Amicus Curiae Brief — Chicago v. Environmental Defense Fund
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No. 92-1639 | ore OF THE curen |
ences
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1992
THE CITY OF CHICAGO, et al.,
Petitioners,
V
ENVIRONMENTAL DEFENSE FUND, et al.,
Respondents
Petition for a Writ of Certiorari to the
United States Court of Appeals for the Seventh Circuit
BRIEF OF THE CITY OF SPOKANE, WASHINGTON,
SPOKANE COUNTY, WASHINGTON,
SKAGIT COUNTY, WASHINGTON;
CITY OF TACOMA, WASHINGTON; MARION COUNTY,
OREGON; RECOMP OF WASHINGTON, AND REGIONAL
DISPOSAL COMPANY AS AMICI CURIAE IN SUPPORT
OF PETITIONERS
Craig S. Trueblood*
Robert B. Mitchell
Brian K. Knox
PRESTON THORGRIMSON
SHIDLER GATES & ELLIS
1400 Seafirst Financial Center
W. 601 Riverside Ave.
Spokane, Washington 99201
(509) 624-2100
Attorneys for Amici Curiae
*Counscel of Record
i
Table Of Contents
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Table Of Authorities
Cases:
Citizens for Clean Air v. a 114 Wash 2d
20, 785 P.2d 447 (1990) Sadesinedidbdiesiabintieditnienhaaiemaeaniaaieil 2
Environmental Defense Fund, Inc. v. City of Chicago, 727
F. Supp. 419 (N_D Ill. 1989), rev'd, 948 F.2d 345
(7th Cir. 1991), cert. granted, decision vacated
and remanded, \\3 S. Ct. 486 (1992), aff'd on
remand, 985 F.2d 303 (7th Cir. 1993). V4
Environmental Defense Fund, Inc v. Wheelabrator
Technologies, Inc., 725 F. Supp. 758 (S.D.N-Y
1989), affirmed, 93\ F.2d 211 (2d Cir), cert
ee Te Yee 14
Statutes and Regulations
Federal
0 EEE LE 2
LET MATT Ee eS 7
MEE ess SNe 7
40 CFR § 261.24(1992).... viatieaeiiuaiaiesecasaeiciis een
42 U.S.C. § 6901(a)(4) (1988)... ES 12
42 U.S.C. § 6901(c) and (d) (1988). ccc eeeeeennennneeeee 9
i ee 14
in
I ON a ninsctininicnitteiatistias eR ere eee 6
I i vsiccnnictsnssestvnicissininsctttiacidincleaticeteoe eee 7
I BI iiss = 7
I iti ee 9
42 U.S.C. § 6942(c)(10) and (11) (1988) oo cccccccceeeeeeesenneae 13
42 U.S.C. § 6943(a) (V9BB) oo cccccccccccccccccccssnnsnnnnnnnnvanenevesne aelcsienoenaas 14
asain 13
42 U.S.C. § 6943(d) (1988) coco cccssssssesesevesveneenenneenenneensensen 13
ET ee 14
EL TTT 13
EE: NS LT TS, 4
42 U.S.C. § 9605(a)(8) (1988) oo ccccccccccccccssssssssossnsnnnnnansnnssesusneennnneneeneeee 2
ae 13
42 U.S.C. §6903(5) (1988). EEE a ee eee ee 6
Re ERE 8 ee Ae 14
oe BA rae Sa 14
42 U.S.C. 6947(a) (V9BB) oo ocecccccccccccscscsssssonsnnnes nnssessusesnenenneeeeeesenenneenee 14
42 U S.C. 6947(b) (1988). Sladen 13
43 Fed. Reg. 5566 (Feb. 9, 1978). eeeseeseeeteeeneenenenennee
43 Fed. Reg $8969 (Dec. 18, 1978) oo cece 7
IV
45 Fed. Reg. 3309 (May 19, 1980). 12
49 Fed. Reg. 40,320 (October 15, 1984). 2
51 Fed. Reg. 21,054 (June 10, 1986) 2
56 Fed. Reg. 50978 (October 9, 1991) eee I
State
25 Pa. Code § 75.37(1991).. Secu pane 15
Code Me. R. ch. 403 (1990) tet 1S
Conn. Agencies Regs. §§ 22a-209-1, -8,-14(1990). 15
Fla. Admin. Code ch. 17-702 (1992) 0000 cooocoosseereessessesseeeeseeeeee 15
Fla. Stat. Ann. § 403.7045 (West Supp. 1992). WS
Mass. Regs. Code title 310, §§ 19.119, 131 (1992). 15
Mich. Comp. Laws §§ 299 432a- 432b(1991).. 15
N.H. Code Admin. R. Dept. Env. Serv. Part Env. Wm
SN Re ESE RSS 8: the PU a 15
N.Y. Comp. Codes R. Regs. title 6, §§ 360-2.14, -3.5
eta ese We) 2 ee ek eee 15
Wash. Admin. Code § 173-306-200 (1990). 15
Wash. Admin. Code §§ 173-306-350, -450(1990). IS
Wash. Admin. Code §173-306-470 (1990).
Wash. Admin. Code 173-306 - 440(1990), 7
Wash. Admin. Code ch. 173-304 - 460(1990). 7
v
a a I icra cescrraeteniesbessaahienmnanembinnennetentn 15
Wash. Rev. Code § 70.95.010(9) (1989)... cccecccceceeteeteneeeeeneennees 3
casas cceietclieteremmeiidcentcliion 13
ei aliiddncleeetinnannl 15
i cia put 2
S. Rep. No. 988, 94th Cong., 2d Sess. 16 (1976) 0000 oooeseeee 7
Penodicals and Reports:
1984 Spokane County Comprehensive Solid Waste
i acacia inmmnnianenen 2
1992 Spokane County Comprehensive Solid Waste
I siseuniicnsitenemnicannadinies 3
Characierization of Municipal Combustion Ash, Ash
Extracts and Leachates (March 1990) (EPA/530-
ALES = Sa de 7
Characterization of MWC Ashes and Leachates from
MSW Landfills, Monofills and Co-Disposal Sites
EE 7
Final Municipal Waste Combustion Ash and Leachate
Characterization, Woodburn, Oregon (1989) 0000000000000... seein 7
Formation, Characterization, Treatment and Disposal of
Leachate from MSW Landfills (August 1987)
(Wisconsin Department of Natural Resources) 000... 7
Municipal Solid Waste Composition and the Behavior of
Metals in Incinerator Ashes (Feb. 1988)... 7
Municipal Waste Combustion Study: Report to Congress,
p. 26, (June 1987) (EPA/S30-SW-87-021)...0........... sasinmiatiniadiadiad 10
Water Quality Management Plan to Preserve the Quality
of the Spokane-Rathdrum Aquifer (1979) 000000000000 oooooceceeveeee 2
The City and County of Spokane, Washington, the City
of Tacoma, Washington, Skagit County, Washington, Marion
County, Oregon, Regional Disposal Company, and Recomp of
Washington respectfully submit this brief as amici curiae in
support of the petition of the City of Chicago for a writ of
corterass to Che United States Court of Agpenis for the Seventh
Circuit.
INTERESTS OF AMICI
The United States faces a waste disposal crisis. In
contrast to landfills, space for which is fast disappearing,
incineration recovers energy from and reduces the volume of
municipal trash. These benefits, among others, make resource
recovery a key weapon in the war on waste. The decision of the
Court of Appeals, however, threatens to foreclose resource
recovery and to punish every private and public entity that
accepted Congress's invitation to exploit its benefits.
For the City and County of Spokane, Washington,
resource recovery was a response not only to a waste disposal
crisis, but also to a drinking water crisis. The citizens of the City
of Spokane and Spokane County (collectively "Spokane") are
blessed with a priceless resource. the Spokane Valley-Rathdrum
Prairie Aquifer. The aquifer is the federally designated sole
source of drinking water for over 500,000 people. 43 Fed. Reg.
5566 (Feb. 9, 1978). Yet it is also a fragile resource, subject to
pollution by landfills Landfills above the aquifer have been a
concern for many years.
Contamination of the aquifer from solid waste landfills
was first noted in 1979 when the Spokane County Engineer's
The parties’ letters of consent, pursuant to Rule 36 of the Rules of
this Court, have been filed with the Clerk
office issued its Water Quality Management Plan to Preserve
the Quality of the Spokane-Rathdrum Aquifer under Section 208
of the Federal Water Pollution Control Act, 33 U.S.C. § 1288
(1988). The Water Quality Management Plan recommended that
resource recovery, recycling, and innovative disposal methods be
considered as alternatives to landfills. In 1984 Spokane's
Northside Landfill was placed on the National Priorities List
(NPL) of waste cleanup sites, commonly referred to as
"Superfund sites." 49 Fed Reg. 40,320 (October 15, 1984).
Spokane's landfills at Mica, Greenacres and Colbert were also
added to the NPL. 5i Fed. Reg. 21,054 (June 10, 1986).2 The
Mica, Greenacres and Colbert landfills are now closed, and all
but a few acres of the Northside Landfill are closed as well.
In response to this dual crisis of landfill capacity and
drinking water supply, Spokane began a regional public planning
process. The first step in the planning process was to consider
alternatives to solid waste landfills. In 1981 Spokane began
analyzing resource recovery and recycling. Three years later it
adopted the /984 Spokane County Comprehensive Solid Waste
Management Plan Update ("1984 Plan"). The 1984 Plan
includes specific elements for recycling, waste reduction and
resource recovery, garbage landfills are only a last resort for
Spokane. The Washington Department of Ecology ("Ecology")
approved the 1984 Plan, and the Washington Supreme Court
held it was consistent with the Washington Solid Waste
Management Act ("SWMA"), Wash. Rev. Code ch. 70.95
(1989). Citizens for Clean Air v. City of Spokane, 114 Wash. 2d
20, 785 P.2d 447 (1990).
To mitigate the effects of existing landfills as rapidly as
possible, Spokane aggressively implemented the recycling and
resource recovery elements of the 1984 Plan. Recycling
2 Sites are added to the NPL only if the Environmental Protection
Agency finds that they present a significant risk to public health or the
environment compared to other sites in the nation. See 42 USC.
§ 9605(a)(8) (1988).
programs increased the recycling rate in Spokane County from
5% in 1984 to 31% in 1992.3 To manage the rest of the waste
stream, Spokane issued an environmental impact statement and
selected a site for a waste-to-energy facility ("WTE") in 1986. In
1987 Spokane signed a vendor contract to build and operate the
WTE, a power sales contract for the electricity that the WTE
generates, and a lease for the WTE site. In 1989 Spokane issued
$103 million in bonds and accepted a $60 million grant from
Ecology to design and build the WTE and recycling programs.
In 1990 Spokane signed a long-term contract for ash disposal
away from Spokane's aquifer at amicus Regional Disposal
Company's new state-of-the-art ash monofill in Klickitat County,
Washington.
Amici Skagit County, Marion County and Tacoma all
faced solid waste disposal challenges similar to Spokane's. They
planned long-term, integrated strategies and opted for recycling
and resource recovery as cost-effective and in the best interests
of their local communities. Whatcom County, Washington,
under the planning requirements of SWMA, elected to use
private incineration and ash landfil! facilities owned and operated
by amicus Recomp of Washington ("Recomp") in Whatcom
County. Amicus Regional Disposal owns and operates an ash
landfill in Klickitat County, Washington, that serves Spokane and
could become an ash disposal facility for any new or existing
resource recovery facilities in the Pacific Northwest.
3 Spokane's long-range goal 1s to recycle 50% by 1995, in accordance
with the goal set by the Washington Legislature. Wash. Rev. Code §
70.95.010(9) (1992). See also Spokane County Comprehensive Solid Waste
Management Plan Update, p. 82 (January 1992).
SUMMARY OF ARGUMENT*
Congress provided a comprehensive national framework
for waste management in the Resource Conservation Recovery
Act, 42 U.S.C. §§ 6901 - 6992k ("RCRA"). RCRA establishes
minimum federal requirements that are implemented at the state
and local level. State and local government may supplement
RCRA's minimum requirements with more stringent standards.
At the heart of RCRA is a distinction between wastes
that are "hazardous" and wastes that are not. See 42 U.S.C.
§ 6921 (1988). "Hazardous" wastes are a small, distinct subset
of "solid" wastes. Hazardous wastes are subject to very stringent
minimum standards under Subtitle C of RCRA. See 42 U.S.C.
§§ 6921 - 6939b (1988). Subtitle C standards detail all phases
of hazardous waste management, from the type-size on 55-gallon
drum labels to the design standards for large regional landfills.
Solid wastes are subject to an equally comprehensive but less
stringent set of minimum standards under Subtitle D of RCRA.
See 42 U.S.C. §§ 6941 - 6949a (1988).
Congress's decision to regulate hazardous and solid
wastes separately rests on the sound principle that hazardous
wastes pose the greatest risk to public health and should be
regulated more stringently than other wastes. Congress also
recognized that applying Subtitle C standards broadly could
discourage beneficial activities, and that effective implementation
of Subtitle C requires focus on the relatively small number of
4 Amici curiae agree with petitioners’ arguments that the Court should
grant review because the Second and Seventh Circuits have issued conflicting
rulings, because the Seventh Circuit's decision contravenes RCRA's language
and Congress's intent, and because the question presented calls for judicial
resolution. The thrust of this brief is different: It calls attention to the
uncertainty created in the Pacific Northwest by the Seventh Circuit's decision
and shows how that decision undercuts fundamental statutory policies in
RCRA.
industries that generate the largest amounts of hazardous waste.
Thus, Congress authorized exclusions to its definition of
hazardous waste and entrusted the states with the primary
responsibility for regulating the remaining waste stream.
The Court of Appeals’ decision in this case> ignores these
key policies. The Seventh Circuit's interpretation of RCRA
would subject local solid waste management to stringent Subtitle
C standards. If adopted in the Ninth Circuit, the court's
interpretation would require Pacific Northwest cities and
counties implementing resource recovery and recycling programs
to amend their waste management plans and to even consider
abandoning existing public and private waste management
facilities. Cities and counties would be required in the mid-
1990s to start yet another decade-long effort to address the solid
waste crisis, but with less time and even fewer options than were
available in the mid-1980s.
The Court of Appeals’ decision also threatens to disrupt
existing contractual arrangements between the public and private
sectors. Long-term contracts have been signed based on
predictable, long-term operating costs. Hundreds of millions of
dollars worth of municipal bonds have been issued and
repayment terms negotiated based upon predictable, long-term
ash disposal fees. An immediate and unexpected 600% increase
in landfill costs could jeopardize the ability of government to
repay these bonds. This in tum could ruin municipal bond
ratings and jeopardize financing for roads, buildings, bridges,
5 The Court of Appeals initially decided this case in 1991,
Environmental Def. Fund v. City of Chicago, 948 F.2d 345 (7th Cir. 1991).
The Court then granted certiorari, vacated the decision and remanded to the
Court of Appeals for reconsideration in light of the memorandum of the
Admunistrator of the Environmental Protection Agency (Sept. 18, 1992)
captioned Exemption for Municipal Waste Combustion Ash from Hazardous
Waste Regulation Under RCRA Section 3001(i). 113 S. Ct. 486 (1992).
Unpersuaded by the Administrator's memorandum, the Court of Appeals
affirmed its previous decision on remand. 985 F.2d 303 (7th Cir. 1993).
sewers, waste water treatment plants, landfill closures, and
public transit.
Such costs might be tolerable if they resulted in
significant public benefit. Imposing Subtitle C standards on ash,
however, will not provide any additional protection for the public.
In Oregon and Washington, ash and other processed solid wastes
are managed under specifically tailored standards that are at least
as stringent as EPA's newest solid waste landfill standards. In a
landfill environment, ash is less troublesome than unprocessed
garbage. Making ash management subject to Subtitle C will not
protect the public or help solve the nation's solid waste crisis, but
only impose Respondents’ waste management agenda on state
and local government.
ARGUMENT
1. Ash Poses Less Risk to the Public Than Municipal Solid
Waste.
Congress provides different levels of regulation under
RCRA, depending on the degree of risk to the public from
improper management of different kinds of waste. Hazardous
waste can "cause or significantly contribute to an increase in
mortality or an increase in serious illness" and can “pose a
substantial present or potential hazard to human health or the
environment." 42 U.S.C. § 6903(5) (1988). Solid waste, on the
other hand, is "any garbage, refuse, sludge .. . and any other
discarded material," regardless of the threat posed to the public
or environment. 42 U.S.C. § 6903(27) (1988).
Both municipal solid waste ("MSW")? and ash from its
incineration have been tested to determine potential public health
6 In October 1991 EPA substantially upgraded its Solid Waste
Disposal Facility Criteria. 40 C.F.R. pts. 257 and 258 (1992).
concerns. Public agencies and private companies have
extensively tested leachate® from ash and MSW for both
research and compliance purposes.? The U.S. Environmental
Protection Agency's "Toxic Characteristic Leaching Procedure"
("TCLP"), which is used to determine if a solid waste is
"hazardous," mimics leachate generation in a landfill. See
40 C.F.R. § 261.24 (1992). TCLP tests on ash and ash landfill
leachate confirm that, compared to MSW landfill leachate,
leachate from ash is consistently less contaminated. !0
As these tests demonstrate, ash stored in a landfill
environment presents less risk of ground water pollution than
MSW. It is undisputed that MSW is not regulated as a
"hazardous" waste under Subtitle C of RCRA.!! Congress
7 "Municipal solid waste” refers to waste from households, businesses
and institutions that is excluded from the definition of “hazardous” in RCRA
and EPA regulations. See footnote 11, infra
8 "Leachate" refers to liquids such as water that pass through a waste
material and collect contamination from the waste Leachate from a landfill
can migrate and pollute ground water unless collected and properly treated
and disposed. A system of landfill liners and collection pipes serves this
purpose. See, e.g.,40 C.F.R. Pt. 258 (1992), Wash. Admin. Code 173-304-
460 (1990), and Special Incinerator Ash Management Standards, Wash
Admin. Code 173-306-440 (1990)
9 EPA, Characterization of Municipal Combustion Ash, Ash Extracts
and Leachates (March 1990) (EPA/S30-SW-90-29A), NUS Corp., Final
Municipal Waste Combustion Ash and Leachate Characterization,
Woodburn, Oregon (1989), Ujihara, Managing Ash From Municipal Waste
Incineration (Nov. 1989), Clapp, Municipal Solid Waste Composition and
the Behavior of Metals in Incinerator Ashes (Feb. 1988), McGinley and
Kmet, Formation, Characterization, Treatment and Disposal of Leachate
from MSW Landfills (August 1987) (Wisconsin Department of Natural
Resources).
10 NUS Corp., Characterization of Municipal Waste Conbustion
Ashes and Leachates from MSW Landfills, Monofills and Co-Disposal Sites
(1987) (EPA/S30-SW-87-028F)
concluded that MSW can be safely regulated under Subtitle D as
a solid waste. The Court of Appeals' decision imposing
Subtitle C standards on ash management is perverse. Congress
did not intend Subtitle C to apply to waste that poses less risk to
public health than MSW.
2. Applying Subtitle C Standards to Ash Discourages
Beneficial Waste Management Options.
The Court of Appeals’ interpretation of RCRA threatens
the viability of both of the key alternatives to MSW landfills:
resource recovery and material separation. RCRA, in contrast,
reflects a national policy that encourages resource recovery and
recycling. Congress found:
[MlJillions of tons of recoverable material which
could be used are needlessly buried each
year, .. . [and] methods are available to separate
usable materials from solid waste.
~* *
[SJolid waste represents a potential source of
solid fuel, oil or gas that can be converted into
II Congress clearly intended that "general municipal wastes" not be
regulated as hazardous. S. Rep. No. 988, 94th Cong., 2d Sess. 16 (1976).
See also 42 U.S.C. § 6941 (1988). "Household" waste, regardless of its
content or quantity, has been excluded from Subtitle C since RCRA's
inception. 43 Fed. Reg. 58969 (Dec. 18, 1978) (promulgating 40 C.F R.
§ 261.4(6)(1)). In 1984 Congress provided a "clarification of household
hazardous waste exclusion” in the section of RCRA that is the focus of this
litigation, i.e., 42 U.S.C. § 6921(i) (1988) (herein "RCRA Section 3001(i)").
Small quantities of waste from businesses and institutions, regardless of
content, have also been excluded from Subtitle C since RCRA's inception.
43 FR 58969 (Dec. 18, 1978), 40 C.F.R. § 261.5 (1992). Together, these
exclusions allow local government to manage MSW outside the confines of
Subtitle C.
energy, ... [and] technology exists to produce
usable energy from solid waste.
42 U.S.C. § 6901(c) and (d) (1988). See also id § 6941a(1) -
(3).
Imposing Subtitle C standards would dramatically impact
existing resource recovery and ash disposal facilities. For
example, Spokane transports ash to a privately owned off-site
landfill and pays a "tipping fee" to amicus Regional Disposal
Company, the landfill owner. The tipping fee is based in part on
landfill operating costs, which are in turn influenced by the extent
of landfill regulations. Amici Skagit County, Marion County and
Tacoma dispose of ash at publicly owned landfills. These
communities do not pay tipping fees, but instead directly finance
the costs of operating ash landfills. Amicus Recomp owns and
Operates resource recovery and ash disposal facilities in
Whatcom County, Washington, and charges a disposal fee based
on the cost of operating both facilities. Typically, ash disposal
costs represent 20 - 30% of the cost of operating a resource
recovery facility.
The relative costs of operating Subtitle C and Subtitle D
landfills are reflected in the tipping fees charged by these
facilities. The tipping fee for off-site ash disposal in the Pacific
Northwest is approximately $35 - 40 per ton. The operating cost
for on-site ash disposal in the Northwest is approximately $25 -
30 per ton.'2 The cost of disposal at RCRA Subtitle C facilities
in the Pacific Northwest, on the other hand, is approximately
$240-270 per ton. !3
12 The difference between the cost per ton for on-site and off-site ash
disposal is primarily due to the cost of transportation.
13 In the Pacific Northwest, existing Subtitle C landfills are located in
Montana, Utah, Idaho and Oregon. The cost estimate for disposal at these
facilities does not include the cost of transportation.
10
Thus, the Court of Appeals’ decision would impose an
immediate tipping fee increase on existing facilities of at least
600%.'4 Many resource recovery facilities would be forced to
close. All of the existing ash landfills would be forced to close or
bear the additional cost to upgrade to Subtitle C standards, if that
were possible. Solid waste landfills would increase. This would
further exacerbate an already short supply of landfill capacity
and, in areas such as Spokane, accelerate the threat to drinking
water from leaking solid waste landfills. This is hardly consistent
with Congress's expressed policy to encourage energy recovery
from solid waste and minimize solid waste landfills.
The Court of Appeals’ decision could also adversely
affect material separation (i.e. “recycling"). To justify its
interpretation of RCRA, the Court of Appeals relied heavily upon
the fact that incineration changes the physical and chemical
nature of solid waste. !5
[T]he “garbage” that emerges from the
incineration process -- ash -- is fundamentally
different in its chemical and physical composition
from the .. . rubbish that goes in. It does not
14 In 1987 EPA recognized the significant cost of disposing of ash as
hazardous waste’ "If the ash generated by a municipal waste combustion
facility were to be managed as a hazardous waste, the cost of managing that
ash would be expected to increase substantially." EPA, Municipal Waste
Combustion Study: Report to Congress, p. 26 (June 1987) (EPA/S30-SW-
87-021). In 1992, EPA stated that the national average cost of Subtitle C
disposal for ash is ten times the cost of disposal in a Subtitle D landfill.
Memorandum of William K. Reilly, Administrator, Environmental Protection
Agency (Sept. 18, 1992).
15 There 1s no question that ash differs chemically and physically from
solid waste This is a necessary consequence of liberating the energy stored
in garbage to generate electricity or steam. It is also one reason that the
leachate from ash 1s /ess of a threat to ground water than the leachate from
solid waste
follow that the generation of .. . a whole new
substance with the characteristic of a hazardous
waste should be exempt from regulation just
because Congress wanted to spare households
and municipalities from a complicated regulatory
system if they inadvertently handled hazardous
waste.
Environmental Defense Fund, Inc. v. City of Chicago, 948 F.2d
345, 351 (7th Cir. 1991), cert. granted, decision vacated and
remanded, \13 S. Ct. 486 (1992), affd on remand, 985 F 2d
303 (7th Cir. 1993). The Court of Appeals reasoned that
household waste loses its exclusion from Subtitle C once the
chemical and physical nature of the waste changes.
Like incineration, the removal of paints, solvents, oil,
bottles, cans, batteries, plastic, and paper from solid waste
necessarily changes the physical and chemical nature of that
waste. Major new “materials recovery facilities" ("MRFs") are
being built and operated across the country in an effort to recover
valuable materials from the solid waste stream !© Other
communities rely on “source separation," where the generator
(i.e., household or business) separates usable materials from the
solid waste stream.
Material separation saves money and protects the
environment by reducing the amount of material that must be
landfilled. Separated materials such as newspaper and aluminum
cans replace “virgin” materials such as trees and aluminum ore.
This eliminates secondary environmental impacts from
harvesting or extracting virgin materials. In some cases material
separation produces “refuse-derived fuel” ("RDF"). RDF ts used
as fuel at resource recovery facilities and even in existing
16 Amicus Skagit County plans to operate a MRF adjacent to its waste-
to-energy facility.
12
industrial boilers and furnaces in place of or as a supplement to
coal or oil. !7
Under the Court of Appeals’ reasoning, all MSW loses
the benefit of any Subtitle C exclusions if the “chemical and
physical composition” of the waste changes. The court's
rationale leaves no room to distinguish between a change in
physical or chemical composition caused by thermal or
mechanical processes. As a result, the Court of Appeals’
interpretation of RCRA strips the household waste exclusion not
only from resource recovery residue but also from material
separation residue.
Without a Subtitle C exclusion, residues from any
material separation process must be tested under RCRA
Subtitle C and, depending on test results, stringently managed as
"hazardous waste". Suddenly, the costs and regulatory
complexity of managing the waste from MRF, RDF and other
material separation programs, like ash from resource recovery
facilities, become prohibitive The Court of Appeals’
interpretation of RCRA discourages material separation and
resource recovery and is inconsistent with congressional policy.
3. The Court of Appeals’ Interpretation Destroys Local
Planning Efforts.
Historically, cities and counties have shouldered the
responsibility for planning and implementing programs to
manage solid waste. Congress recognized this responsibility in
providing technical and financial assistance to local governments,
while mandating minimum federal standards for waste disposal
facilites. 42 U.S.C. § 6901(a)(4) (1988). Local governments
understand local needs, local resources and local policies. Based
17 The preamble to the onginal Subtitle C regulations recognized that
RDF should fall within the household waste exclusion. 45 Fed. Reg. 3309
(May 19, 1980)
13
in this understanding, they can identify appropriate disposal and
collection systems for their communities and choose either to
implement those systems themselves or to rely upon private
enterpnise.
RCRA emphasizes that resource recovery should be
considered in developing local plans. 42 U.S.C. §§ 6943(a)(2),
6947(b) (1988). RCRA provides that resource recovery should
be considered a viable alternative to landfills. See, eg, 42
U.S.C. § 6902(a)(1) (1988) (federal assistance for planning
resource recovery); § 6942(c)(10) and (11) (1988) (state plans
must consider resource recovery facilities and markets for energy
recovery); § 6943(c) (1988) (federal assistance for studying
feasibility of resource recovery systems); § 6943(d) (1988)
(recycling considered in sizing resource recovery facilities).
In the Pacific Northwest, local governments plan waste
management under state-wide goals and pnorities. Washington's
cities and counties began long-term waste management planning
in the early 1980s. They must update their plans regularly.
Wash. Rev. Code § 70.95.110 (1992). Spokane's ten-year
journey through local planning is outlined at pages | - 3, above.
Spokane's experience illustrates how local conditions and policies
shape local waste management decisions. It points out how
recycling and resource recovery are options badly needed to
address the waste management crisis. Finally, it demonstrates
that planning for integrated waste management requires
substantial resources and that implementing local choices
requires long-term contractual commitments.
Amici Skagit County, Marion County and Tacoma have
made similar journeys. Each community has different policies
and different constraints. Nonetheless, all of them studied and
debated landfilling, recycling and resource recovery at the local
level and then selected and implemented local choices. Amici
committed to resource recovery under the belief that RCRA
Section 3001(i) excluded ash from Subtitle C. Their
14
understanding was based on the language of regulations and
Statutes and on court decisions which had, prior to the Court of
Appeals’ ruling in this case, uniformly so interpreted Section
3001(i). 18
The Court of Appeals' decision removes resource
recovery as a viable alternative for local governments, contrary to
national policy in RCRA. The cost of managing ash from
resource recovery as hazardous waste is simply prohibitive. !?
For communities already implementing resource recovery, the
consequences are potentially disastrous. The results of a decade
of solid waste planning could become useless. Long-term
contracts and financing commitments could be jeopardized.
Hundreds of millions of dollars of capital improvements could
become too costly to maintain’ The Court of Appeals’
interpretation of RCRA destroys local planning.
4 The Court of Appeals' Interpretation Undercuts State
Ash Management Programs
RCRA allows states to develop and administer their own
solid and hazardous waste programs.2° Consistent with RCRA's
18 Environmental Defense Fund, Inc. v. Wheelabrator Technologies,
Inc., 725 F. Supp. 758 (S.D.N_Y. 1989), affirmed, 931 F.2d 211 (2d Cir),
cert. demed, \\2 S.Ct. 453 (1991), Environmental Defense Fund, Inc. v.
City of Chicago, 727 F. Supp. 419 (N_D. Ill. 1989), rev'd, 948 F.2d 345 (7th
Cu. 1991), cert. granted, vacated and remanded, \\3 S. Ct. 486 (1992),
aff'd on remand, 985 F.2d 303 (7th Cir. 1993)
19 As explained at pp. 9 - 11, supra, material separation would also
become cost-prohibitive under the Court of Appeals’ reasoning,
20 By establishing state programs at least as stringent as parallel
federal programs, states may administer the Subtitle C hazardous waste
program, 42 US.C. §§ 6902(a)(7), 6926(b) (1988), obtain federal financial
assistance for Subtitle D solid waste programs, 42 U.S.C. §§ 6943(a) (1988),
6945(c) (1988), and 6947(a) (1988), and administer the federal underground
storage tank regulatory program, 42 USC. § 699 1c (1988).
15
federal framework, several states created detailed regulatory
programs to address management of ash from MSW resource
recovery facilities.
For example, Washington enacted an Incinerator Ash
Residue Act, Wash. Rev. Code ch. 70.138 (1992), early in 1987.
In 1990 the Washington Department of Ecology ("Ecology")
promulgated Special Incinerator Ash Management Standards,
Wash. Admin. Code ch. 173-306 (1990), to implement the Act.
Ash generators in Washington must develop approved ash
management plans and implement measures to minimize ash
volume, maintain its quality, and provide for its safe transport
and disposal. Wash. Admin. Code § 173-306-200 (1990). Ash
must be tested quarterly; Ecology monitors the results. Jd. Ash
may be disposed of only in dedicated ash landfills, called
monofills, that meet detailed standards for siting, performance,
monitoring, and design. Wash. Admin. Code §§ 173-306-350, -
450 (1990). Monofill operators must provide financial security to
assure their facilities’ safe closure. Wash. Admin. Code §173-
306-470 (1990).
Uncertainty regarding the scope of RCRA Section
3001(i) threatens the viability of Washington's ash program.
Although developed specifically to address the characteristics of
ash from MSW resource recovery, Washington's ash program is
not intended to be identical to Subtitle C requirements for
hazardous waste management. For example, Washington's ash
program does not require each shipment of ash to be tracked with
manifest documents in triplicate. Compare Wash. Admin. Code
ch. 173-306 (1990) with 40 C.F.R. § 262.20 (1992). Other states
also have programs specifically designed for ash management
that are not identical to the Subtitle C program?!
21 See, e.g., Mich. Comp. Laws §§ 299.432a - 432b (1991); Fla. Stat
Ann. § 403.7045 (West Supp. 1992), Fla. Admin. Code ch. 17-702 (1992),
Code Me. R. ch. 403 (1990), Mass. Regs. Code title 310, §§ 19.119, .131
(1992), Conn. Agencies Regs. §§ 22a-209-1, -8, -14 (1990), NY. Comp
16
So long as the Seventh Circuit's decision remains in
effect, the status of state ash programs is unclear At worst,
these programs and the resource recovery and ash landfills
designed and built in accordance with their provisions could be
rendered legally obsolete. Supreme Court review is required to
correct the Seventh Circuit's error and to remove the corrosive
uncertainty that ‘his decision has produced throughout the
country.
CONCLUSION
This Court should grant the petition for a wnt of
certiorari.
Respectfully submitted,
PRESTON THORGRIMSON
SHIDLER GATES & ELLIS
LLU
Craig Steven hale
Robert B. Mitchell
Bnan K. Knox
Attorneys for amici curiae
*Counsel of Record
Codes R. Regs. title 6, §§ 360-2.14, -3.5 (1992); N.H. Code Admin. R. Dept.
Env. Serv. Part Env. Wm 2602 (1992); 25 Pa. Code § 75.37 (1991).
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