Appendix — Riggs v. California
Supreme Court brief1999
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ORIGINAL omc
No. 98-5021
5 IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1998
MICHAEL W. RIGGS,
Petitioner,
We
THE STATE OF CALIFORNIA,
Respondent.
——————————
APPENDICES TO OPPOSITION TO PETITION FOR
WRIT OF CERTIORARI
ee
DANIEL E. LUNGREN
Attorney General
GEORGE WILLIAMSON
Chief Assistant Attorney General
GARY W. SCHONS
Senior Assistant Attorney General
LAURA W. HALGREN
Supervising Deputy Attorney General
CRAIG S. NELSON
Deputy Attorney General
Counsel of kecord
110 West A St., Suite 1100
San Diego, CA 92101
P.O. Box 85266
San Diego, CA 92186-5266
Telephone: (619) 645-2207
Pax: (645) 645-2191
Counsel for Respondent
Page
APPENDIX A
California Supreme Court Order Denying
Appellant's Petition For Review A-1
APPENDIX B
California Court Of Appeal Opinion B-2 - B-15
APPENDIX C
Penal Code Sections 667, 667.5, 1170.12 C-16 - C-33
APPENDIX D
Petition For Review In California
Supreme Court D-34 - D-64 APPENDIX A
APPENDIX E
Pro Per Supplemental Petition For Review
In California Supreme Court E-65 - E-83
APPENDIX F
Respondent's Brief In California Court
of Appeal F-84 - F-119
APPENDIX G
Appellant's Opening Brief In California
Court Of Appeal G-120 - G-150
A-l1
APPENDIX A
$067322
\fv
Fourth Appellate District, Division Two, No. - viel ue?
4 TD
IN THE SUPREME COURT OF CALIFORNIA } ereored LU"
Octo Recs
THE PEOPLE, Respondent SUPREME i
6 FILE
FEB 28 1998
MICHAEL WAYNE R ]
CHAEL IGGS, Appellant Robert wandrutt Clerk
7 DEPUTY
Appellant's petition for review DENIED.
GEORGE
Chief Justice
eo
APPENDIX
NOT FOR PUBLICATION
APPENDIX B a :
COURT OF APPEAL, FOURTH DISTRICT te. ca LG?
DIVISION TWO
STATE OF CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent, E019488
Vv (Super.Ct.No. CR66167)
MICHAEL WAYNE RIGGS, OPINION
Defendant and Appellant
APPEAL from the Superior Court of Riverside County. Dennis McConaghy,
Judge. (Judge of the Municipal Court, assigned by the Chief Justice pursuant to art. VI, §
6 of the Cal. Const.) Affirmed with directions.
James L. Crowder, under appointment by the Court of Appeal, for Defendant and
Appellant.
Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant
Attorney General, Gary W. Schons, Senior Assistant Attorney General, Robert M. Foster,
Supervising Deputy Attorney General, and Craig S. Nelson, Deputy Attorney General, for
Plaintiff and Respondent.
B-3
Adaiy Gent oteatecatinc dienes dutvettbaates ties Code, § 666)" and
possession of a hypodermic syringe (Bus. & Prof. Code, § 4149). The court found true
four allegations that defendant had served prior prison terms within the meaning of
section 667.5, subdivision (b) and four allegations that defendant had received serious
and/or violent felony convictions under section 667, subdivisions (c) and (e) and section
1170.12, subdivision (c). The court sentenced defendant to 25 years to life for the petty
theft with a pnor conviction and to a concurrent 90-day term in county jail for count 2.
The court struck the prior prison term enhancements. The court gave defendant credit of
411 day's for actual presentence custody but limited presentence conduct credits to 61
days under section 2933.1.
On appeal, defendant contends that the prosecutor commutted prejudicial
misconduct in his closing argument to the jury, defendant's life sentence constitutes cruel
and unusual punishment under both the California and federal Constitutions and the trial
court erred in determining presentence conduct credits. We affirm the judgment but order
it amended to reflect the correct amount of presentence conduct credits.
FACTS
Ann Lopez, an employee of Albertsons Supermarket in Banning, was working in
one of the aisles when she noticed defendant standing in the vitamin section. Lopez saw
defendant take a bottle of vitamins from a display and place it in his jacket pocket. As
. All further statutory references will be to the Penal Code unless otherwise
sndicated
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Lopez watched him, defendant walked out of the store without paying for the vitamins.
Lopez notified another employee who accompanied Lopez as she followed defendant out
the store. Lopez asked defendant to return the vitamins, but defendant did not respond
and kept walking. Defendant eventually turned and looked at Lopez and began running
away. Several other male employees chased defendant across the parking lot. At one
point, defendant stopped and faced an employee. He told the employee that he had a
knife and swung his right hand as if he had a knife. The employee realized there was no
knife in defendant’s hand, and defendant continued running. Just before several
employees caught defendant, he threw the bottle of vitamins onto the ground. Defendant
asked the employees if he could work for the merchandise. As police were searching
defendant, they found a hypodermic syringe in his sock.
DISCUSSION
I
Prosecutonal Misconduct
Defendant contends that the prosecutor committed prejudicial error during his
closing argument to the jury. On appeal, defendant objects to the following statements by
the prosecutor: “Why are we here? Why does a person fight a traffic ticket? Well, he
may fight it because he doesn’t believe he is guilty. He may also fight it because he
thinks the fine is too high, because he thinks he will get a reduction or some leniency if
he pushes it to the maximum. | disagree with that law. There is no way I’m going to pay
that ticket. These are things you can’t speculate on. The prosecutor must think he has a
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good case, that’s why he pushed it this far. Or the defendant thinks he has a good case,
that is why he pushed it this far. That is not something for you to speculate about.”
Defendant also objects to the continuing comments: “Well, those are the two
duties that you are here to perform, and you know we're here today if you think about it
because Mr. Riggs just kept on pushing, you know, he just kept on pushing. He was
asked -- first, he goes into the store where people are running : business trying to make a
living. Young people, you know, making an hourly wage. It is not as if they're there to
risk their life for [a] $20 bottle of pills. And when he steals it and he walks out of the
store he pushes them. They say, just come back, we don’t want to get involved in this,
but he keeps pushing them. I’m going to violate the law, and | bet you if 1 push this
envelope far enough you guys are going to let me go.
“So what does he do? He runs and they chase him. So he says he has a knife and
he spins around like he is going to slash them. Then what does he do when they asked
him to come back to the store after they caught up to the guy? He won't cooperate. They
have to put handcuffs on him and take him back to the store. Only at that point does he
realize that their desire to be good employees and follow the law is stronger than his
desire to disobey the law.
“We're in [a] similar situation here as jurors. You are sitting as judges. Is your
will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you going
to blow it off and say, you know, it is just a $20 bottle of pills like the employees could
have blown it . . . off. It is kind of a test. He is pushing it to the limit. Maybe if 1 take it
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this far, maybe people out there won't think at this time is important [sic] and they won't
vote guilty.
“But it is important he is testing will the law be enforced? [sic] Will my
lawlessness be tolerated by the society. And the answer to that question must be no, and
the answer to the question of guilt in this case must be yes.”
Defense counsel objected to the last portion of the prosecutor’s argument.
Defense counsel] stated that the arguments concerning analogies to traffic tickets were
objectionable but he did not object at that point in the argument because he thought that
the prosecutor would move on. However, once the prosecutor returned to those remarks,
defense counsel objected and stated that the prosecutor was improperly commenting on
the exercise of defendant’s constitutional right to a jury trial and that striking the
statements and admonishing the jury would not cure the prejudice. The Attorney General
asserts that defendant may not object to the first portion of the argument on appeal
because defense counsel! did not object at the time; however, defense counsel’s objection —
did encompass the prior comments, and defense counsel explained that he did not think ?
that striking the comments and admonishing the jury would cure the harm. Therefore,
defendant did not waive this particular portion of the issue on appeal.
A defendant has a constitutional right to a trial by jury under both the federal and
state Constitutions. (People v. Trejo (1990) 217 Cal.App.3d 1026, 1029.) A prosecutor
may not make adverse comments on a defendant's exercise of a constitutional right. (Cf.
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Griffin v. California (1965) 380 U.S. 609, 613 [85 S.Ct. 1229, 14 L.Ed.2d 106]; People
v. Crandell (1988) 46 Cal.3d 833, 877-878.)
Although the prosecutor’s comments were an improper comment on defendant's
exercise of his right to a trial by jury, the trial court admonished the jury. “All right,
ladies and gentlemen, before we have the defense counsel’s closing argument I just want
to make sure that nobody is led astray. There was a reference, actually the last paragraph
of the argument was we're in [a] similar situation as jurors. You're sitting as judges. Is
your will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you
going to blow it off and say, you know, it is just a $20 bottle of pills, like employees
could have blown it off.
“If any of the jurors interpreted the following, anything after that, as meaning that
the defendant should not or does not have a right to go to trial, period, that reference
should not have been, I believe, it wasn’t intended to mean that the defer.dant does not
have a right to go to trial. But you are not to interpret that he did not have a right to go to
trial, or the fact that he went to trial is any evidence of his guilt. As I say I don’t think it
was intended that way, but just if reading it I just want to make sure that you didn’t take it
that way. Okay, counsel, you may proceed.”
The trial court’s prompt admonishment informed the jury that defendant had a
constitutional right to trial by jury and that the jury was not to consider that fact in any
way in determining whether defendant was guilty of the offenses. This admonishment
adequately corrected any harm created by the prosecutor's statements. (People v. Gionis
(1998) 9 Cal.4th 1196, 1217.) In fact, after the verdicts were returned, a juror questioned
why such a small case went to jury tal, but reaffirmed that he understood that defendant
had a constitutional nght to a jury tnal. The error was harmless beyond a reasonable
doubt.
II
Cruel and Unusual Punishment
Defendant contends that his sentence of 25 years to life was cruel and unusual
punishment under both the federal and state Constitutions because the sentence is
disproportionate to the offense. The Attorney General contends that defendant waived
this issue because he did not bring a motion on these grounds. However, defendant did
ask the court to exercise its discretion to dismiss or strike the priors under several grounds
including the proportionality of the sentence, although defendant did not use the term,
“cruel and unusual punishment.”
The Eight Amendment to the United States Constitution prohibits cruel and
unusual punishment which includes sentences that are disproportionate to the crime
committed. (Solem v. Helm (1983) 463 U.S. 277, 284, 287 [103 S.Ct. 3001, 77 L.Ed.2d
637].) In determining whether a sentence is proportionate under the federal Constitution,
we examine the gravity of the offense and the harshness of the penalty, compare the
sentences imposed on other criminals in the same jurisdiction and compare the sentences
imposed for commission of the same crime in other jurisdictions. (/d. at pp. 290-291.) In
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applying this test, we grant substantial deference to the alley that the Legislature
possesses in determining punishment for crimes. (/d. at p. 290.)
As for the first prong, defendant contends that his sentence of 25 years to life is
too harsh a penalty for the theft of a bottle of vitamins worth approximately $20. We
agree with this statement; however, defendant received his punishment for his recidivism
and not just his current offense. (People v. Cooper (1996) 43 Cal.App.4th 815, 825.)
The Legislature has designated the term of 25 years to life for a recidivist who has
received two or more pnor serious or violent felony convictions and who receives a
subsequent felony conviction. In punishing recidivists, the government is interested in
more than punishment for the current offense. The state has an interest in dealing more
harshly with those who commit repeated criminal acts thereby showing that they are
incapable of conforming to society’s norms. (Rummel v. Estelle (1980) 445 U.S. 263,
276 [100 S.Ct. 1133, 63 L.Ed.2d 382].) “The purpose of a recidivist statute such as that
involved here is not to simplify the task of prosecutors, judges, or juries. Its primary
goals are to deter repeat offenders and, at some point in the life of one who repeatedly
commits criminal offenses serious enough to be punished as felonies, to segregate that
person from the rest of society for an extended period of time. This segregation and its
duration are based not merely on that person’s most recent offense but also on the
propensities he has demonstrated over a period of time during which he has been
convicted of and sentenced for other crimes. Like the line dividing felony theft from
petty larceny, the point at which a recidivist will be deemed to have demonstrated the
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necessary propensities and the amount of time that the recidivist will be isolated fro.n
society are matters largely within the discretion of the punishing jurisdiction.” (/d. at pp.
284-285.)
Defendant compares his crime with “more serious crimes” in California. He refers
to the sentence of 26 years to life for a first degree murder conviction with use of a
deadly weapon with parole eligibility in 17 years and 4 months. Defendant will be
serving 25 years to life with parole eligibility in approximately 20 years. Defendant
argues that he does not pose a greater danger to society than a first degree murderer does.
A comparison of defendant’s punishment for his recidivism to the punishment for others
who have been committed for “more serious crimes” but who are not repeat felons does
not aid our discussion. (People v. Ayon (1996) 46 Cal.App.4th 385, 400.) We note that
defendant's prior strike convictions were for serious and/or violent felonies. Although
defendant’s current conviction is not for a violent felony, a state’s interest in deterring
criminal conduct is not always determined by the presence or absence of violence.
(People v. Cooper, supra, 43 Cal.App.4th at p. 826.)
Defendant next compares his sentences with the recidivist statues in other
jurisdictions. He notes that in some jurisdictions the current felony must be an
aggravated one, some states apply varying punishment depending upon the severity of the
current crime, other ‘states require the service of prior prison terms for the prior feloniés
or require more prior felony convictions, other states allow the court wider jurisdiction in
the application of their recidivist statutes, some states give the prosecution more
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discretion and some states allow wash-out periods for prior felony convictions. Our
review of the recidivist statutes in other jurisdictions indicates that at least 40 states have
some form of punishment for recidivists.? It appears that California’s three strikes law is
part of a nationwide patrern of recidivist statutes calling for substantially increased
sentences for repeat offenders. The fact that a sentence is mandatory does not necessarily
render it cruel and unusual. (Harmelin v. Michigan (1991) 501 U.S. 957, 994-995 [111
S.Ct. 2680, 175 L.Ed.2d 836.].) Although there may be some minor differences in the
recidivist statutes, California’s statute does not appear to be substantially more
2 Recidivist statutes are currently in effect in at least Alabama (Ala. Code, § 13A-5-
9), Arizona (Ariz. Rev. Stat. Ann., § 13-604), Arkansas (Ark. Code Ann., § 5-4-501),
Colorado (Colo. Rev. Stat., § 16-13-101), Connecticut (Conn. Gen. Stat. Ann., § 53a-40),
Delaware (Del. Code Ann., tit. 11, § 4214), Florida (Fla. Stat. Ann., § 775.084), Georgia
(Ga. Code Ann., § 17-10-7), Hawaii (Haw. Rev. Stat., § 706-606.5), Idaho (Idaho Code,
§ 19-2514), Illinois (Ill. Ann. Stat., ch. 720, § 33B-1), Indiana (Ind. Code, § 35-50-2-8.5),
Kansas (Kan. Stat. Ann., § 21-4504), Kentucky (Ky. Rev. Stat. Ann., § 532.080),
Louisiana (La. Rev. Stat. Ann., § 15:529.1), Maryland (Md. Ann. Code, art. 27, § 643B),
Michigan (Mich. Comp. Laws Ann., § 769.12), Mississippi (Miss. Code Ann., § 99-19-
83), Missouri (Mo. Ann. Stat., § 558.016), Montana (Mont. Code Ann., § 46-18-501),
Nebraska (Neb. Rev. Stat., § 29-2221), Nevada (Nev. Rev. Stat., § 207.010), New
Hampshire (N.H. Stat. Ann., § 651:6), New Jersey (N.J. Stat. Ann., §§ 2C:44-3, 2C:43-
7), New York (N.Y. Penal Law, § 70.08), North Carolina (N.C. Gen. Stat. §§ 14-7.1, 14-
7.6), North Dakota (N.D. Cent. Code, § 12.1-32-09), Oklahoma (Okla. Stat., tit. 21, §
51), Oregon (Ore. Rev. Stat., § 161.725), Rhode Island (R.I. Gen. Laws, § 12-19-21),
South Carolina (S.C. Code Ann., § 17-25-45), South Dakota (S.D. Codified Laws, § 22-
7-8), Tennessee (Tenn. Code Ann., §§ 40-35-106, 40-35-107, 46-35-108), Texas (Tex.
Penal Code Ann., § 12.42), Utah (Utah Code, § 76-8-1001), Vermont (Vt. Stat. Ann., tit.
13, § 11), Virginia (Va. Code Ann., § 19.2-297.1), Washington (Wash. Rev. Code Ann.,
§ 9.92.090), West Virginia (W. Va. Code, § 61-11-18) and Wyoming (Wyo. Stat., § 6-10-
201).
10
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burdensome than others. Thus, defendant has not met his burden with reapect to the third
prong.
California’s provision regarding cruel and unusual punishment is found in the
California Constitution under article I, section 17. The prohibition against cruel and
unusual punishment in California is violated if the sentence is grossly disproportionate to
the offense for which it is imposed. We examine the nature of the offense and the
offender with regard to the degree of danger they present to society, compare the penalty
in this case with other penalties in California for more serious crimes and compare the
penalty for this same offense in different jurisdictions with the one imposed in this case.
(People v. Dillon (1983) 34 Cal.3d 441, 477-478; In re Lynch (1972) 8 Cal.3d 410, 426-
427.) Defendant has the burden of establishing that his punishment is greater than that
imposed for more serious offenses in California and that similar offenses in other states
do not carry punishments as severe. (People v. Ayon, supra, 46 Cal.App.4th at p. 399.)
“First, the crime itself must be reviewed, both in the abstract and in view of the
totality of the circumstances surrounding its commission, ‘including such factors as its
motive, the way it was committed, the extent of defendant's vabetmant. and the
consequences of his acts . . . ,’ to determine whether a particular punishment is grossly
disproportionate to the crime for which it is inflicted. [Citations.] Secondly, the court
must consider ‘the nature of the offender’ and inquire ‘whether the punishment is grossly
disproportionate to the defendant's individual culpability as shown by such factors as his
11
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age, prior criminality, personal characteristics, and state of mind.’ [Citations.]” (People
v. Weddle (1991) 1 Cal.App.4th 1190, 1197-1198, fns. omitted.)
As previously discussed, defendant is being punished for his recidivism, and the
state has a great interest in punishing criminals for recidivist behavior. Although his
current offense is not violent, society’s interest is not always determined by the violence
of the offense. (People v. Cooper, supra, 43 Cal.App.4th at p. 826.) As for his current
offense, it was a petty theft motivated by homelessness and hunger; however, he did
threaten violence to store employees. Defendant was in his mid-40’s at the time he
committed the current offense. Defendant has a lengthy list of pnor convictions
including four counts of second degree robbery and a-vehicle theft. Since 1983,
defendant has spent the majority of his life in custody. Defendant does appear to have a
problem with substance abuse. His substance abuse was apparently precipitated by the
death of his young son.
By committing another felony after having been convicted of numerous prior
serious and/or violent felonies, defendant has proven that he cannot conform to society’s
rules. Prior incarceration has failed to dissuade defendant from his criminal activities.
Our discussion of the last two prongs under the federal Constitution applies equally to the
California Constitution. We therefore determine that defendant’s punishment for his »
recidivist behavior was not grossly disproportionate to the offense and his sentence under
the three strikes law does not constitute cruel and unusual punishment under the
California or federal Constitutions.
12
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Ill
Presentence Custody Conduct Credit
The court limited the presentence conduct credits given to defendant on the basis
of section 2933.1. That section limits presentence conduct credit to 15% for people
convicted of certain violent felonies which are listed in section 667.5. Subdivision (c)(7)
of section 667.5 lists “any felony punishable by death or imprisonment in the state prison
for life” as a violent felony. The court below determined that defendant’s sentence of 25
years to life qualified him for application of section 2933.1. The Attorney General
concedes that defendant is entitled to additional conduct credits; however, the Attorney
General cites to an incorrect case in support of this concession. In People v. Henson
(1997) 57 Cal.App.4th 1380, this court held that the sentence of 25 years to life imposed
upon a defendant under the three strikes law does not qualify as “any felony punishable
by death or imprisonment in the state prison for life” as defined in section 667.5,
subdivision (c)(7). Therefore, this court held that section 2933.1’s limitations on
presentence conduct credit does not apply to a person’s sentence under the three strikes
law unless that person’s current conviction is for one of the listed violent felonies.
Defendant’s current offense is for petty theft with a prior which is not one of the listed
violent felonies; therefore, the court erred in applying section 2933.1 to defendant. Both
defendant and the Attorney General agree that he is entitled to a total of 204 days of
conduct credits rather than the 61 days which the court awarded to him.
13
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DISPOSITION
The judgment is affirmed; however, the trial court is ordered to amend the abstract
of judgment to award defendant a total of 204 days of presentence conduct credit and to
forward a copy of the amended abstract of judgment to the Department of Corrections.
NOT FOR PUBLICATION
/s/ Ramirez
P. J.
We concur:
/s/ Ward
/s/ Gaut_
J.
14
APPENDIX
Cc
Cc - 16
APPENDIX Cc
§ 667. Habitual criminals; enhancement of sentence; amendment of
section
(a) (1) In compliance with subdivision (b) of Section 1385,
any person convicted of a serious felony who previously has been
convicted of a serious felony in this state or of any offense
committed in another jurisdiction which includes all of the
elements of any serious felony, shall receive, in addition to the
sentence imposed by the court for the present offense, a five
year enhancement for each such prior conviction on charges
brought and tried separately. The terms of the present offense
and each enhancement shall run consecutively.
{2) This subdivision shall not be applied when the punishment
imposed under other provisions of law would result in a longer
term of imprisonment. There is no requirement of prior
incarceration or commitment for this subdivision to apply.
13) The Legislature may increase the length of the
enhancement of sentence provided in this gubdivision by a statute
passed by majority vote of each house thereof.
{4) As used in this * * * gubdivision, “serious felony” means
a serious felony listed in subdivision (c) of Section 1192.7.
* * *#(5) This subdivision * * * shall not apply to a person
convicted of selling, furnishing, administering, or giving, or
offering to sell, furnish, administer, or give to a minor any
methamphetamine-related drug or any precursors of methamphetamine
unless the prior conviction was for a serious felony described in
subparagraph (24) of subdivision (c) of Section 1192.7.
ib) It is the sntent of the Legislature in enacting
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Services as a mentally disordered sex offender following a
—1b) The commitment to the California Rehabilitation Center or
any other facility whose function is rehabilitative diversion
from the state prison.
(2) A conviction in another jurisdiction for an offense
that, if committed in California, is punishable by imprisonment
) } , : : bot j ¢ ticu] fel
hall includ bots iurisdict/ € Ef
Cc - 20
© - 23
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isi et) bdivisi b]
{j) The provisions of this section shall not be amended by
the Legislature except by statute passed in each house by
rollcall vote entered in the journal, two-thirds of the
membership concurring, or by a statute that becomes effective
only when approved by the electors. (Added by Initiative
Measure, approved by the people, June 8, 1982. Amended by Stats.
1986, c. 85, § 1.5, urgency, eff. May 6, 1986; Stats. 1989, c.
1043, § 1; Stats. 1994, c. 12 (A.B.971), § 1, eft. March 7,
1994.)
Cc - 23
667.5. Prior prison terms; enhancement of prison terms for new
offenses
Enhancement of prison terms for new offenses because of
prior prison terms shall be imposed as follows:
(a) Where one of the new offenses is one of the violent
felonies specified in subdivision (c), in addition and
consecutive to any other prison terms therefor, the court shall
impose a three-year term for each prior separate prison term
served by the defendant where the prior offense was one of the
violent felonies specified in subdivision (c). However, no
additional term shall be imposed under this subdivision for any
prison time served prior to a perioc of 10 years in which the
defendant remained free of both prison custody and the commission
of an offense which results in a felony conviction.
(b) Except where subdivision (a) applies, where the new
offense is any felony for which a prison sentence is imposed, in
addition and consecutive to any other prison terms therefor, the
court shall impose a one-year term for each prior separate prison
term served for any felony; provided that no additional term
shall be imposed under this subdivision for any prison term
served prior to a period of five years in which the defendant
remained free of both prison ‘custody and the commission of an
offense which results in a felony conviction.
(c) For the purpose of this section, "violent felony" * * *
means any of the following:
(1) Murder or voluntary manslaughter.
(2) Mayhem.
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(3) Rape as defined in paragraph (2) or (6) of subdivision
(a) of Section 261 or paragraph (1) or (4) of subdivision (a) of
Section 262.
(4) Sodomy by force, violence, duress, menace, or fear of
immediate and unlawful bodily injury on the victim or another
person.
(S) Oral copulation by force, violence, duress, menace, or
fear of immediate and unlawful bodily injury on the victim or
another person.
(6) Lewd acts on a child under the age of 14 years as defined
in Section 288.
(7) Any felony punishable by death or imprisonment in the
state prison for life.
(8) Any felony in which the defendant inflicts great bodily
injury on any person other than an accomplice which has been
charged and proved as provided for in Section 12022.7 or
12022.9 on or after July 1, 1977, or as specified prior to
July 1, 1977, in Sections 213, 264, and 461, or any felony in
which the defendant uses a firearm which use has been charged and
proved as provided in Section 12022.5, 12022.53, or 12022.55.
(9) Any robbery perpetrated in an inhabited dwelling house,
vessel, as defined in Section 21 of the Harbors and Navigation
Code, which is inhabited and designed for habitation, an
inhabited floating home as defined in subdivision (d) of Section
18075.55 of the Health and Safety Code, an inhabited trailer
coach, as defined in the Vehicle Code, or in the inhabited
portion of any other building, wherein it is charged and proved
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that the defendant personally used a deadly or dangerous weapon,
as provided in subdivision (b) of Section 12022, in the
commission of that robbery.
(10) Arson, in violation of subdivision (a) of Section 451.
(11) The offense defined in subdivision (a) of Section 289
where the act is accomplished against the victim’s will by force,
violence, duress, menace, or fear of immediate and unlawful
bodily injury on the victim or another person.
(12) Attempted murder.
(13) A violation of Section 12308.
(14) Kidnapping, in violation of subdivision (b) of Section
207.
(15) Kidnapping, as punished in subdivision (b) of Section
208.
(16) Continuous sexual abuse of a child, in violation of
Section 288.5.
(17) Carjacking, as defined in subdivision (a) of Section
215, if it is charged and proved that the defendant personally
used a dangerous or deadly weapon as provided in subdivision (b)
of Section 12022 in the commission of the carjacking.
{18) Any robbery of the first degree-punishable pursuant to
subparagraph (A) of paragraph (1) of subdivision (a) of Section
213.
(19) A violation of Section 264.1.
The Legislature finds and declares that these specified
crimes merit special consideration when imposing a sentence to
display society’s condemnation for these extraordinary crimes of
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violence against the person.
(d) For the purposes of this section, the defendant shall be
deemed to remain in prison custody for an offense until the
official discharge from custody or until release on parole,
whichever first occurs, including any time during which the
defendant remains subject to reimprisonment for escape from
custody or is reimprisoned on revocation of parole. The
additional penalties provided for prior prison terms shall not be
imposed unless they are charged and admitted or found true in the
action for the new offense.
(e) The additional penalties provided for prior prison terms
shall not be imposed for any felony for which the defendant did
not serve a prior separate term in state prison.
(£) A prior conviction of a felony shall include a conviction
in another jurisdiction for an offense which, if committed in
California, is punishable by imprisonment in the state prison if
the defendant served one year or more in prison for the offense
in the other jurisdiction. A prior conviction of a particular
felony shall include a conviction in another jurisdiction for an
offense which includes all of the elements of the particular
felony as defined under California law if the defendant served
one year or more in prison for the offense in the other
jurisdiction.
(g) A prior separate prison term for the purposes of this
section shall mean a continuous completed period of prison
incarceration imposed for the particular offense alone or in
combination with concurrent or consecutive sentences for other
C - 37
crimes, including an, reimprisonment on revocation of parole
which is not accompanied by a new commitment to prison, and
including any reimprisonment after an escape from incarceration.
(h) Serving a prison term includes any confinement time in
any state prison ,or federal penal institution as punishment for
Commission of an offense, including confinement in a hospital or
other institution or facility credited as service of prison time
in the jurisdiction of the confinement.
(i) For the purposes of this section, a commitment to the
State Department of Mental Health as a mentally disordered sex
offender following a conviction of a felony, which commitment
exceeds one year in duration, shall be deemed a prior prison
term.
(j) For the purposes of this section, when a person subject
to the custody, control, and discipline of the Director of
Corrections is incarcerated at a facility operated by the
Department of the Youth Authority, that incarceration shall be
deemed to be a term served in state prison.
(k) Notwithstanding subdivisions (d) and (g) or any other
provision of law, where one of the new offenses is committed
while the defendant is temporarily removed from prison pursuant
to Section 2690 or while the defendant is transferred to a
community facility pursuant to, Section 3416, 6253, or 6263, or
while the defendant is on furlough pursuant to Section 6254, the
defendant shall be subject to the full enhancements provided for
in this section.
This subdivision shall not apply when a full, separate, and
Cc - 28
consecutive term is imposed pursuant to any other provision of
law. (Added by Stats.1976, c. 1139, p. 5137 § 268, operative
July 1, 1977. Amended by Stats.1977, c. 2, p. 4, § 1, eff. Dec.
16, 1976, operative July 1, 1977; Stats.1977 c. 165, p. 644, §
13, eff. June 29, 1977, operative July 1, 1977; Stats.1980, c.
587, p. 1596, § 3; Stats.1983, c. 229, § 1; Stats.1985, c. 402, §
1; Stats.1986, c. 645, § 1; Stats.198", c. 611, § 1; Stats.1988,
c. 70, § 1; Stats.1988, c. 89, § 1.5; Stats.1988, c. 432 § 1;
Stats. 1988, c. 1484, § 1; Stats.1988, c. 1484 § 1.1; Stats.
1989, c. 1012, § 1; Stats.1990, c. 18 (A.B. 662), § 1;
Stats.1991, c. 451 (A.B. 1393), § 1; Stats.1993, c. 162 (A.B.
112), § 3; Stats. 1993, c. 298 (A.B.31), § 2; Stats.1993, c. 610
(A.B. 6), § 10, eff. Oct. 1, 1993,' Stats.1993, c. 611 (S.B. 60),
§ 11, eff. Oct. 1, 1993; Stats.1994, c. 1188 (S.B. 59), § 6;
Stats.1997 c. 371 (A.B. 793), § 1; Stats.1997 c. 504 (A.B.115), §
2.)
Cc - 29
§ 1170.12. Prior felony conviction; enhancement
(a) Notwithstanding any other prévision of law, if a
defendant has been convicted of a felony and it has been pled and
proved that the defendant has one or more prior felony
convictions, as defined in subdivision (b), the cour’? chall
adhere to each of the following:
(1) There shall not be an aggregate term limitation for
purposes of consecutive sentencing for any subsequent felony
conviction.
(2) Probation for the current offense shah not be granted,
nor shall execution or imposition of the sentence be suspended
for any prior offense.
(3) The length of time between the prior felony conviction
and the current felony conviction shall not affect the imposition
of sentence.
(4) There shall not be a commitment to any other facility
other than the state prison. Diversion shall not be granted nor
shall the defendant be eligible for commitment to the California
Rehabilitation Center as provided in Article 2 (commencing with
Section 3050) of Chapter 1 of Division 3 of the Welfare and
Institutions Code.
(S) The total amount of credits awarded pursuant to Article
2.5 (commencing with Section 2930) of Chapter 7 of Title 1 of
Part 3 shall not exceed one-fifth of the total term of
imprisonment imposed and shall not accrue until the defendant is
physically placed in the state prison.
(6) If there is a current conviction for more than one
Cc - 30
felony count not committed on the same occasion, and not arising
from the same set of operative facts, the court shall sentence
the defendant consecutively on each count pursuant to this
section.
(7) If there is a current conviction for more than one
serious or violent felony as described in paragraph (6) of this
subdivision, the court shall impose the sentence for each
conviction consecutive to the sentence for any other conviction
for which the defendant may be consecutively sentenced in the
manner prescribed by law.
(8) Any sentence imposed pursuant to this section will be
imposed consecutive to any other sentence which the defendant is
already serving, unless otherwise provided by law.
(b) Notwithstanding any other provision of law and for the
purposes of this section, a prior conviction of a felony shall be
defined as:
(1) Any offense defined in subdivision (c) of Section 667.5
as a violent felony or any offense defined in subdivision (c) of
Section 1192.7 as a serious felony in this state. The
determination of whether a prior conviction is a prior felony
conviction for purposes of this section shall be made upon the
date of that prior conviction and is not affected by the sentence
imposed unless the sentence automatically, upon the initial
sentencing, converts the felony to a misdemeanor. None of the
following dispositions shall affect the determination that a
prior conviction is a prior felony for purposes of this section:
(A) The suspension of imposition of judgment or sentence.
c - 31
(B) The stay of execution of sentence.
(C) The commitment to the State Department of Health Services
as a mentally disordered sex offender following a conviction of a
felony.
(D) The commitment to the California Rehabilitation Center
or any other facility whose function is rehabilitative diversion
from the state prison.
(2) A conviction in another jurisdiction for an offense
that, if committed in California, is punishable by imprisonment
in the state prison. A prior conviction of a particular felony
shall include a conviction in another jurisdiction for an offense
that includes all of the elements of the particular felony as
defined in subdivision (c) of Section 667.5 or subdivision (c) of
Section 1192.7.
(3) A prior juvenile adjudication shall constitute a prior
felony conviction for purposes of sentence enhancement if:
(A) The juvenile was sixteen years of age or older at the
time he or she committed the prior offense, and
(B) The prior offense is
(i) listed in subdivision (b) of Section 707 of the Welfare
and Institutions Code, or
(ii) listed in this subdivision as a felony, and
(C) The juvenile was found to be a fit and proper subject to
be dealt with under the juvenile court law, and
(D) The juvenile was adjudged a ward of the juvenile court
within the meaning of Section 602 of the Welfare and Institutions
Code because the person committed an offense listed in
Cc - 32
subdivision (b) of Section 707 of the Welfare and Institutions
Code.
(c) For purposes of this section, and in addition to any
other enhancements or punishment provisions which may apply, the
following shall apply where a defendant has a prior it'elony
conviction:
(1) If a defendant has one prior felony convicti-n that has
been pled and proved, the determinate term or minimaim term for an
indeterminate term shall be twice the term otherwise provided as
punishment for the current felony conviction.
(2) (A) If a defendant has two or more prior felony
convictions, as defined in paragraph (1) of subdivision (b), that
have been pled and proved, the term for the current felony
conviction shall be an indeterminate term of life imprisonment
with a minimum term of the indeterminate sentence calculated as
the greater of
(i) three times the term otherwise provided as punishment
for each current felony conviction subsequent to the two or more
prior felony convictions, or
(ii) twenty-five years or
(iii) the term determined by the court pursuant to Section
1170 for the underlying conviction, including any enhancement
applicable under Chapter 4.5 (commencing with Section 1170) of
Title 7 of Part 2, or any period prescribed by Section 190 or
3046.
(B) The indeterminate term described in subparagraph (A) of
paragraph (2) of this subdivision shall be served consecutive to
Cc - 33
any other term of imprisonment for which a consecutive term may
be imposed by law. Any other term imposed subsequent to any
indeterminate term described in subparagraph (A) of paragraph (2)
of this subdivision shall not be merged therein but shall
commence at the time the person would otherwise have been
released from prison.
(ad) (1) Notwithstanding any other provision of law, this
section shall be applied in every case in which a defendant has a
prior felony conviction as defined in this section. The
prosecuting attorney shall plead and prove each prior felony
conviction except as provided in paragraph (2).
(2) The prosecuting attorney may move to dismiss or strike a
prior felony conviction allegation in the furtherance of justice
pursuant to Section 1385, or if there is insufficient evidence to
prove the prior conviction. If upon the satisfaction of the court
that there is insufficient evidence to prove the prior felony
conviction, the court may dismiss or strike the allegation.
(e) Prior felony convictions shall not be used in plea
bargaining, as defined in subdivision (b) of Section 1192.7. The
prosecution shall plead and prove all known prior felony
convictions and shall not enter into-any agreement to strike or
seek the dismissal of any prior felony conviction allegation
except as provided in paragraph (2) of subdivision (d). (Added
by Initiative Measure (Prop. 184, § 1, approved Nov. 8, 1994).)
APPENDIX
D- 34
D - 35
APPENDIX D nerstraritiaees
TABLE OF CONTENTS
IN THE SUPREME COURT DOCKET
cA sO
OF THE STATE OF CALIFORNIA te. TABLE OF AUTHORITIES ......-.
Erterod by ISSUE PRESENTED FOR REVIEW ....
CC) ——
REASON REVIEW SHOULD BE GRANTED . .
Court of Appeal STATEMENT OF THE CASE .......
No. E019488
PEOPLE OF THE STATE OF CALIFORNIA,
Plaintiff and Respondent, STATEMENT OF FACTS .....24e26-.
Super. Ct. No. s,s ae) ee 6 ee we te ee
CR66167
Vv.
MICHAEL WAYNE RIGGS, CONCLUSION . . . . . . . . . . . .
Defendant and Appellant.
PETITION FOR REVIEW
OF A DECISION OF THE CALIFORNIA COURT OF APPEALS
a elt Cae
FOURTH APPELLATE DISTRICT, DIVISION TWO
JAMES L. CROWDER
140 East Figueroa Street
Santa Barbara, CA 93101
(805) 966-9788
State Bar No. 55564
Attorney for appellant,
By appointment of the
Court of Appeal under
Appellate Defenders, Inc.
independent-case system
> ww N N
D- 36
D- 37
FRBLE OF _AUCHCELTIES TABLE OF AUTHORITIES (Contd)
Cases: Page CASES
Cacoperdo v. Demosthenes United States v. Cupa-Guilen
(9th Cir. 1994) 37 F.3d 504 4 (9th Cir. i994) 34 F.3d 86
Coker v. Georgia (1977) 433 U.S. 584 4 United States v. Fisher
Faulkner v. State (Alaska 1968) 445 P.2d 815 6 (Sth Cis. 1994) 22 F.3d 574
ted States v. Frieberger
In re Foss (1974) 10 Cal.3d 910 9 United States v. Lanier
In re Lynch (1972) 8 Cal.3d 410 4, 5, 6 (OUR Cis. 1996) 33 7.38 639
In re Oluwa (1989) 207 Cal.App.3d 439 7 ene ck aan. snes Oe p08 1900
In re Rodriguez (1975) 14 Cal.3d 639 5 United States v. Sarbello
° . 7
McGruder v. Puckett (5th Cir. 1992) (98 Cae. BSS) See Fe Vee
954 F.2d 313 . 4 ;
People v. Dillon (1983) 34 Cal.3d 441 4, 5, 6 STATLTES
People v. Trausch (1995) 36 Cal.App.4th 1239 8 ZGehe Cade, sestion 19-8834
People v. Vessell (1995) 36 Cal.App. 285 8 Penal Code section 667
[715 P.2d 1011) 9
State v. Gauna (1989) 117 Idaho 83 California Constitution, article I
(785 P.2d 647) . United States Constitution, 8th Amendment
State v. Harrison (App. 1985) 108 Idaho 324
[699 P.2d 30} 9
State v. Holton (App. 1991) 120 Idaho 112
[813 P.2d 923) a
State v. McPhie (1983) 104 Idaho 652
[662 P.2d 233] 8
United States v. Angulo-Lopez
(10th Cir.1993) 7 F.3d 1506 4
ii iii
D- 38
IN THE SUPREME COURT
OF THE STATE OF CALIFORNIA
Court of Appeal
No. E019488
PEOPLE OF THE STATE OF CALIFORNIA,
Plaintiff and Respondent,
Super. Ct. No.
CR66167
Vv.
MICHAEL WAYNE RIGGS,
Defendant and Appellant.
PETITION FOR REVIEW
TO THE HONORABLE RONALD M. GEORGE, CHIEF JUSTICE, AND
TO THE HONORABLE ASSOCIATE JUSTICES OF THE SUPREME COURT OF
THE STATE OF CALIFORNIA:
MICHAEL WAYNE RIGGS, defendant and appellant,
hereby petitions this Honorable Court for review in the
above-entitled matter after decision rendered by the Court
of Appeal of the State of California, Fourth Appellate
district, Division Two, filed on December 17, 1997,
affirming the lower court's judgment. A copy of the opinion
of the Court of Appeal is attached hereto as an appendix.
ISSUE PRESENTED FOR REVIEW
Did the life sentence for the offense of petty
theft constitute cruel and unusual punishment under both the
California and federal constitutions?
Review should be granted to resolve whether a life
sentence which is imposed for the offense of petty theft
amounts to cruel and unusual punishment under both the
California and federal constitutions, an important issue of
law.
STATEMENT OF THE CASE
This is a Petition for Review of the decision of
the Court of Appeals, Fourth Appellate District, Division
Two. There, appellant contended that the life sentence
which was imposed for the offense of petty theft constituted
cruel and unusual punishment under the federal constitution
as well under the California Constitution.
In the trial court, in a two-count amended
information, appellant was charged with petty theft with a
prior conviction of robbery [Ct. 1, Pen. Code, § 666] and
possession of a hypodermic syringe [Ct. 2, Bus. & Prof.
Code, § 4149]. The amended information alleged that
appellant had suffered three prior convictions within the
meaning of Penal Code section 667, subdivisions (c) and (e)
and Penal Code section 1170.12, subdivision (c) [prior
strikes]. Four prior convictions were alleged within the
meaning of Penal Code section 667.5, subdivision (b) [prior
prison terms). (CT 61-64.)'
‘As used herein "CT" shall denote the Clerk's
Transcript, and "RT," shall denote the Reporter's
Transcript on appeal.
D- 40
Trial was by jury, with the trial of the prior
conviction allegations being bifurcated from the trial of
the substantive offenses. (CT 196, RT 80.) The jury
returned its verdicts finding appellant guilty of the
substantive offenses. (CT 205-206.) Trial of the prior
conviction allegations was by the court and the court found
the allegations to be true. (CT 249A-250.)
At sentencing, an indeterminate sentence of 25
years to life was imposed for Count 1. A 90 day county jail
sentence was imposed for Count 2 to be served concurrently.
The three prior prison term enhancements were stricken.
325.)
The Court of Appeal affirmed the conviction.
STATEMENT OF FACTS
The facts concerning the current offenses are
fairly stated in the opinion of the Court of Appeal.
(cT
D- 41
APPELLANT'S LIFE SENTENCE FOR THE OFFENSE OF PETTY
THEFT CONSTITUTES CRUEL AND UNUSUAL PUNISHMENT UNDER
BOTH THE CALIFORNIA AND FEDERAL CONSTITUTIONS
"*‘The State, even as it punishes, must treat its
members with respect for their intrinsic worth as human
beings.” [Citation.] Punishment which is so excessive as
to transgress those limits and deny that worth cannot be
tolerated." (In re Lynch (1972) 8 Cal.3d 410, 424.) A
sentence that is “grossly disproportionate” to the offense
for which it is imposed, violates both the California and
United States constitutional prohibitions against cruel and
unusual punishment. (People v. Dillon (1983) 34 Cal.3d 441,
478; Gregg v. Georgia (1976) 428 U.S. 153, 173; Coker v.
Georgia (1977) 433 U.S. 584; U.S. Const., 8th Amend.; Cal.
Const., art. I, Pen. Code, § 17.)?
In Lynch, this Court set forth three techniques
for evaluating a punishment to determine whether it is
disproportionate. The court must (1) examine the nature of
*~the federal circuit courts continue to apply a gross
pe hg yen | test in determining Eighth Amendment
challenges to punishments imposed for non-capital offenses.
(See, e.g., Cacoperdo v. Demosthenes (9th Cir. 1994) 37 F.3d
504, 507-508; United States v. Munoz (ist Cir. 1994) 36 F.3d
1229, 1239; United States v. Cupa-Guilen (9th Cir. 1994) 34
F.3d 86, 864-865; United States v. Lanier (6th Cir. 1994) 33
F.3d 639, 665; United States v. Frieberger (8th Cir. 1994)
28 F.3d 916, 920; United States v. Fisher (5th Cir. 1994) 22
F.3d 574, 579-580; United States v. Angulo-Lopez (10th Cir.
1993) 7 F.3d 1506, 1510; United States v. Sarbello (3d Cir.
1993) 985 F.2d 716, 724; McGruder v. Puckett (5th Cir. 1992)
954 F.2d 313, 316-317.)
D- 42
the offense and/or the offender, (2) compare the challenged
penalty with punishment prescribed in California for other,
more-serious offenses, and (3) compare the challenged
penalty with punishments prescribed for the same offense in
other jurisdictions. (In re Lynch, supra, 8 Cal.3d at p.
425-427.)
For a holding of disproportionality, the court
need not find the punishment disproportionate in all three
respects. Rather, a finding of disproportionality based
upon any of the Lynch criteria will suffice. (People v.
Dillon, supra, 34 Cal.3d 441, 487 fn. 38; In re Rodriguez
(1975) 14 Cal.3d 639, 656.) This. does not mean, however,
that each of the techniques must be considered in total
isolation from the others. When the Court stated, in Lynch,
that a statute's disparity with punishments in other states
“is a further measure of its excessiveness” (In re Lynch,
supra, 8 Cal.3d at p. 427, emphasis added), the suggestion
is that the measure of disproportionality found in applying
the several techniques would be cumulative.
A. The penalty is disproportionate as applied to
this offense and this offender.
In People v. Dillon, supra, 34 Cal.3d 441, this
Court found that, under the facts of its case, strict
application of the felony-murder rule violated the
prohibition against cruel and unusual punishment. In
reaching this result, the Court looked to “‘the nature of
5
ee
D- 43
the offense and/or the offender, with particular regard to
the degree of danger both present to society.'" (Id., at p.
479, emphasis added, quoting In re Lynch, supra, 8 Cal.3d at
p. 425.)
With regard to the “nature of the offense," courts
are to consider "the totality of the circumstances
surrounding the commission of the offense in the case at
bar, including such factors as its motive, the way it was
committed, the extent of the defendant's involvement, and
the consequences of his act." (People v. Dillon, supra, 34
Cal.3d at p. 479.) As for the “nature of the offender," the
appropriate inquiry is “whether the punishment is grossly
disproportionate to defendant's individual culpability as
shown by such factors as his age, prior criminality,
personal characteristics, and state of mind." (Ibid.)
Proper application of this analysis to the present
case reveals that appellant's life sentence is "grossly
Gisproportionate" both to the severity of his crime, and to
the degree of danger he poses to society. In the present
case, appellant was convicted of petty theft. Yet,
appellant has been subjected to a life sentence for this
offense. Such an offense is neither a violent nor a serious
felony. (§§ 667.5, subd. (c), 1192.7, subd. (c).)
Petty theft is not among those offenses considered
most dangerous to society. It is neither serious nor
violent. An examination of the "totality of the
circumstances surrounding the commission of the offense"
D- 44
also underscores the nonserious, nonviolent nature of the
offense.
While appellant's prior felony convictions
arguably support some increased punishment for the current
offense, the extreme punishment imposed cannot be
rationalized under any credible system of criminal justice.
(Cf. In re Lynch, supra, 8 Cal.3d at p. 425; Faulkner v.
State (Alaska 1968) 445 P.2d 815, 818-819 [holding
unconstitutionally disproportionate a 36-year sentence
imposed on a 46-year-old man with a prior criminal record
for a single spree of passing bad checks in one single
day)-)
MB ttm «
D- 45
In the present case, the Legislature has already
determined that a conviction under Penal Code section 666 is
not among the state's serious or violent felonies. (See §§
667.5, subd. (b), 1192.7, subd. (c).) Under the Three
Strikes Law, appellant is not eligible for parole until he
serves 20.8 years, i.e., 80% of 26 years. (§ 667, subd.
(c)(5).) By contrast, someone who commits a cold-blooded
premeditated murder with a deadly-weapon receives a maximum
sentence of 26 years to life (§§ 190, subd. (a), and 12022,
subd. (b)), and is eligible for parole in 17 years 4 months.
(In re Oluwa (1989) 207 Cal.App.3d 439, 444-447.)
The question then becomes whether it is cruel or
unusual to impose a sentence of 26 years to life without
parole eligibility for 20.8 years in this case for having
committed a petty theft. There is no doubt that the answer
is yes. A person who commits premeditated murder with a
deadly weapon is eligible for parole for that offense three
years and 10 months sooner than appellant will be for this
offense. Under no principled or defensible analysis can
appellant be viewed as having posed a greater danger to
society than such a murderer. As stated in Dillon, "a
comparison of the challenged penalty with those prescribed
in the same jurisdiction for more-serious crimes . .. is
D- 46
particularly striking when a more serious crime is punished
less severely than the offense in question, ... ."®
(People v. Dillon, supra, 34 Cal.3d at p. 487, fn. 38
{emphasis omitted); In re Foss (1974) 10 Cal.3d 910, 925-
926.)
Application of the Three Strikes Law to persons
convicted of relatively minor felonies only widens the
disparity. Some trial courts have declined to apply the
Three Strikes Law at all to third strikers convicted of such
offenses and other felonies which have the option of being
treated as misdemeanors under the provisions of section 17.
(See, e.g., People v. Trausch (1995) 36 Cal.App.4th 1239,
{trial court elected to reduce burglary involving theft of a
cake to a misdemeanor, in order to avoid 25 years to life
sentence otherwise mandated for third strike defendant;
ruling affirmed on appeal], and People v. Vessell (1995) 36
Cal.App. 285 [trial court reduced the offense of inflicting
corporal injury upon a cohabiting person to a misdemeanor
and granted probation].)
Cc. The penalty is disproportionate when compared
with recidivist punishments in other jurisdictions.
Some states' recidivist statutes, which appear on
their face to be as draconian as California's, in actual
practice, are not enforced as rigidly as is California's.
In Idaho, a third conviction of any felony requires a prison
term of not less than five years, and the term may extend to
D- 47
life. (Idaho Code, § 19-2514.) However, that statute
differs from California's because the Idaho sentencing
courts have wide discretion within those bounds (State v.
McPhie (1983) 104 Idaho 652 [662 P.2d 233, 237]; State v.
Gauna (1989) 117 Idaho 83 [785 P.2d 647, 652-653)), whereas
the California sentencing courts have no function but to
mathematically compute the defendant's sentence. More
important, application of the recidivist statute is not
mandatory; the Idaho court can sentence the defendant for
the last-committed crime only, notwithstanding the prior
record. (State v. Holton (App. 1991) 120 Idaho 112 [813
P.2d 923, 924).) Further, unlike .the California statute,
under which consecutive sentences are mandatory (Pen. Code,
§ 667, subd. (c)(6)-(8)), the Idaho courts retain discretion
to sentence either consecutively or concurrently. (State v.
Brandt (App. 1986) 110 Idaho 341 [715 P.2d 1011, 1016].)
Finally, whereas 100 percent of the California minimum
sentence must be served, an Idaho defendant may be
considered for parole after service of one-third of the
sentence. (State v. Harrison (App. 1985) 108 Idaho 324 [699
P.2da 30, 31).)
10
D- 48
CONCLUSION vlan
Review should be granted in this matter to resolve
this important question.
Dated: January LZ 1998
Respectfully submitted,
L.
orney for Appellant ADDENDUM
y appointment of Court
of Appeal under the
Appellate Defenders, Inc.
independent-case system
aac
11
D- 50
T FOR LICATI
COURT OF APPEAL, FOURTH DISTRICT
DIVISION TWO
STATE OF CALIFORNIA id vt, Wa - = I
u!
| ery 997 |
THE PEOPLE, = of OF APPLAL- LUUREH DISTRICT
Plaintiff and Respondent, E019488
v. (Super.Ct.No. CR66167)
MICHAEL WAYNE RIGGS, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Dennis McConaghy,
Judge. (Judge of the Municipal Court, assigned by the Chief Justice pursuant to art. VI, §
6 of the Cal. Const.) Affirmed with directions. ?
James L. Crowder, under appointment by the Court of Appeal, for Defendant and
Appellant.
Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant
Attorney General, Gary W. Sthons, Senior Assistant Attorney General, Robert M. Foster,
Supervising Deputy Attorney General, and Craig S. Nelson, Deputy Attorney General; for
Plaintiff and Respondent.
D- 51
A jury found defendant guilty of petty theft with a prior (Pen. Code, § 666)! and
possession of a hypodermic syringe (Bus. & Prof. Code, § 4149). The court found true
four allegations that defendant had served prior prison terms within the meaning of
section 667.5, subdivision (b) and four allegations that defendant had received serious
and/or violent felony convictions under section 667, subdivisions (c) and (e) and section
1170.12, subdivision (c). The court sentenced defendant to 25 years to life for the petty
theft with a prior conviction and to a concurrent 90-day term in county jail for count 2.
The court struck the prior prison term enhancements. The court gave defendant credit of
411 days for actual presentence custody but limited presentence conduct credits to 61
days under section 2933.1.
On appeal, defendant contends that the prosecutor committed prejudicial
misconduct in his closing argument to the jury, defendant’s life sentence constitutes cruel
and unusual punishment under both the California and federal Constitutions and the trial
court erred in determining presentence conduct credits. We affirm the judgment but order
it amended to reflect the correct amount of presentence conduct credits.
FACTS
Ann Lopez, an employee of Albertsons Supermarket in Banning, was working in
one of the aisles when she noticed defendant standing in the vitamin section. Lopez saw
defendant take a bottle of vitamins from a display and place it in his jacket pocket. As
. All further statutory references will be to the Penal Code unless otherwise
indicated.
D- $2
Lopez watched him, defendant walked out of the store without paying for the Vitamins.
Lopez notified another employee who accompanied Lopez as she followed defendant out
the store. Lopez asked defendant to return the vitamins, but defendant did not respond
and kept walking. Defendant eventually turned and looked at Lopez and began running
away. Several other male employees chased defendant across the parking lot. At one
point, defendant stopped and faced an employee. He told the employee that he had a
knife and swung his nght hand as if he had a knife. The employee realized there was no
knife in defendant’s hand, and defendant continued running. Just before several
employees caught defendant, he threw the bottle of vitamins onto the ground. Defendant
asked the employees if he could work for the merchandise. As police were searching
defendant, they found a hypodermic syringe in his sock.
DISCUSSION
I
Prosecutonial Misconduct
Defendant contends that the prosecutor committed prejudicial error during his
closing argument to the jury. On appeal, defendant objects to the following statements by
the prosecutor: “Why are we here? Why does a person fight a traffic ticket? Well, he
may fight it because he doesn’t believe he is guilty. He may also fight it because he
thinks the fine is too high, because he thinks he will get a reduction or some leniency if
he pushes it to the maximum. | disagree with that law. There is no way I’m going to pay
that ticket. These are things you can’t speculate on. The prosecutor must think he has a
D- 5§3
good case, that’s why he pushed it this far. Or the defendant thinks he has a good case,
that is why he pushed it this far. That is not something for you to speculate about.”
Defendant also objects to the continuing comments: “Well, those are the two
duties that you are here to perform, and you know we’re here today if you think about it
because Mr. Riggs just kept on pushing, you know, he just kept on pushing. He was
asked -- first, he goes into the store where people are running a business trying to make a
living. Young people, you know, making an hourly wage. It is not as if they’re there to
risk their life for [a] $20 bottle of pills. And when he steals it and he walks out of the
store he pushes them. They say, just come back, we don’t want to get involved in this,
but he keeps pushing them. I’m going to violate the law, and I bet you if I push this
envelope far enough you guys are going to let me go.
“So what does he do? He runs and they chase him. So he says he has a knife and
he spins around like he is going to slash them. Then what does he do when they asked
him to come back to the store after they caught up to the guy? He won’t cooperate. They
have to put handcuffs on him and take him back to the store. Only at that point does he
realize that their desire to be good employees and follow the law is stronger than his
desire to disobey the law.
“We're in [a] similar situation here as jurors. You are sitting as judges. Is your
will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you going
to blow it off and say, you know, it is just a $20 bottle of pills like the employees could
have blown it. . . off. It is kind of a test. He is pushing it to the limit. Maybe if I take it
p- 54
this far, maybe people out there won't think at this time is important [sic] and they won't
vote guilty.
“But it is important he is testing will the law be enforced? [sic] Will my
lawlessness be tolerated by the society. And the answer to that question must be no, and
the answer to the question of guilt in this case must be yes.”
Defense counsel objected to the last portion of the prosecutor’s argument.
Defense counsel stated that the arguments concerning analogies to traffic tickets were
objectionable but he did not object at that point in the argument because he thought that
the prosecutor would move on. However, once the prosecutor returned to those remarks,
defense counsel objected and stated that the prosecutor was improperly commenting on
the exercise of defendant’s constitutional right to a jury trial and that striking the
statements and admonishing the jury would not cure the prejudice. The Attorney General
asserts that defendant may not object to the first portion of the argument on appeal
because defense counsel did not object at the time; however, defense counsel’s objection
did encompass the prior comments, and defense counsel explained that he did not think
that striking the comments and admonishing the jury would cure the harm. Therefore,
defendant did not waive this particular portion of the issue on appeal.
A defendant has a constitutional right to a trial by jury under both the federal and
state Constitutions. (People v. Trejo (1990) 217 Cal.App.3d 1026, 1029.) A prosecutor
may not make adverse comments on a defendant’s exercise of a constitutional right. (Cf.
D- 55
Griffin v. California (1965) 380 U.S. 609, 613 [85 S.Ct. 1229, 14 L.Ed.2d 106]; People
v. Crandell (1988) 46 Cal.3d 833, 877-878.)
Although the prosecutor’s comments were an improper comment on defendant's
exercise of his right to a trial by jury, the trial court admonished the jury. “All right,
ladics and gentlemen, before we have the defense counsel's closing argument | just want
to make sure that nobody is led astray. There was a reference, actually the last paragraph
of the argument was we're in [a] similar situation as jurors. You're sitting as judges. Is
your will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you
going to blow it off and say, you know, it is just a $20 bottle of pills, like employees
could have blown it off.
“If any of the jurors interpreted the following, anything after that, as meaning that
the defendant should not or does not have a right to go to trial, period, that reference
should not have been, I believe, it wasn't intended co mean that the defendant does not
have a right to go to trial. But you are not to interpret that he did not have a right to go to
trial, or the fact that he went to trial is any evidence of his guilt. As I say I don’t think it
was intended that way, but just if reading it I just want to make sure that you didn’t take it
that way. Okay, counsel, you may proceed.”
The trial court's prompt admonishment informed the jury that defendant had a
constitutional right to trial by jury and that the jury was not to consider that fact in any
way in determining whether defendant was guilty of the offenses. This admonishment
adequately corrected any harm created by the prosecutor’s statements. (People v. Gionis
D- 56
(1995) 9 Cal.4th 1196, 1217.) In fact, after the verdicts were returned, a juror questioned
why such a small case went to jury trial, but reaffirmed that he understood that defendant
had a constitutional right to a jury trial. The error was harmless beyond a reasonable
doubt.
ll
Cruel and Unusual Punishment
Defendant contends that his sentence of 25 years to life was cruel and unusual
punishment under both the federal and state Constitutions because the sentence is
disproportionate to the offense. The Attorney General contends that defendant waived
this issue because he did not bring a motion on these-grounds. However, defendant did
ask the court to exercise its discretion to dismiss or strike the priors under several grounds
including the proportionality of the sentence, although defendant did not use the term,
“cruel and unusual punishment.”
The Eight Amendment to the United States Constitution prohibits cruel and
unusual punishment which includes sentences that are disproportionate to the crime
committed. (Solem v. Helm (1983) 463 U.S. 277, 284, 287 [103 S.Ct. 3001, 77 L.Ed.2d
637].) In determining whether a sentence is proportionate under the federal Constitution,
we examine the gravity of the offense and the harshness of the penalty, compare the
sentences imposed on other criminals in the same jurisdiction and compare the sentences
imposed for commission of the same crime in other jurisdictions. (/d. at pp. 290-291.) In
D- 57
applying this test, we grant substantial deference to the authority that the Legislature
possesses in determining punishment for crimes. (/d at p. 290.)
Aa tia ans Meaietin, detente anateets Getiisntneen et eit Stak
too harsh a penalty for the theft of a bottle of vitamins worth approximately $20. We
agree with this statement; however, defendant received his punishment for his recidivism
and not just his current offense. (People v. Cooper (1996) 43 Cal.App.4th 815, 825.)
The Legislature has designated the term of 25 years to life for a recidivist who has
received two or more prior serious or violent felony convictions and who receives a
subsequent felony conviction.. In punishing recidivists, the government is interested in
more than punishment for the current offense. The state has an interest in dealing more
harshly with those who commit repeated criminal acts thereby showing that they are
incapable of conforming to society’s norms. (Rummel v. Estelle (1980) 445 U.S. 263,
276 [100 S.Ct. 1133, 63 L.Ed.2d 382].) “The purpose of a recidivist statute such as that
involved here is not to simplify the task of prosecutors, judges, or juries. Its primary
goals are to deter repeat offenders and, at some point in the life of one who repeatedly
commits criminal offenses serious enough to be punished as felonies, to segregate that
person from the rest of society for an extended period of time. This segregation and its
duration are based not merely on that person's most recent offense but also on the
propensities he has demonstrated over a period of time during which he has been
convicted of and sentenced for other crimes. Like the line dividing felony theft from
petty larceny, the point at which a recidivist will be deemed to have demonstrated the
D- 58
necessary propensities and the amount of time that the recidivist will be isolated from
society are matters largely within the discretion of the punishing jurisdiction.” (/d. at pp.
284-285.)
Defendant compares his crime with “more serious crimes” in California. He refers
to the sentence of 26 years to life for a first degree murder conviction with use of a
deadly weapon with parole eligibility in 17 years and 4 months. Defendant will be
serving 25 years to life with parole eligibility in approximately 20 years. Defendant
argues that he does not pose a greater danger to society than a first degree murderer does.
A comparison of defendant's punishment for his recidivism to the punishment for others
who have been committed for “more serious crimes” but who are not repeat felons does
not aid our discussion. (People v. Ayon (1996) 46 Cal.App.4th 385, 400.) We note that
defendant's prior strike convictions were for serious and/or violent felonies. Although
defendant’s current conviction is not for a violent felony, a state’s interest in deterring
criminal conduct is not always determined by the presence or absence of violence.
(People v. Cooper, supra, 43 Cal.App.4th at p. 826.)
Defendant next compares his sentences with the recidivist statues in other
jurisdictions. He notes that in some jurisdictions the current felony must be an
aggravated one, some states apply varying punishment depending upon the severity of the
current crime, other states require the service of prior prison terms for the prior felonies
or require more prior felony convictions, other states allow the court wider jurisdiction in
the application of their recidivist statutes, some states give the prosecution more —
D- 59
discretion and some states allow wash-out periods for prior felony convictions. Our
review of the recidivist statutes in other jurisdictions indicates that at least 40 states have
some form of punishment for recidivists.? It appears that California’s three strikes law is
part of a nationwide pattern of recidivist statutes calling for substantially increased
sentences for repeat offenders. The fact that a sentence is mandatory does not necessarily
render it cruel and unusual. (Harmelin v. Michigan (1991) 501 U.S. 957, 994-995 [111
S.Ct. 2680, 175 L.Ed.2d 836.].) Although there may be some minor differences in the
recidivist statutes, California’s statute does not appear to be substantially more
2 Recidivist statutes are currently in effect in at least Alabama (Ala. Code, § 13A-5-
9), Arizona (Ariz. Rev. Stat. Ann., § 13-604), Arkansas (Ark. Code Ann., § 5-4-501),
Colorado (Colo. Rev. Stat., § 16-13-101), Connecticut (Conn. Gen. Stat. Ann., § 53a-40),
Delaware (Del. Code Ann., tit. 11, § 4214), Florida (Fla. Stat. Ann., § 775.084), Georgia
(Ga. Code Ann., § 17-10-7), Hawaii (Haw. Rev. Stat., § 706-606.5), Idaho (Idaho Code,
§ 19-2514), Illinois (Ill. Ann. Stat., ch.'720, § 33B-1), Indiana (Ind. Code, § 35-50-2-8.5),
Kansas (Kan. Stat. Ann., § 21-4504), Kentucky (Ky. Rev. Stat. Ann., § 532.080),
Louisiana (La. Rev. Stat. Ann., § 15:529.1), Maryland (Md. Ann. Code, art. 27, § 643B),
Michigan (Mich. Comp. Laws Ann., § 769.12), Mississippi (Miss. Code Ann., § 99-19-
83), Missouri (Mo. Ann. Stat., § 558.016), Montana (Mont. Code Ann., § 46-18-501),
Nebraska (Neb. Rev. Stat., § 29-2221), Nevada (Nev. Rev. Stat., § 207.010), New
Hampshire (N.H. Stat. Ann., § 651:6), New Jersey (N.J. Stat. Ann., §§ 2C:44-3, 2C:43-
7), New York (N.Y. Penal Law, § 70.08), North Carolina (N.C. Gen. Stat. §§ 14-7.1, 14-
7.6), North Dakota (N.D. Cent. Code, § 12.1-32-09), Oklahoma (Okla. Stat., tit. 21, §
51), Oregon (Ore. Rev. Stat., § 161.725), Rhode Island (R.I. Gen. Laws, § 12-19-21),
South Carolina (S.C. Code Ann., § 17-25-45), South Dakota (S.D. Codified Laws, § 22-
7-8), Tennessee (Tenn. Code Ann., §§ 40-35-106, 40-35-107, 40-35-108), Texas (Tex.
Penal Code Ann., § 12.42), Utah (Utah Code, § 76-8-1001), Vermont (Vt. Stat. Ann., tit.
13, § 11), Virginia (Va. Code Ann., § 19.2-297.1), Washington (Wash. Rev. Code Ann.,
§ 9.92.090), West Virginia (W. Va. Code, § 61-11-18) and Wyoming (Wyo. Stat., § 6-10-
201).
10
D- 60
burdensome than others. Thus, defendant has not met his burden with respect to the third
prong.
California’s provision regarding cruel and unusual punishment is found in the
California Constitution under article I, section 17. The prohibition against cruel and
unusual punishment in California is violated if the sentence is grossly disproportionate to
the offense for which it is imposed. We examine the nature of the offense and the
offender with regard to the degree of danger they present to society, compare the penalty
in this case with other penalties in California for more serious crimes and compare the
penalty for this same offense in different jurisdictions with the one imposed in this case.
(People v. Dillon (1983) 34 Cal.3d 441, 477-478; In.re Lynch (1972) 8 Cal.3d 410, 426-
427.) Defendant has the burden of establishing that his punishment is greater than that
imposed for more serious offenses in California and that similar offenses in other states
do not carry punishments as severe. (People v. Ayon, supra, 46 Cal.App.4th at p. 399.)
“First, the crime itself must be reviewed, both in the abstract and in view of the
totality of the circumstances surrounding its commission, ‘including such factors as its
motive, the way it was committed, the extent of defendant's involvement, and the
consequences of his acts . . . ,’ to determine whether a particular punishment is grossly
disproportionate to the crime for which it is inflicted. [Citations.] Secondly, the court
must consider ‘the nature of the offender’ and inquire ‘whether the punishment is grossly
disproportionate to the defendant's individual culpability as shown by such factors as his
D- 61
age, prior criminality, personal characteristics, and state of mind,’ [Citations.]” (People
v. Weddle (1991) 1 Cal.App.4th 1190, 1197-1198, fns. omitted.)
As previously discussed, defendant is being punished for his recidivism, and the
state has a great interest in punishing criminals for recidivist behavior. Although his
current offense is not violent, society’s interest is not always determined by the violence
of the offense. (People v. Cooper, supra, 43 Cal.App.4th at p. 826.) As for his current
offense, it was a petty theft motivated by homelessness and hunger; however, he did
threaten violence to store employees. Defendant was in his mid-40’s at the time he
committed the current offense. Defendant has a lengthy list of prior convictions
including four counts of second degree robbery and a vehicle theft. Since 1983,
defendant has spent the majority of his life in custody. Defendant does appear to have a
problem with substance abuse. His substance abuse was apparently precipitated by the
death of his young son.
By committing another felony after having been convicted of numerous prior
serious and/or violent felonies, defendant has proven that he cannot conform to society’s
rules. Prior incarceration has failed to dissuade defendant from his criminal ante
Our discussion of the last two prongs under the federal Constitution applies equally to the
California Constitution. We therefore determine that defendant’s punishment for his
recidivist behavior was not grossly disproportionate to the offense and his sentence under
the three strikes law does not constitute cruel and unusual punishment under the
California or federal Constitutions.
12
The court limited the presentence conduct credits given to defendant on the basis
of section 2933.1. That section limits presentence conduct credit to 15% for people
convicted of certain violent felonies which are listed in section 667.5. Subdivision (c)(7)
of section 667.5 lists “any felony punishable by death or imprisonment in the state prison
for life” as a violent felony. The court below determined that defendant’s sentence of 25
years to life qualified him for application of section 2933.1. The Attorney General
concedes that defendant is entitled to additional conduct credits; however, the Attorney
General cites to an incorrect case in support of this concession. In People v. Henson
(1997) 57 Cal.App.4th 1380, this court held that the sentence of 25 years to life imposed
upon a defendant under the three strikes law does not qualify as “any felony punishable
by death or imprisonment in the state prison for life” as defined in section 667.5,
subdivision (c)(7). Therefore, this court held that section 2933.1’s limitations on
presentence conduct credit does not apply to a person’s sentence under the three strikes
law unless that person's current conviction is for one of the listed violent felonies.
Defendant's current offense is for petty theft with a prior which is not one of the listed
violent felonies; therefore, the court erred in applying section 2933.1 to defendant. Both
defendant and the Attorney General agree that he is entitled to a total of 204 days of -
conduct credits rather than the 61 days which the court awarded to him.
13
a
D - 63
DISPOSITION
The judgment is affirmed; however, the trial court is ordered to amend the abstract
of judgment to award defendant a total of 204 days of presentence conduct credit and to
forward a copy of the amended abstract of judgment to the Department of Corrections.
NOT FOR PUBLICATION
/s/ Ramirez _
P. J.
We concur:
/s/ Ward __
J.
/s/ Gaut
J.
14
D- 64
DECLARATION OF SERVICE
I, undersigned say: I am over 18 years of age,
employed in the County of Santa Barbara, California, in
which county the with-in mentioned delivery occurred, and
not a party to the subject cause. My business address is
140 East Figueroa Street, Santa Barbara, California. I
served the Appellant's Petition for Review by placing a copy
thereof in a separate envelope for each addressee named
hereafter, addressed to each such addressee respectively as
follows:
Office of the Attorney General
110 West "A" Street
Suite 700 Appellate Defenders, Inc.
San Diego, Caiifornia 92101 233 "A" Street, #1200
San Diego, CA 92101-4010
Michael W. Riggs
District Attorney C77955
County of Riverside P.O. Box 2229
4077 Main Street, 8th floor Blythe, CA 92226
Riverside, California 92501
Clerk of the Superior Court Edward R. Munoz, Esq.
Riverside County 1717 S. State College Blvd.
County Courthouse Suite 125
4050 Main Street Anaheim, CA 92806-6024
Riverside, California 92501
Clerk of the Court of Appeal
Fourth Appellate District - Division Two
303 West Fifth Street
San Bernardino, CA 92401
Each envelope was then sealed and with the postage
thereon fully prepaid deposited in the United States mail by
me at Santa Barbara, California, on January , 1998.
I declare under penalty of perjury that the
foregoing is true and correct.
Executed on January , 1998
California.
APPENDIX
E
E - 65 MaRS
ea Far, 4
: plaieta yon?
APPENDIX E DOSKET
IN THE SUPREME COURT on ar
OF THE STATE OF CALIFORNIA © SOL4 7
uturmt me CK
|
Mt nats H2GB
Court of Appeal
No. E019488
PEOPLE OF THE STATE OF CALIFORNIA,
Plaintiff and Respondent,
Super. Ct. No.
CR66167
Vv.
MICHAEL WAYNE RIGGS,
Defendant and Appellant.
APPELLANT'S PRO PER SUPPLEMENTAL PETITION FOR REVIEW
OF A DECISION OF THE CALIFORNIA COURT OF APPEALS
FOURTH APPELLATE DISTRICT, DIVISION TWO
Michael W. Riggs
In pro per
C77955
P.O. Box 2229
Blythe, CA 92226
E - 66
IN THE SUPREME COURT
OF THE STATE OF CALIFORNIA
Court of Appeal
PEOPLE OF THE STATE OF CALIFORNIA,
No. E019488
Plaintiff and Respondent,
Super. Ct. No.
Vv.
CR66167
MICHAEL WAYNE RIGGS,
Defendant and Appellant.
APPELLANT'S PRO PER SUPPLEMENTAL PETITION FOR REVIEW
OF A DECISION OF THE CALIFORNIA COURT OF APPEALS
FOURTH APPELLATE DISTRICT, DIVISION TWO
Michael W. Riggs
In pro per
C77955
P.O. Box 2229
Blythe, CA 92226
E - 67
states cited by appellant.
In sum, the three strikes law in California is clearly
disproportionately harsher to the applicable law in any other jurisdiction.
To reiterate, as stated by our state's Supreme Court in Lynch, “if the
challenged penalty is found to exceed the punishments decreed for the
offense ina significant number of those jurisdictions, the disparity is a
further measure of its excessiveness.” (In re Lvnch, supra, 8 Cal.3d at p.
427 (emphasis added).) Here. the California penalty exceeds the penalty in
every other jurisdiction. That tact compels the conclusion that. as applied
to appellant, the penalty ts unconstitutionally disproportionate to the
offense, and constitutes crue! und unusual punishment under the United
States and California Constitutions
Clearly, under any rational interpretation of the Eighth Amendment.
appellant's sentence is disproportionate tu his culpability. to the nature of
his offense, and to punishment for the same offense in other jurisdictions.
the three criteria articulated in Lynch. Appellant urges this court to strike
his sentence and remand the case to the inal court for a new sentencing
hearing.
Ill
THE TRIAL COURT ERRED WHEN APPLYING THE
"THREE STRIKES" LAW TO APPELLANT BECAUSE
THAT LAW, BY ITS EXPRESS TERMS, DOES NOT
APPLY TO PRIOR STRIKES WHICH OCCURRED
BEFORE THE ENACTMENT OF THE THREE
STRIKES LAW!,"AND Vioc ATES THE PeoHtieiTon
___ Aeamsr Ex -Pasr faezo Law (us. Coner fet L, Seer-I0 (ce. >
; WW ITHIA, Ww, THE Meaning of, Wenge ‘ Sy ge ier 418. 2Y Atta
Appellant ype ton a Sune’ 71995" the Cour of j AS issued its te)
45
The trial court applied the “three strikes” law when computing
appellant's sentence of 25 years to life.* (See Penal Code $667, subd.
(e)(2)(Aii).) Appellant's case ostensibly fell under the three strikes law
because he had suffered four prior serious felony convictions. (See sections
667, subd. (d)(1) and 1192.7, subd. (c)(19).)
Section 667, subdivision (d) governs whether a prior conviction is a
strike for the purposes of the three strikes law.’ That subdivision provides,
in relevant part:
“Notwithstanding any other law and for the purposes of
subdivisions (b) to (i), inclusive, 4 prior conviction of a felony
shall be detined as:
(1) Any offense detined in subdivision (c) of Section
667.5 as a violent telony or any offense detined in subdivision
(c) of Section l 192. 7 usa serious saany in as state. The
decision in People v. Sipe (1995) 30 Cal. App.4th 408. rejecting this argument, as
well as other challenges raised to the sentencing scheme known 4s the three
strikes law. (See also People v. Green (1995) 30 Cal App.4th 280.) Nevertheless,
appellant raises these arguments because. respectfully, he believes Sipe and Green
were incorrectly decided, and also because it is necessary to preserve the issues
tor further appellate review in light of the unsettled state of the law.
. In the interests of brevity appellant will use the term “three strikes law”
when referring to Assembly Bill Number 971 which chanyed the way sentences
are computed for felons with one or two pnor convictions for violent or serious
felonies. The three strikes law became effective on March 7, 1994. (See Stats.
1994, ch. 12, §2.) It is codified in section 667. With the enactment of Proposiuon
184 in the November, 1994 election, provisions identical to the three strikes law
now are found in a new statutory section, namely section 1170.12. (Compare
section 667, subd. (c) to (g) with section | 170.12, subd. (a) to (e).)
° Appellant will use the term “prior strikes” when referring to those prior
convictions which trigger the application of the three strikes law.
46
ction f { section (b) 10 (i), inclusive. shall |
made upon the date of that prior conviction and is — affected
by the sentence imposed unless the sentence automatically,
upon the initial sentencing, converts the felony to a
misdemeanor... ." (Emphasis added.)
Appellant submits that under the plain meaning of language from
section 667, subdivision (d), emphasized above, a prior conviction does not
qualify as a strike for purposes of invoking the three strikes law unless, on
the date the prior conviction is entered. the Judge or the jury makes a
determination that the conviction will qualify as a strike. The three strikes
law thus cannot apply when any purported strike predates the enactment or
the three strikes law. Therefore t\s three strikes law does not apply to
appellant. Appellant's three prior strikes predated March 7, 1994. and no
determination was made in 1985 or 1988 that the convictions were "a prior
felony conviction for purposes of subdivision (b) to (i).” (Section 667,
subd. (d)(1).)
It is axiomatic that a court's primary task when CONStruiNng a Statute is
to determine the lawmakers’ intent. (People v. Jones (1993) 5 Cal.4th 1142,
1146.) To determine that intent, courts tum first to the statute's words
themselves. ([bid.) Significance should be attributed to every phrase of a
statute, and a construction making some words surplusage is to be avoided.
(People v. Woodhead (1987) 43 Cal.3d 1002. 1010.) If the language is
clear and unambiguous there is no need for construction of a statute.
(People v. Jones, supra, 5 Cal.4th at p. 1146.) “Clear statutory language no
more needs to be interpreted than pure water needs to be strained,” (Holder
v. Superior Court (1969) 269 Cal. App.2d 314, 317.) Courts decline to
follow the plain meaning of a statute “only when it would inevitably have
frustrated the manifest purpose of the legislation as a whole or led to absurd
47
E- 70
results.” (People v. Bellici (1979) 24 Cal.3d 879, 884.)
Appellant submits that the express language of the relevant portion
of subdivision (d) is plain.’ That language provides: “The determination of
whether a prior conviction is a prior conviction for purposes of subdivisions
(b) to (i), inclusive, shall be made upon the date of that prior conviction. . .
." When appellant was convicted of nwo residential burglaries in 1985 and
two residential burglaries in 1988. subdivisions (b) to (i) of section 667 had
not been enacted. [t was impossible at those times for the court or the jury
to. make a determination that the conviction would be « prior conviction for
purposes of subdivisions of section (b) to (1) of section 007. as the three
strikes law was enacted years in the future.
it might be argued that the above quoted lunyguaye trom subdivision
(d), means that the court sentencing the defendant for the pust-March 7,
1994, offense shall determine whether u prior is 4 strike by analyzing the
state of affairs on the date of the prior conviction. That. however. is not
what subdivision (d) says. Subdivision (d) says that the “determination” of
whether the prior qualifies “shall be made upon the date of the prior
conviction.” [t does not state that the determination shall be made during
the proceedings in a later case by looking back in ume to the state of affairs
on the date of the prior conviction.
A question may arise as to why the Legislature wanted a finding as
to the qualifying nature of the conviction at the time the conviction
occurred. There are three obvious purposes for such a rule.
The first purpose would be to obviate the extensive litigation which
has sprung from other statutes that, while dealing with prior convictions,
6 The term “subdivision (d)” refers to subdivision (d) of section 667.
48
E- 71
did not contain a mandatory requirement that the qualifying nature of the
prior be determined at the date of conviction.’ Not only has this litigation
been extensive, it even has led to contrary opinions by the Supreme Court in
two cases decided within 16 months of each other. (See People v. Guerrero
(1988) 44 Cal.3d 343, overruling People v. Alfaro (1986) 42 Cal.3d 627.)
Subdivision (d) wisely obviates a great deal of similar litigation. Indeed,
subdivision (d), as construed by appellant. avoids the precise problem
inherent in the Guerrero/ Alfaro situation. i.e.. how to determine whether a
prior conviction entered before the enactment of a priors statute comes
within the provisions of that later-enacted statute.
A second purpose would be to obviate challenges to convictions that
occurred prior to March 7, 1994. on the ground that the defendant would
have used different tactics and may well have obtained different results if
he knew the case might result in a strike. To illustrate. take a multi-count
information filed against a first time offender in 1985 charging some
offenses which are violent felonies under section 667.5. subdivision (c) and
some which are not. In plea negotiations there was no strong incentive to
plead guilty to a nonvivient felony rather than a violent one. This is
because no one knew that nine years in the future a conviction for a violent
: Because the Court is aware from its own case load of the large number of
cases raising issues about whether priors qualify for enhancement, appellant will
not include the serpentine string cite which supports his statement. He will,
however, favor the Court with a chronological list of some Supreme Court cases
which discuss retrospective determinations of the status of a prior conviction.
(People v. Jackson (1985) 37 Cal.3d 826; People v. Thomas (1986) 41 Cal.3d
837; People v. Equarte (1986) 42 Cal.3d 456; People v. Piper (1986) 42 Cal.3d
471; People v. Alfaro, supra, 42 Cal.3d 627; People v. Calio (1986) 42 Cal.3d
639; People v. Guerrero, supra, 44 Cail.3d 343; People v. Myers (1993) 5 Cal.4th
1193.)
49
E- 72
felony would be a strike. However, similarly situated first time offenders
facing charges from crimes committed after March 7, 1994, can take the
three strikes law into consideration when negotiating a plea."® There is no
compelling nor rational reason for treating similarly situated first-time
offenders differently simply because one offender negotiated a plea bargain
aware of the harsh possible consequences of the plea and the other offender
had no knowledge of these potentially harsh consequences. The language
of subdivision (d) here in issue has the effect of giving equal treatment to
all offenders.
A third purpose of the plain language of subdivision (d) is that it
allows defendants to be deterred by the specter of enormously increased
sentences for new offenses while allowing the state time.to build new
prisons to incarcerate three strike offenders and to prepare tinancially for
the substantial increase in costs inherent in the longer three strike sentences.
it is significant to note that subdivision (d) is not the first time the
Legislature has addressed 4 question related to the contempurancous
determination of the nature of a conviction for purposes of later use as a
prior. Case law interpreting the pre-three strikes version of section 067
consistently held that the determination of whether a conviction qualified as
a serious felony was not to be made at the time of conviction but instead
was to be made at a later time when the conviction was actually alleged as a
prior. (People v. Sanchez (1991) 230 Cal.App.3d 768, 772-773; People v.
Bovaijian (1991) 228 Cal.App.3d 771, 774-775; People v. Ybarra (1988)
" There are some restrictions on plea bargaining when a defendant has
suffered prior strikes (see section 667, subd. (g)). These restrictions do not apply
to first time offenders facing charges for offenses which can result in a strike.
30
E - 73
206 Cal.App.3d 546, 549-550.) In 1991 the Legislature effectively
abrogated this case law by enacting section 969f. That section provides that
when the defendant has commited a serious felony, the accusatory pleading
“may” charge it as such. Section 969f has the effect of avoiding later
litigation over the serious nature of a prior by allowing the prosecutor to
charge a pending crime as a serious prior. Section 667, subdivision (d),
takes the matter one step further by requiring (rather than simply allowing)
a determination about an offense’s nature at the time it ts tried. thus
obviating the need for any future litigation on the issue.
Thus this court need not fear that it will owist the Legislature's intent
if it construes subdivision (d) literally. The literal language of subdivision
(d) reflects a considered decision that a contemporanegus determination of a
conviction’s status is better than a retrospective one and ts less likely to lead
to later litigation. The Legislature meant precisely what it said in
subdivision (d).
While it might be argued that while the pluin language of subdivision
(d) requires a determination of an offense's nature at the time of conviction,
that plain language should not be followed because it inevitably frustrates
the manifest purpose of the legislation. (See People v. Bellici, supra, 24
Cal.3d at p. 884.) The purpose of the three strikes law ts to “ensure longer
prison sentences and greater punishment for those who commit a felony and
have been previously convicted of serious and/or violent felony offenses.”
(Section 667, subd. (b).) However, applying subdivision (d) in accordance
with its plain language does not "inevitably" (People v. Bellici, supra, 24
Cal.3d at p. 884) frustrate this purpose. The plain language of subdivision
(d) delays application of the law to people like appellant. As long as the
preconditions of subdivision (d) have been met, longer punishment is
51
E- 74
insured.
It is worth noting the supreme court's observation that “courts must
follow the language used and give to it its plain meaning, whatever may be
thought of the wisdom, expediency, or policy of the act, even if it appears
probable that a different object was in the mind of the legislature.” (People
v. Weidert (1985) 39 Cal.3d 836, 843; citation and internal quotation marks
omitted.) The language in subdivision (d) not only is plain. it also is based
on sound considerations of policy and taimess and does not inevitably
frustrate the purpose of the three strikes law. Accordingly, that plain
language must be followed.
To summarize, subdivision (d) expressly provides that the provisions
of section 667, subdivisions (b) to (i). apply only where there has been a
determination on the date of the prior conviction that the conviction
qualities for use in subdivisions (b) toi). The record is devoid of any
evidence showing that determinations were made in 1985 or 1988 to the
effect that the convictions would be tor purpuses of subdivisions (b) to (i)
of section 667. Accordingly, the trial court erred when it sentenced
appellant under the provisions of the three strikes law, and the matter
should be remanded for resentencing. The new sentencing should be
pursuant to sections 1170 and 1170.1, and not under the three strikes law.
IV
THE LEGISLATION IS UNCONSTITUTIONALLY
* VAGUE AND FAILS TO GIVE ADEQUATE NOTICE
OF THE SPECIFIC PUNISHMENT TO BE IMPOSED
It is a fundamental precept of due process of law that an accused
must have prior notice of the acts constituting a criminal violation. A
recidivist must be given specific notice of the manner in which committing
52
E - 75
June 1994
201
elevate the petty theft to a felony is barred from being used
under the “Three Strikes” law, according to the argument.
Thus, for example, if the defendant is convicted of petty
theft, and has a prior conviction for burglary and another
prior conviction for forcible rape, the defendani still faces a
double-the-term sentence under § 667(e)(1) for the prior
rape conviction, even if defense counsel is successful in
attacking the use of the prior burglary both to elevate the
theft offense to a felony and to thereafter use it to further
enhance the sentence under § 667(e)(2).
> CDP Ch. 91, “Sentencing.”
oe .
(Manne Bender & Co. lac)
POINT
OF
VIEW
Gerald F. Uelmen*
Three “Called” Strikes and You’re
Out
The first argument that should be made by any competent
defense lawyer whose client is charged as either a second
offender ae offender undcr the “Three Sunkes anc
You're Out" o
———
predated ;
essential that this issue be preserved for appeal, and that
defense lawyers understand the statutory grounds for this
objection. The argument which supports us on this issue is
a strong one, and we can anticipate that many judges will be
persuaded. A ruling that the current Three Strikes measure
operates only prospectively with respect to California priors
could be the key to getting a more rational alternative on the
ballot in November.
“Tue argument is based on the clear and unambiguous
language of Penal Code § 667(d)(1), which provides:
“(d) Notwithstanding any other law and for
the purposes of subdivisions (b) to (i), inclusive,
a prior conviction of a felony shall be defined
as: _
“(1) Any offense defined in subdivision (c)
of Section 667.5 as a violent felony or any
offense defined in subdivision (c) of Section
1192.7 as a scricus felony in this state. The
determination of whether a prior conviction is
a prior felony conviction for purposes of sub-
divisions (b) to (i) inclusive, shal] be made upon
* Gerald F. sre pts ob Called Aton ——,
and has served Calo cade ‘Lawyer, da ha
202
E - 76
California Criminal! Defense Practice Reporter
The only way to read this requirement is that, where a
prosecutor seeks to use a California conviction for an of-
fense listed in Penal Code § 667.5(c) (violent felonies) or in
§ 1192.7 (c) (serious felonies) as a prior, there must have
been a determination that it was a prior for purposes of the
“Three Strikes” measure on the date the conviction oc-
curred. Giving the language any other meaning requires us
to rewrite the words used by the legislature. The first prin-
ciple of statutory construction is that words must be given
their plain, ordinary meaning [see People v. Morris (1988)
46 Cal.3d 1, 15). As the California Supreme Court recently
stated in Delaney v. Superior Court [(1990) 50 Cal.3d 785,
804)
“It is bedrock law that if the lawmaker gives us
an express definition, we must take it as we find
Bese
It is important that you place primary reliance on the plain
meaning of this language. Do not argue that ambiguities
should be construed in favor of the defendant. They never
are, and the strongest argument we have is that these words
are nor ambiguous, so extraneous proof of legislative intent
is not appropriate. All we are asking is that the court apply
the words as the “re written
Nor is this a consututional argument. Arguing that priors
preceding enactment could not be used because it violates
ex post facto is a loser - don’t even make the argument [see
People v. Jackson (1985) 37 Cal.3d 826}. Clearly, the legis-
lature can authorize use of previous priors (and we will
concede they did authorize use of previous priors from other
states and for juvenile adjudications, in Penal Code §
667(d)(2), (3)). But they did nor do so in subdivision (d)(1),
and if they wan: to do so, they will have to amend §
667(d)(1) to express a contrary intent.
What we are arguing is not a strained interpretation. A
requirement that a determination “shall be made” on the date
of conviction is not a mere formality. Not all listed
in Penal Code §§ 667,5(c) or 1192.7(c) would be priors for
purposes of the “Three Strikes” measure. Section 667(h),
for example, limits the use of these statutes to the form in
which they existed on June 30, 1993, eight months before
“Three Strikes” became law. Since that date, “b
was added to the list of serious felonies in Penal Code §
1192.7(c) (effective October 1, 1993). Many of the offenses
described in § 1192.7 do not precisely coincide with
statutory definitions, so it may not be clear to anyone
whether a particular conviction will qualify as a “strike.”
Thus, it makes good sense to require sentencing judges
to inform first offenders whether their convictions can be
used as “strikes” in the future. Such an interpretation would
also serve the deterrent function of the “Three Strikes” law.
OAenkew Bender & Co. lax)
\
If convicted felons are warned that their sentences can be
doubled on their next felony, or transformed into a life
sentence on their third felony, they are much less likely to
feloni ,
The counter argument we can anticipate will be based on
the canon of statutory construction that says language of a
statute should not be given literal meaning if doing so would
result in absurd results which the legislature could not have
intended [see Younger v. Superior Court (1978) 21 Cal.3d
102, 113]. We should have our answers running, because
there is nothing absurd about the interpretation we are
presenting.
The first absurdity which will be thrown in our face
comes from the legislative sponsor of the “Three Strikes”
measure, Assemblyman Bill Jones of Fresno. In a lemer to
the editor of the Los Angeles Times, written in response to
an “op-ed” I authored urging that “Three Strikes” be limited
to prospective application [see “Three Strikes” and a Balk:
Beneficial Stanaory Clinker, Los Angeles Times, April 25,
1994), Assemblyman Jones wrote:
“AB 971 states, in part, that a prior conviction
of a felony (for the purposes of ‘three strikes’)
shall be defined as a conviction in another juris-
diction for an that includes all of the
elements of (a serious or violent felony in
California). Since it would be ‘absurd and
stupid’ to believe that California could place a
on other states that their judges
inform convicted felons of an earned ‘strike’ in
another state, application of the law is clearly
retroactive. Further, of the bill which
deal with juvenile adjudications list four condi-
tions to qualify a conviction as a prior felony,
none of which require a judge to determine or
inform. Clearly, application of the law is
retroactive” [see ‘Letters to the Times,’ Los
Angeles Times, May 7, 1994).
The seapensn, of cousse, ts that Jones presses our arge-
meant beyond the point we are making to make it appear
absurd. We are not suggesting that prior convictions from
other states cannot be used unless the judge informed the
- efendant his conviction was a “strike” in California. Sec-
tio1 $67(d)(2) does not impose such a requirement. Nor are
we ~-guing that juvenile court judges give such a warning.
. section 667(d\(3) does not require it. All we are arguing is
‘. , a determination must be made on the date of conviction
ua the case of California convictions included in Penal Code
$$ 667.5(c) and 1192.7(c), because § 667(d)(1) does require
it
It would not be irrational to require a determination on
(41) convictions without imposing that requirement under
Po ¥ "
E - 77
June 1994
(d)(2) and (d)(3). The (d)(1) priors will cover the over-
whelming majority of cases. More than 90 percent of “Three
Strikes” cases will involve (d)(1) priors. Thus, the deterrent
impact of the determinations will have the greatest impact
under (¢d)(1). Requiring a determination in out-of-state cases
would exceed the legislative power of the Califomia legis-
lature, and even if it were possible, would be a useless
gesture in the overwhelming majority-of cases, serving as a
deterrent only for those defendants who already con-
templated a move to California.
With respect to (d)(3) juvenile adjudications, requiring a
determination “upon the date of that prior conviction”
would be nonsensical, since there is no “date of conviction”
in juvenile proceedings. A juvenile adjudication is not a
conviction. The rehabilitative objective of juvenile proceed-
ings would also warrant a different approach than the deter-
mination mandated by (d)(1). Finally, it should be noted that
the unconstitutionality of (d)(3) is widely conceded, with
many prosecutors publicly announcing they will not imple-
ment it The severability clause of Section 667(i) will render
it a nullity.
The “absurdity” argument will find no support in any
other provisions of the “Three Strikes” measure. All the
purposes of the measure will be fully achieved by the
prospective implementation required by (d)(1). The deter-
rent impact wili he immediate. and does nat require the Hae
vil jurlow s01in Le Houtia Webided) pate malo d Ubini pe bdoosb ida nab UD
measure. Moreover, the “absurdity” argument shuuld nut be
used to redraft a law simply because the redrafted measure
is perceived by a judge to be an improvement over the
version produced by the legislature, even if it is a product
of legislative oversight. Justice Edward Panelli recently
made this point quite tellingly:
“In my view, the majority is not warranted in
invoking the maxim of ‘absurdity’ to justify
ignoring explicit statutory language, even if it
does so to achieve what it perceives to be a
superior result. Instead, the unambiguous
statutory language chosen by the legislature
should be given effect” [see People v. Brous-
sard (1993) $ Cal.4th 1067, 1080 (Panelli, J.
dissenting)].
A more troublesome counterargument will arise from the
ruling of the California Supreme Court in People v. Jackson
[(1985) 37 Cal.3d 826], which rejected an argument that the
sentence enhancement provisions of Proposition 8 could not
be applied retroactively to previous prior convictions. Jus- —
tice Broussard’s majority opinion noted:
“Section 667 plainly was intended to take ac-
count of antecedent crimes; it includes in the list
O4emhe~ Bender & Co. lac)
‘incorporated from Section 1192.7 crimes which
were repealed prior to the effective date of the
initiative. (See fn. 7, ante.) The basic purpose
of the section - the deterrence of recidivism -
would be frustrated by a construction which did
not take account of prior criminal conduct” (see
37 Cal.3d at 833).
Since the “Three Strikes” measure also uses the § 1192.7
list, and since the list still includes the “repealed crimes,”
prosecutors will argue that Justice Broussard’s conclusion
is equally applicable to the “Three Strikes” measure. They
are wrong for three reasons.
First, the issue in Jackson was whether a legislative intent
to apply the measure to previous convictions could be
implied. Here, we have explicit language which clearly
expresses a contrary intent.
Second, the deterrent purpose is nor frustrated by declin-
ing to apply the measure to previous convictions, because,
unlike Proposition 8, the “Three Strikes” measure mandates
a determination to be made on the date of the prior convic-
tion that will itself further the deterrent purpose.
Finally, the factual predicate of Justice Broussard’s argu-
ment is to serious question. Section 1192.7 does not
identify any offenses by reference to statutory provisions.
Tn farkion itself. the Fount approved the application Af
Ind, Wve)
Hhiquielllcit M etilinicetnbatita WU teéwldella
though there was no such offense as “residentlal burglary,”
and the element of the residential target was supplied by
>.
extraneous proof. The two “repealed” crimes which were
teferred to in Jackson were assault by a life prisoner on a
non-inmate, apparently based on Penal Code § 4500 prior
to an amendment in 1977 which eliminated a distinction
between inmates and non-inmates, and assault with intent
to commit robbery, deleted from the “assault with intent”
provisions of Penal Code § 220 in 1978. Justice Broussard’s
reading of these crimes vut of the list as “repealed” was
inconsistent with his ruling to accommodate “residential
burglary.” Both assaults by prisoners and assaults with
intent to rob are still crimes in California; it’s just that the
non-inmate status of the victim or the intent to rob will have
to be established by extraneous evidence. The inclusion of
these offenses thus adds nothing to the determination
whether retroactivity was intended or not.
What the current “Three Strikes” law really creates is 2
regimen of three called strikes and you’ re out. If California
strikes were not called as they occurred, they cannot be used.
That is what the law says, and unless our courts are ready to
rewrite statutes, that is the way it should be applied.
E- 78
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E - 79
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E - 80
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4 Reci Divi srx _statutes ts pravide fac 1. on
a Cnhomcornounta which Bo aot vidlate VU:
\\ / e _
Sa Double hs Baas team” Law mn Cl Bewa ~
~ However Firs Meu bow 2 Mar —
_ Qh enhaucemeut fore a von~ Wwoleat t lon
, of Truce Yho Maxemum Toon oe even Tes Timi
- This__Sya7uTe in volv es a “Y, Gg nithicavt-Los Ss
“a of Ligecry be K lex m_ot_@ Read visz—
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Pa a ae ee eS mm Me ey of _2 Fyaxurte_Lire_
a and whore hic Fresr broke Board Meaning
a will be in a Muriinives_at 20 goasa. thes
A One Sentence to Muvder may ot a Serrtouee
eelige kle
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ae _ This Law was wor-_voTed | on. to be applied. arate
Retroachvely. a sks ah ta igual tis eemmibtiianinas absudiatioe Setdibiivne
DEFEWDANT ALSO REweEs UPON ''PEMOANT” _.
_. JUrRisdic7I0w jmPLIC/TY. AND EXPRESSCY ~ — — _..
_ STATEP WITHIN THE THECEE STRIKES STH7WJE._. .
__.. THAT ITS USE ANOT_ONLY. VIOLATES THE *....-__.
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UNoER. THE U.S. Gnsrr7urI0N, BuT ALSO. __
Denies Due Process AMO Eoun/ Rorecr
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Expressly s7aTes (Pan.C $6676); $1170.12)
ThaT THe “Determmahrn of wherrer a prer
suai 8 A PRICR FoR THE Pukposes OF A ‘STRIKE?
SHALL be made on +Hhe Dare of Mar prior Gonuchen,
icshitnltinantibti (Emphasie) , —eeente: a
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enowitng A inte Unger” j adgernrordy of Wan, Yo |
— Same cenaidurstiosy a0 discasseD in Byhkin v Ala lame
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276 Fi aL G) 12) -/22 (85), befre pleading oF gosry
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orelinory Sendg ¢ con’
Tre Single Web la or UPI hed agen ck
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2 pusposes of a ‘sree shall Le mode
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E- 82
y
bows undu tho Us. Grek Lt TF, wect/o,ch 1
One. Ha IY th AnenLouout is Vilared ax alleged —
Rela oe ocd Di ae
_ Applying Yus fo ratencctesly a
bo thea Cx 2224 | wording oL the Srukicte robecu%. -
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E - 83 ;
DECLARATION OF SERVICE
I, undersigned say: I am over 18 years of age,
employed in the County of Santa Barbara, California, in which
county the with-in mentioned delivery occurred, and not a party
to the subject cause. My business address is 140 East Figueroa
Street, Santa Barbara, California. I served the Appellant's Pro
Per Supplemental Petition for Review by placing a copy thereof in
a separate envelope for each addressee named hereafter, addressed
to each such addressee respectively as follows:
Office of the Attorney General
110 West "A" Street
Suite 700 Appellate Defenders, Inc.
San Diego, California 92101 233 "A" Street, #1200
San Diego, CA 92101-4010
Michael W. Riggs |
District Attorney c77955
County of Riverside P.O. Box 2229
4077 Main Street, 8th floor Blythe, CA 92226
Riverside, California 92501
Clerk of the Superior Court * Edward R. Munoz, Esq.
Riverside County 1717 S. State College Blvd.
County Courthouse Suite 125
4050 Main Street Anaheim, CA 92806-6024 APPENDIX F
Riverside, California 92501
Clerk of the Court of Appeal
Fourth Appellate District - Division Two
303 West Fifth Street
San Bernardino, CA 92401
Each envelope was then sealed and with the postage
thereon fully prepaid deposited in the United States mail by
me at Santa Barbara, California, on January , 1998.
I declare under penalty of perjury that the
foregoing is true and correct.
Executed on January , 1998, at Santa Barbara,
California.
F- 64 ”
OFFICE COPY & F - 85
APPENDIX F . FERAL —
IN THE COURT OF APPEAL OF THE STATADECRNEORATS |
cee Table of Contents
FOURTH APPELLATE DISTRICT, DIVISION TWO ~--.
ha Page
, ; ‘at a j ;
- Sda9 67 STATEMENT OF THE CASE 1
THE PEOPLE OF THE STATE OF CALIFORNIA, pt signe Vg I Se ‘
Plaintiff and Respondent, E0) 9488 /- HS 17
sid —.. Baithg Defense 3
| APPELLANT'S CONTENTIONS 4
MICHAEL WAYNE RIGGS, i. oo bg ES
J JUL 18 1997 RESPONDENT'S ARGUMENT 4
Defendant and Appellant. I ARG NT 5
AUR? OF APPEAL FQURTH DISTRICT
IL APPELLANT WAIVED THE ISSUE OF
a County oe gh ee No. — PROSECUTORIAL 5
e Honorable Dennis naghy, Judge
ey . A. The Prosecutor’s Alleged Misconduct in Closing
Argument : 5
B. Appellant Waived the Issue of Misconduct With
RESPONDENT'S BRIEF the ion of the Last Paragraph of the
People’s Argument 7
C. The People’s Closing Argument Was Proper and
the Admonition Cured Any Potential Prejudice. 8
DANIEL E. LUNGREN
Attorney General D. Any Error Was Harmless and Not Prejudicial In Light
of the Overwhelming Evidence of Guilt and the Lack
GEORGE WILLIAMSON af o Datenee 11
Chief Assistant Attorney General
GARY W. SCHONS Il. APPELLANT’S SENTENCE IS NOT CRUEL
Senior Assistant Attorney General AND/OR UNUSUAL PUNISHMENT 13
ROBERT M. FOSTER
speting Dep Arr Oot ML APPELLANT IS ENTITLED TO ADDITIONAL =.
BAG S. NELSON
Deputy Attorney General CONCLUSION 26
State Bar No. 150920
110 West A St., Suite 1100
San Diego, CA 92101
P.O. Box 85266
San Diego, CA 92186-5266
Telephone: (619)645-2207
Fax: (619)645-2191
Attorneys for Respondent
COP y
Cases
Bordenkircher v. Hayes
(1978) 434 U.S. 357
Chapman v. California
(1967) 386 US. 18
17 L.Ed.2d 705
87 S.Ct. 824
Harmelin v. Michigan
501 U.S. 957
111 S.Ct. 2680
115 L.Ed.2d 836 (1991)
In re DeBeque
(1989) 212 Cal.App.3d 241
In re Lynch
(1972) 8 Cal.3d 410
In re Rosencrantz
(1928) 205 Cal. 534
(i v. Ayon
(1996) 46 Cal.App.4th 385
ople v. Berryman
1993) 6 Cal 4 4th 1048
rag v. Bestelmeye
5) 166 Cal. yo 3d 520
a v. Bolton
(1979) 23 Cal.3d 208
ople v. Bonin
(19 ) 46 Cal.3d 659
le v. Coo
(1986) 43 Cal App. 4th 815
FP - 86
20
11, 12
15
14, 17, 19, 23
14, 16, 17, 23
17, 19
13, 16, 17
10
17
13
FP - 87
Table of Authorities, cont’d
People v. Crooks
(June 10, 1997, C023565)
Cal. Ap
97 Daily Penal D. A.R. 7328
People v. Daniels
(1969) 71 Cal.2d 1119
ob le v. Dillon
3) 34 Cal.3d 441
le v. Green
980) 27 Cal.3d 1
v. Haskett
re 30 Cal.3d 841
People v. Heldenburg
(1990) 219 Cal.App.3d 468
le v. Hill
(1995) 37 Cal.App.4th 220
(1985) ‘0. App.4th 1397
(1988) 46° 46 Cal.3d 585
le v. Jones
(1 15 Cal.4th 119
le v. Karsai
2) 131 Cal.App.3d 224
a 217
15
13, 14, 16, 19
11
F- 88
People v. Ratliff
(1987) 189 Cal.App.3d 696 10
(19 le v. Ross
4) 28 Cal.App.4th 1151 13
= v. Sassounian
(1986 as Cal.App.3d 361
cert.
481 Us 1034
107 S.Ct. 1977 9
People v. Silva .
(1953) 41 Cal.2d 778 9
—_ v. Strickland
(1974) 11 Cal.3d 946 9
yee v. Watson
(1956) 46 Cal.2d 818 11
eo v. Weaver
(1984) 161 Cal.App.3d 119 17, 19
People v. Weddle
(1991) 1 Cal.App.4th 1190 13, 14, 17, 19
— v. Wein
(1958) 50 Cal.2d 383 9
People v. Young
(1992) 11 Cal.App.4th 1299 19
Robinson v. California
1962) 370 U.S. 660
L.Ed.2d 758
82 S.Ct. 1417 23
Rummel v. Estelle
or 445 U.S. 263
.2d 382
100 S.Ct. 1133 18, 20
Solem v. Helms
463 U.S. 277
103 S.Ct. 3001
77 L.Ed.2d 637 (1983) 15
iv
F - 89
Table of Authorities, cont’d
United States v.
(1976) 427 U.S. of
United States v.
tiny 1985) 473 U. 6s
.2d 481
105 8. Ct. 3375
Constitutional Provisions
California Constitution
art. I, § 17.10
United States Constitution
Eighth Amendment
Fourteenth Amendment
Statutes
Alabama Code
§ 13A-5-9
Ariz. Rev. Stat. Ann.
§ 13-604
Arkansas Code Ann.
§ 5-4-501
Colorado Rev. Stat.
§ 16-13-101
Connecticut Gen. St~t. Ann.
§ 53a-40
Delaware Code Ann.
tit. 11, § 4214)
Florida Stat. Ann.
§ 775.084
Georgia Code Ann.
§ 17-10-7
11
11
14
14, 15
14
20, 21
20, 21
F- 90
able of Autho cont’
Hawaii Rev. Stat.
§ 706-606.5
ee ts | Health and Safety Code
§ 1135
Idaho Code
§ 192514
Ill. Ann. Stat.
ch. 720, § 33B-1
Indiana Code
§ 35-50-2-8.5
Kansas Stat. Ann.
§ 21-4504
Kentucky Rev. Stat. Ann.
§ 532.080
Louisiana Rev. Stat. Ann.
§ 15:529.1
Maryland Ann. Code
art. 27,§ 643B
a Comp. Laws Ann.
§ 769.12
Mississippi Code Ann.
§ 96-19-83
Missouri Ann. Stat.
§ 558.016
Montana Code Ann.
§ 46-18-501)
Nebraska Rev. Stat.
§ 29-2221
Nevada Rev. Stat.
§ 207.010
New Hampshire Stat. Ann.
§ 651:6
20, 21
P - 91
Table of Authorities, cont’d
New Jersey Stat. Ann.
§ 2C:44-3
§ 2C:43-7
New York Penal Law
§ 70.08
North Carolina Gen. Stat.
§ 14-7.1
§ 14-7.6
North Dakota Cent. Code
§ 12.1-32-09
Oklahoma Stat.
tit. 21, § 51
Oregon Rev. Stat.
161.725
[California] Penal Code
2900.5
2933.1, subd. (c)
§ 4019
Rhode Island Gen. Laws
§ 12-19-21
South Carolina Code Ann.
§ 17-25-45
South Dakota Codified Laws
§ 22-7-8
Tennessee Code Ann.
§ 40-35-106
§ 40-35-107
§ 40-35-108
20
20
F - 92
ab uthorit cont’
Texas Penal Code Ann.
§ 12.42
Utah Code
§ 76-8-1001
Vermont Star. Ann.
tit. 13, § 11
Virginia Code
§ 19.2-297.1
Washington Rev. Code Ann.
§ 9.92.090
West Virginia Code
§ 61-11-18
Wyoming Stat.
§ 6-10-201
Other Authorities
3 Witkin & Epstein
Cal. Criminal Law (2nd ed. 1989)
Punishment for Crime, § 1336
Ballot Pamphlet
Analysis of Prop. 184 by Legislative Analyst
Gen. Elec. (Nov. 8, 1994) ° .
viii
20
20
20, 22
20
20, 22
20, 22
20, 22
13
PF - 93
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT, DIVISION TWO
THE PEOPLE OF THE STATE OF CALIFORNIA,
Plaintiff and Respondent, E019488
v.
MICHAEL WAYNE RIGGS,
Defendant and Appellant.
STATEMENT OF THE CASE
An amended information filed on May 8, 1996, in Riverside
County Superior Court charged appellant with petty theft with a prior
(Pen. Code, § 666; count 1) and possession of a hypodermic needle and
syringe (Bus. and Prof. Code, § 4149; count 2). It was alleged that
appellant had served four prior prison terms within the meaning of
Penal Code section 667.5, subdivision (b). It was further alleged that
appellant had been convicted of four strike priors within the meaning
of Penal Code sections 667, subdivisions (c) and (e), and 1170.12,
subdivision (c). (CT 61-64.)
A jury found appellant guilty of both substantive offenses. (CT
196.) The court found the prior conviction allegations to be true. (CT
249A-250.)
On November 26, 1996, appellant was sentenced to state prison
for a term of 25 years to life on count 1 under the Three Strikes Law
and a concurrent term of 90 days to county jail on count 2. The prior
prison term enhancements were stricken. (CT 328; RT 333.)
F - 94
Appellant filed his notice of appeal on November 26, 1996.
(CT 327.)
STATEMENT OF FACTS
On October 15, 1995, Ann Lopez was working as a clerk at
Albertson’s Supermarket in Banning. At approximately 4:30 p.m., she
brought the items in the non-food aisle to the edge of the shelf.
Around this time, she observed appellant put a brown bottle in his coat.
Appellant was standing right in front of the vitamins. Appellant kept
his hand inside his coat. (RT 123-127.) As Lopez followed appellant,
she noticed a bottle of vitamins was missing from the shelf. (RT 134.)
Appellant looked around and then walked toward the front of
the store. Lopez notified two fellow employees, Randy Evans and Carl
Ortega. Appellant walked around the checkstands and out of the store.
As appellant walked out the door, Lopez, from a distance of about 15
feet, asked appellant to give them back the bottle. Appellant walked
faster. Lopez yelled at appellant to give them the bottle two or three
times. (RT 127-131.) Ortega told appellant he’d let him go if appellant
gave them the vitamins. (RT 188.) Appellant continued to walk faster
and then to run. Initially, Lopez, Evans and Ortega ran after him.
(RT 127-131, 186-189.)
Lopez fell and Evans returned to the store to notify the
manager. Ortega continued the chase. Appellant dropped the bottle
of vitamins. They were the same variety as the bottle Lopez saw
appellant put in his coat. (RT 131-136, 193-194.) As he ran, appellant
told Ortega he could out-run him. Ortega stayed right behind him.
Appellant said he had a knife and turned around and made a sweeping
motion toward Ortega. Appellant did not have a knife. Ortega
continued to pursue him. Jason Miller, the manager of Albertson’s,
arrived to assist. Miller asked appellant to come back to the store and
appellant refused. After a struggle, they handcuffed appellant. They
escorted appellant back to the store. Appellant asked if he could work
for the merchandise. (RT 190-197, 227-231.) Lopez, Ortega and Jason
Miller all identified appellant. (RT 123-127, 188, 225.)
Appellant was searched by the police and a syringe was found
in his sock. (RT 234-240.)
Defense
Appellant did not preseni a defense.
Fr - 96
APPELLANT'S CONTENTIONS
1. The prosecutor committed prejudicial error in his
argument to the jury.
2. Appellant's life sentence constitutes cruel and unusual
punishment under both the California and federal institutions.
3. The trial court erred in its determination of presentence
custody conduct credits.
RESPONDENT'S ARGUMENT
1. Appellant waived the issue of prosecutorial misconduct as
to the majority of the prosecutor's closing argument; there was no
misconduct; any misconduct was not prejudicial.
2. Appellant’s sentence is not cruel and/or unusual
punishment.
3. Appellant is entitled to additional conduct credits.
PrP - 97
APPELLANT WAIVED THE ISSUE OF
PROSECUTORIAL MISCONDUCT AS TO THE
MAJORITY OF THE PROSECUTOR’S CLOSING
ARGUMENT; THERE WAS NO MISCONDUCT;
ANY MISCONDUCT WAS NOT PREJUDICIAL
Appellant claims the prosecutor engaged in misconduct in
closing argument when he referred to appellant’s attempts to “push the
envelope" and argued appellant was “pushing it to the limit” in the hope
“people out there won't think at this time [his crime] is important and
they won’t vote guilty." (AOB 6-11.) Appellant waived the issue as to
the majority of the argument. He did not object until the close of the
People’s argument. (RT 278.) At this point, the trial court agreed a
portion of the closing argument was objectionable and admonished the
jury. Respondent respectfully disagrees with the trial court and submits
the argument of the prosecutor was not inappropriate. In any event,
the admonition given by the trial court cured any potential prejudice.
Regardless, any misconduct was not prejudicial and was harmless
beyond a reasonable doubt.
Contrary to appellant’s contention, the prosecutor did not
comment on appellant’s exercise of his right to trial by jury. The
prosecutor began his argument focusing on appellant’s will to violate
the law versus the Albertson’s employees’ will to do their jobs. (RT
265.) The prosecutor, in an effort to dissuade the jury from thinking
just because appellant was fighting this petty theft charge he was
innocent or because the prosecutor was pursuing the case appellant was
guilty, pointed out they were not to speculate on why they were there
on such a small case. He emphasized these were not things the jury
should speculate on. (RT 266-267.) The prosecutor also told the jury
they should not be prejudiced against appellant because he was charged
or the case was brought to trial. (RT 267-268.) The majority of the
argument focused on the testimony and the elements of the crime. (RT
268-277.) Toward the end of his argument, the prosecutor pointed out
that appellant finally realized "their [the Albertson’s employees’) desire
to be good employees and follow the law is stronger than his desire to
disobey the law." (RT 277.)
He concluded:
"We're in similar situation as jurors. You are sitting as
judges. Is your will to follow the law stronger than Mr. Riggs’
will to disobey the law, or are you going to blow it off and say,
you know, it is just a $20 bottle of pills like the employees
could have blown it off. It is kind of a test. He is pushing it
to the limit. Maybe if I take it this far, maybe people out
there won't think at this time is important and they won't vote
guilty.
“But it is important he is testing will the law be enforced?
Will my lawlessness be tolerated by society. And the answer
to that question must be no, and the answer to the question of
guilt in this case must be yes. Thank you, very much." (RT
277-278.)
Appellant objected to these closing remarks. (RT 278-279.)
The trial court found the prosecutor’s argument from the point of "It
is kind of a test," onward was inappropriate argument. (RT 280-281.)
The court admonished the jury:
"All right, ladies and gentlemen, before we have the
defense counsel’s argument I just want to make sure that
nobody is led astray. There was a reference, actually the last
paragraph of the argument was we're in similar situation as
jurors. You're sitting as judges. Is your will to follow the law
stronger than Mr. Riggs’ will to disobey the law, or are you
going to blow it off and say, you know, it is just a $20 bottle of
pills, like employees could have blown if off.
"If any of the jurors interpreted the following, anything
after that, as meaning defendant should not or does not have
a right to go to trial, period, that reference should not have
been, I believe, it wasn’t intended to mean that the defendant
does not have a right to go to trial. But you are not to
interpret that he did not have a right to go to trial, or the fact
that he went to trial is any evidence of his guilt. As I say I
don’t think it was intended that way, but just if reading it I just
want to make sure that you didn’t take it that way." (RT 281-
Appellant did not object until the close of the prosecutor’s
argument. This objection preserved only the issue of whether the
concluding remarks of the prosecutor’s argument constitute misconduct.
The failure to object and request an admonition waived the issue of
misconduct as to any prior statements of the prosecutor. Specifically,
appellant’s claim as to the prosecutor's initial comments on why
appellant might be fighting such a minor charge (RT 266-267; AOB 6)
has been waived.
To preserve a claim of prosecutorial misconduct for appeal, a
defendant must both: 1) object to the alleged misconduct and 2)
request an admonition where such an admonition would clearly have
cured any harm. (People v. Montiel (1993) 5 Cal.4th 877, 912, 914, cert.
den. (1994) 114 S.Ct. 2782; see also People v. Heldenburg (1990) 219
Cal.App.3d 468, 472-475 [claim waived where defense timely objected,
requested and obtained trial court’s agreement to admonish jury, but
sat quietly when court neglected to give admonition].) The reason that
both requirements must be met is that the trial court should be given
F - 100
an opportunity to cure any harm. (People v. Bonin (1988) 46 Cal.3d
659, 689.)
Here, appellant objected only to the last portion of the
prosecutor’s argument. The failure to object to the prosecutor’s initial
comments that the jury should not speculate as to why they were there
on such a small case has waived the issue. (People v. Jones (1997) 15
Cal.4th 119, 179-180 [Objection to comparing the defendant to one
murderer did not preserve issue of misconduct for analogies to other
murderers].) Furthermore, as discussed below, the statements were not
misconduct, and, even if they were misconduct, the admonition given
cured any potential prejudice. In addition, any misconduct was
harmless beyond a reasonable doubt.
C. The People’s Closing Argument Was Proper and_the
Admonition Cured Any Potential Prejudice.
Appellant ignores the substance of the prosecutor’s closing
argument in concluding the prosecutor commented on appellant’s
exercise of his right to trial by jury. The prosecutor was arguing that
appellant pushed the employees of Albertson’s in the hope they would
let him go and was now hoping the jury would let him off because the
crime was relatively minor. The prosecutor specifically told the jury
appellant’s guilt was not to be inferred from the fact he was charged or
was on trial. The crux of the argument did not focus on the exercise
of a right but on appellant’s actions throughout the entire course of
events. This was the theme of the People’s case and proper argument —
in light of appellant’s lack of defense and the overwhelming case
against him.
F- 101
It was clear from the trial appellant was throwing himself at
the mercy of the jury. The prosecutor was simply emphasizing that the
jury must follow the law regardless of the value of the merchandise
stolen. The prosecutor was attempting to prevent jury nullification. He
was obviously fearful the jury might conclude the offense was so minor
appellant did not deserve a felony conviction.
Prosecutorial misconduct implies the use of deceptive or
reprehensible methods to attempt to persuade either the court or jury.
(People v. Haskett (1982) 30 Cal.3d 841, 866; People v. Strickland (1974)
11 Cal.3d 946, 955.) While it is not necessary to show bad faith, it is
necessary to show that appellant’s right to a fair trial was prejudiced by
the claimed misconduct. (People v. Sassounian (1986) 182 Cal.App.3d
361, 390, cert. den. 481 U.S. 1034, 107 S.Ct. 1977.)
It has long been recognized that "[c]losing argument presents
a legitimate opportunity to ‘argue all reasonable inferences from
evidence in the record.’ [Citations.]" (People v. Bolton (1979) 23 Cal.3d
208, 212.) This opportunity includes the right of the prosecutor "to
fully state his views as to what the evidence shows and to urge whatever
conclusions he deems proper. Opposing counsel may not complain on
appeal if the reasoning is faulty or the deductions are illogical because
these are matters for the jury to determine. [Citation.] The prosecutor
may not, however, argue facts or inferences not based on the evidence
presented. [Citation.]" (People v. Lewis (1990) 50 Cal.3d 262, 283.)
A prosecuting attorney may properly comment on the evidence
presented at trial and offer the jury his or her views of the inferences
which should be drawn from the evidence. (People v. Wein (1958) 50
Cal.2d 383, 396 (overruled on another ground, People v. Daniels (1969)
71 Cal.2d 1119, 1141, fn. 14); People v. Silva (1953) 41 Cal.2d 778, 783.)
F - 102
It is only when the prosecutor relies on deceptive or reprehensible
methods to persuade the jury does misconduct occur. In the instant
case the complained of remarks made by the deputy plainly referred
only to evidence properly before the jury or to inferences reasonably
arguable therefrom. (See People v. Ratliff (1987) 189 Cal.App.3d 696,
702; People v. Prysock (1982) 127 Cal.App.3d 972, 997.)
Where it is unlikely the comments of the prosecutor were
misconstrued in an objectionable fashion it is not misconduct. (People
v. Berryman (1993) 6 Cal.4th 1048, 1072.) Here, it is unlikely the jury
understood the prosecutor’s comments to mean appellant was guilty
because he exercised his right to a jury trial. In fact, the prosecutor
specifically told the jury this was not relevant and the jury should not
speculate as to why the case was brought to trial. (RT 266-268.)
The inference appellant was simply hoping to get off because
the crime was relatively minor was reasonable in light of the lack of a
defense and the fact appellant was identified by three employees and
detained at the scene of the crime. The prosecutor could properly
comment that the fact appellant was fighting the charge did not mean
anything one way or the other. The prosecutor told the jury not to
speculate as why they were there. At no time, did he indicate this
meant appellant was guilty or guilt could be inferred from the fact the
case was brought to trial. In fact, he told the jury it did not mean that.
(RT 267-268.) At no time did the prosecutor indicate the appellant was
not presumed innocent or the burden of proof was different than that
instructed by the court. The argument of counsel was not misconduct.
To the extent the jury may have inferred from the prosecutor’s
comments a reference to appellant’s exercise of his right to trial by jury,
this was cured by the admonition. This is especially so in light of the
10
ee ee
F - 103
prosecutor’s comments along the same lines and the instruction that
guilt was not to be inferred from the fact appellant was charged and
brought to trial. (RT 254, 267-268; CT 209-210.)
D. Any Error Was Harmless and Not Prejudicial In
Light of the Overwhelming Evidence of Guilt and the
Lack of a Defense
As noted, in order for misconduct to warrant reversal there
must be prejudice to the defendant. Here, there was no prejudice and
any error was harmless. The effect of instances of misconduct is
ordinarily reviewed under the Watson standard, that is whether it is
reasonably probable that a result more favorable to defendant would
have occurred in the absence of the error. (People v. Green (1980) 27
Cal.3d 1, 27; People v. Watson (1956) 46 Cal.2d 818, 836.) The
Chapman" test is not applicable to review of such issues.
The United States Supreme Court has stated:
"This Court has recognized that prosecutorial misconduct
may ‘so infect the trial with unfairness as to make the resulting
conviction a denial of due process.’ Donnelly v. DeChristoforo,
416 U.S. 637, 643 (Citations.) To constitute a due process
violation, the prosecutorial misconduct must be “of sufficient
significance to result in the denial of the defendant’s right to
a fair trial.” (United States v. Bagley (1985) 473 U.S. 667, 676,
87 L.Ed.2d 481, 105 S.Ct. 3375 (Citations); (quoting United
States v. Agurs (1976) 427 U.S. 97, 108.)
Here, fundamental fairness was not violated. If the comments
in some way constituted comment on appellant’s exercise of his right to
a jury trial, his trial was fair as the prosecutor’s statements were
ambiguous and, in light of the overwhelming evidence of guilt, the
1. Chapman vy. California (1967) 386 U.S. 18; 17 L.Ed.2d 705; 87
S.Ct. 824.
11
F - 104
comments could not have had an impact on the jury’s ultimate
conclusion. Appellant was observed taking the vitamins off the shelf
and putting them in his coat pocket. He was identified by three
eyewitnesses. He was observed trying to get rid of the vitamins.
Appellant was apprehended at the scene. He admitted his guilt by
asking to work for the merchandise he had stolen. (RT 123-127, 134,
188-197, 225, 227-231.) The ambiguous comments of the prosecutor did
not render his trial unfair.
Even if the Chapman test is applied any misconduct was
harmless beyond a reasonable doubt as there were three eyewitness,
appellant was apprehended at the scene, he presented no defense, the
court admonished the jury and instructed them that the fact a person
is on trial is not evidence of guilt. Any misconduct did not result in an
unfair trial and it was harmless beyond a reasonable doubt.
12
FP - 105
APPELLANT’S SENTENCE IS NOT CRUEL
AND/OR UNUSUAL PUNISHMENT
Appellant contends his sentence constitutes cruel and unusual
punishment under the United States and California Constitutions.
(AOB 12-21.) Appellant is wrong. His punishment is proportional to
his status as a habitual offender who has committed a felony and has
one or more serious or violent felony convictions.
Preliminarily it should be noted that claims of cruel and
unusual punishment under the Three Strikes Law have been rejected
in other cases. (See People v. Ayon (1996) 46 Cal.App.4th 385, 401 [240
years to life not cruel and unusual punishment]; People v. Ingram (1995)
40 Cal.App.4th 1397, 1417 [sentence of 61 years to life not cruel and _
unusual punishment]; People v. Cooper (1996) 43 Cal.App.4th 815 [25
years to life for ex-con in possession of a handgun not cruel and
unusual punishment].)
Since this issue is a fact-based inquiry, and appellant did not
raise the issue at trial or sentencing, respondent questions whether the
issue has been preserved for appeal. (People v. Ross (1994) 28
Cal.App.4th 1151, 1157, fn. 8, citing People v. Dillon (1983) 34 Cal.3d
441, 477-482 and People v. Mickle (1991) 54 Cal.3d 140, 186; but see
People v. Weddle (1991) 1 Cal.App.4th 1190, 1197 [an appellate court,
like a trial court, is authorized to consider proportionality of a sentence
based on the facts], citing People v. Leigh (1985) 168 Cal.App.3d 217,
223 and 3 Witkin & Epstein, Cal. Criminai Law (2nd ed. 1989)
Punishment for Crime, § 1336, pp. 1559-1560.) Moreover, since no such
objection was raised below there is little information in the record to
evaluate appellant’s claim. However, this lack of information simply
13
F - 106
functions as a detriment to appellant as he has the burden of proving
his allegation of cruel or unusual punishment. (People v. Weddle, supra,
1 Cal.App.4th at p. 1197; Jn re DeBeque (1989) 212 Cal.App.3d 241,
249.)
Penal Code section 667, subdivisions (b) through (i), provides
for a doubling of the base term for the present felony if a defendant
has one qualifying prior felony conviction, or an indeterminate term of
25 years to life for those who commit a felony and have two or more
prior serious or violent felonies. Appellant committed a felony and had
four qualifying prior felony convictions. (RT 317.) He was sentenced
in accordance with the Three Strikes Law. (CT 328.)
The power to define crimes and prescribe punishment is a
legislative function in which courts will only interfere if the statute
prescribes a penalty so severe in relation to the crime as to violate the
constitutional prohibition against cruel and unusual punishment.
(People v. Dillon, supra, 34 Cal.3d at pp. 477-478; In re Lynch (1972) 8
Cal.3d 410, 423-424.)
Although appellant cites the court to both federal and state
authority, appellant appears to principally rely on California authority
to support his claim that his 25 year to life sentence for petty theft with
a prior constitutes cruel and unusual punishment. Appellant bases the
principal thrust of his arguments on Jn re Lynch, as later interpreted by
Dillon. His approach to the issue does not appear to rely upon the
federal prohibition against crue] and unusual punishment contained in
the Eighth Amendment as applied to the states through the Fourteenth
Amendment, but rather appears to rely exclusively upon the prohibition
against cruel or unusual punishment contained in California
Constitution article I, section 17.10.
14
FP - 107
However, as to the federal component of appellant’s claim, it
must be remembered that challenges to sentences under the Eighth
Amendment are allowed for only a limited proportionality review of the
sentence length.
"[O]utside the context of capital punishment successful
challenges to the proportionality of particular sentences [will
be] exceedingly rare . . . Reviewing courts . . . should grant
substantial deference to the broad authority that legislatures
necessarily possess in determining the types and limits of
punishments for crimes." (Solem v. Helms, 463 U.S. 277, 289-
290, 103 S.Ct. 3001, 77 L.Ed.2d 637 (1983), cites and internal
quotes omitted.)
In Harmelin v. Michigan, 501 U.S. 957, 111 S.Ct. 2680, 115
L.Ed.2d 836 (1991), the United States Supreme Court upheld a life
sentence without the possibility of parole for a defendant who had
possessed 672 grams of cocaine. While Harmelin did not contain a
majority opinion with respect to the proportionality of the sentence, two
justices determined that the Eighth Amendment had no proportionality
guarantee. (Harmelin, 501 U.S. at p. 965 (opn. of Scalia, J.).) Three
other justices concluded that the Eighth Amendment forbad only the
those sentences that were "grossly disproportionate” to the crime.
(Harmelin, 501 U.S. at p. 1001 (opn. of Kennedy, J.).) Even those
justices who recognized a guarantee of proportionality review stressed
that, outside the context of capital punishment, successful challenges to
particular sentences were exceedingly rare because of the "relative lack
of objective standards concerning terms of imprisonment.” (/bid.) The
fact that a sentence is mandatory does not suggest that it is cruel and
unusual. (Harmelin v. Michigan, supra, 501 U.S. at pp. 994-995; see also
People v. Crooks (June 10, 1997, C023565) __ Cal.App.4th __ [97 Daily
Journal, D.A.R. 7328, 7331].) Here, in light of the focus on recidivism
15
F - 108
and appellant’s substantial record discussed below, the sentence is not
disproportionate or cruel and unusual under federal law.
The question thus left is whether, under the circumstances of
this case, the punishment imposed is cruel and unusual under
California law. (See People v. Dillon, supra, 34 Cal.3d at p. 441; In re
Lynch, supra, 8 Cal.3d at p. 410.) The answer is no.
Under the analysis of Lynch as refined by Dillon, three prongs
are examined in determining whether a sentence is cruel or unusual
punishment. Under the first prong, the court examines the "nature of
the offense and/or the offender, with particular regard to the degree of
danger both present to society." (Jn re Lynch, supra, 8 Cal.3d at p. 425;
People v. Ayon, supra, 46 Cal.App.4th at p. 398.) The Supreme Court
in Dillon, refined the first prong of the analysis so that the court should
not examine the crime in the abstract, but also the facts of the crime in
question. Courts should consider the totality of the circumstances,
including motive, the way the crime was committed, the extent of the
defendant's involvement, and the consequences of the defendant’s acts.
With respect to the offender, the court should ask whether the
punishment is grossly disproportionate to the defendant’s individual
culpability as shown by such factors as his age, prior criminality,
personal characteristics, and state of mind. Second, the court compares
the challenged punishment with punishments prescribed for more
serious crimes in the same jurisdiction. Third, the challenged
punishment is compared with punishments for the same offense in
other jurisdictions. (People v. Dillon, supra, 34 Cal.3d at p. 479.)
Ultimately, the test of whether a specific punishment is cruel
or unusual is whether it is out of all proportion to the offense so as to
shock the conscience and offend fundamental notions of human dignity.
16
FP - 109
(In re Lynch, supra, 8 Cal.3d at p. 424, fn. omitted.) The analysis
developed in Jn re Lynch and Dillon merely provides guidelines for
determining whether a given punishment is cruel or unusual and the
importance of each prong depends on the facts of the specific case.
(People v. Ayon, supra, 46 Cal.App.4th at pp. 398-399, citing In re
DeBeque, supra, 212 Cal.App.3d at p. 249.) The defendant has the
burden of establishing that his punishment is greater than that imposed
for more serious offenses in California and that similar offenses in
other states do not carry punishments as severe. (See id. at pp. 254-
255.) Successful challenges to proportionality are an "exquisite rarity.”
(People v. Weddle, supra, 1 Cal.App.4th at p. 1196.) Because it is the
Legislature which determines the appropriate penalty for criminal
offenses, a defendant must overcome a considerable burden in
convincing the court the sentence was disproportionate to his level of
culpability. (/d., at p. 1197, citing People v. Bestelmeyer (1985) 166
Cal.App.3d 520, 529.)
Recidivism poses a manifest danger to society and is a proper
factor in determining the length of a prison sentence. (See People v.
Karsai (1982) 131 Cal.App.3d 224, 242; disapproved on other grounds
in People v. Jones (1988) 46 Cal.3d 585, 600, fn. 8.) California has long
upheld imposition of greatly enhanced sentences for recidivists. (See
In re Rosencrantz (1928) 205 Cal. 534, 536-539; People v. Weaver (1984)
161 Cal.App.3d 119, 125-126.)
"The purpose of a recidivist statute . . . [is] to deter repeat
offenders and, at some point in the life of one who repeatedly
commits criminal offenses serious enough to be punished as
felonies, to segregate that person from the rest of society for
an extended period of time. This segregation and its duration
are based not merely on that person’s most recent offense but
also on the propensities he has demonstrated over a period of
time during which he has been convicted of and sentenced for
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other crimes. Like the line dividing felony theft from petty
larceny, the point at which a recidivist will be deemed to have
demonstrated the necessary propensities and the amount of
time that the recidivist will be isolated from society are matters
largely within the discretion of the punishing jurisdiction."
(Rummel v. Estelle (1980) 445 U.S. 263, 284-285 [63 L.Ed.2d
382, 100 S.Ct. 1133].)
Appellant was convicted of petty theft with a prior. (CT 328.)
He attempts to characterize the sentence based solely on the present
crimes as cruel an unusual because the crime was a theft which was not
serious or violent. (AOB 13-16.) However, his view is short-sighted
because his punishment is not based solely on his present crime.
Appellant is being punished because he has committed felonies in the
past, which were serious or violent, and has again committed a felony.
At the time of sentencing appellant was 45 years old. (CT
253.) This is in contrast to the defendant in Dillon who was 17 years
of age.
Appellant has committed numerous crimes. He was committed
to the California Youth Authority in 1969 for possession of dangerous
drugs and burglary. His adult record begins in June of 1971 and
includes the following: eight misdemeanor convictions, two felony
convictions for possession of a controlled substance in 1981 (Health and
Saf. Code, § 11350) resulting in a two-year suspended sentence and
probation, a felony conviction for attempted burglary in 1983 (Pen.
Code, $§ 664/459) resulting in an eight-month prison term, two felony
convictions for forgery (Pen. Code, § 470), two felony convictions for
receiving stolen property (Pen. Code, § 496), and a felony conviction
for passing a check with intent to defraud (Pen. Code, § 476a) in 1984,
resulting in two years in prison, a felony conviction for possession of a
controlled substance in 1986, (Health and Saf. Code, § 11350) resulting
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in a sixteen-month prison term, and four felony convictions for robbery
(Pen. Code, § 211) in 1989, resulting in a twelve-year, eight-month
prison term. (CT 255-256.) He has now committed yet another felony,
an indication that time s.. ved in prison has not deterred him from
committing more crimes. This too is in contrast to the defendant in
Dillon who had no criminal history.
Appellant’s punishment is not merely based on the present
crime. It is punishment based on his recidivism which has long been
recognized as proper. (See Jn re Rosencrantz, supra, 205 Cal. at pp. 536-
539; People v. Weaver, supra, 161 Cal.App.3d at pp. 125-126.)
Determinations whether a punishment is cruel or unusual may be based
on the first prong alone. (People v. Dillon, supra, 34 Cal.3d at pp. 479,
482-488; People v. Weddle, supra, 1 Cal.App.4th at pp. 1198-1200; People
v. Young (1992) 11 Cal.App.4th 1299, 1308-1311.) Appellant's criminal
history justifies the imposition of the term imposed.
When examining the challenged punishment with punishments
prescribed for more serious crimes in the same jurisdiction, it is
appellant’s burden of establishing that his punishment is greater than
that imposed for more serious offenses in California and that similar
offenses in other states do not carry punishments as severe. (Jn re
DeBeque, supra, 212 Cal.App.3d at pp. 254-255.) Appellant has failed
to carry his burden. Such a comparison fails because it is appellant’s
recidivism in combination with his current offense which places him
under the Three Strikes Law. It would be illogical to compare
recidivist behavior with other crimes which are not recidivist in nature.
A review of statutes from other jurisdictions demonstrates
punishment for habitual offenders similar to that contained in the
Three Strikes Law is common. A statutory scheme which results in life
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imprisonment for a nonviolent criminal upon a third felony conviction
does not violate the federal prohibition against cruel and unusual
punishment. (See Rummel v. Estelle, supra, 445 U.S. at p. 263; cf.
Bordenkircher v. Hayes (1978) 434 U.S. 357 [imposition of life
imprisonment under recidivist statute for uttering a forged instrument
in the amount of $88.30 upheld against vindictive prosecution claim].)
Statutes in at least 40 states provide for enhanced sentences for
habitual offenders. In Alabama, a criminal defendant with two prior
felony convictions who is later convicted of a third felony must be
imprisoned for from 10 years to life depending upon the class of the
current felony. (Ala. Code, §§ 13A-5-6; 13A-5-9.) If the defendant has
2. Recidivist statutes are currently in effect in at least Alabama
(Ala. Code, § 13A-5-9), Arizona (Ariz. Rev. Stat. Ann., § 13-604),
Arkansas (Ark. Code Ann., § 5-4-501), Colorado (Colo. Rev. Stat., § 16-
13-101), Connecticut (Conn. Gen. Stat. Ann., § 53a-40), Delaware (Del.
Code Ann., tit. 11, § 4214), Florida (Fla. Stat. Ann., § 775.084), Georgia
(Ga. Code Ann., § 17-10-7), Hawaii (Hawaii Rev. Stat., § 706-606.5),
Idaho (Idaho Code, § 192514), Illinois (Ill. Ann. Stat., ch. 720, § 33B-1),
Indiana (Ind. Code, § 35-50-2-8.5), Kansas (Kan. Stat. Ann., § 21-4504),
Kentucky (Ky. Rev. Stat. Ann., § 532.080), Louisiana (La. Rev. Stat.
Ann., § 15:529.1), Maryland (Md. Ann. Code, art. 27,§ 643B), Michigan
(Mich. Comp. Laws Ann., § 769.12), Mississippi (Miss. Code Ann., § 99-
19-83), Missouri (Mo. Ann. Stat., § 558.016), Montana (Mont. Code
Ann., § 46-18-501), Nebraska (Neb. Rev. Stat., § 29-2221), Nevada
(Nev. Rev. Stat., § 207.010), New Hampshire (N.H. Stat. Ann., § 651:6),
New Jersey (NJ. Stat. Ann., §§ 2C:44-3, 2C:43-7), New York (N.Y.
Penal Law, § 70.08), North Carolina (N.C. Gen. Stat., §§ 14-7.1, 14-7.6),
North Dakota (N.D. Cent. Code, § 12.1-32-09), Oklahoma (Okla. Stat.,
tit. 21, § 51), Oregon (Ore. Rev. Stat., § 161.725), Rhode Island (R.1.
Gen. Laws, § 12-19-21), South Carolina (S.C. Code Ann., § 17-25-45),
South Dakota (S.D. Codified Laws, § 22-7-8), Tennessee (Tenn. Code
Ann., §§ 40-35-106, 40-35-107, 40-35-108), Texas (Tex. Penal Code
Ann., § 12.42), Utah (Utah Code, § 76-8-1001), Vermont (Vt. Star.
Ann., tit. 13, § 11), Virginia (Va. Code, § 19.2-297.1), Washington
(Wash. Rev. Code Ann.,§ 9.92.090), West Virginia (W. Va. Code, § 61-
11-18) and Wyoming (Wyo. Stat., § 6-10-201).
20
F - 113
had three prior felony convictions, the mandatory sentence is increased
to a minimum of 15 years to a maximum of life imprisonment without
parole depending upon the class of the current felony. (Ala. Code, §
13A-5-9.) Delaware requires imposition of a life sentence on a
defendant who is convicted of a named felony including burglary in the
first and second degree, manslaughter, assault in the first degree and
certain drug manufacturing or trafficking offenses if the defendant has
two prior convictions of the named felonies. (Del. Code Ann., tit. 11,
§ 4214.) Upon conviction of a third felony, Idaho provides a defendant
shall be sentenced to from five years to life (Idaho Code, § 19-2514),
while in Mississippi a third felony conviction, if one of the convictions
involves a crime of violence, results in life imprisonment without parole
(Miss. Code Ann. § 99-19-83). Under Illinois law a defendant three
times convicted of a Class X felony, for which the sentence is normally
from six to thirty years, shall be sentenced to life imprisonment. (Ill.
Ann. Stat., ch. 720, § 33B-1 and ch. 730, § 5-8-1.) In Indiana a
defendant with two prior specified felony convictions may be sentenced
to life imprisonment without parole upon conviction of a third specified
felony. (Ind. Code, § 35-50-2-8.5.) The specified felonies include
murder, battery with a deadly weapon, robbery or burglary with a
deadly weapon or resulting in serious bodily injury, and dealing in
schedule I, II, or III controlled substances with an aggregate weight of
three grams or more. (Ind. Code, § 35-50-2-2.) Nebraska provides that
a defendant who has twice been convicted of any crime resulting in a
prison sentence of not less than one year and later is convicted of any
felony shall be imprisoned for from 10 to 60 years (Neb. Rev. Stat., §
29-2221), while a defendant in Rhode Island who has previously been
convicted of any two felonies shall serve 25 years in addition to the
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sentence normally imposed for any third conviction punishable by
imprisonment of more than one year (R.I. Gen. Laws, § 12-19-21).
In South Carolina a defendant with three convictions for
specified violent crimes, including those for first and second degree
burglary, must be sentenced to life imprisonment without parole (S.C.
Code Ann. §§ 17-25-45, 16-1-60), and in Vermont a person with any
three felony convictions may be sentenced to life imprisonment upon
conviction of a fourth felony (Vt. Stat. Ann., tit. 13, § 11). Criminal
defendants in both Washington and West Virginia convicted of any
felony who have previously been convicted of two felonies shall be
imprisoned for life. (Wash. Rev. Code Ann., § 9.92,090; W. Va. Code,
§ 61-11-18.) Finally, in Wyoming if a defendant with three or more
previous felony convictions is convicted of a violent felony, the
defendant is imprisoned for life. (Wyo. Stat., § 6-10-201.)
While comparative analysis among states is difficult, it is clear
many of the statutory schemes presented provide for life imprisonment
and at least four states (Alabama, Mississippi, Indiana and South
Carolina) provide for life imprisonment without possibility of parole.
Both Washington and West Virginia upon conviction of a third felony
require life imprisonment without regard to the nature of the felonies.
California’s scheme, while possibly more severe in some respects than
the schemes of other jurisdictions, appears to be less severe in other
respects. Overall, California’s Three Strikes Law, rather than being out
of the ordinary, appears to be part of a nationwide pattern of recidivist
statutes calling for substantially increased sentences for habitual
offenders.
Ultimately, the test of whether a specific punishment is cruel
or unusual is whether it is “out of all proportion to the offense’ so as
P - 115
to shock the conscience and offend fundamental notions of human
dignity." (Jn re DeBeque, supra, 212 Cal.App.3d at p. 249, quoting
Robinson v. California (1962) 370 U.S. 660, 676 [8 L.Ed.2d 758, 82 S.Ct.
1417], and citing Jn re Lynch, supra, 8 Cal.3d at p. 424.) A review of
the nationwide habitual offender statutes provides compelling evidence
that imposition of a severe sentence including life under the
circumstances presented here would not shock the conscience or be out
of proportion to the offense committed.
Moreover, the initiative process resulting in the passage of
Proposition 184 provides a unique opportunity to consider directly the
opinion of a large portion of the California populace with respect to
the punishments provided under the Three Strikes provisions. The
legislative analysis for Proposition 184 included a table informing the
voters that a defendant with two prior serious or violent convictions
whose current crime is neither serious nor violent would receive a life
sentence of at least 25 years, the same sentence that would be imposed
on a defendant whose current offense is a violent or serious felony.
(Ballot Pamp., Analysis of Prop. 184 by Legislative Analyst, Gen. Elec.
(Nov. 8, 1994) p. 34.) The argument against the proposition stressed
that the measure applied even though the third strike was neither a
serious nor a violent felony and claimed that three out of four people ©
convicted under the proposition would be imprisoned for nonviolent
crimes. (Ballot Pamp., rebuttal to the argument in favor of Prop. 184
as presented to the voters, Gen. Elec. (Nov. 8, 1994) p. 36; Ballot
Pamp., supra, argument against Prop. 184, p. 37.) Nonetheless, the
voters approved the proposition by a
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