Amicus Curiae Brief — Rosenberger v. Rector and Visitors of Univ. of Va.
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() RITED
' DEC 15 1994
No. 94-323 Die LE
IN THE
Supreme Court of the United States
OCTOBER TERM, 1994
RONALD W. ROSENBERGER, ef ai.,
Petitioners,
V.
THE RECTOR AND VISITORS OF THE
UNIVERSITY OF VIRGINIA, ef a/.,
Respondents,
On Writ of Certiorari to the United States
Court of Appeals For the Fourth Circuit
BRIEF OF THE AMERICAN CENTER FOR
LAW & JUSTICE AS AMICUS CURIAE IN
SUPPORT OF PETITIONERS
Keith A. Fournier Jay Alan Sekulow
1000 Regent University Dr. (Counsel of Record)
Virginia Beach, VA 23464 James Matthew Henderson, Sr.
(804) 579-2489 Kevin Eric Broyles
1000 Thos. Jefferson St. NW
Suite 520
Washington, D.C. 20007
(202) 337-2273
Attorneys for the American Center for Law & Justice
QUESTION PRESENTED
Whether Lemon v. Kurtzman and its progeny,
which foster discrimination against Religion
and religious adherents, contrary to the
principle of equality embodied in the Religion
Clauses, should be overruled?
TABLE OF CONTENTS
QUESTION PRESENTED ......................... i
TABLE OF AUTHORITIES ....................... ill
INTEREST OF AMICUS ..................0c0000e. l
THE HAPHAZARD AND UNPRINCIPLED
USE OF LEMON, EXCUSING
GOVERNMENT ANIMOSITY TOWARDS
RELIGION AND DISCRIMINATION
AGAINST RELIGIOUS CITIZENS, MUST
es MITTEE TT ee 3
In This Court, Inconsistent Reliance on the
Lemon Test Has Created a Confused First
Amendment Jurisprudence, While in Lower
Courts, Faithful Application of Lemon has
Created a Marketplace Hostile to Religion ....... 3
Because Lemon Has Proven Unworkable, That
Test, With Its Muddled Progeny, Should Now
be Overruled Or Clarified .................... 8
l. The Lemon Test Produces
Confusion, Not Neutrality ............. 10
(ii)
Il.
a. The Secular
CC
b. The Effects
EE EE
é. The Entangle-
TES ces eNencccsceces
2. Lemon and its Confusing
Progeny Should Be Overruled ..........
GOVERNMENT MAY NOT USE RELIGION
OR RELIGIOUS ADHERENCE AS A BASIS
OF CLASSIFICATION EXCEPT TO AVOID
INFRINGEMENT OF RELIGIOUS
eS aces eecebeeercececcss
The Founders Understood the Religion Clauses
to Compliment Each Other, Ensuring that
Religion or Religious Adherence is Pertinent
Only to Accommodation of Religious
oa
This Court's Decisions Judging Religious
Classifications, Other than Lemon and its
Inconsistent Progeny, Employ Equality of .
Freedom of Belief and Opinion as the
eee
'
CONCLUSION
1V
This Court Used the Equal
Protection Clause to Govern the
Analysis of Religious
Classifications in its Equal
Access Cases
As This Court has Retreated
From Lemon in Cases Directly
Challenging State Action Under
the Establishment Clause,
Various Opinions Have
Recognized Equality as the
Governing Principle of the
Religion Clauses
First Amendment Decisions
Preceding Lemon Recognized
Equality as the Governing
Principle of the Religion
WS 4656 ohnxbudaneuies cu
"3 8. SO 9S CCG CEB Oe ee
coou ae
soee ae
Cases:
Vv
TABLE OF AUTHORITIES
Page(s)
Abington School District v. Schempp,
ee keke eeb essen 9
Aguilar v. Felton,
Ee 18
Allegheny County v. Greater Pittsburgh ACLU,
ee 5,7
Board of Airport Comm'rs v. Jews for Jesus, Inc.,
ID. Sicctcccccccves 2,22
Board of Education v. Grumet,
114 S.Ct. 2481 (1994) .......... 4, passim
Board of Education v. Mergens,
496 U.S. 226 (1990) ........... 2,14,23-24
Bowen v. Kendrick,
IED os oc cosovcesececes 26
Bradfield v. Roberts,
ER 28
Cantwell v. Connecticut,
310 U.S. 296 (1940) ................ 21,22
Committee for Public Educ. & Religious Liberty v.
Nyquist,
re 18
Edwards v. Aguillard,
gS 10-12,18
Epperson v. Arkansas,
Es vos cccccccccccoece 29
Everson v. Board of Education, |
I IS cu becuceccccee 4, passim
vi
Harris v. City of Zion,
927 F.2d 1401 (7th Cir. 1991) ........... 7
Heffron v. ISKCON,
452 U.S. 640 (1981) .................. 22
Holy Trinity Church v. United States,
143 U.S. 457 (1892) ............... 14-15
ISKCON vy. Lee,
112 S. Ct. 2701 (1992) ................. 22
Keyishian v. Board of Regents,
385 U.S. 589 (1967) .................. 13
Lamb's Chapel v. School District,
WEG So dou sus cvccwees 2, passim
Larson v. Valente,
456 U.S. 228 (1982) ........... 4,12,25,26
Lee v. ISKCON,
112 S. Ct. 2709 (1992) ................ 22
Lee v. Weisman,
112 S.Ct. 2649 (1992) .....00. 4
Lemon v. Kurtzman,
403 U.S. 602 (1971) ............. i, passim
Levitt v. Committee for Public Educ. & Religious
Liberty,
S03 US. 472 (1973) .................. 18
Lovell v. City of Griffin,
303 U.S. 444 (1938) .......0000 23
Lynch v. Donnelly,
465 U.S. 668 (1984)................. 4.8
Vii
Page(s)
McCollum v. Board of Education,
i aoe oak ws ened 5
McDaniel v. Paty,
a 8, passim
McGowan v. Maryland,
PIED 6 cv ccc ccccescccses 12
Marsh v. Alabama,
NEED oS cc cscccesoccsees 22
Marsh v. Chambers,
SE PED co eccceccseccceces 4
Meek v. Pittenger,
EI 5 oo vcciccccccccves 18
Mueller v. Allen,
463 U.S. 388 (1983) ............. 3,19,26
Niemotko v. Maryland,
Ee 22
Police Dep't v. Mosley,
Ee 22
Rosenberger v. The Rector and Visitors of the
University of Virginia,
18 F.3d 269 (4th Cir. 1994) ...... 6, passim
School Dist. of Grand Rapids v. Ball,
ee 18
Sloan v. Lemon,
Te 18
Stone v. Graham,
ee 10
Vili ix
Page(s)
Tilton v. Richardson, Page(s)
a 18
Torcaso v. Watkins, MARK DEWOLFE HOWE, THE GARDEN AND THE
es 29 WILDERNESS (1965) ................-- 19
Wallace v. Jaffree, Fairman, Does the Fourteenth Amendment Incorporate
472 U.S. 38 (1985) ............. 5, passim the Bill of Rights?, The Original
Walz v. Tax Commission, Understanding, 2 STAN. L. REV. 5 (1949) . 19
397 U.S. 664 (1970) ............ 5,9,15,29 TRIBE, AMERICAN CONSTITUTIONAL LAW (2d. ed.
Widmar v. Vincent, Aas diceGbhnwanyas entpeeidness 21
454 U.S. 265 (1982) ............ 3, passim
Witters v. Wash. Dept. of Serv. for Blind,
i 26
Wolman v. Walter,
oR 18
Zobrest v. Catalina Foothills School District,
125 L.Ed.2d 1 (1993) ........... 3, passim
Zorach v. Clauson,
343 U.S. 306 (1952) ............... 8,9,15
Other Materials:
MADISON, A Memorial & Remonstrance Against
Religious Assessments, 1785, Reprinted at 330
U.S. 66 (1947) (App. to opinion of Rutledge, J.,
ES Pe 17,20
5 WRITINGS OF JAMES MADISON
(G. Hunt ed. 1904) ................... 25
CORD, SEPARATION OF CHURCH AND STATE,
a EES ee ee aro. ae 19
IN THE
Supreme Court of the Anited States
OCTOBER TERM, 1994
No. 94-329
RONALD W. ROSENBERGER, ef al.,
Petitioners,
THE RECTOR AND VISITORS OF THE
UNIVERSITY OF VIRGINIA, ef al.,
Respondents,
On Writ of Certiorari to the United States
Court of Appeals For the Fourth Circuit
BRIEF OF THE AMERICAN CENTER FOR
LAW & JUSTICE AS AMICUS CURIAE IN
SUPPORT OF PETITIONERS
INTEREST OF AMICUS *
The American Center for Law and Justice ("ACLJ") is a
national, nonprofit legal organization. The purpose of ACLJ is
to preserve, protect and promote religious liberty through
education, legal defense, legislative assistance, and related
activities. ACLJ attorneys specialize in advocacy of rights to
freedom of speech, freedom of conscience, and religious
* The parties in this case have consented, by a joint letter of consent
filed with the Clerk of Court, to the filing of this brief.
2
liberty. ACLJ's Chief Counsel has argued cases before this
Court dealing with issues related to this case. including
arguments on behalf of the church in Lamb's Chapel v. School
District, 113 S.Ct. 2141 (1993), the students in Board of
Education v. Mergens, 496 U.S. 226 (1990), and the
evangelists in Board of Airport Comm'rs v. Jews for Jesus, Inc.,
482 U.S. 569 (1987).
ACLJ files this brief in support of Petitioner because the state
of the law respecting the Religion Clauses of the Constitution
requires significant clarification. ACLJ supports the position
that private individuals and groups of individuals may not be
discriminated against on the basis of their religion, religious
adherence, or religious speech in the provision of any general
government benefit for which they are otherwise eligible.
ACLJ urges the Court to reverse the decisions below.
SUMMARY OF ARGUMENT
Never has this Court enshrined the analysis presented in
Lemon vy. Kurtzman, 403 U.S. 602 (1971), as a rigid test in
resolving Establishment Clause claims. This Court has
repeatedly sought to guard against religious classifications
which place religious individuals at an advantage or
disadvantage because of their religion. Unfortunately, despite
this Court's approach, lower federal courts have made the
Lemon test the sole means for winnowing out governmental
Establishments. One untoward result of rigid applications of
the vaguely understandable and easily manipulable Lemon test
is the absurd results which often are obtained thereby.
3
If the Lemon test has proven unworkable and unfaithful to the
purposes of the Religion Clauses, the Court should forthrightly
recognize this development. Another test exists, a test which
this Court has employed previously, which is more consistent
with the original purposes of the Religion Clauses. Other than
Lemon and its misguided and confusing progeny, this Court's
precedents have consistently adhered to a view that equality of
voluntary religious choices, whether of nonreligion or a
diversity of religious beliefs, is the better and intended
understanding of the First Amendment's Religion Clauses.
Among the partial applications of this test is the faithful and
sensible application of the "effects" prong of Lemon as
recognized by this Court in Widmar v. Vincent, 454 U.S. 263
(1981), Mueller v. Allen, 463 U.S. 388 (1983), and Zobrest v.
Catalina Foothills School District, 113 S.Ct. 2462 (1993).
In the case at bar, Respondents suggest that the Establishment
Clause justifies denial of a generally available benefit to
religious groups and individuals because of their religious
activity. This distorted view of "neutrality" is a direct result of
the aberration Lemon has become on this Court's Establishment
Clause jurisprudence. This Court now has the opportunity to
restore the principle of equality to the Religion Clauses.
I. THE HAPHAZARD AND UNPRINCIPLED USE
OF LEMON, EXCUSING GOVERNMENT
ANIMOSITY TOWARDS RELIGION AND
DISCRIMINATION AGAINST RELIGIOUS
CITIZENS, MUST END
A. In This Court, Inconsistent Reliance on the
4
Lemon Test Has Created a Confused First
Amendment Jurisprudence, While in Lower
Courts, Faithful Application of Lemon has
Created a Marketplace Hostile to Religion
“Rather than mechanically invalidating all government
conduct . . . that confer[s] benefits or give[s] special
recognition to religion--as an absolutist approach would
dictate--the Court has scrutinized challenged . . . official
conduct to determine whether, in reality, it established a
religion or religious faith, or tends to do so." Lynch y.
Donnelly, 465 U.S. 668, 678 (1984) (emphasis added).
Since Everson v. Board of Education, 330 U.S. | (1947), this
Court has grappled frequently with governmental activity
within the sphere of the religious. In recent years, the test most
consistently utilized to judge alleged violations of the
Establishment Clause has been the so-called Lemon test, set
forth in Lemon vy. Kurtzman, 403 U.S. 602 (1971). This Court,
however, has applied the Lemon test only haphazardly; in a
growing number of cases, the Court resolved Establishment
Clause claims without any substantive discussion of the Lemon
test Or any apparent application of the test in the decision.'
Five current Justices have expressed their discomfort with one
aspect or another of the Lemon test. See Grumet, 114 S.Ct. at
2498-2500 (O'Connor, J., concurring in part and concurring in
1 See e.g., Board of Education v. Grumet, 114 S.Ct. 2481 (1994): see
also Zobrest v. Catalina Foothills School District, 125 L.Ed. 2d | (1993);
Lee v. Weisman, 112 S.Ct. 2649 (1992); Marsh v. Chambers, 463 U.S.
783 (1983); Larson v. Valente, 456 U.S. 228 ( 1982) (Lemon not useful in
analyzing instances of patent discrimination against a church).
5
the judgment); Lamb's Chapel, 113 S.Ct. at 2149-50 (Scalia, J.,
together with Thomas, J., concurring in the judgment);
Allegheny County v. Greater Pittsburgh ACLU, 492 U.S. 573,
655-57 (1989) (Kennedy, J., together with Rehnquist, C.J.,
White J., and Scalia, J., concurring in part and dissenting in
part); Wallace v. Jaffree, 472 U.S. 38, 107-113 (1985)
(Rehnquist, J., dissenting).
Members of this Court have warned of the dangers inherent
in a jurisprudence without sound historical and traditional
grounding, resting too gingerly on catchy phrases and neat
tests. Justice Reed, in McCollum v. Board of Education, 333
U.S. 203 (1948), noted that a "rule of law should not be drawn
from a figure of speech." /d. at 247 (Reed, J., dissenting).
Chief Justice Burger, a year prior to penning the Lemon test
explained that
[t]he considerable internal inconsistency in the opinions
of the Court derives from what, in retrospect, may have
been too sweeping utterances on aspects of these
clauses that seemed clear in relation to the particular
cases but have limited meaning as general principles.
Walz v. Tax Commission, 397 U.S. 664, 668 (1970). Even
while introducing the test, the Chief Justice warned that the
Court should not "engage in a legalistic minuet in which
precise rules and forms must govern." Lemon, 403 U.S. at 614.
Despite these protestations, courts bound to respect this Court
and to comply with its precedenis have fallen victim to the
melodic soothing of Lemon's simplicity, hypnotically adopting
6
and enthusiastically applying the Lemon test as the sole and
controlling criterion for Establishment Clause jurisprudence.
In the case before the Court, the fourth circuit's decision is
representative of the inconsistency and utter disarray
application of Lemon produces in lower courts.
The fourth circuit minimized the university's provision of in-
kind support and "sustenance of religion in [several] incidental
respects [which did] not . . . inhibit religion," Rosenberger v.
The Rector and Visitors of the University of Virginia, 18 F.3d
269, 285 (4th Cir. 1994) (Pet. App. 34a), but then held that use
of "public funds to support a publication so clearly engaged in
the propagation of particular religious doctrines would
constitute a patent Establishment Clause violation." Jd (Pet.
App. 35a). Rejecting the argument that religion is inhibited,
the court relied on the university's other extensive support, but
failed to explain why that was not also a "patent" violation of
the same clause.
While internal inconsistency of the decision below is
unsurprising, if not entirely expected, the fourth circuit took
Lemon where few enterprising courts have gone before. The
court held that the university had "penalize[d] exercise of
constitutional rights by withholding from [the religious
students] an otherwise discretionary benefit." Jd at 281 (Pet.
App. 25a). This "creates an uneven playing field on which the
advantage is tilted towards .. . wholly secular modes of
expression." Jd. (Pet. App. 26a) (emphasis added). After
finding such discrimination unconstitutional under the Free
Speech Clause, the court then used Lemon to nullify its own
conclusion. Miraculously, the "uneven playing field" decried
7
in part one, was transformed into "neutrality" under Lemon in
part two. /d. at 284-85 (Pet. App. 37a). Under the fourth
circuit's analysis, Lemon is read to consume not only the
Establishment Clause, but the entire First Amendment.’
The results in lower courts reflect the breadth of cloudy
confusion that plagues those courts which reflexively apply the
Lemon test in every sort of Establishment Clause case.
Although some of the decisions seem amusing, they all bear the
scent of that "relentless extirpation of all contact between
government and religion,” which does not accurately or
adequately reflect "the history or the purpose of the
Establishment Clause." Allegheny County, 492 U.S. at 657
(Kennedy, J., concurring in part and dissenting in part).
As Judge Easterbrook noted recently, “Lemon has lost its tang
[.]" Harris v. City of Zion, 927 F.2d 1401, 1419, 1424 (7th Cir.
1991) (Easterbrook, J., dissenting). Whether through inherent
defect, mechanistic overuse, or a wringing approach that
guarantees caustically antireligious results, the mere selection
of the Lemon test is now a signal of a court's intention to
overturn challenged government practices and policies. This
case presents this Court with the prospect, not merely of
adjusting the error of the lower courts in the instant case, but to
2 The fourth circuit completes its slight of hand with the dictum that
the Free Exercise Clause would also support the conclusions reached
under its Free Speech analysis. /d. at 283 n.31 (Pet. App. 30a-3 la n.31).
Sadly, the Equal Protection Clause appears to be Lemon's next victim. See
id. at 287-88 (Pet. App. 57a-58a). One can only guess what other
liberties Lemon, in the hands of inferior courts, will jeopardize for
religious citizens.
8
check and clarify the general confusion of the judiciary which
attends the litigation of Establishment Clause claims.
B. Because Lemon Has Proven Unworkable,
That Test, With Its Muddled Progeny,
Should Now be Overruled Or Clarified
The Religion Clauses preclude the government from
discriminating against citizens because of their religion. In
Zorach v. Clauson, 343 U.S. 306 (1952), this Court discussed
the impermissibility of governmental hostility toward religion:
To hold that [government] may not [accommodate
religion} would be to find in the Constitution a
requirement that the government show a callous
indifference to religious groups. That would be
preferring those who believe in no religion over those
who do believe.
Id. at 314. See also Lynch, 465 U.S. at 673.
In McDaniel v. Paty, 435 U.S. 618 (1978), Justice Brennan
wrote that the provision there, which barred clergy from
serving as state legislators, violated the Establishment Clause
because it manifested "patent hostility toward, not neutrality
respecting, religion . . . and, in sum, has a primary effect which
inhibits religion." id at 636 (Brennan, J., together with
Marshall, J., concurring in the judgment).
The religious heritage of the American peopie also dictates
9
that government not be hostile to religion. In Zorach, this
Court noted:
We are a religious people whose institutions presuppose
a Supreme Being. We guarantee the freedom to
worship as one chooses. We make room for as wide a
variety of beliefs and creeds as the spiritual needs of
man deem necessary.
343 U.S. at 313-314. See also Walz v. Tax Comm'n, 397 U.S.
664, 676-77 (1970) (few concepts are "more deeply embodied
in the fabric of our national life, beginning with pre-
Revolutionary colonial times, than for the government to
exercise at the very least this kind of benevolent neutrality
toward churches and religious exercise generally . . .").
Hostility toward religion robs American democratic
institutions of a major source of the values which inform them.
The American political tradition presupposes a government
which does not seek to shape its people's values, but rather is
itself shaped by them. Thus, religion has traditionally played
a central role in the development of public virtue.
Neither government nor this Court can or should ignore
the significance of the fact that . . . many of our legal,
political and personal values derive historically from
religious teachings.
Abington School District v. Schemop, 374 U.S. 203, 306 (1963)
(Goldberg, J., together with Harlan, J., concurring).
10
Despite its opinions eschewing any appearance of hostility to
religion, this Court's First Amendment jurisprudence readily
lends itself to the fomenting of such hostility. Lemon's shallow
roots in our history of religious freedom, and the ease with
which its prongs may be used to bump religious expression and
liberty into a second-class status in the marketplace of ideas,
have brought about the very confusion and hostility sought to
be avoided.
1. The Lemon Test Produces Confusion,
Not Neutrality
a. The Secular Purpose Prong
Lemon's first prong requires a secular purpose for all
government action. Lemon at 612-13. This Court treats the
secular purpose prerequisite as meaning any secular purpose.
See e.g., Wallace v. Jaffree, 472 U.S. 38, 56 (1985) ("a statute
must be invalidated if it is entirely motivated by a purpose to
advance religion"). Although this Court has only used the
purpose prong to defeat government action three times since
Lemon, in Edwards v. Aguillard, 482 U.S. 578, 585-89 (1987),
Jaffree at 56, and Stone v. Graham, 449 U.S. 39, 40-41 (1980),
it poses a significant threat of confusing lower courts and
abusing religious liberty.
Even when religious exemptions are provided on a
nondiscriminatory basis, the purpose of the legislature is to
remove burdens on religious freedom; thus, the government's
action "advances" the cause of religion. The secular purpose
prong induces tension between the Religion Clauses, failing to
™ 2 DOT AE Ae OOO GI: Aires mo
MON” NC ON SERS RMR 0 Ban
take account of the fact that “intentional advancement of
religion is sometimes required by the Free Exercise Clause."
Edwards at 627 (Scalia, J., together with Rehnquist, C.J.,
dissenting) (citations omitted); see also Grumet, 114 S.Ct. at
2498 (O'Connor, J., concurring in part and concurring in the
judgment) (attributing the unconstitutional attempt at
accommodation to prior Supreme Court rulings). As Justice
O'Connor explained, "[i}t is disingenuous to look for a purely
secular purpose when the manifest objective of a statute is to
facilitate the free exercise of religion by lifting a government-
imposed burden." Jaffree at 83 (O'Connor, J., concurring).
This case demonstrates the extent to which the purpose prong
may be manipulated. The fourth circuit deferred to the
university's conclusion that the funding of religious activities
would not further its "educational mission," 18 F.3d at 284
(Pet. App. 33a), despite the fact that religious discussion and
education is part of the university's academic curriculum. /d.
Under this application of the purpose prong, the government is
allowed to define religion out of the marketplace of ideas. This
discriminatory subterfuge was upheld as advancing the "secular
purpose” of avoiding "an establishment of religion at the
institution." /d Thus, the Establishment Clause is not
offended because the "purpose" is to avoid offending the
Establishment Clause. /d. at 284 (Pet. App. 33a-34a). Under
the fourth circuit's interpretation of Lemon, the purpose prong
not only directly contradicts this Court's warnings against
religious hostility, it becomes circular as the maze of logic
grows longer.
Not only has the purpose prong "made such a maze of the
12
Establishment Clause that even the most conscientious
governmental officials can only guess what motives might be
held unconstitutional," Edwards, 482 U.S. at 636 (Scalia, J.,
together with Rehnquist, C.J., dissenting), but "discerning the
subjective motivation of those enacting the statute, is to be
honest, almost always an impossible task." Jd. Lemon thus fails
to heed the warning "that determining the subjective intent of
legislators is a perilous enterprise." /d. at 638.
b. The Effects Prong
The second prong of the Lemon test requires that "the
principal or primary effect [of government action] must be one
that neither advances nor inhibits religion." Lemon at 612.
Since Lemon, this Court has only once struck down government
action as "inhibiting" religion. Larson v. Valente, 456 U.S. 228
(1982). This is not surprising, as faithful application of the
effects prong is impossible without absolute equality. As
Justice Frankfurter explained:
Religious beliefs pervade, and religious institutions
have traditionally regulated virtually all human activity
. State codes and the dictates of faith touch the
same activities. Both aim at human good, and in their
respective views of what is good for man they may
concur or they may conflict. No constitutional
command which leaves religion free can avoid this
quality of interplay.
McGowan v. Maryland, 366 U.S. 420, 461-62 (1961)
(Frankfurter, J., with Harlan, J., concurring in the judgment).
13
Clearly, every government action will, in some respect, either
"advance" or "inuibit" a subject which pervades "virtually all
human activity." Thus, similar to the purpose prong, the effect
prong is unworkable as a model for distinguishing between
those government actions which advance religion only (i.e., an
establishment of religion), and those actions advancing
religious freedom (i.e., an accommodation of religion).
Of more fundamental concern, prohibiting government action
which has the effect of advancing religion readily permits
discrimination against religion in the provision of government
benefits. In the case before the Court, the university takes
fourteen dollars per semester from every full-time student for
student activities. 18 F.3d at 270 (Pet. App. 2a). The funds are
used to support a "wide variety of student organizations,
activities, and publications," id., as long as they are not, inter
alia, political or religious. /d at 271 (Pet. App. 3a).
Amazingly, the fourth circuit held that this discrimination does
not "inhibit" religion. /d. at 283 (Pet. App. 34a).
In the economic marketplace, the notion that taxation without
equal subsidization would not "inhibit" the nonsubsidized
competitor is bad economic theory. In the marketplace of
ideas, the theory is no more legitimate. As Justice Brennan has
explained, "(t]he Nation's future depends upon leaders trained
through wide exposure to that robust exchange of ideas which
discovers truth ‘out of a multitude of tongues,’ (rather) than
through any kind of authoritative selection." Keyishian v.
Board of Regents, 385 U.S. 589, 603 (1967). Here, the
selective provision of general funds is at the heart of the
university's "authoritative selection” process. The illogic of the
14
conclusion that this does not "inhibit" religion is astounding.’
This Court has clearly held that "[t]he Establishment Clause
does not license government to treat religion and those who
teach or practice it, simply by virtue of their status as such, as
subversive of American ideals and therefore subject to unique
disabilities." Board of Education v. Mergens, 496 U.S. 226,
248 (1990) (citation omitted). Yet, Lemon's effect prong
clearly gives lower courts license to deny Religion or religious
people equality in the provision of general government
benefits; this Court must then revoke this license piecemeal as
it creates more confusion with each sidestep of Lemon. See,
e.g., Lamb's Chapel v. Center Moriches School Dist., 113 S.Ct.
2141, 2148 (1993); Zobrest v. School District, 125 L.Ed. 1, 10
(1993). The language of Lemon lives on and its inherent
confusion reigns in lower courts that torturously misapply it to
the detriment of Religion and religious adherents.
c. The Entanglement Prong
The third and most tangled web of the Lemon test prohibits
3 The fourth circuit's astonishing conclusion that the university would
be advancing religion by treating religious groups equally, 18 F.3d at 283
(Pet. App. 35a), is further evidence of Lemon's invitation to the bizarre. It
is as if the university and the lower courts believe religious adherents do
not need to be treated equally to compete on par with other philosophical
and scientific views in the quest to prove their religious tenets and ideas
are the"truth" Justice Brennan wrote about. Religious citizens must have
some hidden fountain of wealth that never runs dry; but, from the public
fountain, all nonreligious citizens and groups may drink and the
government even draws the water. Perhaps the Commonwealth of
Virginia believes in a miraculous Divinity after all.
15
"excessive entanglement" between government and religion.
Lemon at 613. As noted above, preventing all entanglement of
religion and government is impossible; it is, equally, unwise.
As Justice Brewer explained in Holy Trinity Church v. United
States, 143 U.S. 457 (1892), "[e]very constitution of every one
of the . . . States contains language which . . . recognizes a
profound reverence for religion and an assumption that its
influence in all human affairs is essential to the well being of
the community .... [T]Jhey affirm and reaffirm that this is a
religious nation." /d. at 468, 470. See also Zorach, 343 U.S. at
306 ("We are a religious people whose institutions presuppose
a Supreme Being ..."). Recently, recognizing this tradition,
Justice Scalia wrote that "those who adopted our Constitution
... believed that the public virtues inculcated by religion are a
public good .... Unsurprisingly then, indifference to ‘religion
in general’ is not what our cases, both old and recent, demand."
Lamb's Chapel, 113 S.Ct. at 2151 (Scalia, J., together with
Thomas, J., concurring in the judgment) (emphasis in original)
(citations omitted). Thus, some entanglement of the civil and
religious is not only inevitable, but quite welcome.
The qualifier "excessive" does not save Lemon's third prong
from absurd and confusing results. Indeed, even before Lemon,
this Court had recognized the paradox inherent in asking
government to maneuver one way or the other to avoid
"excessive entanglement” with religion. See Walz, 397 U.S. at
674 (acknowledging that elimination of tax exemptions for
religious organizations would tend to expand, not contract
government involvement with religion). In Widmar v. Vincent,
454 U.S. 263 (1982), this Court noted that to exclude all
religious groups from a privilege granted to others would risk
16
greater entanglement as
the University would need to determine which words
and activities fall within "religious worship and
religious teaching." This alone could prove "an
impossible task in an age where many various beliefs
meet the constitutional definition of religion."
Id. at 272 n.11 (citation omitted). Entanglement, then, can
mean any number of things and leaves government in the same
incurable position as the other two prongs; stuck with an
"insoluble paradox." Wallace v. Jafjree, 472 U.S. 38, 109
(1985) (Rehnquist, J., dissenting); Lemon at 668 (White, J.
concurring in part and dissenting in part).
Like the effects prong, entanglement readily allows
discrimination against religious citizens. In the case at bar,
while the fourth circuit held that the refusal to grant a general
benefit to religious organizations is justified by the
entanglement prong of Lemon, it found no problem in granting
those benefits to such "cultural organizations" as the Muslim
Students Association and the Jewish Law Students Association.
18 F.3d at 287 (Pet. App. 41a). Curiouser and curiouser, the
fourth circuit's entanglement analysis largely rested on the
potential for political divisiveness related to religious belief
and practice’... ." /d. at 285 (Pet. App. 37a). The court must
fear that "'facilitating discussion which fosters an atmosphere
of sensitivity to and tolerance of Christian viewpoints," /d. at
272 (Pet. App. 5a) (quoting Wide Awake Productions’ Con-
stitution), is somehow a call to arms. The fourth circuit failed
to explain how the Jewish and Muslim students are trusted to
17
live in peace and harmony while treating religious students
equally is believed to be the first step toward Holy war. The
fact that Ronald Rosenberger has been in litigation with the
university for over four years because of discrimination against
religion and religious students, not because of its funding,
provides the final and most emphatic example of another
Lemon "insoluble paradox."
2. Lemon and its Confusing Progeny
Should Be Overruled
4 Perhaps the court believed that Jews and Muslims have a milder
history of “divisiveness.” Of course, such a distinction between the
“political divisiveness" of religion and the "cultural divisiveness" between
Jews and Muslims is not only practical fantasy, it is historical nonsense.
The Commonwealth of Virginia has come full circle after two
centuries. This Court has noted that James Madison's views “accurately
reflect[] the spirit and purpose of the Religion Clauses of the First
Amendment,” McDaniel, 435 U.S. at 624. Madison's Remonstrance
condemns the very discrimination the university here seeks to justify:
[T]he bill violates that equality which ought to be the basis of
every law, and which is more indispensable, in proportion as the
validity or expediency of any law is more liable to be
impeached. If “all men are by nature equally free and
independent," all men are to be considered as entering into
Society on equal conditions; as relinquishing no more, and
therefore no less, one than another, of their natural rights... .
As the Bill violates equality by subjecting some to peculiar
burdens; so it violates the same principle, by granting to others
peculiar exemptions.
Madison, A Memorial and Remonstrance Against Religious Assessments,
1785, reprinted in Everson v. Board of Educ., 330 U.S. 1, 66 (1947)
(App. to opinion of Rutledge, J., dissenting).
18
Lemon has produced results in lower courts at odds with the
neutrality required by the Constitution's text and history.
Lemon's progeny have also sanctioned varying degrees of
hostility to religion, placing religious adherents at a
disadvantage with regard to other citizens.* This Court now has
"the proper case . . . [to] bring [its] Establishment Clause
jurisprudence back to . . . the proper track--government
impartiality, not animosity, towards religion." Grumet, 114
S.Ct. at 2498 (O'Connor, J., concurring in part and concurring
in the judgment); see also id. at 2505 (Kennedy, J., concurring
in the judgment); id. at 2515 (Scalia, J., together with
Rehnquist, C.J., and Thomas, J., dissenting).
Il. GOVERNMENT MAY NOT USE RELIGION OR
RELIGIOUS ADHERENCE AS A BASIS OF
CLASSIFICATION EXCEPT TO AVOID
INFRINGEMENT OF RELIGIOUS FREEDOM
In McDaniel v. Paty, 435 U.S. 618 (1978), Justice Brennan
presented an interpretation of the Religion Clauses, gleaned
from this Court's precedents, which is faithful to the historical
understanding and proper harmony of the First Amendment:
Beyond the[] limited situations in which government
5 See, e.g., Edwards v. Aguillard, 482 U.S. 578 (1987); School Dist. of
Grand Rapids v. Ball, 473 U.S. 373 (1985); Aguilar v. Felton, 473 U.S.
402 (1985); Wolman v. Walter, 433 U.S. 229 (1977); Meek v. Pittenger,
421 U.S. 349 (1975); Levitt v. Committee for Public Educ. & Religious
Liberty, 413 U.S. 472 (1973); Committee for Public Educ. & Religious
Liberty v. Nyquist, 413 U.S. 756 (1973); Sloan v. Lemon, 413 U.S. 825
(1973); Tilton v. Richardson, 403 U.S. 672 (1971).
19
may take cognizance of religion for purposes of
accommodating our traditions of religious liberty,
government may not use religion as a basis of
classification for the imposition of duties, penalties,
privileges or benefits.
Id. at 639 (Brennan, J., concurring) (footnote omitted). This
principle of equality of religious exercise should replace Lemon
as guiding "[t]he general nature of [the Court's] inquiry in this
area...." Mueller v. Allen, 463 U.S. 388, 394 (1983).
A. The Founders Understood the Religion
Clauses to Compliment Each Other,
Ensuring that Religion or Religious
Adherence is Pertinent Only to
Accommodation of Religious Freedom
A proper understanding of the First Amendment views it as
a political compromise among several colonies worried about
the power of a centralized government encroaching on local
beliefs.° This fear of centralization forced a compromise
among various founding colonial views. As this Court
correctly noted in Everson, "[n]o one locality and no one group
throughout the Colonies can rightly be given entire credit for
having aroused the sentiment that culminated in adoption of the
Bill of Rights’ provisions embracing religious liberty." 330 U.S.
6 See CORD, SEPARATION OF CHURCH AND STATE 14-15 (1982);
MARK DEWOLFE HOWE, THE GARDEN AND THE WILDERNESS 3, 22,
172 (1965); see generally Fairman, Does the Fourteenth Amendment
Incorporate the Bill of Rights? The Original Understanding, 2 STAN. L.
REV. 5 (1949).
20
at 11. The views of Virginia's leaders should be relevant only
as they respect this equality. Madison believed that
equality [] ought to be the basis of every law.... If
“all men are by nature equally free and independent,"
all men are to be considered as entering into Society on
equal conditions; as relinquishing no more, and
therefore retaining no less, one than another, of their
natural rights. Above all are they to be considered as
retaining an "equal title to the free exercise of Religion
according to the dictates of conscience."
Memorial and Remonstrance, reprinted in Everson, 330 U.S. at
66 (App. to opinion of Rutledge, J., dissenting) (emphasis in
original) (footnotes omitted). Madison's ideal government was
best supported by protecting every citizen in the
enjoyment of his Religion with the same equal hand
which protects his person and his property, by neither
invading the equal rights of any Sect, nor suffering any
Sect to invade those of another.
Id. at 68. He took these views of equality with him when he
led the debate over the Bill of Rights.’
7 As then Associate Justice Rehnquist noted in Wallace v. Jaffree, 472
U.S. 38 (1985), Madison's first proposal for the Religion Clauses read:
The civil rights of none shall be abridged on account of religious
belief or worship, nor shall any national religion be established,
nor shall the full and equal rights of conscience be in any
manner, or on any pretext, infringed.
21
Thus, the Founders understood the Religion Clauses to be
mutually supportive, Cantwell v. Connecticut, 310 U.S. 296,
303 (1940), prohibiting certain government action which would
infringe the equally protected liberty to make one's own
decisions regarding Religion.”
Even if incorporation is viewed as removing the specific
federalism limitation on the amendment, it should not change
the content of its substantive limitations. This Court should
look to the understanding of the relationship between the
Religion Clauses as understood by the Founders to clarify its
jurisprudence in this area. A study of opinions other than
Lemon and its aberrant progeny, demonstrates that this Court
has frequently done just that.
B. This Court's Decisions Judging Religious
Classifications, Other than Lemon and its
Inconsistent Progeny, Employ Equality of
Freedom of Belief and Opinion as the
Governing Principle
1. This Court Used the Equal Protection
Clause to Govern the Analysis of
Religious Classifications in its Equal
Access Cases
Id. at 94 (Rehnquist, J., dissenting) (citation omitted) (emphasis added);
see generally id at 92-100.
8 See TRIBE, AMERICAN CONSTITUTIONAL LAW §14-2, 1156-
57 (2d. ed. 1988).
22
This Court has clearly held that "under the Equal Protection
Clause, not to mention the First Amendment itself, government
may not grant the use of a forum to people whose views it finds
acceptable, but deny use to those wishing to express less
favored or more controversial views ...." Police Dep't v.
Mosley, 408 U.S. 92, 95-96 (1972) (citations omitted). This
equal protection analysis applies with equal force to religious
speech. In Widmar v. Vincent, 454 U.S. 263 (1982), this Court
held that granting student religious groups equal access to
university facilities would not violate the Establishment Clause.
Id. at 270-76. Accordingly , this Court found "novel" the
argument that religious worship, as opposed to speech about
religion, is not subject to the same equal protection guaranteed
by the First and Fourteenth Amendments. /d. at 269 n.6.
Indeed, this Court has consistently upheld protection for
religious speech in a wide variety of contexts, with no
suggestion that the religious content of that speech in any way
limits the full force of First Amendment guarantees.’
While finding that equal protection must be afforded religious
9 See, e.g., ISKCON v. Lee, 112 S. Ct. 2701 (1992) (upholding ban on
solicitation at airport terminals); Lee v. ISKCON, 112 S. Ct. 2709 (1992)
(per curiam) (distribution of religious literature in airport terminals);
Board of Airport Comm'rs v. Jews for Jesus, Inc., 482 U.S. 569 (1987)
(distribution of religious literature in airport terminals); Heffron v.
ISKCON, 452 U.S. 640 (1981) (upholding limitation on solicitation at
state fairgrounds); Niemotko v. Maryland, 340 U.S. 268 (1951) (religious
speech in public park); Marsh v. Alabama, 326 U.S. 501 (1946)
(distribution of religious literature in co:npany town); Cantwell v.
Connecticut, 310 U.S. 296 (1940) {street preaching); Lovell v. City of
Griffin, 303 U.S. 444 (1938) (distribution of religious literature in public
places).
23
speech, this Court has consistently hidden Lemon's paradoxical
logic under a bushel of common sense. The focus has changed
from looking for effects that "advance" religion, looking
instead to whether the effect of the challenged government
action is to foster religious uniformity or otherwise interfere
with voluntary choices on matters of religion. Thus, in
Widmar, the issue under the "effects" test was not "whether the
creation of a religious forum would violate the Establishment
Clause,” but rather whether a "University [which] ha[d] opened
its facilities for use by student groups . . . [could] exclude
groups because of the content of their speech." Widmar at 273.
The Court was then "unpersuaded that the primary effect of the
public forum, open to all forms of discourse, would be to
advance religion." /d. In Board of Education v. Mergens, 496
U.S. 226 (1990), this Court held that equal access by high
school students to school facilities for religious purposes was
fully compatible with the Establishment Clause. Justice
O'Connor emphasized that when the government treats
religious groups equally
the message is one of neutrality rather than
endorsement; if a State refused to let religious groups
use facilities open to others, then it would demonstrate
not neutrality but hostility toward religion.
Id. at 248. Widmar and Mergens render completely untenable
any suggestion that speech by private parties, in government
facilities available for use by a variety of outside organizations,
could somehow trigger a violation of the Establishment Clause.
Lamb's Chapel v. Center Moriches School Dist., 113 S.Ct. 2141
(1993), was the third-time charm of equality for religious
\
24
access. There, this Court held that denying access to even non-
public forums solely on the basis of the religious perspective of
speech was unconstitutional viewpoint-based discrimination.
Id. at 2147. Leaping over Lemon in a single bound, the Court
had "no more trouble than did the Widmar Court in disposing
of the claimed defense on the ground that the posited fears of
an Establishment Clause violation are unfounded." Lamb's
Chapel at 2148. Ata minimum, these cases clearly hold that
the First Amendment precludes any governmental effort to
single out and censor--or otherwise burden--the speech of
private parties solely because that speech is religious.
2. As This Court has Retreated From
Lemon in Cases Directly Challenging
State Action Under the Establishment
Clause, Various Opinions Have
Recognized Equality as _ the
Governing Principle of the Religion
Clauses
This Court's precedents, which place Religion and religious
adherents on an equal level for First Amendment purposes, are
not confined to the Speech Clause. Beginning with McDaniel,
this Court began to sidestep Lemon's constraints when
addressing religious liberty issues. In finding that Tennessee
could not condition the service in its state legislature on the
surrender of the right to exercise religious activity, the plurality
saw the state as "punishing a religious profession with the
privation of a civil right." McDaniel, 435 U.S. at 626 (quoting
5 Wnitings of James Madison 288 (G. Hunt ed. 1904)). Justice
Brennan explained, "[rJeligionists no less than members of any
25
other group enjoy the full measure of protection afforded
speech, association, and political activity generally. The
Establishment Clause . . . may not be used as a sword to justify
repression of religion or its adherents from any aspect of public
life." Jd at 640-641 (Brennan, J., concurring) (footnote
omitted). Wishing to be more explicit about the equality basis
for the Court's decision, Justice White suggested that the state
law should be found “unconstitutional under the Equal
Protection Clause of the Fourteenth Amendment.” /d. at 643
(White, J., concurring in the judgment).
As this Court has turned to an equality reasoning under the
Religion Clauses, the focus has been on the "benefit" of an
enactment as it relates to comparable benefits made generally
available. Larson v. Valente, 456 U.S. 228 (1982), provided
the starting point for bridging the gap of equality from the
Speech Clause to the Establishment Clause. Citing Widmar,
this Court subjected a statute to strict scrutiny because it
imposed greater administrative burdens on religious groups
soliciting more than fifty percent of their funds from
nonmembers than other religious groups. Larson at 247.
Finding the statute a violation of the Establishment Clause,
Justice Brennan explained:
Madison once noted: "Security for civil rights must be
the same as that for religious rights. It consists in the
one case in the multiplicity of interests and in the other
in the multiplicity of sects." Madison's vision--freedom
for all religion being guaranteed by free competition
between religions--naturally assumed that every
denomination would be equally at liberty to exercise
26
and propagate its beliefs.
Id. at 245 (footnote omitted). In Mueller v. Allen, 463 U.S. 388
(1983), this Court completed this half of the bridge from
Widmar, recognizing equality between Religion and
nonreligion. Mueller involved a state statute providing tax
deductions for school expenses for parents of children attending
public and private schools. Consistent with Widmar and
Larson, this Court, in finding the statute did not violate the
Establishment Clause, noted that "'[t}he provision of benefits to
so broad a spectrum of groups is an important index of secular
effect."" Mueller at 397 (citation omitted). See also Bowen v.
Kendrick, 487 U.S. 589, 609 (1988); Witters v. Wash. Dept. of
Ser. for Blind, 474 U.S. 481, 487 (1986). Chief Justice
Rehnquist summarized this neutrality concept in Zobrest v.
School District, 125 L.Ed. 1 (1993):
[W]e have consistently held that government programs
that neutrally provide benefits to a broad class of
citizens defined without reference to religion are not
readily subject to an Establishment Clause challenge
just because sectarian institutions may also receive an
attenuated financial benefit.
Id. at 10 (citing Bowen, Widmar, Mueller, and Witters)
(citations omitted).
In this Court's latest Establishment Clause case, every Justice
agreed with this principle of equality. See Board of Education
v. Grumet, 114 S.Ct. 2481, 2487 (1994) (plurality opinion of
Souter, J., together with Blackmun, Stevens, and Ginsburg, JJ.);
27
at 2497 (O'Connor, J., concurring in part and concurring in the
judgment); at 2504 (Kennedy, J., concurring in the judgment);
at 2508 (Scalia, J., together with Rehnquist, C.J., and Thomas,
J., dissenting). As Justice Kennedy explained:
{T]he Establishment clause forbids the government to
use religion as a line-drawing criterion. in this respect,
the Establishment Clause mirrors the Equal Protection
Clause. Just as the government may not segregate
people on account of their race, so too it may not
segregate on the basis of religion. The danger of stigma
and stirred animosities is no less acute for religious
line-drawing than for racial.
Id. at 2504 (Kennedy, J., concurring in the judgment).
Here, the university seeks to justify religious segregation by
drawing a fine distinction between provision of equal access
and equal provision of general subsidies. Yet, this strange
notion of "neutrality" is out of step with this Court's pe a back
toward equality after Lemon.'® The logical next step for
religious equality is to extend the equal protection to all forms
of generally available government assistance, so as to
completely bridge the gap between the Establishment Clause
and the rest of the First Amendment. This does not require a
10 The university hopes to save its strained logic by relying on Lemon
and a long list of its aberrant offspring. Respondent's Brief in Opposition
at 19. At base, the university's long list of citations supporting its
understanding of “neutrality” is simply a convenient compilation of this
Court's departures from the equality principle which steadily began after
1971. We have our own list supra note 5.
28
novel construction project; Lemon has, in fact, smoldered,
slowly spreading to consume planks of equality that this Court
had laid throughout its dealings with the Religion Clauses.
a First Amendment Decisions
Preceding Lemon Recognized
Equality as the Governing Principle
of the Religion Clause.
This Court consistently adhered to the equality principle for
Religion and religious adherents, prior to Lemon. In 1899, this
Court upheld an agreement between the Commissioners of the
District of Columbia and a religiously affiliated hospital
whereby the Federal Government would pay for the
construction of a building on the hospital grounds. Bradfield v.
Roberts, 175 U.S. 291 (1899). Without proof the hospital
discriminated on the basis of religion or otherwise operated
inconsistent with the aid, its religious affiliation was found
"wholly immaterial." /d. at 298. A commitment to equality
continued in this Court's opinions addressing the Establishment
Clause. In Everson, Justice Douglas wrote that government
cannot exclude individual Catholics, Lutherans,
Mohammedans, Baptists, Jews, Methodists, Non-
believers, Presbyterians, or the members of any other
faith, because of their faith, or lack of it, from receiving
the benefits of public welfare legislation .... [w]e
must be careful, in protecting . . . against state-
established churches, to be sure that we do not
inadvertently prohibit [the state] from extending its
general state law benefits to all its citizens without
29
religious belief.
330 U.S. at 16 (emphasis in original).
In referring to the First Amendment's required religious
voluntarism, which protects the freedom to choose a religion
or none at all, Justice Harlan has explained that
[nJeutrality in its application requires an equal
protection mode of analysis. The Court must survey
meticulously the circumstances of government
categories to eliminate, as it were, religious
gerrymanders.
Walz, 397 U.S. at 696 (Harlan, J., concurring) (emphasis
added); see also Epperson v. Arkansas, 393 U.S. 97, 104
(1968) (First Amendment "mandates government neutrality
between religion and religion, and between religion and
nonreligion"); Torcaso v. Watkins, 367 U.S. 488, 495 (1961)
(footnote omitted) (government cannot "pass laws or impose
requirements which aid all religions as against non-believers,
and [] can[not] aid those religions based on a belief in the
existence of God as against those religions founded on different
beliefs"). As these opinions demonstrate, long before Lemon
soured this Court's Religion Clause jurisprudence, equality was
the guiding principle.
Viewing the First Amendment through the lens of equality
returns the Religion Clauses back to what they were originally
meant to be, two sides of the same coin used to purchase liberty
of religious voluntarism. This is the view of religious liberty
30
envisioned by the Framers, respected by this Court's Religion
Clause cases before Lemon, and nurtured in various Speech,
Establishment, and Free Exercise cases since McDaniel.
CONCLUSION
For the foregoing reasons, the Court should reverse the
decisions of the lower courts in this case, adopting the
"equality" (or "neutrality") analysis employed consistently
before Lemon and sporadically thereafter.
Respectfully submitted,
Keith A. Fournier Jay Alan Sekulow
1000 Regent University Dr. (Counsel of Record)
Virginia Beach, VA 23464 James Matthew Henderson, Sr.
(804) 579-2489 Kevin Eric Broyles
1000 Thos. Jefferson St. NW
Suite 520
Washington, D.C. 20007
(202) 337-2273
Attorneys for the American Center
for Law & Justice
December 15, 1994.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.