Amicus Curiae Brief — International Union, United Automobile, Aerospace & Agricultural Implement v. Johnson Controls, Inc.
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Oo (ieee
No. 89-1215 [fg apteme Court, US.
IN THE Bah JUN T aad
Supreme Court of the United —_
OCTOBER TERM, 1989
—-
INTERNATIONAL UNION, UNITED AUTOMOBILE, AEROSPACE AND
AGRICULTURAL IMPLEMENT WORKERS OF AMERICA, ef ai.,
Petitioners,
= _—
JOHNSON CONTROLS, INC. , Respondent.
PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SEVENTH CIRCUIT
BRIEF AMICI CURIAE IN SUPPORT OF PETITIONERS BY AMERICAN
PUBLIC HEALTH ASSOCIATION; AMERICAN NURSES ASSOCIATION;
AMERICAN SOCIETY OF LAW AND MEDICINE; ASSOCIATION FOR
WOMEN IN SCIENCE; DEPARTMENT OF PUBLIC HEALTH, COMMON-
WEALTH OF MASSACHUSETTS; ENVIRONMENTAL DEFENSE FUND;
EXECUTIVE OFFICE OF LABOR, COMMONWEALTH OF MASSACHU-
SETTS; OCCUPATIONAL AND ENVIRONMENTAL REPRODUCTIVE HAZ-
ARDS CLINIC AND EDUCATION CENTER; SOCIETY OF AMERICAN LAW
TEACHERS; TOXICS USE REDUCTION INSTITUTE; NICHOLAS A.
ASHFORD, J.D., PH.D.; DAVID BELLINGER, PH.D.; EULA BINGHAM,
M.D.; VILMA R. HUNT, B.D.S.; SUSAN KLITZMAN, DR. P.H.; PHILIP J.
LANDRIGAN, M.D.; MARC ALAN LAPPE, PH.D.; MARVIN S. LEGATCR,
M.D.; DONALD R. MATTISON, M.D.; DAVID MICHAELS, PH.)., M.P.H.;
HERBERT L. NEEDLEMAN, M.D.; ANTHONY ROBBINS, M.D.; JOHN F.
ROSEN, M.D.; JEANNE STELLMAN, PH.D.; and DIRECTORS OF OCCUPA-
TIONAL MEDICINE PROGRAMS (EDDY BRESNITZ, M.D.; MARK R. CUL-
LEN, M.D.; STEVE HESSL, M.D.; PHILIP J. LANDRIGAN, M.D.; LINDA
ROSENSTOCK, M.D.; LAURA WELSH, M.D.)
SUZANNE L. MAGER NADINE TAUB
Massachusetts Special Attorney General for (Counsel of Record)
the Massachusetts Department of Public Rutgers University
Health and the Executive Office of Labor School of Law
-_-1§ Tremont Street 15 Washington Street
Boston, Massachusetts 02111 Newark, New Jersey 07102
Of Counsel (201) 648-5637
Attorney for Amici Curiae
“BEST AVAILABLE COPY iam
~~
TABLE OF AUTHORITIES ..
INTEREST OF AMICI CURIAE .
SUMMARY OF ARGUMENT .. .
ARGUMENT
Re
Title VII Litigation Is Not The
Appropriate Forum For Addressing
Workplace Safety And Health Concerns
Which Are Addressed Under Other
Federal Laws. ....+.+.-s.
The Lower Court's Failure To
Enforce Title VII As Written
Th:-eatens Serious Injury To The
8 Ge ee
A. The Court Of Appeals' Ruling
Provides Less Protection To
Workers Than Federal
Regulators Conclude Is
Necessary .. + «e+e «
1. The Findings of OSHA
emG BPA « © © © ow eo
Evidence On Which The
Lower Court Relied Is
Inconsistent With The
Findings Of Federal
Health Authorities.
CONCLUSION .
The Court Below Ignored
Necessary Elements Of Risk
Assessment And Risk Manage-
ment That Are Critical To
Protecting All Workers .
Re The Relevance of
Experimental Data In
Risk Assessment .
2. The Significance Of
Evidence Of Male
Reproductive
Dysfunction .
3. Risk Management Is
Essential To Rational
Occupational Health
Policy
-ii-
40
44
49
55
65
Cases
-, 746 F.2d 483
(9th Cir. 1984) .. + «+2 «© « «© « »
Civ. Action No. 80-0024 (P)
(N.D.W.Va.) ° > . . 7 . 7 . 7 . 7 .
Diamond v. Chakrabarty
447 U.S. 303 (1980) ..
Dothard v. Rawlinson
TOME « « © 6 « 0 © «
DET"? ss 6 6 © © © ¢ « «
Johnson Controls v. California Fair
Employment & Housing Commission,
218 Cal.App. 3d 517 (1990) .
’
Lochner v. New York
4 = er og) |
Los Angeles Dept. of Water & Power
v. Manhart, 435 U.S. 702 (1978) » «
Muller v. Oregon, 208 U.S.
412 (1908) .... aa: «
w ui j & Dock
Co. v. EEOC, 462 U.S. 669 (1983)
-iii-
59
36
63
13
40
39
13
hillips v. Marti arietta Corp.,
400 U.S. 542 ‘1971) ‘na & © &@ 6 4 & & & Be
Price Waterhouse v. Hopkins,
U.S. , 109 S.Ct. 1775 (1989) - « 13
United Steelworkers of America v.
Marshall, 647 F.2d 1189 (o.¢.Cir.
1980), cert enied,
453 U.S. 913 (1981) ...... .. . passim
Western Air Lines v. Criswell,
i Te a ae oe ee
Statutes and Regulations
29 C.7.R.. $5980.46 (1008) sk st ew eS
Dep't of Labor, Occupational Safety
and Health Admin., Occupational Exposure
to 1,2-Dibromo-3-Chloropropane (DBCP),
43 Fed.Reg.11514 (1978) a eae eo ok ee ee Ck
Environmental Protection Agency, Intent to
Cancel Pesticide Products Containing
Dibromochloropropane (DBCP), 50 Fed.
Reg.1122 (1985) a a ee ik SS Me ee oe ae eC
Environmental Protection Agency, Proposed
Amendments to the Guidelines for the Health
Assessment of Suspect Development
Toxicants, 54 Fed. Reg. 9386 (1989) .. 45
Environmental Protection Agency,
Guidelines for Carcinogenic Risk
Assessment, 51 Fed. Reg. 33992
[seen «& « 6 ee ee se es eS Se eS ee 42, 44
aigea
Environmental Protection Agency,
Guidelines for Mutagenicity Risk
Assessment, 51 Fed.Reg. 34006
(1966) ~. «© see eeee eee eo ce « 46, $2
Environmental Protection Agency,
Guidelines for the Health Assessment
of Suspect Developmental Toxicants;
51 Fed. Reg. 34028 (1986) .. 42, 45, 47,
52, 55
Environmental Protection Agency,
Proposed Amendments to the Guidlines
In the Health Assessment of Suspect
Developmental Toxicants, 54 Fed. Reg.
9386 (1989) os ¢ «ses 6 «© « 0 «6 4B, S75 Ba
Environmental Protection Agency,
Proposed Guidelines for Assessing
Male Reproductive Risk,
53 Fed. Reg. 24850 (1988) ....... 53
Environmental Protection Agency, -
Regulation of Fuel and Full Additives,
Supplemental Notice of Proposed
Rulemaking, 50 Fed. Reg. 9400
eae ae
Fair Labor Standards Act,
Se UcsOeCe Been cc eveweweeeeeees 5
Final Standard for Occupational Exposure
to Lead, 29 C.F.R. §1910.1025 (1989),
43 Fed. Reg. 52960 (1978) eo © © e «© 28-21
Occupational Safety and Health Act,
29 U.S.C. §651, et seg. o ce « Be 6, 19, SD
-VYV=
Pregnancy Discrimination Act,
Pub. L. 95-555, 42 U.S.C.
S20CGG(R) «© © = sc eevee e se co « POORis
Title VII of the Civil Rights
Act of 1964, 42 U.S.C. §2000e,
i ie ae ee ee ee ee el
Legi ive Materials
Automotive Lead Emissions, 1971:
Hearings Before the Panel on
Environmental Science & Technology of
the Subcommittee on Environmental
Pollution of the Committee on Public
Works, 93d Cong., 2d Sess. (1974) .
Committee on Labor and Human Resources,
U.S. Senate, 9th Cong., 2d Sess.,
Legislative History of the Pregnancy
Discrimination Act of 1978 (1979) . 10,
Discrimination on the Basis of
Pregnancy: Hearings on S. 995 Before
the Subcomm. on Labor of the Sen.
Comm. on Human Resources, 95th Cong.,
ame BOGG. Ca977) «© « © «6 © & © oe le le Ki,
Legislation to Prohibit Sex
Discrimination on the Basis of
Pregnancy: Hearing on H.R. 5055
and H.R. 6075 Before the Subcomn.
on Employment Opportunities of
the House Comm. on Education and
Labor, 95th Cong., lst Sess.
84 (1977) So a oe 2 ae oe ee oe ee
-vi-
36
12
11
Senate Comm. on Labor and Public
Welfare, Legislative History of the
Occupational Safety and Health Act
rn 2 6 ge egw a eo aes
e) ities
Ass'n of Schools of Public Health
and National Institute for
Occupational Safety and Health,
Proposed National Strategies for
the Prevention of Leading Work-Related
Diseases and Injuries, Part 2 (1988) .
Baer, J., Th i tectio
(1978) . . — . . . . 7 > . o . . . .
Bellinger, et al., Longitudinal Analyses
of Prenatal and Postnatal Lead Exposure
and Early Cognitive Development,
316 New Eng. J. Med. 1037 (1987) . .
Blakeslee, Scorned Thalidomide
Researched Anew, New York Times,
Apr. 10, 1990, C3 .« «© «© © © © «© © © « «
Bornschein, Hammond, Dietrich, et al.,
° Vv u OW
Level Lead Exposure and Its Effects on
i Vv : otocol and Status
Report, 38 Envtl. Res. 17 (1985) . .
Bullock, L.F., “Lead-Acid Battery
Manufacturing," in Industrial Hygiene
ant O tions 599-633
(Cralley and Cralley, eds.) (1985). .
-vii-
16
48
34
60
Burke, et al. "A Battery Data Base for
Electric Vehicle Applications" in
Proceedings
of the 5th Annual Battery Conference on
Applications and Advances (1990) ... . 62
Cassidy, et al., Occupational Hydrocarbon
Exposure Among Fathers of Prader Willi
Syndrome Patients With and Without
Deletions of 15q, 44 Am. J. Hum. Genetics
8 ere are ee ee ea a
Centers for Disease Control, Leading Work-
Related Diseases and Injuries -- United
States, 34 MMWR 537 (1985) ....... 50
Daniell & Vaughan, Pate Occupation and
Braj neer j spring: ortality-
Based
Case-Control Study, 14 Am.J. Ind. Med.
Sa cae. + = 2 2-4 6 eo % ee ee lt OR
Dietrich, et al., Low Level Fetal Lead
Exposure Effect on Neurobehavioral
Development in Earl ancy,
SO Pediatrics 722 (1967) . . «© «© « «© «© « 34
Dodge and Elder (Advance Battery
Business Unit, Johnson Controls Inc),
"Recent Advances in Zinc/Bromide
Technology at Johnson Controls Inc."
in Proceedings of the 5th Annual
Battery Conference on Applications
and Advances (1990) _. & os 8 © « « xa
EPA, Costs and Benefits of Reducing
Lead _in Gasoline: Final Regulatory
Impact Analysis (1985) ......... 25
“viii-
Gardner, et al., Results of
Case-Control Study of Leukaemia and
Lymphoma Among Young People Near
Selafield Nuclear Plant in West Cumbria,
300 Br. Med. J. 423 (1990) .......
Geiser, Toxics Use Reduction and
Pollution Prevention, 1 New Solutions 1
C. a 2" : <r
Hamilton, Lead As a Race Poison,
Industrial Poisons In The United
States (1925) .+«-+«-ee-rrxe2 © © « 38,
Hemminki, et al., Spontaneous Abortion
in_an Industrialized Community in
Finland, 73 Am.J.Pub.Health 32 (1983)
Huber, Safety and the Second Best:
The Hazards of Public Risk
Management in the Courts, 85 Col.
+ sw). | rrr : - = Oh
Kessler-Harris, A., Out to Work
(1982) . oa 7 . * . >. >. . >. i
Latin, Good Science, Bad Regulation and
Toxic Risk Asseszement, 5 Yale
J. on Reg. 89 (1988) ... . 16, 38, 41,
Marcus and Cothern, Cc acteristics
fe) dvers ect: ing t ample
of Developing a Standard for Lead,
16 Drug Metabolism Rev. 423 (1985-86)
Needleman and Bellinger, Commentary:
Recent Developments, 46 Envtl. Res.
1960 (3908) « «© e« es ee ee ee © © 2 OB,
-ix-
60
55
29
Note, .rcans-Science in Torts,
O6 bud. GO fied tw we tt te wt we et tl
Olshan, et ai., t ccupationa
su and the Ri wn Syndrome
44 Am.J.Hum. Genetics 646 (1989) ... . 54
Paul, “Reproductive Fitness and Risk,"
3 Occupational Medicine: State of the Art
Reviews 323 (1988) . .. +. ++ «© «© « « + Sl
Paul, et al., Corporate Response to
Reproductiv azards in the Workplace:
Results o i W nd Health
Survey, 16 Am.J.Indust.Med.
ge re ae ee ee ee ee
Perez, R.A. The Complete Battery
Book (1985) S68 6 @ « 6 «0 2 oe oes S&S
Pirkei, et al., The Relationship Between
Blood Lead Levels and Blood Pressure and
its Cardiovascular Risk Implications,
haa Geo Epid. 246 (1985) i= “6 = we « RS
Rosner & Markowitz, 'A Gift of God'?:
The blic Health Controversy Over
Leaded Gasoline In The 1920s,
75 Am.J.Pub.Health 344 (1985) > 6 & ce « 26
Savitz, Childhood Cancer, Occupational
Medicine State o h t views:
Reproductive oblems in the
Workplace (Z. Stein & M. Hatch, eds.)
436 €290G) « ec ee eoev sieeve ee eo os BS
Scialli, Sexism in Toxicology,
3 Repro. Tox. 219 (1989) .... +++ + 35
Strobino, Klein & Stein, Chemical and
j : ts
on Human Reproduction and offspring,
Early Human Development 371 (1978) . .
U.S. Congress, Office of Technology
Assessment, Reproductive Health Masarse
in the Workplace (1985) .. -
Uzych, Teratogenesis and Mutagenesis
Associated with Exposure of Human Males
to Lead: A Review, 58 Yale J. of Bio.,
and Med. 9 (1985) ...+-+«-«+« « « « »«
Whorton, Adverse Reproductive
Out es: The Occupational Health
Issue of the ate. 73 Am.J.Pub.Health
15 (1983) .. .- oe «© © 6 © 6s 8 @
Winder, C., Reproductive znd
Chromosomal Effects of Occupational
Exposure to Lead In the Male,
3 Repro. Tox. 221 (1989) .... .
awie
14
23
33
23
INTEREST OF AMICI CURIAE
This brief amici curiae is filed in
support of Petitioners pursuant to Rule
37.3 of the Rules of this Court.]/
Amici are individua!s and
organizations concerned primarily with the
medical and public health implications of
the policy adopted by Johnson Controls.
that excludes fertile women from employment
opportunities. Amici do not believe that
there is a sound scientific basis to focus
attention only on women workers, because
all workers face significant health risks
from occupational exposures such as those
at Johnson Controls. This kind of policy
disserves overall promotion of workplace
safety and health, as well as the health of
i/ The parties have consented to the filing
of this brief, and their letters of consent are
being filed with the Clerk of this Court pursuant
to Rule 37.3 of the Rules of this Court.
-l-
women and children, who lose income and
benefits that are essential to their health
and well-being.
Some amici have published or
participated in scientific research cited
by Johnson Controls in support of its
policy. They seek to appear as amici to
Clarify the nature of their research or
other activities and to comment on its use
by Johnson Controls and its witnesses.
Amici believe that their participation in
this appeal will aid the Court in
evaluating the scientific legitimacy of
Johnson Controls' policy and in
appreciating its larger implications for
nationwide public health policy.
Individual Statements of Interest for
Amici Curiae are set out in an Appendix to
this brief.
SUMMARY OF ARGUMENT
Introduction
This case revisits familiar terrain.
Once again, women's biological role as
childbearer is advanced as a rationale for
discrimination that would deny women
lucrative employment or, in a modern twist,
require them to be sterilized to qualify
for full employment rights. Johnson
Controls' policy, Sweeping in scope and
virtually unlimited in its implications, 2/
a job. Vv
Controls, Appenc'’x to the Petition for Certiorari
(hereinafter "Pet. App.") at 5a-6a and 97a
(Easterbrook, dissenting). Fertile women
applicants are also excluded from all jobs as a
result of the policy. Johnson Controls v.
Cali i i & i ission,
218 Cal.App. 3d 517 (1990).
(Blood lead levels are expressed herein as
(continued... )
-3-
treats all women as "childbearing vessels,"
and assumes that children will be better
off if women do not work -- at least not in
their battery plants. Women workers,
however, are not always pregnant, the risks
of employment are not confined to them, and
employment brings them and their families
concrete benefits. This case thus raises
critical and timeless questions about who
should assess, manage and balance the risks
of everyday life, and whether that process
should be different for women and men.
In the past, exclusion of women from
hazardous employment was justified to
protect the "future well-being of the
race," Muller v. Oregon, 208 U.S. 412, 422
2/ (...continued)
micrograms (of lead) per deciliter (Of blood)
(ug/al) which corresponds closely to micrograms per
100 grams (ug/100g) and micrograms per 100
mil!iliters (ug/100ml); air lead levels are
expressed as micrograms per cubic meter (ug/m?).
-4-
(1908). In an era in which workplace
protection for both sexes was foreclosed, 3/
the attainment of "nalf a loaf" of
workplace protection may have seemed
appropriate. This "protection" was to
prove doubly inadequate, however, as women
lost economically and men remained
subjected to harsh working conditions. 4/
The Fair Labor Standards Act, 29
U.S.C. §201, et seg., reflected legislative
recognition that all workers required
protection from onerous workir 3 conditions.
Similarly, the Occupational Safety and
Health Act ("OSH Act"), 29 U.S.C. §651, et
3/ In Lochner v. New York, 198 U.S. 45
(1905), the Supreme Court refused to permit such
limits on the "right of contract." Muller,
however, permitted state-imposed limits on the
employer-employee relationship, based on the
special biological vulnerability of women and the
need to safeguard the "future well-being of the race."
4/ See generally, A. Kessler-Harris, Out to
Work, (1982); J. Baer, The Chains of Protection
(1978).
seq., recognized the vulnerability of both
sexes to work-related health risks, and the
need to establish exposure limits and
workplace standards that would insure, "to
the extent feasible" that "every working
man and woman" would enjoy a "safe and
healthful" workplace. 29 U.S.C. §651(b)
(emphasis added).
Notwithstanding this evolutionary
process, Johnson Controls' position differs
little from that taken by the advocates and
defenders of protective labor legislation.
Johnson asserts that women must be
involuntarily excluded from such jobs
essentially to protect "the future well-
being of the race." This position has been
re ected on the merits by federal health
authorities, as discussed infra. Moreover,
in Title VII of the Civil Rights Act of
1964 ("Title VII"), 42 U.S.C. §2000e, et
seq., Congress determined that, even if
women do require a greater level of
workplace health protection, they are still
entitled to equal opportunity in
employment.
ee @ @
The legal issues presented by this
case are relatively straightforward. Title
VII prohibits this historically-familiar
effort to limit the rights and daily
activities of women in the name of future
generations, and it was plainly the intent
of Congress to prevent women from being
subjected to continued economic
disadvantage because they are or micht be
pregnant. See Point I, infra.
The failure of the court below to
enforce Title VII enmeshed it in a dispute
over the scientific validity of a
discriminatory policy. Title VII
litigation was never intended to be the
forum for such disputes: Congress has
decided that discrimination is contrary to
public policy and that workplace safety
standards are appropriately established by
federal regulatory authorities operating on
the assumption that both men and women will
be working.
As this case demonstrates, the
inevitable result of establishing workplace
health rules as an accidental by-product of
discrimination litigation would he to
undermine the work of health and safety
officials charged with assessing and
regulating workplace hazards. Resolving
these issues in the regulatory forum
intended by Congress, in contrast, would
facilitate comprehensive risk management
that would consider the risks of
employment, the overall benefits and
detriments of various policy alternatives,
and all technologically feasible options
for reducing risks. See Point II, infra.
ARGUMFNT
Ze Title VII Litigation Is Not The
Appropriate Forum For Addressing
Workplace Safety And Health Concerns
Which Are Addressed Under Other
Federal Laws.
Sex discrimination, like race
discrimination, is a recognized economic
evil, contributing materially to the
depressed economic status of women and the
families who depend on them. In
recognition of this fact, Congress enacted
Title VII and subsequently amended it2/
3/ The Pregnancy Discrimination Act ("PDA"),
Pub. L. 95-555, 42 U.S.C. §2000e(k), provides that
sex discrimination includes discrimination on the
basis of “pregnancy, childbirth or related medical
conditions; and [that] women affected by pregnancy,
Childbirth or related medical conditions shall be
treated the same for all employment related
purposes...as other persons not so affected but
Similar in their ability or inability to work."
-9-
to clarify that the statute prohibits
"discrimination [against working women] on
the basis of their childbearing capacity
[and that it does-so] for all employment
related purposes. "&/
Denial of employment opportunity in
the name of health protection (for the
fetus) was a familiar rationale for denying
women employment opportunities, and it was
raised in the legislative debates over the
PDA. The Chamber of Commerce opposed the
PDA on the ground, inter alia, that it
"would prevent an employer from refusing
certain work to a pregnant employee where
such work posed a threat to the health of
either the mother-to-be or her unborn
child.... {I]njury to the fetus might give
6/ Committee on Labor and Human Resources,
U.S. Senate, 9th Cong., 2d Sess., Legislative
History of the Pregnancy Discrimination Act of 1978
(1979) (hereinafter "Legis. Hist.") at 61, 63.
-10-
the child a cause of action against the
employer...."2/ Senator Hatch pursued the
issue:
Senator Hatch. Do you think
there would arise a whole slew of
OSHA problems, occupational
safety and health problems as a
result of pregnant women?
Dr. Hellegers. .. - (Hazardous |}
agents are just as likely to
affect the ovaries of nonpregnant
women and there are in fact today
companies that will not hire
women on that specific basis.
But you never dream of thinking
that the same agents may also
affect the testicles of men. So
if we are talking about untoward
effects of industrial processes
on human procreation, we have to
look at the effects on testicles,
the effects on ovaries and the
1/ Prepared Statement of G. Brockwel Heylin,
Labor Relations Attorney, Chamber of Commerce of
the United States. Discrimination on the Basis of
Pregnancy: Hearings on S. 995 Before the Subcom.
on Labor of the Sen. Comm. on Human Resources, 95th
Cong., 1st Sess. 482 (1977); Legislation to
Prohibit Sex Discrimination on the Basis of
Pregnancy: Hearing on H.R. 5055 and H.R. 6075
Before the Subcomm. on Employment Opportunities of
the House Comm. on Education and Labor, 95th Cong.,
lst Sess. 84 (1977).
-ll-
effects on fetuses, all three,
and we aren't doing much of
that.
As the exchange suggests, where
Congress endorsed non-discrimination
for women workers and rejected the
proposition that women can be denied
protection is necessary, it is required for employment opportunities to "protect" them
both sexes. That was, in any event, the from potentially hazardous employment.
plain legislative commitment expressed in This is not surprising, given the fact that
the PDA; the standard governing employment it had recently secured the right of "every
of women “affected by pregnancy,
childbirth, or related medical conditions"
is "ability or inability to work."2/
8/ Discrimination on the Basis of Pregnancy :
Hearings on S. 995 Before the Subconm. on Labor of
the Sen. Comm., on Human Resources, 95th Cong., lst
Sess. 67 (1977) (Testimony of Andre E. Hellegers,
M.D.).
2/ An employee's sex can be taken into
account only if sex is a "bona fide occupational
qualification" or "BFOQ." 42 U.S.C. §2000e-
2(e)(1). Dothard v. Rawlinson, 433 U.S. 321
(1977), and see Western Air Lines v. Criswell, 472
U.S. 400 (1985) (age discrimination case). Both
the PDA and the BFOQ provision reflect
Congressional intent to establish "ability to work"
as the criterion in securing women's employment
rights. Any uncertainty in this regard has been
clarified by the PDA's specific designation of
“ability or inability to work" as the correct
(continued...)
-12-
working man and woman" to a "safe and
healthful" workplace. 29 U.S.C. §651
2/ (...continued)
standard.
The statute provides no other defense to
facial sex or pregnancy discrimination, Los Angeles
Dept. of Water & Power v. Manhart, 435 U.S. 702
(1978), Phillips v. Martin Marietta Corp., 400 U.S.
542 (1971), and the defendant bears the burden of
proof as to the affirmative defense. Dothard v.
Rawlinson, 433 U.S. 321 (1977). Cf. Price
Waterhouse v. Hopkins, U.S. ___, 109 S.Ct.
1775, 1789 (1989) (plurality opinion) , id. at 1805
(O'Connor, J., concurring), and id. at 1811
(Kennedy, J., dissenting); and Trans World Airlines
v. Thurston, 469 U.S. 111 (1985). Congress
explicitly rejected a cost-based defense: "...even
a very high cost could not justify continuation of
the policy of discrimination..."
Legis. Hist. at 48. And see Manhart, 435 U.S.
702, and Newport News Shipbuilding & Dry Dock Co.
v. EEOC, 462 U.S. 669 (1983).
-13-
(b) (1). The “SF Act requires employers to
maintain a wo +jlace "free from recognized
hazards that are causing or are likely to
cause death or serious physical harn,"
§654(a) (1), and it recuires the Secretary
of Labor to promulgate health and safety
standards that assure, to the extent
feasible, "that no employee will suffer
material impairment of health or functional
Capacity." §655(b) (5) .49/ Congress
10/ [OSHA] has statutory authority to protect
the fetuses of lead-exposed working
mothers.... Harm to fetuses, as OSHA
contends, is a material impairment of
the reproductive systems of the
parents.
United Steelworkers of ica v. ll, 647
F.2d 1189, 1256 n.96 (D.C.Cir.1980), cert. denied,
453 U.S. 913 (1981). And see id. at 1238 n.74.
OSHA has regulated occupational exposures to
two substances other than lead in whole or in part
because of their reproductive effects. They are
dibromochloropropane ("DBCP") and ethylene oxide
("EtO"). U.S. Congress, Office of Technology
Assessment, Reproductive Health Hazards in the
Workplace, 199-203 (1985).
-14-
therefore had good reason, in 1978, to
assume that the workplace would be safe for
working women, pregnant or not, and that
questions about how to accomplish this
result would be addressed through the
regulatory mechanisms that had been
established to research and control work-
related hazards.1i1/
An exception to the non-discrimination
principle to protect the health of any
group of workers was thus unwarranted.
Indeed, OSHA was required to protect
workers even in the face of scientific
uncertainty by relying on the "best
available evidence," 29 U.S.c. §655(b) (5),
il/ The National Institute for Occupational
Safety and Health ("NIOSH") Was established as the
research authority, 29 U.S.c. §671, and OSHA was
Set up in the Department of Labor as the regulatory
agency. 29 C.F.R. §1910.4 (1989).
-15-
and was not to "be paralyzed by debate
surrounding diverse medical opinion. "12/
Title VII litigation was thus never
intended to be a forum for addressing
occupational health and safety issues or
for identifying groups of workers who may
require additional protection from
occupational hazards.13/ The lower court's
misguided attempts to do so led to a gross
distortion of the science of risk
assessment and risk management and
ultimately produced not only bad law but
bad public health as well.
12/ Senate Comm. on Labor and Public Welfare,
Legislative History of the Occupational Safety and
Health Act of 1970, at 848 (1971), cited in Latin,
Good Science, Bad Regulation and Toxic Risk
Assessment, 5 Yale J. on Reg. 89, 135 and n.226 (1988).
13/ For a discussion of the implications of
the theory adopted by the court of appeals to
racial and ethnic sub-groups, see Brief amicus
Curiae of the NAACP Legal Defense and Education Fund.
-l16-
II. The Lower Court's Failure To Enforce
Title VII As Written Threatens Sericus
Injury To The Public Health.
The Court of Appeals' misapplication
of Title VII law enmeshed it in a factual
dispute over the scientific validity of
Johnson Controls' policy. This was plainly
unnecessary to resolve the Title VII
issues, as noted above. Of equally great
Significance is the fact that this upproach
has vast negative implications for
protection of worker health, py allowing
courts to make determinations about what is
"safe" for whole subclasses of the employed
population on the basis of private
litigation, the focus of which is an
entirely different and more limited set of
issues and interests.
This concern is more than just
speculative. Indeed, it is borne out in
this case by the court of appeals’
-17<
acceptance of Johnson Controls' contention
that its policy is justifiable because
fetuses are especially at risk, when
federal health regulators have concluded
that men, women and fetuses all require the
same degree of protection from the
hazardous effects of lead exposure.
A. The Court Of Appeals' Ruling
Provides Less Protection To
Workers Than Federal Regulators
Conclude Is Necessary.
1. The Findings cf OSHA and EPA
In 1978, OSHA promulgated a Final
Standard for Occupational Exposure to
Lead.14/ The agency conducted one of the
most comprehensive rulemakings ever
undertaken in the occupational health
14/ 29 C.F.R. §1910.1025 (1989). The
Preamble to the Standard appears at 43 Fed. Reg.
52952 (1978) (hereinafter "Preamble") and the
Attachments appear at 43 Fed. Reg. 54386 (1978)
(hereinafter "Attachments") .
-18-
context. See 43 Fed.Reg. 52953 (1978). Its
findings were exhaustive and were sustained
on appeal. W so merica
Vv. Marshall, 647 F. 2d 1189.
The position now advanced by Johnson
Controls was pressed in that rulemaking by
the Lead Industries Association. Industry
representatives argued, precisely as
Johnson Controls does now, that the fetus
is differentially susceptible to injury to
lead and that fetal safety can only be
assured if women of childbearing age are
excluded from employment altogether. OSHA
considered the matter at some length:
No topic was covered in greater
depth or from more vantage points
than the subject of women in the
lead industry.
OSHA rejected the industry position:
13/ Preamble, supra, n. 14, 43 Fed. Reg. at
52960.
-19-
The record in this rulemaking is
clear that male workers may be
adversely effected by lead as
well as women. Male workers may
be rendered infertile or
impotent, and both men and women
are subject to genetic damage
which may affect both the course
and outcome of pregnancy. Given
the data in this record, OSHA
believes there is no basis
whatsoever for the claim that
women of childbearing age should
be excluded from the workplace in
order to protect the fetus or the
course of pregnancy.
Indeed, OSHA's concern about the
reproductive effects of lead is reflected
in provisions of the Standard that provide
an extra measure of safety for both males
and females planning to have children, an
18/ Id. at 52966. OSHA relied on both human
epidemiological evidence and experimental data. See
Attachments, supra n. 14 at 54389-96, 54421-24.
OSHA found that male exposure can cause "a decrease
in sexual drive, impotence, decreased ability to
produce healthy sperm, and sterility. Malformed
Sperm (teratospermia), decreased number of sperm
(hypospermia), and sperm with decreased motility
(asthenospermia) can all occur.... Germ cells can
be affected by lead and cause genetic damage in the
€gg or sperm...." 29 C.F.R. § 1910.1025, Appendix
Cc, II(5).
-2 O-
approach more protective than that adopted
by Johnson Controls. An "action level of
30 ug/m3....education and training ....
[e]nvironmental monitoring, biological
monitoring, and [access to} medical
records... medical removal protection [and
use of a] powered air purifying respirator"
were all contemplated as appropriate and
feasible techniques to maintain worker
blood leads at or below 30 ug to insure
greater reproductive safety.1//
i7/ Attachments, supra n. 14 at 54423 (1978)
and see Preanble, Supra n. 14 at 52966. OSHA
requires that even if air levels are within the
want to reduce the level of lead in [the] body
minimize adverse reproductive eff -" 29 C.F.R.
§1910.1025, Appendix B, Employee Standard Sumary,
§IV (1988). Respirators can effect a reduction of
air lead exposure by a factor of 10 to 2000. 29
C.F.R. §1910.1025 (f) (iii) (2), Table IT.
Respiratory Protection for Lead Aerosols. Medical
removal protection is also available to reduce
worker lead levels. Id., Appendix B, §IXx.
-21i-
The Lead Industries Association
specifically challenged these findings and
other aspects of the Standard. United
Steelworkers of America v. Marshall, 647
F.2d 1189. The Court of Appeals for the
District of Columbia characterized the
challenge as "an attack on the scientific
accuracy of OSHA's studies," id. at 1257,
and noted that OSHA had "abundant support"
for its conclusions. Id. The court upheld
the "reasonable and conscientious
interpretations of the agency." Id. at
1258.18/
18/ Jciunson Controls' policy targets 30 ug as
the level of unacceptable risk for women. This
precisely the level at which OSHA determined in
1278 “that both -men_and women face equivalent risks
ive - Johnson Controls argues
that the fetus is differentially susceptible at
lower blood levels, but this argument is irrelevant
to its policy, which is set at the 30ug level.
Moreover, even this claim is refuted by regulatory
findings linking very low lead exposures with life-
threatening risks tc males. See pp. 24-26, infra.
-22-
The court below ignored OSHA's
conclusions, stating that the lead standard
is outdated. Pet. App. 54a. New
developments have indeed confirmed the
universal nature of the risks posed by lead
at lower levels. The court below addressed
some of those new developments, but not
al1.12/
The EPA has recently reviewed the
developments in knowledge about lead's
toxic effects in its on-going regulation of
the content of lead in fuel. It cited
"newly developed information" establishing
19/ In addition to evidence of cardiovascular
risk from lead, recent evidence supports OSHA's
conclusions about male reproductive risks. See,
: vi ~¥ 58 Yale 2 of Bio. and
Med. 9 (1985) (both reviewing the literature) .
-23-
a relationship between exposure of adult
males and cardiovascular disease. 202/
EPA has documented cardiovascular
risks to men at low blood lead levels in
the range of 10 ug/dl or less.22/
20/ Environmental Protection Agency,
Regulation of Fuei and Full Additives, Supplemental
Notice of Proposed Rulemaking, 50 Fed. Reg. 9400,
9401 (1985).
21/ The EPA based its conclusions about
Cordionecsias risk on, inter alia, Pirkel, st al..,
Blood Pressure and its Cardiovascular Risk
Implications, 121 Am.J. Epid. 246 (1985). The
Pirkel study examined data from 20,322 white men
between the ages of 40-59. After controlling for
all known variables, a statistically significant
relationship of blood pressure to blood lead levels
was found. There was no evidence of a threshold
level below which lead had no effect on blood
pressure. The researchers also quantified the
impact of a reduction in blood lead levels in adult
males from 16.7 ug/dl to 10. 5 ug/dl over a ten-year
period. The 37% decrease in mean blood levels
resulted in a 4.7% decrease in the incidence of
fatal and nonfatal myocardial infarction, a 6.7%
decrease in the incidence of fatal and nonfatal
strokes, and a 5.5% decrease in the incidence in
death from all causes. These are conservative
predictions. The researchers excluded persons with
a history of myocardial infarction or stroke from
the study and assumed that lead only affects blood
pressure.
-24-
Accordingly, it predicted that reduction of
lead in gasoline (to 0.1 g/gal.) would
result in 5,350 fewer myocardial
infarctions; 1,115 fewer strokes; and 5,160
fewer deaths among white males aged 40 to
59 in 1986 alone. Extending the analysis
to men of other ages and to nonwhites
“would substantially increase these
estimates." EPA, Costs and Benefits of
Reducing Lead in Gasoline: Final Regulatory
Impact Analysis, at V-35 (1985) .22/
In sum, the lower court's conclusion
that the fetus is vulnerable to injury from
lead at workplace levels that are "safe"
for adults simply has no support in the
22/ 2p Seep ee and Sth, The
fect: Usi the
a fo , 16 Drug
Metabolism Rev. 423, 436 (1985-86): "Lead's effect
on blood pressure is a long-term effect that
produces mortality. Tens of thousands of lives
would be saved Se Seem SF ee hhene
lead levels were decreased..
-25-
public record, and health regulators have
plainly concluded that the contrary is
true.23/ While some might make a value
judgment that fetuses should be protected,
even when human beings remain at risk,
Title VII makes the decision selectively to
protect the fetus in utero a sex-
discriminatory act, as noted in Point I,
supra, and the OSH Act commands that
employers protect the health of both
working men and women.24/
23/ Efforts to control occupational lead
exposure have a long and infamous history, despite
the well-known toxic effects of the chemical. See
e.g., Rosner & Markowitz, 'A Gift of God'?: The
Public health Controversy Over Leaded Gasoline In
The 1920s, 75 Am.J.Pub.Health 344 (1985).
24/ While the protection of women includes
protection of the fetus if a woman happens to be
pregnant, United Steelworkers v. Marshall, 647 F.2d
at 1256 n.96, it plainly includes a great deal more
than that.
-2 6-
S. Evidence On Which The Lower
Court Relied Is Inconsistent
With The Findings Of Federal
Health Authorities
The contrast between the record
created by OSHA and EPA and the record in
the court below demonstrates some of the
difficulties of setting occupational health
rules through private litigation. Here,
the employer's sole concern was to win
justification for a previously adopted
policy, which had resulted in the
sterilization of at least one woman worker,
Joint ippendix (hereinafter "Jt.App.") at
36, §79(f), not to explore the hazards of
the workplace and devise rational
policy.22/ The limited scope of the
inquiry may account for the misleading
nature of the evidence on which the court
25/ If anything, the employer had an
incentive to conceal all risks except the one it
has, for whatever reason, chosen to recognize.
-27<-
of appeals relied, lacking its own
expertise and unwilling to accept the views
of the petitioners' experts.
The company's experts failed to
evidence familiarity with the analyses and
findings of OSHA and EPA and selectively
relied on the data on prenatal effects,
taken out of context, as noted ina
Commentary by Herbert L. Needleman, M.D.,
and David Bellinger, Ph.D.,2§/ whose
research played a central role in Johnson
Controls' defense. 27/ The Commentary
sete Needleman and Bellinger, Commentary:
Recent Developments, 46 Envtl. Res. 190 (1988).
Needleman and Bellinger wrote the commentary "to
assure that our research is interpreted fully and
accurately and that it be placed in the proper
biological and epidemiological context."
27/ Defendant's experts identify Ne. ~ «an
and Bellinger's research as "the Boston st. "
See Jt. App. 199, 46 (Chisolm); Jt.App. 187, 48
(Whorton) ; Jt.App.72, 94 (Hammond); Jt.App.158
(Fishburn). "The Boston Study" is described in
Needleman, et al., The Relationship Between
(continued...)
-28-
——
describes both the nature and limits of
this research. The studies detected a
number of correlations between umbilical
cord blood lead levels and physical and
neuropsychological development in children,
but they "did not measure paternal exposure
and thus « s.inot rule this out [as] a
contributing factor." Id.
Bellinger and Needleman note the
Significance of recent data demonstrating
"an association without apparent threshold
between exposure to lead and blood pressure
in adult males," and suggest that future
research will further confirm the harmful
effects of lead at very low levels on male
reproductive function. As a result, they
27/ (...continued)
Prenata Lead and Co ital Anomalies,
251 JAMA 2956 (1984) and Bellinger, et al.,
Longitudinal Analyses of Prenatal and Postnatal
itive Devel t, 316
New Eng. J. Med. — (1987).
-29-
conclude: "we do not believe that present
data provide a sufficient scientific basis
for applying different lead exposure
standards to male and female workers." Id.
at 191. They specifically repudiate any
inference that men exposed to low levels of
lead, or their offspring, are safe, because
such a conclusion "is without logical
foundation and insupportable on empirical
grounds. "28/ Id.
28/ As Needleman and Bellinger note,
conclusions cannot be drawn from an absence of
evidence or a relative imbalance in the data on
male and female risks. ~ See also Deposition of
Michael Silverstein, M.D., Jt. App. 202, 220-24.
Scientific uncertainty compounds the
difficulties created by the lower court's
misallocation of the burden of proof. See n.9,
Supra. Even assuming arquendo that the BFOQ
defense could be applied in this context, the
employer would be required to prove that men are
not at risk in order to justify a sex-based policy.
Instead, the court of appeals required the victims
of proven discrimination also to prove that the
employer's acts were unjustifiable, by
affirmatively proving the risk to the children of
male workers. In the absence of equivalent
evidence of risks to men, this showing could not be
(continued...)
-30-
Similarly, Dr. John F. Rosen, an
amicus herein, and head of the Centers for
Disease Control ("CDC") Childhood Lead
Poisoning Prevention Ad Hoc Advisory
Committee, which advised the CDC on its
ventin ad Poisoni in
Young Children (1985), also cited by
Johnson Controls, 22/ repudiates Johnson
Controls' position. He believes that
Johnson Controls' reliance on the CDC
report is misplaced. The CDC looked only
a. the devastating effects of lead on
children and concluded that all exposures
should be reduced. A study focussing on
other subgroups in the population, such as
28/ (...continued)
made. The employer would then be permitted to
maintain the discriminatory policy, effectuating
the scientifically invalid "negative inference."
29/ See Affidavit of Anthony R. Scialli,
M.D., Jt. App. 179-80 44.
|
males with high blood pressure or otherwise address the significance of subtle male
at risk of cardiovascular disease, would ~eproductive injury, which he had
undoubtedly render a similar recommendation previously recognized:
for that population. 39/ The elevation in risk of
spontaneous abortion observed in
In addition to their failure to this combination of a textile
. working wife and a metallurgical
address the conclusions of OSHA and EPA and factory husband suggests that
there were separate mutagenic
their selective citation of the data, effects on the germ cells of
i whi sulted
Johnson Controls' experts are themselves in_increased spontaneous
abortions when they occurred
guilty of inconsistency and contradiction. together. A combination of
mutagenic effects on
For example, Dr. Whorton testified that spermatogenesis and teratogenic
effects on the embryo could also
lead does not appear to be of "significant have occurred....
functional harm" to the reproductive system These data suggest that two
separate factors are acting in a
of male workers at the current OSHA synergistic manner: one on the
father and one on the mother.
standard of "50 micrograms per deciliter of
whole blood."31/ However, he failed to 31/ (...continued)
set an air lead level of 50 ug/m3 based on an 8
hour time-weighted average. Id.
30/ See Statement of Interest of amicus
curiae, John F. Rosen, M.D. 32/ M. Donald Whorton, Adverse Reproductive
Outcomes: The Occupational Health Issue of the
31/ affidavit of M. Donald Whorton, M.D., Jt. 1980s, 73 Am.J.Pub.Health 15 (1983) (emphasis added)
App. 186, 996-7. This is a misstatement of the (commenting on Hemminki, et al., Spontaneous
OSHA recommended standard for blood lead, which is Abortion in an Industrialized Community in Finland,
40 ug/dl. See Preamble, supra n. 14, at 52963 73 Am.J.Pub.Health 32 (1983). Males working in the
(B) (1). To achieve this level of protection, OSHA metallurgical factory were exposed to lead and
(continued... ) other toxins).
-32- -33-
Neither was readily apparent
(except for one textile factory)
unless the occupations of both
usba and wi were meraged....
One of defendant's experts testified
that fetal exposures to low lead levels
result in a "clear decrement" in mental
development in the child,33/ although he
had co-authored an article that concluded:
With the lead exposed child, if
the environment is rich, if the
infant is constitutionally
robust, and if proper medical
care and educational services are
present, then such an infant
might compensate for any putative
pene | saees damage due to
lead. 34
33/ Affidavit of Paul B. Hammond, Ph.D., Jt.
App. 71-72, 993-4.
34/ Barnschein, Hammond, Dietrich, et al.
The Cincinnati Prospective Study o of Low Level Lead
Exposure and Its Effects on Child Development:
Protocol and Status Report, 38 Envtl. Res. 17
(1985). See also, Dietrich et al., Low Level Fetal
Lead Effect Neurobehavio Devel
in Early Infancy, 80 Pediatrics 721, 729 (1987).
(continued...)
-34-
Another of Johnsen Controls' expert
witnesses has written that lead is "one of
the most dangerous elements to which we
expose workers of both sexes." "The
increase in adverse pregnancy outcome
associated with lead exposure of the mother
or father has been described for
decades. "35/ A fourth expert testified
against EPA proposals to reduce lead in
gasoline and in favor of a higher "action
level" of blood lead in children.38&/
34/ (...continued)
Amici cite this material not in support of its
conclusions but solely for purposes of
demonstrating credibility problems in the record
created in the effort to justify this policy.
32/ scialli, Sexism in Toxicology, 3 Repro.
Tox. 219, 220 (1989) (emphasis added). The author
nonetheless concludes that there is an "absolute
need to protect the fetus." Id.
36/ This testimony was presented by J.Julian
Chisolm, Jr., M.D. on behalf of the International
Lead Zinc Research Organization, the research arm
(continued. . . )
-35-
The policy adopted by Johnson Controls
was stimulated, in large part, by the
efforts of Charles Fishburn, M.D.
Jt.App.153. And see id. at 157-58 (all
women excluded previously). Dr. Fishburn
had previously explained the basis for his
opinion that fertile women should be
excluded from lead-exposed jobs in a letter
submitted to OSHA:
I have taken the position of not
assigning fertile females to lead
exposures since the beginning of my
practice in 1969. @nless the female
38/ (...continued)
of the Lead Industries Association. The "action
level" refers to the blood lead level at which
medical effects might be seen. EPA proposed 15
ug/dl; Dr. Chisolm supported 25-30 ug/dl. Dr.
Chisholm testified against reduction of lead in
gasoline in Regulation of Fuel and Fuel Additives,
1982: Hearings Before the EPA at 696, 713-14;
Automotive Lead Emissions, 1971: Hearings Before
the Panel on Environmental Science & Technology of
the Subcommittee on Environmental Pollution of the
Committee on Public Works, 93d Cong., 2d Sess. 34
(1974). See also Christman v. American Cyanamid
Co., Civ. Action No. 80-0024 (P) (N.D.W.Va.)
Deposition of J. Julian Chisolm, Jr., M.D., Aug.
26, 1983 at 158-73. ~
-36-
is biologically sterile she can
conceive a pregnancy even with the
best methods of birth control....
Even though OSHA and other agencies of
the Federal Government believe that we
3 j for
“‘all populations, "namely, susceptible
»‘groups", it is my opinion that in any
occupational exposure, regardless of
c j i inju or
the development of occupational
disease due to accident....
°
For medical legal reasons, as a
knowledgeable physician I must take
this position in order to protect the
unborn chiid from the pressures of
society. I feel that regardless of
the sophistication of man-made laws
Fhe physician still must abide by the
Laws governing the natural environment
and the laws of nature.
;
.
Oceupational safety and Health Admin.,
Docket H-004 (Lead), Exhibit 236.
Notwithstanding the company's attempt in
fhis litigation to characterize the policy
a& based on newly-developed information,
the public record reflects that it was
=
instead founded on Dr. Fishburn's own
stereotypical "medical legal opinions," in
-37<
disregard of OSHA's views, and in disregard
of the published data at that time
indicating that lead also affects the
offspring of male workers.3//
The narrow litigation focus led the
employer (and the court) to ignore federal
health agencies' findings, to misconstrue
evidence, to cite data selectively, and to
rely on testimony contradicted in the
public record.38/ The improper grant of
summary judgment exaggerated the problem,
but did not create it: even a full trial
37/ A. Hamilton, Lead As a Race Poison,
Industrial Poisons In The United States 111, 114
(1925) (lead may "cause injury to the paternal germ
cell").
38/ credibility problems of the sort
apparent in this case are not confined to
litigation. Individuals have institutional
loyalties and personal stakes that color their
views. See Note, Trans-Science in Torts, 96 Yale
L.J. 428 (1986), Latin, Good Science, Bad
Regulation and Toxic Risk Assessment, 5 Yale J. on
Reg. 89 (1988). In the regulatory arena, however,
individual views are more diluted and counter-
balanced because of the expanded scope of the inquiry.
-38-
could and should not convert a Title VII
case into a forum for addressing
occupational health policy.
The case-by-case approach to
occupational safety issues would generate
conflicting decisions, as has already
occurred with regard to Johnson Controls'
policy. The California Court of Appeals
recently decided that Johnson Controls'
refusal to hire a fertile woman, pursuant
to the same policy at issue here, violates
state law. Johnson Controls v. California
Fair Employment & Housing Comm., 218 Cal.
App. 3d 517 (1990). That court disagreed
with the Seventh Circuit about the
scientific validity of the policy, relying
heavily on the findings made by OSHA.
Unlike the Seventh Circuit, the
California court incorporated the technical
-39-
assessments made by OSHA, 22/ and did not
attempt to replicate an extensive and
technical process that poses unacceptable
demands on both the litigants and the
courts, for which, as this case reveals,
they are ill-equipped.
B. The Court Below Iqnored Necessary
Elements Of Risk Assessment And
Risk Management That Are Critical
To Protecting All Workers.
Achieving rational workplace health
protection requires both "risk assessment"
and "risk management," to identify
unacceptable risks to health and well-being
and to undertake rational steps to reduce
39/ This is entirely appropriate when the
regulatory agency has considered the very issues
raised in the lawsuit. Employers are compelled to
seek guidance from OSHA to address new occupational
health problems, precisely because the statute does
not allow employers to exercise discretion in
deciding how to cure such problems. See General
Electric Co. v. Secretary of Labor, 576 F. 2d 558,
561 (3d Cir.1978).
-40-
or eliminate them.42/ The process has been
similarly described for many kinds of
health risks:
Risk assessment defines the
adverse health consequences of
exposure to toxic agents....Risk
management combines the risk
assessment with the directives of
regulatory legislation, together
with socioeconomic, technical,
political and other considera-
tions, to reach a decision as to
whether or how much to controls
exposure to the suspected toxic
agents.
Risk assessment includes one
or more of the following
40/ Translating scientific assessments into
legal or regulatory decisions is a task fraught
with many challenges under the best of
circumstances. See, e.g., Latin, supra n. 38;
Rote, supra n. 38; Huber, Safety and the Second
py 85 Col. Rev.L. 277 (1985) . While not
trouble-free, the reoculatory process offers certain
advantages over the case-by-case approach to
occupational health. Rulemaking encompasses a much
greater range of opinions, which are in tum
evaluated by trained scientists. The enabling
statute may provide policy directives that are
critical in the absence of scientific certainty.
For example, the OSH Act specifically instructs the
Secretary to promulgate standards on the basis of
"the best available evidence," in order to avoid
regulatory paiaiysis. 29 U.S.C. §655 (b) (5).
-41-
components: hazard identifica- data is essential to identify and quantify
tion, dose-response assessment, ; oss
exposure assessment, and risk risks; 2) evidence of injury to the male
characterization.
reproductive system is highly significant
Reproductive risk assessment may require
and cai. ot be disregarded simply because
certain additional considerations: Saha ae
its full significance for pregnancy outcome
The level of concern for a
developmental toxic effect is may not yet be known; and 3) risk
related to several issues,
including the relative toxicity management requires consideration of the
of an agent to the offspring
versus the adult animal, and the benefits and detriments of various policy
longterm consequences of findings '
in the fetus or neonate. 42/ options, all technologically feasible means
The court of appeals misapprehended of reducing or eliminating risks, and
the basic approach necessary to evaluate policies that will encourage adoption of
the risks of lead exposure, as evidenced by risk-free alternatives. Because the court
its disregard for certain critical below apparently perceived its task as
principles: 1) reliance on experimental simply resolving a dispute between a group
of workers and their employer, and failed
41/ fnvironmental Protection Agency,
Guidelines for Carcinogenic Risk Assessment to appreciate the ramifications of the
(hereinafter, "EPA Cancer Risk Guidelines"), 51
Fed. Reg. 33992, 33993 (1986). ruling for all Johnson Controls' workers
42/ Environmental Protection Agency, and others, this essential inquiry was not
Guidelines for the Health Assessment of Suspect
Developmental Toxicants (hereinafter, "EPA even attempted.
Developmental Risk Guidelines"), 51 Fed. Reg.
34028, 34033 (1986).
-42- -43-
1. The Relevance of Experimental
Data In Risk Assessment.
As evidenced in virtually all federal
regulations dealing with toxic risk
assessments, experimental data based on
studies of animals are a critical element
of the process of risk assessment. Human
epidemiological studies
are inherently capable of
detecting only comparatively
large increases in the relative
risk....Negative results cannot
prove the absence of (risk]...43
Human epidemiology "can rarely be used to
make a causal inference," id. at 33995, and
requires assessment after the fact of human
injury, which experimental data seeks to
predict and avoid. Furthermore, as a
practical matter,
[rJjeliable epidemiologic data on
long-term human risks cannot
43/ EPA Cancer Risk Guidelines, supra n. 41,
51 Fed. Reg. at 33995-96.
-44-
exist for recently introduced
toxic substances and is rarely
available for chemicals in
longstanding use. Thus, most
attempts to regulate toxic
hazards must rely on extrapola-
tion of human risks from animal
test data.
The significance of animal data in
assessing human reproductive risk has been
specifically noted:
[A]n agent that produces an
adverse developmental effect in
experimental animal studies is
assumed to pose a potential
hazards to humans.... This
assumption is based on the
comparison of data for known
human developmental toxicants. In
almost all cases, the
experimental animal data would
have predicted a developmental
effect in humans.
44/ Latin, supra, n. 38 at 103.
45/ Environmental Protection Agency, Proposed
Amendments to the Guidelines for the Health
Assessment of Suspect Developmental Toxicants
(hereinafter, "EPA Proposed Amendments to
Developmental Risk Guidelines"), 54 Fed. Reg. 9386,
9390 (1989).
-4 5-
Similarly, in the detection of agents
capable of altering genetic material in
sperm or ova (mutagens), creating a risk of
heritable or transmissible injury to future
generations after exposure of either
parent, it is “appropriate to rely on data
from experimental animal systems...." 46/
This is because "it is difficult to obtain"
epidemiologic data: large populations need
to be studied over an extensive time
period, since some heritable disorders may
only be observable after two or more
generations. Reliance on experimental data
avoids some of these problems and, in
addition, is justified because "chemicals
causing genetic effects in one species or
test system frequently cause similar
effects in other species or systems." Id.
46/ Environmental Protection Agency,
Guidelines for Mutagenicity Risk Assessment, 51
Fed.Reg. 34006, 34008 (1986).
-46-
Animal data is thus particularly
important in assessing reproductive risks,
since human experimentation is
unacceptable. In fact, animal data might
have predicted that dibromochloropropane
("DBCP") could cause male sterility,4/
and that thalidomide would cause birth
defects.48/ EPA notes:
Comparisons of human and
experimental animal data have
been made for a limited number of
agents that are human
developmental toxicants. In
these comparisons, there was
almost always qualitative
concordance of effects between
humans and at least one species
tested....
47/ Dep't of Labor, Occupational Safety and
Health Admin., Occupational Exposure to 1,2-
Dibromo-3-—Chloropropane (DBCP), 43 Fed.Reg.11514,
11517 (1978); Environmental Protection Agency,
Intent to Cancel Pesticide Products Containing
Dibromochloropropane (DBCP), 50 Fed. Reg.1122
(1985) (DBCP also mutagenic and carcinogenic in animals).
48/ EPA Proposed Amendments to Developmental
Risk Guidelines, supra n. 45, 54 Fed.Reg. at 9390.
-47]=-
Id. Because of the desire to avoid
tragedies like those associated with DBCP
and thalidomide, 42/ virtually every federal
agency charged with the regulation of
substances that could have adverse health
effects relies on experimental data.22/
Yet the court of appeals discounted
49/ fvidence of an agent's toxicity
ordinarily prompts removal of the toxic agent. For
example, DBCP was quickly banned for most uses, and
several employers voluntarily suspended its use
even before they were required to. See 43 Fed.Reg.
11514-15 (1978) (OSHA) and 50 Fed.Reg.1123-24
(1985) (EPA). Thalidomide was never approved by the
FDA, even though it may provide valuable treatment
for leprosy and other diseases. Blakeslee, Scorned
Thalidomide Researched Anew, New York Times, Apr.
10, 1990, C3. In the occupational context,
however, primarily in industries in which women
workers are in the minority, evidence of pregnancy
related risks, even when accompanied by other
risks, has prompted the removal of women workers,
not efforts to reduce the hazard. See Paul, et
al., Corporate Response to Reproductive Hazards in
the Workplace: ts of j Work and
Health Survey, 16 Am.J.Indust.Med. 267 (1989).
50/ See the extensive discussion of animal
data in the regulatory context, and court decisions
approving reliance on such data, in the brief
amicus curiae for the Natural Resources Defense
Council.
-48-
evidence of risk derived from animal data
as “speculative and unconvincing," and not
"solid scientific data." Pet.App. 34a.2!/
In so finding, the lower court ignored
evidence that health regulators and most
scientists deem critical in assessing risk.
2. The Significance Of Evidence
Of Male Reproductive
Dysfunction
The court of appeals discounted
evidence of male reproductive injury,
reducing it to evidence of "changes in
sperm shape." Pet.App. 34a. Even if the
record in the case went no further, which
it does, such injury would still merit
51/ Ironically, expert opinion on which the
court relied was also based on animal data. See,
e.g., Deposition of E.K.Silbergeld, Ph.D., Feb. 18,
1986, at 49-52, specifically cited by the lower
court. Pet. App. 15a. Moreover, the UAW relied on
more than "just" animal studies. See, for example,
Jt. App. 202-22 (Silverstein Deposition). In other
contexts, industry representatives have challenged
the significance of human data of reproductive risk
on methodological grounds. E.g., United
Steelworkers v. Marshall, 647 F.2d at 1257-58.
-49-
attention and concern in developing
workplace health policies.
Male exposures to toxic agents can
affect not only a couple's fertility but
also the course of pregnancy, pregnancy
outcome, and potentially the health of a
future child: "The effects of parental
exposure before conception to agents toxic
to reproductive functions may be evident as
reduced fertility, unsuccessful
fertilization or implantation, or an
abnormal fetus." Centers for Disease
Control, Leading Work-Related Diseases and
Injuries -- United States, 34 MMWR 537
(1985) .22/ This is because
52/ Toxic substance can affect the normal
development of the fetus at three stages of the
reproductive process. Gametotoxins are substances
which cause defects to the egg or sperm prior to
conception, thereby impairing the exposed
individual's ability to contribute to the
conception of a healthy fetus. Mutagens cause
alterations in the chromosomal structure or the DNA
(continued. . . )
-50-
[a]dverse pregnancy outcomes can
occur as a result of
preconception damage to the germ
line of the male or female.
Mutagenic damage to the DNA
contained in sperm or ova can
result in heritable defects
leading to embryolethality,
congenital malformations, or
genetic disease in offspring
-..-Paternal exposures may be
responsible for adverse pregnancy
outcomes. Mutagenic insult to
developing spermatozoa, for
instance, can have adverse
consequences both for the male
himself and for the fetus.
EPA agrees that "adverse effects on the
developing organism...may result from
exposure prior to conception (either
52/ (...continued)
molecule in the adult male and female _ reproductive
cells or fetal cells, and can be manifested by
abnormal fetal development (including birth
defects) and genetic defects in later generations.
Teratogens are substances that operate directly on
the fetus and impair normal growth after
conception. Strobino, Klein & Stein, Chemical and
Physical Exposures of Parents: Effects on Human
Reproduction and Offspring, Early Human Development
371 (1978) at 371-378.
53/ M.E.Paul, Reproductive Fitness and Risk,
3 Occupational Medicine: State of the Art Reviews
323, 328 (1988).
-51-
germ cells. Exposure of males to
parent) ."24/ The consequences can be
toxic agents may lead to sperm
severe: | abnormalities in their progeny.
However, transmissible germ-cell
may be inherited by future absence of an warning
generations and may contribute to indicator....
genetic disease....Such genetic
Mutations carried in germ cells | mutations could exist in the
abnormalities can lead to | Sperm studies may act as a kind of
structural or functional health
impairments. These conditions may | early warning system for reproductive risk.
be expressed in utero; at the
time of birth; or during infancy, EPA has recognized the "unique
childhood, adolescence, or adult
life; they may be chronic or vulnerability of the male reproductive
acute in nature.
| system since toxic agents, acting through a
Evidence that an agent causes ; ;
variety of direct and indirect pathways,
alterations in sperm shape is’ particularly
can evoke adverse responses. "2// Indeed,
important,
NIOSH recommends studies of semen quality
[bjecause of the observed
correlation between an agent's to “help identify workplaces where some
mutagenicity and its ability to
induce abnormal sperm forms....An types of hazards to reproduction exist,
increase in abnormal sperm mor-
phology has been considered preferably before irreversible testicular
supportive evidence that the
agent has gained access to the
54/ EPA Developmental Risk Guidelines, supra 56/ Environmental Protection Agency, Proposed
n. 42, 51 Fed.Reg. at 34030. Guidelines for Assessing Male Reproductive Risk, 53
Fed.Reg. 24850, 24858-59 (1988) (references
55/ EPA Guidelines for Mutagenicity Risk omitted) .
Assessment, 51 Fed.Reg. at 34007 (1986). See also
EPA Proposed Amendments to Developmental Risk S7/ Id. at 24852.
Guidelines, supra n. 45, 54 Fed.Reg. at 9390.
-52- =-§3-
damage or other profound disorders of
reproduction occur. "28/
Numerous studies suggest a correlation
between preconception paternal occupational
exposures and illness or injury in later
born children. Most recently, childhood
cancer has been traced to fathers'
preconception occupational radiation
exposure. 229/ Effects on offspring of male
58/ ass'n of Schools of Public Health and
National Institute for Occupational Safety and
Health, Proposed National Strategies for the
Prevention of Leading Work-Related Diseases and
Injuries, Part 2, at & (1988). This document notes
that "({a]ll undisputed episodes of occupational
disorders of reproduction in the recent past have
involved male workers." Id.
59/ M.J. Gardner, et al., Results of Case-
Control Study of Leukaemia and Lymphoma Among Young
People Near Selafield Nuclear Plant in West
a
Cumbria, 300 Br. Med. J. 423 (1990). See also
Daniell & Vaughan, Paternal Occupation and Brain
Cancer _in Offspring: A Mortality-Based Case-
Control Study, 14 Am.J. Ind. Med. 299 (1988);
Cassidy, et al., Occupational Hydrocarbon Exposure
Among Fathers of Prader Willi Syndrome Patients
With and Without Deletions of 15g, 44 Am. J. Hun.
Genetics 806 (1989); Olshan, et al., Paternal
(continued...)
-54-
lead workers have long been reported. £0/
Given that approximately 70% of all birth
defects are of unknown origin, &l/ any
rational attempt to address reproductive
health could not ignore evidence of injury
to sperm.
3. Risk Management Is Essential To
Rational Occupational Health
Policy.
39/ (...continued)
Occupational Exposures and the Risk of Down
Syndrome 44 Am.J.Hum. Genetics 646 (1989). Savitz,
aa Cancer, ” Ooauational Medicine State of
“he RE => RET 2 Propiems
me me a (Z. aie & M. Hatch, eds.) 415 (1986)
(reviewing literature). And see Jt.App. 202-22
(Silverstein Deposition).
acy Hamilton, supra n. 37, at 111, 114 ("lead
poisoning in the father affects the offspring
disastrously,...[{n]Jervous disorders' [were most
pronounced] if both parents were leaded," and lead
Causes "injury to the paternal germ cell.") There
is no evidence that this effect has a threshold
below which effects do not occur. Jt.App.228
(Silbergeld Deposition) .
§1/ EPA Developmental Risk Guidelines, supra
n. 42 at 34028.
-"5=<{
As a general proposition, private
litigation focussing on a specific risk or
dispute may fail to advance, and may even
undermine, overall health policy by failing
to undertake a sufficiently comprehensive
analysis.
Litigation is almost certain to
ignore the difficult half of the
excess risk calculation,
dismissing it as too speculative
to be worth the effort.
Nevertheless, if prudent risk
management is the ultimate
objective, we cannot conduct only
one half of the risk
calculation.2
Johnson Controls' policy creates
Additional risks for women workers as well
as their current and future children.
Unemployment, under-employment, and the
resulting poverty occasioned by the denial
of desirable employment to women workers
can have disastrous effects on children and
62/ Huber, supra n. 40 at 326.
-56-
a
the health of pregnant workers, as Congress
specifically recognized in its
deliberations about the importance of full
employment opportunities for women. &3/
In Title VII, Congress struck the balance
so as to recognize these considerations,
and to allow women to make employment-
related risk determinations for themselves.
Thus, the difficult half of the excess risk
calculation, supra p. 56, has already been
addressed, a fact the lower court failed to
appreciate. :
Even if Title VII did not mandate this
result, rational health policy would
. §3/ Industrial employment is particularly
important for unskilled and uneducated women, for
whom few other employment opportunities are
available at decent wages. In addition to loss of
income, women may lose insurance benefits and
suffer in their nutrition, housing, and general
level of well-being, if they are denied this type
of employment. These effects are documented in the
Brief amici curiae,of the American Civil Liberties
Union, et al.
-57-
require consideration of these risks as
well as alternatives to the policy at
issue, including industrial hygiene
technology that is available to reduce
risk. The decision below would permit
decisions based on specific evidence of
implementation costs. This result rewards
the least efficient employers and,
discourages innovation in the industry as a
whole. Individual employers, may not
always be motivated to explore innovative
approaches to workplace safety problems,
precisely because they are likely to cost
something to implement, and may disrupt
production.
Regulatory agencies develop policy
based on industry-wide cost/benefit and
consideretions. OSHA is directed to
develop "innovative methods, techniques,
and approaches for dealing with
-58-
occupational safety and health problems,"
29 U.S.C. §651(b) (5). The feasibility
requirement of the statute is directed to
the industry as a whole, and not to
individual employers, precisely because the
goal is to institutionalize the best
technology available, rather than the
worst. 84/
Regulatory agencies, have access to
a broad base of information about
technology that is currently available or
in development, have the expertise to
evaluate its uses, and can assess costs and
feasibility for the industry as a whole.
The decision below fails to account for
specific proposals in the industrial
hygiene literature for methods of reducing
84/ See United Steelworkers of America v.
Marshall, 64 F.2d at 1264-66; Asarco, Inc. v.
Occupational Safety and Health Admin., 746 F.2d
483, 495-6 (9th Cir. 1984).
-59-
lead exposures in battery making
facilities. Ventilation, engineering
controls, isolation of certain tasks, air
plenums, and vacuum systems are among the
techniques recommended in standard
texts,£&5/ and more innovative approaches
are being explored. &6/ Knowledge of all
these developments is critical to risk
management as well as the feasibility
assessment under OSHA.
These principles explain why Johnson
Controls is obligated to seek guidance from
§5/ Bullock, "Lead-Acid Battery
Manufacturing," in Industrial Hygiene Aspects of
Plant Operations 599-633 (Cralley and Cralley,
eds.) (1985). Mr. Bullock, corporate industrial
hygienist at Johnson Controls, demonstrates the
success of a number of these methods in reducing
lead levels below 30 ug/dl. Id. at 619.
66/ For example, the Toxic Use Reduction
Institute in Massachusetts was established in part
to undertake research on substitution of safe
substances for hazardous ones. Geiser, Toxics Use
Reduction and Pollution Prevention, 1 New Solutions
1 (1990). Other states are considering similar
approaches. Id.
-60-
OSHA in achieving compliance with the Lead
Standard or improving on it. For example,
OSHA is undoubtedly aware of the
substantial body of scientific evidence on
substitutes for lead-acid batteries. For
example Nickel-Cadmium (NICAD) batteries
are currently used in some situations.
Another alternative is the Nickel-Iron
(Edison) battery which was used extensively
for engine starting in the first
automobiles (1910-20) and is currently used
as the only means of energy in underground
trains used in mining operations. Research
and development of this battery as a
possible substitute for lead-acid batteries
is ongoing. &2/
There is a substantial federal effort
to study new battery technology for all
§7/ See generally Perez, The Complete Battery
Book (1985).
-6l1-
applications. The Department of Energy has
developed an accessible data base of
characteristics of batteries which could be
used to explore substitutes for the lead-
acid battery. £8/ Indeed, research on Zinc-
Bromide batteries in Johnson Controls has
been sponsored by the federal government
for the last 5 years, £2/ a fact that was
omitted from the record in this case.
Even .f various alternatives and
control technologies were not possible, and
this type of work could not be made safer,
there would still be no basis for "solving"
the workplace health problem by arbitrarily
68/ Burke, et al., "A Battery Data Base for
Electric Vehicle Applications" in Proceedings of
5 t Conf on ications
and Advances (1990).
§9/ Dodge and Elder (Advance Battery Business
Unit, Johnson Controls, Inc.), "Recent Advances in
Zinc/Bromide Technology at Johnson Controls Inc."
in Proceedings of the 5th Annual Battery Conference
on Applications and Advances (1990).
-62-
discriminating. This situation would
represent the quintessential risk
management problem that must be resolved on
a national level, by a determination
whether the product is essential, whether
it should be banned, or whether public
funds should be expended to reduce or
insure risks if the barrier to safety is
cost-based. These decision will depend on
as objective an assessment as possible of
the precise nature of the risks and the
state of technology for reducing them, as
well as policy considerations. As this
Court has noted, reviewing technical
arguments, balancing competing interests,
or creating "high policy" "is the business
of elected representatives." See, e.g.,
Diamond v. Chakrabarty, 447 U.S. 303, 317
(1980) (court's function to enforce plain
language of federal statute).
-63-
Because science can so rarely, if
ever, provide definitive answers, Congress
wisely established policies in the OSH Act
and Title VII to secure non-discrimination
in employment and to achieve workplace
safety at the most protective level
feasible. The dispositive "risk
management" decision in this- case has thus
been made. Deviation from the
Congressional choices led the court below
to endorse an approach that, for the
reasons set out above, would ultimately
disserve the public health and the very
individuals the policy purports to protect.
-64-
CONCLUSION
Wherefore, amici urge the Court to
reverse the decision of the Seventh Circuit
and remand with instructions to enter
judgment for petitioners.
Respectfully submitted,
NADINE TAUB
(Counsel of Record)
Rutgers University
School of Law
15 Washington Street
Newark, New Jersey 07102
(201) 648-5637
Attorney for Amici
Curiae
SUZANNE L. MAGER
Massachusetts Special Attorney General
for the Massachusetts Department of
Public Health and the Executive Office
of Labor
15 Tremont Street
Boston, Massachusetts 02111
Of Counsel
-65-
| APPENDIX
: : Statements of Interest of Amici Curiae
The AMERICAN PUBLIC HEALTH
ASSOCIATION, founded in 1872, is a non-
governmental society whose membership,
- : : i 4 including its state and local affiliates,
is comprised of approximately 50,000 health
professionals interested in promoting high
scientific standards, action programs and
public policy for good health. Its
reproductive health policy, adopted in
1979, “condemns the corporate practice of
forcing women to choose between their jobs
and the right to reproduce [and urges
governmental agencies to develop]
occupational exposure standards that
protect women, men, and the fetus."
: La The AMERICAN NURSES' ASSOCIATION
4 both the professional association for
ae | om registered nurses and a labor organization.
*- . 5k i
Sk esy ' . ; Fe: A-1
Through its constituents, ANA represents
registered nurses and other health care
workers who are at continuous risk of
workplace exposure to mutagenic and
teratogenic materials. ANA opposes sex-
based occupational exclusion pc:icies which
feil to mitigate reproductive risks for
both sexes and which have a
disproportionate economic impact on women.
The AMERICAN SOCIETY OF LAW & MEDICINE
was founded in 1972 to provide a forum for
interdisciplinary discussion of the complex
issues at the interface of law, medicine
and health. Ongoing informational efforts
include the publication of two quarterly
journals, Law, Medicine and Health Care, a
leading forum for interprofessional
analysis of current issues, and the
American Journal of Law and Medicine, a law
review co-published with the Boston
University School of Law. For the reasons
stated in the attached brief, the Society
opposes discriminatory policies that
undermine public health goals.
The ASSOCIATION FOR WOMEN IN SCIENCE
(AWIS), a national educational and
scientific organization of 3,200 members,
works to expand educational and employment
opportunities for women in diverse
scientific fields. AWIS opposes
discrimination in the workplace and has
worked to establish greater equity in the
labor force. In addition, AWIS opposes the
misuse, abuse or inappropriate application
of science. AWIS favors the development of
workplace standards that establish healthy
working conditions for all workers; this
includes the development of standards that
protect women, men and the fetus.
The DEPARTMENT OF PUBLIC HEALTH,
COMMONWEALTH OF MASSACHUSETTS (DAVID H.
MULLIGAN, COMMISSIONER) was founded one
hundred and twenty years ago. It is the
oldest state department of health in the
United States. The Department is mandated
to "take cognizance of the interests of
life, health, comfort and convenience among
the citizens of the Commonwealth." M.G.C.
c. 111 §5.- The Department has an interest
in protecting the health of its citizens in
the workforce and their families. In 1988
the Department published the findings from
its survey of Massachusetts employers'
reproductive hazards policies and programs
-- the only such study that has been
conducted in the United States.
The ENVIRONMENTAL DEFENSE FUND (EDF)
is a non-profit advocacy organization with
over 150,000 members nationwide. Since its
founding in 1967, EDF has been involved in
efforts to reduce human exposure to
“environmental toxins, including substances
such as lead. EDF has participated
extensively in administrative, judicial and
legislative proceedings on the control of
lead in gasoline, drinking water,
incinerator ash, point source emissions,
consumer products, and in the workplace.
EDF's concerns about lead toxicity extend
to male-mediated effects of lead on
reproductive function as well as female-
mediated reproductive effects and other
health effects on adults and children of
both sexes.
The EXECUTIVE OFFICE OF LABOR,
COMMONWEALTH OF MASSACHUSETTS (PAUL J.
EUSTACE, SECRETARY OF LABOR) was
established to promote and protect the
legal, economic, health and safety
interests of Massachusetts workers.
Through its Department of Labor and
Industries the Secretariat investigates and
regulates places of employment to prevent
and address workplace health hazards,
including reproductive health hazards, in
order to protect the health and safety of
workers. Massachusetts was one of the
first twelve states in the country to
realize the importance of workplace health
hazards by creating in 1934 a Division of
Occupational Hygiene within the Department
of Labor and Industries to investigate
workplaces and promote health and safety
education.
The OCCUPATIONAL AND ENVIRONMENTAL
REPRODUCTIVE HAZARDS CLINIC AND EDUCATION
CENTER, University of Massachusetts Medical
Center (Maureen E. Paul, M.D., Director)
opened in March of 1988 in response to
growing public and provider concerns about
toxic exposures and the special needs of
patients faced with potential reproductive
health risks. The main objective of the
Center is to provide to patients and health
care providers accurate and up-to-date
information regarding the effects of toxic
exposures on the reproductive health of
women as well as men, whose reproductive
health needs are often ignored. Dr. Paul's
publications in the area of reproductive
health include: Reproductive Fitness and
Risk, 3 Occup. Med. 323 (1988); Corporate
Response R oductiv s_in the
Work e: sults o ami Work, and
Health Survey, Am. J. of Indust. Med. 267
(1989); Reproductive Hazards in the
Work 4 t itione eds to
Know About Chemical Exposures, Obstetrics &
Gynecology 921 (1988).
The SOCIETY OF AMERICAN LAW TEACHERS
("SALT") is a national organization of over
five hundred legal educators at over one
hundred law schools. SALT is committed to
promoting public service by the legal
professions and to advancing justice and
protecting human rights. SALT is committed
to the goals of Title VII, which include
equal employment opportunities for women.
SALT is also concerned about workplace
safety for all workers and their children.
SALT believes that the Court of Appeals for
the Seventh Circuit erred in upholding
Johnson Control's fetal vulnerability
policy. It objects to Johnson Control's
policy because it denies employment health
of all workers and their children.
TOXICS USE REDUCTION INSTITUTE,
UNIVERSITY OF LOWELL, MASSACHUSETTS is a
multi-disciplinary research, education and
policy center which will commence formal
operations in the fall of 1990. The
Institute will sponsor research, conduct
training and provide technical support to
promote reduction in the use of toxic and
hazardous chemicals in industry and
commerce.
NICHOLAS A. ASHFORD, J.D., PH.D. is
Associate Professor of Technology and
Policy at the Massachusetts Institute of
Technology. He has written extensively
regarding reproductive hazards in the
workplace. His publications include "Legal
Considerations of Reproductive Hazards in
Industry in the United States," in Pregnant
Women at Work, edited by Geoffrey
Chamberlain (The Royal Society of Medicine
and The Macmillan Press Ltd., London,
1984), and "The Control of Reproductive
Hazards in the Workplace: A Prescription
for Prevention," (with Charles C. Caldart),
Industrial Relations Law Journal, Volume 5,
Issue 3, pp. 523-565 (1983).
DAVID BELLINGER, PH.D., is a professor
at the Harvard University School of
Medicine. He has done extensive research
on the effects of lead on childhood
development. He joins this brief because
his research was cited by Johnson Controls
as supporting its sex-based policy, a
conclusion he believes is insupportable.
He seeks to ensure that his research is
placed in its proper biological and
epidemiological context.
_ EULA BINGHAM, M.D. is a professor of
environmental health at the University of
Cincinnati College of Medicine. She was
the Assistant Secretary of Labor for the
Occupational Safety and Health
Administration (OSHA) from 1977 through
January, 1981, during which time OSHA's
lead standard was promulgated. Thus, she
was the government official responsible for
reviewing and evaluating the submissions
regarding OSHA's lead standard.
VILMA R. HUNT, B.D.S. is Consultant in
Environmental and Occupational Health;
Visiting Lecturer at Harvard School of
Public Health; Adjunct Professor at the
University of Lowell, Occupational Health
Group. She has been Deputy Assistant
Administrator for Health Research, Office
of Research and Development, EPA; member of
EPA's Science Advisory Board; Dr. Hunt has
written extensively on health issues of
concern to working women.
SUSAN KLITZMAN, Dr. P.H. is Director,
Environmental Epidemiology Unit, New York
City Health Department and Co-Chair of the
Occupational and Environmental Health
Committee of the National Women's Health
Network.
PHILIP J. LANDRIGAN, M.D. is The Ethel
H. Wise Professor and Chair of the
Department of Community Medicine at the
Mount Sinai School of Medicine.
Previously, he held numerous positions at
the National Institute for Occupational
Safety and Health (NIOSH) and the Centers
for Disease Control (CDC), including Chief
of Environmental Hazards Activity, Cancer
and Birth Defects Division at CDC.
MARC ALAN LAPPE, PH.D. is Professor of
Health Policy and Ethics in the College of
Medicine of the University of Illinois at
Chicago. He is the author of numerous
publications which deal with toxic
substances and health, the most recent of
which is Chemical Deception, Ten Myths
About Toxic Substances (forthcoming), and
has authored articles on metal toxicity
during pregnancy and the ethics of
screening for differential genetic
susceptibility to airborne hazards. He is
a Fellow of the Hastings Center and a
founding member of the Bioethics Committee
of the March of Dimes/National Foundation.
MARVIN S. LEGATOR, M.D. is Director of
Environmental Toxicology, Department of
Preventive Medicine and Community Health,
University of Texas Medical Branch. He
served for ten years as Chief, Genetic
Toxicity Branch of the FDA, and was
Chairman of the March of Dimes Committee on
Reproductive Hazards. Dr. Legator has
written extensively in the areas of
genetics and toxicology.
DONALD R. MATTISON, M.D. is a
Professor of Obstetrics and Gynecology and
Professor of Interdisciplinary Toxicology
at the University of Arkansas for Medical
Sciences. He is the Chairman of the Human
Toxicology and Risk Assessment Progran,
National Research Council of the National
Academy of Sciences and has published
extensively on reproductive toxicology.
DAVID MICHAELS, PH.D., M.P.H. is
Director of the Division of Public Health,
Department of Epidemiology & Social
Medicine, Montefiore Medical Center, Albert
Einstein College of Medicine.
HERBERT L. NEEDLEMAN, M.D., is a
professor at the University of Pittsburgh
School of Medicine who has done extensive
research on the effects of lead on
childhood. He joins this brief because his
research was cited by Johnson Controls as
supporting its sex-based policy, a
conclusion he believes is insupportable.
He seeks to ensure that his research is
placed in its proper biological and
epidemiological context.
ANTHONY ROBBINS, M.D. is Professor of
Public Health, Boston University School of
Public Health, Environmental Medicine
Program. Dr. Robbins was the Director of
the National Institute for Occupational
Safety and Health ("NIOSH") from 1978-1981.
JOHN F. ROSEN, M.D. is the Head of the
Division of Pediatric Metabolism at the
Albert Einstein Coliege of Medicine. In
1984, he served as the Chairman of the
Centers of Disease Control's Advisory
Committee on Childhood Lead Poisoning
Prevention, which has been cited by Johnson
Controls in support of its policy. Dr.
Rosen does not concur with the conclusions
drawn by Johnson Controls from this report.
The CDC looked only at the devastating
effects of lead on children and concluded
that all exposures should be reduced. A
study focussing on other subgroups in the
population, such as males with high blood
pressure or otherwise at risk of
cardiovascular disease, would undoubtedly
render a similar recommendation for that
population. Dr. Rosen's research has
demonstrated lead's toxic effects on all
segments of the exposed population.
Recently, he and others have documented a
risk of endogenous lead poisoning in
children with pre-existing lead exposures
who are immobilized as a result of bone
fracture, and this is a result that would
be expected to occur in adults as well.
JEANNE STELLMAN, PH.D. is Associate
Professor of Clinical Health, School of
Public Health, Columpia University. Dr.
Stellman has been Executive Director of the
Women's Occupational Health Resource
A-i6
Center, Editor of Women and Health, and has
published widely on the subject of the
health needs of women workers. Dr.
Stellman is a current recipient of a
Guggenheim Fellowship.
DIRECTORS OF OCCUPATIONAL MEDICINE PROGRAMS
The following are directors of
university and hospital affiliated
occupational medicine programs. As
specialists in the relationship between
diseases and work or environment, they are
especially concerned with preventing
occupational health hazards. Their
organizational affiliations are listed for
identification purposes only:
EDDY BRESNITZ, M.D., Director of
Occupational and Environmental Medicine at
the Medical College of Pennsylvania,
Philadelphia, Pennsylvania.
MARK CULLEN, M.D., Director of Yale-
New Haven Occupational Medicine Program.
STEVE HESSL, M.D., Associate Professor
of the Medical Section of Environmental and
Occupational Medicine, University of
Illinois at Chicago School of Medicine.
LINDA ROSENSTOCK, M.D., University of
Washington, Occupational Medicine Clinic.
LAURA WELSH, M.D., Director,
Occupational Medicine Program, George
Washington University School of Medicine.
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.