Petition for Writ of Certiorari — Metropolitan Wash. Airports Authority v. Noise Abatement Citizens
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FIL E BD
90-9 060 vec 0 c O
No. 90. WOSEPH F. SPANION, I
*
IN THE . e
Supreme Court of the United States
OCTOBER TERM, 1990
METROPOLITAN WASHINGTON AIRPORTS AUTHORITY, et al.,
Petitioners,
V.
CITIZENS FOR THE ABATEMENT OF AIRCRAFT
Nolsk, ING., et al.,
Respondents,
UNITED STATES OF AMERICA,
Intervenor.
Petition for a Writ of Certiorari to the
United States Court of Appeals
for the District of Columbia Circuit
PETITION FOR A WRIT OF CERTIORARI
Of Counsel: WILLIAM T. COLEMAN, JR.
GREGORY WOLFE Counsel of Record
EDWARD S. FAGGEN DONALD T. BLIss
METROPOLITAN WASHINGTON DEBRA A. VALENTINE
AIRPORTS AUTHORITY NANCY E. McFADDEN
44 Canal Center Plaza O’MELVENY & MYERS
Alexandria, VA 22314 555 13th Street, N.W.
(703) 739-8740 Suite 500 West
Washington, D.C. 20004
(202) 383-5325
WILSON - Eres PrintinG Co., Inc. - 789-0096 - WASHINGTON. D.C. 20001
29
EE
QUESTIONS PRESENTED
In 1987, after years of attempts, the federal Executive
and Congress, together with the executives and legisla-
tures of the Commonwealth of Virginia and the District
of Columbia, united in devising and implementing a suc-
cessful solution to a longstanding regional transportation
problem. Washington National and Washington Dulles
International Airports were long owned and controlled
by the federal government. While local residents, airport
users, airlines, and the airports’ owner (the federal gov-
ernment) all recognized the increasing need for a local
voice in the governance of the Washington airports,
agreement on how to accomplish this change could not
be easily or quickly reached.
To overcome this lack of consensus, Secretary of Trans-
portation Elizabeth Dole appointed an advisory commis-
sion chaired by former Virginia Governor Linwood Hol-
ton. This Commission recommended that contro] of the
airports be transferred to a regional airport authority
with a Board of Directors composed of Washington area
residents. Virginia and the District of Columbia each
accepted the Commission’s recommendations and enacted
legislation creating an independent regional authority.
Congress thereafter authorized the transfer of the air-
ports to the nonfederal authority. One condition of the
transfer was that the nonfederal authority establish and
appoint a nine-person review board composed of Members
of Congress to serve in their individual capacities repre-
senting users of the airports. Virginia and the District
of Columbia enacted legislation authorizing the authority
to have a review board and the regional authority adopted
Bylaws providing for the composition, appointment and
powers of such board.
It is this carefully crafted airports governing struc-
ture that the decision below, by a 2 to 1 vote, holds un-
constitutional. Therefore, the questions presented are:
(i)
ii
1. Whether the federal separation of powers doc-
trine prohibits the Board of Directors of an independent,
nonfederal airport authority from voluntarily agreeing
in its lease of federal property, consistent with provisions
in a federal statute, to establish a Board of Review pur-
suant to state law and to appoint thereto from proposed
lists (and retain the power to remove) nine Members of
Congress who will serve solely as representatives of
airport users in their individual, non-congressional ca-
pacities.
2. Whether a constitutional claim is justiciable when
relevant action has not been taken under the challenged
statutory provision and the elimination of that provision
would not redress the respondents’ injury.
iii
PARTIES TO THE PROCEEDINGS
Petitioners are the Metropolitan Washington Airports
Authority and its Board of Review. The Metropolitan
Washington Airports Authority is a nonfederal public
body corporate and politic with no parent company or
subsidiary.
Respondents are Citizens for the Abatement of Air-
craft Noise, Inc., John W. Hechinger, Sr. and Craig H.
Baab.
The United States of America exercised its statutory
right to intervene in the court of appeals pursuant to
28 U.S.C. § 2403(a) (1988) because the constitutionality
of an Act of Congress had been challenged.
TABLE OF CONTENTS
QUESTIONS PRESENTED nn.
PARTIES TO THE PROCEEDINGS Ss
TABLE OF AUTHORITIES 8s
r . lentien
e ˙
CONSTITUTIONAL PROVISIONS, STATUTES, OR-
DINANCES AND REGULATIONS INVOLVED...
(v)
iii
to
10
20
vi
TABLE OF AUTHORITIES
CASES Page
Bowsher v. Synar, 478 U.S. 714 (1986) 16,17
Buckley v. Valeo, 424 U.S. 1 (1976) 8 11,12
Burlington N.R.R. Co. v. Oklahoma Tax Comm'n,
Eg 13
Carlucci v. Doe, 488 U.S. 93 (1988) 18
Citizens for the Abatement of Aircraft Noise, Inc.
v. Metropolitan Washington Airports Author-
ity, No. 89-7182 (D.C. Cir. Oct. 26, 1990) _........ 2
Citizens for the Abatement of Aircraft Noise, Inc.
v. Metropolitan Washington Airports Author-
ity, 718 F. Supp. 974 (D.D.C. 1989) 2,8
Clark v. Valeo, 559 F.2d 642 (D.C. Cir.) (en banc),
aff'd without opinion, 431 U.S. 950 (1977).......... 19
Commodity Futures Trading Comm en v. Schor, 478
FX 5 SS ee 3
Dames & Moore v. Regan, 458 U.S. 654 (1981) 19
Federal Firefighters Association, Local 1 v. United
States, Civil Action No. 88-1022-LFO (D.D.C.
D eR a A 9
Kwai Chiu Yuen v. INS, 406 F.2d 499 (9th Cir.),
cert. denied, 395 U.S. 908 (1969) 3,18
Minnesota v. Clover Leaf Creamery Co., “449 US.
EINE 3
Mistretta v. United States, 488 U.S. 361 (1989) 3, 16,
17, 19
Morrison v. Olson, 487 U.S. 654 (198) 3
Myers v. United States, 272 U.S. 52 (1926) 18
NLRB v. Catholic Bishop, 440 U.S. 490 (1979) 12
Signorelli v. Evans, 637 F.2d 853 (2d Cir. 1980). 15
South Dakota v. Dole, 483 U.S. 203 (1987) 14-16
United States ez rel. Stillwell v. Hughes Helicop-
ters, Inc., 714 F. Supp. 1084 (C.D. Cal. 1989) 19
CONSTITUTION
ES 8 2
U.S. Const. art. I, § 6, el. 222 1 5
US. Const. art. I, § 7, ed. 2 and, 8. 2
U.S. Const. art. II. 81 2
U.S. Const. art. II, § 2, cl. 2 2
rene 2
vii
TABLE OF AUTHORITIES—Continued
STATUTES & REGULATIONS Page
Bylaws of the Metropolitan Washington Airports
Authority, Art. IV (Mar. 4, 1987)7 7
D.C. Law 7-18 (1987) 8 2, 7
e 2, 4
Lease of the Metropolitan Washington Airports
Authority (Mar. 2, 1987) )))) 7
Metropolitan Washington Airports Act of 1986,
Pub. L. No. 99-500, 100 Stat. 1783-373, reenacted
in Pub. L. No. 99-591, 100 Stat. 3341-376 (codi-
fied at 49 U.S.C. §§ 2451-2461 (1988)))) passim
28 U.S.C. § 1254(1) (1986) — U. 2
OR Ey ————————————— 9
98 U.S.C. § 1848 l —————ꝰQ. L 9
28 U.S.C. § 2408 (a) (1986) ———— iii
e 2,7
e 2, 4, 5
Va. Code Ann. 24.1-79.6 (19889) 18
LEGISLATIVE MATERIALS
1 Annals of Cong. 496 (J. Gales ed. 178997 18
132 Cong. Rec. 83294 (daily ed. Mar. 25, 1986) 6
Proposed Transfer of Metropolitan Washington
Airports: Hearings on H.R. 2337, H.R. 5040 and
S. 1017 before the Subcomm. on Aviation of
the House Comm. on Public Works and Trans-
portation, 99th Cong., 2d Sess. (1986) 6
S. Rep. No. 193, 99th Cong., Ist Sess. (1985) 4.5
MISCELLANEOUS
Il Elliott’s Debates, vol. 5 (2d ed. 18369) 15
IN THE
Supreme Court of the United States
OCTOBER TERM, 1990
No. 90-
METROPOLITAN WASHINGTON AIRPORTS AUTHORITY, et al.,
Petitioners,
v.
CITIZENS FOR THE ABATEMENT OF AIRCRAFT
Nolsk, INC., et al.,
Respondents,
UNITED STATES OF AMERICA,
Intervenor.
Petition for a Writ of Certiorari to the
United States Court of Appeals
for the District of Columbia Circuit
PETITION FOR A WRIT OF CERTIORARI
The Metropolitan Washington Airports Authority in-
cluding its Board of Review hereby petitions for a writ
of certiorari to review the judgment of the United States
Court of Appeals for the District of Columbia Circuit
in this case.
OPINIONS BELOW
The opinion of the court of appeals reversing the dis-
trict court is not yet reported but is reprinted as Ap-
2
pendix (“App.”) A at la.“ The opinion of the district
court is reported at 718 F. Supp. 974 (D.D.C. 1989),
and is reprinted as App. C at 29a.
JURISDICTION
The opinion and judgment of the court of appeals were
entered on October 26, 1990. The judgment was stayed
by order of the court of appeals entered on December 6,
1990. App. B at 28a. The jurisdiction of this Court is
invoked under 28 U.S.C. § 1254(1) (1988).
CONSTITUTIONAL PROVISIONS, STATUTES,
ORDINANCES AND REGULATIONS INVOLVED
United States Constitution, Article I, Sees. 1; 6, cl. 2;
7, el. 2 and 3; Article II, Sees. 1; 2, cl. 2; ana Article
IV, See. 3, el. 2.
The Metropolitan Washington Airports Act of 1986,
49 U.S.C. 88 2451-2461 (1988) .?
1985 Va. Acts ch. 598 and 1987 Va. Acts ch. 665.
D.C. Law 6-67 (1985) and D.C. Law 7-18 (1987).
The constitutional, statutory and other provisions in-
volved are reprinted in App. E at 58a.
STATEMENT
In recent years, this Court has been presented with
an array of unique constitutional questions involving the
federal separation of powers doctrine. Each of these
cases involved a claim that one branch of the federal
government impermissibly interfered with the constitu-
1 Page citations to material printed in the Appendix appear as
44 a ”
2 All references to the Metropolitan Washington Airports Act
of 1986, Pub. L. 99-500, 100 Stat. 1788-878, reenacted in Pub. L. No.
99-591, 100 Stat. 3341-376 (codified at 49 U.S.C. §§ 2451-2461
(1988)) are cited to the relevant statutory section but omit re-
peated references to “49 U.S.C.”.
8
tional powers of another branch of that government. In
refereeing the relationship between coordinate federal
branches, this Court has adopted a “flexible understand-
ing of separation of powers,“ upholding innovative and
workable solutions to the needs of practical government
and approving schemes “that to some degree commingle
the functions of the [b]ranches” so long as no one branch
“undermine(s] the authority and independence of . . . an-
other coordinate branch.” Mistretta v. United States,
488 U.S. 361, 381-82 (1989). For example, in Mistretta
this Court upheld the constitutionality of the United
States Sentencing Commission, an independent body
within the Judicial Branch composed of judges and
others appointed by the President and charged with
promulgating binding sentencing guidelines for federal
offenders. This Court also upheld the Judicial Branch
appointment of an independent counsel to investigate and
prosecute alleged crimes by Executive Branch officials
in Morrison v. Olson, 487 U.S. 654 (1988). In Com-
modity Futures Trading Comm’n v. Schor, 478 U.S. 833
(1986), this Covrt found a law allowing a federal agency
to adjudicate state law counterclaims arising in connec-
tion with administrative proceedings to be constitutional.
This petition addresses yet another challenge on fed-
eral separation of powers grounds to a unique institution
—this time a nonfederal entity created by the Common-
wealth of Virginia and the District of Columbia. This
Court has never held that such doctrine was applicable
as a matter of federal law where (1) one branch of the
federal government purportedly interferes with a branch
of a state government, see Kwai Chiu Yuen v. INS, 406
F.2d 499 (9th Cir.), cert. denied, 395 U.S. 908 (1969),
or for that matter, where (2) one branch of a state
vrovernment interferes with another branch of that gov-
ernment. See Minnesota v. Clover Leaf Creamery Co.,
449 U.S. 456, 461 n.6 (1981). The court below propels
the federal separation of powers doctrire into seas un-
4
charted by this Court and applies such doctrine with a
rigidity that conflicts with prevailing precedent.
A. Nature of the Case
Historically, commercial airports in the United States
were operated by regional, state or local authorities ex-
cept for Washington National Airport (“ National“) and
Washington Dulles International Airport (“Dulles”).
Those two exceptions were owned and operated by the
federal government from the time they were built (in
1941 and 1962, respectively) until June 1987. Over
the years, several attempts to transfer control of the air-
ports to some type of local ownership had failed. Finally,
in 1984 the Secretary of Transportation (“Secretary”)
appointed the broad-based Advisory Commission on the
Reorganization of the Metropolitan Washington Airports
(the “Holton Commission,” named for its chairman, for-
mer Virginia Governor Linwood Holton). A consensus
was reached on how best to balance the national, local,
airport neighbor and user interests in the airports.
See S. Rep. No. 193, 99th Cong., Ist Sess. 2 (1985). The
Holton Commission recommended that the federally-owned
Washington airports be leased as a unit to an independent
regional authority that the Commonwealth of Virginia
and the District of Columbia would establish.
To this end, the Commonwealth of Virginia enacted
a law on April 3, 1985 creating a regional airport au-
thority to acquire both National and Dulles from the
federal government. 1985 Va. Acts ch. 598, App. E
at 87a. The District of Columbia approved a substan-
tially identical law on October 9, 1985. D.C. Law 6-67
(1985), App. E at 119a. The Virginia and D.C. statutes,
consistent with the recommendations of the Holton Com-
mission, established the Metropolitan Washington Air-
ports Authority as a “public body corporate and politic“
“independent” of all state and federal governmental
bodies. E. g., 1985 Va. Acts ch. 598, § 2 (89a). The two
5
jurisdictions empowered the Authority to acquire the air-
ports from the federal government by lease and consented,
subject to gubernatorial and mayoral approval, to lease
conditions set forth by Congress “that are not incon-
sistent with [the state] Act.” Id. §3 (89a).
A year later, Congress essentially ratified the pro-
visions that Virginia and the District of Columbia had
enacted and authorized the transfer of the federal air-
ports to the new regional authority in the Metropolitan
Washington Airports Act of 1986 (“Transfer Act”), App.,
E At 60a; see S. Rep. No. 193, 99th Cong., Ist Sess. 12
(1985). The Transfer Act authorized the Secretary to
negotiate a 50-year lease with the state-created Authority
and directed that certain terms and conditions be incor-
porated in the lease. § 2454(a).
The Transfer Act, as provided in the Virginia and
District statutes, required the lessee Authority to be
independent of the federal, state and local governments.
§ 2456(b). The Authority was to have only those powers
that the legislative authorities of Virginia and the Dis-
trict of Columbia conferred on it. § 2456(a). It was to
be governed by an 1l-member Board of Directors—five
directors appointed by the Governor of Virginia, three by
the Mayor of the District of Columbia, two by the Gov-
ernor of Maryland, and one by the President of the United
States with the advice and consent of the U.S. Senate.
§ 2456(e) (1). In recognition of the regional interests at
stake, the Directors, except for the Presidential appointee,
must reside within the Washington metropolitan area.
§ 2456(e) (2).
To accommodate the interests of nationwide users,“
Congress provided that the nonfederal regional Authority,
8 The Washington airports are, of course, used by citizens who
travel from their home residences throughout the United States to
the nation’s capitol for business or pleasure. Among the more
frequent users of Washington airports are Members of Congress
who rely upon the availability of convenient air services to and
6
to be an eligible lessee, should create under state law a
Board of Review. § 2456(f). The lessee Authority’s Di-
rectors were to appoint the Board of Review from lists of
Members of Congress on specified committees (except for
one at-large member, chosen alternately from the House or
Senate) that the Speaker of the House and President pro
tempore of the Senate provide to the Directors. The
Authority’s Board of Directors has the right to reject any
Member on the list and to request additional names. The
Board of Review members that the Authority selects serve
“in their individual capacities, as representatives of users
of the Metropolitan Washington Airports.” § 2456(f)
(1). No Member of Congress from Virginia, Maryland,
or the District of Columbia may serve on the Board of
Review. Jd. Certain specified actions of the lessee Au-
thority’s Board of Directors are to be submitted to the
Board of Review at least thirty days before they are to
become effective. § 2456 (f) (4) (A).“ An action will take
effect unless the Board of Review disapproves it and
from their home districts. See, e.g., Proposed Transfer of Metro-
politan Washington Airports: Hearings on H.R. 2387, H.R. 5040
and S. 1017 before the Subcomm. on Aviation of the House Comm.
on Public Works and Transportation, 99th Cong., 2d Sess. 110
(1986) (“Members of Congress are heavy users of the air trans-
portation system. Your busy schedules include many trips back to
your districts. You depend on the ability to get to the airport
quickly, to park quickly, to get to the airplane quickly.”) (statement
of Secretary Dole); 132 Cong. Rec. 83294 (daily ed. Mar. 25, 1986)
(“I think any Senator who has gone through National Airport, and
that is all of us in the last week or two, recognizes that something is
seriously wrong with that airport.”) (statement of Sen. Danforth).
4 These actions include the authorization for the issuance of
bonds; the adoption, amendment or repeal of a regulation; the
adoption or revision of a master plan (including land acquisition
proposals); and the appointment of a chief executive officer.
§ 2456(f) (4) (B). In addition, the adoption of an annua! budget is
to be submitted at least sixty days before it is to become effective.
§ 2456 (f) (4) (A).
7
states reasons therefor within the specified time period.
§ 2456(f) (4) (C).
On March 2, 1987, the Secretary and the state-created
Airports Authority completed negotiations and volun-
tarily entered into a lease (effective June 7, 1987) for
the transfer of National and Dulles airports which in-
corporated, inter alia, provisions that are consistent with
the Transfer Act. See Lease of the Metropolitan Wash-
ington Airports Authority, App. E at 163a.
Two days later, the Authority’s Board of Directors
adopted Bylaws pursuant to the Virginia and District
of Columbia statutes. Those Bylaws authorized the Direc-
tors to establish a Board of Review and appoint thereto
“representatives of the users of the Metropolitan Wash-
ington Airports who will serve in their individual capaci-
ties.” Bylaws of the Metropolitan Washington Airports
Authority, Art. IV, §1 (Mar. 4, 1987), App. E at 151a.
The Bylaws also set forth the powers of the Board of
Review. Id. at §§ 4, 5, 6, 7 (153a-154a). Virginie and
the District of Columbia expressly authorized the estab-
lishment of the Board of Review in amendments to the
legislation that they originally passed authorizing the
Airports Authority. These amendments were enacted by
Virginia and the District of Columbia on April 8, 1987
and June 1, 1987, respectively. 1987 Va. Acts ch. 665,
§ 5.A.5 (11la) ; D.C. Law 7-18, § 3(c) (2) (1987) (148a).
By September 2, 1987, the Board of Directors had
completed its review of the lists provided by the Speaker
of the House and the President pro tempore of the Senate
and appointed the nine members of the Board of Review.
In the two resolutions appointing the Board of Review
members, the Board of Directors fixed the terms of each
of the appointments by a drawing, but reserved the right
to remove a member of the Board of Review for cause
prior to the conclusion of his or her term. See Res. No.
87-12 (June 3, 1987) ; Res. No. 87-27 (Sept. 2, 1978).
8
On March 13, 1988, the Authority’s Board of Directors
adopted a Master Plan for Washington National Airport.
At its April 13, 1988 meeting, the Board of Review dis-
cussed the Master Plan and unanimously voted not to
disapprove it.
B. Proceedings Below
In November 1988, respondents brought this action
seeking declaratory and injunctive relief against the Air-
ports Authority and its Board of Review. Respondents
claimed that they are injured by aircraft noise and
safety problems allegedly caused by the implementation
of a Master Plan for National that the Authority adopted
and the Board of Review did not alter or disapprove.
Respondents’ lawsuit, however, is based not on environ-
mental or safety statutes but on a challenge to the con-
stitutionality of the Board of Review on federal separa-
tion of powers grounds. Cross-motions for summary judg-
ment were filed.
On July 20, 1989, the district court (Judge Joyce
Hens Green) rejected respondents’ constitutional elaims.“
Citizens for the Abatement of Aircraft Noise, Inc. v.
Metropolitan Washington Airports Authority, 718 F.
Supp. 974 (D.D.C. 1989), App. C at 29a. The dis-
5In only one instance has the Board of Review disapproved an
action by the Board of Directors. On August 9, 1988, the Board
of Review voted to disapprove a revision of the Authority’s regula-
tions that would permit temporary use of the Dulles Access High-
way by high occupancy vehicles. The Board of Review expressed
concern that “the use of the Access Highway by carpools, unre-
lated to airport use, is inconsistent with the purpose for which it
was built, and is contrary to the interests of the users of the Air-
port.” Res. No. BOR 88-1 (Aug. 9, 1988).
6 The district court held, however, that respondents had standing,
a holding which petitioners continue to challenge. Even if respond-
ents were to prevail on the merits, the actions that respondents
challenge neither caused their alleged injuries nor would the re-
quested relief redress their alleged noise and safety concerns. See
infra pp. 18-19.
trict court ruled that the Board of Review was not a fed-
eral entity, did not exercise federal power, had no members
appointed or subject to removal by Congress and, there-
fore, presented no violation of separation of powers prin-
ciples or of the Appointments, Incompatibility, or Ineli-
gibility Clauses of the Constitution. Jurisdiction in the
district court was based on 28 U.S.C. §§ 1331 and 1343.
In a related case involving the identical constitutional
claim in a different factual setting, the district court
(Judge Louis F. Oberdorfer) also ruled in favor of the
Authority. See Memorandum and Order, Federal Fire-
fighters Association, Local 1 v. United States, Civil Ac-
tion No. 88-1022-LFO (D.D.C. Oct. 11, 1989) (“the is-
sue of constitutionality has been resolved at the dis-
trict court level favorably to [the MWAA] by J udge
Joyce Green’s thorough opinion in Citizens for the Abate-
ment of Aircraft Noise v. MWAA ...”). App. D at 57a.
On appeal, a divided District of Columbia Circuit panel
concurred with the district court’s ruling on standing
but reversed on the merits. The majority (Buckley, J.
and Wald, C.J.) found that the Board of Review is in
effect an agent of Congress and therefore cannot con-
stitutionally exercise executive power. Judge Mikva dis-
sented, stating that he would affirm the district court’s
decision and uphold “a delicately-balanced and innovative
institution of federalism.” (27a).
On December 6, 1990, the court of appeals stayed its
mandate.
10
REASONS FOR GRANTING THE WRIT
The decision below holds unconstitutional key provi-
sions in a federal statute and, in so doing, invalidates
a creative use of this nation’s federalism to resolve suc-
cessfully a long-festering regional transportation prob-
lem. In holding part of the governing structure of a
state-created entity unconstitutional, the court below re-
jected the plain language of the statute and instead
extended the federal separation of powers doctrine to
functions performed by certain Members of Congress
serving on a nonfederal board in their individual capaci-
ties as representatives of airport users. Such an ap-
proach constitutes an unprecedented intrusion of federal
separation of powers doctrine into state activity. It fur-
ther represents a sweeping, rigid and categorical applica-
tion of that doctrine in conflict with the practical, func-
tional analysis espoused by this Court. The decision,
therefore, raises an important issue of first impression
that this Court has not, but should, decide concerning the
applicability of the federal doctrine of separation of pow-
ers to a nonfederal entity.
The decision also conflicts with Property and Spend-
ing Clause, appointment, removal and separation of pow-
ers decisions of this Court and other federal circuits,
including the court of appeals for the Ninth Circuit.
The court below failed to recognize that Congress’ plenary
powers under the Property Clause permit that body, un-
der precedent of this Court, to induce the states indirectly
to do certain things that Congress cannot do directly.
Moreover, by its rigid extension of the federa! separation
of powers doctrine, the court below would prohibit Members
of Congress from exercising executive functions in state-
created agencies even though neither the Constitution nor
this Court’s jurisprudence prevent states from appoint-
ing individual Members to perform such functions. In-
deed, such latitude was expressly contemplated by the
Founding Fathers when they drafted the Incompatibility
11
and Ineligibility Clauses of the Constitution. The de-
cision of the court below also fundamentally conflicts with
the Appointments Clause decisions of this Court and the
other federal circuits in concluding that persons that
the nonfederal Airports Authority appointed to its Board
of Review, which was created by state law, were none-
_ theless agents of Congress. Moreover, in finding that
Congress could remove Review Board members, the court
of appeals overlooked a rule of statutory construction
originating at the founding of this country and adhered
to consistently by this Court that, in the absence of ex-
press statutory language to the contrary, the power to
remove is vested in the appointing authority.
Finally, the court of appeal’s expansive view of stand-
ing erodes the “case or controversy” limitation that the
Constitution places on the jurisdiction of the federal
courts. The court below did not—and could not, given
the record—find that respondents’ alleged injury is fairly
traceable to any challenged conduct of the Board of Re-
view. Nor does the record support the court’s assumption
that a favorable ruling will redress any alleged injury.
If the court of appeals’ holding is allowed to stand,
the federal judiciary will cause serious disruption not
only to the airports serving the nation’s capitol but also
to a unique nonfederal entity that the federal Executive
and Congress, together with the executives and legisla-
tures of Virginia and the District, have all approved and
supported.
1. The court of appeals sought to determine whether
the Board of Review, which the nonfederal Authority es-
tablished and appointed, is a federal or nonfederal entity
by asking whether the Board is “ ‘exercising significant
authority pursuant to the laws of the United States
(10a) (citing Buckley v. Valeo, 424 U.S. 1, 126 (1976) ).
The court below reasoned that the Board of Review “ex-
ercises oversight responsibilities as a consequence of the
[federal] Airports Act” (13a), apparently because the
12
composition and powers of the Board are set forth in that
statute. Consequently, the court concluded that the Board
wielded federal power within the meaning of Buckley
and that federal separation of powers principles should
apply. Id. This conclusion extends Buckley far beyond
its intended reach and flagrantly ignores the plain lan-
guage of the Transfer Act in disregard of this Court’s
mandate that statutes should be reasonably construed so
as to save them from constitutional infirmities. NLRB
v. Catholic Bishop, 440 U.S. 490, 499-501 (1979). More-
over, it disregards the findings of the district court that
the Board of Review derives its existence and powers
from state, not federal, law (specifically, the Authority’s
Bylaws) ; that the Board was established by the nonfed-
eral Authority; and that its members are appointed and
subject to removal by that nonfederal body, not Congress.
(47a).
The Transfer Act provides that it is the “purpose of
the Congress. . . to authorize the transfer of operating
responsibility under long-term lease of the two Metro-
politan Washington Airport properties as a unit..
to a properly constituted independent Airport Authority
created by the Commonwealth of Virginia and the Dis-
trict of Columbia, in order to achieve local control, man-
agement, operation, and development of these important
transportation assets.” § 2452(a). That Act repeats that
“(t]he Airports Authority shall be a public body cor-
porate and politic, having the powers and jurisdiction
as are conferred upon it jointly by the legislative author-
ity of the Commonwealth of Virginia and the District of
Columbia . 82456 (a). The Act further under-
scores that the Airports Authority shall be
(1) independent of the Commonwealth of Virginia
and its local governments, the District of Columbia,
and the Federal Government; and
(2) a political subdivision constituted solely to oper-
ate and improve both Metropolitan Washington Air-
13
ports as primary airports serving the Metropolitan
Washington area.
§ 2456(b). Congress could not have been clearer in its
intent to allow Virginia and the District to create an
independent, nonfederal entity. See Burlington N.R.R.
Co. v. Oklahoma Tax Comm’n, 481 U.S. 454, 461 (1987)
(“‘[w]hen we find the terms of a statute unambiguous,
judicial inquiry is complete.“) (citation omitted).
The court below does not even mention these statutory
provisions. It does acknowledge “that Virginia and the
District of Columbia could have walked away from the
deal offered by Congress.. (11a), but it fails to rec-
ognize the significance of this observation. In conclud-
ing that “once the deal was accepted, it is federal law
that resulted in the establishment of the Board of Re-
view .. .” (12a), the court overlooks the independent
status and actions of Virginia, the District, and the non-
federal Authority. See supra pp. 4-5, 7-8. Contrary to
the court of appeals’ analysis, the Transfer Act did not
create or empower the Board of Review. The Review
Board is a creature of state law and its powers are set
forth in the Authority’s Bylaws, which the Directors
adopted. (153a-154a). The Authority’s obligation to es-
tablish such a Board is at most contractual, reflecting a
condition in the lease negotiated between the Secretary
and the Authority. (175a-176a). Virginia and the Dis-
trict freely and voluntarily entered into the arms-length
agreement with the Secretary. They could have rejected
the offer of a lease (particularly one that requires them
to pay at least $3 million annually in addition to a $23.6
million initial payment to the Civil Service Retirement
and Disability Fund). Their legislative bodies could have
refused to pass legislation authorizing the Board of Re-
view. As Judge Mikva observed in his dissent, “[t]he fact
that the federal Act authorizing the transfer of the air-
ports to the Authority contemplates the Board’s creation
does not alter the Board’s fundamental state parentage.”
(22a).
14
If it were true that the Board of Review wields fed-
eral power because Congress described its composition
and authority, then the Airports Authority’s Board of
Directors, which no one challenges, arguably stands on
no different footing. Indeed, the court of appeals’ ex-
pansive logic would federalize any state-created or non-
federally created entity that was patterned after a sug-
gestion or condition in a federal statute. Such reason-
ing denigrates the role of the states as partners in our
federal system, able to accept or rejeet federal conditions
on the basis of independent political deeisionmaking. It
further could raise wholly unanticipated federal obliga-
tions and liabilities and impede Congress’ ability to en-
courage states to follow a federal model.
2. No party or court has questioned that Virginia
and the District of Columbia could have agreed to create
the Authority and its Board of Review as currently struc-
tured. See, e.g., Brief for Appellants (Dec. 1, 1989)
(“App. Br.”) at 39. Moreover, there is no constitutional
difference between states (or a state and the District)
voluntarily compacting to do something that is constitu-
tional and Congress requesting the states to so act in
order to become eligible for the transfer of federal prop-
erty. Yet the court below strained to create such a con-
stitutional difference and in doing so misinterpreted this
Court’s decision in South Dakota v. Dole, 483 U.S. 203
(1987).
South Dakota establishes that an “independent consti-
tutional bar” on direct congressional action is not “a
prohibition on the indirect achievement of objectives
which Congress is not empowered to achieve directly.”
483 U.S. at 210. Thus, the court of appeals acknowledged
that although the Twenty-first Amendment prohibits Con-
gress from legislating in certain ways with respect to
intoxicating liquors, the states could “help Congress.
achieve objectives beyond its immediate constitutional
reach by agreeing themselves to legislate in areas where
15
they constitutionally can legislate, but Congress cannot.”
(14a). But the court below erroneously concluded that
the logic of South Dakota v. Doie does not apply here
(id.), although the eireumstances are fundamentally the
same.
In the present case, the court assumed that federal sep-
aration of powers principles similarly constrained Con-
gress from doing certain things directly, such as ap-
pointing Members of Congress to a Board of Review.
However, a state-created entity is free to create a Board
composed of Members of Congress because nothing in the
Constitution prohibits states from appointing individuals
who are Members of Congress to positions created by
state law. See Signorelli v. Evans, 637 F.2d 853, 861-62
(2d Cir. 1980); II Elliot’s Debates, vol. 5 at 127, 378,
420-25, 503, 505-06 (2d ed. 1836). In holding that Con-
gress may not use “the same device” that this Court
approved in South Dakota “to circumvent the functional
constraints placed on it by the Constitution,” (14a), the
court arbitrarily elevates certain constitutional constraints
above others, essentially creating a two-tiered Constitu-
tion. Apparently functional separation of powers con-
straints, only implicit in the Constitution, loom larger
than other prohibitions, such as the express terms of the
Grand Jury Clause of the Fifth Amendment or the
Twenty-first Amendment, that the Constitution may place
on Congress’ powers.
This Court should not accept this proposed exception
to the reasoning in South Dakota v. Dole. The issue is
not whether Congress cannot do something because that
power is not found in-——or is prohibited by—one constitu-
tional provision rather than another. The issue is whether
Congress can induce the states to do something voluntarily
that everyone concedes that the states themselves have the
power to do. The constitutional limit recognized in South
Dakota is that Congress may not induce the states to
engage in activities that states could not constitutionally
16
perform (such as to discriminate on the basis of race in
administering the Airports Authority). 483 U.S. at 210.
But such prohibitions are not implicated here. The deci-
sion of the court of appeals places an unwarranted limi-
tation on the South Dakota decision and leaves Congress
guessing as to which constitutional prohibition may be
deemed so important as to invalidate its legitimate efforts
to achieve indirectly objectives that it may not achieve
directly.“
3. The court of appeals' conelusion that the Board of
Review created by the independent Authority is none-
theless a federal legislative agent impermissibly perform-
ing executive functions (18a-19a) rests on a misapplica-
tion of this Court’s appointment and removal cases. The
court below found that Bowsher v. Synar, 478 U.S. 714
(1986) and Mistretta v. United States, 488 U.S. 361
(1989), which clearly govern this case, were “unper-
suasive.” (17a). That court’s reasoning, if left undis-
turbed, will confuse appointment and removal law that
this Court has ciarified and will limit Congress’ legiti-
mate discretion to provide its own views (or authorize
others to provide their views) in the appointment process.
The court below did not find that Congress appointed
anyone. In fact, the Governors of Maryland and Virginia,
the Mayor of the District of Columbia and the President
of the United States appoint the Directors of the Author-
ity. These nonfederal Directors in turn appoint the mem-
bers of the Board of Review from lists of names (which
7 Indeed, although the court below stated that it need not reach
the respondents’ Ineligibility and Incompatibility Clause claims
(19a), the majority’s holding that individual Members of Con-
gress could not perform executive functions in fact added additional
constraints to those Clauses that the Founding Fathers deliberately
avoided placing on our constitutional and federal system. Nothing
in either of those Clauses prohibits an individual Member from
serving in any state-created office (including one in which executive
functions are vested) or as a member of a public corporate body
independent of the federal government. See U.S. Const. art. I, § 6,
el. 2.
. — I ee
17
the Directors are free to reject) that are submitted by
the Speaker of the House and the President pro tempore
of the Senate. In Bowsher, this Court did not condemn
the congressional requirement that the Speaker of the
House and the President pro tempore of the Senate recom-
mend a list of three individuals to the President from
whom he nominates the Comptroller General. 478 U.S.
at 727. Similarly, this Court upheld Congress’ power to
require the President to appoint three judges to the Sen-
tencing Commission from a list of six judges recom-
mended by the Judicial Conference of the United States.
Mistretta, 488 U.S. at 410 n.31. There is no principled
distinction between these situations and the present case.
The court below erred in finding Mistretta inapposite
and erected a constitutional distinction where none exists.
The court of appeals believed that Mistretta offered no
guidance because it involved potential Executive inter-
ference with the Judiciary (or vice versa) rather than
congressional interference with executive powers.
(19a). But there is no basis for analyzing alleged inter-
ference with executive appointment powers differently
depending on whether a proposed list comes from Con-
gress or from the Judiciary. The interference, if any,
that may be inherent in allowing the congressional or ju-
dicial branches to submit lists of nominees to an executive
appointing authority is constitutional so long as the ap-
pointing authority retains ultimate responsibility in the
selection of its appointees.
Further, the court of appeals’ holding, in reliance on
Bowsher, that Congress has the power to remove members
of the Board of Review (18a) is unsupported by either
the facts or the law. Nothing in the Transfer Act author-
izes Congress to interfere with the Authority’s power to
remove its appointed officials. Even appellants concede
that the absence of any congressional removal power
“eliminates one source of unconstitutionality.” See App.
Br. at 35. The law, articulated by Madison, is that “the
18
power of removal result [s] by a natural implication from
the power of appointment.” 1 Annals of Cong. 496 (J.
Gales ed. 1789). The Authority properly recognized that
removal authority is vested in the appointing authority in
the absence of express legislation to the contrary in Res-
olutions Nos. 87-12 and 87-27, which empowered the Board
of Directors to remove members of the Board of Review
for cause. The Board of Directors’ authority to remove
its appointees—the Board of Review—is thus consistent
with a longstanding principle of federal law that this
Court repeatedly has affirmed, see Carlucci v. Doe, 488
U.S. 93, 99 (1988); Myers v. United States, 272 U.S.
52, 119 (1926), and with relevant state law. See, e. g.,
Va. Code Ann. 24.1-79.6. Contrary to the court of ap-
peals’ conclusion (18a-19a), this case is wholly unlike
Bowsher v. Synar, where this Court found Congress’
power to remove an officer charged with execution of the
law unconstitutional.
4. Even if, contrary to the facts, the Board of Review
were an agent of Congress, it would not be interfering
with a coordinate branch of the federal government here.
At most (if it were ever to disapprove an action of the
Authority’s Directors that also caused injury to some
private party, which is not the case here), it would be
trenching on the powers of a nonfederal entity in cir-
cumstances where the relevant state and local govern-
ments had given their consent. To condemn such action
under the rubric of the judicially-developed federal doc-
trine of separation of powers would conflict with Kwai
Chiu Yuen v. INS, 406 F.2d 499 (9th Cir.), cert. denied,
395 U.S. 908 (1969). That case holds that the federal
separation of powers doctrine “has no application in the
area of federal-state relations.” Id. at 501.“
5. No findings supported the district court’s conclu-
sion, adopted by the court below (9a), that ripeness was
* Neither respondents nor the court of appeals cited specific case
law to the contrary to support their view that federal separation of
powers principles apply in this case.
—
19
established here because the case is as ripe as it will
ever be.“ (38a). A case can be almost ripe forever and
never amount to a case or controversy for purposes of
judicial intervention. See Clark v. Valeo, 559 F.2d 642,
649 (D.C. Cir.) (en bane), aff'd without opinion, 431
U.S. 950 (1977). Here, the Board of Review has never
taken any action that affects the claims alleged by re-
spondents. Particularly in a case of first impression
where respondents ask the judiciary to upset on consti-
tutional grounds the delicate balance wrought by both
federal and state legislators and executives, see Dames &
Moore v. Regan, 453 U.S. 654, 668 (1981), a court should
not rest on mere speculation.
Further, the district court, as affirmed by the court of
appeals (9a), found only (without evidentiary hearing
and despite petitioners’ protests) that respondents’ al-
leged injuries are “fairly. traceable” to the Master Plan
(41a). It did not find that those alleged injuries could be
traced to the mere existence of the Board of Review,
which took no action that affected the Master Plan in any
respect. Yet it is only the Board of Review and not the
Master Plan that respondents have challenged.
Nor did the district court or the court of appeals ade-
quately address the essential link between the complained
of injury and the relief requested. Eliminating the
Board of Review (and all the consequences of that ac-
tion) simply would not redress their injuries by reduc-
ing aircraft noise or promoting safety. See, e.g., § 2454
(c)(5)(C); Brief for Defendants (Jan. 30, 1989), Exh. 8.
The unprecedented approach of the court of appeals
would extend separation of powers principles to non-
federal entities in a rigid categorical manner, contrary
to the functional analysis adopted by this Court and in
conflict with well-established appointment and removal
law. See, e.g., Mistretta, 488 U.S. at 380-84, 408-410;
United States ex rel. Stillwell v. Hughes Helicopters,
9
20
Inc., 714 F. Supp. 1084, 1086-87 (C.D. Cal. 1989). Un-
less reversed, the decision will hamper the ability of the
federal government to work with state and local entities
to solve regional problems and will unduly constrain Con-
gress in disposing of federal assets consistent with the
Property Clause.
CONCLUSION
For the foregoing reasons, the petition for a writ of
certiorari should be granted.
Respectfully submitted,
Of Counsel: WILLIAM T. COLEMAN, JR.
GREGORY WOLFE Counsel of Record
EDWARD S. FAGGEN DONALD T. BLISS
METROPOLITAN WASHINGTON DEBRA A. VALENTINE
AIRPORTS AUTHORITY NANCY E. MCFADDEN
44 Canal Center Plaza O’MELVENY & MYERS
Alexandria, VA 22314 555 13th Street, N.W.
(703) 739-8740 Suite 500 West
Washington, D.C. 20004
December 10, 1990 (202) 383-5325
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.