Amicus Curiae Brief — Blanton v. North Las Vegas

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No. 87-1437

IN THE

Supreme Court of the United

OCTOBER TERM, 1988

>_>

MELVIN R. BLANTON and MARK D. FRALEY,

Petitioners,

—

CITY OF NORTH LAS VEGAS, NEVADA,

Respondent.

ON WRIT OF CERTIORARI TO THE

SUPREME COURT OF THE STATE OF NEVADA

BRIEF AMICUS CURIAE OF THE

AMERICAN CIVIL LIBERTIES UNION AND

THE ACLU OF NEVADA IN SUPPORT OF

PETITIONERS

DAN C. BOWEN

(Counsel of Record)

Lionel Sawyer & Collins

50 West Liberty Street

P.O. Box 2610

Reno, Nevada 89505

(702) 788-8666

JOHN A. POWELL

JACQUELINE A. BERRIEN

American Civil Liberties Union

Foundation

132 West 43 Street

New York, New York 10036

(212) 944-9800

2

TABLE OF AUTHORITIES .

INTEREST OF AMICI. .

STATEMENT OF THE CASE

SUMMARY OF ARGUMENT . . .

AN INDIVIDUAL ACCUSED OF A

SERIOUS CRIMINAL OFFENSE IS

CONSTITUTIONALLY GUARANTEED

THE RIGHT TO BE TRIED BY A

Rr

11.

CONCLUSION .

TABLE OF CONTENTS (cont. )

DRIVING UNDER THE INFLUENCE

OF ALCOHOL IS A SERIOUS

CRIMINAL OFFENSE IN NEVADA,

AND THERE IS NO

JUSTIFICATION FOR THE DENIAL

OF PETITIONERS' FUNDAMENTAL

RIGHT TO BE TRIED BY A JURY

ON THESE CHARGES. ..... 33

A. Applying The Standards

Articulated In The

Decisions Of This Court,

It Is Clear That The

Offense Of Driving

While Under The

Influence of Alcohol Is

A Serious Offense In

DUN « 6 0 #2 @ % 6 33

B. Petitioners' Interests

Are Disserved By The

State Of Nevada's

Statutory Preclusion Of

Jury Trials For Indi-

viduals Accused Of DUI,

And There Are No State

Interests Of Constitu-

tional Magnitude Served

By The Deprivations Of

The Jury Trial Right

Which Occurred In This

Case. > ee Be Ssh} 50

* * * * * * * > * * * * > * 62

11

n

TABLE OF AUTHORITIES

Cases

Baker v. City of Fairbanks,

471 P.2d 386, 395, 401 (Alaska 1970) . . 29

Baldwin v. New York,

399 U.S. 66, 72 (197)

776 24 282, 295 (Nev. 1987)

7 9. F. COMET .

. . 5. Ohio 1976)

i 157 1

Bronson v. Swinney,

648 F.Supp. 1094 (D.Nev. 1986)

Bruce v. State,

614 P. 2d 813, 815

126 Ariz. 271, 273 (1980)

Callan v. Wilson,

127 U.S. 540 (18666) 11,

’

Cheff v. Schnackenberg

384 U.S. 373 (19866))))

iii

*

*

Ww

—

38, 48,

50, 51

418 U.S. 506 (1974) ;

District of Columbia v. Clawans,

00 U.S. 617 (1937) ...

District of Columbia v. colts,

13,

82 U.S. 63 (1930) ....

Duncan v. Louisiana

391 U.S. 145, 153-54 (1968)

Dyke v. Taylor Implement gg.,

391 U.S. 216, (1968) ...

395 U.S. 147 (1868)

356 U.S. 165, 183 n.14 (1958)

Landry v. Hoepfner

840 F. zd 1201, 1213 n.25

(Sth Cir. 1988) .

427 U.S. 618, (1976) . 2 .

re '

424 U.S. 319, 348 (1976) .

DD

139 U.S. 621 (1891) ...,

iv

-41, 43-47,

32, 42

34

52

25

17

mut) Vea

’

42 Cal.App. 3d Supp. 4, 8 n.6,

Patton v. United States,

281 U.S. 276, 312 (1930) . - - 13

116 Cal.Rptr. 795 (cal. Super. 1974) 32

’

Schick v. United States

195 U.S. 65 (1904) .....

459 U.S. 553, 558-59 (1983) ..

Se Be 794, (S.D. 1980)

ow x eee r

United States v. Barnett,

376 U.S. 681, 692-700 (1964) . .

25 (1981) .

652 F.2d 23,

’

United States v. Sanchez-Mesa

547 F. 2d 461 (9th Cir. 1976)

United States v. Stewart,

568 F. 2d 501 (6th Cir. 1978) . .

United States v. Woods,

450 F. Supp. 1335 (D. Md. 1978)

*

399 U.S. 78, 87 (1970) 9,

18, 20

o „ „ „ AF

.

.

*

.

Ww

>

20,

Constitutions and Statutes

Nev. Rev. Stat. § 484.3792

(1983) > > * > . * * > * * * * 38, 39, 49

Nev. Rev. Stat. 484.3794 386, 37

1983 Nev. Stat. 1068-72 .... 37

Nevada Revised Statutes §484.3792

(1983) >. >. > > > > > * >. * — — > >. — >. > 36

U * 8 * Const * Amend * VI * * * * * * * * > 8

OE „„ „„ „ 0

Legislative Materials

Legislative Commission of the Legislative

Counsel Bureau of the State of Nevada,

Driving While Intoxicated, Bull.No. 83-7

at 1 (1982) * > > > > > > > 35, 41

Other Authorities

Judges, Reno Gazette-Journal,

Feb. 17, 1983 > >. > >. > * — > * > 40, 54

H. Kalven & H. Zeisel,

The American Jury 15 (1966) 9, 55, 59

vi

— tea ie

Kimble, George Ceccarelli On Drunk Drivers: |

“Let the Sentence Fit the Crime", The

Nevada Highway Patrolman, vol. III, no. 1,

(Jan. 1983) * * * > * >. > >. * * * >. 40, 56

The Changing Role of the Jury in the Nine-

teenth Century,

74 Yale L. J. 170, 171-72 (19643) 10

Morrison,

on DUI Deaths, Reno Gazzette-Journal,

November 22, 1987 >. > „ > * > >. > 7 >. > 35

Phillis,

Punch, Reno Gazzette-Journal, April 18,

1988 > >. >. >. o > — > >. * * * * > > 35, 54

vii

then RAEI ES Vai Bere DoE at sey ast o

.

rr

.

INTEREST OF MMI

The American Civil Liberties Union

("ACLU") is a nationwide, non-partisan

organization of over 250,000 members dedi-

cated to defending the Bill of Rights and

advancing the civil rights and individual

liberties of the people of the United

States. The American Civil Liberties Union

of Nevada is one of the ACLU's state

affiliates.

This case presents the question

whether the constitutional protection of a

trial by jury should be afforded to indi-

viduals accused of driving while under the

influence of alcohol, who are facing

serious deprivations of liberty and

property, including incarceration and

pursuant to Rule 36.2 of the Rules of this

Court, letters of consent from the parties have

been filed with the Clerk of the Court.

monetary sanctions. Amici believe that

persons accused of serious criminal

offenses possess a fundamental consti-

tutional right to be tried by a jury, and

that the decisions of this Court support

the recognition of this right in the

instant case. Accordingly, we submit this

brief in support of Petitioners, and we

urge the Court to reverse the decision of

the court below.

STATEMENT OF THE CASE2/

Petitioner Melvin R. Blanton was

accused of driving while under the influ-

ence of alcohol ("DUI"). Following the

denial of his request for jury trial of the

charges against him, Petitioner filed a

petition for writ of mandamus. The Eighth

Judicial District Court of Nevada denied

Blanton's petition for writ of mandamus,

and he appealed to the Nevada Supreme

court. Petitioner Mark D. Fraley, like

Blanton, was charged with DUI, but

following the denial of his motion for jury

trial he pled guilty. Fraley was sentenced

to a period of incarceration and was

2/ amici adopt the Statement of the Case

set forth in Petitioner's Brief, but here

highlight the facts most relevant to the

argument presented infra.

* See generally Joint Appendix (hereafter

"J.A.") at 6, 13-15, 20-23.

ordered to pay a fine by the North Las

Vegas Municipal Court.4/ Fraley

subsequently challenged his conviction on

the ground that the denial of a jury trial

violated his federal constitutional rights.

Fraley's appeal to the Eighth Judicial

District Court was successful, and his case

was remanded to the municipal court, with

instructions to conduct a jury trial.

The City of North Las Vegas, Nevada

appealed the District Court's decision,

however, and the Nevada Supreme Court

granted the City’s petition for review. 2&/

= Nevada Supreme court summarily rejected

petitioners' argument that the denial of

jury trials on their DUI charges violated

4/ J.A. at 1.

S/ J.A. at 25-27.

8 J. A. at 28-52, 101.

their constitutional rights and concluded

that since state law "provide[d] a penalty

of .. . six months imprisonment [or less]

for a first-time DUI offense, there is no

constitutional right to a trial by jury."

Blanton v. North Las Vegas, 748 P.2d 292,

299 (Nev. 1987). This Court granted

certiorari on June 20, 1988.2/

SUMMARY OF ARGUMENT

The right to jury trial is a funda-

mental constitutional right which extends

to all persons accused of committing seri-

ous crimes. The offense of driving while

under the influence of alcohol is a serious

crime in Nevada and thus, such cases must

be tried by jury upon the demand of the

accused in order to meet the requirements

J. A. at 102-03.

of the United States Constitution. The

decisions of this Court provide that: (1)

an individual accused of a serious criminal

offense must be afforded the opportunity to

be tried by a jury; (2) where the jury

trial right is not statutorily mandated,

the assessment of the seriousness of the

offense, and hence, the determination

whether a specific offense must be tried by

jury upon the defendant's demand, must be

conducted by the courts on a case-by-case

basis; and (3) to determine whether an

offense is "serious," a court must consider

the maximum authorized period of imprison-

ment, along with a number of other factors

including the collateral consequences

accompanying the conviction, the intrinsic

nature of, and the societal condemnation

attendant to, the particular offense, as

reflected in the nature and type of sanc-

tions imposed upon conviction.

This Court has recognized that the

length of the maximum statutorily author-

ized sentence is not the sole determinant

of the seriousness of an offense for pur-

poses of deciding whether a state may

avoid the constitutional criminal jury

trial requirement. Nevertheless, the

Court below relied exclusively upon the

length of sentence to determine whether

Petitioners were entitled to a jury trial.

Under the tests articulated by this Court,

the offense of driving while under the in-

fluence of alcohol is a serious offense in

Nevada. Thus, the decision nolo, which

deprived petitioners of the jury trials

they requested, contravenes the require-

ments of the United States Constitution and

should be reversed by this Court.

I. AN INDIVIDUAL ACCUSED OF A SERIOUS

CRIMINAL OFFENSE IS CONSTITUTIONALLY

GUARANTEED THE RIGHT TO BE TRIED BY A

JURY.

The Sixth Amendment to the United

States Constitution guarantees that "in all

criminal prosecutions, the accused shall

enjoy the right toa ... trial by an

impartial jury."8/ This Court has recog-

nized that "(t)he right to jury trial in

criminal cases...{is] fundamental to our

system of justice." Duncan v. Louisiana,

391 U.S. 145, 153-54 (1968). The criminal

defendant's right to be tried by a jury

upon demand is significant because it

8/ U.S. Const. Amend. VI. See also U.S. Const.

Art. III, § 2, cl. 3 ("The Trial of all

Crimes...shall be by Jury.“).

prevent (s] the possibility of

oppression by the Government; the

jury interposes between the ac-

cused and his accuser the judg-

ment of laymen who are

less likely to function or appear

as but another arm of the

Government that has proceeded

against hin.

Baldwin v. New York, 399 U.S. 66, 72

(1970). This nation has "a long tradition

[of] attaching great importance to the

concept of relying on a body of one's peers

to determine guilt or innocence as a safe-

guard against arbitrary law enforcement, "2/

and this tradition is clearly reflected in

the Sixth Amendment to the Constitution.22/

2/ Williams v. Florida, 399 U.S. 78, 87

(1970).

10% some commentators have described the

right to trial by jury in criminal cases as

“enshrined” in the Sixth Amendment. H.

Kalven & H. Zeisel, The American Jury 15

(1966). Another commentator has ~oted that

“(ejnthusiasm for the jury“ predated the

ratification of the Sixth Amendment, as

demonstrated by the remark of one observer

in 1788 that the “jury was ‘adapted to the

(continued...)

Accordingly, this Court has recognized that

the right to criminal jury trial, which is

„basic in our system of jurisprudence! /

and essential to a fair trial, '"22/

extends to defendants in the state courts

as well as in the federal courts, and is

“protected against" incursions by the state

and federal governments. 391 U.S. at 148-

49.

On its face, the Sixth Amendment does

not admit any exception for “petty”

2 (. .. continued)

investigation of truth beyond any other

[system] the world can produce. Note,

teenth Century, 74 Yale L.J. 170, 171-72

(1964) (quoting Gerry,

New Constitution

(1788), reprinted in 2

714, 720 (Scott ed. 1894)).

2 Duncan v. Louisiana, 391 U.S. at 149

(quoting In re Oliver, 333 U.S. 257, 273

(1948)).

12 puncan, id., (quoting Gideon x.

Wainwright, 372 U.S. 335, 343-44 (1963)).

10

. dene > ee * .

a

|

;

:

:

crimes.43/ Nevertheless the Court has

recognized an exception for a category of

offenses that are, on the basis of several

criteria, deemed petty. See Baldwin v. New

York, 399 U.S. at 71-72. In such cases, a

jury trial is not constitutionally

required.

This Court first discussed the issue

of the right to jury trial for minor

offenses in Callan v. Wilson, 127 U.S. 540

(1888). There the Court vacated a police

court conviction of conspiracy which

carried a sentence of a $25 fine or thirty

days in jail. In Callan, the Court

13/ Indeed, Justices Black and Douglas were of the

view that the Sixth Amendment ard Article III,

Section 2, made no distinction between "petty" and

"serious" crimes. Baldwin v. New York, 399 U.S.

66, 69. As Justice White noted in Baldwin, the

legal distinction may be unpersuasive to the ac-

cused since "the prospect of for how-

ever short a time will seldom be viewed by the

accused as a trivial or 'petty' matter." Id. at

71.

11

observed, in dictum, that there was a

class of offenses “not of the class or

grade triable at common law by a jury"

that could be considered “petty” and thus,

could be tried without a jury in federal

court. However, the Court concluded that

conspiracy was an offense indictable at

common law, and thus, the right to jury

trial could not be bypassed in such cases.

127 U.S. at 555.44/ Eventually, the Court

was squarely presented with the issue of

whether the denial of a jury trial for

persons accused of offenses characterized

as “petty” constituted a violation of the

12

Sixth Amendment. See District of Columbia

v. Clawans, 300 U.S. 617 (1937) .22/

Even with the exception for petty

offenses, this Court has recognized that

"(tjrial by jury has been established by

the Constitution as the 'normal and...

preferable mode of disposing of issues ot

fact in criminal cases. / his Court

has never rejected the premise that "the

right of the accused to a trial by. .

jury [must] be jealously preserved, "17/

and, for the reasons set forth more fully

infra, the case now before the Court is one

15/ In dicta, the Court addressed the issue in

several cases between 1888 and 1937. See Natal v.

State of Louisiana, 139 U.S. 621 (1891); Schick v.

United States, 195 U.S. 65 (1904); District of

Columbia v. Colts, 282 U.S. 63 (1930).

16/ , 380 U.S. 24, 35

Singer v. United States

(1965), (quoting Patton v. United States, 281 U.S.

276, 312 (1930)).

17/ patton v. United States, 281 U.S. 276, 312

(1930).

13

which demands and deserves this Court's

intervention to preserve this important

constitutional right.

The decisions of this Court have

provided useful guidance for determining

whether an offense is petty or serious for

the purposes of the Sixth Amendment. This

Court has developed a three-part test for

evaluating the severity of an offense.

The essential elements of that structure

include consideration of: (1) whether a

crime is serious, either intrinsically or

as a result of the gravity ff potential

penalties; (2) whether an intrinsically

serious crime has been or could be

14

classified as petty by mere reduction of

the sentence imposed; and (3) whether an

intrinsically petty crime has developed

into a serious one due to an escalation of

the authorized penalties. Courts, not

legislators or prosecutors, are the

accepted and proper arbiters of whether the

Sixth Amendment requires a jury trial for

any given offense. Courts are vested with

the constitutional task of assessing

whether a crime is serious or petty. As

stated by the Court in Duncan v. Louisiana:

Of course the boundaries of the

petty offense category have

always been ill-defined, if not

ambulatory. In the absence of an

explicit constitutional

provision the definitional task

necessarily falls on the courts,

which must either pass upon the

validity of legislative attempts

to identify those petty offenses

which are exempt from jury trial

or, where the legislature has not

addressed itself to the problen,

themselves face the question in

the first instance.

15

391 U.S. at 160. As the Ninth Circuit

Court of Appeals has observed, in the

absence of judicial action, "the

constitutional right to a jury trial would

exist only at the sufferance of the

legislative branch." United States v.

Craner, 652 F.2d 23, 25 (1981).

The evaluation of whether the offense

is intrinsically serious requires consider-

ation of three factors: (1) whether the

crime is indictable at common law; (2)

whether the offense is malum in se; and (3)

whether the offense involves moral delin-

quency or turpitude. Crimes indictable at

common law are uniformly regarded as

serious, despite the insignificance of the

penalty attached. See, e.g., Callan v.

Wilson, 127 U.S. at 555-557 (conspiracy

held to be a serious offense despite

assessed sentence of thirty days in

16

prison). Crimes mala in se are similarly

deemed serious despite relatively brief

authorized sentences to be imposed upon a

finding of violation of the relevant

law. 10 See, e.g., District of Columbia v.

Colts, 282 U.S. at 73-74 (reckless driving

is malum in se and thus requires jury trial

notwithstanding penalty limited to $300

fine or ninety days imprisonment). Cf.

District of Columbia v. Clawans, 300 U.S.

at 625 (holding that license violation was

a morally inoffensive mala prohibita

offense, and thus was not triable by

If the offense is not, by its nature,

serious, then this Court instructs that the

next consideration is whether the sentence

imposed is sufficiently serious to elevate

the offense from the “petty” to "serious"

category. In Schick v. United States, this

Court indicated that a crime petty by

nature could rise to the level of "serious"

solely on the basis of the sentence

imposed. 195 U.S. at 67-68. That view was

reaffirmed in District of Columbia x.

Clawans:

[This Court has refused to

foreclose consideration of the

severity of the penalty as an

element to be considered in

determining whether a statutory

offense, in other respects

trivial and not a crime at common

law, must be deemed so serious as

to be comparable with common law

crimes, and thus to entitle the

accused to the benefit of a jury

trial prescribed by the Consti-

tution.

300 U.S. at 625.

18

In a spate of decisions between 1966

and 1970, a number of which concerned

sanctions for criminal contempt, the Court

refined and elaborated upon the aforemen-

tioned analysis without departing from the

basic principies. The analysis of criminal

contempt proceeded along the conventional

lines. The Court inquired whether contempt

was by its nature serious, and if not,

whether the penalty authorized was suffi-

ciently long to make it so.

In Cheff v. Schnackenberg, 384 U.S.

373 (1966), the Court affirmed that cri-

minal contempt is not a crime which is per

se serious. "[(C)riminal contempt, intrin-

sically and aside from the particular

penalty imposed [is] not deemed a serious

offense requiring the protection of the

constitutional guarantees of the right to

19

jury trial." Id. at 378-80.22/ However,

even criminal contempt is no longer viewed

as petty if it carries a potential penalty

of more than six months. Bloom v.

Illinois, 391 U.S. 194 (1968). See also

Dyke v. Taylor Implement Co., 391 U.S. 216

(1968).

In Duncan v. Louisiana, this Court

elaborated upon the significance of the

maximum authorized sentence (as contrasted

with the sentence actually imposed or

served) as a relevant criterion for

establishing the severity of an offense. 22/

42/ cf. Williams v. Florida, 399 U

(1970) (Harlan, J., concurring in a ont *

dissenting in part) ("In Clawans, the Court held

the severity of punishment was not determinative

when the offense by its own nature is not

considered grave.... {In Callan v. Wilson, 127

U.S. 540, 556 Schick YX. United States

65], this Court noted the nature —

offense and the severity of punishment are

distinct considerations.") — aaah.

20/ See Duncan, 391 U.S. at 160.

20

In Duncan, the defendant was sentenced to

60 days imprisonment for "simple battery,"

but imprisonment for up to two years was

authorized by the applicable statute. This

Court found that the conviction violated

the Constitution, and held that "the

penalty authorized for a particular crime

. .. may in itself, if serious enough,

subject the trial to the mandates of the

Sixth Amendment."21/ The court added that

"“(cjrimes carrying possible penalties up to

six months do not require a jury trial if

they otherwise qualify as petty offenses."

Id. at 159 (emphasis supplied)

Significantly, though, Duncan does not

identify the severity of sentence as the

sole factor for assessing the seriousness

of an offense, and the concomitant trial

21/ puncan v. Louisiana, 391 U.S. at 159.

21

¢

procedures to be extended to persons

charged with the offense. "While this

Court has said that the most significant

index to the seriousness of an offense if

the degree of penalty that attaches ...

this is not alone determinative .... [T]he

‘apportioned punishment lat common law) was

both a consequence of the ... quality of

the misconduct and an index of the commun-

ity's moral judgment upon it.“ Williams

Vv. Florida, 399 U.S. at 121 n.7 (Harlan,

J., concurring in part and dissenting in

part) (1970) (quoting Frankfurter &

Corcoron, Petty Federal Offenses and the

Constitutional Guaranty of Trial by Jury,

39 Harv. L.Rev. 917, 980 (1926)) (emphasis

supplied).

While Duncan held that in some cases

"the length of the authorized prison term

or the seriousness of other punishment is

22

enough in itself to require a jury

trial,"22/ it does not affect the corollary

principle that even offenses bearing

shorter potential terms of imprisonment may

also be serious crimes, thereby requiring

the attendant procedural guarantees

extended to persons accused of committing

them. See also, Frank v. United States,

395 U.S. 147 (1969); Baldwin v. New York,

399 U.S. 66 (1970).

Baldwin v. New York, id., held that

any crime carrying a maximum authorized

sentence of more than six months is

necessarily serious. This bright-line

standard for assessing the severity of an

offense was first suggested in Cheff v.

Schnackenberg, 384 U.S. 373, where this

Court, relying upon its supervises: y power,

22/ 391 U.S. at 161.

23

imposed a six-month limit on sentences

imposed by federal courts in contempt pro-

ceedings. In Baldwin v. New York, the

Court squarely addressed the issue,

holding that "no offense can be deemed

petty for purposes of the right to trial

by jury where imprisonment for more than

six months is authorized." 399 U.S. at 69

(emphasis supplied).

This Court has repeatedly adhered to

the basic principle that the Sixth Amend-

ment assessment of the seriousness of a

crime depends upon its intrinsic nature as

well as the severity of the maximum

authorized penalty. Finally, a crime

23/ In Codispoti v. Pennsylvania, 418 U.S. 506

(1974), the Court held that petty contempt could be

serious by nature may not be made petty

merely by reducing the maximum authorized

absent legislative

422 U.S. at 476 (emphasis supplied)

Massachusetts, 427 U.S. 618, (

held Massachusetts’ two-tier system

sentence,24/ and a crime petty by nature

could be made serious by increasing the

maximum sentence.22/ Thus, it is clear

that the severity of a crime depends upon

both the nature of the offense and the

penalty imposed.

The most significant doctrinal

development in the judicial process of

establishing the boundaries required by

Duncan has been the evolution of objective

standards for evaluating the severity of an

offense. This Court suggested in Baldwin

that in deciding whether an offense is

"petty" or serious,“ courts should look

to objective criteria reflecting the

24/ cf. Baldwin v. New York, 399 U.S. at 76 n.2

(Black, J., concurring) (“ben the sanction lin-

posed against an individual] bem all the indicia

of a criminal punishment, a jury trial cannot be

denied by labeling the punishment 'petty.'").

22/ See supra note 23.

26

seriousness with which society regards the

offense. Baldwin also indicates that the

maximum authorized length of imprisonment

is a relevant objective criterion. How-

ever, the maximum authorized sentence is

but one objective criterion, and the

courts must look to all the relevant

criteria in each particular case. The

additional measures of the severity of a

crime, as is clear from the Court's opin-

ions dating back to 1888, are based upon

four factors: historical and federal

practices, collateral consequences, and

contemporary responses to criminal acts.

An example of the importance of

historical practice is the tradition of

punishment for contempt of court. The fact

that for centuries contempt has been sum-

marily punished weighed heavily in the

Court's conclusion that contempt was not

27

intrinsically serious. See Green v. United

States, 356 U.S. 165, 183 n.14 (1958);

United States v. Barnett, 376 U.S. 681,

692-700 (1964). See also District of

Columbia v. Clawans, 300 U.S. at 625-26

(discussing standards prevailing at time of

adoption of Constitution as a guidepost for

the Sixth Amendment assessment of the

seriousness of an offense).

Similarly, the federal practice of

defining petty offenses as the category of

offenses punishable by not more than six

months imprisonment and a $500 fine in-

fluenced this Court's decision that the

right to jury trial must be extended to a

person accused of committing crime for

which the authorized sentence exceeded six

months. See Duncan v. Louisiana, 391 U.S.

at 161.

28

Another important consideration is

whether serious collateral consequences

attend conviction for the offense. In

Baldwin, Justice White examined the col-

lateral consequences in assessing the

gravity of conviction for felonies and

misdemeanors and in establishing "that

some misdemeanors are also serious

offenses."28/ Lower federal courts2// and

state courts28/ have also considered the

collateral consequences in assessing the

26/ 399 U.S. at 70. See generally id. at 69 n.8;

see also — , 300 2

at 628 (practices of ty taken as gauge o

its social and ethical judgments).

27/ See, ed. „ 652 F.2d

*

23, 25-26 (9th Cir. 1981).

28/ See, 8. , 291 M. M. 2d 793,

754, (S.D. 1980) ("To detennine whether a crime is

serious or petty, we look to ... whether society

views the offense with extticiek — and

the consequences of conviction.");

„ 471 P. ad 386, 395, 401 (Alaska 1970)

("(c]ollateral consequences to the accused are

reflected by our mores and standards.").

29

constitutional necessity of providing a

jury trial.

Finally, the Court has relied heavily

on the sanctions currently imposed for the

criminal offense. For instance, in Duncan

v. Louiisiana, the Court examined other

states practices in punishing simple bat-

tery. 391 U.S. at 161. See also Baldwin

Vv. New York, 399 U.S. at 70-71 (practices

of states relevant to six month rule).

The Ninth Circuit held in United

States v. Craner, 652 F.2d 23, that driving

under the influence of alcohol in a

national park was a serious offense, even

though it carried a six months maximum

sentence. The court stated:

The extent of possible punishment

does not, however, alone deter-

mine whether an offense is seri-

ous or petty. Otherwise the

constitutional rights to a jury

trial would exist only at the

sufferance oi the legislative

branch.

30

To gauge the seriousness of an

offense, the Supreme Court has in

recent years looked to the

authorized penalty and to the

“relevant rules and practices

followed by the federal and state

regimes."

{In addition,] consideration of

the future [collateral conse-

quences] of conviction [is rele-

vant] in deciding whether an

offense is a serious one

(emphasis supplied) (citations

omitted).

Id. at 25-26.22/

State courts are also in agreement

with the Ninth Circuit. A thorough

consideration of the issue appears in State

v. Wilke, where the Court stated:

To determine whether a crime is

serious or petty, we look to the

maximum punishment ... and the

nature of the offense, and con-

sider its common law background

22/ See also United States v. Stewart, 568 F.2d

501 (6th Cir. 1978); United States v. Sanchez-Mesa,

547 F.2d 461 (9th Cir. 1976); United States v.

Woods, 450 F. Supp. 1335 (D. Md. 1978); and Brady

v. Blair, 427 F. Supp. 5 (s. b. Ohio 1976).

31

., Whether society views the

offense with sufficient oppro-

brium, and she consequences of

conviction.

291 N.W.2d at 794.

In District of Columbia v. Clawans,

300 U.S. 617, the Court examined a District

of Columbia statute that proscribed en-

gaging in the business of selling second-

hand property (in that case, the unused

portion of a railway excursion ticket)

without a license. The Court held that the

offense was “at most but an infringement

of local police regulations, and its moral

quality is relatively inoffensive." 300

U.S. at 625. Indeed, such would probably

be most people's definition of a petty

30/ Ses also Bruce v. State, 614 P.2d 813, 815,

126 Ariz. 271, 273 (1980) ("Other criteria include

whether the offense was classified as a crime at

Supp. 4, 8 n.6, 116 cal. tr. 795 (Cal.Super. 1974)

(noting that Codispoti spoke of contempt only).

32

crime today. In contrast, however, a DUI

charge in Nevada is hardly a “relatively

inoffensive" transgression of “local police

regulations." With the mandatory jail

sentence for first offenders, automatic

revocation of driver's license, increasing

penalties and imprisonment, not to mention

the economic sanctions and great public

opprobrium brought down upon the offender,

it cannot be said to be a "petty" offense.

II. DRIVING UNDER THE INFLUENCE OF ALCOHOL

IS A SERIOUS CRIMINAL OFFENSE IN

NEVADA, AND THERE IS NO JUSTIFICATION

FOR THE DENIAL OF PETITIONERS'

FUNDAMENTAL RIGHT TO BE TRIED BY A

JURY ON THESE CHARGES.

Driving under the influence is a

serious problem nationwide, as this Court

33

has observed. "The carnage caused by drunk

drivers is well documented.... This Court

.. has repeatedly lamented the

tragedy. "21/ The nature of the offense

itself, the harsh collateral consequences

attendant to DUI conviction, and the fact

that the penalty for the offense includes

mandatory imprisonment reflect the

seriousness of the crime in Nevada.22/

Nevada, like the rest of the nation,

has recognized that DUI is a serious

offense and has acted to impose more severe

sanctions for violation of its laws against

drunk driving. "The Legislature passed (a]

stiffer DUI law in 1983, calling for a

31/ south Dakota v. Neville, 459 U.S. 553, 558-59

(1983). See also Breithaupt v. Abram, 352 U.S. 432,

439 (1957); Tate v. Short; 401 U.S. 395, 401 (1971)

(Blackmun, J., concurring); Mackey v. Montrym, 443

U.S. 1, 17-19 (1979).

32/ See Bronson v. Swinney, 648 F.Supp. 1094 (D.

Nev. 1986).

34

— . — . LEöǗÿwömãa

mandatory minimum two-day jail sentence or

48 hours of public service for first-time

offenders. It was one of the strictest

anti-DUI laws in the nation."33/ The 1981

statistics on alcohol-related traffic

fatalities in Nevada afforded Nevada the

unenviable distinction of “rank{ing]) first

among the states in fatal traffic accidents

for the number of miles driven. 4 such

statistics reportedly prompted the 1983 and

1985 state legislative efforts to enact

"tougher DUI laws" and to "crack (! down

on drunk driving offenses."22/ such legis-

lative efforts reflect the prevailing

sentiment in Nevada that DUI is a serious

offense.

In Nevada, a first DUI offense is

serious, even though labelled a misde-

meanor. Nevada Revised Statutes §484.3792

(1983) provides that, for a first offense

DUI, the court shal]:268/

(1) Order the offender to pay

tuition for an educational course

on the abuse of alc 1 and con-

trolled substances;

(2) Unless the sentence is

32/ (...contimued)

the second time someone is arrested for DUI." Id.

reduced pursuant to Nev. Rev.

Stat. 484.3794, sentence him to

imprisonment for not less than

two days nor more than six months

in jail, or to perform forty-

eight hours work for the con-

munity while dressed in distinc-

tive garb that identifies him as

a DUI offender; and (3) Fine

him not less than $200 nor more

than $1,000.

The educational course, mandatory jail

time and mandatory fine of $200 to $1,000,

were added to the statute by amendment in

1983.28/ additionally, the Nevada law

provides:

3. No person convicted of

violating the provisions of NRS

484.379 may be released on pro-

bation, and no sentence imposed

for violating those provisions

may be suspended. No prosecuting

attorney may dismiss a charge of

violating the provisions of NRS

484.379 in exchange for a plea of

guilty or nolo contendere to a

lesser charge or for any other

reason unless he knows or it is

obvious that the charge is not

supported by probable cause or

38/ See 1983 Nev. Stat. 1068-72.

37

— 29 proved at the time of

trial.

As noted in Bronson v. Swinney, 648

F.Supp. 1094 (D.Nev.1986), statutory

limitations on prosecutorial and judicial

discretion are exceptional, and a mis-

demeanor criminal statute with a mandatory

jail term is quite unusual. Even some of

the most heinous crimes are not punishable

by mandatory imprisonment without the pos-

sibility of release on probation." Id at

1099. In making a decision as to whether a

crime is petty or serious, courts are to

look to “objective standards such as may be

observed in the laws and practices of the

community taken as a gauge of its social

and ethical judgments." District of

Columbia v. Clawans, 300 U.S. at 628. The

ne. Rev. Stat. §484.3792(3) (1983) (emphasis

suppl ied) .

38

amendments to the DUI statutes of Nevada

restricting judicial and prosecutorial

discretion and mandating, inter alia, in-

prisonment with no probation objectively

demonstrate that the people of Nevada

consider DUI a serious offense in every

instance:

DUI may not always have been con-

sidered a serious offense, but it has now

become a matter so clearly disfavored in

Nevada that the punishment and the col-

lateral consequences of conviction have

been repeatedly enlarged. This development

in Nevada is further illustrated by the

fact that both prosecutors and judges have

been legislatively stripped of discretion

in the disposition of DUI cases42/ in an

effort to ensure that punishment for the

4% see Nev. Rev. Stat. § 484.3792(3) (1983).

39

offense is “certain, severe and swift. "4l/

The general populace now views DUI as

a serious criminal act and greatly

disapproves of DUI offenders.42/ Like the

rest of the country, Nevada has attempted

to respond to the public perception that

drunk driving is a widespread and serious

societal problem.43/ The punishments pro-

scribed by Nevada law leave no doubt as to

the legislative judgment about the serious-

ness of the crime. Increased penalties for

drunk driving leave little doubt that dri-

ving under the influence is now viewed as a

serious problem and as a serious crime.

While the maximum authorized sentence

for an offense is clearly relevant to the

Court's consideration of the seriousness of

42/ This disapproval is perhaps not surprising in

light of statistics suggesting that nearly half the

people in the nation will at same time be involved

in an alcohol-related autamobile accident. Landry

v. Hoepfner, 840 F.2d 1201, 1213 n.25 (5th Cir

1988).

43/ See generally Legislative Commission of the

legislative Counse] Bureau State of Nevada,

of

Driving While Intoxicated, Bull.No.83-7 (1982).

41

the DUI offense in Nevada, Chief Justice

Rehnquist cautioned in Codispoti that the

length of sentence test should not be

“woodenly" applied. Codispoti, 418 U.S.

525, 536-37. Also, this Court, in Duncan

v. Louisiana, held that, "[{ijn determining

whether the length of the authorized prison

term or the seriousness of other punishment

is enmeugh in itself to require a jury

trial,” courts are counseled "to refer to

objective criteria, chiefly the existing

laws and practices in the Nation." 391

U.S. at 161. Moreover, the Court, in

District of Columbia v. Clawans, recognized

that standards of action and of policy vary

considerably from generation to generation,

and that crimes and punishment once thought

to be mild may come to be regarded as

harsh, calling for a jury trial, even

though a jury trial may not have been

42

provided for prior to the adoption of the

Constitution. 300 U.S. at 627. All

indicia of an offense recognized as

“serious” by this Court are present in the

case of DUI in Nevada.

The “wooden{ ]“ application of the

six month rule has, in at least one case,

yielded a result which amici believe is

clearly inconsistent with the requirements

of the Sixth Amendment. Landry v.

Hoepfner, 818 F. 2d 1169 (5th Cir. 1987),

rev'd en banc, 840 F.2d 1201 (5th Cir.

1988), involved a state statutory scheme

which, like the Nevada legislation, imposes

serious penalties for a first offense DUI

conviction including a mandatory jail sen-

tence, period of community service, and/or

participation in a substance abuse treat-

ment program, but nevertheless does not

provide for jury trials in such cases.

43

See 840 F.2d at 1202-04. The Court of

Appeals wrote in Landry:

[It is clear that an infraction

may be a ‘petty offense,' for

which the United States Consti-

tution does not require that

there be a right of trial by

jury, notwithstanding that it is

Clearly a ‘crime' which may be

punished by as much as six

months' imprisonment.... [Alt

least respecting offenses not

indictable at common law, when

the legislature of a state elects

to make criminal certain conduct

within that state's borders, it

is likewise entitled to determine

that the offense it has created

shall not be a serious one by

fixing 'petty' under the bright-

line rule of paldwintd/

Thus, the wooden application of a bright

line rule for determining whether an of-

fense is sufficiently serious to require

trial by jury led the Fifth Circuit Court

of Appeals to permit the state to

circumvent the requirements of the Sixth

44/ 840 F. ad at 1206, 1210 (citation omitted).

44

Amendment by allowing it to impose

"“sanction(s which] bear[{ ] all the indicia

of a [serious] criminal punishment" while

denying the right to jury trial merely by

labeling the punishment [and the offense)

‘petty.'" Baldwin v. New York, 399 U.S.

66, 76 n.2 (Black, J., concurring). Amici

submit that the Landry court erred by

mechanistically applying a six-month rule.

The majority in Landry simply determined

that driving under the influence was not an

indictable offense at common law,42/ and

concluded that since the maximum sentence

did not exceed six months, the offense

45/ put see , 840 F.2d 1201,

1220 114

(mert ]“ with the majority's “conclusion that DWI

was never an indictable offense at common law,"

and noting that it was not indictable at common

law...because the offense did not exist at common

law.") (emphasis supplied) .

45

should not be considered a serious one

requiring a jury trial.

In addition, the Landry Court

attempted an untenable distinction between

the situation presented by the Louisiana

DWI statute and District of Columbia v.

Colts, 282 U.S. 63, which held that a

person charged with reckless driving must

be provided a jury trial upon demand,

although the maximum authorized imprison-

ment was thirty days. The majority's

distinction defies logic. In Nevada and

elsewhere, DUI is currently considered a

more serious offense than reckless

driving.48/ Nevertheless, to reach the

conclusion that the reskless driving charge

46

in Colts was more serious than a modern-day

DUI charge, the Landry Court held that the

reckless driving in Colts was not just

“reckless driving“ but driving so reck-

lessly as to endanger property and indi-

viduals." 840 F.2d at 1212. Implicit in

this holding is the conclusion that drunk

driving is not “driving so recklessly as to

endanger property and individuals." This

conclusion is simply untenable. Neverthe-

less, the end result of Landry is that a

person accused of reckless driving is en-

titled to a jury trial,42/ hut a person

accused of DUI is not similarly afforded a

jury trial upon request in Nevada. This

result is clearly incongruous and contrary

to public policy and, for the reasons set

47/ See Colts, supra.

47

forth supra, should be rejected by this

Court.

Nevada's statutory scheme imposes

additional serious collateral consequences

for a conviction of driving under the

influence. The offender faces automatic

driver's license revocation. Nev. Rev.

Stat. § 484.384. As noted by the court in

Bronson v. Swinney, in Nevada, where

distances are great, the revocation of a

driver's license is a serious matter.

“Driving is nearly imperative to the

ability of many people to earn a living."

648 F.Supp. at 1099. Another major

consequence is that the penalties provided

in the statute compound so that the third

conviction within a seven year period

carries a mandatory penalty of imprisonment

in the state prison for not less than one

year nor more than six years, and a fine of

48

not less than $1,000 nor more than $5,000.

Nev. Rev. Stat. § 484.3792. Additionally,

the names of DUI offenders in Nevada are

regularly published in the newspapers,

thereby exposing DUI offenders to

even greater stigma. 648 F.Supp. at 1099-

100. Obviously a first or second DUI

conviction will have greater collateral

consequences than a first or second

conviction for most misdemeanors.

In light of the threat of mandatory

jail time without the possibility of pro-

bation, automatic driver's license revo-

cation, escalation of penalties faced for

subsequent DUI offenses, public opprobrium

and the serious economic repercussions

affecting the average individual charged

with a DUI, the offense must be considered

serious.

Driving while intoxicated is

a deadly crime. The people of

49

the State of Nevada, through

their legislature and in other

ways, have clearly evinced a

feeling that driving while

intoxicated is a serious crime.

Bronson v. Swinney, 648 F.Supp. at 1100.

In Nevada, DUI is clearly a serious

criminal offense and thus, petitioners

should have been afforded an opportunity

for jury trial on the charges against then.

The Court below held, inter alia, that

[A] non-jury trial, in a misde-

meanor case, is speedy and inex-

pensive. On the other hand, a

decision of this court requiring

jury trials in the prosecution of

DUI offenses in the municipal

court would result in tremendous

expense to the municipalities of

this state. ([Sjerious finan-

cial, administrative, and policy

50

concerns (would arise if tjhe

position of the federal district

court in renden were ... to

be adopted by this court....

Blanton vy. North Las Vegas, 748 P.2d 494,

501-02 (Nev. 1987). This conclusion is

troubling for a number of reasons.

Amici note, at the outset, that

administrative burdens alone cannot justify

the denial of a fundamental constitutional

right. As discussed fully supra, the

decisions suggest that the right to jury

trial for an individual accused of DUI in

Nevada is such a right. However, assuming

arguendo that the court below has properly

identified state interests which must be

balanced against the petitioners' consti-

tutional interests, it is appropriate to

consider whether the government's interests

here outweigh the interests served by pro-

51

viding DUI defendants the option to request

trials by jury.48/

This Court has identified "the inter-

position between the accused and his

accuser of the common sense judgment of a

group of laymen, and ... the community par-

ticipation and shared responsibility that

results from that group's determination of

guilt and innocence" as the “essential

feature(s) of a jury." Williams v.

Florida, 399 U.S. 78, 100 (1970). These

“feature(s) of a jury“ are among the

interests which would be served by

affording petitioners the opportunity for

jury trial. One federal judge, evaluating

U.S. 319, 348 (1976).

his experience with jurisdictions that only

provide bench trials for persons accused of

DUI, has written:

[IIn many ... jurisdictions,

DWI cases are handled as if ina

mass production line.... An

offender who believes that he was

unlawfully charged with driving

while intoxicated would have the

protection of ... having his case

tried by a jury [if the appro-

priate assessment of the serious-

nada] DUI offense were

While the judges in a jurisdiction which

requires bench trials in all DUI cases may

not intend to deliver “mass production"

justice, the Nevada experience to date

suggests that it may prove difficult to

avoid this result where “everyone in the

court is loaded with work," and keeping!

up with the added DUI cases . requires

42/ Jandry v. Hoepfner, 840 F.2d 1201, 1220 (5th

Cir. 1988) (Garza, J., dissenting) .

53

conducting) an average of two trials ...

every day.

An additional pressure evidently

exerted upon Nevada's judges in DUI cases

is the perception that "the state's courts

lalre being too lenient on drunken

drivers. This perception is

sufficiently widespread to have prompted

amendment of the state's DUI l#ws to

"“remove...discretion from the judges."22/

Where, as here, judicial as well as prose-

cutorial discretion is severely curtailed

by statute, the accused might opt for a

jury trial because he believes that the

jury “represents an impressive way of

20/ Phillis, Officials Fear Tougher Laws Losing

Punch, Reno Gazette-Journal, April 18, 1988 at 20.

54

building discretion, equity, and flexi-

bility into a legal system. Not the least

of the advantages is that the jury, re-

lieved of the burdens of creating prece-

dent, can bend the law without breaking

it."22/ Judges administering DUI laws

have also been subjected to monitoring by

groups such as Mothers Against Drunk

Driving24/ and Concerned Citizens and

Victims of Drunk Drivers.22/ one exhibit

to the record of the Nevada Legislature's

1983 joint hearing on the DUI laws warned

that “judges ... had best start watching

those court-watchers appearing more and

more regularly in their courtrooms to

53/ Kalven & Zeisel, supra, note 10 at 498.

Ses, Exh. D. to the Mimutes of the Nevada

State Legislature Joint Hearing on Drunk Driving

(Feb. 17, 1983). at 65-66.

es Kimble, supra note 40 at 49.

55

observe drunk driving proceedings. They're

MADD [Mothers Against Drunk Driving)

ladies, and they're starting to keep tabs.

The results could be embarrassing come next

election."28/ This is not an idle threat

since judges at all levels of the Nevada

judiciary are popularly elected. In

Nevada Highway Patrolman, the founder of

Concerned Citizens and Victims of Drunk

Drivers, said that on one occasion her

court monitoring led the judge to deny a

motion for reduction of bail in a DUI

case. under the circumstances, a

defendant's interest in the jury trial

28/ See supra note 53.

ges Nev. Const., Art. VI, §§ 3 and 5.

28/ Kimble, supra, note 40 at 49. Later in the

interview C founder George Cec: 111 discusses

a case where a DUI deferdant receiveu an

“unusual(ly)" harsh sentence. After the sentencing

she introduced herself to the defendant's lawyer

and, according to Ceccarelli, he replied, ch, now

I know why he got such a stiff sentence.'" Id.

right is substantial, and preservation of

that right is particularly important here

"to protect against ... judges too respon-

sive to the voice of higher authority,"

and to provide a necessary “safeguard

against the compliant, biased, or eccentric

judge." Duncan v. Louisiana, 391 U.S. at

156.

Due to the pressure brought to bear

on prosecutors and judges by outraged

citizen groups against drunk driving, 22/

there is a real danger of assembly line

22 one Nevada newspaper campared the legislative

debate of the DUI legislation in 1983 to a “binge”

justice being meted out by overzealous

prosecutors and judges when jury trials

are 1.9t allowed. The very purpose of the

Sixth Amendment is to protect citizens in

sericus criminal cases against arbitrary

and oppressive law enforcement. The DUI

defendant in Nevada is charged with a

serious crime in all respects and should be

guaranteed a jury trial to prevent such

arbitrariness and oppression.

While the decision below cited the

“tremendous expense“ which would result

from the application of the Sixth

Amendment jury trial right in the cases of

DUI defendants, this Court noted, in

Baldwin v. New York, that “(e)xperience in

other States ... where jury trials are

available for all criminal offenses

including traffic violations ... suggests

that the administrative burden is likely to

58

be slight, with a very high waiver rate of

jury trials." 399 U.S. at 74 n. 22.80

Although comprehensive information is

unavailable at this time, statistics

furnished by the Justice Court of Nevada's

second largest city support this Court's

assertion in Baldwin that the additional

administrative burdens imposed upon the

state will not be great.

In 1986, the Reno Justice Court began

to allow jury trials upon request by indi-

viduals charged with DUI. In 1986, all

707 individuals charged with DUI were

informed that they could elect a jury

trial; only 111 requested a jury trial, and

only one jury trial was conducted in 1986,

at a total cost of $284.70. In 1987, of

897 individuals charged with DUI, only 126

S Accord Kalven & Zeisel, supra note 10 at 24-

31.

requested a jury trial, and twelve trials

were conducted, at a total cost of

84,961.36. % although this information is

limited, it clearly contradicts the conclu-

sion that "[(t)jhe resulting expense to the

municipality ... [is sibstantial enough to}

deter the prosecution of DUI offenses."

Blanton, 784 P.2d 484, 501.

Finally, it is significant that a

majority of the states have been able to

extend to DUI defendants the very

protection the state seeks to deny here

without experiencing the calamitous

results predicted in the decision below. 2

S1/ unpublished Reports of the Reno, Nevada

Justice Court Statistics. (December 31, 1986 and

December 31, 1987). (Furnished by Carolyn

Higgins, Chief Criminal Clerk of the Reno, Nevada

Justice Court).

S2/ here is some disagreement about the precise

ramber and circumstances of the states providing

DUI defendants with jury trials upon demand,

Landry v. Hoepfner, 818 F.2d 1169, 1174 n.2

(continued. . .)

60

When one weighs the importance of the

liberty interests implicated by DUI

conviction against the administrative and

fiscal burdens of the additional due

process protection being requested, it is

apparent that a DUI defendant in Nevada

should be entitled to a jury trial upon

demand.

CONCLUSION

For the reasons set forth above, amici

respectfully urge this Court to reverse the

decision below.

Respectfully submitted,

Dan C. Bowen

(Counsel of Record)

Lionel Sawyer & Collins

50 West Liberty Street

P. O. Box 2610

Reno, Nevada 89505

(702) 788-8666

John A. Powell

Jacqueline A. Berrien

American Civil Liberties

Union Foundation

132 West 43 Street

New York, New York 10036

(212) 944-9800

Dated: August 4, 1988

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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