Opposition Brief — Jones v. Alabama
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> MSAD” — BTEwes
Oo. 64-
October Term, 1964
ON PETITION FOR WRIT OF CERTIORARI
TO THE ALABAMA SUPREME COURT
*Lisieon Counsel
250 Adminiotretive Building
64 Worth Union Street
Montqomery, Alebeme 36150
205/834-5150
peerivend
JAN 24 BS
Orr. or tm br
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1. Where petitioner raises @ question which was neither
presented to nor decided by the etete supreme court to which
petitioner seeks to heve the writ issued, does this Court
have jurisdiction to decide the question?
2. If this Court does have jurisdiction, dee6 the
Constitution require that eny specific weight be given to «
jury'® e@visory sentence verdict in « capitel punishment
system?
The caption conteins the names of oll the parties in
thie case.
TABLE OF COMTEBTS. « «ounce c nn nee nneeeneneeneneeeeeeeeees aa
TABLE OF AUTHORITIOS. « «66 0c c cnc cncnleweeweccncewceeece chil
sill SE i
Poult Ola e SES
1. THIS COURT LACKS JURISDICTION
TO DECIDE THE CONSTITUTIONAL ITY
OF THE ADVISORY VERDICT SreTER
IN ALABAMA'S 1961 CAPITAL PuR-
ISWHENT STATUTE, BECAUSE THAT
ISSUE GAS NEITHER RAISED
DECIDED BY THE ALABAMA SUPREME
“aa
OPINIONS BELOW
The decision of the Alabama Supreme Court is reported as
Ex parte Jones, 456 So.2d 380 (Ala. 19864), and a copy of it
is attached to this brief as Appendix A. The decision of the
Alabama Court of Criminal Appeals is reported as Jones v.
State, 456 So.2d 366 (Ala.Cr.App. 1983), and a copy of it is
attached to this brief as Appendix B-
JURISDICTION
In an order dated November 16, 1964, Justice Powell
extended petitioner's time for filing the certiorari petition
to and including December 16, 1984. The certificate of
service and affidavit of mailing attached to the petition,
show that it was not filed until December 17, 1984.
Therefore, the petition is not timely filed.
However, the State of Alabama does not request that the
petition be denied because of untimely filing.
Irrespective of whether the petition was timely filed,
this Court does not have jurisdiction of it, because the
question presented in it was neither presented to nor decided
by the Alabama Supreme Court.
STATUTORY CONSTITUT PROV I
The questions presented in the petition raises issues
involving the Eighth and Fourteenth Amendments. It also
involves Code of Alabama 1975, §13A-5-47(e) which provides:
In deciding upon the sentence, the
trial court shall determine whether the
aggravating circumstances it finds to
exist outweigh the mitigating circum-
stances it finds to exist, and in doing so
the trial court shall consider the recon-
mendation of the jury contained in its ad-
visory verdict, unless such a verdict has
been weighed pursuant to section
13A-5-46(a) or 13A-5-46(g). While che
jury's recommendation concerning sentence
shall be given consideration, it is not
binding upon the court.
That provision is part of Alabama's 1981 capital punishment
statute, which is reproduced as Appendix C to this brief.
STATEMENT OF THE CASE
For present purposes, the chronology of events set out
in the “Statement of the Case” and “Statement of the Facts”
in the petition is sufficiently correct.
However, it should be noted that in his written sentence
orders, after specifying the aggravating and mitigating
circumstances, the trial court gave the following explanation
about why it had decided to override the jury's sentence
recommendation:
The Court having considered the aggra-
vating circumstances and the mitigating
circumstances and after weighing them, the
Court is convinced beyond a reasonable
doubt and to a moral certainty and it is
the judgment of the Court that the aggra-
vating circumstances far outweigh the
mitigating circumstances and that the
death penalty should be imposed.
The Court is fully aware of the great
responsibility that is placed on the trial
judge in cases of this magnitude. The
Court struggled long and hard with the de-
cision that it must make in this case, and
in = the determination to override
the decision of the jury's edvisory sen-
tence of life imprisonment without parole.
The Court must follow the dictates of its
own conscience.
The Court is not chastising or infer-
ring that the jury was lax in their re-
sponsibility. The Court feels that it is
its responsibility to follow the law as
written, and that society must be pro-
tected and that an example must be set
forth and made apparent so that our citi-
zens may be secure in their homes and bus-
inesses.
The Court therefore, re the ad-
visory sentence of the jury in this case.
Jones v. State, 456 So.24 366, 379 (Ala.Cr.App. 1983) [App.
B, hereto).
-2
I. THIS COURT LACKS JURISDICTION
TO DECIDE THE CONSTITUTIONALITY
OF THE ADVISORY VERDICT SYSTEM
IN ALABAMA'S 1981 CAPITAL PUN-
ISHMENT STATUTE, BECAUSE THAT
ISSUE WAS NEITHER RAISED IN NOR
DECIDED BY THE ALABAMA SUPREME
COURT
Petitioner asks this Court to iesue a writ of certiorari
to the Alabama Supreme Court, however, the sole issue raised
in his petition was neither presented to nor decided by the
Alabama Supreme Court. Instead, petitioner conceded in the
state supreme court that the advisory verdict sentencing
scheme was constitutional, and simply urged the court to
adopt specific limitations on the trial court's power to
override the jury's advises , verdict. See, Ex parte Jones,
Because petitioner did not present the question
concerning the constitutionality of Alabama's advisory
verdict sentencing system to the Alabama Supreme Court and it
was not decided by that court, this Court need not decide the
question, Moore v. Illinois, 408 U.S. 786, 799 (1972); should
not decide it, Puller v. Oregon, 417 U.S. 40, 50 nm. 11
(1974); and has no jurisdiction to decide it. Street v. New
York, 394 U.S. 576, 581-562 (1969); Bailey v. Anderson, 326
U.S. 203, 206-207 (1945); see, 26 U.S.C. §1257 (2) and (3).
Il. THE PETITION SHOULD BE DENIED
BECAUSE THE QUESTION PRESENTED
IS NOT A SUBSTANTIAL ONE
In the alternative, the petition should be denied
because the question presented is not 4 substantial one. In
Spanziano v. Florida, 104 S.Ct. 3154 (1984), this Court
upheld the constitutionality of an advisory jury verdict
mechanism in a capital punishment sentencing system. It is
true that the Florida system upheld in Spaziano contained the
Tedder v. State, 322 So.24 908 (Fla. 1975)
+» limitation, which
the Alabama system does not, Ex parte Jones, 456 $0.24 380,
382-383 (Ala. 1984). However, this Court's decision in
Spaziano makes it clear that the Tec ier rule is not
constitutionally required.
This Court specifically held in Spagiano that there was
no constitutional requirement for any jury input at all in
capital sentencing. Id., at 3163, 3165.
If the Constitution
does not require any jury input at all in capital sentencing,
which is what this Court held in Spaziano,
then it follows
that the Constitution does not require that jury input which
is statutorily provided be given any particular weight.
In Spaziano this Court stated as follows:
We see nothing that suggests
that the
application of the jury-override proce-
dure has resulted in arbitrary
or dis-
crimina application of the death
penalty, either in general or
particular case. Regardless
in this
of the
jury's recommendation the trial judge is
required to conduct an independent review
of the evidence and to make his own find-
ings regarding aggravati and mitigating
circumstances. If the , & imposes «4
sentence of death, he must set forth in
writing the findings on which the sen-
tence is based. Fla.Stat. § 921.141(3)
(Supp. 1964). The Florida Supreme Court
must review every —* sentence to en-
sure that the ty has not been in-
sss arbitrarily or capriciously.
921.141(4). As Justice STEVENS noted
in » there is no evidence that the
Flor eme Court hase failed in its
a to perform meaningful ap-
pellate review of each death sentence,
either in cases in which both the jury
and the trial court have concluded that
death is the appropriate penalty or in
cases when the jury hes r life
Gefendant to death. See Barclay ‘3
Florida, U.Ss., at , and n. ’
-Ct., at 3436, and n. 33 (opinion con-
curring in the judgment).
104 S.Ct. at 3166. Precisely the same is true about
Alabama's 1981 capital punishment statute.
This Court should deny the petition for writ of
certiorari.
Respectfully submitted,
GENERAL
ADDRESS OF COUNSEL:
250 Administrative Building
64 Worth Union Street
ry. Alabama 36130
205/834-5150
CERTIFICATE OF SERVICE
I, Bd@ward E. Carnes, a member of the Bar of the Supreme
Court of the United States, do hereby certify that I did
serve a copy of this brief on petitioner by placing « copy in
the United States mail, postage prepaid, and properly
addressed to his counsel of record as follows:
Hon. Vernon 2. Crawford
Hon. Roosevelt Simmons
1407 Davis Avenue
Mobile, Alabama 36603
I further certify that I have served all parties
required to be served.
J
Ll
APPENDIX A—Conunued
°@ We ane Ue coropus appucsoor >/
Such current Urough Une bedy of the sad
Arthur Jones o/&/s Arthur Jones Jr unui
che sasd Arthur Jones sis Arthur Jones
ar be dead and may Almighty God teve
mercy on your soul
ORDERED the 19th day of February
ome
an) possession was s substance sum iar
© Nat used by meum © duuiding Muneture
§Og cBdIn 5) ce. courts findings ~once>
"6 sggrereung and mugeung cre.
ances were supported by evdence and
(©) deaw wes 2 proper sentence
Affirmed
denes J concurred # -esult and fied
pur
Heomernte 155
In prose soe for murder dumng ~>
Dery @ firss degree or stuempt thereof
COMMIT Dy defendant « sas proper for
(we! court Ww overnde jury s advuory ver
Get of fe mpmsonmen anc mpose ser
tence of Geath Code 197) § 1Sa-5<T
2 Seacwnes one
Where pian anguage s used statute
Tus De Muerpreted we mean etactly whe!
sys
2 Comenel Lew ans
| Red States onsuteuoe sues not re
que Supreme (our w dnp Teade- “we
al OP onder Wo sustaw senuence of seaur
fotlowng jury recommendsuen of ve
face suggesung « sentence of death
should De se clear and con. incing that or
tu@ 5 ne reasoned person could differ
Code 1973 § WaT
cles were erence @ case @ whch the
ems sere marned for denuficstion @er
In murder prosecuuor Una coun tc
not err on ‘inding (Rai give on unfe found
© defender’ s possessor was sudstanc+
“wmlar w het used by rum @ dulding
oe mmeture og Bde fF ~we >of weumen,
CX PARTE JONES ~—s
ee ee eed
of state 5 MDersior. exper chai the gives
were “of the came “Semmes! group
Juser 8 Brectr anc 8 Donat Botton
Je of Poster Bracke @ Bolten Polew for
penivoner
Chartes A Greddick Atty Gee and Be
ward Carvers aod Marthe Gal Ingren
Asst Attys Gen for respondent
REATTY Jusuce
Be grantee ~eroerer pursuan' | ode
of 1973, § 124-3) and Bole Te AR
A? whech prowsde for rewee as & matter
oo mgm @ crvmema cases © oferh the
Sea? pene’) Sas beer ™mpesed a pu at
ment The petitioner alleges Ghat the
our of Comma Appesis 456 So le 366
erred m effwming We we cours judg
ment denwing hur oe see we aac © af
‘omong We sentence mpesec Dy We wma
court. The facts are fully set cut & the
spemor of une Cour of Urmme Appee
4 Wer comsderguor of (he ssues reamed Dy
Ure peutQFener we affirm re teswor of
that court
jones arges ‘hs our w reverse the
tensor of he our of mmma Appees
ere? Rel Wet certam statemeru of ‘he
presecuGer 8 FB Od vot create ver)
bie error and w remand he cause for 6
ow Te
We agree oh te Court of Crome!
Appeas Ue De prosecutors slale Merl
ind pO" “Bute Or) prewaee Tsaporefer
worn by Me ery @ igh of the cursnve
mseuctens given by Me Uwe cour and the
statemen of defense counse wg los
MQ argwvers Ad@uensly gue w the
other evwdence @ Whe case the ‘ype of glue
oe the unfe referred w& © -oamg argu
ment, was sot the “foierum of the Suates
cane as the peGueeer argues @ beef We
have careful considered whe - coer’
erguTeow du! we car find & r= te
euheusuve Geetment of He a. de
ear of Onmuna Appees
u
11.5) Jones alse alleges error @& he
sentencing procedure OGecause “he 7s
court verwade the ar) 8 a@vBery vertic:
0’ fe mpreenmer: anc mpused a ser
tence of Goeth The Court of Crimunal
A.gea. aff. ed the mm ours decision
beset eper Murty « Stee G5 So
(Ae Cem App 1983) @fech & currently
pending Gefere the Court oe « ort of
~~rue: an
The statute @ Geer @ Ghat cose and @
Ge present one @ Code of 1975 § IJa-s
€ ehec? prowdes @ part
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we cour shal Geuer™ ~e @heimer (he
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et outwewg? De wigs >) ortum=unc
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adored
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usec Se statute st fe ntereed
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—— ee = ete
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=a eke + ee’ « eeeeliant test
ee ee ee oe rrr 8 ee er appellant or
a4 rw ww He hac
—~- ~~ Ge epweliant find
= + eee ee femeewme use and
v———_ -— of” ~~ ne murder
_ 6 — eer mee he Ov Olvemen:
— = ewes ee fe "Seg morning
oo - = eee et Gere the gun
= See See Be Ge ee recall the
— ~~ or o& ¢
= ete ome ewer me at one poin
a See Se Seer 14s Name
me Beeee came « Ree Kecause the
—— —— She we eee Gee cure of ice
on~w.- @--
= meee be Ge emee ounsel Mr
—- ~— Sees = four as «
aweant How
~—- ~~ Ts 22" ~@ or by he
=_—= © efeme we og = § denufed
Ce e-* o @ —~ « appe an’
~_ e ~.4~ = w ec if evther
ee ee mag appellant
~- ~~ = oe —aer & app
—)
—™ ee & «© + brother y
Cs _- - oo. - eh —-n grocery
= 2 6 "ew een ne morning
“er " eee © corres He located
~ eg @- toe _ ndadred and
- = = w Outdoors
~ ~ — =" a= the “ec
ww eer De
Wren ne
ou oe -
-_— ~~ = —_ » _ at on We
© . ~—— oo He wok the
_— ~ — ant ges @rs Thomp
on athe ?s « “eee forensx pe
-_— ~ © &lerminme the wr
“= @enrd by mjunes Ww the
~~ ww Unree gunshot wounds
» Ge weet eee neck The body alse evi
ow he loree Wauma whuch indicated
oe wwe nad been struct wth an object
emmy Stewart was recalled by the State
ome wesufied appellant toid hum during ne
wwnvertauen et appellants house Uet he
~-~r
-—-
= ws.
r a frend of appellant test,
-d & pwto! from appellant on
of September 15. He had
quested that appellant find
» for his personal use and
pon learning of the murder
‘ants possible invoivemen:
eport the following morning
amecked” and threw the gun
ay He did not recall the
r of the gun
80 testified that at one poin:
nt had changed hw name wo
ne of Baagee Because the
bet, he was not sure of itz
von by defense counse| Mr
<@ State's exhibit four as «
wonged Ww appellant How
rther examination by the
ted having earlier denufied
the one which appellan
iid not say which, f either
‘ver belonged wo appellant
hey were sumilar to appe!
er. the victim's brother-in
found @ brown grocery
Tupperware on the morning
was murdered He located
mately ome hundred and
is south of The Outdoors
ht hand side of the road
out half way between the
earby Gri road When he
( wes siting fiat on the
wp was open. He took the
and geve « to Mrs. Thomp
dc a State forensic pe
od he determined the nic
caused by injures to the
rom Uree gunsh& wounds
neck. The body also evi
~~ Gaumea which mdocated
een struck with an object
wes recalled by the State
elian( Wold hum during Une
appellants house Unet he
Am 37)
Cie we OO God tet Ain Cs Age 10RD)
hed recently cut hus finger whue changing
ear
Mr. Bobby Thompson wok the stand
agar and testified that after the robbery a
beg containing four hundred dollars was
found as wel) as two hundred dollars
the cash register Because it was ume Ww
buy gasoline and beer for the store which
were purchased i cash there should have
been apprommately @ thousand dollars in
cash at the store. He had not seen the
money but had been told by hw son that it
wee available im the store for those pur
chases
Roland Howell retook the stand and tes
ufied The Outdoorsman was located in
Baldwin County, Alabama The State rest
ed at the close of hu testumony
Appellant muved to dismus the States
case for fadure Ww establish a prima fame
case i that the State failed w prove «
robbery occurred The wis! court denied
appeiian( ss mouon
Arenzo Thigpen. called by appellant to
tesufy stated he was a {mend of appelian:
He recalled having twice borrowed appe!
lant's automobile once on a Sunday and
once on a Tuesday He dened any connec
Gen wth the shooung m Baidwin County
and stated he had sot been np Baldwin
County wrthin the last year
Appellant rested at the close of Thig
pens tesumony The State presented no
rebuttal and appellant s mouon wo exciude
Une State 5 evidence and for s directed ver
dict was demed
Appellant contends thal reversibie error
occurred when the prosecutor commented
on evidence which had not been formally
admitted at tra! while making hus closing
argument t the jury The items in ques
Gon, State's exhibit number six. are the
Tupperware bowls and the brown paper
grocery bag which contained them which
were found near the bag of garbage at the
crime scene The record reflects the fol
lowing denuficauon was made during the
tesumony of the vicum 6 mother
"Q Mrs Thompson, | will ask you &
look into the bag that’s been marked for
idenuficaaon as State's Exhibit Number
Su will ask you if you can recognuze
the ‘tems inside the bag which have been
marked for menuficavon
"Q | asked you w look at what's been
marked for dentificauon as State's Ex
hibit Six. Do you recognize that tem’
‘A Yea. ld
“Q Could you wll the ladies and gentle
men of the Jury whet that tem is’
“A Ite the bowl Tupperware bowls
that | gave my son his lunch and break
the oext Gme you saw thet item”
“A The sext morning September the
15th
‘'O Ant where Gd that tem come
from’
A lt was found
‘Oo Where’
A On the road below the store
‘Q And was that tem found—on what
side of the road. what side of 225"
A On the same side ws the store
‘'@ Were you with the people that
found the item’
Yes, | was We were all walking
Who was that’
Vy son in-law
Who was given wo’
Me
Q And after you had it, who did you
ove « we’
A | think Mr Woodrow Overbey, one
of the law enforcement officers I'm
simost certam & was Woodrow Over
bey
Later i the wisl, Curtis Lassiter, the
vicum 6 brother in iaw testufied he found a
brown grocery bag contauning Tupperware
on the morning following the murder He
wok the bag. which he found on the
ground between The Outdoorsman and the
Girt road, and gave & w& Mra. Thompson
eo oe
SS
372 Am
During the presentation of the appel
lant s case appellant conducted the follow
ing examimavon of appellants witness Ar
enzo Thigpen
Q I'm going & show you « bag mark
od as State's Exhibe Six and ask you &
took nade of Unere
A Okey
MR. WILKINS. Ge shead vou can
look
THE WITNESS (Witness reviewing
struments and documents What are we
looking for’
BY MR ENFINGER
Q Did you look at the tems i the
bag’
A Not really Lat me check & out
again | weally dor know what vad
supposed tw be looking for
G Heve you ever seen those tems be
fore’
A Notas! know of I! seen « lot of
tems that look like that its Tupper
ware Most housewives have them |
dont know whether | seen them before
or not
{i} Although the record does not in
sate that the Tupperware and grocery +
were formally wntroduced into evidence
they were marked for denufication ment
fied by o States witness displayed before
Une jury and commented upon by severe!
witnesses. The articles were. therefore
evidence @ the case = (Nope © State F8
So 2d 745 (Ala. Cr App), cert denwed 78
So. 24 747 (Ala 1979), Simepeon © State
Alm App. 779. 24 Sold Th (1979 As
such, the artcies were proper subjects for
he prosecutor to comment upon and drew
reasonable inferences from during his clos
img argument. Hope. supra
The arucies were repeatedly referred u
by the prosecutor and appellants counse
during \hew examinations of varous wrt
nesses As werated above, appellants
course! questioned hw own wrtness on &
rect examinavon concerning the articles
Bow) pares having treated the arucles as
evidence m the presence of the jury there
= ao error Goelston © State 7) So td
471 (Ala_Cr App 1979)
.
Moreove our review of the record nd
cates that * wer appellant's own counse
who first commented upon the articies dur
ing closing arguments as follows
Nonetheless, he was going back and
forth there. the short black man. you
now, even though the vision was «&
good \ say it was @ short biack man and
had op « (-ehurt and low and behold here
he @ carrying the paper bag. and | be
heve, < was (he paper bag
Ladies and gentlemen there is no doubt
shout «& That's just reasonable This
paper beg. apd then, some kind of dark
plastic bag garbage bag
No question that the Tupperware was
found out there No ques about tha
whoever wes runr _ ewe fror ha
store was carrying that Tupperware
But let's clear away the smoke scree:
that the DA has tied & ou rn here
about the garbage and the give on the
fe The tnife. the Tupperware and
all thus other stuff
We fail lo see therefore how appellant
could Neve been harmed by the prose
tore sumiar reference to the articles dur
ing hw subsequent closing argumer
ii
Appellant contends the wording of the
warming he received prior ¥ making «
statemer © police was insuffiment w ad
vise hor . he nsutuuonal mghts under
Miranda 4mzona Wa a '
1602 S LL tale 0a or Hence. he
argues ws slatements were inadmissidve a
uv
Officer Robert Stewart testufied he ad
vised appellant of hw constitubonal mghts
m the following manner pror u nlerrogs
img tur et hut home on September |6 th
WY Now. what & thet cord. if you o
A 1s & waertng of constitutions
nght anc & warver
W And how Gd you use that cor
anew! you’
cevew of Une record indy
appellant s own counse|
ted upon the arucies dur
vents as follows
he was going back and
e short bieck man, you
ough te vein wes to
as 6 short black man and
and low and behold here
this paper bag, and | be
s paper beg
‘themen. there # no doubt
s just reasonable The
then, some kind of dark
bage bag
hat the Tupperware was
No question sbout that
running away from that
ng that Tupperware
, away Une smoke screen
= wed w& put m here
age and the glue on the
fe the Tupperware, and
r stuff
Unerefore how appellant
harmed by the prosecu
rence to the articles dur
( closing argument
il
ends the wording of the
ved preor & making 6
ce was insuffment w ad
onsttuuens! mght under
yma, 4 US 406, 6 5.Ct
i 64 (1066) Hence, be
nents were nadmussibie at
Stewart tesufied he ad
{ hue consututena! ngh
nanner pmor lo mlerroga!
me on September 16 198)
< @ het ord if you will”
rerning of consutuuons!
aver
a4 you wee that ard &
JONES + STATE Am 373
el
“- | aeed & & reading the Defendant
his consttuuona! igh
“Q And would you read to this Jury the
nhs that you read to the Defendant at
unat ume”
“- Yeo of ‘You have the nght &
talk toe lawyer have hum eth you while
you are being quesuoned if you wants
lawyer but cannot afford one the Court
wl! appout one for you
You have the right & remain silent
anything you say can and will be used
against you in « Court of law
Q@ Al ght ov Where were you
when Uus was done’
A Seated at the kitchen table
‘Q Who else was seated at the tbie’
A Mr Jones and Detective Pickett and
Roland Howe!l! but | also went one step
farther and advwed him that should he
decide wo talk w us and any ume during
that conversauon that he wwhed to. he
could stop talking and request an sttor
ney ot any time
Officer Wayne Ive testified that he also
read appellant hw consutuuonal nghts
shortly before Officer Stewart arnved at
appeiiants home on September 16 198)
Officer Ivie teetufied he instructed appel
ant as follows
A Yeo, or. | edvined him that he hed
the mght to remam edent and anything
that he said could and would be used
against him im @ Court of low. that he
hed the might & have an ettorney
present, and f he couldn't afford an at
torney one would be appointed for hum
And at any Ume during the questioning
if he 80 desired Une quesuoning would be
stopped | asked Mr Jones if he under
stood the mghw and he replied that he
did
Qo Wa anyone else present at Ge
ure’
A Sergeant Picken”
Officer Walter Pickett teetified he was
present and heard both Officer Stewart and
Officer lve advise appellant of hw consotu
uonal nghe
with « future Gme wm court
omitted) There was no error @ the re
life without parole recommended by the
jury. & order & elevate hie sentence
death, wae error, Appellants arguments
have been precluded, however, by our re
cent decision in Murray © State 655 So 2d
58 (Ala. Cr App. 1988). There was no impro
riety im the trial judge's deceien © com
tence appellant to death
~®
374 Ae
Vaughn Thompsons father dentufied
that tem for you And that GUme. when
Arthur Jones was placed under arrest
thie tem of evidence was found wm Ar
ther Jones’ pocket. Thee item
dence had the give on & that hat young
Thompeon boy was mating hw little mod
el hobby with And the tem, the tem
came out of Vaughn Thompson s pocket
and wound up in Une Defendan( s pocket
That's what the eb man coud =e cond
the give that knefe was competent
with the type of give that was found that
Vaughn Thompson had been using at Une
store
MR ENFINGER
” ov
on
Judge. we're going
to object to the prior remart made by the
Prosecutor om Une base thal there was
n esumony from any States witness
het that give that was found on he
blade of Une knife was found et the scene
f une crwne
THE COURT Ladies and gentiemen of
he Jury. et me metruct you ot (he Ome
hat ¥ are only mawier the ev’
fence Unal y have heard from the @ti
ees sland and only whet your recolle
mn of what thal ewwience @ ane Ger
wheal Une attorneys are saying Ww you
They are only arguing the case to you as
© how they remember it and how bey
recollect i The facts as they beet ve
member @ what ey are trying & por
urey They are gathenng thew reason
able inference Lnerefrom so you consider
yniy what comes from the @witnese stand
as you remember it
Appellant argues Una
mepslated We lesumony and stated
Une
evidence thus cresting reversible error
The does not deny hat
Uvere was sever any evidence presented
Unal Ure laboratory expert stated the give
“et on We mente
samples taken from Une ct § possesamn
at Ure seene of Une crvme were of Une same
wee a thet found on the baile
Une prosecutor 6
remart
on Pee Ot
a tect supported by
State on appea
abun oor any gue
eer
In Une State # closing argument @ rebut
tal erroneous reference was agamwn made w&
®
454 SOUTHERN REPORTER. t¢ SERIES
the laborstory experts tesumeony
pears below
And | went you & look af that
when you get « beck Were wm that /
Reom You look at that knife very close
ly You ok up under tus Gung and you
“= &
unife
ary
wok of & ane you see what Wet sub
stance © ets on Che enife 6M 6 Smee
told gou from the lab What was 8 kind
of whatever type give be cont =f wee
Une same type give used mw the mode «
Supergiue
The tesumony of the laboratory exper
Mr James Smal! medicated hu
vealed Unal Une mater or
give of the cyanecrylate group
stated chat samples of ¢@
ceived from
me
the korfe wee a
He aim
four a ee.
Officer Rotand Howell were of
the same cyanoacrylate group as We give
on the knife How ever here wae fo We
mony by Mr Smal! Officer Howe!
one cise as Wo Une org
ples obtauned by (the
ompared with the give on the knife
any
= the ge oor
officer “wheh we
vr Soe westified Unal he recenv ed
Lo
o wmode a bottle labeled as Elmers give
and « jar hd contaming give from Office
There wae &
of
ye wart testiTmony hoe
ever
give of
hal any those ‘tems
yanoecry iate grout
“on Lained
the
5 6) While counsel should Newe wule
ia! sce es 8 a nadie nfere .
from Che evidence unse’ should me 7
sllowed uu argue a 6 te hat @hech @
tupported y Une evidence presented dumng
be] Al
9 Ala
juesUon Ural Une pros
uve rows «© Stete 774 Some
Apt
9%
afArmead 4 we
we without
ecvuterw! arguments quoted shove were
we
the
factual mestatements of Smalls teen
mony @whech fall ether
When Une prosecutor asserts « fact
evidence
cused
profi vUer
woof
~~ &
State
which @ prejudicw &
Dra mond +
S63 So Dd 108 (Ala Cr App 1978
not every argument fect not
dence @ so prejudeew! as W fecessar')
affect Ure subetanua) mgs of the defend
See, Brown, supra ot S98, Fivnr «
State T70 Seo dd B82 (Ale Cr App 1978)
error occurs
Mowever
ows -
ent
ERIES
/ expert's etimeny a ap
*« you & tok ot (hat knife
et & beck there @ that Jury
\ooe at Chat knife very cloee
* up under Us Gung and you
od you eee what Det seb
at's on the knife. Mr Small
m the eb Dat © wae & bind
type give be sas nh oe
pe give used @ the mode «4
ny ef the Iaberetery expert
~e! we@eeted be wee re
* matera! on the knife was «
yanoeryiate group. He also
wr samples of give he re
‘freer Roland Howe!l! were of
woacrylate group as the glue
However Unere was no lest)
mall Offweer Howell or any
une om@gy of Une glue sam
by the officer which were
the give on the knife
so Westulied Unet he recerved
otue abeied as Elmers give
~optaming give from Officer
was G0 elmew how
y of Unese tems contamed
ancacrylate group
© counse! should have ende
guing reasonable inferences
ence counse’ should not be
we as & fact that whch @ not
Me evidence presented dunng
» State 774 Se dd i (Ae
vemed T74 Sold 196 (Aue
Ureut quesuen Unat We pros
amentsa quoted above were
temenw of Mr Smalls test
fal e@rthn the prohibition
seculor asserta & fet pet in
ch @ preedies! & te a
nour Deemond © State
Ala Cr App 1978) However
wment of « fact not m@ ev
weyediewm) a2¢ W fecessar'y
etanual mghe of We defend
~~ supre at 596, Pheer ©
dd 382 (Ala Cr App 197TH)
JONES + STATE
ee
(7) In order for unsupported prosecuto
me statements o! fact to require reversal
une obyecuonabdie s.etements must be (|)
made as of fact (2) without support by any
evidence 3) perunent to Une waves and (4)
heave 8 nature’ tendency to mfluence the
finding of the jury Tillman «© State 34
Se 2d 922 (Ala Cr App 1978). cert quashed
974 So.2d 926, 927 (Ala. 1979), Flent, supra
The proreculoma: statements quesuon
clearly violated (actors (|) and (3) above
The prosecutor § argumen( was phrased as
@ statemen of fact and nol as an mference
from the face The knife s connection to
the victim Dy Une presence of the same type
of give as used in the meum s cab mode!
was clearly pertuner( in proving Une Suate 5
enurely curcumstanual case
As @ factor (2), we cannot say that De
prosecutors argument was enurely unsup
ported by any evidence at wal §=The scien
ufe expert dd weufy Unat the give on the
knife and certain give samples from the
officers mvesugeung he case were of (he
same chemical group The prosecutor may
heave argued as 8 legrumate in /. ence from
Une testimony Unat « knefe which was bot
wdenufied by the meetin s father and which
bore evidence of give must have been the
wetm s knefe Yet there sul) was no base
for hue statement Unal Ue expert actually
wentufied Une give samples from Une crime
scene as (he same type a the give on he
knafe
We look finally and cruciaily nen at
factor (4) te determune whewer We nature)
tendency of Ww mustatement of Une ex
pert s tesumony was to nfluence ne find
img of he jury ageimmet appellants miter
ou
The State + case agains’ appellant while
epurely crcumetantal wes © Be wwe be
penden! upon Une experts testimony on the
menuty of the glue type & eetedieh an
overs helming “ase ageunst appeiian: bye
witnesses feecrbed the assailian’ + rece
hewgh( and weight eithough Whey were un
adie to Genufy hem because of the futance
from @hich Uney wwewed lum One ertness
coun’ eee Unel Ue aasasian( carned « brown
paper sack ands pinsue gartage tag The
Am 375
victim » father observed ar sutomobdile on a
Ube tnufe prewwousty made by the weums
fauner
-® .
rT A 6 SUTWERS REPORTER t¢ SERIES
4 ‘Nees of appedant + weufled w haring cule. New Gd you cum wee oe Ge
ered 6 gue ‘ror appedant om the morn specific give’ Ded they’ That was nee
2 meng De weréger eherh he inter ° Ree Gpred
ae’ | CUewnese oe feared ( wes oo
ww & he P urder
Pimally the wai court metructed the en
Munn, ~~ ore charge eo appear dew e
: e ag’ of the epmrety of the a “The statemeew or asseruons of counse
“ee Ge ewdence agams appellant we ore oot evens @ Ge case You take
ee BO ee We prosecutors mastetemen ie weumon, of he erinesses ageUner
© 2 -e8Uer @ Nerrng @ nature wadenc) u& oO & proper and reasonadee nferences
afvence wre ery agers appr lant & a unerefrom apply your commer sense
= Sere Geeeee aeppelent of « foe ial anc © af honest and imparta way ro
Peni eupre We Ged the w be o come Grtermame Ghat wou telewe Ww be the
where the ewwlence as w the @en@ty of eww
sppetant wes co overwheimungly = fever = Nght of Geese ertens we de sot be
f ne State Ua! | 8 mconcervadie Une a eve the prasecwter’s statement crested re
SSRSSS ry Would hove returued © ver versie error See Braue ieee ©
fet of net guclty See Brown cupran ~The Sold 1089 (Ale Cr Ape 198 Werdrth
argument of « fact set © e~dence was nor eee 2 —" , ale Age _
© preiedecwm a8 & Wve neressar') affect domed. 370 So 34 1078 19
oo Ube subetanuse “gu >f appe wa we
Brows supra a ie
We are aflvenced toe by the fe Ne Revwwmng the - ‘ .
he UW cour Gf el overrule appr an’ + ako — of Alpers 19 - mad ne
a) aM ia) ner ommend . a) oe
- = = - here @Gs se error adverse’) af'>
wi. metre" Ne “™~ of yucoterd supm
Appe ian tid noi further pursue hw odmex
ower woe) may be eben we mediieete be
mg ne mgms of the appellant made
® Une sentenceng hearnng
feund the wage s mstrucuen sufficen « he UW cours Adin gy COTM Gg
hal ume Ww cure any maapprefensimor dy me aggreveung and mugeung
Ure ur As we 2pPF |r § Munsee sua melarces Gere supperted Dy ‘e
ed Whe followwmg & We urn © omNg ergy evwence
mer’ @hech folle@ed We praserutor s us \ _ he SPO wes Lhe proper sentence
saemer “Ss “See
Now 8 pockethnfe foes et of i Seer uM ng Le prepmery
ger semen Seve pee tetinwes by ar | he semtence of Grau we have determine
pertetinrves Wey use (hem of a!) kinds . lance ech 6 A >a ne
of Dungs Se many Gungs you car use Almdame |% wet We record nadwaws
ew for eo mary Uhings dul you remem evidence Unet We We judge umpoeed Une
ber wher tem ashing “el mar adow! sertence of Grew ender We of veace
ne Gilferent qualities of thet give and gession srejudice or caw othe art crery
“eure «( Newe beer any other (ype g\ve forte i a. ee weghing of Ure
end gor 8) nese Cypes of other gives QEgTe sung Gee WUgeung cwrumstances
Neve certaw tonds of qualues) And rou ewvdenced Dy Ue recernd pieces us © ercerc
ee Were wee sever aay glee tre ee ee Se oe 's app
Suces Wet where Ge DA brought Rm ents penmeeeet . deoch We ‘od =
one Ge Ok De wes De glee Get Ge Gf the we wage be ewwdence ei an)
young “ompeor feiee used working PrU@tONg Woumslances risted stetuwr
eu Ne Ge and used Porting ew Ne 7 eherwee @ appellants fare ae.
/. = com) Nebage of far amiag fore ee ee Se
oe © reer at magmeng
Ge you ~we wew of thet
” Dat chew’ Theat wae nee
4
eS er meTuetet the un
hare a2 appears beioe
°° @ oF aaeem™eons of ~ounse
oor @ Ge cee You uke
+ Of the qcneeses Loge der
© and reasoned ff ferences
278) er commer ernse
oes and emparte war eo.
“= yee belewe we le De
heer ethene @e G cet be
lor ® etatemen( create
wwe Seer «© See
er App 1981: Mirredeet ¢
2 7S .4.Cr Ape) core
ad 1079 (197TH
,
* coer @ igh of § 134-5
abame 975 we find that
~ erm edverte’y) affect
coe of We appellant mage
wocmg we
oar 8 findings comcerning
amg end mtgeung -v
* were suppers’ by the
ees UM proaer sentence ©
ermumeng Ue proprety of
wel we Nerve Bee Meme
wm * 34-5. Cade of
“oe We rererd nacawes
© Wel wage mposed the
> ender We afvence of
° oF amy other artetrery
eeende. Seghing of Une
!
!
:
|
Hit
i
(Fy
ff
i
I
7
.
i!
‘i
uit
Ht
if
tee
sentence © Pe case
AFFIRMED
A he Jeages concur
APPENDIX 4
IN THE CIRCUIT COURT OF BALD
WIN COUNTY aLaBala
CRIMINAL DIVISION
STATE OF ALABAMA Plamoff
vs
ARTHUR JONES a t a ARTHUR
JONES JR Defendan
CASE NO CC #40
SUMMARY OF FINDING OF Facts
FROM TWE TRIAL
Qe September (4 198) severa: evinces
2 Neart gu show deg fed a We but
eG De send etere cary © cect nen oe
tag 4 (One of Ge bags was enuiied a: «
Drew payer bag = We Geecrpuee met the
@erere seecrpaer of the Defendant Ts
person preceeded ‘rom Une store and wen:
© 0 southerly Grecvor w ar afrequerty
weed Gri reed =A anort Gime after the «
car sped out of the san Gr mad oe Hig»
wa, 2S end went @ 0 southerly arecuor
i ie a
Bay Causeway Apprommatety oneheif
Dw ewrce betrecer Ne huedeeremar
More and from the pout efec® the cad
verre ef was found s brown pager dag
COP nr og “upperware ef." Ue ewur s
meiner Geeufte Ne xm unct Nec tee
. A) 8 poem where Whe oar aged ewe,
we od 8 garbage Dag ehh ~woumer
Cert 80s and ee eemopes of etet wes
ores ne Defendmani s same and address
The Oefename stpued he hed at beer 2
Saltese Goeety & Ge @ eevee @eeks
Bean cos WRC @ pedh @fuct meshed
ae emer of We permoe semcrvhed oy
Le ey yesses W 8 poem’ where the gartage
was foood and We cer sped eway There
wae ae fend Gere & “@ garbage «
de> cage
Photographs were made of he Gee
We es on (he Mead whe? oes wsnfed w
Dy a Skate Tomeosget as Demmg semua we
Usose ores found om Ue Defendant: veh
cm «The Senate Tomeotoget aise weufied
Laat Pere were Rawson the Lendage eto
wed & poet wel) @eeufed as eae of a
Mat person Defender Deng of une Diact
-
Bren ine Defendaet was Reng aun
gece > e Rater ouer) op wesugeior
Une Oefendime( eget Une Uney cousdr pw!
her Rate (ourn ef We uateorsmar
Store ot $68 pm of the naght of the shoot
ag ee eeeer Row be ames wher ome
De 8eeGng aur fe Became merous
378 Ae
APPENDIX A—Contunued
and upset and had no explanation. The
Defendant also told Une officers that he had
a cut and had thrown Ube bandage whuch he
had placed on it im his garbage. When first
quesboaed by the wvesugators concerning
garbage. the Defendant sax that he had
had no gartege for apprommmately ten days
to tw weeks » being informed that «
sack of garbage with the tems as men
tioned shows was found near the scene of
the comme, ibe De’ ndant changed hus story
and he A that he had a few days
prior to that Gme taken hus garbage w &
Hess Service Stauion and was directed by
the attendant where to deposit & The
Defendant entfied the attendant at the
stabon to the invesugsators and the attend
ant at tral demed having directed the De
fendant where to deposit hw garbage The
Defendant demed to the investigators that
he had a pistol, but « witness testified that
the day following the robbery that the De
fendant gave him « pistol A day or so
later when the witness heard that the De
fendant had seen charged with the murder
of Vaughn Thompson, he became fright
ened and drove to the Mobide Bay Highway
and threw the puto! m the bay
At the Gime that the Defendant was or
rested, a knife was found on the Defendar
which the mcum's father denufied as be
longing to the vicum. There was residue
on the knife which the State Toxicologs
identified as being & similar substance
The jury concluded beyond a reasonabie
doubt from thus and other ewdence thal he
Defendant was guilty of the Capital Of
fense of Robbery Murder as charged i the
indictment. The Court concurred » ther
verdct
SENTENCING HEARING BY
THE COURT
The Court having conducted a hearing
pursuant to Tith 13A-5-47 of the Code of
Alabama, 1975 as amended to determine
whether or sot the Court will sentence
Arther Jones a/k/a Arthur Jones, Jr. w
death or tw lif? imprisonment without pe
role and the Court having considered the
/*
456 SOUTHERN REPORTER, 24 SERIES
evudence presented at the trial and at the
sentencing hearing before the jury and Lhe
hearing conducted before the Court along
with the preeentence invesugauon report
which has been made part of thie record
the Court makes the following determina
Goo
AGGRAVATING CIRCUMSTANCES
The Court first consxiers the aggrevat
img arcumstances as ouUined and descn>
ed » Title 15A-5-49, Code of Alabama
(1) The Court finds that the capital of
fense was committed by Arthur Jones
a/k/a Arthur Jones, Jr while he was under
sentence of umpraonment although he was
serving the latter part of hu sentence on
parole at the Ume
(2) The Court finds that the defendant
was previously convicted of another caprta
felony or a felony involving the use or
threat of wolence to the person
(3) The Court finds that there @ no evi
dence that the Defendant did knowingly
create « great mek of death \ many per
sons
offense
the Defendant was
f a robbery
(4) The Court finds the capita
was
engaged wv
The Court finds the “apis
committed for the purpose
arrest ef
committed while
the commussion
offense
was : ’
. z
fecung an escape from custody
ww preventing & awfu
6) The Court finds that the capita! of
fense was not committed for pecunmry
gan
7) The Cowrt finds the capital offense
was not committed to disrupt or hinder the
lawful exercuse of any governmental func
uen or the enforcement of laws
(8) The Court finds that the capital of
f. ee was not especially heinous strociwous
or crue! compared to other capital offenses
The Court finds beyond « reasonable
doubt that the aggravaung cucumstances
described wm Title 13A-5-49 and se: out
above m subparagraphs (1), (2) and (4) par
ticularly apply to the Defendant Arthur
Jones a/k/a Arthur Jones, Jr w the case
‘RIES
nted at the trial and at the
ring before the jury and the
sted before the Court along
ertence invesQgsGon report
mn made part of thw record
es the following determina.
“ING CIRCUMSTANCES
rst consxders the aggrevat
ces as outlined and descnb
4-449, Code of Alabama
t finds that the capital of
nmitted by Arthur Jones
ones Jr while he was under
maonment, although he was
ver part of his sentence on
ne
t finds that the defendant
convicted of another capita!
ony mvolving ‘he use or
ce to the person;
finds that there @ no evr
Defendant did knowingiy
mak of death t© many per
finds the capital offense
while the Defendant was
commission of a robbery
finds the capital offense
tted for the purpose of
enung « lawful arrest ef
« from custody
finds that the capital of
committed for pecuniary
finds the capital offense
ed to disrupt or hinder the
if any governmenta! func-
cement of «ws,
funds that the capita! of
pecially heinous atromous
d Ww ot.or capital offenses.
vis beyond « reasonable
\ggreveung circumstances
le 13A-5-49 and set cat
graphs (1), (2) and (4) par
w the Defendant Arthur
nur Jones, Jr. @ this case
JONES +. STATE
Cike ae 60 Bead B88 (Ain Cr App 1OEB)
APPENDIX A—Continued
MITIGATING CIRCUMSTANCES
The Court now considers the mitigating
curcumstances as described and set out in
Title 13A-5-51, Code of Alabama
(1) The Court finds that the Defendant
has ® significant history of pmor crumnal
acuvity
(2) The Court finds that the capital of
fense was not committed while the Defend
ant was under the influence of extreme
mental or emoviona! disturbance
(9) The Court finds that the victim was
not & participant in the Defendant's con
duct or consented to It.
(4) The Court finds that the Defendant
was not an accomplice in the capital of
fense committed, but was in fact the princr
pal who ropbed and intentionally killed the
vicum Vaughn Thompson,
(5) The Court finds that the Defendant
did not act under extreme duress or under
the substanua! domination of another per
son,
(6) The Court does not find that the cs
pacity of the Defendant to appreciate the
crmminality of his conduct or to conform his
conduct to the requirements of law was
substanually umpaured. and
(7) The Court finds that the age of the
Defendant @ not & mitigeung circum
siance
CONCLUSION
The Court having considered the aggrs
vaung circumstances and the mitgaung
circumstances and after weighing them.
the Court is convinced beyond a reasonable
doubt and to a mora! certainty and it w the
judgment of the Court that the aggravat
ing circumstances far outweigh the mit
gaung curcumstances and that the death
penalty should be imposed
The Court is fully aware of the great
decision that it must make in this case, and
wn making the determination to overnde the
decision of the jury's advwory sentence of
Als, 379
life imprisonment without parole. The
Court must follow the dictates of its own
consmence
The Court ia not chastising or infernng
that the jury was lax oo thew responsibility
The Court feels that it is its responsibility
to follow the law as written, and that soc
ty must be protected and that an exampie
must be set forth and made apparent so
that our citizens may be secure m ther
hames and businesses
The Court therefore, rejects the advuwory
sentence of the jury in this case
It w therefore, considered and adjudged
by the Court that Arthur Jones a/k/a, Ar
thur Jones, Jr. w guilty of the of.
fense charged in the indictment rnd that he
intentionally tallied Vaughn Thompson in
the course of a robbery in the first degree
Arthur Jones. do you have anything to
say before the sentence of law w passed
on you’ The Defendant has nothing to
say
It ws ORDERED, ADJUDGED and DE
CREED that you, Arthur Jones a/k/a Ar
thur Jones Jr suffer death by electrocu-
von at any ume before the hour of sunrse
on the twentieth (20th) day of May, 1962
inside the walls of William C. Holman Unit
of the Prnson System at Atmore, Alabama
in & room arranged for the purpose of
electrocuung convicts sentenced to death
by electrocution
It ws therefore, further ORDERED. AD-
JUDGED and DECREED by the Court that
the Warden of Wilham C. Holman Unit of
che Prison System at Atmore, or in case of
his death, disability or absence, hw deputy
or in the event of the death, disability or
absence of both the Warden and his depu-
ty then the person designated Administra
tor by law for such purpose at any Ume
before the hour of sunrise shall on the
twenueth day of May. 1982 inside the walls
of William C. Holman Unit of the Prison
System at Atmore, m 8 room arranged for
the purpose of electrocuung convicts sen
tenced to death by electrocution, cause to
pass thr ugh the body of the sand Arthur
Jones, a/k/a Arthur Jones, Jr., o current of
electrneity of suffiment imtensity to cause
RSE
380 Au
APPENDIX A—Continued
hue death and the conunua! applicanon of
such current through the body of the said
Arthur Jones a/k/a Arthur Jones, Jr until
the saad Arthur Jones a/k/a Arthur Jones
Jr. be dead, and may Almighty God have
mercy on your soul
ORDERED thus 19th day of February
1982
s/ Harry J Wikers, Jr
CIRCUIT JUDGE
Twerty-eighth Judie! Circuit
Saidwin Coutty. Alabama
© fey eumrme (rite
Ex parte Arthur JONES
Re Arthur Jones
’
State
43-05
Supreme Court of Alabama
June 8, lve4
Rehearings Denied Aug 24. 1984
and Sept M4
Defendant was convicted in the Circuit
Court, Baidwin County, Harry J Wilters
Jr. J.. of murder during & robbery im the
first degree or an attempt thereof commit
ted by defendant. and he appesied The
Court of Crmuinal Appeals, 456 Seo 2d 366
affirmed. On grant of certiorar, the Su
preme Court, Beatty, J. held that: (1) cer
tal statements of prosecubon at tmal uid
not create reversible error (2) 1 was prop
er for tna! court to overnde jury 8 advisory
verdict of life impmsonment and pose
sentence of death (3) although cerum
items which trial court menGoned m sen
tencing were not formally mtroduced into
evidence, such artcles were “evidence
the case; (4) wal court Gd not err
finding Unat glue or unife found w defend
454 SOUTHERN REPORTER, 24 SERIES
ants possession was « substance ‘similar
to that used by wieum in building minature
bog cabin. (5) tra! court's findings concern
ing aggreveung and mitgeung circum
stances were supported by evidence, and
(6) death was & proper sentence
Affirmed
Jones, J.. concurred in result and filed
opuu0e
|. Homicide O° 354
In prosecuuon for murder dumng rob
bery im first degree or attempt thereof
committed by defendant. it was proper for
wal court W override jury's advisory ver
dict of life imprwonment and impose ser
tence of death Code 1975. § 13A-5-47
2 Statutes © 188
Where plain language is used
must be wmterpreted &
it says
statule
mean exactivy what
3. Criminal Law ©6845
United States Constituuor
jure Supreme Cour Ww adopt
nat
KX 2s not re
Tedder rule
im order \ sustain sentence of death
following jury recommendation of iife
facts suggesting « sentence of death
should be so clear and convincing that wir
tually no reasonable person could differ
Code 1975. § 13A-5-47
i. Crimonel Law ©°986.!
Although certain
ment ned r
troduced int
tems which ra
our sentencing were never
forma evidence the art
es were evidence nm case in which the
tems were marked for denuficatuion, ider
tufied hy
states witness displayed before
jury. and commented upon by several wit
nesses
Words and Phrases
and
avior
ner udicia
onsiruc tions
5. Criminal Law © 494
In murder prosecution, tna! court did
not err in finding that glue on knife found
wm defendant's possession was substance
sumilar’ to that used by weum wm building
® minature log cabin, m new of tesumony
PLNISHMEN AN ENTENCEH 1A 49
No constitutional requirement of jury 2d 740 ‘Ala mn Apt ,
sentencing in apite eases Beck ale Jury consideration of death sentence
' ~ 7m ‘ Apt aff ¢ ‘ Aca J ao @ “ le
+ | ere 44 : a 4 rieve \e *
ns ; ) a dea wntence st . posed t ‘
” ; ‘ > lel «? ; be oT Pose Beck Stale ‘
But defendar annot waive jury trial ~ ; ‘ des
‘ : ‘ Trial pudge sentences defendant
‘ r ‘ " ask ‘ 2 6 Gelend Seal?
e . i _ : ' >] .
‘ j F p type Hubba a2 &
‘ , ‘ A A pt 4 aff 42 So 2d 59
, iz , , Alia ™ . 4 r ema as _ Za OF
Ala 4+-
" jefenca " The death penalty i# not necessarily «
he ‘ Lt he disproportionate sentence for accomplice
" s * ue 8 ale he egnin ene
: ee oe an e ahere he :
" " e e capital fe Ritte
- : a . J , a ete
44 + ™ 44 td
: . Apt ™ s € ,
" a ¢ a.
Fact thet leocel district etterneys hed
’ diacretion » he tele A
. ’ "
. Zz 4 at . * mw Of at
’ "
" . ; ; ai *
g ‘ ‘ ff + “ no ‘ . 4 Ne
: ; . Z 44 e a ¢ r
> . 4 e ” ina A ae
—_ And sentence not permissible without Indictment sufficrent t
. erdict of jury : vated offense a a 7
“se : . . -
, de “ . . mt . r at?
" a 4 7 2 te ‘ “as engage
” Py the a t “a
* dea ‘ x - hare
rT" * ' ene
» 4 agreerr . ale . al . "
: ‘ . e 44 : ;
" ® « ‘ i ‘
: - \
13A-5-30 through 13A-5-38. Repeal \ » wo 8 .
‘
‘tT, dn
(om ommiss ners "te . amet . J
he a
§ 13A-5-39. Definitions
. aed ’ ‘ \ ‘ “a t le <a
ae . Lofs . andl
;
- 1 eT leat? pr . “ ; : . re
;
RIMINA pet ’ 13A-5-40
RIN The term as used in sect: 13A-5-4 eans in the course
fori nnection with the commission of, or in ed ‘ flight from the
mmission of the underlying lelor w attempt t '
3) Exes e< axnp Exeroston The terms shal! have the meanings pro
led in section 1JA 4012) and ‘J
4: BuRpen ; renvecTlm THe & Sona be defined as provided if
sé \ Li4
Mi RDER AN Mi aper ey THe pre Sha!! be defined as pr Jed
{ ns A.5-492' and LJA-9 | Nene err reter t event » rring
before the date f the sentence hearing
UNDER SENTENCE OF IMP As used in section 13A-5-49 1), the
term means while serving a term of mbr nment while under a suspended
sentence. while probatior r parole wr while mn work release. furloug?
es mm r any other t pe {f release rT eaom wf ‘ r after ser ng terrr
f imprisonment, other than uncond nai release and freedom after expira
; r i the terry ‘ enter ‘ 4 ‘ a * - bd ' 20 |
13A-5-40. Capital offenses
: The f “wing are at ; {lens
Murder by the defendant du Z Kidnapping it e first degree or ar
ittempt thereo! mmitted by the defend
Murder ¢ he delendar Juring a robber mn the first Gegree or ar
attempt thereol minitted by the detendar
}) Murder t the defendant during a rape in the first or -econd degree or
an attempt thereot mmitted t the defendant r murder bv the detendar
juring sodomy in the first or second degree or an attempt thereof comm tted
py U jelendant
4) Murder by the defendant during a burglary iv the first or second
degree r an attempt thereof committed by the defendant
Murder of any po ce officer, sheriff Geput state trooper federa aw
enforcement officer. or any other state or federal peace officer of a kind
r pr ; " x ara. owe e suc? (Ticer r gu | n dut r heca ‘ ‘
some off : r wb-related act or performance such office x ;
6) Murder committed while the defendant is under sentence of life impris
Murder done for a pecuniar r other valuable Nsidera mn or pur
suant to a niract or tor hire
®: Murder by the defendant dur g sexual abuse im the first or second
degree or an attempt thereof corn ed by the defendant
9:' Murder by the defendar } ne arson on the first or second degree
mmitted by the defendant r murde by the a ia by means of exp
DY
Al
he
: :
P ‘
}
/
e
. e
.
may he
f+
‘
:
Der a
A-4
: lef
flens«e
re
o
he der
+} ,
:
.
¢
4
es
~“
jlete
so
def
r 45¢
where
_
by the de
’
rmer p
; ’ Al
: he
aircraft ¢
’ der at
4 :
“ert nir
«
fond
¥
al ™
Jete
for +}
”
A
‘
‘ ‘
,
io .
> ha
= te
: re
ree :
ateve
...
lec
er
e at
as Get
: 4
vr rd
‘
‘the at
per :
enacar
45
iv
e © eagg’s
> > o > 7. =
. " ™
Lesser ir sded
ole es
(,ullty plea. burde
reterences
Tral of capita
included offense«
" a’ : :
°
e ~ we
‘
- *
‘ Pa
flenses
-
of proof UPON sate
offenses dis< harge
sentencing
of
~ -
» -
- :
: Z me
4 ‘ “
Fr r
~ Oe
: " wher
‘ag -
- ar
: 4
44
waver
defendan
"= a
a _
‘
Bec *
sentencing
lesser
$ 13A-5-44 CRIMINAL CODE > 13A-5-45
ib) If the defendant is found not guilty of the capita! offense or offenses with
which he is charged, and not guilty of any lesser included offense or offenses
considered pursuant to section 13A-5-41. the defendant shall be discharged
ic) If the defendant is found not guilty of the capital offense or offenses with
which he is charged, and is found guilty of a lesser included offense or offenses
considered pursuant to section 13A-5-41. sentence shal! be determined and
imposed as provided by law
id) If the defendant is found guilty of a capital offense or offenses with which
he is charged, the sentence shal! be determined as provided in sections
13A-5-45 through 13A-5-53 ‘Acts 1981, No 81-178 p 203,85
Collateral references ag CJS. Tra 76 Am Jur 2d. Trial. 98 DILL. 1215. 1173
+ 487
§ 13A-5-44. Jury selection and separation; waiver by defendant of jury
participation in sentence hearing.
‘a) The selection of the jury for the trial of a capita! case shal! include the
selection of at least two alternate jurors chosen according to procedures spec:
fied by law or court rule
(b) The separation of the jurv during the pendency of the trial of a capital
case shal! be governed by applicable law or court rule
c! Notwithstanding any other provision of law, the defendant with the
consent of the state and with the approval of the court may waive the participa
tion of a jury in the sentence hearing provided in section 134-5-46 Provided
however, before any such waiver 1s valid. it must affirmatively appear in the
record that the defendant himself has freely waived his mght to the participa
tion of a jury in the sentence proceeding. after having been expressly informed
of such right. (Acts 1981. No 81-178. p 203. 8 6)
Collateral references 50 CJS. Junes
> 5
47 Am Jur 2d. Jurv. 33 7 12. 72. 159
§ 13A-5-45. Sentence hearing — Delay: statements and arguments;
admissibility of evidence; burden of proof; mitigating and
aggravating circumstances
(a! Upon conviction of a defendant for a capital offense. the trial court shal!
conduct a separate sentence hearing to determine whether the defendant sha!
be sentenced to life imprisonment without parole or to death The sentence
hearing shall be conducted as soon as practicable after the defendant is
convicted Provided. however. if the sentence hearing 1s to be conducted before
the trial judge without a jury or before the trial yudge and a jurv other than the
trial jury. as provided elsewhere in this article. the trial court with the consent
of both parties may delay the sentence hearing until it has received the
pre-sentence investigation report specified in section 13A-5-47'b!. Otherwise
126
& 1JA-5-4
the senter
investigat
ib: The
and closin
and argur
as at triai
ic) Atti
the court «
the aggra\
13A-5-51
considerec
stances w
hearing. u
one before
d) Any
be receive
exclusion:
opportuni:
construed
the Const
e; Att
bevond a
Provided
the defenc
be conside
hearing
fi Unte
13A-5-49
ig’ The
defined in
offered mi:
burden of
the burde
preponder
! teernera
like "
L Ges
The sent
with the re
clause of th
+ Mate 399
re. d on oth
Lyn
But the tr
with wheth
admissible |
evigcence It’
$ 13A-5-45 PUNISHMENTS AND SENTENCES § 13A-5-45
the sentence hearing shall! not be delayed pending receipt of the pre-sentence
investigation report
b) The state and the defendant shal! be allowed to make opening statements
and closing arguments at the sentence hearing The order of those statements
and arguments and the order of presentation of the evidence shall be the same
is attria
At the sentence hearing evidence may be presented as to any matter that
the court deems relevant to sentence and shall include any matters relating to
the aggravating and mitigating circumstances referred to In sections 13A-5-49
13A-5-51 and 13A-5-52. Evidence presented at the trial of the case may be
onsidered insofar as it is relevant to the aggravating and mitigating circum
stances without the necessity of re-introducing that evidence at the sentence
hearing. unless the sentence hearing 1s conducted betore a jury other than the
one before which the defendant was tried
d) Anv evidence which has probative value and is relevant to sentence shall
he received at the sentence hearing regardless of its admissibility under the
ex jssonarvy rules of evidence. provided that the defendant is accorded a fair
opportunity to rebut any hearsay statements This subsection shall not be
ynstrued to authorize the introduction of any evidence secured !n ¥ ation of
the Constitution of the United States ne state {f Alabama
e) At the sentence hearing the state sna have the burden of proving
bevond a reasonabie doubt the existence f any ggravating rcumstances
Provided. however. anv aggravating circuristance which the verdict convicting
the defendant establishes was pr en de nd a reasonable doubt at trial shall
be considered as proven bDevond 4 rea t jout r purposes of the sentence
fi Unless at least one aggravating : ® as defined in section
13A-5-49 exists. the sentence shal! be mene without gasels
g) The defendant shail be a sed sf Z e rcumstance
defined in sections 13A-5-51 and \ \ he ta ja! existence of an
flered mitigating circumstance its ina i he defendant shal! have the
burden of intenecting the issue. Dut or ed the state shall have
the burder ft disproving the | j ex / rcumstance DOV @
preponder ance of the evidence \ ™ N “ s | Z
en Ta
ih j } “
1 GENERAL CONSIDERATION
The sentencing process must comply . we , ,
‘ r - ‘ 7+™~
with the requirements of the due process : . maa : . :
clause of the fourteenth amendment bh . vr ‘ a om
aon A os ; 4 Ss . a
state m4 Ss Jd Alu tr Ar , - ‘
. The trial court is not obligated to do more
rev @ of how ground ys, 2d "
“ . than provide a fair opportunity for
rebuttal. \ he he recerd und ‘ hut the
But the tria! court need not be concerned jetend giver j ' m
with whether certain evidence would thx ‘ emer ide an
admissible under the exclesionary rules «| ente ‘ uo there no error dohr
evidence If the evider as probative At a . PRIA ‘ \pr 9
§ 13A-5-46 PUNISHMENTS AND SENTENCES § 13A-5.46
§ 13A-5-46. Same — Conducted before jury unless waived; trial jury to
sit unless impossible or impracticable; separation of jury;
instructions to jury; advisory verdicts; vote required;
mistrial; waiver of right to advisory verdict.
a! Unless both parties with the consent of the court waive the right to have
the sentence hearing conducted before a jury as provided in section
13A-5-44ic), it shall be conducted before a jury which shall return an advisory
verdict as provided by subsection ‘e of this section. If both partie; with the
consent of the court waive the right to have the hearing conducted before a
jury, the trial judge shall proceed to determine sentence without an advisory
verdict from a jury. Otherwise the hearing shall be conducted before a jury as
provided in the remaining subsections of this section
b) If the defendant was tried and convicted by a jury. the sentence hearing
shall be conducted before that same jury unless it is impossible or
impracticable to do so. If it is impossible or impracticable for the trial jury to
sit at the sentence hearing, or if the Case ON appeal is remanded for a new
sentence hearing before a jury. a new jurv shall be impaneliled to sit at the
sentence hearing. The selection of tha Jury shall be according to the laws and
rules governing the selection of a jury for the trial of a capital case
c) The separation of the jury during the pendency of the sentence hearing
and if the sentence hearing is before the same jury which convicted the defen
dant, the separation of the jury during the time between the guilty verd:ct and
the beginning of the sentence hearing, shall be governed by the law and court
rules applicable to the separation of the jury during the trial of a capital case
d) After hearing the evidence and the arguments of both parties at the
sentence hearing, the jury shal! be instructed on its function and on the
relevant law by the trial judge. The jury shall then retire to deliberate con
cerning the advisory verdict it is to return
e) After deliberation, the jury shall return an advisory verdict as follows
1) If the yurv determines that no aggravating circumstances as defined in
section 13A-5-49 exist, it shall return an advisory verdict recommend ng to
the trial court that the penalty be life imprisonment without parole
2) If the jurv determines that one or more aggravating circumstances as
defined in section 13A-5-49 exist but do not outweigh the mitigating circum
stances, it shall return an advisory verdict recommending to the trial court
that the penalty be life ‘mprisonment without parole
If the jury determines that one or more aggravating circumstances as
defined in section 13A-5-49 exist and that they outweigh the mitigating
circumstances, if any, it shall return an advisory verdict recommending to
the trial court that the penalty be death
f The decision of the jury to return an advisory verdict recommending a
sentence of life imprisonment without parole must be based on a vote of a
majority of the jurors. The decision of the jury to recommend a sentence of
death must be based on a vote of at feast ten jurors. The verdict of the jury must
be in writing and must specify the vote
129
§ 13A-5-47
CRIMINAL CODE
U
§ 13A-5-47
(g) If the jury is unable to reach an advisory verdict recommending a sen-
tence, or for other manifest necessity, the trial court may declare a mistrial of
the sentence hearing. Such a mistrial shall not affect the conviction. After such
a mistrial or mistrials another sentence hearing shal! be conducted before
another jury, selected according to the laws and rules governing the selection
of a jury for the trial of a capital case. Provided, however, that, subject to the
provisions of section 13A-5-44:c\. after one or more mistrials both parties with
the consent of the court may waive the right to have an advisory verdict from
a jury, in which event the issue of sentence shal! be submitted to the trial court
without a recommendation from a jury. (Acts 1981, No. 81-178, p. 203. § 8.)
Editor's note. — In light of the sumilarity of
the provisions. decisions under former
» 13A-5-33 are included in the annotations for
this section
Sentencing hearing should not serve
function of hearing on petition for writ of
error coram nobis. Once having litigated this
issue before the same judge who conducted the
sentencing hearing. and a determination
having been made that the allegations wer:
without merit. the defendant had no right to
relitigate the same issue and argue contentions
which had already been determined to be
without factual support Hubbard v State. 3&2
Se 24577:Ala Crim App 1979). aff'd. 382 So
2d 597 Ala 1980). rev don remand. 405 So 2d
695 Ala 1981
Jury not required to make specific
findings of aggravating circumstances. —
There is no requirement under Alabama s new
capital felony statute that the jury make
specific findings as to the existence of
aggravating circumstances during the
sentencing phase of the proceedings Bush +
State. 431 So 24555 :Ala Crim App 1982
It 1s sufficrent that the trial court. which 1s in
no way bound by the jury s recommendation
concerning sentence is required to enter
specific written findings concerning the exis
tence or nonexistence of each aggraveting cir
cumstance Bush v State. 43! So 24555: Ala
Crim App 1962
dury verdict not binding on trial court. —
The jury s verdict whether to sentence a defen
dant to death or to life without parole is
advisory only Bush v State 431 Se 2d 555
Ala Crim App 1982
The requirement that the jury fix the pun
ishment at death if it finds the defendant guilty
of a capital offense is in no way binding on the
trial court as the final sentencing authority
Beck v State. 396 Se 2d 645 ‘Ala 1980
Act not mandatory where judge
empowered to alter jury verdict. — Before a
death penalty can be imposed in Alabama. the
trial yudge is compelled to hold a separate
hearing and make written findings of one or
more of the aggras ating circumstances set forth
in the act If the trial yudge fails to find one or
more aggravating circumstances. supported by
the evidence. he us empowered to alter the
verdict of the jury and sentence the defendant
to life imprisonment without parole Since the
verdict of the jury is not binding on the tria!
court the act cannot under any construction be
classed as mandatory Williamson v State. 370
Su éd 1054 Ala Crom App 1978), aff'd. 370
So 2d 1066 Ala 1979). rev d on remand. 405
Seo 24 69= ‘Ala Crim App i9sl)
But crime charged in indictment cannot
be used as both criminal charge and cir.
cumstance aggravating that charge Keiler +
State. ISU Se 2d 926 ‘Ala Crim App 1979
cert. denied. 360 So 2d 938 +Ala 198u
Appellate court does not have statutory
authority to reduce penalty and resentence
the appellant itself That duty is vested in the
trial court Lewis s State 380 So 24d 970: Ala
Crim App 1979
Collateral references. — 2403S Crim
nal Law. 22 15735-1576
21 Am Jur 2d Criminal Law 22 527. 586
§ 13A-5-47. Determination of sentence by court; pre-sentence investiga.
tion report; presentation of arguments on aggravating and
mitigating circumstances; court to enter written findings:
court not bound by sentence recommended by jury.
(a) After the sentence hearing has been conducted. and after the jurv has
returned an advisory verdict, or after such a verdict has been waived as pro-
130
§ 13A-5-47
vided in sect
to determine
(b) Before :
and receive a
tain the infor
and any add
report shall b
to it and to p:
the subject of
nection with
ic) Before
present argu
circumstance
the argumen
id) Based
during the se
evidence sub
written find
circumstance
enumerated
offered pursi
findings of fa
‘e) In dec:
the aggrava
cumstances
recommenda
verdict hast
the jury s re
it is not bin
Editor's not.
the provision
t 13A-5-435 are
this section
Legislative
intended tu per
aggre. ated cu
» State 199s
Statute dd
confer right t
deaih penaits
Stitution bs cx
right to comm
State 36) So
365 So ld i
grounds 447 |
2d 392. on ren
§ 13A-5-47 PUNISHMENTS AND SENTENCES > 13A-5-47
vided in section 13A-5-46/a) or section 13A-5-46(g), the trial court shal! proceed
to determine the sentence
b) Before making the sentence determination. the trial court shal! order
and receive a written pre-sentence investigation report The report shal! con
tain the information prescribed by law or court rule for felony cases generally
and any additional information specified by the trial court. No part of the
report shal! be kept confidential. and the parties shall have the right to respond
to it and to present evidence to the court about any part of the report which ts
the subject of factual dispute. The report and any evidence submitted in cor
nection with it shall be made part of the record in the case
c) Before imposing sentence the trial court shal! permit the parties to
present arguments concerning the existence of aggravating and mitigating
circumstances and the proper sentence to be imposed in the case The order of
the arguments shall be the same as at tie trial of a case
d) Based upon the evidence presented at trial, the evidence presented
during the sentence hearing, and the pre-sentence investigation report ara any
evidence submitted in connection with it, the trial court shall enter specific
written findings concerning the existence or nonexistence of each aggravating
circumstance enumerated in section 13A-5-49. each mitigating circumstance
enumerated in section 13A-5-51. and anv additionai mitigating circumstances
offered pursuant to section 13A-5-52. The trial court shall also enter writter
findings of facts summarizing the crime and the defendant s participation in it
e' In deciding upon the sentence. the trial court shal! determine whether
the aggravating circumstances it finds to exist outweigh the mitigating cir
cumstances it finds to exist, and in doing so the trial court shal! consider the
recommendation of the jury contained in its advisory verdict. unless such a
verdict has been waived pursuant to section 13A-5-46/a) or 13.4-5-40:g') While
the jury's recommendation concerning sentence shall be given consideration
t 1s not binding upon the court. ‘Acts 1981. No. 81-178. p. 203.8 9
Editor's note In light of the semilarity of The trial court judge and not the jury ts
the pr fr decision under former the sentencing authority. Beck ~ ”
4.5 sre included in the annotations tor So ld 64 Alu 14s
ih ” f The ur\ = erd w he
defendant death of ‘
Legislative intent The legislature .
, 4 ob ad ors f Bu-t _ ‘
ntended perrr Ne ria udge t “ew t
. . Ala Crom Ape ~
iggTu ated ary ynces enumeruted Ky zer
lt ss sufl b he tr
State 399 So 2d 430: Ala 198
r “a t r Ne r)
Statute does not unconstitutionally neering -eNntene
confer right to commute upon judge The specific written findings « e “
death penalty statute does not violate the Con tence of Nonexistence of each ag
t nferring upon the trial judge the umstance Bu-t Mate 4315 4 ‘
right t mmute a sentence of death Beck + Crm App 1982
State. 365 So 2d 985 ‘Ala Crom App ail d Jury not required to make specific
165 Se Jd 106 ‘Ala 1978) revd on other findings of aggravating circumstances
grounds 447 US 625. 1008S Ct 2382 65L Ed There no requirement under Alabir ew
2d 392. on remand. J96 So Jd 64 Ala ign aptial felony «tatute that th it ke
131
§ 13A-5-48
specific findings 5 to the eximence of
aggravating § circumstances during the
sentencing phase of the proceedings Bush v
State, 431 Sc 24 555 (Al Crim App 1982)
The sole purpose of requiring that the
trial judge, as the sentencing suthority,
make # written finding of the aggravating
circumstance is to provide for appellate review
of the sentence of death Kyzerv State 399 So
2d 330 ‘Ala 1981)
The whole purpose of this section and
$$ 13A-5-34 through 13A-5-36 (now repealed)
is to allow for judicial review of « sentence of
death fixed by the yury Kyzer v State. 399 Se
2d 330 ‘Ala 1981)
If no mitigating circumstances exist. the
order should so state. Hubbard v S:ate 38?
So 24577 ‘Ala Crim App 1979). aff'd. 382 So
2d 597 ‘Ala 1980), rev don remand. 405 Se 2a
695 ‘Ala 198)
And cause must be remanded for court's
order to be extended. — Where court s order
CRIMINAL CODE
§ 13A-5-49
is insufficient because it did not specify
mitigating circumsiances enumerated in the
statute which it found insufficient to outweigh
aggravating circumstances. cause must be
remanded with instructions that courts order
be extended to include findings of fact from tria!
and mitigating circumstances. if any. con
sidered as required by statute Hubbard
State. 382 So 24 577 Ala Crim App 1979
aff'd. 382 So 2d 597 ‘Ala 1980). revd on
remand. 405 So 24 695 ‘Ala 1981)
For circumstances. where sentence of life
punishment.
McGinnis v State. 362 So 24 605 ‘Ala Crim
App 1979). cert dened. 382 So 2d 609 ‘Ale
1989)
Collateral references. — 24 CIS. Crim
inal Law. 88 1573-1576
21 Am Jur 2d. Cruminal Lew. 94 527, 586
§ 13A-5-48. Procese of weighing aggravating and mitigating circum-
stances defined.
The process described in sections 13A-5-461e" 2), 13A-5-46'e"3) and section
13A-5-47\e) of weighing the aggravating and mitigating circumstances to
determine the sentence shall not be defined to mean a mere tallving of
aggravating and mitigating circumstances for the purpose of numerical com-
parison. Instead, it shal! be defined to mean a process by which circumstances
relevant to sentence are marshalled and considered in an organized fashion for
the purpose of determining whether the proper sentence in view of all the
relevant circumstances in ar individual case 1s life imprisonment without
parole or death. (Acts 1981. No 81-178. p. 203, 8 10)
Collateral references 2CJS. Crm
yal Law, ¢ 1573
21 Am Jur 24 Crominal Lew ¢9 527. Sea
§ 13A-5-49. Aggravating circumstances.
Aggravating circumstances shall be the following
(1) The capita! offense was commutted by a pers. 0 under sentence of
imprisonment.
2) The defendant was previously convicted of another capital offense or a
felony involving the use or threat of violence to the person.
3) The defendant knowingly created a great risk of death to many
persons.
(4) The capital offense was committed while the defendan: was engaged or
was an accomplice in the commission of. or an attempt to commit. or flight
after committing. or attempting to commit, rape robbery. burglary or
k:dnapping.
132
§ 13A-5-49
(5) The cap
preventing a |
(6) The cap
7) The car
exercise of an
(8) The cap
to other capit
82-567. p. 94
1 General Cons
fl Decrsson- L xd
1. GENERAI
Section must b:
imperative that
aggravating circur
possitie the strict
inchmation to gra
aggravating rey
wording of Une «tat
unconstituliona:
felony statute Ke
Ala Crom App
938 Ala 1980
Crming! stutut
mn favor of these 5
to their operat
death penalts ca
no further in mea
v State 402 ™
Crime charg
used as both «:
stance aggrese
State jn Se Ce
cert denied jm
A finding of
cumsetance is 6
penalty Keller
Crom App 19
Ala ive)
Cited in Bust
(rom Apt w=
Collateral re
mal Law +>
21 Ar
Vala
parole pret
i. DEC Ist
Editor's not
The whole +
13A-5-34. thee
dure tor ~nte
now repre wd
Pt
The capita!
preventing a lawful arrest or effectir
NISHMENTS AND
SENTENCES ’ 1JA
fifense was comruitted for the purpose of avoiding or
g an escape trom custody
6) The capita! offense was commitied for pecuniary gain
The capita! offense was committed to disrupt or hinder the lawfu
exercise of any governmental function or the enforcement of iaws. or
The capita
to other capita! offenses
82-567, p. 945, 8 1
Acts 1981
onsideration
Decirssons Under ?nor Law
Genera
1. GENERAL CONSIDERATION
Section must be strictly followed
mpera . nat tria art r setiing u
aggravating circumstances { » os ~~ as
possible ihe wording his se A
r 4 gracua t ade he Ope
gar . ® r rr 2 . > nd Ne
wording e sta e“ e es ar
r : ITD Ls ‘pila
s La > . " ‘ <a =f
Ala m App 1979" cert demed. JAD Se 2
208 Ala +~
stute ’ mh ed
2. or hose pers wugt we ~ubjected
herr onera r Tt especia rue of
death pena ases Pena Jtes are reach
- urther in mear g tha heir words Berard
Mate 40s 50 26 44, A (rom Ape a
Crome charged im indictment cannot be
used as both criminal charge end circum
stance aggravating ‘he harge Keller
“tate Lad _ 2a 92t A ‘rT Ant 9
ert demed So ld Ye Ala 19%
A finding of only one aggravating cir
cumstance is sufficient sin the death
pena Keller State “~ So 2d 926 Aw
rr Apr 9 . te = ~ ‘oh
Ale 19°
Cited in Bust State 4 Se id Als
m Ape ”
Collateral references 46 5 7
; ~ om
- é ‘rT ae m4
4 t a re~ a
re © proba = agen
ses e ‘ ALR3d 4
Il. DECISIONS UNDER PRIOR LAW
Editor's note n light of the similar
ne pr s1ons decision sander rmer
+ are ir sded Ne ann ‘
hes section
The whole purpose of former ¢* 1345-33
13A-5-34. this section and ? 13A-5-36 proce
Sure r senter g nme a te . e ive
* repesied' « 4 * tor sd . ~
ffense was especial!v heinous
atrocious or crue! compared
fo. 81-178. p. 203, 8 11; Acts 1982. N
sentence of death fixed by the jurv Avzer
ate 399 50 2d Ale 198
The language of subdivision (5) cannot
have been intended \ (he legi-iature (o have
expansir.e apr 4 na apo ied
4 © ’ am nw Ls Gea? nha . jor
~ sarc (fa ne . pose
e Ie * co ti oer
ne m Ea parte Johnsen JI9Y
~ “ Als 379
The aggravating circumstance listed in
subsection (*) was intended to apply to only
those conscienceless or pitiless hom’. ides
wich are unnecessarily torturous to the
victim. * . Mate mS oo -d Ala
4™
Finding “aggrevaetion™ not listed in sex
von The : a! yudge at the
werner ng hes a ™a ¢ ae
s\erre he dictment wasn h
4 4 aggravating T Ne
s Je 4> 4pp .*« « r
ere ete :
ee s gai.ne :
determining wheth mo
death Kveze “Ma s > 4
+™
The “capital felony” referred to im this
section refer. to an inte
& Gnuppi ne hther rap . bh
State 99 S50 ld Ala iv
Heinows means extremely wicked or
shocking!s evi
outrageously wicked end vile and cruci
etroc hous means
means de-igne er
ait? 4: flerence t evene
J . her Joninser = -
2d * A rim App i979 dons
- i on par oo Za # A 4
4 Ging (tf © hor Ie
" niorr . ~~ nw?
finding that the crime was expe
at rox at
" e stute re e
. 4 ~ 4 Ala -
® 13A-5-50. Consideration of aggravating ~ircumstances
determination
The ; Na Da 1 ar } tle ~~ a >| ~t
‘ 4 49 «b ‘ ; he
Na : ’ de
B “a i, Z
- “e \ 4 le
~~ 7 : ae a ’ : : : e r
e ; g 4 ‘ ¢
4 A im N\ - at y 41 ~ \ a ‘
ted . ~
atera! referen .
* 13A-5-51. Mitigating circumstances Cenerally
a . star : : ; we r -
T he de : « 4
T he : . — « e “ e dete
. : me yer . _ :
The was @ Da { he de j
4 he de 4 A ’ ’ 4
” r f nwa ‘
_ 46 ™ le
: De
4 | : 4 "ve Me
r + . —
ENP RAI SSIDERATI etere elerenc es
Analve:ns of muitig sting rcumstances
Lie I he besed o7 (his se r
= ll. DECISIONS LANDER
a te “ ~
ga a Editor « note
ted ‘ . ‘ The whole purpose of f
+ through
iA >» -
iA 5
m senten<
PRIOR LAW
§ 13A-5-52
for pudicial review of a sentence of death fixed
by the jury Kyzerv State 399 So 2¢ 330 Ala
198)
Subdivisions (2) and (6) of this section
were concerned with the degree of the
accused's mental disability Berard + State
402 Se 2d 1e4 Ale Crom App 1981
Scheme allows eccused to present
mitigrung evidence Alabama + sentencing
scherne om death .ases broadly aliows the
accused to present evidence of mitigating cir
cumstances Jacc*s v State. 361 Se 2d 640
Ala 197@ cert demed 499 LS 1iz2 95
Ci 1034. 59 L Ed 24 821979
As constituvionally indispensable pert of
death penalty process Alabama +
sentencing process in death cases permits con
sederation of the character and record of the
undi\edual offender and the circumstances of
the particular offense as 3a constitutional!
indi<pensable part of the proces» of inflicting
the penalty of death Jacobs + State 1 So Jd
640 Alea 1978 cert demeed 4990 5 lilz
S Ci 10% SOL Ed 24 82 (1979
Defendant permitted to mtroduce any
maetter relating t© Mitigeting circum
stances At the sentencing hearing before
the urs the court must permit the defendant |
niraduce any matter reiaiina to ans
mitigating crreumstences including those enu
merated mm thee section Beck » State 396 &
Jd 04 Ala i9"0
But existence of mitigating circum
stances does not necessarily require reduc
tien of punishment from death to iit
Mprisonment without parole They must be
nsidered eith and weighed again
ageras ating corcumstances and the extent of
aggravation of suct roumsatance Lewis
State 380 Se 24 979 Ale Crom App 19°9
A pending charge cennot be considered
es criminal history. ook » State 169 Se Jd
28 Ala 19°?
The legislature has indicated that leck of «
sgnificant criminal history should operate in a
CRIMINAL CODE
$ 13A-5-52
con\icted individual s favor and e court cannot
qualif. this provision by relying on prior crim
mal actrovety whech doee not ree to the level
established by the legislature Cook + State
369 So Je ‘251 ‘Ale 1978
Where ». normality of defencant’s
mind ie great. he fixation of his punishment
at death shou'd not be allowed to stand Lewis
v State 380 So 24970 Ala Crom App 1979
Appellate court must independent,
weigh eggrevetng end mitugeting circum
stances in « capital case Lewes » State. 380
Se 24 970 ‘Ala Crom App 1979
If no mitagating circumstances exist the
order should eo state Huboard » State 3*.
Se 24577 Ala Crem App 1979) affd. 382 So
2d 997 Ala 1980) rev don remand. 405 So 2d
695 ‘Ale 198!
. And cause must be remanded to extend
court's order. -~ Where court s order is insuff)
crent because it did not specify mitigating cir
cumstances enumerated in this section which it
found insufficient to outweigh aggres ating cir
umstances cause must be remanded eith
instructions (hat courts order be extended to
nclude findings of fect from tral and
mitigating circumstances if any considered as
requ.red by statute Hubbard » State 5142 So
2d 577 Ala Crom App 1979 affd 382 So 2d
97 Ala 1980) rev don remand 405 Se 24695
Ava 191
Trial court 6 finding that defendan( s age
of @ was insufficient t outweigh
egegreveting circumsetences fet error
Bufford » State 382 Se 2d 1162 ‘Ala Crom
App | cert demed 382% 241175 Ale 1980
For case where the sentencing court
made an independent assessment of the
evidence presenied and determined indepen
dentis of the pury + verdict that the statutory
mitigating circumstances were inapp!.cable to
the appellant see Kyzers State 39950 2d 3)
Ala Crom App 19/9). rev d on other grounds
199 Se 2d 190 Ale 1981
§ 13A-5-52. Same — Inclusion of defendant's character, record, etc.
In addition to the mitigating circumstances specified in section 1J5A-5-51
mitigating circumstances shal! include any aspect of a defendant s character or
record and any of the circumstances of the offense that the defendant offers as
a bas)< for a sentence of life imprisonment without parole instead of death. and
an) other relevant mitigating circumstance which the defendant offers as a
basis for a sentence of life imprisonment without parole instead of death (Acts
1981. No 81-178. 8 14
~~
§ 13A-5-5.
Cited = B
Crom App 1
Cotlateral
mal Law ¢
21 Am Jw
§ 13A-5-5.
ia) Ina
reviewing
of crimina
review the
mination
was made
cerning th
evidence «
determine
made in t
find: ngs ec
ported by
extent nec
no error a
tence proc
and mitig.
te review
ib Ind
Alabama «
court, sha
aw
Passion
2w
circums
ser ne
ci
penalty
dant
tc’ The
questions
which a &
id) Afte
of crimine
authorize:
1 A
(2) &
tion of :
§ 13A-5-53 PUNISHMENTS AND SENTENCES § 13A-5-53
Cited in Bush » State 431 Se 2¢ 555 Ale
m App oR.
( ollatera: references 2BCIS Crm
nai Law. & 198i
21 Am Jur 24. Cremona! Lew. ¢ 564
§ 13A-5-53. Appellate review of death sentence; scope; remand, specific
determinations to be made by court; authority of court
following review
a! In any case in which the death penalty is imposed, in addition to
reviewing the case for any error involving the conviction, the Alabama court
of criminal! appeals. subject to review by the Alabama supreme court, shall also
review the propriety of the death sentence This review shal! include the deter
mination of whether any error adversely affecting the nghts of the defendant
was made in the sentence proceedings. “ hether the trial court's findings con
cerning the aggravating and mitigating circumstances were supported by the
evidence, and whether deeth was the proper sentence in the case If the court
determines that an err’. adversely affecting the mnghts of the defendant was
made in the sentence proceedings or that one or more of the trial court's
findings concerning aggravating and mitigating circumstances were not sup
ported by the evidence, it shal! remand the case for new proceedings to the
xtent necessary t rrect the error or errors If the appellate court finds that
error adversely aflecting the night { the defendant was made in the sen
tence proceedings and that the tria urt s findings correrning aggravating
and mitigating circumstances were supported by the evidence, it shal! proceed
to review the propriety of the decision that death was the proper sentence
b: In determining whether death was the proper sentence in the case the
Alabama court of crimina! appeals. subject to review by the Alabama supreme
irt. shall determine
Whether the sentence of death was imposed under the influence of
pass prejudice. or any other arbitrary factor
2: Whether an independent weighing of the aggravating and mitigating
rcumstances at the appellate level indicates that death was the proper
sentence. and
3, Whether the sentence of death is excessive or disproportionate to the
penalty imposed in similar cases. considering both the crime and the defen
jant
The court of crimina! appeals shal! explicitly address each of the three
questions spec fied in subsection ‘b! of this section mn every case it reviews in
which a sentence of death has been imposed
d After performing the review specified in this section, the Alabama court
of criminal! appeais, subject to review by the Alabama supreme court, shal! be
authorized to
1) Affirm the sentence of death
2) Set the sentence of death aside and remand to the trial court for correc
tion of any errors occurring during the sentence proceedings and for impos:
13
§ 13A-5-54
CRIMINAL CODE
§ 13A-5-55
tion of the appropriate penalty after any new sentence proceedings that are
necessary, provided that such errors shal! not affect the determination of
guilt and shal! not preciude the imposition of a sentence of death where it is
determined to be proper after any new sentence proceedings that are deemed
necessary. or
3) In cases in which the death penalty is deemed inappropriate under
subdivision (b" 2) or (b" 3) of this section, set the sentence of death aside and
remand to the trial court with directioss that the defendant be sentenced to
life imprisonment without parole
Cited in Bush » State 43! Se 2d 555 Al
Crm App 192: Bush» State 431 Se 24 569
Ala \9nJ
Acts 1981, No. 861-178, & 15
( offateral references “CIS. Crm
mal Law &: 1645-1647. 1891.1840
5 Am Jur 2d. Appeal end Error * 725
§ 13A-5-54. Appointment of experienced counsel for indigent defen.
dants.
Each person indicted for an offense punishable under the provisions of this
article who is not able to afford lega! counse! must be provided with court
appointed counsel! having no less than five years prior experience in the active
practice of criminal law ‘Acts 198)
Editor s note In light of the semilarits of
the provisions dec sions under former
13A.5 1 ere onchuded in the ennotations for
this section
This section applies only to persons
indicted for capital offenses Thatch. Sta
4'2. Se 228 Ala Crm App 19m)
This section does not require the record
to show that appointed counsel has at least
five veers prior experience in the active
practice of crominal law it semply requires that
the indigent accused be provided such counsel
Absent some tangible indication that the
rewuirements were fot met @€ court cannot
summMuor rule «a @ matter of law that the
ule “as fot mphed with Johnaen +
Stute We Se Jd 899 Ale Crom App 1979
aff'd om part and rev dm part 399 Se 2d 473
. +™
No 81-178. 8 16)
Apporntment in keeping sith section
Where an attorney has practiced crimina! lew
at the call of the criminal docket in the count)
for 10 years tue appormtment to « case
mvolving a capital felon. is on keeping with the
provisson of this section requiring .ot less than
five vears prior expenence in the active pre
tuce of cromenal jaw Jecots » State 371 Se 2d
429 ‘Ala Crm App 1977: vrewd on other
grounds 371 Se 24 448 Ale 1979
Cited wn Curts » State 424 Se 22 67° Ale
mal Lew 8 OH)
21 Am dur 26 Cromnal Lew 8 8-1
Accused « right to represen: himeel!l on state
criminal proceeding madern state cases OF
ALRid 13
§ 13A-5-55. Conviction and sentence of death subject to automatic
review
In al! cases in which a defendant is sentenced to death, the judgment of
conviction shall be subject to automatic review The sentence of death shal! be
subject to review as provided in section 13A-5-53 (‘Acts 1981, No 81-178.% 17
Editors note In togttt of the semilarits of
the Pros isOMs Gecimrons = = under former
* 134 5-34 ere included in the annotations for
thes section
138
§ 13A-5.56
The whol
through 13A-!
for pudicial res
by the jury Ky
198)
Seope of re
should be rev,
creme was in ft
Geath whether
state are being
& 13A-5-56.
The Alab.
use Im case
13A-5-40: a)
promulgate
and sentenc
such verdict
this article
Collateral r
ment~ and Intea
we TN =
& 13A-5-57.
a’ Thisa
1981 Conds
by pre-exist
b) Sectio
or parts of |
shal! not afl
1201 AM.
Cede comm
& 13A-5-58
This arti
constitution
Collateral +
ma’ Lae '
21 Am Jur
\ Ȣ NISHME* AN SENTENCE
The a hole purpose of *e I3A-5-3) he senie : te apt ‘ . .
through 131A 5% waled wa . he oe ar detendta making t?
. - ‘ deat? a! dete "
. ¢ ~~ Se ] 4 he pena Np peor Sete
+ ela Nea owed eo :
Scope of reviee bs death « P Mev & . ” ' +*
« . ( olletera’ references ;
a aed - - Lame | — a :
a . ’ a’ ,oure
- apila ‘ “
§ 13A-5-56. Supreme court to promulgate indictment forms. verdict
forms and jury instructions
:
he Aiaba prerve r Na pr gate patte nd ‘ rr ’
‘ ane wl ; ‘ hare Z flense te ‘ er
." : : ire hereal re ‘ The Alabama supreme Na Ais
gate patter era ; patte iv ru ne (ria
4 sé ‘ g asp ase ‘ hereafter jer th ar ‘ solar a
’ ’ : 1 : ne Da ar . ' ase nde
" ‘ \ ™ N - ~ -
lateral references ; ;
= : : :
+ 13A-5-57. Application of article to conduct after effective date
: | art € appr “ ne a . Vi
™ ; - g before 1M +~ ha g err
e-er g law
~ \ tne ga? . ‘s are heret epe aied ." Ne a“
1. nf) ” ’ r : sre heret epeaied wale
: af! r apt : pre-ex re “ nd ’ oh
.M on m1 A m1. No & ap 2
( ote OmMMissironmers Note - -
a 7 ‘ (ved
liatere! references
§ 13A-5-54. Interpretation of article
T} : ’ ‘ ; : :
‘ i» . ~ 2
( ollateral references
§ 13A-5-59. Application of article upon finding of
s the inter f the legislature ha f the death per
, © are declared uncens . and uf the offer
. anr be reinterpreted 80 a pr 7 3 ns
he death penalty is ever Geciared oe ul
4 lants wt have been sente ec t feath under
o.as enced fe imprisonrme wit? parorw | s
eg 3 re ha he eve ae Ne te r De : pr
are Oe are if nst 4 nai @ re 4 = Te
na jeath pena he Geath pena
. nal per se , dete : . her
a pe ec In sect r ' : sr he sente an
_— parole (Acts 1981. No 81-978. & 3
( ofletere! references
unconstitutional’,
. provis r this
ot : r or
na jea'h pena
na per Na Ne
his erticle shal! be
ais Pe nter : re
: f +b ar ,
erpreted pr d+
s eve te arecd .
eafts n g
4 fe morisonmer
a
ana
iA
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.