Appendix — Riggs v. California

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ORIGINAL omc

No. 98-5021

5 IN THE SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1998

MICHAEL W. RIGGS,

Petitioner,

We

THE STATE OF CALIFORNIA,

Respondent.

——————————

APPENDICES TO OPPOSITION TO PETITION FOR

WRIT OF CERTIORARI

ee

DANIEL E. LUNGREN

Attorney General

GEORGE WILLIAMSON

Chief Assistant Attorney General

GARY W. SCHONS

Senior Assistant Attorney General

LAURA W. HALGREN

Supervising Deputy Attorney General

CRAIG S. NELSON

Deputy Attorney General

Counsel of kecord

110 West A St., Suite 1100

San Diego, CA 92101

P.O. Box 85266

San Diego, CA 92186-5266

Telephone: (619) 645-2207

Pax: (645) 645-2191

Counsel for Respondent

Page

APPENDIX A

California Supreme Court Order Denying

Appellant's Petition For Review A-1

APPENDIX B

California Court Of Appeal Opinion B-2 - B-15

APPENDIX C

Penal Code Sections 667, 667.5, 1170.12 C-16 - C-33

APPENDIX D

Petition For Review In California

Supreme Court D-34 - D-64 APPENDIX A

APPENDIX E

Pro Per Supplemental Petition For Review

In California Supreme Court E-65 - E-83

APPENDIX F

Respondent's Brief In California Court

of Appeal F-84 - F-119

APPENDIX G

Appellant's Opening Brief In California

Court Of Appeal G-120 - G-150

A-l1

APPENDIX A

$067322

\fv

Fourth Appellate District, Division Two, No. - viel ue?

4 TD

IN THE SUPREME COURT OF CALIFORNIA } ereored LU"

Octo Recs

THE PEOPLE, Respondent SUPREME i

6 FILE

FEB 28 1998

MICHAEL WAYNE R ]

CHAEL IGGS, Appellant Robert wandrutt Clerk

7 DEPUTY

Appellant's petition for review DENIED.

GEORGE

Chief Justice

eo

APPENDIX

NOT FOR PUBLICATION

APPENDIX B a :

COURT OF APPEAL, FOURTH DISTRICT te. ca LG?

DIVISION TWO

STATE OF CALIFORNIA

THE PEOPLE,

Plaintiff and Respondent, E019488

Vv (Super.Ct.No. CR66167)

MICHAEL WAYNE RIGGS, OPINION

Defendant and Appellant

APPEAL from the Superior Court of Riverside County. Dennis McConaghy,

Judge. (Judge of the Municipal Court, assigned by the Chief Justice pursuant to art. VI, §

6 of the Cal. Const.) Affirmed with directions.

James L. Crowder, under appointment by the Court of Appeal, for Defendant and

Appellant.

Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant

Attorney General, Gary W. Schons, Senior Assistant Attorney General, Robert M. Foster,

Supervising Deputy Attorney General, and Craig S. Nelson, Deputy Attorney General, for

Plaintiff and Respondent.

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Adaiy Gent oteatecatinc dienes dutvettbaates ties Code, § 666)" and

possession of a hypodermic syringe (Bus. & Prof. Code, § 4149). The court found true

four allegations that defendant had served prior prison terms within the meaning of

section 667.5, subdivision (b) and four allegations that defendant had received serious

and/or violent felony convictions under section 667, subdivisions (c) and (e) and section

1170.12, subdivision (c). The court sentenced defendant to 25 years to life for the petty

theft with a pnor conviction and to a concurrent 90-day term in county jail for count 2.

The court struck the prior prison term enhancements. The court gave defendant credit of

411 day's for actual presentence custody but limited presentence conduct credits to 61

days under section 2933.1.

On appeal, defendant contends that the prosecutor commutted prejudicial

misconduct in his closing argument to the jury, defendant's life sentence constitutes cruel

and unusual punishment under both the California and federal Constitutions and the trial

court erred in determining presentence conduct credits. We affirm the judgment but order

it amended to reflect the correct amount of presentence conduct credits.

FACTS

Ann Lopez, an employee of Albertsons Supermarket in Banning, was working in

one of the aisles when she noticed defendant standing in the vitamin section. Lopez saw

defendant take a bottle of vitamins from a display and place it in his jacket pocket. As

. All further statutory references will be to the Penal Code unless otherwise

sndicated

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Lopez watched him, defendant walked out of the store without paying for the vitamins.

Lopez notified another employee who accompanied Lopez as she followed defendant out

the store. Lopez asked defendant to return the vitamins, but defendant did not respond

and kept walking. Defendant eventually turned and looked at Lopez and began running

away. Several other male employees chased defendant across the parking lot. At one

point, defendant stopped and faced an employee. He told the employee that he had a

knife and swung his right hand as if he had a knife. The employee realized there was no

knife in defendant’s hand, and defendant continued running. Just before several

employees caught defendant, he threw the bottle of vitamins onto the ground. Defendant

asked the employees if he could work for the merchandise. As police were searching

defendant, they found a hypodermic syringe in his sock.

DISCUSSION

I

Prosecutonal Misconduct

Defendant contends that the prosecutor committed prejudicial error during his

closing argument to the jury. On appeal, defendant objects to the following statements by

the prosecutor: “Why are we here? Why does a person fight a traffic ticket? Well, he

may fight it because he doesn’t believe he is guilty. He may also fight it because he

thinks the fine is too high, because he thinks he will get a reduction or some leniency if

he pushes it to the maximum. | disagree with that law. There is no way I’m going to pay

that ticket. These are things you can’t speculate on. The prosecutor must think he has a

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good case, that’s why he pushed it this far. Or the defendant thinks he has a good case,

that is why he pushed it this far. That is not something for you to speculate about.”

Defendant also objects to the continuing comments: “Well, those are the two

duties that you are here to perform, and you know we're here today if you think about it

because Mr. Riggs just kept on pushing, you know, he just kept on pushing. He was

asked -- first, he goes into the store where people are running : business trying to make a

living. Young people, you know, making an hourly wage. It is not as if they're there to

risk their life for [a] $20 bottle of pills. And when he steals it and he walks out of the

store he pushes them. They say, just come back, we don’t want to get involved in this,

but he keeps pushing them. I’m going to violate the law, and | bet you if 1 push this

envelope far enough you guys are going to let me go.

“So what does he do? He runs and they chase him. So he says he has a knife and

he spins around like he is going to slash them. Then what does he do when they asked

him to come back to the store after they caught up to the guy? He won't cooperate. They

have to put handcuffs on him and take him back to the store. Only at that point does he

realize that their desire to be good employees and follow the law is stronger than his

desire to disobey the law.

“We're in [a] similar situation here as jurors. You are sitting as judges. Is your

will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you going

to blow it off and say, you know, it is just a $20 bottle of pills like the employees could

have blown it . . . off. It is kind of a test. He is pushing it to the limit. Maybe if 1 take it

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this far, maybe people out there won't think at this time is important [sic] and they won't

vote guilty.

“But it is important he is testing will the law be enforced? [sic] Will my

lawlessness be tolerated by the society. And the answer to that question must be no, and

the answer to the question of guilt in this case must be yes.”

Defense counsel objected to the last portion of the prosecutor’s argument.

Defense counsel] stated that the arguments concerning analogies to traffic tickets were

objectionable but he did not object at that point in the argument because he thought that

the prosecutor would move on. However, once the prosecutor returned to those remarks,

defense counsel objected and stated that the prosecutor was improperly commenting on

the exercise of defendant’s constitutional right to a jury trial and that striking the

statements and admonishing the jury would not cure the prejudice. The Attorney General

asserts that defendant may not object to the first portion of the argument on appeal

because defense counsel! did not object at the time; however, defense counsel’s objection —

did encompass the prior comments, and defense counsel explained that he did not think ?

that striking the comments and admonishing the jury would cure the harm. Therefore,

defendant did not waive this particular portion of the issue on appeal.

A defendant has a constitutional right to a trial by jury under both the federal and

state Constitutions. (People v. Trejo (1990) 217 Cal.App.3d 1026, 1029.) A prosecutor

may not make adverse comments on a defendant's exercise of a constitutional right. (Cf.

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Griffin v. California (1965) 380 U.S. 609, 613 [85 S.Ct. 1229, 14 L.Ed.2d 106]; People

v. Crandell (1988) 46 Cal.3d 833, 877-878.)

Although the prosecutor’s comments were an improper comment on defendant's

exercise of his right to a trial by jury, the trial court admonished the jury. “All right,

ladies and gentlemen, before we have the defense counsel’s closing argument I just want

to make sure that nobody is led astray. There was a reference, actually the last paragraph

of the argument was we're in [a] similar situation as jurors. You're sitting as judges. Is

your will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you

going to blow it off and say, you know, it is just a $20 bottle of pills, like employees

could have blown it off.

“If any of the jurors interpreted the following, anything after that, as meaning that

the defendant should not or does not have a right to go to trial, period, that reference

should not have been, I believe, it wasn’t intended to mean that the defer.dant does not

have a right to go to trial. But you are not to interpret that he did not have a right to go to

trial, or the fact that he went to trial is any evidence of his guilt. As I say I don’t think it

was intended that way, but just if reading it I just want to make sure that you didn’t take it

that way. Okay, counsel, you may proceed.”

The trial court’s prompt admonishment informed the jury that defendant had a

constitutional right to trial by jury and that the jury was not to consider that fact in any

way in determining whether defendant was guilty of the offenses. This admonishment

adequately corrected any harm created by the prosecutor's statements. (People v. Gionis

(1998) 9 Cal.4th 1196, 1217.) In fact, after the verdicts were returned, a juror questioned

why such a small case went to jury tal, but reaffirmed that he understood that defendant

had a constitutional nght to a jury tnal. The error was harmless beyond a reasonable

doubt.

II

Cruel and Unusual Punishment

Defendant contends that his sentence of 25 years to life was cruel and unusual

punishment under both the federal and state Constitutions because the sentence is

disproportionate to the offense. The Attorney General contends that defendant waived

this issue because he did not bring a motion on these grounds. However, defendant did

ask the court to exercise its discretion to dismiss or strike the priors under several grounds

including the proportionality of the sentence, although defendant did not use the term,

“cruel and unusual punishment.”

The Eight Amendment to the United States Constitution prohibits cruel and

unusual punishment which includes sentences that are disproportionate to the crime

committed. (Solem v. Helm (1983) 463 U.S. 277, 284, 287 [103 S.Ct. 3001, 77 L.Ed.2d

637].) In determining whether a sentence is proportionate under the federal Constitution,

we examine the gravity of the offense and the harshness of the penalty, compare the

sentences imposed on other criminals in the same jurisdiction and compare the sentences

imposed for commission of the same crime in other jurisdictions. (/d. at pp. 290-291.) In

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applying this test, we grant substantial deference to the alley that the Legislature

possesses in determining punishment for crimes. (/d. at p. 290.)

As for the first prong, defendant contends that his sentence of 25 years to life is

too harsh a penalty for the theft of a bottle of vitamins worth approximately $20. We

agree with this statement; however, defendant received his punishment for his recidivism

and not just his current offense. (People v. Cooper (1996) 43 Cal.App.4th 815, 825.)

The Legislature has designated the term of 25 years to life for a recidivist who has

received two or more pnor serious or violent felony convictions and who receives a

subsequent felony conviction. In punishing recidivists, the government is interested in

more than punishment for the current offense. The state has an interest in dealing more

harshly with those who commit repeated criminal acts thereby showing that they are

incapable of conforming to society’s norms. (Rummel v. Estelle (1980) 445 U.S. 263,

276 [100 S.Ct. 1133, 63 L.Ed.2d 382].) “The purpose of a recidivist statute such as that

involved here is not to simplify the task of prosecutors, judges, or juries. Its primary

goals are to deter repeat offenders and, at some point in the life of one who repeatedly

commits criminal offenses serious enough to be punished as felonies, to segregate that

person from the rest of society for an extended period of time. This segregation and its

duration are based not merely on that person’s most recent offense but also on the

propensities he has demonstrated over a period of time during which he has been

convicted of and sentenced for other crimes. Like the line dividing felony theft from

petty larceny, the point at which a recidivist will be deemed to have demonstrated the

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necessary propensities and the amount of time that the recidivist will be isolated fro.n

society are matters largely within the discretion of the punishing jurisdiction.” (/d. at pp.

284-285.)

Defendant compares his crime with “more serious crimes” in California. He refers

to the sentence of 26 years to life for a first degree murder conviction with use of a

deadly weapon with parole eligibility in 17 years and 4 months. Defendant will be

serving 25 years to life with parole eligibility in approximately 20 years. Defendant

argues that he does not pose a greater danger to society than a first degree murderer does.

A comparison of defendant’s punishment for his recidivism to the punishment for others

who have been committed for “more serious crimes” but who are not repeat felons does

not aid our discussion. (People v. Ayon (1996) 46 Cal.App.4th 385, 400.) We note that

defendant's prior strike convictions were for serious and/or violent felonies. Although

defendant’s current conviction is not for a violent felony, a state’s interest in deterring

criminal conduct is not always determined by the presence or absence of violence.

(People v. Cooper, supra, 43 Cal.App.4th at p. 826.)

Defendant next compares his sentences with the recidivist statues in other

jurisdictions. He notes that in some jurisdictions the current felony must be an

aggravated one, some states apply varying punishment depending upon the severity of the

current crime, other ‘states require the service of prior prison terms for the prior feloniés

or require more prior felony convictions, other states allow the court wider jurisdiction in

the application of their recidivist statutes, some states give the prosecution more

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discretion and some states allow wash-out periods for prior felony convictions. Our

review of the recidivist statutes in other jurisdictions indicates that at least 40 states have

some form of punishment for recidivists.? It appears that California’s three strikes law is

part of a nationwide patrern of recidivist statutes calling for substantially increased

sentences for repeat offenders. The fact that a sentence is mandatory does not necessarily

render it cruel and unusual. (Harmelin v. Michigan (1991) 501 U.S. 957, 994-995 [111

S.Ct. 2680, 175 L.Ed.2d 836.].) Although there may be some minor differences in the

recidivist statutes, California’s statute does not appear to be substantially more

2 Recidivist statutes are currently in effect in at least Alabama (Ala. Code, § 13A-5-

9), Arizona (Ariz. Rev. Stat. Ann., § 13-604), Arkansas (Ark. Code Ann., § 5-4-501),

Colorado (Colo. Rev. Stat., § 16-13-101), Connecticut (Conn. Gen. Stat. Ann., § 53a-40),

Delaware (Del. Code Ann., tit. 11, § 4214), Florida (Fla. Stat. Ann., § 775.084), Georgia

(Ga. Code Ann., § 17-10-7), Hawaii (Haw. Rev. Stat., § 706-606.5), Idaho (Idaho Code,

§ 19-2514), Illinois (Ill. Ann. Stat., ch. 720, § 33B-1), Indiana (Ind. Code, § 35-50-2-8.5),

Kansas (Kan. Stat. Ann., § 21-4504), Kentucky (Ky. Rev. Stat. Ann., § 532.080),

Louisiana (La. Rev. Stat. Ann., § 15:529.1), Maryland (Md. Ann. Code, art. 27, § 643B),

Michigan (Mich. Comp. Laws Ann., § 769.12), Mississippi (Miss. Code Ann., § 99-19-

83), Missouri (Mo. Ann. Stat., § 558.016), Montana (Mont. Code Ann., § 46-18-501),

Nebraska (Neb. Rev. Stat., § 29-2221), Nevada (Nev. Rev. Stat., § 207.010), New

Hampshire (N.H. Stat. Ann., § 651:6), New Jersey (N.J. Stat. Ann., §§ 2C:44-3, 2C:43-

7), New York (N.Y. Penal Law, § 70.08), North Carolina (N.C. Gen. Stat. §§ 14-7.1, 14-

7.6), North Dakota (N.D. Cent. Code, § 12.1-32-09), Oklahoma (Okla. Stat., tit. 21, §

51), Oregon (Ore. Rev. Stat., § 161.725), Rhode Island (R.I. Gen. Laws, § 12-19-21),

South Carolina (S.C. Code Ann., § 17-25-45), South Dakota (S.D. Codified Laws, § 22-

7-8), Tennessee (Tenn. Code Ann., §§ 40-35-106, 40-35-107, 46-35-108), Texas (Tex.

Penal Code Ann., § 12.42), Utah (Utah Code, § 76-8-1001), Vermont (Vt. Stat. Ann., tit.

13, § 11), Virginia (Va. Code Ann., § 19.2-297.1), Washington (Wash. Rev. Code Ann.,

§ 9.92.090), West Virginia (W. Va. Code, § 61-11-18) and Wyoming (Wyo. Stat., § 6-10-

201).

10

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burdensome than others. Thus, defendant has not met his burden with reapect to the third

prong.

California’s provision regarding cruel and unusual punishment is found in the

California Constitution under article I, section 17. The prohibition against cruel and

unusual punishment in California is violated if the sentence is grossly disproportionate to

the offense for which it is imposed. We examine the nature of the offense and the

offender with regard to the degree of danger they present to society, compare the penalty

in this case with other penalties in California for more serious crimes and compare the

penalty for this same offense in different jurisdictions with the one imposed in this case.

(People v. Dillon (1983) 34 Cal.3d 441, 477-478; In re Lynch (1972) 8 Cal.3d 410, 426-

427.) Defendant has the burden of establishing that his punishment is greater than that

imposed for more serious offenses in California and that similar offenses in other states

do not carry punishments as severe. (People v. Ayon, supra, 46 Cal.App.4th at p. 399.)

“First, the crime itself must be reviewed, both in the abstract and in view of the

totality of the circumstances surrounding its commission, ‘including such factors as its

motive, the way it was committed, the extent of defendant's vabetmant. and the

consequences of his acts . . . ,’ to determine whether a particular punishment is grossly

disproportionate to the crime for which it is inflicted. [Citations.] Secondly, the court

must consider ‘the nature of the offender’ and inquire ‘whether the punishment is grossly

disproportionate to the defendant's individual culpability as shown by such factors as his

11

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age, prior criminality, personal characteristics, and state of mind.’ [Citations.]” (People

v. Weddle (1991) 1 Cal.App.4th 1190, 1197-1198, fns. omitted.)

As previously discussed, defendant is being punished for his recidivism, and the

state has a great interest in punishing criminals for recidivist behavior. Although his

current offense is not violent, society’s interest is not always determined by the violence

of the offense. (People v. Cooper, supra, 43 Cal.App.4th at p. 826.) As for his current

offense, it was a petty theft motivated by homelessness and hunger; however, he did

threaten violence to store employees. Defendant was in his mid-40’s at the time he

committed the current offense. Defendant has a lengthy list of pnor convictions

including four counts of second degree robbery and a-vehicle theft. Since 1983,

defendant has spent the majority of his life in custody. Defendant does appear to have a

problem with substance abuse. His substance abuse was apparently precipitated by the

death of his young son.

By committing another felony after having been convicted of numerous prior

serious and/or violent felonies, defendant has proven that he cannot conform to society’s

rules. Prior incarceration has failed to dissuade defendant from his criminal activities.

Our discussion of the last two prongs under the federal Constitution applies equally to the

California Constitution. We therefore determine that defendant’s punishment for his »

recidivist behavior was not grossly disproportionate to the offense and his sentence under

the three strikes law does not constitute cruel and unusual punishment under the

California or federal Constitutions.

12

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Ill

Presentence Custody Conduct Credit

The court limited the presentence conduct credits given to defendant on the basis

of section 2933.1. That section limits presentence conduct credit to 15% for people

convicted of certain violent felonies which are listed in section 667.5. Subdivision (c)(7)

of section 667.5 lists “any felony punishable by death or imprisonment in the state prison

for life” as a violent felony. The court below determined that defendant’s sentence of 25

years to life qualified him for application of section 2933.1. The Attorney General

concedes that defendant is entitled to additional conduct credits; however, the Attorney

General cites to an incorrect case in support of this concession. In People v. Henson

(1997) 57 Cal.App.4th 1380, this court held that the sentence of 25 years to life imposed

upon a defendant under the three strikes law does not qualify as “any felony punishable

by death or imprisonment in the state prison for life” as defined in section 667.5,

subdivision (c)(7). Therefore, this court held that section 2933.1’s limitations on

presentence conduct credit does not apply to a person’s sentence under the three strikes

law unless that person’s current conviction is for one of the listed violent felonies.

Defendant’s current offense is for petty theft with a prior which is not one of the listed

violent felonies; therefore, the court erred in applying section 2933.1 to defendant. Both

defendant and the Attorney General agree that he is entitled to a total of 204 days of

conduct credits rather than the 61 days which the court awarded to him.

13

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DISPOSITION

The judgment is affirmed; however, the trial court is ordered to amend the abstract

of judgment to award defendant a total of 204 days of presentence conduct credit and to

forward a copy of the amended abstract of judgment to the Department of Corrections.

NOT FOR PUBLICATION

/s/ Ramirez

P. J.

We concur:

/s/ Ward

/s/ Gaut_

J.

14

APPENDIX

Cc

Cc - 16

APPENDIX Cc

§ 667. Habitual criminals; enhancement of sentence; amendment of

section

(a) (1) In compliance with subdivision (b) of Section 1385,

any person convicted of a serious felony who previously has been

convicted of a serious felony in this state or of any offense

committed in another jurisdiction which includes all of the

elements of any serious felony, shall receive, in addition to the

sentence imposed by the court for the present offense, a five

year enhancement for each such prior conviction on charges

brought and tried separately. The terms of the present offense

and each enhancement shall run consecutively.

{2) This subdivision shall not be applied when the punishment

imposed under other provisions of law would result in a longer

term of imprisonment. There is no requirement of prior

incarceration or commitment for this subdivision to apply.

13) The Legislature may increase the length of the

enhancement of sentence provided in this gubdivision by a statute

passed by majority vote of each house thereof.

{4) As used in this * * * gubdivision, “serious felony” means

a serious felony listed in subdivision (c) of Section 1192.7.

* * *#(5) This subdivision * * * shall not apply to a person

convicted of selling, furnishing, administering, or giving, or

offering to sell, furnish, administer, or give to a minor any

methamphetamine-related drug or any precursors of methamphetamine

unless the prior conviction was for a serious felony described in

subparagraph (24) of subdivision (c) of Section 1192.7.

ib) It is the sntent of the Legislature in enacting

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Services as a mentally disordered sex offender following a

—1b) The commitment to the California Rehabilitation Center or

any other facility whose function is rehabilitative diversion

from the state prison.

(2) A conviction in another jurisdiction for an offense

that, if committed in California, is punishable by imprisonment

) } , : : bot j ¢ ticu] fel

hall includ bots iurisdict/ € Ef

Cc - 20

© - 23

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isi et) bdivisi b]

{j) The provisions of this section shall not be amended by

the Legislature except by statute passed in each house by

rollcall vote entered in the journal, two-thirds of the

membership concurring, or by a statute that becomes effective

only when approved by the electors. (Added by Initiative

Measure, approved by the people, June 8, 1982. Amended by Stats.

1986, c. 85, § 1.5, urgency, eff. May 6, 1986; Stats. 1989, c.

1043, § 1; Stats. 1994, c. 12 (A.B.971), § 1, eft. March 7,

1994.)

Cc - 23

667.5. Prior prison terms; enhancement of prison terms for new

offenses

Enhancement of prison terms for new offenses because of

prior prison terms shall be imposed as follows:

(a) Where one of the new offenses is one of the violent

felonies specified in subdivision (c), in addition and

consecutive to any other prison terms therefor, the court shall

impose a three-year term for each prior separate prison term

served by the defendant where the prior offense was one of the

violent felonies specified in subdivision (c). However, no

additional term shall be imposed under this subdivision for any

prison time served prior to a perioc of 10 years in which the

defendant remained free of both prison custody and the commission

of an offense which results in a felony conviction.

(b) Except where subdivision (a) applies, where the new

offense is any felony for which a prison sentence is imposed, in

addition and consecutive to any other prison terms therefor, the

court shall impose a one-year term for each prior separate prison

term served for any felony; provided that no additional term

shall be imposed under this subdivision for any prison term

served prior to a period of five years in which the defendant

remained free of both prison ‘custody and the commission of an

offense which results in a felony conviction.

(c) For the purpose of this section, "violent felony" * * *

means any of the following:

(1) Murder or voluntary manslaughter.

(2) Mayhem.

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(3) Rape as defined in paragraph (2) or (6) of subdivision

(a) of Section 261 or paragraph (1) or (4) of subdivision (a) of

Section 262.

(4) Sodomy by force, violence, duress, menace, or fear of

immediate and unlawful bodily injury on the victim or another

person.

(S) Oral copulation by force, violence, duress, menace, or

fear of immediate and unlawful bodily injury on the victim or

another person.

(6) Lewd acts on a child under the age of 14 years as defined

in Section 288.

(7) Any felony punishable by death or imprisonment in the

state prison for life.

(8) Any felony in which the defendant inflicts great bodily

injury on any person other than an accomplice which has been

charged and proved as provided for in Section 12022.7 or

12022.9 on or after July 1, 1977, or as specified prior to

July 1, 1977, in Sections 213, 264, and 461, or any felony in

which the defendant uses a firearm which use has been charged and

proved as provided in Section 12022.5, 12022.53, or 12022.55.

(9) Any robbery perpetrated in an inhabited dwelling house,

vessel, as defined in Section 21 of the Harbors and Navigation

Code, which is inhabited and designed for habitation, an

inhabited floating home as defined in subdivision (d) of Section

18075.55 of the Health and Safety Code, an inhabited trailer

coach, as defined in the Vehicle Code, or in the inhabited

portion of any other building, wherein it is charged and proved

C - 25

that the defendant personally used a deadly or dangerous weapon,

as provided in subdivision (b) of Section 12022, in the

commission of that robbery.

(10) Arson, in violation of subdivision (a) of Section 451.

(11) The offense defined in subdivision (a) of Section 289

where the act is accomplished against the victim’s will by force,

violence, duress, menace, or fear of immediate and unlawful

bodily injury on the victim or another person.

(12) Attempted murder.

(13) A violation of Section 12308.

(14) Kidnapping, in violation of subdivision (b) of Section

207.

(15) Kidnapping, as punished in subdivision (b) of Section

208.

(16) Continuous sexual abuse of a child, in violation of

Section 288.5.

(17) Carjacking, as defined in subdivision (a) of Section

215, if it is charged and proved that the defendant personally

used a dangerous or deadly weapon as provided in subdivision (b)

of Section 12022 in the commission of the carjacking.

{18) Any robbery of the first degree-punishable pursuant to

subparagraph (A) of paragraph (1) of subdivision (a) of Section

213.

(19) A violation of Section 264.1.

The Legislature finds and declares that these specified

crimes merit special consideration when imposing a sentence to

display society’s condemnation for these extraordinary crimes of

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violence against the person.

(d) For the purposes of this section, the defendant shall be

deemed to remain in prison custody for an offense until the

official discharge from custody or until release on parole,

whichever first occurs, including any time during which the

defendant remains subject to reimprisonment for escape from

custody or is reimprisoned on revocation of parole. The

additional penalties provided for prior prison terms shall not be

imposed unless they are charged and admitted or found true in the

action for the new offense.

(e) The additional penalties provided for prior prison terms

shall not be imposed for any felony for which the defendant did

not serve a prior separate term in state prison.

(£) A prior conviction of a felony shall include a conviction

in another jurisdiction for an offense which, if committed in

California, is punishable by imprisonment in the state prison if

the defendant served one year or more in prison for the offense

in the other jurisdiction. A prior conviction of a particular

felony shall include a conviction in another jurisdiction for an

offense which includes all of the elements of the particular

felony as defined under California law if the defendant served

one year or more in prison for the offense in the other

jurisdiction.

(g) A prior separate prison term for the purposes of this

section shall mean a continuous completed period of prison

incarceration imposed for the particular offense alone or in

combination with concurrent or consecutive sentences for other

C - 37

crimes, including an, reimprisonment on revocation of parole

which is not accompanied by a new commitment to prison, and

including any reimprisonment after an escape from incarceration.

(h) Serving a prison term includes any confinement time in

any state prison ,or federal penal institution as punishment for

Commission of an offense, including confinement in a hospital or

other institution or facility credited as service of prison time

in the jurisdiction of the confinement.

(i) For the purposes of this section, a commitment to the

State Department of Mental Health as a mentally disordered sex

offender following a conviction of a felony, which commitment

exceeds one year in duration, shall be deemed a prior prison

term.

(j) For the purposes of this section, when a person subject

to the custody, control, and discipline of the Director of

Corrections is incarcerated at a facility operated by the

Department of the Youth Authority, that incarceration shall be

deemed to be a term served in state prison.

(k) Notwithstanding subdivisions (d) and (g) or any other

provision of law, where one of the new offenses is committed

while the defendant is temporarily removed from prison pursuant

to Section 2690 or while the defendant is transferred to a

community facility pursuant to, Section 3416, 6253, or 6263, or

while the defendant is on furlough pursuant to Section 6254, the

defendant shall be subject to the full enhancements provided for

in this section.

This subdivision shall not apply when a full, separate, and

Cc - 28

consecutive term is imposed pursuant to any other provision of

law. (Added by Stats.1976, c. 1139, p. 5137 § 268, operative

July 1, 1977. Amended by Stats.1977, c. 2, p. 4, § 1, eff. Dec.

16, 1976, operative July 1, 1977; Stats.1977 c. 165, p. 644, §

13, eff. June 29, 1977, operative July 1, 1977; Stats.1980, c.

587, p. 1596, § 3; Stats.1983, c. 229, § 1; Stats.1985, c. 402, §

1; Stats.1986, c. 645, § 1; Stats.198", c. 611, § 1; Stats.1988,

c. 70, § 1; Stats.1988, c. 89, § 1.5; Stats.1988, c. 432 § 1;

Stats. 1988, c. 1484, § 1; Stats.1988, c. 1484 § 1.1; Stats.

1989, c. 1012, § 1; Stats.1990, c. 18 (A.B. 662), § 1;

Stats.1991, c. 451 (A.B. 1393), § 1; Stats.1993, c. 162 (A.B.

112), § 3; Stats. 1993, c. 298 (A.B.31), § 2; Stats.1993, c. 610

(A.B. 6), § 10, eff. Oct. 1, 1993,' Stats.1993, c. 611 (S.B. 60),

§ 11, eff. Oct. 1, 1993; Stats.1994, c. 1188 (S.B. 59), § 6;

Stats.1997 c. 371 (A.B. 793), § 1; Stats.1997 c. 504 (A.B.115), §

2.)

Cc - 29

§ 1170.12. Prior felony conviction; enhancement

(a) Notwithstanding any other prévision of law, if a

defendant has been convicted of a felony and it has been pled and

proved that the defendant has one or more prior felony

convictions, as defined in subdivision (b), the cour’? chall

adhere to each of the following:

(1) There shall not be an aggregate term limitation for

purposes of consecutive sentencing for any subsequent felony

conviction.

(2) Probation for the current offense shah not be granted,

nor shall execution or imposition of the sentence be suspended

for any prior offense.

(3) The length of time between the prior felony conviction

and the current felony conviction shall not affect the imposition

of sentence.

(4) There shall not be a commitment to any other facility

other than the state prison. Diversion shall not be granted nor

shall the defendant be eligible for commitment to the California

Rehabilitation Center as provided in Article 2 (commencing with

Section 3050) of Chapter 1 of Division 3 of the Welfare and

Institutions Code.

(S) The total amount of credits awarded pursuant to Article

2.5 (commencing with Section 2930) of Chapter 7 of Title 1 of

Part 3 shall not exceed one-fifth of the total term of

imprisonment imposed and shall not accrue until the defendant is

physically placed in the state prison.

(6) If there is a current conviction for more than one

Cc - 30

felony count not committed on the same occasion, and not arising

from the same set of operative facts, the court shall sentence

the defendant consecutively on each count pursuant to this

section.

(7) If there is a current conviction for more than one

serious or violent felony as described in paragraph (6) of this

subdivision, the court shall impose the sentence for each

conviction consecutive to the sentence for any other conviction

for which the defendant may be consecutively sentenced in the

manner prescribed by law.

(8) Any sentence imposed pursuant to this section will be

imposed consecutive to any other sentence which the defendant is

already serving, unless otherwise provided by law.

(b) Notwithstanding any other provision of law and for the

purposes of this section, a prior conviction of a felony shall be

defined as:

(1) Any offense defined in subdivision (c) of Section 667.5

as a violent felony or any offense defined in subdivision (c) of

Section 1192.7 as a serious felony in this state. The

determination of whether a prior conviction is a prior felony

conviction for purposes of this section shall be made upon the

date of that prior conviction and is not affected by the sentence

imposed unless the sentence automatically, upon the initial

sentencing, converts the felony to a misdemeanor. None of the

following dispositions shall affect the determination that a

prior conviction is a prior felony for purposes of this section:

(A) The suspension of imposition of judgment or sentence.

c - 31

(B) The stay of execution of sentence.

(C) The commitment to the State Department of Health Services

as a mentally disordered sex offender following a conviction of a

felony.

(D) The commitment to the California Rehabilitation Center

or any other facility whose function is rehabilitative diversion

from the state prison.

(2) A conviction in another jurisdiction for an offense

that, if committed in California, is punishable by imprisonment

in the state prison. A prior conviction of a particular felony

shall include a conviction in another jurisdiction for an offense

that includes all of the elements of the particular felony as

defined in subdivision (c) of Section 667.5 or subdivision (c) of

Section 1192.7.

(3) A prior juvenile adjudication shall constitute a prior

felony conviction for purposes of sentence enhancement if:

(A) The juvenile was sixteen years of age or older at the

time he or she committed the prior offense, and

(B) The prior offense is

(i) listed in subdivision (b) of Section 707 of the Welfare

and Institutions Code, or

(ii) listed in this subdivision as a felony, and

(C) The juvenile was found to be a fit and proper subject to

be dealt with under the juvenile court law, and

(D) The juvenile was adjudged a ward of the juvenile court

within the meaning of Section 602 of the Welfare and Institutions

Code because the person committed an offense listed in

Cc - 32

subdivision (b) of Section 707 of the Welfare and Institutions

Code.

(c) For purposes of this section, and in addition to any

other enhancements or punishment provisions which may apply, the

following shall apply where a defendant has a prior it'elony

conviction:

(1) If a defendant has one prior felony convicti-n that has

been pled and proved, the determinate term or minimaim term for an

indeterminate term shall be twice the term otherwise provided as

punishment for the current felony conviction.

(2) (A) If a defendant has two or more prior felony

convictions, as defined in paragraph (1) of subdivision (b), that

have been pled and proved, the term for the current felony

conviction shall be an indeterminate term of life imprisonment

with a minimum term of the indeterminate sentence calculated as

the greater of

(i) three times the term otherwise provided as punishment

for each current felony conviction subsequent to the two or more

prior felony convictions, or

(ii) twenty-five years or

(iii) the term determined by the court pursuant to Section

1170 for the underlying conviction, including any enhancement

applicable under Chapter 4.5 (commencing with Section 1170) of

Title 7 of Part 2, or any period prescribed by Section 190 or

3046.

(B) The indeterminate term described in subparagraph (A) of

paragraph (2) of this subdivision shall be served consecutive to

Cc - 33

any other term of imprisonment for which a consecutive term may

be imposed by law. Any other term imposed subsequent to any

indeterminate term described in subparagraph (A) of paragraph (2)

of this subdivision shall not be merged therein but shall

commence at the time the person would otherwise have been

released from prison.

(ad) (1) Notwithstanding any other provision of law, this

section shall be applied in every case in which a defendant has a

prior felony conviction as defined in this section. The

prosecuting attorney shall plead and prove each prior felony

conviction except as provided in paragraph (2).

(2) The prosecuting attorney may move to dismiss or strike a

prior felony conviction allegation in the furtherance of justice

pursuant to Section 1385, or if there is insufficient evidence to

prove the prior conviction. If upon the satisfaction of the court

that there is insufficient evidence to prove the prior felony

conviction, the court may dismiss or strike the allegation.

(e) Prior felony convictions shall not be used in plea

bargaining, as defined in subdivision (b) of Section 1192.7. The

prosecution shall plead and prove all known prior felony

convictions and shall not enter into-any agreement to strike or

seek the dismissal of any prior felony conviction allegation

except as provided in paragraph (2) of subdivision (d). (Added

by Initiative Measure (Prop. 184, § 1, approved Nov. 8, 1994).)

APPENDIX

D- 34

D - 35

APPENDIX D nerstraritiaees

TABLE OF CONTENTS

IN THE SUPREME COURT DOCKET

cA sO

OF THE STATE OF CALIFORNIA te. TABLE OF AUTHORITIES ......-.

Erterod by ISSUE PRESENTED FOR REVIEW ....

CC) ——

REASON REVIEW SHOULD BE GRANTED . .

Court of Appeal STATEMENT OF THE CASE .......

No. E019488

PEOPLE OF THE STATE OF CALIFORNIA,

Plaintiff and Respondent, STATEMENT OF FACTS .....24e26-.

Super. Ct. No. s,s ae) ee 6 ee we te ee

CR66167

Vv.

MICHAEL WAYNE RIGGS, CONCLUSION . . . . . . . . . . . .

Defendant and Appellant.

PETITION FOR REVIEW

OF A DECISION OF THE CALIFORNIA COURT OF APPEALS

a elt Cae

FOURTH APPELLATE DISTRICT, DIVISION TWO

JAMES L. CROWDER

140 East Figueroa Street

Santa Barbara, CA 93101

(805) 966-9788

State Bar No. 55564

Attorney for appellant,

By appointment of the

Court of Appeal under

Appellate Defenders, Inc.

independent-case system

> ww N N

D- 36

D- 37

FRBLE OF _AUCHCELTIES TABLE OF AUTHORITIES (Contd)

Cases: Page CASES

Cacoperdo v. Demosthenes United States v. Cupa-Guilen

(9th Cir. 1994) 37 F.3d 504 4 (9th Cir. i994) 34 F.3d 86

Coker v. Georgia (1977) 433 U.S. 584 4 United States v. Fisher

Faulkner v. State (Alaska 1968) 445 P.2d 815 6 (Sth Cis. 1994) 22 F.3d 574

ted States v. Frieberger

In re Foss (1974) 10 Cal.3d 910 9 United States v. Lanier

In re Lynch (1972) 8 Cal.3d 410 4, 5, 6 (OUR Cis. 1996) 33 7.38 639

In re Oluwa (1989) 207 Cal.App.3d 439 7 ene ck aan. snes Oe p08 1900

In re Rodriguez (1975) 14 Cal.3d 639 5 United States v. Sarbello

° . 7

McGruder v. Puckett (5th Cir. 1992) (98 Cae. BSS) See Fe Vee

954 F.2d 313 . 4 ;

People v. Dillon (1983) 34 Cal.3d 441 4, 5, 6 STATLTES

People v. Trausch (1995) 36 Cal.App.4th 1239 8 ZGehe Cade, sestion 19-8834

People v. Vessell (1995) 36 Cal.App. 285 8 Penal Code section 667

[715 P.2d 1011) 9

State v. Gauna (1989) 117 Idaho 83 California Constitution, article I

(785 P.2d 647) . United States Constitution, 8th Amendment

State v. Harrison (App. 1985) 108 Idaho 324

[699 P.2d 30} 9

State v. Holton (App. 1991) 120 Idaho 112

[813 P.2d 923) a

State v. McPhie (1983) 104 Idaho 652

[662 P.2d 233] 8

United States v. Angulo-Lopez

(10th Cir.1993) 7 F.3d 1506 4

ii iii

D- 38

IN THE SUPREME COURT

OF THE STATE OF CALIFORNIA

Court of Appeal

No. E019488

PEOPLE OF THE STATE OF CALIFORNIA,

Plaintiff and Respondent,

Super. Ct. No.

CR66167

Vv.

MICHAEL WAYNE RIGGS,

Defendant and Appellant.

PETITION FOR REVIEW

TO THE HONORABLE RONALD M. GEORGE, CHIEF JUSTICE, AND

TO THE HONORABLE ASSOCIATE JUSTICES OF THE SUPREME COURT OF

THE STATE OF CALIFORNIA:

MICHAEL WAYNE RIGGS, defendant and appellant,

hereby petitions this Honorable Court for review in the

above-entitled matter after decision rendered by the Court

of Appeal of the State of California, Fourth Appellate

district, Division Two, filed on December 17, 1997,

affirming the lower court's judgment. A copy of the opinion

of the Court of Appeal is attached hereto as an appendix.

ISSUE PRESENTED FOR REVIEW

Did the life sentence for the offense of petty

theft constitute cruel and unusual punishment under both the

California and federal constitutions?

Review should be granted to resolve whether a life

sentence which is imposed for the offense of petty theft

amounts to cruel and unusual punishment under both the

California and federal constitutions, an important issue of

law.

STATEMENT OF THE CASE

This is a Petition for Review of the decision of

the Court of Appeals, Fourth Appellate District, Division

Two. There, appellant contended that the life sentence

which was imposed for the offense of petty theft constituted

cruel and unusual punishment under the federal constitution

as well under the California Constitution.

In the trial court, in a two-count amended

information, appellant was charged with petty theft with a

prior conviction of robbery [Ct. 1, Pen. Code, § 666] and

possession of a hypodermic syringe [Ct. 2, Bus. & Prof.

Code, § 4149]. The amended information alleged that

appellant had suffered three prior convictions within the

meaning of Penal Code section 667, subdivisions (c) and (e)

and Penal Code section 1170.12, subdivision (c) [prior

strikes]. Four prior convictions were alleged within the

meaning of Penal Code section 667.5, subdivision (b) [prior

prison terms). (CT 61-64.)'

‘As used herein "CT" shall denote the Clerk's

Transcript, and "RT," shall denote the Reporter's

Transcript on appeal.

D- 40

Trial was by jury, with the trial of the prior

conviction allegations being bifurcated from the trial of

the substantive offenses. (CT 196, RT 80.) The jury

returned its verdicts finding appellant guilty of the

substantive offenses. (CT 205-206.) Trial of the prior

conviction allegations was by the court and the court found

the allegations to be true. (CT 249A-250.)

At sentencing, an indeterminate sentence of 25

years to life was imposed for Count 1. A 90 day county jail

sentence was imposed for Count 2 to be served concurrently.

The three prior prison term enhancements were stricken.

325.)

The Court of Appeal affirmed the conviction.

STATEMENT OF FACTS

The facts concerning the current offenses are

fairly stated in the opinion of the Court of Appeal.

(cT

D- 41

APPELLANT'S LIFE SENTENCE FOR THE OFFENSE OF PETTY

THEFT CONSTITUTES CRUEL AND UNUSUAL PUNISHMENT UNDER

BOTH THE CALIFORNIA AND FEDERAL CONSTITUTIONS

"*‘The State, even as it punishes, must treat its

members with respect for their intrinsic worth as human

beings.” [Citation.] Punishment which is so excessive as

to transgress those limits and deny that worth cannot be

tolerated." (In re Lynch (1972) 8 Cal.3d 410, 424.) A

sentence that is “grossly disproportionate” to the offense

for which it is imposed, violates both the California and

United States constitutional prohibitions against cruel and

unusual punishment. (People v. Dillon (1983) 34 Cal.3d 441,

478; Gregg v. Georgia (1976) 428 U.S. 153, 173; Coker v.

Georgia (1977) 433 U.S. 584; U.S. Const., 8th Amend.; Cal.

Const., art. I, Pen. Code, § 17.)?

In Lynch, this Court set forth three techniques

for evaluating a punishment to determine whether it is

disproportionate. The court must (1) examine the nature of

*~the federal circuit courts continue to apply a gross

pe hg yen | test in determining Eighth Amendment

challenges to punishments imposed for non-capital offenses.

(See, e.g., Cacoperdo v. Demosthenes (9th Cir. 1994) 37 F.3d

504, 507-508; United States v. Munoz (ist Cir. 1994) 36 F.3d

1229, 1239; United States v. Cupa-Guilen (9th Cir. 1994) 34

F.3d 86, 864-865; United States v. Lanier (6th Cir. 1994) 33

F.3d 639, 665; United States v. Frieberger (8th Cir. 1994)

28 F.3d 916, 920; United States v. Fisher (5th Cir. 1994) 22

F.3d 574, 579-580; United States v. Angulo-Lopez (10th Cir.

1993) 7 F.3d 1506, 1510; United States v. Sarbello (3d Cir.

1993) 985 F.2d 716, 724; McGruder v. Puckett (5th Cir. 1992)

954 F.2d 313, 316-317.)

D- 42

the offense and/or the offender, (2) compare the challenged

penalty with punishment prescribed in California for other,

more-serious offenses, and (3) compare the challenged

penalty with punishments prescribed for the same offense in

other jurisdictions. (In re Lynch, supra, 8 Cal.3d at p.

425-427.)

For a holding of disproportionality, the court

need not find the punishment disproportionate in all three

respects. Rather, a finding of disproportionality based

upon any of the Lynch criteria will suffice. (People v.

Dillon, supra, 34 Cal.3d 441, 487 fn. 38; In re Rodriguez

(1975) 14 Cal.3d 639, 656.) This. does not mean, however,

that each of the techniques must be considered in total

isolation from the others. When the Court stated, in Lynch,

that a statute's disparity with punishments in other states

“is a further measure of its excessiveness” (In re Lynch,

supra, 8 Cal.3d at p. 427, emphasis added), the suggestion

is that the measure of disproportionality found in applying

the several techniques would be cumulative.

A. The penalty is disproportionate as applied to

this offense and this offender.

In People v. Dillon, supra, 34 Cal.3d 441, this

Court found that, under the facts of its case, strict

application of the felony-murder rule violated the

prohibition against cruel and unusual punishment. In

reaching this result, the Court looked to “‘the nature of

5

ee

D- 43

the offense and/or the offender, with particular regard to

the degree of danger both present to society.'" (Id., at p.

479, emphasis added, quoting In re Lynch, supra, 8 Cal.3d at

p. 425.)

With regard to the “nature of the offense," courts

are to consider "the totality of the circumstances

surrounding the commission of the offense in the case at

bar, including such factors as its motive, the way it was

committed, the extent of the defendant's involvement, and

the consequences of his act." (People v. Dillon, supra, 34

Cal.3d at p. 479.) As for the “nature of the offender," the

appropriate inquiry is “whether the punishment is grossly

disproportionate to defendant's individual culpability as

shown by such factors as his age, prior criminality,

personal characteristics, and state of mind." (Ibid.)

Proper application of this analysis to the present

case reveals that appellant's life sentence is "grossly

Gisproportionate" both to the severity of his crime, and to

the degree of danger he poses to society. In the present

case, appellant was convicted of petty theft. Yet,

appellant has been subjected to a life sentence for this

offense. Such an offense is neither a violent nor a serious

felony. (§§ 667.5, subd. (c), 1192.7, subd. (c).)

Petty theft is not among those offenses considered

most dangerous to society. It is neither serious nor

violent. An examination of the "totality of the

circumstances surrounding the commission of the offense"

D- 44

also underscores the nonserious, nonviolent nature of the

offense.

While appellant's prior felony convictions

arguably support some increased punishment for the current

offense, the extreme punishment imposed cannot be

rationalized under any credible system of criminal justice.

(Cf. In re Lynch, supra, 8 Cal.3d at p. 425; Faulkner v.

State (Alaska 1968) 445 P.2d 815, 818-819 [holding

unconstitutionally disproportionate a 36-year sentence

imposed on a 46-year-old man with a prior criminal record

for a single spree of passing bad checks in one single

day)-)

MB ttm «

D- 45

In the present case, the Legislature has already

determined that a conviction under Penal Code section 666 is

not among the state's serious or violent felonies. (See §§

667.5, subd. (b), 1192.7, subd. (c).) Under the Three

Strikes Law, appellant is not eligible for parole until he

serves 20.8 years, i.e., 80% of 26 years. (§ 667, subd.

(c)(5).) By contrast, someone who commits a cold-blooded

premeditated murder with a deadly-weapon receives a maximum

sentence of 26 years to life (§§ 190, subd. (a), and 12022,

subd. (b)), and is eligible for parole in 17 years 4 months.

(In re Oluwa (1989) 207 Cal.App.3d 439, 444-447.)

The question then becomes whether it is cruel or

unusual to impose a sentence of 26 years to life without

parole eligibility for 20.8 years in this case for having

committed a petty theft. There is no doubt that the answer

is yes. A person who commits premeditated murder with a

deadly weapon is eligible for parole for that offense three

years and 10 months sooner than appellant will be for this

offense. Under no principled or defensible analysis can

appellant be viewed as having posed a greater danger to

society than such a murderer. As stated in Dillon, "a

comparison of the challenged penalty with those prescribed

in the same jurisdiction for more-serious crimes . .. is

D- 46

particularly striking when a more serious crime is punished

less severely than the offense in question, ... ."®

(People v. Dillon, supra, 34 Cal.3d at p. 487, fn. 38

{emphasis omitted); In re Foss (1974) 10 Cal.3d 910, 925-

926.)

Application of the Three Strikes Law to persons

convicted of relatively minor felonies only widens the

disparity. Some trial courts have declined to apply the

Three Strikes Law at all to third strikers convicted of such

offenses and other felonies which have the option of being

treated as misdemeanors under the provisions of section 17.

(See, e.g., People v. Trausch (1995) 36 Cal.App.4th 1239,

{trial court elected to reduce burglary involving theft of a

cake to a misdemeanor, in order to avoid 25 years to life

sentence otherwise mandated for third strike defendant;

ruling affirmed on appeal], and People v. Vessell (1995) 36

Cal.App. 285 [trial court reduced the offense of inflicting

corporal injury upon a cohabiting person to a misdemeanor

and granted probation].)

Cc. The penalty is disproportionate when compared

with recidivist punishments in other jurisdictions.

Some states' recidivist statutes, which appear on

their face to be as draconian as California's, in actual

practice, are not enforced as rigidly as is California's.

In Idaho, a third conviction of any felony requires a prison

term of not less than five years, and the term may extend to

D- 47

life. (Idaho Code, § 19-2514.) However, that statute

differs from California's because the Idaho sentencing

courts have wide discretion within those bounds (State v.

McPhie (1983) 104 Idaho 652 [662 P.2d 233, 237]; State v.

Gauna (1989) 117 Idaho 83 [785 P.2d 647, 652-653)), whereas

the California sentencing courts have no function but to

mathematically compute the defendant's sentence. More

important, application of the recidivist statute is not

mandatory; the Idaho court can sentence the defendant for

the last-committed crime only, notwithstanding the prior

record. (State v. Holton (App. 1991) 120 Idaho 112 [813

P.2d 923, 924).) Further, unlike .the California statute,

under which consecutive sentences are mandatory (Pen. Code,

§ 667, subd. (c)(6)-(8)), the Idaho courts retain discretion

to sentence either consecutively or concurrently. (State v.

Brandt (App. 1986) 110 Idaho 341 [715 P.2d 1011, 1016].)

Finally, whereas 100 percent of the California minimum

sentence must be served, an Idaho defendant may be

considered for parole after service of one-third of the

sentence. (State v. Harrison (App. 1985) 108 Idaho 324 [699

P.2da 30, 31).)

10

D- 48

CONCLUSION vlan

Review should be granted in this matter to resolve

this important question.

Dated: January LZ 1998

Respectfully submitted,

L.

orney for Appellant ADDENDUM

y appointment of Court

of Appeal under the

Appellate Defenders, Inc.

independent-case system

aac

11

D- 50

T FOR LICATI

COURT OF APPEAL, FOURTH DISTRICT

DIVISION TWO

STATE OF CALIFORNIA id vt, Wa - = I

u!

| ery 997 |

THE PEOPLE, = of OF APPLAL- LUUREH DISTRICT

Plaintiff and Respondent, E019488

v. (Super.Ct.No. CR66167)

MICHAEL WAYNE RIGGS, OPINION

Defendant and Appellant.

APPEAL from the Superior Court of Riverside County. Dennis McConaghy,

Judge. (Judge of the Municipal Court, assigned by the Chief Justice pursuant to art. VI, §

6 of the Cal. Const.) Affirmed with directions. ?

James L. Crowder, under appointment by the Court of Appeal, for Defendant and

Appellant.

Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant

Attorney General, Gary W. Sthons, Senior Assistant Attorney General, Robert M. Foster,

Supervising Deputy Attorney General, and Craig S. Nelson, Deputy Attorney General; for

Plaintiff and Respondent.

D- 51

A jury found defendant guilty of petty theft with a prior (Pen. Code, § 666)! and

possession of a hypodermic syringe (Bus. & Prof. Code, § 4149). The court found true

four allegations that defendant had served prior prison terms within the meaning of

section 667.5, subdivision (b) and four allegations that defendant had received serious

and/or violent felony convictions under section 667, subdivisions (c) and (e) and section

1170.12, subdivision (c). The court sentenced defendant to 25 years to life for the petty

theft with a prior conviction and to a concurrent 90-day term in county jail for count 2.

The court struck the prior prison term enhancements. The court gave defendant credit of

411 days for actual presentence custody but limited presentence conduct credits to 61

days under section 2933.1.

On appeal, defendant contends that the prosecutor committed prejudicial

misconduct in his closing argument to the jury, defendant’s life sentence constitutes cruel

and unusual punishment under both the California and federal Constitutions and the trial

court erred in determining presentence conduct credits. We affirm the judgment but order

it amended to reflect the correct amount of presentence conduct credits.

FACTS

Ann Lopez, an employee of Albertsons Supermarket in Banning, was working in

one of the aisles when she noticed defendant standing in the vitamin section. Lopez saw

defendant take a bottle of vitamins from a display and place it in his jacket pocket. As

. All further statutory references will be to the Penal Code unless otherwise

indicated.

D- $2

Lopez watched him, defendant walked out of the store without paying for the Vitamins.

Lopez notified another employee who accompanied Lopez as she followed defendant out

the store. Lopez asked defendant to return the vitamins, but defendant did not respond

and kept walking. Defendant eventually turned and looked at Lopez and began running

away. Several other male employees chased defendant across the parking lot. At one

point, defendant stopped and faced an employee. He told the employee that he had a

knife and swung his nght hand as if he had a knife. The employee realized there was no

knife in defendant’s hand, and defendant continued running. Just before several

employees caught defendant, he threw the bottle of vitamins onto the ground. Defendant

asked the employees if he could work for the merchandise. As police were searching

defendant, they found a hypodermic syringe in his sock.

DISCUSSION

I

Prosecutonial Misconduct

Defendant contends that the prosecutor committed prejudicial error during his

closing argument to the jury. On appeal, defendant objects to the following statements by

the prosecutor: “Why are we here? Why does a person fight a traffic ticket? Well, he

may fight it because he doesn’t believe he is guilty. He may also fight it because he

thinks the fine is too high, because he thinks he will get a reduction or some leniency if

he pushes it to the maximum. | disagree with that law. There is no way I’m going to pay

that ticket. These are things you can’t speculate on. The prosecutor must think he has a

D- 5§3

good case, that’s why he pushed it this far. Or the defendant thinks he has a good case,

that is why he pushed it this far. That is not something for you to speculate about.”

Defendant also objects to the continuing comments: “Well, those are the two

duties that you are here to perform, and you know we’re here today if you think about it

because Mr. Riggs just kept on pushing, you know, he just kept on pushing. He was

asked -- first, he goes into the store where people are running a business trying to make a

living. Young people, you know, making an hourly wage. It is not as if they’re there to

risk their life for [a] $20 bottle of pills. And when he steals it and he walks out of the

store he pushes them. They say, just come back, we don’t want to get involved in this,

but he keeps pushing them. I’m going to violate the law, and I bet you if I push this

envelope far enough you guys are going to let me go.

“So what does he do? He runs and they chase him. So he says he has a knife and

he spins around like he is going to slash them. Then what does he do when they asked

him to come back to the store after they caught up to the guy? He won’t cooperate. They

have to put handcuffs on him and take him back to the store. Only at that point does he

realize that their desire to be good employees and follow the law is stronger than his

desire to disobey the law.

“We're in [a] similar situation here as jurors. You are sitting as judges. Is your

will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you going

to blow it off and say, you know, it is just a $20 bottle of pills like the employees could

have blown it. . . off. It is kind of a test. He is pushing it to the limit. Maybe if I take it

p- 54

this far, maybe people out there won't think at this time is important [sic] and they won't

vote guilty.

“But it is important he is testing will the law be enforced? [sic] Will my

lawlessness be tolerated by the society. And the answer to that question must be no, and

the answer to the question of guilt in this case must be yes.”

Defense counsel objected to the last portion of the prosecutor’s argument.

Defense counsel stated that the arguments concerning analogies to traffic tickets were

objectionable but he did not object at that point in the argument because he thought that

the prosecutor would move on. However, once the prosecutor returned to those remarks,

defense counsel objected and stated that the prosecutor was improperly commenting on

the exercise of defendant’s constitutional right to a jury trial and that striking the

statements and admonishing the jury would not cure the prejudice. The Attorney General

asserts that defendant may not object to the first portion of the argument on appeal

because defense counsel did not object at the time; however, defense counsel’s objection

did encompass the prior comments, and defense counsel explained that he did not think

that striking the comments and admonishing the jury would cure the harm. Therefore,

defendant did not waive this particular portion of the issue on appeal.

A defendant has a constitutional right to a trial by jury under both the federal and

state Constitutions. (People v. Trejo (1990) 217 Cal.App.3d 1026, 1029.) A prosecutor

may not make adverse comments on a defendant’s exercise of a constitutional right. (Cf.

D- 55

Griffin v. California (1965) 380 U.S. 609, 613 [85 S.Ct. 1229, 14 L.Ed.2d 106]; People

v. Crandell (1988) 46 Cal.3d 833, 877-878.)

Although the prosecutor’s comments were an improper comment on defendant's

exercise of his right to a trial by jury, the trial court admonished the jury. “All right,

ladics and gentlemen, before we have the defense counsel's closing argument | just want

to make sure that nobody is led astray. There was a reference, actually the last paragraph

of the argument was we're in [a] similar situation as jurors. You're sitting as judges. Is

your will to follow the law stronger than Mr. Riggs’ will to disobey the law, or are you

going to blow it off and say, you know, it is just a $20 bottle of pills, like employees

could have blown it off.

“If any of the jurors interpreted the following, anything after that, as meaning that

the defendant should not or does not have a right to go to trial, period, that reference

should not have been, I believe, it wasn't intended co mean that the defendant does not

have a right to go to trial. But you are not to interpret that he did not have a right to go to

trial, or the fact that he went to trial is any evidence of his guilt. As I say I don’t think it

was intended that way, but just if reading it I just want to make sure that you didn’t take it

that way. Okay, counsel, you may proceed.”

The trial court's prompt admonishment informed the jury that defendant had a

constitutional right to trial by jury and that the jury was not to consider that fact in any

way in determining whether defendant was guilty of the offenses. This admonishment

adequately corrected any harm created by the prosecutor’s statements. (People v. Gionis

D- 56

(1995) 9 Cal.4th 1196, 1217.) In fact, after the verdicts were returned, a juror questioned

why such a small case went to jury trial, but reaffirmed that he understood that defendant

had a constitutional right to a jury trial. The error was harmless beyond a reasonable

doubt.

ll

Cruel and Unusual Punishment

Defendant contends that his sentence of 25 years to life was cruel and unusual

punishment under both the federal and state Constitutions because the sentence is

disproportionate to the offense. The Attorney General contends that defendant waived

this issue because he did not bring a motion on these-grounds. However, defendant did

ask the court to exercise its discretion to dismiss or strike the priors under several grounds

including the proportionality of the sentence, although defendant did not use the term,

“cruel and unusual punishment.”

The Eight Amendment to the United States Constitution prohibits cruel and

unusual punishment which includes sentences that are disproportionate to the crime

committed. (Solem v. Helm (1983) 463 U.S. 277, 284, 287 [103 S.Ct. 3001, 77 L.Ed.2d

637].) In determining whether a sentence is proportionate under the federal Constitution,

we examine the gravity of the offense and the harshness of the penalty, compare the

sentences imposed on other criminals in the same jurisdiction and compare the sentences

imposed for commission of the same crime in other jurisdictions. (/d. at pp. 290-291.) In

D- 57

applying this test, we grant substantial deference to the authority that the Legislature

possesses in determining punishment for crimes. (/d at p. 290.)

Aa tia ans Meaietin, detente anateets Getiisntneen et eit Stak

too harsh a penalty for the theft of a bottle of vitamins worth approximately $20. We

agree with this statement; however, defendant received his punishment for his recidivism

and not just his current offense. (People v. Cooper (1996) 43 Cal.App.4th 815, 825.)

The Legislature has designated the term of 25 years to life for a recidivist who has

received two or more prior serious or violent felony convictions and who receives a

subsequent felony conviction.. In punishing recidivists, the government is interested in

more than punishment for the current offense. The state has an interest in dealing more

harshly with those who commit repeated criminal acts thereby showing that they are

incapable of conforming to society’s norms. (Rummel v. Estelle (1980) 445 U.S. 263,

276 [100 S.Ct. 1133, 63 L.Ed.2d 382].) “The purpose of a recidivist statute such as that

involved here is not to simplify the task of prosecutors, judges, or juries. Its primary

goals are to deter repeat offenders and, at some point in the life of one who repeatedly

commits criminal offenses serious enough to be punished as felonies, to segregate that

person from the rest of society for an extended period of time. This segregation and its

duration are based not merely on that person's most recent offense but also on the

propensities he has demonstrated over a period of time during which he has been

convicted of and sentenced for other crimes. Like the line dividing felony theft from

petty larceny, the point at which a recidivist will be deemed to have demonstrated the

D- 58

necessary propensities and the amount of time that the recidivist will be isolated from

society are matters largely within the discretion of the punishing jurisdiction.” (/d. at pp.

284-285.)

Defendant compares his crime with “more serious crimes” in California. He refers

to the sentence of 26 years to life for a first degree murder conviction with use of a

deadly weapon with parole eligibility in 17 years and 4 months. Defendant will be

serving 25 years to life with parole eligibility in approximately 20 years. Defendant

argues that he does not pose a greater danger to society than a first degree murderer does.

A comparison of defendant's punishment for his recidivism to the punishment for others

who have been committed for “more serious crimes” but who are not repeat felons does

not aid our discussion. (People v. Ayon (1996) 46 Cal.App.4th 385, 400.) We note that

defendant's prior strike convictions were for serious and/or violent felonies. Although

defendant’s current conviction is not for a violent felony, a state’s interest in deterring

criminal conduct is not always determined by the presence or absence of violence.

(People v. Cooper, supra, 43 Cal.App.4th at p. 826.)

Defendant next compares his sentences with the recidivist statues in other

jurisdictions. He notes that in some jurisdictions the current felony must be an

aggravated one, some states apply varying punishment depending upon the severity of the

current crime, other states require the service of prior prison terms for the prior felonies

or require more prior felony convictions, other states allow the court wider jurisdiction in

the application of their recidivist statutes, some states give the prosecution more —

D- 59

discretion and some states allow wash-out periods for prior felony convictions. Our

review of the recidivist statutes in other jurisdictions indicates that at least 40 states have

some form of punishment for recidivists.? It appears that California’s three strikes law is

part of a nationwide pattern of recidivist statutes calling for substantially increased

sentences for repeat offenders. The fact that a sentence is mandatory does not necessarily

render it cruel and unusual. (Harmelin v. Michigan (1991) 501 U.S. 957, 994-995 [111

S.Ct. 2680, 175 L.Ed.2d 836.].) Although there may be some minor differences in the

recidivist statutes, California’s statute does not appear to be substantially more

2 Recidivist statutes are currently in effect in at least Alabama (Ala. Code, § 13A-5-

9), Arizona (Ariz. Rev. Stat. Ann., § 13-604), Arkansas (Ark. Code Ann., § 5-4-501),

Colorado (Colo. Rev. Stat., § 16-13-101), Connecticut (Conn. Gen. Stat. Ann., § 53a-40),

Delaware (Del. Code Ann., tit. 11, § 4214), Florida (Fla. Stat. Ann., § 775.084), Georgia

(Ga. Code Ann., § 17-10-7), Hawaii (Haw. Rev. Stat., § 706-606.5), Idaho (Idaho Code,

§ 19-2514), Illinois (Ill. Ann. Stat., ch.'720, § 33B-1), Indiana (Ind. Code, § 35-50-2-8.5),

Kansas (Kan. Stat. Ann., § 21-4504), Kentucky (Ky. Rev. Stat. Ann., § 532.080),

Louisiana (La. Rev. Stat. Ann., § 15:529.1), Maryland (Md. Ann. Code, art. 27, § 643B),

Michigan (Mich. Comp. Laws Ann., § 769.12), Mississippi (Miss. Code Ann., § 99-19-

83), Missouri (Mo. Ann. Stat., § 558.016), Montana (Mont. Code Ann., § 46-18-501),

Nebraska (Neb. Rev. Stat., § 29-2221), Nevada (Nev. Rev. Stat., § 207.010), New

Hampshire (N.H. Stat. Ann., § 651:6), New Jersey (N.J. Stat. Ann., §§ 2C:44-3, 2C:43-

7), New York (N.Y. Penal Law, § 70.08), North Carolina (N.C. Gen. Stat. §§ 14-7.1, 14-

7.6), North Dakota (N.D. Cent. Code, § 12.1-32-09), Oklahoma (Okla. Stat., tit. 21, §

51), Oregon (Ore. Rev. Stat., § 161.725), Rhode Island (R.I. Gen. Laws, § 12-19-21),

South Carolina (S.C. Code Ann., § 17-25-45), South Dakota (S.D. Codified Laws, § 22-

7-8), Tennessee (Tenn. Code Ann., §§ 40-35-106, 40-35-107, 40-35-108), Texas (Tex.

Penal Code Ann., § 12.42), Utah (Utah Code, § 76-8-1001), Vermont (Vt. Stat. Ann., tit.

13, § 11), Virginia (Va. Code Ann., § 19.2-297.1), Washington (Wash. Rev. Code Ann.,

§ 9.92.090), West Virginia (W. Va. Code, § 61-11-18) and Wyoming (Wyo. Stat., § 6-10-

201).

10

D- 60

burdensome than others. Thus, defendant has not met his burden with respect to the third

prong.

California’s provision regarding cruel and unusual punishment is found in the

California Constitution under article I, section 17. The prohibition against cruel and

unusual punishment in California is violated if the sentence is grossly disproportionate to

the offense for which it is imposed. We examine the nature of the offense and the

offender with regard to the degree of danger they present to society, compare the penalty

in this case with other penalties in California for more serious crimes and compare the

penalty for this same offense in different jurisdictions with the one imposed in this case.

(People v. Dillon (1983) 34 Cal.3d 441, 477-478; In.re Lynch (1972) 8 Cal.3d 410, 426-

427.) Defendant has the burden of establishing that his punishment is greater than that

imposed for more serious offenses in California and that similar offenses in other states

do not carry punishments as severe. (People v. Ayon, supra, 46 Cal.App.4th at p. 399.)

“First, the crime itself must be reviewed, both in the abstract and in view of the

totality of the circumstances surrounding its commission, ‘including such factors as its

motive, the way it was committed, the extent of defendant's involvement, and the

consequences of his acts . . . ,’ to determine whether a particular punishment is grossly

disproportionate to the crime for which it is inflicted. [Citations.] Secondly, the court

must consider ‘the nature of the offender’ and inquire ‘whether the punishment is grossly

disproportionate to the defendant's individual culpability as shown by such factors as his

D- 61

age, prior criminality, personal characteristics, and state of mind,’ [Citations.]” (People

v. Weddle (1991) 1 Cal.App.4th 1190, 1197-1198, fns. omitted.)

As previously discussed, defendant is being punished for his recidivism, and the

state has a great interest in punishing criminals for recidivist behavior. Although his

current offense is not violent, society’s interest is not always determined by the violence

of the offense. (People v. Cooper, supra, 43 Cal.App.4th at p. 826.) As for his current

offense, it was a petty theft motivated by homelessness and hunger; however, he did

threaten violence to store employees. Defendant was in his mid-40’s at the time he

committed the current offense. Defendant has a lengthy list of prior convictions

including four counts of second degree robbery and a vehicle theft. Since 1983,

defendant has spent the majority of his life in custody. Defendant does appear to have a

problem with substance abuse. His substance abuse was apparently precipitated by the

death of his young son.

By committing another felony after having been convicted of numerous prior

serious and/or violent felonies, defendant has proven that he cannot conform to society’s

rules. Prior incarceration has failed to dissuade defendant from his criminal ante

Our discussion of the last two prongs under the federal Constitution applies equally to the

California Constitution. We therefore determine that defendant’s punishment for his

recidivist behavior was not grossly disproportionate to the offense and his sentence under

the three strikes law does not constitute cruel and unusual punishment under the

California or federal Constitutions.

12

The court limited the presentence conduct credits given to defendant on the basis

of section 2933.1. That section limits presentence conduct credit to 15% for people

convicted of certain violent felonies which are listed in section 667.5. Subdivision (c)(7)

of section 667.5 lists “any felony punishable by death or imprisonment in the state prison

for life” as a violent felony. The court below determined that defendant’s sentence of 25

years to life qualified him for application of section 2933.1. The Attorney General

concedes that defendant is entitled to additional conduct credits; however, the Attorney

General cites to an incorrect case in support of this concession. In People v. Henson

(1997) 57 Cal.App.4th 1380, this court held that the sentence of 25 years to life imposed

upon a defendant under the three strikes law does not qualify as “any felony punishable

by death or imprisonment in the state prison for life” as defined in section 667.5,

subdivision (c)(7). Therefore, this court held that section 2933.1’s limitations on

presentence conduct credit does not apply to a person’s sentence under the three strikes

law unless that person's current conviction is for one of the listed violent felonies.

Defendant's current offense is for petty theft with a prior which is not one of the listed

violent felonies; therefore, the court erred in applying section 2933.1 to defendant. Both

defendant and the Attorney General agree that he is entitled to a total of 204 days of -

conduct credits rather than the 61 days which the court awarded to him.

13

a

D - 63

DISPOSITION

The judgment is affirmed; however, the trial court is ordered to amend the abstract

of judgment to award defendant a total of 204 days of presentence conduct credit and to

forward a copy of the amended abstract of judgment to the Department of Corrections.

NOT FOR PUBLICATION

/s/ Ramirez _

P. J.

We concur:

/s/ Ward __

J.

/s/ Gaut

J.

14

D- 64

DECLARATION OF SERVICE

I, undersigned say: I am over 18 years of age,

employed in the County of Santa Barbara, California, in

which county the with-in mentioned delivery occurred, and

not a party to the subject cause. My business address is

140 East Figueroa Street, Santa Barbara, California. I

served the Appellant's Petition for Review by placing a copy

thereof in a separate envelope for each addressee named

hereafter, addressed to each such addressee respectively as

follows:

Office of the Attorney General

110 West "A" Street

Suite 700 Appellate Defenders, Inc.

San Diego, Caiifornia 92101 233 "A" Street, #1200

San Diego, CA 92101-4010

Michael W. Riggs

District Attorney C77955

County of Riverside P.O. Box 2229

4077 Main Street, 8th floor Blythe, CA 92226

Riverside, California 92501

Clerk of the Superior Court Edward R. Munoz, Esq.

Riverside County 1717 S. State College Blvd.

County Courthouse Suite 125

4050 Main Street Anaheim, CA 92806-6024

Riverside, California 92501

Clerk of the Court of Appeal

Fourth Appellate District - Division Two

303 West Fifth Street

San Bernardino, CA 92401

Each envelope was then sealed and with the postage

thereon fully prepaid deposited in the United States mail by

me at Santa Barbara, California, on January , 1998.

I declare under penalty of perjury that the

foregoing is true and correct.

Executed on January , 1998

California.

APPENDIX

E

E - 65 MaRS

ea Far, 4

: plaieta yon?

APPENDIX E DOSKET

IN THE SUPREME COURT on ar

OF THE STATE OF CALIFORNIA © SOL4 7

uturmt me CK

|

Mt nats H2GB

Court of Appeal

No. E019488

PEOPLE OF THE STATE OF CALIFORNIA,

Plaintiff and Respondent,

Super. Ct. No.

CR66167

Vv.

MICHAEL WAYNE RIGGS,

Defendant and Appellant.

APPELLANT'S PRO PER SUPPLEMENTAL PETITION FOR REVIEW

OF A DECISION OF THE CALIFORNIA COURT OF APPEALS

FOURTH APPELLATE DISTRICT, DIVISION TWO

Michael W. Riggs

In pro per

C77955

P.O. Box 2229

Blythe, CA 92226

E - 66

IN THE SUPREME COURT

OF THE STATE OF CALIFORNIA

Court of Appeal

PEOPLE OF THE STATE OF CALIFORNIA,

No. E019488

Plaintiff and Respondent,

Super. Ct. No.

Vv.

CR66167

MICHAEL WAYNE RIGGS,

Defendant and Appellant.

APPELLANT'S PRO PER SUPPLEMENTAL PETITION FOR REVIEW

OF A DECISION OF THE CALIFORNIA COURT OF APPEALS

FOURTH APPELLATE DISTRICT, DIVISION TWO

Michael W. Riggs

In pro per

C77955

P.O. Box 2229

Blythe, CA 92226

E - 67

states cited by appellant.

In sum, the three strikes law in California is clearly

disproportionately harsher to the applicable law in any other jurisdiction.

To reiterate, as stated by our state's Supreme Court in Lynch, “if the

challenged penalty is found to exceed the punishments decreed for the

offense ina significant number of those jurisdictions, the disparity is a

further measure of its excessiveness.” (In re Lvnch, supra, 8 Cal.3d at p.

427 (emphasis added).) Here. the California penalty exceeds the penalty in

every other jurisdiction. That tact compels the conclusion that. as applied

to appellant, the penalty ts unconstitutionally disproportionate to the

offense, and constitutes crue! und unusual punishment under the United

States and California Constitutions

Clearly, under any rational interpretation of the Eighth Amendment.

appellant's sentence is disproportionate tu his culpability. to the nature of

his offense, and to punishment for the same offense in other jurisdictions.

the three criteria articulated in Lynch. Appellant urges this court to strike

his sentence and remand the case to the inal court for a new sentencing

hearing.

Ill

THE TRIAL COURT ERRED WHEN APPLYING THE

"THREE STRIKES" LAW TO APPELLANT BECAUSE

THAT LAW, BY ITS EXPRESS TERMS, DOES NOT

APPLY TO PRIOR STRIKES WHICH OCCURRED

BEFORE THE ENACTMENT OF THE THREE

STRIKES LAW!,"AND Vioc ATES THE PeoHtieiTon

___ Aeamsr Ex -Pasr faezo Law (us. Coner fet L, Seer-I0 (ce. >

; WW ITHIA, Ww, THE Meaning of, Wenge ‘ Sy ge ier 418. 2Y Atta

Appellant ype ton a Sune’ 71995" the Cour of j AS issued its te)

45

The trial court applied the “three strikes” law when computing

appellant's sentence of 25 years to life.* (See Penal Code $667, subd.

(e)(2)(Aii).) Appellant's case ostensibly fell under the three strikes law

because he had suffered four prior serious felony convictions. (See sections

667, subd. (d)(1) and 1192.7, subd. (c)(19).)

Section 667, subdivision (d) governs whether a prior conviction is a

strike for the purposes of the three strikes law.’ That subdivision provides,

in relevant part:

“Notwithstanding any other law and for the purposes of

subdivisions (b) to (i), inclusive, 4 prior conviction of a felony

shall be detined as:

(1) Any offense detined in subdivision (c) of Section

667.5 as a violent telony or any offense detined in subdivision

(c) of Section l 192. 7 usa serious saany in as state. The

decision in People v. Sipe (1995) 30 Cal. App.4th 408. rejecting this argument, as

well as other challenges raised to the sentencing scheme known 4s the three

strikes law. (See also People v. Green (1995) 30 Cal App.4th 280.) Nevertheless,

appellant raises these arguments because. respectfully, he believes Sipe and Green

were incorrectly decided, and also because it is necessary to preserve the issues

tor further appellate review in light of the unsettled state of the law.

. In the interests of brevity appellant will use the term “three strikes law”

when referring to Assembly Bill Number 971 which chanyed the way sentences

are computed for felons with one or two pnor convictions for violent or serious

felonies. The three strikes law became effective on March 7, 1994. (See Stats.

1994, ch. 12, §2.) It is codified in section 667. With the enactment of Proposiuon

184 in the November, 1994 election, provisions identical to the three strikes law

now are found in a new statutory section, namely section 1170.12. (Compare

section 667, subd. (c) to (g) with section | 170.12, subd. (a) to (e).)

° Appellant will use the term “prior strikes” when referring to those prior

convictions which trigger the application of the three strikes law.

46

ction f { section (b) 10 (i), inclusive. shall |

made upon the date of that prior conviction and is — affected

by the sentence imposed unless the sentence automatically,

upon the initial sentencing, converts the felony to a

misdemeanor... ." (Emphasis added.)

Appellant submits that under the plain meaning of language from

section 667, subdivision (d), emphasized above, a prior conviction does not

qualify as a strike for purposes of invoking the three strikes law unless, on

the date the prior conviction is entered. the Judge or the jury makes a

determination that the conviction will qualify as a strike. The three strikes

law thus cannot apply when any purported strike predates the enactment or

the three strikes law. Therefore t\s three strikes law does not apply to

appellant. Appellant's three prior strikes predated March 7, 1994. and no

determination was made in 1985 or 1988 that the convictions were "a prior

felony conviction for purposes of subdivision (b) to (i).” (Section 667,

subd. (d)(1).)

It is axiomatic that a court's primary task when CONStruiNng a Statute is

to determine the lawmakers’ intent. (People v. Jones (1993) 5 Cal.4th 1142,

1146.) To determine that intent, courts tum first to the statute's words

themselves. ([bid.) Significance should be attributed to every phrase of a

statute, and a construction making some words surplusage is to be avoided.

(People v. Woodhead (1987) 43 Cal.3d 1002. 1010.) If the language is

clear and unambiguous there is no need for construction of a statute.

(People v. Jones, supra, 5 Cal.4th at p. 1146.) “Clear statutory language no

more needs to be interpreted than pure water needs to be strained,” (Holder

v. Superior Court (1969) 269 Cal. App.2d 314, 317.) Courts decline to

follow the plain meaning of a statute “only when it would inevitably have

frustrated the manifest purpose of the legislation as a whole or led to absurd

47

E- 70

results.” (People v. Bellici (1979) 24 Cal.3d 879, 884.)

Appellant submits that the express language of the relevant portion

of subdivision (d) is plain.’ That language provides: “The determination of

whether a prior conviction is a prior conviction for purposes of subdivisions

(b) to (i), inclusive, shall be made upon the date of that prior conviction. . .

." When appellant was convicted of nwo residential burglaries in 1985 and

two residential burglaries in 1988. subdivisions (b) to (i) of section 667 had

not been enacted. [t was impossible at those times for the court or the jury

to. make a determination that the conviction would be « prior conviction for

purposes of subdivisions of section (b) to (1) of section 007. as the three

strikes law was enacted years in the future.

it might be argued that the above quoted lunyguaye trom subdivision

(d), means that the court sentencing the defendant for the pust-March 7,

1994, offense shall determine whether u prior is 4 strike by analyzing the

state of affairs on the date of the prior conviction. That. however. is not

what subdivision (d) says. Subdivision (d) says that the “determination” of

whether the prior qualifies “shall be made upon the date of the prior

conviction.” [t does not state that the determination shall be made during

the proceedings in a later case by looking back in ume to the state of affairs

on the date of the prior conviction.

A question may arise as to why the Legislature wanted a finding as

to the qualifying nature of the conviction at the time the conviction

occurred. There are three obvious purposes for such a rule.

The first purpose would be to obviate the extensive litigation which

has sprung from other statutes that, while dealing with prior convictions,

6 The term “subdivision (d)” refers to subdivision (d) of section 667.

48

E- 71

did not contain a mandatory requirement that the qualifying nature of the

prior be determined at the date of conviction.’ Not only has this litigation

been extensive, it even has led to contrary opinions by the Supreme Court in

two cases decided within 16 months of each other. (See People v. Guerrero

(1988) 44 Cal.3d 343, overruling People v. Alfaro (1986) 42 Cal.3d 627.)

Subdivision (d) wisely obviates a great deal of similar litigation. Indeed,

subdivision (d), as construed by appellant. avoids the precise problem

inherent in the Guerrero/ Alfaro situation. i.e.. how to determine whether a

prior conviction entered before the enactment of a priors statute comes

within the provisions of that later-enacted statute.

A second purpose would be to obviate challenges to convictions that

occurred prior to March 7, 1994. on the ground that the defendant would

have used different tactics and may well have obtained different results if

he knew the case might result in a strike. To illustrate. take a multi-count

information filed against a first time offender in 1985 charging some

offenses which are violent felonies under section 667.5. subdivision (c) and

some which are not. In plea negotiations there was no strong incentive to

plead guilty to a nonvivient felony rather than a violent one. This is

because no one knew that nine years in the future a conviction for a violent

: Because the Court is aware from its own case load of the large number of

cases raising issues about whether priors qualify for enhancement, appellant will

not include the serpentine string cite which supports his statement. He will,

however, favor the Court with a chronological list of some Supreme Court cases

which discuss retrospective determinations of the status of a prior conviction.

(People v. Jackson (1985) 37 Cal.3d 826; People v. Thomas (1986) 41 Cal.3d

837; People v. Equarte (1986) 42 Cal.3d 456; People v. Piper (1986) 42 Cal.3d

471; People v. Alfaro, supra, 42 Cal.3d 627; People v. Calio (1986) 42 Cal.3d

639; People v. Guerrero, supra, 44 Cail.3d 343; People v. Myers (1993) 5 Cal.4th

1193.)

49

E- 72

felony would be a strike. However, similarly situated first time offenders

facing charges from crimes committed after March 7, 1994, can take the

three strikes law into consideration when negotiating a plea."® There is no

compelling nor rational reason for treating similarly situated first-time

offenders differently simply because one offender negotiated a plea bargain

aware of the harsh possible consequences of the plea and the other offender

had no knowledge of these potentially harsh consequences. The language

of subdivision (d) here in issue has the effect of giving equal treatment to

all offenders.

A third purpose of the plain language of subdivision (d) is that it

allows defendants to be deterred by the specter of enormously increased

sentences for new offenses while allowing the state time.to build new

prisons to incarcerate three strike offenders and to prepare tinancially for

the substantial increase in costs inherent in the longer three strike sentences.

it is significant to note that subdivision (d) is not the first time the

Legislature has addressed 4 question related to the contempurancous

determination of the nature of a conviction for purposes of later use as a

prior. Case law interpreting the pre-three strikes version of section 067

consistently held that the determination of whether a conviction qualified as

a serious felony was not to be made at the time of conviction but instead

was to be made at a later time when the conviction was actually alleged as a

prior. (People v. Sanchez (1991) 230 Cal.App.3d 768, 772-773; People v.

Bovaijian (1991) 228 Cal.App.3d 771, 774-775; People v. Ybarra (1988)

" There are some restrictions on plea bargaining when a defendant has

suffered prior strikes (see section 667, subd. (g)). These restrictions do not apply

to first time offenders facing charges for offenses which can result in a strike.

30

E - 73

206 Cal.App.3d 546, 549-550.) In 1991 the Legislature effectively

abrogated this case law by enacting section 969f. That section provides that

when the defendant has commited a serious felony, the accusatory pleading

“may” charge it as such. Section 969f has the effect of avoiding later

litigation over the serious nature of a prior by allowing the prosecutor to

charge a pending crime as a serious prior. Section 667, subdivision (d),

takes the matter one step further by requiring (rather than simply allowing)

a determination about an offense’s nature at the time it ts tried. thus

obviating the need for any future litigation on the issue.

Thus this court need not fear that it will owist the Legislature's intent

if it construes subdivision (d) literally. The literal language of subdivision

(d) reflects a considered decision that a contemporanegus determination of a

conviction’s status is better than a retrospective one and ts less likely to lead

to later litigation. The Legislature meant precisely what it said in

subdivision (d).

While it might be argued that while the pluin language of subdivision

(d) requires a determination of an offense's nature at the time of conviction,

that plain language should not be followed because it inevitably frustrates

the manifest purpose of the legislation. (See People v. Bellici, supra, 24

Cal.3d at p. 884.) The purpose of the three strikes law ts to “ensure longer

prison sentences and greater punishment for those who commit a felony and

have been previously convicted of serious and/or violent felony offenses.”

(Section 667, subd. (b).) However, applying subdivision (d) in accordance

with its plain language does not "inevitably" (People v. Bellici, supra, 24

Cal.3d at p. 884) frustrate this purpose. The plain language of subdivision

(d) delays application of the law to people like appellant. As long as the

preconditions of subdivision (d) have been met, longer punishment is

51

E- 74

insured.

It is worth noting the supreme court's observation that “courts must

follow the language used and give to it its plain meaning, whatever may be

thought of the wisdom, expediency, or policy of the act, even if it appears

probable that a different object was in the mind of the legislature.” (People

v. Weidert (1985) 39 Cal.3d 836, 843; citation and internal quotation marks

omitted.) The language in subdivision (d) not only is plain. it also is based

on sound considerations of policy and taimess and does not inevitably

frustrate the purpose of the three strikes law. Accordingly, that plain

language must be followed.

To summarize, subdivision (d) expressly provides that the provisions

of section 667, subdivisions (b) to (i). apply only where there has been a

determination on the date of the prior conviction that the conviction

qualities for use in subdivisions (b) toi). The record is devoid of any

evidence showing that determinations were made in 1985 or 1988 to the

effect that the convictions would be tor purpuses of subdivisions (b) to (i)

of section 667. Accordingly, the trial court erred when it sentenced

appellant under the provisions of the three strikes law, and the matter

should be remanded for resentencing. The new sentencing should be

pursuant to sections 1170 and 1170.1, and not under the three strikes law.

IV

THE LEGISLATION IS UNCONSTITUTIONALLY

* VAGUE AND FAILS TO GIVE ADEQUATE NOTICE

OF THE SPECIFIC PUNISHMENT TO BE IMPOSED

It is a fundamental precept of due process of law that an accused

must have prior notice of the acts constituting a criminal violation. A

recidivist must be given specific notice of the manner in which committing

52

E - 75

June 1994

201

elevate the petty theft to a felony is barred from being used

under the “Three Strikes” law, according to the argument.

Thus, for example, if the defendant is convicted of petty

theft, and has a prior conviction for burglary and another

prior conviction for forcible rape, the defendani still faces a

double-the-term sentence under § 667(e)(1) for the prior

rape conviction, even if defense counsel is successful in

attacking the use of the prior burglary both to elevate the

theft offense to a felony and to thereafter use it to further

enhance the sentence under § 667(e)(2).

> CDP Ch. 91, “Sentencing.”

oe .

(Manne Bender & Co. lac)

POINT

OF

VIEW

Gerald F. Uelmen*

Three “Called” Strikes and You’re

Out

The first argument that should be made by any competent

defense lawyer whose client is charged as either a second

offender ae offender undcr the “Three Sunkes anc

You're Out" o

———

predated ;

essential that this issue be preserved for appeal, and that

defense lawyers understand the statutory grounds for this

objection. The argument which supports us on this issue is

a strong one, and we can anticipate that many judges will be

persuaded. A ruling that the current Three Strikes measure

operates only prospectively with respect to California priors

could be the key to getting a more rational alternative on the

ballot in November.

“Tue argument is based on the clear and unambiguous

language of Penal Code § 667(d)(1), which provides:

“(d) Notwithstanding any other law and for

the purposes of subdivisions (b) to (i), inclusive,

a prior conviction of a felony shall be defined

as: _

“(1) Any offense defined in subdivision (c)

of Section 667.5 as a violent felony or any

offense defined in subdivision (c) of Section

1192.7 as a scricus felony in this state. The

determination of whether a prior conviction is

a prior felony conviction for purposes of sub-

divisions (b) to (i) inclusive, shal] be made upon

* Gerald F. sre pts ob Called Aton ——,

and has served Calo cade ‘Lawyer, da ha

202

E - 76

California Criminal! Defense Practice Reporter

The only way to read this requirement is that, where a

prosecutor seeks to use a California conviction for an of-

fense listed in Penal Code § 667.5(c) (violent felonies) or in

§ 1192.7 (c) (serious felonies) as a prior, there must have

been a determination that it was a prior for purposes of the

“Three Strikes” measure on the date the conviction oc-

curred. Giving the language any other meaning requires us

to rewrite the words used by the legislature. The first prin-

ciple of statutory construction is that words must be given

their plain, ordinary meaning [see People v. Morris (1988)

46 Cal.3d 1, 15). As the California Supreme Court recently

stated in Delaney v. Superior Court [(1990) 50 Cal.3d 785,

804)

“It is bedrock law that if the lawmaker gives us

an express definition, we must take it as we find

Bese

It is important that you place primary reliance on the plain

meaning of this language. Do not argue that ambiguities

should be construed in favor of the defendant. They never

are, and the strongest argument we have is that these words

are nor ambiguous, so extraneous proof of legislative intent

is not appropriate. All we are asking is that the court apply

the words as the “re written

Nor is this a consututional argument. Arguing that priors

preceding enactment could not be used because it violates

ex post facto is a loser - don’t even make the argument [see

People v. Jackson (1985) 37 Cal.3d 826}. Clearly, the legis-

lature can authorize use of previous priors (and we will

concede they did authorize use of previous priors from other

states and for juvenile adjudications, in Penal Code §

667(d)(2), (3)). But they did nor do so in subdivision (d)(1),

and if they wan: to do so, they will have to amend §

667(d)(1) to express a contrary intent.

What we are arguing is not a strained interpretation. A

requirement that a determination “shall be made” on the date

of conviction is not a mere formality. Not all listed

in Penal Code §§ 667,5(c) or 1192.7(c) would be priors for

purposes of the “Three Strikes” measure. Section 667(h),

for example, limits the use of these statutes to the form in

which they existed on June 30, 1993, eight months before

“Three Strikes” became law. Since that date, “b

was added to the list of serious felonies in Penal Code §

1192.7(c) (effective October 1, 1993). Many of the offenses

described in § 1192.7 do not precisely coincide with

statutory definitions, so it may not be clear to anyone

whether a particular conviction will qualify as a “strike.”

Thus, it makes good sense to require sentencing judges

to inform first offenders whether their convictions can be

used as “strikes” in the future. Such an interpretation would

also serve the deterrent function of the “Three Strikes” law.

OAenkew Bender & Co. lax)

\

If convicted felons are warned that their sentences can be

doubled on their next felony, or transformed into a life

sentence on their third felony, they are much less likely to

feloni ,

The counter argument we can anticipate will be based on

the canon of statutory construction that says language of a

statute should not be given literal meaning if doing so would

result in absurd results which the legislature could not have

intended [see Younger v. Superior Court (1978) 21 Cal.3d

102, 113]. We should have our answers running, because

there is nothing absurd about the interpretation we are

presenting.

The first absurdity which will be thrown in our face

comes from the legislative sponsor of the “Three Strikes”

measure, Assemblyman Bill Jones of Fresno. In a lemer to

the editor of the Los Angeles Times, written in response to

an “op-ed” I authored urging that “Three Strikes” be limited

to prospective application [see “Three Strikes” and a Balk:

Beneficial Stanaory Clinker, Los Angeles Times, April 25,

1994), Assemblyman Jones wrote:

“AB 971 states, in part, that a prior conviction

of a felony (for the purposes of ‘three strikes’)

shall be defined as a conviction in another juris-

diction for an that includes all of the

elements of (a serious or violent felony in

California). Since it would be ‘absurd and

stupid’ to believe that California could place a

on other states that their judges

inform convicted felons of an earned ‘strike’ in

another state, application of the law is clearly

retroactive. Further, of the bill which

deal with juvenile adjudications list four condi-

tions to qualify a conviction as a prior felony,

none of which require a judge to determine or

inform. Clearly, application of the law is

retroactive” [see ‘Letters to the Times,’ Los

Angeles Times, May 7, 1994).

The seapensn, of cousse, ts that Jones presses our arge-

meant beyond the point we are making to make it appear

absurd. We are not suggesting that prior convictions from

other states cannot be used unless the judge informed the

- efendant his conviction was a “strike” in California. Sec-

tio1 $67(d)(2) does not impose such a requirement. Nor are

we ~-guing that juvenile court judges give such a warning.

. section 667(d\(3) does not require it. All we are arguing is

‘. , a determination must be made on the date of conviction

ua the case of California convictions included in Penal Code

$$ 667.5(c) and 1192.7(c), because § 667(d)(1) does require

it

It would not be irrational to require a determination on

(41) convictions without imposing that requirement under

Po ¥ "

E - 77

June 1994

(d)(2) and (d)(3). The (d)(1) priors will cover the over-

whelming majority of cases. More than 90 percent of “Three

Strikes” cases will involve (d)(1) priors. Thus, the deterrent

impact of the determinations will have the greatest impact

under (¢d)(1). Requiring a determination in out-of-state cases

would exceed the legislative power of the Califomia legis-

lature, and even if it were possible, would be a useless

gesture in the overwhelming majority-of cases, serving as a

deterrent only for those defendants who already con-

templated a move to California.

With respect to (d)(3) juvenile adjudications, requiring a

determination “upon the date of that prior conviction”

would be nonsensical, since there is no “date of conviction”

in juvenile proceedings. A juvenile adjudication is not a

conviction. The rehabilitative objective of juvenile proceed-

ings would also warrant a different approach than the deter-

mination mandated by (d)(1). Finally, it should be noted that

the unconstitutionality of (d)(3) is widely conceded, with

many prosecutors publicly announcing they will not imple-

ment it The severability clause of Section 667(i) will render

it a nullity.

The “absurdity” argument will find no support in any

other provisions of the “Three Strikes” measure. All the

purposes of the measure will be fully achieved by the

prospective implementation required by (d)(1). The deter-

rent impact wili he immediate. and does nat require the Hae

vil jurlow s01in Le Houtia Webided) pate malo d Ubini pe bdoosb ida nab UD

measure. Moreover, the “absurdity” argument shuuld nut be

used to redraft a law simply because the redrafted measure

is perceived by a judge to be an improvement over the

version produced by the legislature, even if it is a product

of legislative oversight. Justice Edward Panelli recently

made this point quite tellingly:

“In my view, the majority is not warranted in

invoking the maxim of ‘absurdity’ to justify

ignoring explicit statutory language, even if it

does so to achieve what it perceives to be a

superior result. Instead, the unambiguous

statutory language chosen by the legislature

should be given effect” [see People v. Brous-

sard (1993) $ Cal.4th 1067, 1080 (Panelli, J.

dissenting)].

A more troublesome counterargument will arise from the

ruling of the California Supreme Court in People v. Jackson

[(1985) 37 Cal.3d 826], which rejected an argument that the

sentence enhancement provisions of Proposition 8 could not

be applied retroactively to previous prior convictions. Jus- —

tice Broussard’s majority opinion noted:

“Section 667 plainly was intended to take ac-

count of antecedent crimes; it includes in the list

O4emhe~ Bender & Co. lac)

‘incorporated from Section 1192.7 crimes which

were repealed prior to the effective date of the

initiative. (See fn. 7, ante.) The basic purpose

of the section - the deterrence of recidivism -

would be frustrated by a construction which did

not take account of prior criminal conduct” (see

37 Cal.3d at 833).

Since the “Three Strikes” measure also uses the § 1192.7

list, and since the list still includes the “repealed crimes,”

prosecutors will argue that Justice Broussard’s conclusion

is equally applicable to the “Three Strikes” measure. They

are wrong for three reasons.

First, the issue in Jackson was whether a legislative intent

to apply the measure to previous convictions could be

implied. Here, we have explicit language which clearly

expresses a contrary intent.

Second, the deterrent purpose is nor frustrated by declin-

ing to apply the measure to previous convictions, because,

unlike Proposition 8, the “Three Strikes” measure mandates

a determination to be made on the date of the prior convic-

tion that will itself further the deterrent purpose.

Finally, the factual predicate of Justice Broussard’s argu-

ment is to serious question. Section 1192.7 does not

identify any offenses by reference to statutory provisions.

Tn farkion itself. the Fount approved the application Af

Ind, Wve)

Hhiquielllcit M etilinicetnbatita WU teéwldella

though there was no such offense as “residentlal burglary,”

and the element of the residential target was supplied by

>.

extraneous proof. The two “repealed” crimes which were

teferred to in Jackson were assault by a life prisoner on a

non-inmate, apparently based on Penal Code § 4500 prior

to an amendment in 1977 which eliminated a distinction

between inmates and non-inmates, and assault with intent

to commit robbery, deleted from the “assault with intent”

provisions of Penal Code § 220 in 1978. Justice Broussard’s

reading of these crimes vut of the list as “repealed” was

inconsistent with his ruling to accommodate “residential

burglary.” Both assaults by prisoners and assaults with

intent to rob are still crimes in California; it’s just that the

non-inmate status of the victim or the intent to rob will have

to be established by extraneous evidence. The inclusion of

these offenses thus adds nothing to the determination

whether retroactivity was intended or not.

What the current “Three Strikes” law really creates is 2

regimen of three called strikes and you’ re out. If California

strikes were not called as they occurred, they cannot be used.

That is what the law says, and unless our courts are ready to

rewrite statutes, that is the way it should be applied.

E- 78

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E - 79

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E - 80

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E- 82

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E - 83 ;

DECLARATION OF SERVICE

I, undersigned say: I am over 18 years of age,

employed in the County of Santa Barbara, California, in which

county the with-in mentioned delivery occurred, and not a party

to the subject cause. My business address is 140 East Figueroa

Street, Santa Barbara, California. I served the Appellant's Pro

Per Supplemental Petition for Review by placing a copy thereof in

a separate envelope for each addressee named hereafter, addressed

to each such addressee respectively as follows:

Office of the Attorney General

110 West "A" Street

Suite 700 Appellate Defenders, Inc.

San Diego, California 92101 233 "A" Street, #1200

San Diego, CA 92101-4010

Michael W. Riggs |

District Attorney c77955

County of Riverside P.O. Box 2229

4077 Main Street, 8th floor Blythe, CA 92226

Riverside, California 92501

Clerk of the Superior Court * Edward R. Munoz, Esq.

Riverside County 1717 S. State College Blvd.

County Courthouse Suite 125

4050 Main Street Anaheim, CA 92806-6024 APPENDIX F

Riverside, California 92501

Clerk of the Court of Appeal

Fourth Appellate District - Division Two

303 West Fifth Street

San Bernardino, CA 92401

Each envelope was then sealed and with the postage

thereon fully prepaid deposited in the United States mail by

me at Santa Barbara, California, on January , 1998.

I declare under penalty of perjury that the

foregoing is true and correct.

Executed on January , 1998, at Santa Barbara,

California.

F- 64 ”

OFFICE COPY & F - 85

APPENDIX F . FERAL —

IN THE COURT OF APPEAL OF THE STATADECRNEORATS |

cee Table of Contents

FOURTH APPELLATE DISTRICT, DIVISION TWO ~--.

ha Page

, ; ‘at a j ;

- Sda9 67 STATEMENT OF THE CASE 1

THE PEOPLE OF THE STATE OF CALIFORNIA, pt signe Vg I Se ‘

Plaintiff and Respondent, E0) 9488 /- HS 17

sid —.. Baithg Defense 3

| APPELLANT'S CONTENTIONS 4

MICHAEL WAYNE RIGGS, i. oo bg ES

J JUL 18 1997 RESPONDENT'S ARGUMENT 4

Defendant and Appellant. I ARG NT 5

AUR? OF APPEAL FQURTH DISTRICT

IL APPELLANT WAIVED THE ISSUE OF

a County oe gh ee No. — PROSECUTORIAL 5

e Honorable Dennis naghy, Judge

ey . A. The Prosecutor’s Alleged Misconduct in Closing

Argument : 5

B. Appellant Waived the Issue of Misconduct With

RESPONDENT'S BRIEF the ion of the Last Paragraph of the

People’s Argument 7

C. The People’s Closing Argument Was Proper and

the Admonition Cured Any Potential Prejudice. 8

DANIEL E. LUNGREN

Attorney General D. Any Error Was Harmless and Not Prejudicial In Light

of the Overwhelming Evidence of Guilt and the Lack

GEORGE WILLIAMSON af o Datenee 11

Chief Assistant Attorney General

GARY W. SCHONS Il. APPELLANT’S SENTENCE IS NOT CRUEL

Senior Assistant Attorney General AND/OR UNUSUAL PUNISHMENT 13

ROBERT M. FOSTER

speting Dep Arr Oot ML APPELLANT IS ENTITLED TO ADDITIONAL =.

BAG S. NELSON

Deputy Attorney General CONCLUSION 26

State Bar No. 150920

110 West A St., Suite 1100

San Diego, CA 92101

P.O. Box 85266

San Diego, CA 92186-5266

Telephone: (619)645-2207

Fax: (619)645-2191

Attorneys for Respondent

COP y

Cases

Bordenkircher v. Hayes

(1978) 434 U.S. 357

Chapman v. California

(1967) 386 US. 18

17 L.Ed.2d 705

87 S.Ct. 824

Harmelin v. Michigan

501 U.S. 957

111 S.Ct. 2680

115 L.Ed.2d 836 (1991)

In re DeBeque

(1989) 212 Cal.App.3d 241

In re Lynch

(1972) 8 Cal.3d 410

In re Rosencrantz

(1928) 205 Cal. 534

(i v. Ayon

(1996) 46 Cal.App.4th 385

ople v. Berryman

1993) 6 Cal 4 4th 1048

rag v. Bestelmeye

5) 166 Cal. yo 3d 520

a v. Bolton

(1979) 23 Cal.3d 208

ople v. Bonin

(19 ) 46 Cal.3d 659

le v. Coo

(1986) 43 Cal App. 4th 815

FP - 86

20

11, 12

15

14, 17, 19, 23

14, 16, 17, 23

17, 19

13, 16, 17

10

17

13

FP - 87

Table of Authorities, cont’d

People v. Crooks

(June 10, 1997, C023565)

Cal. Ap

97 Daily Penal D. A.R. 7328

People v. Daniels

(1969) 71 Cal.2d 1119

ob le v. Dillon

3) 34 Cal.3d 441

le v. Green

980) 27 Cal.3d 1

v. Haskett

re 30 Cal.3d 841

People v. Heldenburg

(1990) 219 Cal.App.3d 468

le v. Hill

(1995) 37 Cal.App.4th 220

(1985) ‘0. App.4th 1397

(1988) 46° 46 Cal.3d 585

le v. Jones

(1 15 Cal.4th 119

le v. Karsai

2) 131 Cal.App.3d 224

a 217

15

13, 14, 16, 19

11

F- 88

People v. Ratliff

(1987) 189 Cal.App.3d 696 10

(19 le v. Ross

4) 28 Cal.App.4th 1151 13

= v. Sassounian

(1986 as Cal.App.3d 361

cert.

481 Us 1034

107 S.Ct. 1977 9

People v. Silva .

(1953) 41 Cal.2d 778 9

—_ v. Strickland

(1974) 11 Cal.3d 946 9

yee v. Watson

(1956) 46 Cal.2d 818 11

eo v. Weaver

(1984) 161 Cal.App.3d 119 17, 19

People v. Weddle

(1991) 1 Cal.App.4th 1190 13, 14, 17, 19

— v. Wein

(1958) 50 Cal.2d 383 9

People v. Young

(1992) 11 Cal.App.4th 1299 19

Robinson v. California

1962) 370 U.S. 660

L.Ed.2d 758

82 S.Ct. 1417 23

Rummel v. Estelle

or 445 U.S. 263

.2d 382

100 S.Ct. 1133 18, 20

Solem v. Helms

463 U.S. 277

103 S.Ct. 3001

77 L.Ed.2d 637 (1983) 15

iv

F - 89

Table of Authorities, cont’d

United States v.

(1976) 427 U.S. of

United States v.

tiny 1985) 473 U. 6s

.2d 481

105 8. Ct. 3375

Constitutional Provisions

California Constitution

art. I, § 17.10

United States Constitution

Eighth Amendment

Fourteenth Amendment

Statutes

Alabama Code

§ 13A-5-9

Ariz. Rev. Stat. Ann.

§ 13-604

Arkansas Code Ann.

§ 5-4-501

Colorado Rev. Stat.

§ 16-13-101

Connecticut Gen. St~t. Ann.

§ 53a-40

Delaware Code Ann.

tit. 11, § 4214)

Florida Stat. Ann.

§ 775.084

Georgia Code Ann.

§ 17-10-7

11

11

14

14, 15

14

20, 21

20, 21

F- 90

able of Autho cont’

Hawaii Rev. Stat.

§ 706-606.5

ee ts | Health and Safety Code

§ 1135

Idaho Code

§ 192514

Ill. Ann. Stat.

ch. 720, § 33B-1

Indiana Code

§ 35-50-2-8.5

Kansas Stat. Ann.

§ 21-4504

Kentucky Rev. Stat. Ann.

§ 532.080

Louisiana Rev. Stat. Ann.

§ 15:529.1

Maryland Ann. Code

art. 27,§ 643B

a Comp. Laws Ann.

§ 769.12

Mississippi Code Ann.

§ 96-19-83

Missouri Ann. Stat.

§ 558.016

Montana Code Ann.

§ 46-18-501)

Nebraska Rev. Stat.

§ 29-2221

Nevada Rev. Stat.

§ 207.010

New Hampshire Stat. Ann.

§ 651:6

20, 21

P - 91

Table of Authorities, cont’d

New Jersey Stat. Ann.

§ 2C:44-3

§ 2C:43-7

New York Penal Law

§ 70.08

North Carolina Gen. Stat.

§ 14-7.1

§ 14-7.6

North Dakota Cent. Code

§ 12.1-32-09

Oklahoma Stat.

tit. 21, § 51

Oregon Rev. Stat.

161.725

[California] Penal Code

2900.5

2933.1, subd. (c)

§ 4019

Rhode Island Gen. Laws

§ 12-19-21

South Carolina Code Ann.

§ 17-25-45

South Dakota Codified Laws

§ 22-7-8

Tennessee Code Ann.

§ 40-35-106

§ 40-35-107

§ 40-35-108

20

20

F - 92

ab uthorit cont’

Texas Penal Code Ann.

§ 12.42

Utah Code

§ 76-8-1001

Vermont Star. Ann.

tit. 13, § 11

Virginia Code

§ 19.2-297.1

Washington Rev. Code Ann.

§ 9.92.090

West Virginia Code

§ 61-11-18

Wyoming Stat.

§ 6-10-201

Other Authorities

3 Witkin & Epstein

Cal. Criminal Law (2nd ed. 1989)

Punishment for Crime, § 1336

Ballot Pamphlet

Analysis of Prop. 184 by Legislative Analyst

Gen. Elec. (Nov. 8, 1994) ° .

viii

20

20

20, 22

20

20, 22

20, 22

20, 22

13

PF - 93

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT, DIVISION TWO

THE PEOPLE OF THE STATE OF CALIFORNIA,

Plaintiff and Respondent, E019488

v.

MICHAEL WAYNE RIGGS,

Defendant and Appellant.

STATEMENT OF THE CASE

An amended information filed on May 8, 1996, in Riverside

County Superior Court charged appellant with petty theft with a prior

(Pen. Code, § 666; count 1) and possession of a hypodermic needle and

syringe (Bus. and Prof. Code, § 4149; count 2). It was alleged that

appellant had served four prior prison terms within the meaning of

Penal Code section 667.5, subdivision (b). It was further alleged that

appellant had been convicted of four strike priors within the meaning

of Penal Code sections 667, subdivisions (c) and (e), and 1170.12,

subdivision (c). (CT 61-64.)

A jury found appellant guilty of both substantive offenses. (CT

196.) The court found the prior conviction allegations to be true. (CT

249A-250.)

On November 26, 1996, appellant was sentenced to state prison

for a term of 25 years to life on count 1 under the Three Strikes Law

and a concurrent term of 90 days to county jail on count 2. The prior

prison term enhancements were stricken. (CT 328; RT 333.)

F - 94

Appellant filed his notice of appeal on November 26, 1996.

(CT 327.)

STATEMENT OF FACTS

On October 15, 1995, Ann Lopez was working as a clerk at

Albertson’s Supermarket in Banning. At approximately 4:30 p.m., she

brought the items in the non-food aisle to the edge of the shelf.

Around this time, she observed appellant put a brown bottle in his coat.

Appellant was standing right in front of the vitamins. Appellant kept

his hand inside his coat. (RT 123-127.) As Lopez followed appellant,

she noticed a bottle of vitamins was missing from the shelf. (RT 134.)

Appellant looked around and then walked toward the front of

the store. Lopez notified two fellow employees, Randy Evans and Carl

Ortega. Appellant walked around the checkstands and out of the store.

As appellant walked out the door, Lopez, from a distance of about 15

feet, asked appellant to give them back the bottle. Appellant walked

faster. Lopez yelled at appellant to give them the bottle two or three

times. (RT 127-131.) Ortega told appellant he’d let him go if appellant

gave them the vitamins. (RT 188.) Appellant continued to walk faster

and then to run. Initially, Lopez, Evans and Ortega ran after him.

(RT 127-131, 186-189.)

Lopez fell and Evans returned to the store to notify the

manager. Ortega continued the chase. Appellant dropped the bottle

of vitamins. They were the same variety as the bottle Lopez saw

appellant put in his coat. (RT 131-136, 193-194.) As he ran, appellant

told Ortega he could out-run him. Ortega stayed right behind him.

Appellant said he had a knife and turned around and made a sweeping

motion toward Ortega. Appellant did not have a knife. Ortega

continued to pursue him. Jason Miller, the manager of Albertson’s,

arrived to assist. Miller asked appellant to come back to the store and

appellant refused. After a struggle, they handcuffed appellant. They

escorted appellant back to the store. Appellant asked if he could work

for the merchandise. (RT 190-197, 227-231.) Lopez, Ortega and Jason

Miller all identified appellant. (RT 123-127, 188, 225.)

Appellant was searched by the police and a syringe was found

in his sock. (RT 234-240.)

Defense

Appellant did not preseni a defense.

Fr - 96

APPELLANT'S CONTENTIONS

1. The prosecutor committed prejudicial error in his

argument to the jury.

2. Appellant's life sentence constitutes cruel and unusual

punishment under both the California and federal institutions.

3. The trial court erred in its determination of presentence

custody conduct credits.

RESPONDENT'S ARGUMENT

1. Appellant waived the issue of prosecutorial misconduct as

to the majority of the prosecutor's closing argument; there was no

misconduct; any misconduct was not prejudicial.

2. Appellant’s sentence is not cruel and/or unusual

punishment.

3. Appellant is entitled to additional conduct credits.

PrP - 97

APPELLANT WAIVED THE ISSUE OF

PROSECUTORIAL MISCONDUCT AS TO THE

MAJORITY OF THE PROSECUTOR’S CLOSING

ARGUMENT; THERE WAS NO MISCONDUCT;

ANY MISCONDUCT WAS NOT PREJUDICIAL

Appellant claims the prosecutor engaged in misconduct in

closing argument when he referred to appellant’s attempts to “push the

envelope" and argued appellant was “pushing it to the limit” in the hope

“people out there won't think at this time [his crime] is important and

they won’t vote guilty." (AOB 6-11.) Appellant waived the issue as to

the majority of the argument. He did not object until the close of the

People’s argument. (RT 278.) At this point, the trial court agreed a

portion of the closing argument was objectionable and admonished the

jury. Respondent respectfully disagrees with the trial court and submits

the argument of the prosecutor was not inappropriate. In any event,

the admonition given by the trial court cured any potential prejudice.

Regardless, any misconduct was not prejudicial and was harmless

beyond a reasonable doubt.

Contrary to appellant’s contention, the prosecutor did not

comment on appellant’s exercise of his right to trial by jury. The

prosecutor began his argument focusing on appellant’s will to violate

the law versus the Albertson’s employees’ will to do their jobs. (RT

265.) The prosecutor, in an effort to dissuade the jury from thinking

just because appellant was fighting this petty theft charge he was

innocent or because the prosecutor was pursuing the case appellant was

guilty, pointed out they were not to speculate on why they were there

on such a small case. He emphasized these were not things the jury

should speculate on. (RT 266-267.) The prosecutor also told the jury

they should not be prejudiced against appellant because he was charged

or the case was brought to trial. (RT 267-268.) The majority of the

argument focused on the testimony and the elements of the crime. (RT

268-277.) Toward the end of his argument, the prosecutor pointed out

that appellant finally realized "their [the Albertson’s employees’) desire

to be good employees and follow the law is stronger than his desire to

disobey the law." (RT 277.)

He concluded:

"We're in similar situation as jurors. You are sitting as

judges. Is your will to follow the law stronger than Mr. Riggs’

will to disobey the law, or are you going to blow it off and say,

you know, it is just a $20 bottle of pills like the employees

could have blown it off. It is kind of a test. He is pushing it

to the limit. Maybe if I take it this far, maybe people out

there won't think at this time is important and they won't vote

guilty.

“But it is important he is testing will the law be enforced?

Will my lawlessness be tolerated by society. And the answer

to that question must be no, and the answer to the question of

guilt in this case must be yes. Thank you, very much." (RT

277-278.)

Appellant objected to these closing remarks. (RT 278-279.)

The trial court found the prosecutor’s argument from the point of "It

is kind of a test," onward was inappropriate argument. (RT 280-281.)

The court admonished the jury:

"All right, ladies and gentlemen, before we have the

defense counsel’s argument I just want to make sure that

nobody is led astray. There was a reference, actually the last

paragraph of the argument was we're in similar situation as

jurors. You're sitting as judges. Is your will to follow the law

stronger than Mr. Riggs’ will to disobey the law, or are you

going to blow it off and say, you know, it is just a $20 bottle of

pills, like employees could have blown if off.

"If any of the jurors interpreted the following, anything

after that, as meaning defendant should not or does not have

a right to go to trial, period, that reference should not have

been, I believe, it wasn’t intended to mean that the defendant

does not have a right to go to trial. But you are not to

interpret that he did not have a right to go to trial, or the fact

that he went to trial is any evidence of his guilt. As I say I

don’t think it was intended that way, but just if reading it I just

want to make sure that you didn’t take it that way." (RT 281-

Appellant did not object until the close of the prosecutor’s

argument. This objection preserved only the issue of whether the

concluding remarks of the prosecutor’s argument constitute misconduct.

The failure to object and request an admonition waived the issue of

misconduct as to any prior statements of the prosecutor. Specifically,

appellant’s claim as to the prosecutor's initial comments on why

appellant might be fighting such a minor charge (RT 266-267; AOB 6)

has been waived.

To preserve a claim of prosecutorial misconduct for appeal, a

defendant must both: 1) object to the alleged misconduct and 2)

request an admonition where such an admonition would clearly have

cured any harm. (People v. Montiel (1993) 5 Cal.4th 877, 912, 914, cert.

den. (1994) 114 S.Ct. 2782; see also People v. Heldenburg (1990) 219

Cal.App.3d 468, 472-475 [claim waived where defense timely objected,

requested and obtained trial court’s agreement to admonish jury, but

sat quietly when court neglected to give admonition].) The reason that

both requirements must be met is that the trial court should be given

F - 100

an opportunity to cure any harm. (People v. Bonin (1988) 46 Cal.3d

659, 689.)

Here, appellant objected only to the last portion of the

prosecutor’s argument. The failure to object to the prosecutor’s initial

comments that the jury should not speculate as to why they were there

on such a small case has waived the issue. (People v. Jones (1997) 15

Cal.4th 119, 179-180 [Objection to comparing the defendant to one

murderer did not preserve issue of misconduct for analogies to other

murderers].) Furthermore, as discussed below, the statements were not

misconduct, and, even if they were misconduct, the admonition given

cured any potential prejudice. In addition, any misconduct was

harmless beyond a reasonable doubt.

C. The People’s Closing Argument Was Proper and_the

Admonition Cured Any Potential Prejudice.

Appellant ignores the substance of the prosecutor’s closing

argument in concluding the prosecutor commented on appellant’s

exercise of his right to trial by jury. The prosecutor was arguing that

appellant pushed the employees of Albertson’s in the hope they would

let him go and was now hoping the jury would let him off because the

crime was relatively minor. The prosecutor specifically told the jury

appellant’s guilt was not to be inferred from the fact he was charged or

was on trial. The crux of the argument did not focus on the exercise

of a right but on appellant’s actions throughout the entire course of

events. This was the theme of the People’s case and proper argument —

in light of appellant’s lack of defense and the overwhelming case

against him.

F- 101

It was clear from the trial appellant was throwing himself at

the mercy of the jury. The prosecutor was simply emphasizing that the

jury must follow the law regardless of the value of the merchandise

stolen. The prosecutor was attempting to prevent jury nullification. He

was obviously fearful the jury might conclude the offense was so minor

appellant did not deserve a felony conviction.

Prosecutorial misconduct implies the use of deceptive or

reprehensible methods to attempt to persuade either the court or jury.

(People v. Haskett (1982) 30 Cal.3d 841, 866; People v. Strickland (1974)

11 Cal.3d 946, 955.) While it is not necessary to show bad faith, it is

necessary to show that appellant’s right to a fair trial was prejudiced by

the claimed misconduct. (People v. Sassounian (1986) 182 Cal.App.3d

361, 390, cert. den. 481 U.S. 1034, 107 S.Ct. 1977.)

It has long been recognized that "[c]losing argument presents

a legitimate opportunity to ‘argue all reasonable inferences from

evidence in the record.’ [Citations.]" (People v. Bolton (1979) 23 Cal.3d

208, 212.) This opportunity includes the right of the prosecutor "to

fully state his views as to what the evidence shows and to urge whatever

conclusions he deems proper. Opposing counsel may not complain on

appeal if the reasoning is faulty or the deductions are illogical because

these are matters for the jury to determine. [Citation.] The prosecutor

may not, however, argue facts or inferences not based on the evidence

presented. [Citation.]" (People v. Lewis (1990) 50 Cal.3d 262, 283.)

A prosecuting attorney may properly comment on the evidence

presented at trial and offer the jury his or her views of the inferences

which should be drawn from the evidence. (People v. Wein (1958) 50

Cal.2d 383, 396 (overruled on another ground, People v. Daniels (1969)

71 Cal.2d 1119, 1141, fn. 14); People v. Silva (1953) 41 Cal.2d 778, 783.)

F - 102

It is only when the prosecutor relies on deceptive or reprehensible

methods to persuade the jury does misconduct occur. In the instant

case the complained of remarks made by the deputy plainly referred

only to evidence properly before the jury or to inferences reasonably

arguable therefrom. (See People v. Ratliff (1987) 189 Cal.App.3d 696,

702; People v. Prysock (1982) 127 Cal.App.3d 972, 997.)

Where it is unlikely the comments of the prosecutor were

misconstrued in an objectionable fashion it is not misconduct. (People

v. Berryman (1993) 6 Cal.4th 1048, 1072.) Here, it is unlikely the jury

understood the prosecutor’s comments to mean appellant was guilty

because he exercised his right to a jury trial. In fact, the prosecutor

specifically told the jury this was not relevant and the jury should not

speculate as to why the case was brought to trial. (RT 266-268.)

The inference appellant was simply hoping to get off because

the crime was relatively minor was reasonable in light of the lack of a

defense and the fact appellant was identified by three employees and

detained at the scene of the crime. The prosecutor could properly

comment that the fact appellant was fighting the charge did not mean

anything one way or the other. The prosecutor told the jury not to

speculate as why they were there. At no time, did he indicate this

meant appellant was guilty or guilt could be inferred from the fact the

case was brought to trial. In fact, he told the jury it did not mean that.

(RT 267-268.) At no time did the prosecutor indicate the appellant was

not presumed innocent or the burden of proof was different than that

instructed by the court. The argument of counsel was not misconduct.

To the extent the jury may have inferred from the prosecutor’s

comments a reference to appellant’s exercise of his right to trial by jury,

this was cured by the admonition. This is especially so in light of the

10

ee ee

F - 103

prosecutor’s comments along the same lines and the instruction that

guilt was not to be inferred from the fact appellant was charged and

brought to trial. (RT 254, 267-268; CT 209-210.)

D. Any Error Was Harmless and Not Prejudicial In

Light of the Overwhelming Evidence of Guilt and the

Lack of a Defense

As noted, in order for misconduct to warrant reversal there

must be prejudice to the defendant. Here, there was no prejudice and

any error was harmless. The effect of instances of misconduct is

ordinarily reviewed under the Watson standard, that is whether it is

reasonably probable that a result more favorable to defendant would

have occurred in the absence of the error. (People v. Green (1980) 27

Cal.3d 1, 27; People v. Watson (1956) 46 Cal.2d 818, 836.) The

Chapman" test is not applicable to review of such issues.

The United States Supreme Court has stated:

"This Court has recognized that prosecutorial misconduct

may ‘so infect the trial with unfairness as to make the resulting

conviction a denial of due process.’ Donnelly v. DeChristoforo,

416 U.S. 637, 643 (Citations.) To constitute a due process

violation, the prosecutorial misconduct must be “of sufficient

significance to result in the denial of the defendant’s right to

a fair trial.” (United States v. Bagley (1985) 473 U.S. 667, 676,

87 L.Ed.2d 481, 105 S.Ct. 3375 (Citations); (quoting United

States v. Agurs (1976) 427 U.S. 97, 108.)

Here, fundamental fairness was not violated. If the comments

in some way constituted comment on appellant’s exercise of his right to

a jury trial, his trial was fair as the prosecutor’s statements were

ambiguous and, in light of the overwhelming evidence of guilt, the

1. Chapman vy. California (1967) 386 U.S. 18; 17 L.Ed.2d 705; 87

S.Ct. 824.

11

F - 104

comments could not have had an impact on the jury’s ultimate

conclusion. Appellant was observed taking the vitamins off the shelf

and putting them in his coat pocket. He was identified by three

eyewitnesses. He was observed trying to get rid of the vitamins.

Appellant was apprehended at the scene. He admitted his guilt by

asking to work for the merchandise he had stolen. (RT 123-127, 134,

188-197, 225, 227-231.) The ambiguous comments of the prosecutor did

not render his trial unfair.

Even if the Chapman test is applied any misconduct was

harmless beyond a reasonable doubt as there were three eyewitness,

appellant was apprehended at the scene, he presented no defense, the

court admonished the jury and instructed them that the fact a person

is on trial is not evidence of guilt. Any misconduct did not result in an

unfair trial and it was harmless beyond a reasonable doubt.

12

FP - 105

APPELLANT’S SENTENCE IS NOT CRUEL

AND/OR UNUSUAL PUNISHMENT

Appellant contends his sentence constitutes cruel and unusual

punishment under the United States and California Constitutions.

(AOB 12-21.) Appellant is wrong. His punishment is proportional to

his status as a habitual offender who has committed a felony and has

one or more serious or violent felony convictions.

Preliminarily it should be noted that claims of cruel and

unusual punishment under the Three Strikes Law have been rejected

in other cases. (See People v. Ayon (1996) 46 Cal.App.4th 385, 401 [240

years to life not cruel and unusual punishment]; People v. Ingram (1995)

40 Cal.App.4th 1397, 1417 [sentence of 61 years to life not cruel and _

unusual punishment]; People v. Cooper (1996) 43 Cal.App.4th 815 [25

years to life for ex-con in possession of a handgun not cruel and

unusual punishment].)

Since this issue is a fact-based inquiry, and appellant did not

raise the issue at trial or sentencing, respondent questions whether the

issue has been preserved for appeal. (People v. Ross (1994) 28

Cal.App.4th 1151, 1157, fn. 8, citing People v. Dillon (1983) 34 Cal.3d

441, 477-482 and People v. Mickle (1991) 54 Cal.3d 140, 186; but see

People v. Weddle (1991) 1 Cal.App.4th 1190, 1197 [an appellate court,

like a trial court, is authorized to consider proportionality of a sentence

based on the facts], citing People v. Leigh (1985) 168 Cal.App.3d 217,

223 and 3 Witkin & Epstein, Cal. Criminai Law (2nd ed. 1989)

Punishment for Crime, § 1336, pp. 1559-1560.) Moreover, since no such

objection was raised below there is little information in the record to

evaluate appellant’s claim. However, this lack of information simply

13

F - 106

functions as a detriment to appellant as he has the burden of proving

his allegation of cruel or unusual punishment. (People v. Weddle, supra,

1 Cal.App.4th at p. 1197; Jn re DeBeque (1989) 212 Cal.App.3d 241,

249.)

Penal Code section 667, subdivisions (b) through (i), provides

for a doubling of the base term for the present felony if a defendant

has one qualifying prior felony conviction, or an indeterminate term of

25 years to life for those who commit a felony and have two or more

prior serious or violent felonies. Appellant committed a felony and had

four qualifying prior felony convictions. (RT 317.) He was sentenced

in accordance with the Three Strikes Law. (CT 328.)

The power to define crimes and prescribe punishment is a

legislative function in which courts will only interfere if the statute

prescribes a penalty so severe in relation to the crime as to violate the

constitutional prohibition against cruel and unusual punishment.

(People v. Dillon, supra, 34 Cal.3d at pp. 477-478; In re Lynch (1972) 8

Cal.3d 410, 423-424.)

Although appellant cites the court to both federal and state

authority, appellant appears to principally rely on California authority

to support his claim that his 25 year to life sentence for petty theft with

a prior constitutes cruel and unusual punishment. Appellant bases the

principal thrust of his arguments on Jn re Lynch, as later interpreted by

Dillon. His approach to the issue does not appear to rely upon the

federal prohibition against crue] and unusual punishment contained in

the Eighth Amendment as applied to the states through the Fourteenth

Amendment, but rather appears to rely exclusively upon the prohibition

against cruel or unusual punishment contained in California

Constitution article I, section 17.10.

14

FP - 107

However, as to the federal component of appellant’s claim, it

must be remembered that challenges to sentences under the Eighth

Amendment are allowed for only a limited proportionality review of the

sentence length.

"[O]utside the context of capital punishment successful

challenges to the proportionality of particular sentences [will

be] exceedingly rare . . . Reviewing courts . . . should grant

substantial deference to the broad authority that legislatures

necessarily possess in determining the types and limits of

punishments for crimes." (Solem v. Helms, 463 U.S. 277, 289-

290, 103 S.Ct. 3001, 77 L.Ed.2d 637 (1983), cites and internal

quotes omitted.)

In Harmelin v. Michigan, 501 U.S. 957, 111 S.Ct. 2680, 115

L.Ed.2d 836 (1991), the United States Supreme Court upheld a life

sentence without the possibility of parole for a defendant who had

possessed 672 grams of cocaine. While Harmelin did not contain a

majority opinion with respect to the proportionality of the sentence, two

justices determined that the Eighth Amendment had no proportionality

guarantee. (Harmelin, 501 U.S. at p. 965 (opn. of Scalia, J.).) Three

other justices concluded that the Eighth Amendment forbad only the

those sentences that were "grossly disproportionate” to the crime.

(Harmelin, 501 U.S. at p. 1001 (opn. of Kennedy, J.).) Even those

justices who recognized a guarantee of proportionality review stressed

that, outside the context of capital punishment, successful challenges to

particular sentences were exceedingly rare because of the "relative lack

of objective standards concerning terms of imprisonment.” (/bid.) The

fact that a sentence is mandatory does not suggest that it is cruel and

unusual. (Harmelin v. Michigan, supra, 501 U.S. at pp. 994-995; see also

People v. Crooks (June 10, 1997, C023565) __ Cal.App.4th __ [97 Daily

Journal, D.A.R. 7328, 7331].) Here, in light of the focus on recidivism

15

F - 108

and appellant’s substantial record discussed below, the sentence is not

disproportionate or cruel and unusual under federal law.

The question thus left is whether, under the circumstances of

this case, the punishment imposed is cruel and unusual under

California law. (See People v. Dillon, supra, 34 Cal.3d at p. 441; In re

Lynch, supra, 8 Cal.3d at p. 410.) The answer is no.

Under the analysis of Lynch as refined by Dillon, three prongs

are examined in determining whether a sentence is cruel or unusual

punishment. Under the first prong, the court examines the "nature of

the offense and/or the offender, with particular regard to the degree of

danger both present to society." (Jn re Lynch, supra, 8 Cal.3d at p. 425;

People v. Ayon, supra, 46 Cal.App.4th at p. 398.) The Supreme Court

in Dillon, refined the first prong of the analysis so that the court should

not examine the crime in the abstract, but also the facts of the crime in

question. Courts should consider the totality of the circumstances,

including motive, the way the crime was committed, the extent of the

defendant's involvement, and the consequences of the defendant’s acts.

With respect to the offender, the court should ask whether the

punishment is grossly disproportionate to the defendant’s individual

culpability as shown by such factors as his age, prior criminality,

personal characteristics, and state of mind. Second, the court compares

the challenged punishment with punishments prescribed for more

serious crimes in the same jurisdiction. Third, the challenged

punishment is compared with punishments for the same offense in

other jurisdictions. (People v. Dillon, supra, 34 Cal.3d at p. 479.)

Ultimately, the test of whether a specific punishment is cruel

or unusual is whether it is out of all proportion to the offense so as to

shock the conscience and offend fundamental notions of human dignity.

16

FP - 109

(In re Lynch, supra, 8 Cal.3d at p. 424, fn. omitted.) The analysis

developed in Jn re Lynch and Dillon merely provides guidelines for

determining whether a given punishment is cruel or unusual and the

importance of each prong depends on the facts of the specific case.

(People v. Ayon, supra, 46 Cal.App.4th at pp. 398-399, citing In re

DeBeque, supra, 212 Cal.App.3d at p. 249.) The defendant has the

burden of establishing that his punishment is greater than that imposed

for more serious offenses in California and that similar offenses in

other states do not carry punishments as severe. (See id. at pp. 254-

255.) Successful challenges to proportionality are an "exquisite rarity.”

(People v. Weddle, supra, 1 Cal.App.4th at p. 1196.) Because it is the

Legislature which determines the appropriate penalty for criminal

offenses, a defendant must overcome a considerable burden in

convincing the court the sentence was disproportionate to his level of

culpability. (/d., at p. 1197, citing People v. Bestelmeyer (1985) 166

Cal.App.3d 520, 529.)

Recidivism poses a manifest danger to society and is a proper

factor in determining the length of a prison sentence. (See People v.

Karsai (1982) 131 Cal.App.3d 224, 242; disapproved on other grounds

in People v. Jones (1988) 46 Cal.3d 585, 600, fn. 8.) California has long

upheld imposition of greatly enhanced sentences for recidivists. (See

In re Rosencrantz (1928) 205 Cal. 534, 536-539; People v. Weaver (1984)

161 Cal.App.3d 119, 125-126.)

"The purpose of a recidivist statute . . . [is] to deter repeat

offenders and, at some point in the life of one who repeatedly

commits criminal offenses serious enough to be punished as

felonies, to segregate that person from the rest of society for

an extended period of time. This segregation and its duration

are based not merely on that person’s most recent offense but

also on the propensities he has demonstrated over a period of

time during which he has been convicted of and sentenced for

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other crimes. Like the line dividing felony theft from petty

larceny, the point at which a recidivist will be deemed to have

demonstrated the necessary propensities and the amount of

time that the recidivist will be isolated from society are matters

largely within the discretion of the punishing jurisdiction."

(Rummel v. Estelle (1980) 445 U.S. 263, 284-285 [63 L.Ed.2d

382, 100 S.Ct. 1133].)

Appellant was convicted of petty theft with a prior. (CT 328.)

He attempts to characterize the sentence based solely on the present

crimes as cruel an unusual because the crime was a theft which was not

serious or violent. (AOB 13-16.) However, his view is short-sighted

because his punishment is not based solely on his present crime.

Appellant is being punished because he has committed felonies in the

past, which were serious or violent, and has again committed a felony.

At the time of sentencing appellant was 45 years old. (CT

253.) This is in contrast to the defendant in Dillon who was 17 years

of age.

Appellant has committed numerous crimes. He was committed

to the California Youth Authority in 1969 for possession of dangerous

drugs and burglary. His adult record begins in June of 1971 and

includes the following: eight misdemeanor convictions, two felony

convictions for possession of a controlled substance in 1981 (Health and

Saf. Code, § 11350) resulting in a two-year suspended sentence and

probation, a felony conviction for attempted burglary in 1983 (Pen.

Code, $§ 664/459) resulting in an eight-month prison term, two felony

convictions for forgery (Pen. Code, § 470), two felony convictions for

receiving stolen property (Pen. Code, § 496), and a felony conviction

for passing a check with intent to defraud (Pen. Code, § 476a) in 1984,

resulting in two years in prison, a felony conviction for possession of a

controlled substance in 1986, (Health and Saf. Code, § 11350) resulting

F - 111

in a sixteen-month prison term, and four felony convictions for robbery

(Pen. Code, § 211) in 1989, resulting in a twelve-year, eight-month

prison term. (CT 255-256.) He has now committed yet another felony,

an indication that time s.. ved in prison has not deterred him from

committing more crimes. This too is in contrast to the defendant in

Dillon who had no criminal history.

Appellant’s punishment is not merely based on the present

crime. It is punishment based on his recidivism which has long been

recognized as proper. (See Jn re Rosencrantz, supra, 205 Cal. at pp. 536-

539; People v. Weaver, supra, 161 Cal.App.3d at pp. 125-126.)

Determinations whether a punishment is cruel or unusual may be based

on the first prong alone. (People v. Dillon, supra, 34 Cal.3d at pp. 479,

482-488; People v. Weddle, supra, 1 Cal.App.4th at pp. 1198-1200; People

v. Young (1992) 11 Cal.App.4th 1299, 1308-1311.) Appellant's criminal

history justifies the imposition of the term imposed.

When examining the challenged punishment with punishments

prescribed for more serious crimes in the same jurisdiction, it is

appellant’s burden of establishing that his punishment is greater than

that imposed for more serious offenses in California and that similar

offenses in other states do not carry punishments as severe. (Jn re

DeBeque, supra, 212 Cal.App.3d at pp. 254-255.) Appellant has failed

to carry his burden. Such a comparison fails because it is appellant’s

recidivism in combination with his current offense which places him

under the Three Strikes Law. It would be illogical to compare

recidivist behavior with other crimes which are not recidivist in nature.

A review of statutes from other jurisdictions demonstrates

punishment for habitual offenders similar to that contained in the

Three Strikes Law is common. A statutory scheme which results in life

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imprisonment for a nonviolent criminal upon a third felony conviction

does not violate the federal prohibition against cruel and unusual

punishment. (See Rummel v. Estelle, supra, 445 U.S. at p. 263; cf.

Bordenkircher v. Hayes (1978) 434 U.S. 357 [imposition of life

imprisonment under recidivist statute for uttering a forged instrument

in the amount of $88.30 upheld against vindictive prosecution claim].)

Statutes in at least 40 states provide for enhanced sentences for

habitual offenders. In Alabama, a criminal defendant with two prior

felony convictions who is later convicted of a third felony must be

imprisoned for from 10 years to life depending upon the class of the

current felony. (Ala. Code, §§ 13A-5-6; 13A-5-9.) If the defendant has

2. Recidivist statutes are currently in effect in at least Alabama

(Ala. Code, § 13A-5-9), Arizona (Ariz. Rev. Stat. Ann., § 13-604),

Arkansas (Ark. Code Ann., § 5-4-501), Colorado (Colo. Rev. Stat., § 16-

13-101), Connecticut (Conn. Gen. Stat. Ann., § 53a-40), Delaware (Del.

Code Ann., tit. 11, § 4214), Florida (Fla. Stat. Ann., § 775.084), Georgia

(Ga. Code Ann., § 17-10-7), Hawaii (Hawaii Rev. Stat., § 706-606.5),

Idaho (Idaho Code, § 192514), Illinois (Ill. Ann. Stat., ch. 720, § 33B-1),

Indiana (Ind. Code, § 35-50-2-8.5), Kansas (Kan. Stat. Ann., § 21-4504),

Kentucky (Ky. Rev. Stat. Ann., § 532.080), Louisiana (La. Rev. Stat.

Ann., § 15:529.1), Maryland (Md. Ann. Code, art. 27,§ 643B), Michigan

(Mich. Comp. Laws Ann., § 769.12), Mississippi (Miss. Code Ann., § 99-

19-83), Missouri (Mo. Ann. Stat., § 558.016), Montana (Mont. Code

Ann., § 46-18-501), Nebraska (Neb. Rev. Stat., § 29-2221), Nevada

(Nev. Rev. Stat., § 207.010), New Hampshire (N.H. Stat. Ann., § 651:6),

New Jersey (NJ. Stat. Ann., §§ 2C:44-3, 2C:43-7), New York (N.Y.

Penal Law, § 70.08), North Carolina (N.C. Gen. Stat., §§ 14-7.1, 14-7.6),

North Dakota (N.D. Cent. Code, § 12.1-32-09), Oklahoma (Okla. Stat.,

tit. 21, § 51), Oregon (Ore. Rev. Stat., § 161.725), Rhode Island (R.1.

Gen. Laws, § 12-19-21), South Carolina (S.C. Code Ann., § 17-25-45),

South Dakota (S.D. Codified Laws, § 22-7-8), Tennessee (Tenn. Code

Ann., §§ 40-35-106, 40-35-107, 40-35-108), Texas (Tex. Penal Code

Ann., § 12.42), Utah (Utah Code, § 76-8-1001), Vermont (Vt. Star.

Ann., tit. 13, § 11), Virginia (Va. Code, § 19.2-297.1), Washington

(Wash. Rev. Code Ann.,§ 9.92.090), West Virginia (W. Va. Code, § 61-

11-18) and Wyoming (Wyo. Stat., § 6-10-201).

20

F - 113

had three prior felony convictions, the mandatory sentence is increased

to a minimum of 15 years to a maximum of life imprisonment without

parole depending upon the class of the current felony. (Ala. Code, §

13A-5-9.) Delaware requires imposition of a life sentence on a

defendant who is convicted of a named felony including burglary in the

first and second degree, manslaughter, assault in the first degree and

certain drug manufacturing or trafficking offenses if the defendant has

two prior convictions of the named felonies. (Del. Code Ann., tit. 11,

§ 4214.) Upon conviction of a third felony, Idaho provides a defendant

shall be sentenced to from five years to life (Idaho Code, § 19-2514),

while in Mississippi a third felony conviction, if one of the convictions

involves a crime of violence, results in life imprisonment without parole

(Miss. Code Ann. § 99-19-83). Under Illinois law a defendant three

times convicted of a Class X felony, for which the sentence is normally

from six to thirty years, shall be sentenced to life imprisonment. (Ill.

Ann. Stat., ch. 720, § 33B-1 and ch. 730, § 5-8-1.) In Indiana a

defendant with two prior specified felony convictions may be sentenced

to life imprisonment without parole upon conviction of a third specified

felony. (Ind. Code, § 35-50-2-8.5.) The specified felonies include

murder, battery with a deadly weapon, robbery or burglary with a

deadly weapon or resulting in serious bodily injury, and dealing in

schedule I, II, or III controlled substances with an aggregate weight of

three grams or more. (Ind. Code, § 35-50-2-2.) Nebraska provides that

a defendant who has twice been convicted of any crime resulting in a

prison sentence of not less than one year and later is convicted of any

felony shall be imprisoned for from 10 to 60 years (Neb. Rev. Stat., §

29-2221), while a defendant in Rhode Island who has previously been

convicted of any two felonies shall serve 25 years in addition to the

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P - 114

sentence normally imposed for any third conviction punishable by

imprisonment of more than one year (R.I. Gen. Laws, § 12-19-21).

In South Carolina a defendant with three convictions for

specified violent crimes, including those for first and second degree

burglary, must be sentenced to life imprisonment without parole (S.C.

Code Ann. §§ 17-25-45, 16-1-60), and in Vermont a person with any

three felony convictions may be sentenced to life imprisonment upon

conviction of a fourth felony (Vt. Stat. Ann., tit. 13, § 11). Criminal

defendants in both Washington and West Virginia convicted of any

felony who have previously been convicted of two felonies shall be

imprisoned for life. (Wash. Rev. Code Ann., § 9.92,090; W. Va. Code,

§ 61-11-18.) Finally, in Wyoming if a defendant with three or more

previous felony convictions is convicted of a violent felony, the

defendant is imprisoned for life. (Wyo. Stat., § 6-10-201.)

While comparative analysis among states is difficult, it is clear

many of the statutory schemes presented provide for life imprisonment

and at least four states (Alabama, Mississippi, Indiana and South

Carolina) provide for life imprisonment without possibility of parole.

Both Washington and West Virginia upon conviction of a third felony

require life imprisonment without regard to the nature of the felonies.

California’s scheme, while possibly more severe in some respects than

the schemes of other jurisdictions, appears to be less severe in other

respects. Overall, California’s Three Strikes Law, rather than being out

of the ordinary, appears to be part of a nationwide pattern of recidivist

statutes calling for substantially increased sentences for habitual

offenders.

Ultimately, the test of whether a specific punishment is cruel

or unusual is whether it is “out of all proportion to the offense’ so as

P - 115

to shock the conscience and offend fundamental notions of human

dignity." (Jn re DeBeque, supra, 212 Cal.App.3d at p. 249, quoting

Robinson v. California (1962) 370 U.S. 660, 676 [8 L.Ed.2d 758, 82 S.Ct.

1417], and citing Jn re Lynch, supra, 8 Cal.3d at p. 424.) A review of

the nationwide habitual offender statutes provides compelling evidence

that imposition of a severe sentence including life under the

circumstances presented here would not shock the conscience or be out

of proportion to the offense committed.

Moreover, the initiative process resulting in the passage of

Proposition 184 provides a unique opportunity to consider directly the

opinion of a large portion of the California populace with respect to

the punishments provided under the Three Strikes provisions. The

legislative analysis for Proposition 184 included a table informing the

voters that a defendant with two prior serious or violent convictions

whose current crime is neither serious nor violent would receive a life

sentence of at least 25 years, the same sentence that would be imposed

on a defendant whose current offense is a violent or serious felony.

(Ballot Pamp., Analysis of Prop. 184 by Legislative Analyst, Gen. Elec.

(Nov. 8, 1994) p. 34.) The argument against the proposition stressed

that the measure applied even though the third strike was neither a

serious nor a violent felony and claimed that three out of four people ©

convicted under the proposition would be imprisoned for nonviolent

crimes. (Ballot Pamp., rebuttal to the argument in favor of Prop. 184

as presented to the voters, Gen. Elec. (Nov. 8, 1994) p. 36; Ballot

Pamp., supra, argument against Prop. 184, p. 37.) Nonetheless, the

voters approved the proposition by a

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