Petition for Writ of Certiorari — Dooley v. Korean Air Lines Co.
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UVouTm, v-o.
() ~ FILED
O97 704 0CI 2209)
OFFICE OF THE CLERK
No.
In The
Supreme Court of the United States
October Term, 1997
*
PHILOMENA DOOLEY, et al.
- Petitioners,
KOREAN AIR LINES CO., LTD.
Respondent.
¢
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The District Of Columbia Circuit
°
PETITION FOR WRIT OF CERTIORARI
¢
JuUANtITA M. MaApDo_Le
(Counsel of Record)
SpeIseR, Krause, MApoLte & Cook
One Park Plaza, Suite 470
Irvine, California 92614
(714) 553-1421
Attorney for the Petitioners
COCKLE LAW PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
QUESTIONS PRESENTED FOR REVIEW
The questions presented for review are:
Does the general maritime law of the United States
recognize a survival cause of action for predeath pain and
suffering? If yes, may it be brought simultaneously with a
separate wrongful death cause of action governed by the
Death on the High Seas Act?
ii
LIST OF PARTIES IN THE
PROCEEDING BELOW
A. PETITIONER
Petitioners are Philomena Dooley, Personal Reprresen-
tative of the Estate of Cecelio Chuapoco; Robert B3oyar,
Executor of the Estates of Michael Truppin andy Jan
Moline; Carl Cole, Personal Representative of the Epstate
of Woon Kwang Siow; and Kimberly S. Saavedra, per-
sonal Representative of the Estate of Jan Hjalmatrrson,
B. RESPONDENT
Respondent Korean Air Lines Co., Ltd. is a mesmber
of the Hanjin Group of Korea, which comprises ¢om-
panies under common management direction. Thhe 23
affiliated companies of the Hanjin Group are:
Hanjin Transportation Co., Ltd.
Hanil Development Co., Ltd.
Hanjin Shipping Co., Ltd.
Jungsuck Enterprise Co., Ltd.
Korea Air Terminal Service Co., Ltd.
Air Korea Co., Ltd.
Jedong Industries, Ltd.
Hanjin Travel Service Co., Ltd.
Hanjin Construction Co., Ltd.
Korea Freight Transportation Co., Ltd.
Hanjin Data Communications Co., Ltd.
Hanil Leisure Co., Ltd.
Hanjin Information Systems &
Telecommunications Co., Ltd.
Pyung Hae Mining Development Co., Ltd.
Cheju Mineral Water Co., Ltd.
Union Express, Ltd.
Hanjin Heavy Industries Co., Ltd.
LIST OF PARTIES IN THE
PROCEEDING BELOW - Continued
Femtco Shipping Co., Ltd.
Oriental Fire & Marine Insurance Co., Ltd.
Korean French Banking Corporation-SOGEKO
Hanjin Investment & Securities Co., Ltd.
Inha University Foundation
Jungsuck Foundation
iv
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED FOR REVIEW ........... i
LIST OF PARTIES IN THE PROCEEDING BELOW ..._ ii
Re, GR 6 0 cheb sb ceci beesiedivccedccens ii
BR —_ ES re ey Pe ere ii
TABLE OF AUTHORITIES .............:cceeeeeees vi
PETITION FOR WRIT OF CERTIORARI............ 1
Es Snccoccccevducestetsccuncedtss 1
SD ndb on cdncdndounbbeteseccdetnceesndéec 1
PROVISIONS OF LAW INVOLVED ................ 1
DERG GEE CEE Getic ccvcwccecccccccccccese 2
A. NATURE OF THE CASE .................... 2
Dy CE wddckccccccccccccesccss 3
1. The Rulings of the District Court ........ 3
2. The Zicherman Decision .................. 4
3. Post-Zicherman Circuit Court Decisions... 6
4. The Decision in the Court Below......... 7
REASONS FOR GRANTING THE PETITION....... 8
REE bob cbdbdccecedsecécénundvcdes cescscees 10
I. THE SURVIVAL CAUSE OF ACTION IS NOT
RF Ee acc ccncdccsdecececccccce 11
A. THE SURVIVAL CAUSE OF ACTION IS A
REMEDY SEPARATE AND DISTINCT
FROM WRONGFUL DEATH REMEDIES .. 11
Vv
TABLE OF CONTENTS - Continued
Page
B. GENERAL MARITIME LAW PROVIDES
FOR A SURVIVAL ACTION FOR PRE-
DEATH PAIN AND SUFFERING.......... 14
C. DOHSA ADDRESSES ONLY WRONGFUL
DEATH CLAIMS AND NOT SURVIVAL
PETES GATED cece ccccccccccsccescoces 16
Il. CERTIORARI SHOULD BE GRANTED TO
RESOLVE CONFLICTS IN THE CIRCUITS
WHETHER A GENERAL MARITIME LAW
SURVIVAL ACTION EXISTS AND WHETHER
IT MAY BE JOINED WITH A WRONGFUL
DEATH ACTION UNDER DOHSA............ 20
Ill. CERTIORARI SHOULD BE GRANTED TO COR-
RECT THE DISTRICT OF COLUMBIA CIR-
CUIT’S MISAPPLICATIONS OF THIS COURT’S
DECISION IN MOBILE OIL CORP., MILES AND
FEED oc cc cescssccccvdescccveccessévcces 21
SEPSIS cecccccccccccccccccccccesescocesetes 23
vi
TABLE OF AUTHORITIES
Cases
Anderson v. Whitaker Corp., 894 F.2d 804 (6th Cir.
PoeEpevenveccecdetenceeses dahecesesnesesenconssecs 15
Azzopardi v. Ocean Drilling and Exploration Co., 742
F.2d 890 (Sth Cir. 1984).......... 6. ccc cee eeuee passim
Barbe v. Drummond, 507 F.2d 794 (CA1, 1974).... passim
Bickel v. Korean Air Lines, 83 F.3d 127 (6th Cir.
1996), amended on reh'g 96 F.3d 151 (1996) WL
490375, 1996 U.S. App. LEXIS 9857 (6th Cir.
RAM, TB WEG oc ccccccccccsesseeccsscctdvescsccess 6
Bowden v. Korean Air Lines, 814 F.Supp. 592 (E.D.
Mich. 1993), rev'd sub nom. Bickel v. Korean Air
Lines, 83 F.3d 127 (6th Cir. 1996), amended on
reh’g 96 F.3d 151 (1996) WL 490375, 1996 U.S.
App. LEXIS 9857 (6th Cir. Aug. 29, 1996).......... 5
Calhoun v. Yamaha Motor Corp., 40 F.3d 622 (3d Cir.
Bc oc vceccccccsndcvcevevccensescocasédbscnteepe 13
Cantore v. Blue Lagoon Water Sports, Inc., 799
F.Supp. 1151 (S.D. Fla. 1992)...............000005. 15
Chute v. United States, 466 F.Supp. 61 (D. Mass.
GIVE ccvcccccccccecoeseccescctessscsececesess passim
Complaint of Merry Shipping, Inc., 650 F.2d 622 (5th
Ge BED deecccccccncccccescccessvcsesscoecccecccs 15
Dooley v. Korean Air Lines, 117 F.3d 1477 (D.C. Cir.
BROT PnccccccccccccsPeccccccscccesceccescccces passim
Ephraimson-Abt v. Korean Air Lines Co., Ltd., No.
SP GED ov cccccccccccccccccesetoccccccess 6
Evich v. Connelly, 759 F.2d 1432 (CA9, 1985).......... 8
Favoloro v. S/S Golden Gate, 687 F.Supp. 475 (N.D.
Ge, DEP ccc vdsccvcccseccccccsccscteesescvesccces 21
vii
TABLE OF AUTHORITIES - Continued
Page
Forman v. Korean Air Lines, 84 F.3d 446 (D.C. Cir.
1996), cert. denied, 117 S.Ct. 584 (1997)............. 6
Gray v. Lockheed Aeronautical Systems Co., 880
F.Supp. 1559 (N.D. Ga. 1995) .............. 15, 17, 21
Greene v. Vantage Steamship Corp., 466 F.2d 159 (4th
Et DUPE odenncdecandesacnsduedsvedosedesvecccecs 15
In Re Aircrash Disaster Near Honolulu, Hawaii on
February 24, 1989, 783 F.Supp. 1261 (N.D. Cal.
See A Ua bdcneterdé ct cbddeiul¥ctevels dudsbececes 5, 17
In Re Inflight Explosion on TWA Aircraft Approach-
ing Athens, Greece on April 2, 1986, 778 F.Supp.
625 (E.D.N.Y. 1991), rev'd on other grounds, 975
F.2d 35 (2nd Cir. 1992), cert. denied, 507 U.S. 1051
PAS SUCCbOarodesbnsensesesedeusbesedevccesocece 5
In Re Korean Air Lines Disaster of September 1, 1983,
932 F.2d 1475, 289 U.S. App. D.C. 391 (D.C.
Cir.), cert. denied, sub nom. Booley v. Korean Air
RAED, TEs WE. SEO CHS EP ccc ccccccccccsovcccceses 3, 4
Kuntz v. Windjammer “Barefoot” Cruises Ltd., 573
F.Supp. 1277 (W.D. Pa. 1983)..............005. passim
Law v. Sea Drilling Corp., 523 F.2d 793 (CA5, 1975)
JandpehASOSESC CSR ERE CEREUS ROdKocereeeanté 8, 15, 17, 21
McAleer v. Smith, 791 F.Supp. 923 (D.R.I.
Pees eoAscvecdccccncvvsseccsesceessennszes 15, 17, 21
Miles v. Apex Marine Corp., 498 U.S. 19 (1990)... passim
Miles v. Melrose, 882 F.2d 976 (5th Cir. 1989) rev'd
on other grounds, 498 U.S 19 (1990). .13, 15, 18, 20, 22
Mobile Oil Corp. v. Higginbotham, 98 S.Ct. 2010
GUE cv ccccccveccevecevescvcucs¥eosees 16, 17, 18, 21
viii
TABLE OF AUTHORITIES - Continued
Mobile Oil Corp. v. Higginbotham, 436 U.S. 618
(IOTED .. cccccccccvcccccccccvesccecosecesocvessoseves 9
Moragne v. States Marine Lines, 398 U.S. 375 (1970) . . passim
Newhouse v. United States, 884 F.Supp. 1389
SRT TITTI TIT TT TTT te 16
Oldham v. Korean Air Lines, __ F.3d __ (D.C. Cir.
1997), 1997 U.S. App. LEXIS 26102................. 6
Ospina v. Trans World Airlines, 778 F.Supp. 625
(E.D.N.Y. 1991), rev'd on other grounds, F.2d
SB CAB Che, BODE) on cccccccccccccccccccsscccvccs 11, 14
Rye v. United States Steel Mining Co., 856 F.Supp.
274 (E.D. Va. 1994) ..... 60. cece cece eee eeees 15, 17, 21
Saavedra v. Korean Air Lines, No. 84-9324 et seq.
(C.D. Cal. Jul. 16, 1993), rev'd in relevant part, 93
F.3d 547 (9th Cir. 1996), cert. denied, 117 S.Ct. 584
CODETD o ccccccccccscccccscsanensecatesécestoses 5, 6, 7
Sea-Land Services, Inc. v. Gaudet, 414 U.S. 573
CRRPED o ccnvncovessescesennsesesese 9, 10, 11, 14, 15, 20
Self v. Great Lakes Dredge and Dock Co., 832 F.2d
BBGD CRB GOR BETP De cc cc cccccccccccccsccccccccecs 15
Spiller v. Thomas M. Lowe, Jr. & Assoc., Inc., 466
F.2d 909 (CA8, 1972) .........eeeeeeeees 8, 15, 16, 21
Walstrom v. Kawasaki Heavy Industries, Ltd., 4 F.3d
f f- B Fay Serer Teer 13
Yamaha Motor Corp. v. Calhoun, 116 S.Ct. 619
GRDUEED cnccacccescnccesessevevscscoess 8, 10, 12, 19, 20
Zicherman v. Korean Air Lines, 116 S.Ct. 629 (1996) . . passim
ix
TABLE OF AUTHORITIES - Continued
Page
STATUTES
Death on the High Seas Act (DOHSA), 41 Stat. 537 .
(1988 ed.), 46 U.S.C. App. § 761 et seq. 1988 .. passim
Diversity of Citizenship Jurisdiction, 28 U.S.C.
rr ehdecidesiuth banded neneenndegeuéenss-ceeses 1
Federal Question Jurisdiction, 28 U.S.C. § 1331....... 1
The Jones Act, 46 U.S.C. App. § 688 et seq. ......... 16
Warsaw Convention, formally known as The Con-
vention for Unification of Certain Rules Relat-
ing to International Transportation by Air, 49
Stat. 3000, T.S. No. 876 (1934), reprinted in 49
ee OF GE Gc vec cccccccsconececccocees passim
OTHER AUTHORITIES
Speiser, Krause & Madole, Recovery for Wrongful
Death and Injury 3d § 3:1, § 3:2 (3d edition, 1992) .... 12
—
= we
ee
_- 77
ot
~~
PETITION FOR WRIT OF CERTIORARI
Petitioner Philomena Dooley, et al., respectfully
requests that a writ of certiorari issue to review the judg-
ment and opinion of the United States Court of Appeals
for the District of Columbia Circuit entered on July 11,
1997.
OPINIONS BELOW
The opinion of the Court of Appeals for the District
of Columbia Circuit is reported at 117 F.3d 1477 (D.C. Cir.
1997). It is also reproduced in the Appendix to this Peti-
tion at Ala-15a.
JURISDICTION
The judgment of the Court of Appeals was entered
on July 11, 1997 and Petitioner’s timely Petition for
Rehearing and Suggestion for Rehearing En Banc was
rejected on August 28, 1997. Al6a-17a. The jurisdiction of
this Court is invoked under 28 U.S.C. § 1254(1). Jurisdic-
tion in the Court of first instance was pursuant to 28
U.S.C. § 1331, Federal Question Jurisdiction, and 28
U.S.C. § 1332, Diversity of Citizenship Jurisdiction.
¢
PROVISIONS OF LAW INVOLVED
This case arises under the Warsaw Convention, for-
mally known as The Convention for Unification of Cer-
tain Rules Relating to International Transportation by Air,
49 Stat. 3000, T.S. No. 876 (1934), reprinted in 49 U.S.C.
§ 40105 note. Because the locus of the deaths was on the
high seas, the survival cause of action is governed by
general maritime law and the wrongful death cause of
action is governed by the Death on the High Seas Act
(DOHSA), 41 Stat. 537 (1988 ed.), 46 U.S.C. App. § 761 et
seq. 1988.
°
STATEMENT OF THE CASE
A. Nature of the Case
Decedents Cecilio Chuapoco, Michael Truppin, Jan
Moline, Woon Kwang Siow and Jan Hjalmarrson were
passengers on board KAL Flight KE007 on September 1,
1983 and were killed when the aircraft was shot down
after having overflown airspace of the former Soviet
Union. Each of the passengers was killed as the aircraft
ultimately crashed into the Sea of Japan approximately 12
minutes after damage was incurred from shrapnel that
was fired from a military jet. The passengers were all
travelling on tickets such that the resulting claims are
governed by the Warsaw Convention. The respective Per-
sonal Representatives of each decedents’ estates brought
separate survival causes of action on behalf of the estate
and, in their fiduciary capacities, on behalf of the bene-
ficiaries in wrongful death causes of action.
B. DISPOSITION BELOW
1. The Rulings of the District Court
All cases arising out of the KE007 disaster were
consolidated in the District Court before Honorable
Aubrey E. Robinson, Jr. for a single trial on liability. In
1989, a jury found that Korean Air Lines had committed
“willful misconduct” so that the Warsaw limitation on
damages were inapplicable, which finding was upheld by
the District of Columbia Circuit on appeal. See generally,
In Re Korean Air Lines Disaster of September 1, 1983, 932
F.2d 1475, 289 U.S. App. .C. 391 (D.C. Cir.), cert. denied
sub nom. Dooley v. Korean Air Lines, 502 U.S. 994 (1991).
After liability was resolved, the District Court remanded
all of the actions that had not originally been filed in the
District Court for the District of Columbia to the originat-
ing Courts and proceeded with motions practice on dam-
ages issues for the approximately 24 claims that remained
in the District Court for the District of Columbia.
In pretrial motions, KAL requested the court to rule
that DOHSA alone governed the claims and to dismiss all
nonpecuniary damages. The District Court denied the
motion on the grounds that the Warsaw Convention and
DOHSA both were implicated in the cases and that Arti-
cle 17 of the Warsaw Convention permitted recovery for
“damage sustained.” In Re Korean Air Lines Disaster of
September 1, 1983, Nos. 83-3587, __ FSupp. __ (D.C.
April 8, 1993) (In Re KAL-D.C. I).
The District Court then proceeded to try damages
cases for several decedents and those cases proceeded on
appeal to the United States Court of Appeals for the
District of Columbia Circuit. There were, however, the
claims for the Chuapoco, Hjalmarsson, Truppin, Moline
and Siow decedents still pending in the District Court
when this Court accepted certiorari in Zicherman v. Korean
Air Lines, 116 S.Ct. 629 (1996). When this Court accepted
certiorari in Zicherman, the District Court stayed further
proceedings in those cases pending resolution of the
Zicherman issues. After the Zicherman decision was pub-
lished, Korean Air Lines moved the District Court for
summary judgment to dismiss the survival action clairas
for the decedents’ predeath pain and suffering. The Dis-
trict Court granted the motion and the plaintiffs
appealed. The Court of Appeals for the District of Colum-
bia Circuit affirmed. Dooley v. Korean Air Lines, 117 F.3d
1477 (D.C. Cir. 1997). This Petition requests review of that
decision.
2. The Zicherman Decision
in an action arising from the KAL KE007 disaster
which was remanded by the District Court for the District
of Columbia to the United States District Court for the
Southern District of New York! which was tried there and
which then proceeded through the Second Circuit appel-
late process,? this Court agreed in 1994 to hear a Petition
for Writ of Certiorari on the issue whether loss of society
damages were available in a Warsaw Convention case in
which the death occurred on the high seas. Zicherman v.
' The District Court Order addressing damage issues is
reported at In Re Korean Air Lines Disaster of September 1, 1983,
807 F.Supp. 1073 (S.D.N.Y. 1992).
2 See, Zicherman v. Korean Air Lines Co., Ltd., 43 F.3d 18 (2nd
Cir. 1994), rev'd 116 S.Ct. 629 (1996).
Ey ee a TET
Korean Air Lines, 116 S.Ct. 629 (1996). Zicherman held that
Article 17 of the Warsaw Convention was merely a pass-
through and that whatever damages law would ordi-
narily be applied should be applied in Warsaw-governed
cases. Id. at 636. For deaths that occur on the high seas,
according to Zicherman, DOHSA is the source of wrongful
death remedies. Zicherman did not address the separate
and independent survival cause of action created under
general maritime law for predeath pain and suffering.
Zicherman substantively changed the state of the law
as it related to the source of remedies for actions arising
under the Warsaw Convention. Prior to Zicherman, all
decisions addressing the issue had found the source of
the remedies to be the treaty itself with the particulars to
be defined by reference to federal common law.* After
Zicherman, the courts must find an independent tort
source on which to base recovery.
3 See, e.g. Bowden v. Korean Air Lines, 814 F.Supp. 592, 598
(E.D. Mich. 1993), rev'd sub nom. Bickel v. Korean Air Lines, 83 F.3d
127, 132 (6th Cir. 1996), amended on reh’g 96 F.3d 151 (1996) WL
490375, 1996 U.S. App. LEXIS 9857 (6th Cir. Aug. 29, 1996);
Saavedra v. Korean Air Lines, No. 84-9324 et seq. (C.D. Cal. Jul. 16,
1993), rev'd in relevant part, 93 F.3d 547 (9th Cir. 1996), cert.
denied, 117 S.Ct. 584 (1997); In Re Inflight Explosion on TWA
Aircraft Approaching Athens, Greece on April 2, 1986, 778 F.Supp.
625, 637 (E.D.N.Y. 1991), rev'd on other grounds, 975 F.2d 35 (2nd
Cir. 1992), cert. denied, 507 U.S. 1051 (1993); In Re Aircrash
Disaster Near Honolulu, Hawaii on February 24, 1989, 783 F.Supp.
1261, 1264 (N.D. Cal. 1992).
3. Post-Zicherman Circuit Court Decisions,
When this Court accepted certiorari in Ziccherman,
there were KAL damages cases pending in the Sixth
Circuit (Bickel v. Korean Air Lines*), the Ninth Circuit
(Saavedra v. Korean Air Lines5) and the District of Colum-
bia Circuit (Forman v. Korean Air Lines®; Oldham wv», Korean
Air Lines’). As well as the within actions pending in the
D.C. District Court, one action (Ephraimson-Abt vw. Korean
Air Lines Co., Ltd.) is pending in the Southern Dijstrict of
New York, and one action (Saavedra v. Korean Air Lines) is
pending in the Central District of California.
In Bickel, the Sixth Circuit originally held that there
was no right to recover for predeath pain and suffering.
In an amended decision on August 29, 1996, however, the
Sixth Circuit reversed itself and held that Korean Air
Lines had not properly preserved the issue on appeal by
failing to raise it in initial briefs. Bickel v. Korean Ajr Lines,
83 F.3d 127 (6th Cir. 1996), amended on reh’g, 96 F.3d 151
(1996) WL 490375, 1996 U.S. App. LEXIS 9857 (6th Cir.
Aug. 29,1996).
The District of Columbia Circuit Court decided For-
man, supra, and Oldham, supra, and held that Korean Air
* Subsequently reported at 83 F.3d 127 (6th Ciir. 1996),
amended on reh’g, 96 F.3d 151 (1996) WL 490375, 1996 U.S. App.
LEXIS 9857 (6th Cir. Aug. 29, 1996).
5 Subsequently reported at 93 F.3d 547 (9th Cir. 1996), cert.
denied, 117 S.Ct. 584 (1997).
6 Subsequently reported at 84 F.3d 446 (D.C. Cir. 1996), cert.
denied, 117 S.Ct. 584 (1997).
7 Subsequently decided on September 23, 1997, ___ F.3d ___
(D.C. Cir. 1997), 1997 U.S. App. LEXIS 26102.
ee,
lines had not preserved its right to challenge the survival
action award as it had not raised the issue in the initial
briefs.
The Ninth Circuit permitted KAL to overcome its
procedural deficiencies by substantively addressing the
issue. The Ninth Circuit erroneously misapplied Zicher-
man by not distinguishing between survival action
remedies and wrongful death remedies, and disallowed
the predeath pain and suffering verdict. Saavedra v.
Korean Air Lines, 93 F.3d 547 (9th Cir. 1996), cert. denied,
117 S.Ct. 582 (1997).
4. The Decision in the Court Below
Claims on behalf of five decedents remained in the
court below after Zicherman. Korean Air Lines moved in
the District Court to dismiss all claims for nonpecuniary
damages. On June 4, 1996, the court entered its decision.
Under the direction of Zicherman, the District Court pro-
ceeded with a choice of law analysis and concluded that
United States law should be applied and that DOHSA
was the applicable wrongful death substantive law.
The D.C. Circuit disallowed general maritime law
survival action damages for pain and suffering on the
grounds that Zicherman held that DOHSA provided the
exclusive remedy for damages and that its remedies can-
not be supplemented with general maritime principles.
The Court improperly failed to distinguish between
wrongful death remedies and survival action remedies.
Philomena Dooley, Kimberly S. Saavedra, Robert
Boyar, Carl Cole as Personal Representatives of the
Estates of Cecilio Chuapoco, Jan Hjalmarrson, Michael
Truppin, Jan Moline and Woon Kwang Siow, respectively,
now petition this Court for writ of certiorari.
°
REASONS FOR GRANTING THE PETITION
There are three compelling grounds for this court to
grant certiorari and review the decision below.
1. A clear conflict now exists among circuit courts
as to whether a general maritime law survival cause of
action for a decedent's predeath pain and suffering exists
and, if so, if it may co-exist with a wrongful death cause
of action under the Death on the High Seas Act. As this
Court noted in Miles v. Apex Marine Corp., 498 U.S. 19
(1990), several Courts of Appeals have identified that
there is a general maritime right of survival. Id. at 34,
citing Spiller v. Thomas M. Lowe, Jr. & Assoc., Inc., 466 F.2d
909 (CA8, 1972); Barbe v. Drummond, 507 F.2d 794, 799-800
(CA1, 1974); Law v. Sea Drilling Corp., 523 F.2d 793, 795
(CA5, 1975); Evich v. Connelly, 759 F.2d 1432 (CA9, 1985).
And in Yamaha Motor Corp. v. Calhoun, 116 S.Ct. 619, 625
n.7 (1996), this Court assumed without deciding that a
general maritime law survival cause of action is created
by Moragne v. States Marine Lines, 398 U.S. 375 (1970),
citing Miles, supra. Given that this Court has never
directly addressed the issue, the Courts of Appeals for
the First, Fifth and Eighth Circuits have taken guidance
from the Court’s inferences in Miles and Moragne and
identified a general maritime survival action. The District
of Columbia Circuit’s decision, unlike those of all other
Circuits except the Ninth, ignores the distinction between
en ee ee >
——
the survival cause of action and the wrongful death cause
of action, which this Court has itself specifically identi-
fied. Sea-Land Services, Inc. v. Gaudet, 414 U.S. 573, 575-76,
n.2 (1974).
2. The decision below misapplied this Court’s opin-
ions in Mobile Oil Corp. v. Higginbotham, 436 U.S. 618
(1978) and Zicherman, each of which addressed only
wrongful death remedies, by focusing solely on
DOHSA’s limitations on nonpecuniary damages to the
improper exclusion of the separate survival cause of
action. The misinterpretation will cause significant confu-
sion among the lower courts unless clarified by this court.
3. There are still several cases pending in the Dis-
trict and Circuit Courts arising from the KAL disaster
that would benefit from this Court’s answer to the issues
raised. Moreover, the Death on the High Seas Act may
arguably be applied to claims arising from the TWA
Flight 800 disaster which occurred off the coast of new
York on July 17, 1996 in which 230 persons perished. That
flight was also governed by the Warsaw Convention.
Potentially 230 wrongful death and survival claims may
be brought in United States courts. The issues raised are
not isolated or scarce cases. This Court should provide
definitive guidance on the elements of damage to prevent
conflicting and inconsistent results.
e
10
ARGUMENT
This Court has never directly addressed the issue
whether a general maritime law survival action exists for
predeath pain and suffering, but has strongly implied at
least three times that there is. See, Sea-Land Services, Inc. v.
Gaudet, 414 U.S. 573, 575-76 n.2 (1974) (“Wrongful death
statutes are to be distinguished from survival statutes.”);
Miles v. Apex Marine Corp., 498 U.S. 19, 34 (1990) (noting
that several courts of appeal have identified a general
maritime survival cause of action for predeath pain and
suffering as such claims have been “widely accepted.”);
Yamaha Motor Corp v. Calhoun, 116 S.Ct. 619, 625 n.7
(assuming without deciding that a general maritime sur-
vival action is created by Moragne v. States Marine Lines,
398 U.S. 375 (1970).)
In light of this Court’s broad inferences that a general
maritime law survival action exists, the First, Second,
Fifth and Eighth Circuits have identified common law
survival causes of action for predeath pain and suffering.
Only the District of Columbia Circuit and Ninth Circuit
have departed from that posture. Prior to this case, the
District of Columbia Circuit had not previously
addressed the issue, but should have repudiated the
Ninth Circuit analysis and adopted that of the First,
Second,® Fifth and Eighth Circuits and established that
there exists a general maritime law survival cause of
action for predeath pain and suffering.
8 The Second Circuit Zicherman decision held that federal
maritime law supplied the measure of damages but did not
specifically apply it to the pain and suffering claim as KAL has
not challenged the legal basis to assert the claim on appeal.
11
THE SURVIVAL CAUSE OF ACTION
IS NOT AFFECTED BY DOHSA
A. THE SURVIVAL CAUSE OF ACTION IS A REM-
EDY SEPARATE AND DISTINCT FROM WRONG-
FUL DEATH REMEDIES.
Courts have consistently recognized that survival
causes of action for pre-death pain and suffering are
separate and distinct from claims for wrongful death.
Each kind of remedy is designed to compensate for differ-
ent kinds of loss. Moragne, supra, 398 U.S. at 381 (a single
tortious act might result in two distinct harms giving rise
to two separate causes of action, ¢.g., a survival cause of
action and wrongful death cause of action.); Sea-Land
Services, Inc., supra, 414 U.S. at 578; Azzopardi v. Ocean
Drilling and Exploration Co., 742 F.2d 890, 893 (5th Cir.
1984), citing Sea-Land Services, Inc., supra at 573, 575 n. 2;
Kuntz v. Windjammer “Barefoot” Cruises, Ltd., 573 F.Supp.
1277, 1284-85 (W.D. Pa. 1983); Chute v. United States, 466
F.Supp. 61, 62 (D. Mass. 1978); Ospina v. Trans World
Airlines, 778 F.Supp. 625, 629 (E.D.N.Y. 1991), rev'd on
other grounds, 975 F.2d 35 (2d Cir. 1992).
On the one hand, the wrongful death cause of action
is designed to compensate the beneficiaries of the dece-
dent for the losses that they th» mselves have sustained as
a result of the decedent’s death. Typically the elements of
damages in a wrongful death claim include loss of sup-
port; loss of financial contributions; loss of parental
advice, guidance, and training; loss of inheritance; loss of
services; and, in many instances, nonpecuniary damages
for loss of society. Azzopardi, supra, 742 F.2d at 893; Kuntz,
—
12
supra, 573 F.Supp. at 1284; Chute, supra, 466 F.Supp. 62.
Depending on the statute involved, the plaintiff(s) may
be the individual beneficiaries themselves or the personal
representative of the estate, who holds the cause of action
in a fiduciary capacity to distribute to the beneficiaries in
accordance with provisions of the death statute or intes-
tacy laws, as the case may be. The personal representa-
tive, as an entity, has no claim. See, generally, Speiser,
Krause & Madole, Recovery for Wrongful Death and Injury
3d § 3:1, § 3:2 (3d edition, 1992).
On the other hand, the survival cause of action is
designed to compensate the personal representative of
the decedent’s estate (as the replacement holder of the
claim after the injured person dies) for damages that the
decedent himself could have recovered but for his death.
Azzopardi, supra, at 893; Chute, 466 F.Supp. at 52; Kuntz,
supra, at 1284.
This Court, in Yamaha Motor Corp. v. Calhoun, 116
S.Ct. 619, 113 L.Ed.2d 578, 64 USLW 4048 (1996), aff'd, 40
F.3d 622 (3d Cir. 1994), recently affirmed the decision by
the Court of Appeals for the Third Circuit, which deci-
sion included the following succinct explanation of the
distinction between the wrongful death cause of action
and the decedent's action for pain and suffering preced-
ing death:
. . . Throughout the previous discussion of the
case law, reference has been made to wrongful
death actions and to survival actions. Although
they are often lumped together without any dis-
tinction . . . they are, in fact, quite distinct .. .
A wrongful death cause of action belongs to the
decedent’s dependents (or closest kin in the case
13
of the death of a minor). It allows the benefici-
aries to recover for the harm that they personally
suffered as a result of the death, and it is totally
independent of any cause of action the decedent
may have had for his or her own personal inju-
ries. Damages are determined by what the bene-
ficiaries would have “received” from the
decedent .. . A survival action, in contrast,
belongs to the estate of the deceased (although
it is usually brought by the deceased’s relatives
acting in a representative capacity) and allows
recovery for the injury to the deceased from the
action causing death. Under a survival action,
the decedent’s representative recovers for the
decedent’s pain and suffering, medical
expenses, lost earnings . . . and funeral expen-
ses . . . Calhoun v. Yamaha Motor Corp., 40 F.3d
622, 737-38 (3d Cir. 1994) (citations omitted;
emphasis by the Court).
Since the two kinds of actions (death and survival)
encompass separate and distinct measures of damages
and beneficiaries, “American courts have painstakingly
distinguished the two causes of action for many years.”
Kuntz, supra, 573 F.Supp. at 1285. Thus, the legislative
allowances and limitations contained in wrongful death
statutes (including DOHSA) simply do not address a
survival cause of action.
See, also, Miles v. Melrose, 882 F.2d 976, 985 (5th Cir.
1989), rev'd on other grounds, 498 U.S. 19 (1990); Walstrom
v. Kawasaki Heavy Industries, Ltd., 4 F.3d 1084, 1093 (2d Cir.
1993).
14
B. GENERAL MARITIME LAW PROVIDES FOR A
SURVIVAL ACTION FOR PRE-DEATH PAIN AND
SUFFERING.
At common law, it was generally believed that there
was no right to recover in a survival action for a dece-
dent’s pre-death pain and suffering once he/she were
killed, any more than it was believed that there was a
right to recover at common law for a wrongful death. In
Moragne, however, this Court indicated skepticism that
there was any legitimate historical basis for the denial of
a common law recovery for death and repudiated prior
decisions that invoked that unsubstantiated belief. 398
U.S. at 378-89.
Moragne established that general maritime law pro-
vided a cause of action for wrongful death in territorial
waters. In Moragne, this Court specifically noted that the
law of the United States could change by common accep-
tance among the states of a policy permitting recovery for
wrongful death, which policy itself becomes a part of
American jurisprudence. Id. at 390. Similarly, in the spirit
of Moragne, a survival cause of action must be acknowl-
edged under general maritime common law since the
majority of states permit some kind of survival actions
and all of those states which do permit survival action
permit recovery for conscious pre-death pain and suffer-
ing. Ospina, supra, 778 F.Supp. at 630. Barbe v. Drummond,
507 F.2d 795, 799-800 (1st Cir. 1974).
In Sea-Land, supra, 414 U.S. at 577-78, this Court
specifically noted that-Moragne had established the dis-
tinction between a cause of action for the person injured
to be made whole and a cause of action in the case of
15
death for the loss of his dependents, id. citing Moragne,
398 U.S. at 382. In Sea-Land, the decedent had been
severely injured and had recovered an amount for his
disability and pain and suffering before he died. He died
shortly after that action was terminated and his widow
brought a wrongful death action. Sea-Land moved to
dismiss the-death action, arguing there was no loss inde-
pendent of the decedents’ claim for his personal injuries.
This Court quickly rejected that argument, holding that
there was one claim personal to the injured person and a
separate, independent cause of action in the event of
death for the decedents’ dependents. Id.
Following Moragne, many federal circuit and district
courts relied on its rationale to hold that the general
maritime law encompassed a general maritime survival
action, one that permitted recovery for conscious pain
and suffering. See, e.g., Miles v. Melrose; Zicherman, supra,
43 F.3d at 23; Greene v. Vantage Steamship Corp., 466 F.2d
159, 166 (4th Cir. 1972). Barbe, supra, 507 F.2d at 799; Law
v. Sea Drilling Corp., 523 F.2d 793, 795 (Sth Cir. 1975);
Spiller v. Thomas M. Lowe, Jr. Associates, 466 F.2d 903, 909
(8th Cir. 1972); Self v. Great Lakes Dredge and Dock Co., 832
F.2d 1540, 1549 (11th Cir. 1987); Anderson v. Whitaker
Corp., 894 F.2d 804 (6th Cir. 1990); Complaint of Merry
Shipping, Inc., 650 F.2d 622, 623 (Sth Cir. 1981); Kuntz,
supra, 573 F.Supp. at 1284; Chute v. United States, supra,
466 F.Supp. at 69; McAleer v. Smith, 791 F.Supp. 923, 926
(D.R.I. 1992); Rye v. United States Steel Mining Co., 856
F.Supp. 274, 279 (E.D. Va. 1994); Cantore v. Blue Lagoon
Water Sports, Inc., 799 F.Supp. 1151, 1156 (S.D. Fla. 1992);
Gray v. Lockheed Aeronautical Systems Co., 880 F.Supp.
16
1559, 1569 (N.D. Ga. 1995); Newhouse v. United States, 884
F.Supp. 1389, 1393 (D.Nev. 1994).
The general maritime survival cause of action is sepa-
rate and distinct from, and ungoverned by, any wrongful
death remedy, whether the death remedy is DOHSA, the
Jones Act (46 U.S.C. App. § 688 et seq.), or a Moragne
cause of action.
C. DOHSA ADDRESSES ONLY WRONGFUL DEATH
CLAIMS AND NOT SURVIVAL ACTION CLAIMS.
DOHSA is a wrongful death statute and contains no
survival provision which leaves a legislative void which,
in turn, allows the general maritime law survival action
based on Moragne to supplement the wrongful death
remedies under DOHSA. This precept has been accepted
by the First Circuit (Barbe, supra), the Fifth Circuit
(Azzopardi, supra; Law, supra), the Second Circuit (Zicher-
man, supra), and, in the context of a Moragne death action,
by the Eighth Circuit (Spiller, supra). Only the District of
Columbia Circuit and the Ninth Circuit have rejected the
precept.
The District of Columbia Circuit Court’s reliance on
this Court’s decision in Mobil Oil Corp. v. Higginbotham, 98
S.Ct. 2010 (1978) to suggest that DOHSA precludes the
use of a general maritime law survival action to supple-
ment the recovery allowed under DOHSA is misplaced.
Al8a-19a. Higginbotham involved only the question of
whether nonpecuniary damages for loss of society could
be recovered in the death action under DOHSA by use of
general maritime law. This Court, speaking only to
remedies available in the death action, held that damages
17
recoverable under DOHSA could not be supplemented by
general maritime law to provide a recovery for loss of
society. Higginbotham addressed only the wrongful death
remedies, not the separate survival remedies. Virtually
every case decided after Higginbotham has limited its
holding to the wrongful death action, establishing that
the limitations of DOHSA for the death action have no
preclusive effect on a survival action even though the
injuries occur from the same circumstances that ulti-
mately caused the death on the high seas. Barbe, supra,
507 F.2d at 800. (“[Acknowledging a general maritime
survival action] also avoids a conflict with DOHSA, since
survival and wrongful death actions have long been rec-
ognized as distinct causes of action.” (citations omitted));
Azzopardi, supra, 742 F.2d at 893; Kuntz, supra, 573 F.Supp.
at 1285; Chute, supra, 466 F.Supp. at 69; McAleer, supra, 791
F.Supp. at 926-27; Gray, supra, 880 F.Supp. at 1569; Law; In
Re Air Crash Disaster Near Honolulu, Hawaii, 783 F.Supp.
1261, 1264 (N.D. Cal. 1992); Rye v. United States Steel
Mining Corp., 856 F.Supp. 274, 279 (E.D. Va. 1994).
Since DOHSA does not address a survival action for
pre-death pain and suffering, it leaves, in effect, a gap in
the coverage provided by DOHSA. As Justice Stephens
pointed out in Higginbotham, supra, “|t}here is a basic
difference between filling a gap left by Congress’ silence
and rewriting rules that Congress has affirmatively and
specifically enacted.” 98 S.Ct. at 2015. Because DOHSA is
a wrongful death statute and not a survival statute, the
federal courts are free to fill what otherwise would be a
legislative void by creating a federal survival action for
pain and suffering which would apply to persons who
were subsequently killed on the high seas by the same
18
events. See, e.g., Barbe, surpa, at 799-800; Chute, supra, 466
F.Supp. at 69; Azzopardi, supra, 742 F.2d at 893.
Subsequent to Higginbotham, this Court addressed
some of the issues relating to the general maritime sur-
vival cause of action in Miles, supra, an action brought
under the Jones Act and general maritime law. The
mother of a deceased seaman claimed a recovery under a
general maritime law survival action for the seaman’s
pre-death pain and suffering and for loss of his future
wages. The Fifth Circuit found that the survival cause of
action encompassed a right to recover for both the dece-
dent’s pre-death and suffering and for his lost future
wages. Id. 882 F.2d at 986. The Fifth Circuit confirmed the
survival cause of action for pain and suffering by follow-
ing the rationale of Moragne that, since almost all the
states and the Jones Act provided for a pre-death pain
and suffering claim under the survival action, such
remedies had become a part of common law through the
general maritime law.
On certiorari, this Court noted without criticism that
many Courts of Appeals had identified a general mar-
itime action surviving the death of a seaman because
survival actions had gained widespread acceptance. 498
U.S. at 34. This Court refused, however, to generally
address the breadth of the recovery under the survival
action, and limited its decision to the issue of whether
there was a right to recover for loss of future earnings. It
denied the loss of earnings recovery by noting that only a
few states permitted a recovery in a survival action for
lost future earnings. 498 U.S. at 35. This notation was by
way of comparison with the kind of “wholesale” and
“unanimous” policy judgment that was in effect in the
19
states of the United States that had prompted this Court
to create the new cause of action in Moragne. Id. at 34.
This Court reasoned that, since the considered judgment
of a large majority of American legislatures was to pre-
clude recovery for loss of future income in a survival
action, that recovery as a measure of damages had not
become the general law of the United States. In contrast,
where the clear majority of states and the Jones Act
permit a survival claim for pre-death pain and suffering,
it is reasonable that such a remedy has become the gen-
eral law of the United States. See, Azzopardi, supra, 742
F.2d at 893.
It is also significant that this Court commented with-
out criticism on the several lower Courts of Appeals’
reliance on the plethora of state survival statutes as dic-
tating a change in the general maritime rule against sur-
vival (id. at 34) and left undisturbed the survival action of
pre-death pain and suffering. If this Court felt that the
pain and suffering was a legally insufficient claim, or that
general maritime law did not include that remedy, it
could easily have addressed those issues in the context of
the decision it did reach as the issue was encompassed in
its grant of certiorari.
The underlying assumption, i.e., that there is and was
no common law right to recover for survival or death, has
been repudiated by Moragne. Moreover, this Court has
assumed that Moragne encompasses a survival action for
predeath pain and suffering. Yamaha Motor Corp., supra, at
116 U.S. at 625 n.7, thus acknowledging the distinction
between the two kinds of actions again.
20
The court below ignored this Court’s comments in
Gaudet, Miles and Yamaha Motor Corp., which discussed
survival action remedies, by focusing solely on Zicherman
and Higginbotham, which discussed only wrongful death
remedies. The court below erred in doing so.
CERTIORARI SHOULD BE GRANTED TO RESOLVE
CONFLICTS IN THE CIRCUITS WHETHER A GEN-
ERAL MARITIME LAW SURVIVAL ACTION EXISTS
AND WHETHER IT MAY BE JOINED WITH A
WRONGFUL DEATH ACTION UNDER DOHSA
Certiorari should be granted to determine that a gen-
eral maritime survival cause of action exists under an
analysis akin to that in Moregne, which identified a gen-
eral maritime law wrongful death cause of action. The
traditional maritime rule disallowing a survival right has
been changed by the widespread acceptance of a survival
cause of action for predeath pain and suffering. See,
Yamaha Motor Corp., supra 116 S.Ct. at 625 n.7 (1996)
(“ ... we assume without deciding that Moragne also
provides a survival action.”)
Once the Court identifies that a survival right exists,
it should resolve the conflict in the Circuits and hold
affirmatively that the survival action may co-exist with a
DOHSA death action and that DOHSA limitations on
nonpecuniary damages do not abrogate survival action
remedies.
As has been shown, the District of Columbia Circuit's
denial of a general maritime law survival cause of action
where the wrongful death cause of action arises under
21
DOHSA contravenes decisions exactly to the contrary in
the First Circuit, Barbe v. Drummond, 507 F.2d 794, 799-800
(1st Cir. 1974), and the Fifth Circuit, Azzopardi v. Ocean
Drilling and Exploration Co., 742 F.2d 890, 893 (5th Cir.
1984), Law v. Sea Drilling Corp., 523 F.2d 793, 794-95 (5th
Cir. 1975) each of which dealt with a survival action in
the context of the death action arising under DOHSA.®
The District of Columbia Circuit’s decision also contra-
venes the logic and legal analysis of the Eighth Circuit,
which permitted a general maritime survival action to be
joined with a Moragne general maritime death action. See,
Spiller v. Thomas M. Lowe, Jr. Assoc., Inc., 466 F.2d 903, 909
(8th Cir. 1972).
CERTIORARI SHOULD BE GRANTED TO CORRECT
THE DISTRICT OF COLUMBIA CIRCUIT’S MIS-
APPLICATIONS OF THIS COURT’S DECISION IN
MOBILE OIL CORP., MILES, AND ZICHERMAN
The rationale that the District of Columbia Circuit
used to substantiate its decision shows a fundamental
misperception of this Court’s decisions in Mobile Oil Corp.
% Several District courts have also found a general maritime
law survival cause of action which may be brought
simultaneously with a DOHSA death action; Gray v. Lockheed
Aeronautical Systems, 880 F.Supp. 1559, 1569 (N.D. Ga. 1995); Rye
v. United States Steel Mining Co., 856 F.Supp. 274, 279 (E.D. Va.
1994); Chute v. United States, 466 F.Supp. 61, 69 (D. Mass. 1978);
Kuntz v. Windjammer “Barefoot” Cruises, Ltd., 573 F.Supp. 1277,
1285 (W.D. Pa. 1983); Favoloro v. S/S Golden Gate, 687 F.Supp. 475,
479 (N.D. Cal. 1987); McAleer v. Smith, 791 F.Supp. 923 (D.R.I.
1992).
22
and Zicherman. Each of those decisions related to whether
a particular type of wrongful death element of damage was
available in a DOHSA wrongful death action, e.g., loss of
society. Here, the type of damage at issue, i.e., the recov-
ery for the decedent’s pain and suffering, is peculiarly a
survival action remedy, not a wrongful death remedy.
The District of Columbia Circuit also misapprehends
this Court’s decision in Miles, supra. The court correctly
read Miles as disallowing recovery of non-pecuniary
wrongful death damages under the general maritime law,
but failed to address its application to a separate survival
claim. The Miles Court indicated that several Circuits had
identified a general maritime survival action and cited
Circuit decisions that had found the right included claims
for predeath pain and suffering, which had been widely
adopted and accepted. 498 U.S. at 34. Indeed, the Miles
Court had been asked to do what petitioners now request
and to specifically acknowledge a general maritime sur-
vival action. Miles declined to do so only because it was
unnecessary to the narrow issue presented here. Id. Cer-
tiorari should be granted to answer this important ques-
tion that has been pending unanswered since Miles.
Lastly, the District of Columbia Circuit misap-
prehends the Court’s recent decision in Zicherman. The
Zicherman court addressed typical wrongful death dam-
ages. In this case, petitioner is not seeking to “supple-
ment” statutory wrongful death damages. Rather,
petitioner is seeking acknowledgment of the propriety of
asserting a distinct survival cause of action remedy with
23
whatever damages are permissible under the death cause
of action.
°
CONCLUSION
For the foregoing reasons, the Petition for Writ of
certiorari should be granted in all respects.
Dated: October 21, 1997
Respectfully submitted,
_ Spetser, Krause, Mapore & Cook
Juantrta M. Mapo.e
One Park Plaza, Suite 470
Irvine, CA 92614
(714) 553-1421
la
APPENDIX
Notice: This opinion is subject to formal revision
before publication in «he Federal Reporter or
U.S.App.D.C. Reports. Us2rs are requested to notify the
Clerk of any formal errors in order that corrections may
be made before the bound volumes go to press.
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued May 6, 1997 Decided July 11, 1997
No. 96-5278
In RE: Korean Arr Lines Disaster or Sepremser 1, 1983
PHILOMENA DOooLey, ET AL. Vv. Korean Air Lines Co., Lrp.
Appeal from the United States District Court
for the District of Columbia
(83ms00345)
Juanita M. Madole argued the cause and filed the
briefs for appellants.
Andrew J. Harakas arg»-ed the cause for appellee. With
him on the brief was George N. Tompkins, Jr.
Bills of costs must be filed within 14 days after entry of
judgment. The court looks with disfavor upon motions to file
bills of costs out of time.
2a
Before: Watp and Ranpovrn, Circuit Judges, and
Bucxtey, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge Ran-
DOLPH.
RaNvowrH, Circuit Judge: On September 1, 1983, while
Korean Air Lines flight KE007 was en route from New
_York City to Seoul, South Korea, via Anchorage, Alaska, a
Soviet military aircraft shot down the airliner over the
Sea of Japan, killing all 269 people on board. We have
recounted details of the tragedy elsewhere. See In re
Korean Air Lines Disaster of Sept. 1, 1983, 932 F.2d 1475,
1476-79 (D.C. Cir. 1991).
In the ensuing litigation, a joint liability trial on the
claims of 137 plaintiffs took place in the United States
District Court for the District of Columbia. A jury found
that Korean Air Lines had committed “willful miscon-
duct,” thus removing the Warsaw Convention's limita-
tions on liability. This court affirmed. Korean Air Lines
Disaster, 932 F.2d at 1479-84. (We did, however, vacate an
award of punitive damages. Id. at 1484-90.) The actions
were then remanded to the courts in which they had
originated for individual proceedings on compensatory
damages. This case comes to us as an interlocutory
appeal, pursuant to 28 U.S.C. § 1292(b), in five damages
actions that have not yet gone to trial.
Early in the damages phase of the litigation, the
district court rejected Korean Air Lines’s argument that
the Death on the High Seas Act, 46 U.S.C. App. § 761 et
seq., restricted the damages plaintiffs could recover. As
discussed later, the Act permits only certain surviving
relatives to recover “pecuniary” losses. The district court
3a
believed another law - Article 17 of the Warsaw Conven-
tion (see Convention for the Unification of Certain Rules
Relating to International Transportation by Air, Oct. 12,
1929, art. 17, 49 Stat. 3000, 3018) - “allows for the recov-
ery of all ‘damages sustained,’” meaning any “actual
harm” any party “experienced” as a result of the crash.
Thereafter, the Supreme Court reached a different conclu-
sion: the Warsaw Convention, rather than providing a
measure of damages, “permit|s] compensation only for
legally cognizable harm, but leave[s] the specification of
what harm is legally cognizable to the domestic law
applicable under the forum’s choice-of-law rules.” Zicher-
man v. Korean Air Lines Co., 116 S. Ct. 629, 637 (1996).
After the Zicherman decision, Korean Air Lines
moved in the district court to dismiss all claims for non-
pecuniary damages, including damages for loss of society
and mental grief, and damages for the decedents’ pre-
death pain and suffering. Because Zicherman directed
lower courts to look to some source of domestic law in a
Warsaw Convention case, the district court began with a
choice-of-law analysis and concluded that United States
law governed these suits. In re Korean Air Lines Disaster of
Sept. 1, 1983, 935 F. Supp. 10, 12-14 (D.D.C. 1996). No
party has challenged that determination. The court then
ruled that the Death on the High Seas Act provided the
applicable U.S. law, id. at 14, and that the Act did not
permit the recovery of nonpecuniary damages, id. at
14-15.
Plaintiffs detect two faults in the district court's rea-
soning. While they concede that the Death on the High
Seas Act itself provides no right to recover damages for a
decedent's pre-death pain and suffering, they believe the
4a
“general maritime law” recognizes such a cause of action.
They also interpret a provision of the Death on the High
Seas Act as allowing them to proceed under South
Korean law despite the district court’s undisputed choice-
of-law finding that U.S. law applies. The law of South
Korea, they say, permits them to recover damages for pre-
death pain and suffering and for the mental grief of
surviving relatives.
I
The first section of the Death on the High Seas Act
allows the personal representative of any person who
dies as the result of a “wrongful act, neglect, or default
occurring on the high seas,” to sue “for the exclusive
benefit of the decedent’s wife, husband, parent, child, or
dependent relative.” 46 U.S.C. App. § 761.' The next
section limits recovery to “a fair and just compensation
for the pecuniary loss sustained by the persons for whose
1 Section 761 states in full:
Whenever the death of a person shall be caused
by wrongful act, neglect, or default occurring on the
high seas beyond a marine league from the shore of
any State, or the District of Columbia, or the
Territories or dependencies of the United States, the
personal representative of the decedent may maintain
a suit for damages in the district courts of the United
States, in admiralty, for the exclusive benefit of the
decedent's wife, husband, parent, child, or dependent
relative against the vessel, person, or corporation
which would have been liable if death had not
ensued.
5a
benefit the suit is brought.” Id. § 762.2 Other sections
establish a limitations period, id. § 763a, govern actions
under foreign law, id. § 764, permit a personal injury suit
to continue under the Act if the plaintiff dies while the
action is pending, id. § 765, bar contributory negligence
as a complete defense, id. § 766, exempt the Great Lakes
and state territorial waters from the Act’s coverage, id.
§ 767, and preserve certain state law remedies and state
court jurisdiction, id.; see also Offshore Logistics, Inc. v.
Tallentire, 477 U.S: 207, 220-33 (1986).
That the Death on the High Seas Act does not permit
recovery for a decedent's pre-death pain and suffering is
clear enough. The Act provides a remedy only for injuries
suffered by a limited class of surviving relatives, not the
decedent. It is, after all, a “wrongful death” statute, giv-
ing survivors a right of action for losses they suffered as a
result of the decedent’s death, not a “survival” statute,
allowing a decedent’s estate to recover for injuries suf-
fered by the decedent. See Nelson v. American Nat'l Red
Cross, 26 F.3d 193, 199 (D.C. Cir. 1994); Calhoun v. Yamaha
Motor Corp., U.S.A., 40 F.3d 622, 637 (3d Cir. 1994), aff'd,
116 S. Ct. 619 (1996); McInnis v. Provident Life & Accident
2 Section 762 provides:
The recovery in such suit shall be a fair and just
compensation for the pecuniary loss sustained by the
persons for whose benefit the suit is brought and
shall be apportioned among them by the court in
proportion to the loss they may severally have
suffered by reason of the death of the person by
whose representative the suit is brought.
6a
Ins. Co., 21 F.3d 586, 589 (4th Cir. 1994). Pain and suffer-
ing is, in any event, nonpecuniary.* On the other hand,
§ 762 of the Act permits only the recovery of “compensa-
tion for . . . pecuniary loss sustained.”
Plaintiffs do not quarrel with any of this. But, they
say, the Death on the High Seas Act is not the only
pertinent source of U.S. law. As they see it, “general
maritime law” — a species of federal common law - also
applies and it allows a survival action for pre-death pain
and suffering independent of any action under the Death
on the High Seas Act.
3 Courts often point to pain and suffering as an example of
a nonpecuniary loss. See, e.g., Eastern Airlines, Inc. v. Floyd, 499
U.S. 530, 544 n.10 (1991); Scarfo v. Cabletron Sys., Inc., 54 F.3d 931,
939 (1st Cir. 1995); Korean Air Lines Disaster, 932 F.2d at 1487. It is
therefore strange to find several cases under the Jones Act, 46
U.S.C. App. § 688, describing damages for pre-death pain and
suffering as pecuniary. See, e.g., Furka v. Great Lakes Dredge &
Dock Co., 755 F.2d 1085, 1090 n.7 (4th Cir. 1985); Neal v. Barisich,
Inc., 707 F. Supp. 862, 867 (E.D.La.), aff'd, 889 F.2d 273 (Sth Cir.
1989). The Jones Act applies the Federal Employers’ Liability
Act, 45 U.S.C. § 51 et seq. (“FELA”), to seamen. While FELA and
the Jones Act permit only pecuniary wrongful death damages,
see Miles v. Apex Marine Corp., 498 U.S. 19, 32 (1990); Michigan
Cent. R.R. v. Vreeland, 227 U.S. 59, 68-71 (1913), FELA contains a
survival provision (45 U.S.C. § 59) allowing recovery of
damages for pre-death pain and suffering, see St. Louis, Iron
Mountain & Southern Ry. v. Craft, 237 U.S. 648, 658 (1915). Rather
than mislabeling pain and suffering as a pecuniary loss in Jones
Act cases, it would be more accurate to recognize that under
FELA and the Jones Act only wrongful death damages, not
survival damages, need be pecuniary. See Cook v. Ross Island
Sand & Gravel Co., 626 F.2d 746, 748-49 (9th Cir. 1980).
7a
The Supreme Court identified a wrongful death
cause of action under the general maritime law in Mor-
agne v. States Marine Lines, Inc., 398 U.S. 375 (1970). The
death in Moragne occurred in waters within the state of
Florida, id. at 376, so the Death on the High Seas Act did
not apply. The Court held that general maritime law
nevertheless provided the decedent’s widow with a rem-
edy for wrongful death caused by a violation of federal
maritime duties. Id. at 409. In Sea-Land Services, Inc. v.
Gaudet, 414 U.S. 573, 585-90 (1974), in which the death
occurred in Louisiana waters, the Court held that recov-
ery in a Moragne wrongful death action is not limited to
pecuniary damages, as it is in actions under the Death on
the High Seas Act. (Although the Court permitted non-
pecuniary damages for loss of society in Gaudei, it said
that “mental anguish or grief . . . is not compensable
under the maritime wrongful-death remedy,” 414 U.S. at
585 n.17.) A few years after Gaudet, the Court held that if
a death occurs on the high seas, the Death on the High
Seas Act, not general maritime law, governs and therefore
nonpecuniary wrongful death damages may not be recov-
ered. Mobil Oil Co. v. Higginbotham, 436 U.S. 618, 622-26
(1978).
The Supreme Court has declined to say whether the
reasoning of Moragne may be extended to permit a sur-
vival cause of action under the general maritime law. See
Yamaha Motor Corp., U.S.A. v. Calhoun, 116 S. Ct. 619, 625
n.7 (1996); Miles v. Apex Marine Corp., 498 U.S. 19, 34
(1990)-We have never addressed the issue. Other courts
of appeals have and a majority of them recognize survival
actions. See, e.g., Barbe v. Drummond, 507 F.2d 794, 799-800
(1st Cir. 1974); Wahlstrom v. Kawasaki Heavy Indus., Ltd., 4
8a
F.3d 1084, 1093 (2d Cir. 1993); Ward v. Union Barge Line
Corp., 443 F.2d 565, 569 (3d Cir. 1971), overruled in part on
other grounds by Cox v. Dravo Corp., 517 F.2d 620 (3d Cir.
1975) (en banc); Greene v. Vantage S.S. Corp., 466 F.2d 159,
166 (4th Cir. 1972); Miles v. Melrose, 882 F.2d 976, 986 (5th
Cir. 1989), aff'd sub nom. Miles v. Apex Marine Corp., 498
U.S. 19 (1990); Spiller v. Thomas M. Lowe, Jr., & Assocs.,
Inc., 466 F.2d 903, 909 (8th Cir. 1972); Evich v. Connelly, 759
F.2d 1432, 1434 (9th Cir. 1985); Self v. Great Lakes Dredge &
Dock Co., 832 F.2d 1540, 1549 (11th Cir. 1987).
Three courts of appeals have dealt with the availabil-
ity of a general maritime law survival action for deaths
on the high seas. The First and Fifth Circuits have permit-
ted general maritime law survival actions in cases in
which the Death on the High Seas Act also applies. See
Azzopardi v. Ocean Drilling & Exploration Co., 742 F.2d 890,
893-94 (5th Cir. 1984); Barbe, 507 F.2d at 799-800. The
Ninth Circuit reached the opposite conclusion. See
Saavedra v. Korean Air Lines Co., 93 F.3d 547, 553-54 (9th
Cir. 1996).4 We believe the Ninth Circuit got it right.
4 Like the general maritime law, state wrongful death
statutes may not be used to supplement Death on the High Seas
Act remedies with nonpecuniary damages. Tallentire, 477 U.S. at
232. And although the Supreme Court has held that state
survival and wrongful death statutes apply to at least some
deaths occurring in territorial waters, Yamaha, 116 S. Ct. at
626-29, it has not said whether state survival statutes can apply
to deaths on the high seas, see Tallentire, 477 U.S. at 215.1. A
few lower courts have allowed recovery under a state survival
statute to supplement recovery under the Death on the High
Seas Act. See, e.g., Solomon v. Warren, 540 F.2d 777, 792 n.20 (Sth
Cir. 1976); Dugas v. National Aircraft Corp., 438 F.2d 1386, 1388-92
(3d Cir. 1971).
9a
Assume general maritime law provides a survival
action in some cases (we do not decide whether it does).
Still, the effect of the Supreme Court's decision in Higgin-
botham must be evaluated. Nonpecuniary damages may
be recovered under general maritime law, but not, the
Court held, when the death is on the high seas. Then the
Death on the High Seas Act controls and the judiciary
may not evaluate the policy arguments in favor of, or
against, allowing nonpecuniary damages. “Congress has
struck the balance for us. It has limited survivors to
recovery of their pecuniary losses.” Higginbotham, 436
U.S. at 623. “The Death on the High Seas Act...
announces Congress’ considered judgment on such issues
as the beneficiaries, the limitations period, contributory
negligence, survival, and damages.” Id. at 625. Moragne
developed general maritime law in a space Congress had
not occupied. But “[t]here is a basic difference between
filling a gap left by Congress’ silence and rewriting rules
that Congress has affirmatively and specifically enacted.
In the area covered by the statute, it would be no more
appropriate to prescribe a different measure of damages
than to prescribe a different statute of limitations, or a
different class of beneficiaries.” Id.
Higginbotham thus instructs the lower federal courts
not to extend the general maritime law to areas in which
Congress has already legislated. For deaths on the high
seas, Congress decided who may sue and for what.
Judge-made general maritime law may not override such
congressional judgments, however ancient those judg-
ments may happen to be. Congress made the law and it is
up to Congress to change it.
10a
At almost the same time as the Sixty-Sixth Congress
passed the Death on the High Seas Act, it enacted the
Jones Act, 46 U.S.C. App. § 688. See Death on the High
Seas Act, ch. 111, 41 Stat. 537 (1920); Merchant Marine
(Jones) Act, ch. 250, § 33, 41 Stat. 988, 1007 (1920). The
Jones Act contains a survival provision applicable to cer-
tain maritime deaths. See supra note 3. A fair assumption
is that the members of Congress who passed the Death on
the High Seas Act understood the difference between
wrongful death and survival actions. Their inclusion of a
survival remedy in the Jones Act but not in the Death on
the High Seas Act scarcely seems inadvertert.
Higginbotham stated that the Death on the High Seas
Act expressed a congressional “judgment on such issues
as ... survival, and damages.” 436 U.S. at 625. In support,
the Court cross-referenced a footnote citing 46 U.S.C.
App. § 765, a provision allowing a personal injury suit,
initiated by a plaintiff who dies while the suitis pending,
to be continued under the Act. A law professor has
criticized the Court’s statement as “casual,” or “at best
dictum and conceivably nothing more than an ill-advised
gratuitous remark.” Joseph F. Smith, Jr., A Maritime Law
Survival Remedy: Is There Life After Higginbothim?, 6 Mar.
Law. 185, 196, 198 (1981). Dictum yes, ill-advised no. That
the Death on the High Seas Act contains enly a very
limited survival provision is no reason for treating the
Act as something other than an expression of legislative
judgment on the extent to which survival actions are to
be permitted. When Congress decides to go oly so far it
necessarily has decided to go no further.5
5 One of the drafters of the Death on the High Seas Act
explained the Act’s unusual, limited survival provsion. The Act
lla
While the contours of plaintiffs’ proposed survival
action for deaths on the high seas are uncertain, they
presumably would allow a decedent's estate to recover
compensation for the decedent's injuries. This would nec-
essarily expand the class of beneficiaries in the Death on
the High Seas Act, which does not include decedents’
estates. Yet Higginbotham held that “it would be no more
appropriate to prescribe a different measure of damages
than to prescribe . . . a different class of beneficiaries.”
436 U.S. at 625. It was, to the Court, unthinkable that a
legislatively-mandated class of beneficiaries could be
judicially altered. Suits under the Act are “for the exclu-
sive benefit of the decedent's wife, husband, parent, child,
or dependent relative.” 46 U.S.C. App. § 761 (emphasis
added). In a death on the high seas case, there is no
relevant difference between a court's giving a decedent's
nondependent niece a right of action under general mar-
itime law, which is clearly impermissible, and allowing
the decedent's estate to sue for the decedent's injuries
under the general maritime law.
originally required suits to be filed “within two years from the
date of [the) wrongful act, neglect, or default.” Ch. 111, § 3, 41
Stat. 537. The survival provision of § 765 preserved for
defendants the benefits of the Act's restricted limitations period
without creating an undue barrier for wrongful death actions in
cases in which the death did not occur soon after the event
causing the injury. In such cases, a suit filed within two years
while the decedent was still alive would preserve the action. See
Robert M. Hughes, Death Actions in Admiralty, 31 Yave L.J. 115,
126 (1921).
12a
Perhaps plaintiffs envisage a survival action that
would not alter the Death on the High Seas Act's bene-
ficiary class. One might permit a decedent's personal
representative to sue for damages suffered by the dece-
dent, but only for the benefit of those named in the Act.
For example, the Federal Employers’ Liability Act and the
Jones Act give a decedent's personal representative the
right to recover survival damages for the benefit of a
fixed class of surviving relatives. See 45 U.S.C. § 59; 46
U.S.C. App. § 688.° Such an approach could leave the
Death on the High Seas Act’s beneficiary class intact. But
it would change the damages available to the Act's bene-
ficiaries. No longer would damages be limited to “com-
pensation for the pecuniary loss sustained by the persons
for whose benefit the suit is brought,” 46 U.S.C. App.
§ 762. The beneficiaries would also receive compensation
for nonpecuniary losses sustained by others — their dece-
dents. That result Higginbotham forecloses.
Because the Death on the High Seas Act is a “wrong-
ful death” statute, plaintiffs insist it has no bearing on
survival remedies. They have missed the point. That the
Act provides remedies only to certain surviving relatives
for their losses and provides no compensation for the
decedent's own losses is the very reason why courts may
© Under 45 U.S.C. § 59:
Any right of action given by this chapter to a
person suffering injury shall survive to his or her
personal representative, for the benefit of the
surviving widow or husband and children of such
employee, and, if none, then of such employee's
parents; and, if none, then of the next of kin
dependent upon such employee. . . .
13a
not create a survival remedy. The Act explicitly limits
beneficiaries to a particular group of surviving relatives,
and it explicitly limits the recoverable damages to pecuni-
ary losses suffered by the members of that group. These
are the limits of recovery and a court may neither expand
nor contract them. Calling the Act a wrongful death
statute does nothing more than describe the manner in
which Congress restricted the beneficiary class and the
recoverable damages. It does not deprive those restric-
tions of their significance.
Plaintiffs also offer comparisons to the Jones Act,
emphasizing that general maritime law remedies exist
alongside Jones Act statutory remedies. The Jones Act
provides compensation to seamen injured as a result of
negligence, and in the event of death it provides both a
wrongful death and a survival action. See 46 U.S.C. App.
§ 688; 45 U.S.C. §§ 51, 59. In Miles, the Supreme Court
held that after Moragne a seaman’s survivors could pur-
sue a general maritime law wrongful death action alleg-
ing unseaworthiness (a strict liability theory), in addition
to a Jones Act negligence claim. Miles, 498 U.S. at 29-30.
Plaintiffs may have identified an inconsistency in how the
Court treats the Jones Act and how it treats the Death on
High Seas Act. But this case involves the Death on the
High Seas Act, and we therefore are bound to follow
Higginbotham. Moreover, Miles severely restricted the
extent to which the general maritime law may expand the
remedies available under the Jones Act. Relying on Hig-
ginbotham, the Court refused to allow the decedent's sur-
vivors to recover nonpecuniary wrongful death damages
under the general maritime law because they could not
recover such damages under the Jones Act. Miles, 498 U.S.
l4a
at 30-33. So while the general maritime law permits
recovery for violations of duties other than those
imposed by the Jones Act, such recovery may not exceed
the recovery that would be available under the Jones Act
if it applied. It is thus uncertain how much mileage
plaintiffs could get out of their Jones Act analogy even if
we disregarded the Court’s pronouncements in Higgin-
botham.
Plaintiffs invoke South Korean law on the basis of
this provision of the Death on the High Seas Act:
Whenever a right of action is granted by the
law of any foreign State on account of death by
wrongful act, neglect, or default occurring upon
the high seas, such right may be maintained in
an appropriate action in admiralty in the courts
of the United States without abatement in
respect to the amount for which recovery is
authorized, any statute of the United States to
the contrary notwithstanding.
46 U.S.C. App. § 764. As plaintiffs read § 764, it allows
them to use an action under the Death on the High Seas
Act to assert claims cognizable under foreign law. They
have submitted the statement of a South Korean attorney
that South Korean law would allow the recovery of dam-
ages for the decedents’ pre-death pain and suffering and
for the surviving relatives’ mental anguish. The district
court rejected the plaintiffs’ submission as “irrelevant” in
light of its determination that U.S. law applied. Korean Air
Lines Disaster, 935 F. Supp. at 14 n.2.
15a
The case law regarding § 764 is not uniform. Some
opinions seem to support plaintiffs’ view of § 764. See
Heath v. American Sail Training Ass'n, 644 F. Supp. 1459,
1467 (D.R.1. 1986); Noel v. Linea Aeropostal Venezolana, 260
F. Supp. 1002, 1004-06 (S.D.N.Y. 1966); Fernandez v. Linea
Aeropostal Venezolana, 156 F. Supp. 94, 96 (S.D.N.Y. 1957);
lafrate v. Compagnie Generale Transatlantique, 106 F. Supp.
619, 622 (S.D.N.Y. 1952). Other opinions support the view
that § 761 and § 764 are mutually exclusive and that
plaintiffs therefore may not simultaneously advance
claims under both U.S. and foreign law. See In re Air Crash
Disaster Near Bombay, India on Jan. 1, 1978, 531 F. Supp.
1175, 1185-88 (W.D.Wash. 1982); Bergeron v. Koninklijke
Luchtvaart Maatschappij, N.V., 188 F. Supp. 594, 596-97
(S.D.N.Y. 1960), appeal dismissed, 299 F.2d 78 (2d Cir. 1962);
The Vulcania, 41 F. Supp. 849 (S.D.N.Y. 1941), modifying 32
F. Supp. 815 (S.D.N.Y. 1940); The Vestris, 53 F.2d 847,
855-56 (S.D.N.Y. 1931).
If plaintiffs were correct, § 764 would license them to
pick and choose among provisions of U.S. and South
Korean law in order to assemble the mosi favorable pack-
age of rights against the defendant. That would be odd
enough. But stranger still is the notion that South Korean
law has any bearing on this case. Faced with Zicherman’s
directive to make a choice-of-law determination, 116 S.
Ct. at 637, the district court chose U.S. law, not South
Korean law. Plaintiffs have not appealed this ruling. So
how does South Korean law enter the picture? True, § 764
permits suits under foreign law when “a right of action is
granted by the law of any foreign State.” Since U.S. law,
not South Korean law (or French law or Brazilian law),
applies to this case, we are at a loss to understand how “a
l6a
right of action is granted by the law of ” South Korea or
any other foreign country. If South Korean law does not
apply to a suit, it can hardly grant rights to the parties.
Once the choice-of-law determination is in favor of U.S.
law, only U.S. law can grant plaintiffs any sort of right of
action.
It is fair to ask what function § 764 serves if not the
one plaintiffs imagine. If, as we have decided, § 764
cannot be used to inject foreign law into a case controlled
by U.S. law, one might suppose it has no purpose. When
foreign law governs a case, the court would not consider
the various provisions of the Death on the High Seas Act.
But § 764 is not without significance.
The provision originated as an amendment recom-
mended by the Senate Committee on the Judiciary. The
Committee’s report took the position (no longer current)
that Congress had no power to create a right of action
allowing the recovery of damages against foreigners or
foreign vessels for deaths occurring on the high seas. S.
Rep. No. 66-216, at 4 (1919). The report also recognized
that American courts permitted suits concerning foreign
vessels to proceed under the law of the vessel's home
country. Id. at 4-5. For example, the claims in La Bour-
gogne, 210 U.S. 95 (1908), were against a French vessel
and its owners for deaths occurring on the high seas. The
Supreme Court held that while U.S. law at that time did
not recognize a wrongful death cause of action, wrongful
death damages were available under French law in a
proceeding in a U.S. court. Id. at 138-40. Section 764 was
the legislative response to decisions permitting the
owners of such foreign vessels to take advantage of U.S.
statutes limiting their liability, see, e.g., Oceanic Steam
17a
Navigation Co. v. Mellor, 233 U.S. 718, 731 (1914) (“The
Titanic”).? The Committee report explained § 764 this
way: “[A]s the Supreme Court has held that the limited
liability statute of the United States applies to foreign
ships seeking such limitation of liability in our courts, the
committee recommends that the bill be amended by the
insertion of [§ 764].” S. Rep. No. 6&-216, at 5.
It was immediately recognized that § 764 was “super-
fluous” insofar as it provided that U.S. courts would hear
suits under foreign law in cases involving foreign vessels.
Hughes, supra, 31 Yave L.J. at 118, 122; see also Calvert
Magruder & Marshall Grout, Wrongful Death Within the
Admiralty Jurisdiction, 35 Yate L.J. 395, 423-24 (1926). As
the Senate Committee realized, that was already the prac-
tice. The real force of § 764 was its barring foreign vessel
owners from taking advantage of American limitation of
liability laws.
Another function of § 764, not discussed in the legis-
lative history, is to require foreign law actions for wrong-
ful deaths on the high seas to be brought in admiralty, at
least if the plaintiffs wish to prevent the defendants from
limiting their liability. See The Silverpalm, 79 F.2d 598, 600
(9th Cir. 1935); Bergeron, 188 F. Supp. at 597-98; lafrate, 106
F. Supp. at 621-22; Egan v. Donaldson Atlantic Line, 37 F.
Supp. 909 (S.D.N.Y. 1941). But see Powers v. Cunard S.S.
Co., 32 F.2d 720 (S.D.N.Y. 1925).
7 Under Rev. Stat. § 4283 (1878) (current version at 46 U.S.C.
App. § 183), when a loss or injury occurred “without the privity,
or knowledge” of a vessel owner, the owner could limit its
liability to the value of its interest in the vessel and “her freight
then pending.”
18a
Section 764 also made it explicit that American courts
would continue to hear these suits under foreign law.
While the courts’ authority to do so did not depend on
§ 764, without § 764 the Death on the High Seas Act
would have been open to the judicial interpretation that it
was a congressional attempt — albeit an illegitimate one in
the eyes of the Senate Committee - to impose a new
American law of wrongful death on all suits brought in
U.S. courts, including those against foreign defendants.
Some maritime statutes of the period explicitly applied to
foreigners and their vessels. See, e.g., Act of Mar. 4, 1915,
ch. 153, § 4, 38 Stat. 1164, 1165. Others, like the limitation
of liability statute (which at that time applied to “the
owner of any vessel,” Rev. Stat. § 4283), were less clear on
the point, but the courts interpreted them to apply to
foreigners as well as Americans, see, e.g., The Titanic, 233
U.S. at 731. Thus, § 764 made it certain that the substan-
tive provisions of the Death on the High Seas Act were
not to displace foreign law in those cases in which foreign
law already applied.
We therefore find no reason for concluding that § 764
requires the abandonment of normal choice-of-law princi-
ples, as plaintiffs suggest, allowing them to combine the
most favorable elements of U.S. law, South Korean law,
and perhaps also any other nation’s law. Section 764 and
foreign law play no role once a court determines that U.S.
law governs an action.
Affirmed.
19a
United States Court of Appeals
For Tue District or Covtumsia Circurr
No. 96-5278 September Term, 1996
83ms00345
In re: Korean Airlines Disaster of September 1, 1983,
BEFORE: Wald and Randolph, Circuit Judges, and
Buckley, Senior Circuit Judge
ORDER
(Filed Aug. 28, 1997)
Upon consideration of appellants’ petition for rehear-
ing filed August 7, 1997, it is
ORDERED that the petition be denied.
Per Curiam
FOR THE COURT:
Mark J. Langer, Clerk
BY: /s/ Robert A. Bonner
Robert A. Bonner
Deputy Clerk
20a
United States Court of Appeals
For Tue District or CotumBia Circuit
No. 96-5278 September Term, 1996
83ms00345
In re: Korean Airlines Disaster of September 1, 1983,
BEFORE: Edwards, Chief Judge; Wald, Silberman,
Williams, Ginsburg, Sentelle, Henderson,
Randolph, Rogers, Tatel and Garland, Cir-
cuit Judges, and Buckley, Senior Circuit
Judge
ORDER
(Filed Aug. 28, 1997)
Upon consideration of appellants’ Suggestion for
Rehearing In Banc, and the absence of a request by any
member of the court for a vote, it is
ORDERED that the suggestion be denied.
Per Curiam
FOR THE COURT:
Mark J. Langer, Clerk
BY: /s/ Robert A. Bonner
Robert A. Bonner
Deputy Clerk
21a
Relevant Provisions of the Warsaw Convention
Article 17
The carrier shall be liable for damage sustained in the
event of the death or wounding of a passenger or any
other bodily injury suffered by a passenger, if the acci-
dent which caused the damage so sustained took place on
board the aircraft or in the course of any of the operations
of embarking or disembarking. 49 Stat. 3018.
Article 24
1. In the cases covered by articles 18 and 19 any action
for damages, however founded, can only be brought sub-
ject to the conditions and limits set out in this convention.
2. In the cases covered by article 17 the provisions of the
preceding paragraph shall also apply, without prejudice
to the questions as to who are the persons who have the
right to bring suit and what are their respective rights. 49
Stat. 3020.
Article 25(1)
1. The carrier shall not be entitled to avail himself of the
provisions of this convention which exclude or limit his
liability, if the damage is caused by his wilful misconduct
or by such default on his part as, in accordance with the
law of the court to which the case is submitted, is consid-
ered to be equivalent to wilful misconduct. 49 Stat. 3020.
§ 761.
22a
Relevant Provisions of the Death on the High Seas Act,
46 U.S.C. § 761 et seq.
Whenever the death of a person shall be
caused by wrongful act, neglect, or default
occurring on the high seas beyond a marine
league from the shore of any State, or the Dis-
trict of Columbia, or the territories or dependen-
cies of the United States’, the personal
representative of the decedent may maintain a
suit for damages in the district courts of the
United States, in admiralty, for the exclusive
benefit of the decedent’s wife, husband, parent,
child or dependent relative against the vessel,
person, or corporation which would have been
liable if death had not ensued.
§ 762. Amount and apportionment of recovery
The recovery in such suit shall be a fair and
just compensation for the pecuniary loss sus-
tained by the persons for whose benefit the suit
is brought and shall be apportioned among
them by the court in proportion to the loss they
may severally have suffered by reason of the
death of the person by whose representative the
suit is brought.
§764. Rights of action given by laws of foreign coun-
tries
Whenever a right of action is granted by the
law of any foreign State on account of death by
wrongful act, neglect, or default occurring upon
the high seas, such right may be maintained in
Right of Action; where and by whom brought
23a
an appropriate action in admiralty in the courts
of the United States without abatement in
respect to the amount for which recovery is
authorized, any statute of the United States to
the contrary notwithstanding.
§765. Death of plaintiff pending action
If a person die[s] as the result of such
wrongful act, neglect, or default as is mentioned
in section 761 of this title during the pendency
in a court of admiralty of the United States of a
suit to recover damages for personal injuries in
respect of such act, neglect, or default, the per-
sonal representative of the decedent may be
substituted as a party and the suit may proceed
as a suit under this chapter for the recovery of
the compensation provided in section 762 of this
title.
§767. Exceptions from operation of chapter
The provisions of any State statute giving or
regulating rights of action or remedies for death
shall not be affected by this chapter. Nor shall
this chapter apply to the Great Lakes or to any
waters within the territorial limits of any State,
or to any navigable waters in the Panama Canal
Zone.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.