Amicus Curiae Brief — Washington v. Glucksberg
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J iUN FILED
“EC 2 4 1996 ,
No. 96-110
In the Supreme Court
OF THE
United States
OCTOBER TERM, 1996
\& /
STATE OF WASHINGTON and CHRISTINE O. GREGOIRE,
ATTORNEY GENERAL OF THE STATE OF WASHINGTON,
Petitioners,
Vv.
HAROLD GLUCKSBERG, M.D., ABIGAIL HALPERIN, M.D.,
THOMAS A. PRESTON, M.D., and
PETER SHALIT, M.D., PH.D.
Respondents.
On A Writ of Certiorari To The
United States Court of Appeals
For The Ninth Circuit
BRIEF FOR JOHN DOE AS
AMICUS CURIAE SUPPORTING RESPONDENT
LAWRENCE SILVER
MarRK E. FIELD
LAWRENCE SILVER & ASSOCIATES
111 West Ocean Boulevard
Suite 1900
Long Beach, CA 90802-4649
(310) 901-4500
Bowne of Los Angeles, Inc., Law Printers (213) 627-2200
99 PP
i
TABLE OF CONTENTS
CONSENT OF PARTIES
INTEREST OF JOHN DOE
STATEMENT
SUMMARY OF ARGUMENT
ARGUMENT
I BACKGROUND OF THE ISSUE
Il. THE AUTHORITY CITED BY SALERNO
ESTABLISHES ONLY A _ REQUIRE-
MENT OF STANDING, NOT A TEST
FOR ADJUDICATING FACIAL CHAL-
LENGES
THIS COURT’S CONSISTENT PRAC-
TICE CONTRADICTS SALERNO, STAT-
UTES WHICH REACH A SUBSTANTIAL
AMOUNT OF PROTECTED CONDUCT
MAY BE VOIDED IN THEIR ENTIRETY
IF SEVERANCE OF THE OFFENDING
PORTION IS NOT POSSIBLE
A. Challenges By Individual Plaintiffs Are
B. No Limiting Construction Is Available. . .
C. Declaring A Judicially Created “Exceptions
Clause” To The Statute Conflicts With
Recognized Principles Of Severance And
Intrudes On The Power Of The Legislature 16, 17
CASEY'S “UNDUE BURDEN” TEST SETS
THE CORRECT STANDARD OF PROOF 19, 20
CONCLUSION
f
TABLE OF AUTHORITIES
Federal Cases Cited
Ada v. Guam Society of Obstetricians and
Gynecologists, 506 U.S. 1011, 113 S.Ct. 633, 121
L028 566 CIGTE) 2. oc cccctusesceneccuuanee
Alexander v. U.S., 509 U.S. 544, 113 S.Ct. 2766
(i) Perret
Allen v. Louisiana, 103 U.S. 80, 26 L.Ed 318 (1881)
Aptheker v. Secretary of State, 378 U.S. 500, 844
SCe 1659 CIGSE) .. cccccccccesccceuepeuauas
Arkansas Writer's Project, Inc. v. Ragland, 481 U.S.
221, 107 S.Ct. 1722, 95 L.Ed.2d 209 (1987)....
Barnes v. Moore, 970 F.2d 12 (Sth Cir. 1992) ....
Barrows v. Jackson, 346 U.S. 249, 73 S.Ct. 1031
C1DGR). oc ccccosssccecscauenwsbecenaeeam
Bowen v. Kendrick, 487 U.S. 589, 108 S.Ct. 2562,
104 L.BG26 SED CISGE) oo csncesccceseuuunses
oag73) v. Oklahoma, 413 U.S. 601, 93 S.Ct. 2908
Buckley v. Valeo, 424 U.S. 1, 96 S.Ct. 612, 46
L.G238 G50 CEPTS) ovccvvinsccsuuavanuneeat
Butts v. Merchants & Miners ———
Company, 230 U.S. 126, 33 S.Ct. 964 (1913) .
Casey v. Planned Parenthood, 14 F.3d 848 (3rd Cir.
IGD6)......s00ceseecesesuedennens aun 6,
ciy of of Houston, Texas v. Hill, 482 U.S. 451, 107
Ct. 2502, 96 L.Ed.2d 398 (1987) ...........
Compassion in Dying v. Washington, 79 F.3d 790
(Fas Cle. 1GOGD occ vcccvcececéenseonuunnee
Dorchy v. Kansas, 264 U.S. 286, 44 S.Ct. 323
CRGDS). . cecccccccsecssceccsouehauesneaenee
Edmonson v. Leesville Concrete Co., Inc., 500 U.S.
614, 118 BCR. BOTT CEGGE) oc cccccsctscsevess
Edwards v. Aguillard, 482 U.S. 578, 107 S.Ct. 2573,
96 L.BE2S SIO CIDGT) . wcccvsscscsedvesesces
14
14
16, 19
15
6,8
14, 15
10
TABLE OF AUTHORITIES
CASES
Eisenstadt v. Baird, 405 U.S. 438, 92 S.Ct. 1029
SSCS SEEN GUOEbeneeccceccesececoeees
F Women's Health Organization v. Schafer, 18
“F3d $26 (8th Cir, Dt iebbb coscesdé< =
Field v. Clark, 143 U.S. 649, 12 S.Ct. 495, 36 L.Ed.
DER ERGS SG UeGeeecceccccceoccccces<
eM | Spain
Illinois Cent. R.R. v. McKendree, 203 U.S. 514, 27
SE
Janklow v. Planned Parenthood, Sioux Falls Clinic,
US. , 116 S.Ct. 1582, 134 L.Ed.2d 679 (1996) ..
Kolender v. Lawson, 461 U.S. 352, 103 S.Ct. 1855,
75 L.Ed.2d 903 (1983).............. 11, 12, 13,
Kraft General Foods v. lowa Dept. of Revenue, 501
> Fie BES Wee SHGO CIDTE) cc cccccccccces
Lanzetta v. New Jersey, 306 U.S. 451, 59 S.Ct. 618
EES SASL EEE
hee dalla nna aime
Oregon Waste Systems, Inc. v. Dept.
nvironmental lity, 511 U.S. 93, 114 S.Ct
1345, 128 L.Ed.2d 13 (1994) ................
Orr v. Orr, 440 U.S. 268, 99 S.Ct. 1102, 59 L.Ed.2d
CECE CCCSGS bee besedeveccecccce
Planned Parenthood, Sioux Falls Clinic v. Miller, 63
F.3d 1452 (8th Cir. 1995) ...................
Roe v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d
ih ehes666.006660000606 0000000.
Schall v. Martin, 467 U.S. 253, 104 S.Ct. 2403
Ne ceguedeccsece
Singleton v. Wulff, 428 U.S. 106, 96 S.Ct. 2868
Nn icuceccees
Page
10
6
16, 18
iv
TABLE OF AUTHORITIES
CASES
Page
Tennessee v. Garner, 471 U.S. 1, 105 S.Ct. 1694, 85
SB 8 GHPEED. cccccccedectedesoscccccces 7,16
U.S. v. Ju Toy, 198 U.S. 253 (1905) ............ 17
U.S. v. Reese, 92 U.S. 214 (1876) .............. 9,10
United States v. Raines, 362 U.S. 17, 80 S.Ct. 519
EUs occbcdecdecscucseedesceccenwouse 9,10, 11,14
United States v. Salerno, 481 U.S. 739, 107 S.Ct.
Ff _, Pree rire 5, 6, 8,9, 10, 11, 12
Wyoming v. Oklahoma, 502 U.S. 437, 112 S.Ct. 789
| SPPPPPrrrrrrrr rr rrrirrrrriii ts 15, 16
Yee v. City of Escondido, 503 U.S. 519, 112 S.Ct.
1522, 118 L.Ed.2d 153 (1992) ............... 13
Zablocki v. Redhail, 434 U.S. 374, 98 S.Ct. 673
TRPUE sé dcccdeccocecsecudeeueeebeeesboet 13, 16, 19
State Cases Cited
In Re Hendrickson, 12 Wash.2d 600, 123 P.2d 322
CURED, Es cocccdndocacedeckhouéececeedse 16
In Re Joseph G., 34 Cal.3d 429, 194 Cal.Rptr. 163
Pr Pe eee 2
Constitutions and Statutes Cited
California Penal Code Section 401 .............. 2
Fifteenth Amendment to the United States Consti-
Se. .. « céncotiesstadtedesaudecsunésenenn 9
Fourteenth Amendment to the United States Consti-
ay err Sa aes 2
Revised Code of Washington
DR <scdévedeuabenoeountes 2, 4, 8, 12, 15, 19, 20
No. 96-110
In the Supreme Court
OF THE
United States
OcTOBER TERM, 1996
STATE OF WASHINGTON and CHRISTINE O. GREGOIRE,
ATTORNEY GENERAL OF THE STATE OF WASHINGTON,
Petitioners,
Vv.
HAROLD GLUCKSBERG, M.D., ABIGAIL HALPERIN, M.D.,
THOMAS A. PRESTON, M.D., and
Peter SHALIT, M.D., PH.D.
Respondents.
On A Writ of Certiorari To The
United States Court of Appeals
For The Ninth Circuit
BRIEF FOR JOHN DOE AS
AMICUS CURIAE SUPPORTING RESPONDENT
CONSENT OF PARTIES
All parties have consented to the filing of this Brief, and
the letters stating that consent are attached.
INTEREST OF JOHN DOE
On September 20, 1996, John Doe obtained a judgment
in the United States District Court for the Central District
of California, Case No. 94-6089 CBM(Kx) declaring that
2
California Penal Code Section 401 is unconstitutional on its
face because it violates the Due Process Clause of the
Fourteenth Amendment to the United States Constitution.
939 F.Supp. 725. That Section, like RCW 9A.36.060, pro-
hibits terminally ill individuals from obtaining assistance,
even by licensed physicians, in ending their lives painlessly
and with dignity.
The California Supreme Court interprets California Penal
Code Section 401 to prohibit “participation in the events
leading up to the commission of the final overt act, such as
furnishing the means for bringing about death — the gun,
the knife, the poison, or providing the water, for the use of
the person who himself commits the act of self murder.” Jn
Re Joseph G., 34 Cal.3d 429, 436, 194 Cal.Rptr. 163, 167
(1983). Under this interpretation, any physician who
“aided, advised, or encouraged” John Doe in terminating his
life would risk felony penalties in doing so; Penal Code
Section 401 thus serves as an absolute prohibition on John
Doe’s exercise of this component of his right to liberty
protected by the Fourteenth Amendment.
John Doe learned that he was HIV positive in 1984.
Diagnosed with AIDS in January 1993, he is now in the
advanced final stages of that disease and has been advised by
his physician that his condition is terminal. With his im-
mune system severely compromised (a CD4 count of 0), he
now suffers from three debilitating diseases, each incurable.
The first to appear was Cytomegalovirus (“CMV”) reti-
nitis, a condition in which the virus attacks the optic nerve.
Medication can slow the deterioration of his vision, but
cannot prevent him from eventually going blind. For over a
year he received that medication by injection directly into
his eye, but now undergoes an experimental implant treat-
ment. This virus causes death in a few weeks to months if it
invades th- orain or spinal cord.
Oe ee ee —
ii cacti es \ Me —
3
In March, 1995, tests revealed that John Doe suffers from
Mycobacterium Avium Complex (“MAC”), a bacterial
infection. This causes chronic night sweats, fever, chills,
malaise, nausea, and bone pain; it has been described as
“the worst flu you ever had, every day of your life.”
Also in March, 1995, a biopsy disclosed Kaposi’s Sar-
coma in the back of John Doe’s throat. Patients with KS
frequently die from invasion of this cancer into the lungs,
causing progressive difficulty in breathing and ultimately
death by suffocation.
Over the past year he has lost 35 Ibs., 25% of his body
weight. Neuropathy has confined him to bed 24 hours per
day for the last 16 weeks. The CMV has spread to his other
eye, and he suffers from pancreatitis and loss of kidney
function. The fever, chills, etc. of MAC have persisted for
the entire year. His daily medications, many of which cause
significant unpleasant side-effects (¢.g., nausea, diarrhea,
ae dee se ag hm ence), now include
an anti-vi or ); Pyrazinamide (for
MAC); Ethambutol (same); Biaxin (antibiotic); ces
(for MAC); Diflucan; Lamivudine (antiviral for AIDS);
Vasotec (anti-hypertensive); AZT (for AIDS); Megestrol
(appetite stimulant); Neupogen; Epogen (for white cell
count); steroid shots; Percocet (pain relief); Vicodin; Fos-
carnet infusions (for CMV); nausea medication; and a
morphine patch which he wears 24 hours a day.
AIDS patients typically die in a slow, prolonged, and
extremely painful process. By the time that health care
professionals agree that there is no hope for any meaningful
quality of life and deem patients “end stage”, patients are
often emaciated beyond belief, reminiscent of starving indi-
viduals in Ethiopia or the dead photographed concentration
camp victims from World War II. During this stage, pa-
tients usually lose control of all bodily functions, especially
urination and defecation, and are rendered helpless, often
4
bed-bound, lying in their own excrement. Because of the
multitude of opportunistic infections and AIDS-associated
tumors, all end-stage AIDS patients can suffer from intrac-
table pain.
John Doe has seen many of his peers end their lives in
pain and degradation from the ravages of AIDS. Rather
than suffer that fate, John Doe wants the ability to control
his own final days. Whether the State of California can deny
him that right, forcing him to prolong his suffering or
restricting him to inherently more dangerous, painful, risky
and often barbaric methods of suicide, will be controlled by
this Court’s ruling in these consolidated cases.
The opinion of the Ninth Circuit vindicates the rights of
the terminally ill, such as John Doe, far more forcefully and
eloquently than John Doe could in any Brief. John Doe is
also confident that the briefing which this Court will receive
on the merits from the parties and from other amici will be
as thorough and instructive as is humanly possible. Notwith-
standing his intense interest in the merits of this issue, John
Doe will limit this Brief to a preliminary legal issue, namely
the effect of challenging the constitutionality of a statute on
its face. This issue was briefed in detail by both John Doe
and the California Attorney General in Doe’s action, and
Doe believes that the authorities developed there would be
helpful to this Court.
STATEMENT
John Doe adopts the statement of Respondents.
SUMMARY OF ARGUMENT
In footnotes 8 and 9 of the opinion below (79 F.3d at 797
n. 8, 798 n. 9), the Ninth Circuit addressed the nature of the
challenge made to RCW 9A.36.060: whether that statute
was void “on its face” or only “as applied”. This issue arises
eS I elt a scent
5
in numerous cases raising Constitutional issues and recent
case authority has created a conflict in the Circuits.
Amicus John Doe submits that determining the type of
challenge proper requires answers to four questions:
(1) Who has standing to challenge the Constitutional-
ity of a statute?
(2) How much protected conduct must a statute reach
before a court may declare it void “on its face’?
(3) What burden of proof must a plaintiff meet in
order to obtain a declaration voiding a statute?
(4) What happens to a statute declared void?
While no one decision of this Court articulates the an-
swers to all four questions, this Court’s consistent practice
over many years defines the guidelines for facial challenges.
In general, these are that the plaintiff must be someone to
whom the statute could not constitutionally apply; that the
Statute must reach a “substantial amount” of protected
conduct; that the statute must create an undue burden on
the exercise of a Constitutional right; and that if the offend-
ing portion of the statute cannot be severed, the entire
statute should be declared void.
ARGUMENT
I.
BACKGROUND OF THE ISSUE
Any discussion of facial challenges to the constitutionality
of a statute must begin with this Court’s decision in United
States v. Salerno, 481 U.S. 739, 107 S.Ct. 2095 (1987). In
the course of its opinion, this Court stated that “A facial
challenge to a legislative act is, of course, the most difficult
challenge to mount successfully, since the challenger must
6
establish that no set of circumstances exists under which the
act would be valid.” 481 U.S. at 745, 107 S.Ct. at 2100.
Three Circuits have expressed uncertainty regarding the
implications of this statement.' The Third, Eighth, and
Ninth Circuits concluded that this Court did not follow this
principle in Planned Parenthood v. Casey, 505 U.S. 833, 112
S.Ct. 2791 (1992) (“Casey”), and that facial challenges
may be brought under a wider range of circumstances. The
Fifth Circuit, in contrast, understood Salerno to control
facial challenges. Barnes v. Moore, 970 F.2d 12, 14 n. 2 (Sth
Cir. 1992). Several members of this Court have commented
on this issue in Janklow v. Planned Parenthood, Sioux Falls
Clinic, U.S. —__, 116 S.Ct. 1582, 134 L.Ed.2d 679
(1996); Fargo Women's Health Organization v. Schafer,
$07 U.S. 1013, 1014, 113 S.Ct. 1668, 1669, 123 L.Ed.2d 285
(1993); and Ada v. Guam Society of Obstetricians and
Gynecologists, 506 U.S. 1011, 113 S.Ct. 633, 121 L.Ed.2d
564 (1992).
Knowing when and how facial challenges may be brought
is of considerable importance. Constitutional challenges to
statutes are frequent, and both courts and parties deserve a
clearly defined framework for the types of challenges which
may be made.
This very case exemplifies some of the uncertainties which
may arise:
“Notwithstanding the District Court’s declaration that
the Washington statute is unconstitutional, the effect of
its ruling is unclear. It is extremely unlikely that the
‘Compassion in Dying v. Washington, 79 F.3d 790, 798 n. 9 (9th Cir.
1996); Planned Parenthood, Sioux Falls Clinic v. Miller, 63 F.3d 1452,
1456-8 (8th Cir. 1995); Fargo Women’s Health Organization v. Schafer,
18 F.3d 526 (8th Cir. 1994); Casey v. Planned Parenthood, \4 F.3d 848,
863 n. 21 (3rd Cir. 1994).
— ane
oo I ce a
7
district judge intended to strike down the entire statute, as
the state asserts she did, in view of the fact that the
appellants attacked only its ‘or aids’ provision. This is
particularly true because the ‘or aids’ provision is clearly
severable under Washington law. [Citation omitted. ]
It is equally unclear whether the District Judge in-
tended to strike the ‘or aids’ provision on its face or as
applied. [Citation omitted.] Again, we think it unlikely
that she intended to strike the entire provision for two
reasons. First, the plaintiffs only argued that the assisted-
suicide provision violated the constitutional rights of ter-
minally ill, competent adults, and only offered evidence to
that end. The parties did not address whether broader
relief was permitted or required, and the District Court
offered no explanation as to why a finding that the
provision was unconstitutional as applied to the terminally
ill would cause her to strike the provision on its face
rather than as applied to the injured group.
Declaring a statute unconstitutional as applied to mem-
bers of a group is atypical but not uncommon. See, e¢.g.,
Tennessee v. Garner, 471 U.S. 1, 11, 105 S.Ct. 1694,
1701, 85 L.Ed.2d 1 (1985) (holding that state law per-
mitting police officers to use deadly force to prevent the
escape of felony suspects was unconstitutional as applied
to suspects who pose no immediate threat to officers or
others); Wisconsin v. Yoder, 406 U.S. 205, 92 S.Ct. 1526,
32 L.Ed.2d 15 (1972) (holding Wisconsin’s mandatory
pec gerd ho unconstitutional but only as applied to
chi who have graduated from eight '
Although the Court did not explicitly use ro haga
applied’, it did explicitly affirm the judgment of the
Wisconsin Supreme Court, id. at 207, 92 S.Ct. at 1529,
which struck down the statute only as applied to Amish
children who had graduated from the eighth grade. Wis-
consin v. Yoder, 49 Wis.2d 430, 182 N.W.2d 539 (1971).
Because we are not deciding the facial validity of RCW
9A.36.060, there can be no question that the exacting test
for adjudicating claims of facial invalidity announced in
United States v. Salerno, 481 U.S. 739, 107 S.Ct. 2095, 95
L.Ed.2d 697 (1987), is inapplicable here. (‘A facial
challenge to a legislative Act is, of course, the most
difficult challenged to mount successfully, since the chal-
lenger must establish that no set of circumstances exists
under which the Act wold be valid.’ Jd. at 745, 107 S.Ct.
at 2100). For that reason alone, we would reject Wash-
ington’s suggestion that we use the Salerno test for
adjudicating plaintiffs’ constitutional challenge.” Com-
passion in Dying, 79 F.3d at 797 n. 8 and 798 n. 9.
These passages from the opinion below, combined with a
review of earlier decisions by this Court, aid in identifying
the critical issues:
(a) What rules of standing apply to facial challenges,
i.e., may such a challenge may be brought by persons to
whom the statute could apply, or only by those to whom it
could not?
(b) How extensive must the potential unconstitutional
applications be in order to justify a facial challenge rather
than one “as applied”?
(c) What form should the relief take?
(d) What showing must be made in order to declare a
statute unconstitutional?
While this Court has never articulated answers to these
four questions in any one decision, express language in some
opinions and the natural consequence of its holdings in
numerous related cases provide those answers. John Doe
- a eee
Ate ee at
9
submits that those answers demonstrate this Court’s consis-
tent rejection of the dictum in Salerno.
Il.
THE AUTHORITY CITED BY SALERNO
ESTABLISHES ONLY A REQUIREMENT OF
STANDING, NOT A TEST FOR ADJUDICATING
FACIAL CHALLENGES
Salerno cited as authority the decision in Schall v. Mar-
tin, 467 U.S. 253, 269 n. 18, 104 S.Ct. 2403, 2412 n. 18
(1984). Schall contains no substantive discussion, but, in
turn, cited United States v. Raines, 362 U.S. 17, 21-23, 80
S.Ct. 519, 522-3 (1960), which is thus the ultimate source
authority for Salerno.
Raines was a criminal prosecution for interference with
the right to vote. The defendants challenged the statute as
beyond the power of Congress under the Fifteenth Amend-
ment. The District Court dismissed the complaint in reli-
ance on this Court’s decision in U.S. v. Reese, 92 U.S. 214
(1876).
The statute in Reese had punished ail interference with
the right to vote, even that not resulting from racial discrim-
ination. This Court held in Reese that Congressional power
to enforce voting rights under the Fifteenth Amendment
was limited to punishing discrimination on account of race.
Because the statute exceeded Congress’ power, it was un-
constitutional and should not be applied even to those whom
Congress could have punished under a narrower statute. 92
U.S. at 220-1.
Raines declined to follow Reese, holding that where the
application of the statute was clearly constitutional in the
particular case, the defendant could not complain that the
Statute might be applied unconstitutionally to others. 362
U.S. at 24-25, 80 S.Ct. at 524-5. This was a determination
10
of standing, not a rule affecting the merits of facial
challenges.
Raines’ concern with standing appears clearly from its
reliance on and citation to Barrows v. Jackson, 346 US.
249, 73 S.Ct. 1031 (1953), a classic standing case. 362 U.S.
at 21-2, 80 S.Ct. at 523. Also telling is the fact that Raines
did not overrule Reese or even disapprove it. Raines declined
to follow Reese not because Reese improperly applied the
rules controlling facial challenges, but because this Court
had developed rules of standing which made Reese
inapplicable.’
Raines supports Salerno only to the extent that a uniform
invalidity of the statute may be necessary to confer stand-
ing — application of a statute void in all applications per-
force confers standing on the person to whom it is applied.
But in Raines the statute manifestly was constitutional as to
the particular defendants; Raines does ‘not even address
facial challenges in the opposite context, L.¢., when, as here,
a party alleges that he or she is within the class whose
constitutional rights are violated. Such persons undoubtedly
have standing to sue; whether Salerno states the proper test
for the challenges they bring can only be derived, if at all,
from other cases.
. iberal principles of standing can apply in some circumstances.
Big en v. Leesville Concrete Co., Inc., 500 U.S. 614, 628-9, 111
S.Ct. 2077, 2087 (1991); Singleton v. Wulff, 428 U.S. 106, 96 os
2868 (1976); Eisenstadt v. Baird, 405 U.S. 438, 444-6, 92 S.Ct. Pa
1033-5 (1972); Barrows v. Jackson, supra; NAACP v. ee:
U.S. 449, 459-60, 78 S.Ct. 1163, 1170 (1958). And see Alexa Po
U.S., 509 U.S. 544, 555, 113 S.Ct. 2766, 2774 (1993) (noting that - ce
First Amendment overbreadth doctrine is an exception to the rule t at
those to whom a statute may apply lack standing to suc).
eet
1]
Il.
THIS COURT’S CONSISTENT PRACTICE
CONTRADICTS SALERNO; STATUTES WHICH
REACH A SUBSTANTIAL AMOUNT OF
PROTECTED CONDUCT MAY BE VOIDED IN
THEIR ENTIRETY IF SEVERANCE OF THE
OFFENDING PORTION IS NOT POSSIBLE
If Raines solves the standing issue, answers to the remain-
ing questions — the extent of the unconstitutional impact,
the showing necessary, and the relief which is appropriate —
can be found by reviewing this Court’s practice in deciding
Constitutional issues. The most direct route to Salerno
follows the path of the remedy appropriate in facial
challenges.
When presented with a facial challenge to a statute
brought by a party with Standing to sue, this Court has
several options available:
(a) It could declare the statute void.
(b) It could hold the statute void in the class of cases
represented by the plaintiffs.
(c) It could treat the case as an “as applied” challenge
and limit its ruling to the facts presented by the particular
plaintiff (s).
In Kolender v. Lawson, 461 U.S. 352, 103 S.Ct. 1855, 75
L.Ed.2d 903 (1983), this Court specifically affirmed its
power to declare statutes void in their entirety even if they
could constitutionally be applied to some:
“In his dissent, Justice WHITE claims that ‘[t]he
upshot of our cases . . . is that whether or not a statute
purports to regulate constitutionally protected conduct, it
should not be held unconstitutionally vague on its face
unless it is vague in all of its possible applications.‘ Post,
at 1865. The description of our holdings is inaccurate in
12
several respects. First, it neglects the fact that we permit a
facial me if a law reaches ‘a substantial amount of
constitutionally protected conduct.’ Second, where a stat-
ute imposes criminal penalties, the standard of certainty is
higher. This concern has, at times, led us to invalidate RY
criminal statute on its face even when it could conceivably
have had some valid application. The dissent concedes
that ‘the overbreadth doctrine permits facial challenge of
a law that reaches a substantial amount of conduct
protected by the First Amendment .. . .’ Post, at 1866.
However, in the dissent’s view, one may not ‘confuse
vagueness and overbreadth by attacking the enactment as
being vague as applied to conduct other than his own.
Post, at 1865. But we have traditionally viewed vagueness
and overbreadth as logically related and similar doc-
trines.” 461 U.S. at 358 n. 8, 103 S.Ct. at 1859 n. 8,
citations omitted.’
Kolender directly contradicts Salerno. Under Kolender,
statutes which reach a substantial amount of protected
conduct — a class certainly including RCW 9A.36.060 --
may be declared void in their entirety. While this result
must be considered in its proper context (see below), it is
consistent with this Court’s actions in numerous similar
cases which, taken together, disclose the following circum-
stances under which statutes may be voided:
(1) Courts may strike down a statute as void for
vagueness if persons of common intelligence must guess
at its meaning, such that it fails to provide adequate
notice of what conduct is forbidden or required. Kolender
>To anticipate one possible rejoinder to this language, Salerno, supra,
Pry at 745, 107 S.Ct at 2100, Doe notes that Kolender was not
exclusively a First Amendment case, but also relied on the constitutional
right to freedom of movement. 461 U.S. at 358, 103 S.Ct. at 1859. The
examples cited below confirm that, in any event, this Court has never
limited overbreadth challenges to First Amendment cases.
13
v. Lawson, supra; Lanzetia v. New Jersey, 306 U.S. 451,
59 S.Ct. 618 (1939).
(2) Courts may strike down statutes as “overbroad”
when they have an inhibitory effect on free speech.
Broadrick v. Oklahoma, 413 U.S. 601, 611-13, 93 S.Ct.
2908, 2915-16 (1973). Similarly, courts may strike down
statutes as facially invalid if they violate the Establish-
ment Clause. Bowen v. Kendrick, 487 U.S. 589, 600-602,
108 S.Ct. 2562, 2569-71, 101 L.Ed.2d 520 (1988); Ed-
wards v. Aguillard, 482 U.S. 578, 107 S.Ct. 2573, 96
L.Ed.2d 510 (1987).
(3) Courts may strike down statutes which sweep
unnecessarily broadly and thereby invade the area of
protected freedom. Griswold v. Connecticut, 381 U.S.
479, 485, 85 S.Ct. 1678, 1682 (1965); Roe v. Wade, 410
U.S. 113, 164, 93 S.Ct. 705, 732, 35 L.Ed.2d 147 (1973);
Aptheker v. Secretary of State, 378 U.S. 500, 844 S.Ct.
1659 (1964).
(4) Courts may strike down statutes which have the
purpose or effect of placing a substantial obstacle in the
path of a woman seeking an abortion of a non-viable fetus
— the undue burden test of Casey, supra. And see
Zablocki v. Redhail, 434 U.S. 374, 387, 98 S.Ct. 673, 681
(1978) (similar standard applied to protect marital
relationship).
(5) Courts may strike down ordinances as regulatory
takings if the ordinance does not substantially advance a
legitimate state interest no matter how it is applied. Yee v.
City of Escondido, 503 U.S. 519, 533-4, 112 S.Ct. 1522,
1531-2, 118 L.Ed.2d 153 (1992).
(6) Courts may strike down statutes as underinclusive
on equal protection grounds even if those statutes would
properly apply to some persons. Orr v. Orr, 440 U.S. 268,
271-2, 99 S.Ct. 1102, 1107-8, 59 L.Ed.2d 306 (1979).
14
And see Kraft General Foods v. lowa Dept. of Revenue.
501 U.S. 71, 81-2, 112 S.Ct. 2365, 2371-2 (1992) (apply-
ing sienil an fn Radian ehehatten of Menten ©
merce Clause); Oregon Waste Systems, Inc. v. Dept. of
Environmental Quality, 511 U.S. 93, 114 S.Ct. 1345, 128
L.Ed.2d 13 (1994) (same under the Negative Commerce
Clause); Arkansas Writer's Project, Inc. v. Ragland, 481
U.S. 221, 107 S.Ct. 1722, 95 L.Ed.2d 209 (1987) (same
when discriminatory treatment affects First Amendment
rights).
(7) Courts may strike down statutes where the valid
provision is inextricably intertwined with the invalid
one(s). See Dorchy v. Kansas, 264 U.S. 286, 290, 44
S.Ct. 323, 325 (1924); Raines, supra.
(8) Courts may strike down criminal statutes where
the statute would require such a revision that it no longer
gave intelligible warning of the conduct prohibited.
Raines, supra, 362 U.S. at 22-3, 80 S.Ct. at 523.
(9) Courts may strike down statutes which are uncon-
stitutional in the vast majority of their intended applica-
tions, and it can fairly be said that the statute was not
intended to stand in only the remaining fraction of cases.
See Butts v. Merchants & Miners Transportation Com-
pany, 230 U.S. 126, 33 S.Ct. 964 (1913); Raines, supra.
(10) Courts may strike down an unconstitutional part
of a statute which is wholly independent of the constitu-
tional part. Allen v. Louisiana, 103 U.S. 80, 83-4, 26 L.Ed
318 (1881); Field v. Clark, 143 U.S. 649, 695-6, 12 S.Ct.
495, 505-6, 36 L.Ed. 294 (1892); Buckley v. Valeo, 424
US. 1, 108, 96 S.Ct. 612, 677, 46 L.Ed.2d 659 (1976).
Taken as a whole, these cases demonstrate that this Court
has followed a consistent practice of striking down in their
entirety statutes which reach a substantial amount of pro-
tected conduct, when the statutes are challenged by persons
15
to whom they cannot constitutionally apply, even if those
statutes might constitutionally apply to others. A review of
the alternatives will demonstrate why this Court has acted
so consistently in the examples cited above.
A. Challenges By Individual Plaintiffs Are Impractical.
The case before this Court is not one in which any ruling
could be limited to the particular plaintiffs only. The very
nature of the challenge identifies a large common class of
similarly situated persons whose circumstances will differ
only in detail from those of the plaintiffs here. Individuals
who are terminally ill and suffering have no effective oppor-
tunity to protect their constitutional nghts on a case by case
basis because their medical condition precludes any active
involvement in litigation. It would be exceedingly burden-
some for each terminally ill patient to be forced to sue in
order to exercise the fundamental right at issue here.
B. No Limiting Construction Is Available.
Taking the statute generally, one reason for voiding the
entire statute is the lack of any basis for a limiting construc-
tion. RCW 9A.36.060 is a single section, accomplishing all
of its results by the same general words. Like the ordinance
at issue in City of Houston, Texas v. Hill, 482 U.S. 451, 107
S.Ct. 2502, 96 L.Ed.2d 398 (1987), Washington’s law “is
not susceptible to a limiting construction because . . . its
language is plain and its meaning unambiguous. Its constitu-
tionality cannot ‘turn upon a choice between one of several
alternative meanings.’ [Citations omitted.] Nor can the
ordinance be limited by severing discrete unconstitutional
subsections from the rest.” Jd. at 468, 107 S.Ct. at 2513.‘
“Although the issue of severability is for this Court to decide,
Wyoming v. Oklahoma, 502 U.S. 437, 459, 112 S.Ct. 789, 803 (1992);
Dorchy v. Kansas, supra, 264 U.S. at 291, 44 S.Ct. at 325, it is worth
noting that Washington law treats the entire statute as inoperative when
16
C. Declaring A Judicially Created “Exceptions Clause”
To The Statute Conflicts With Recognized Principles
Of Severance And Intrudes On The Power Of The
Legislature.
In Tennessee v. Garner, 471 U.S. 1, 11, 105 S.Ct. 1694,
1701, 85 L.Ed.2d 1 (1985), this Court applied the concept
of “severance” in a somewhat unusual way by grafting an
exceptions clause onto the statute. In so doing, it exempted
an entire class from the operation of the statute.
While this approach would grant respondents satisfactory
relief, and was the path taken by the Ninth Circuit (79 F.3d
at 798 n. 9), Doe submits that better practice would be to
declare the entire statute void as was done in, e.g., Kolender,
supra; Lanzetta, supra; Aptheker, supra; Casey, supra;
Zablocki, supra; Griswold, supra; Orr, supra; Kraft General
Foods, supra; and Oregon Waste Systems, Inc., supra. This
would accomplish two important results.
First, it would eliminate the possibility of any future
inhibition on the exercise of constitutional rights which
might exist because of the sweeping language of the statute.
This Court expressed precisely this concern in the First
Amendment overbreadth cases and in non-First Amend-
ment cases such as Kolender, Lanzetta, and Griswold, the
concern is clear but implied in Casey and Zablocki.
Of perhaps equal importance is that this Court has
frequently recognized that unitary provisions cannot be
severed. See, ¢.g., Wyoming v. Oklahoma, supra, 502 U.S.
at 460, 112 S.Ct. at 803 (rejecting severability because
“there are no parts or separate provisions in the invalid
[section] of the Act... . Nothing remains to be saved once
that provision is stricken. Accordingly, the Act must stand
the unconstitutional portion is inseparable from the rest. Jn Re Hen-
drickson, 12 Wash.2d 600, 123 P.2d 322, 326 (Wash. 1942).
17
or fall as a whole.”); U.S. v. Ju Toy, 198 U.S. 253, 262
(1905) (“[T]he relevant portion being a single section,
accomplishing all its results by the same general words,
must be valid as to all that it embraces, or altogether void.
An exception of a class constitutionally exempted cannot be
read into those general words merely for the purpose of
saving what remains.”); J/linois Cent. R.R. v. McKendree,
203 U.S. 514, 529-30, 27 S.Ct. 153, 158-9 (1906).
The reason for this is clear: voiding the entire statute gives
proper deference to the responsibility of the legislative
branch. Reese, supra, recognized this principle, and its
teaching on the effect of facial challenges, in contrast to its
views on standing, should still be considered sound:
“We are, therefore, directly called upon to decide
whether a penal statute enacted by Congress, . . . which is
in general language broad enough to cover wrongful acts
without as well as within the constitutional jurisdiction,
can be limited by judicial construction so as to make it
operate only on that which Congress may rightfully pro-
hibit and punish. For this purpose, we must take these
sections of the statute as they are. We are not able to
reject a part which is unconstitutional, and retain the
remainder, because it is not possible to separate that
which is unconstitutional, if there be any such, from that
which is not. The proposed effect is not to be attained by
striking out or disregarding words that are in the section,
but by inserting those that are not now there. Each of the
sections must stand as a whole, or fall altogether. The
language is plain. There is no room for construction,
unless it be as to the effect of the Constitution. The
question, then, to be determined, is, whether we can
introduce words of limitation into a penal statute so as to
make it specific, when, as expressed, it is general only.
It would certainly be dangerous if the legislature could
set a net large enough to catch all possible offenders, and
18
leave it to the courts to step inside and say who could be
rightfully detained, and who should be set at large. This
would, to some extent, substitute the judicial for the
legislative department of the government. The courts
enforce the legislative will when ascertained, if within the
constitutional grant of power. Within its legitimate
sphere, Congress is supreme, and beyond the control of
the courts; but if it steps outside of its constitutional
limitations, and attempts that which is beyond its reach,
the courts are authorized to, and when called upon in due
course of legal proceedings must, annul its encroachments
upon the reserved power of the States and the people.
To limit this statute in the manner now asked for would
be to make a new law, not to enforce an old one. This is
no part of our duty.” 92 U.S. at 221, emphasis added.
See also Kolender, supra, 461 U.S. at 358 n. 7, 103 S.Ct.
at 1858 n. 7 (quoting the emphasized language favorably).
This Court's role in the government makes it preferable to
void ‘he statute and allow the Legislature to redraft it.
Instead of an absolute prohibition, there would have to be a
legislative definition of who was ineligible to exercise the
right, the safeguards which might protect against its abuse,
and approved principles or methods of carrying out the right.
The Legislature deserves the opportunity to make these
decisions in the first instance.
If, on the other hand, the statute remains in effect subject
to piecemeal attack, the law is uncertain and the Legislature
loses control over the process of designing a statute in
accordance with democratic preferences. It also discourages
the legislative branches from exercising their responsibility
to evaluate the constitutionality of a statute before passage.
This Court’s respect for the process of legislation should
dictate a policy of voiding unitary statutes which punish
19
protected conduct, letting the Legislature design a new
statute in light of constitutional mandates.
IV.
CASEY’S “UNDUE BURDEN” TEST SETS
THE CORRECT STANDARD OF PROOF
RCW 9A.36.060 clearly imposes an undue burden on the
exercise of a fundamental privacy right. The same standard
applied in Casey — which is the same standard this Court
has applied in many cases — should apply here. Not only is
the analogy with Casey compelling, but the importance of
privacy as a component part of liberty, and the personal
nature of privacy rights, requires that government actions
not inhibit their exercise. In Zablocki, supra, this Court
recognized that States could impose reasonable regulations
which did not “significantly interfere” with the marital
relationship. 434 U.S. at 386, 98 S.Ct. at 681. In applying
this “undue burden” test without using that language, this
Court stated:
“Under the challenged statute, no Wisconsin resident
in the affected class may marry in Wisconsin or elsewhere
without a court order, and marriages contracted in viola-
tion of the statute are both void and punishable as
criminal offenses. Some of those in the affected class, like
appellee, will never be able to obtain the necessary court
order, because they either lack the financial means to
meet their support obligations or cannot prove that their
children will not become public charges. These persons
are absolutely prevented from getting married. Many
others, able in theory to satisfy the statute’s requirements,
will be sufficiently burdened by having to do so that they
will in effect be coerced into forgoing their right to marry.
And even those who can be persuaded to meet the
statute’s requirements suffer a serious intrusion into their
freedom of choice in an area in which we have held such
20
freedom to be fundamental.” 434 U.S. at 387, 98 S.Ct. at
681, footnote omitted.
V.
CONCLUSION
This case, like John Doe’s own case, does not require a
search of the language or history of the Constitution for the
phrase “physician aid in dying”. Rather, it requires this
Court to undertake its traditional role of breathing life and
meaning into the term “liberty” as used in the Constitution.
The process of construction by which this Court performs its
judicial role can and should implement the intent of the
American people to protect from government interference
the mght to make decisions central to human dignity and
self-worth.
Statutes prohibiting physician aid in dying intrude drasti-
cally into the space of private decision-making protected by
the guarantee of liberty. The effort to impose an absolute
prohibition requires a remedy appropriate to the scope of the
statute, and this Court should not hesitate to declare RCW
9A.36.060 .nvalid on its face.
DATED: December 09, 1996
Respectfully submitted,
By: LAWRENCE SILVER
LAWRENCE SILVER &
ASSOCIATES
111 West Ocean Boulevard
Suite 1900
Long Beach, CA 90802-4649
(310) 901-4500
Telecopier (310) 901-4520
[ATTORNEY GENERAL OF WASHINGTON SEAL]
Christine O. Gregoire
Attorney General of Washington
Transportation & Public Construction Division
PO Box 40113 * Olympia WA 98504-0113
(360) 753-6126
November 25, 1996
Mr. Mark E. Field
Lawrence Silver & Associates
111 West Ocean Boulevard Suite 1900
Long Beach, California 90802-4649
Re: Washington v. Glucksberg,
U.S. Supreme Court Cause No. 96-110
Dear Mr. Field:
This responds to your request for consent to file a brief as
amicus curiae in the above-referenced matter on behalf of
John Doe. Your request for consent is granted.
Very truly yours,
/s/ WILLIAM L. WILLIAMS
William L. Williams
Sr. Assistant Attorney General
WLW:am
cc: Kathryn L. Tucker
Perkins Coie
A Law Partnership Including Professional Corporations
1201 Third Avenue, 40th Floor * Seattle, Washington
98109-3099
Telephone: 206 583-8888 * Facsimile: 206 583-8500
Kathryn L. Tucker
(206) 583-8730
tuckk@PERKINSCOIE.COM
November 20, 1996
Mark E. Field
Lawrence Silver & Associates
111 W. Ocean Blvd., Suite 1900
Long Beach, CA 90802-4649
_ Re: Washington v. Glucksberg; Vacco v. Quill
Dear Mr. Field:
This responds to your request to file a brief as amicus
curiae in the above-referenced matters on behalf of John
Doe. We understand that you intend to support the position
of the Respondents. Your request for consent is granted.
Consistent with our position throughout this litigation, we do
not plan to share argument time with amici.
Please find enclosed a copy of the Court's order setting
forth the briefing schedule for your information.
Also, please note that the joint appendix in Washington v.
Glucksberg will be posted on the Attorney General's Office
home page (htip://www.wa.gov/ago) in a PDF format
when it has been completed. To download it, you will need a
program entitled Acrobat Reader, which can be downloaded
free of charge from the Adobe home page
(hhtp:// www.adobe.com). In the meantime, the Complaint
and significant briefing in support of Respondents in Wash-
ington v. Glucksberg is currently available on the Perkins
Coie home page (hhtp://www.perkinscoie.com). We hope
this medium will allow interested parties expeditious access
to these materials and at the same time avoid unnecessary
printing and mailing costs.
Thank you for your support of Respondents’ position. We
look forward to receiving a copy of your brief.
Very truly yours,
/s/ KATHRYN L. TUCKER
Kathryn L. Tucker
KLT:rak
Enclosure
ce: William L. Williams
Lucia M. Valente
Marc F. Scholl
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.