determinations. Cross-petitioners’ exclusive remedy remains
now, as it has been for the past thirty years, in the legislature
and not the courts.
CONCLUSION
The judgment of the court of appeals should be affirmed
insofar as the court held that the Clean Air Act precludes EPA
from considering costs in setting the NAAQS.
“Cf. Tribe, supra, at 1329-32.
116 Cong. Rec. 32, 904 (Statement of Sen. Muskie).
“HR. Rep. No. 91-1146, at 1 (1970).
Respectfully submitted.
JOHN J. FARMER
Attorriey General
State of New Jersey
HOWARD L. GEDULDIG
JOHN R. RENELLA
Deputy Attys. General, N.J.
Richard J. Hughes Justice
Complex 7th Floor
P.O. Box 093
Trenton, NJ 08625
(609) 633-8109, 984-5612
RICHARD J. LAZARUS
Georgetown Univ. Law Center
600 New Jersey Ave. NW
Washington, DC 20001
THOMAS F. REILLY
Attorney General
Commonwealth of Massachusetts
EDWARD G. BOHLEN
Assistant Atty. General, Mass.
200 Portland Street
Boston, MA 02114
(617) 727-2200, ext. 3358
LISA HEINZERLING
Counsel of Record
Special Asst.Atty. General, Mass.
Special Counsel, New Jersey
Georgetown Univ. Law Center
600 New Jersey Ave. NW
Washington, DC 20001
(202) 662-9115
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.