Amicus Curiae Brief — California v. Cabazon Band of Mission Indians
Supreme Court brief1987
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A. The Tulalip Tribes of Washington.
-
The Tulalip Tribes of Washington is a
federally recognized Indian Tribe, and a
Successor in interest to tribes and bands
that signed the Treaty of
Stat. 927 (1855). The Tribe occupies a
reservation consisting of approximately
22,000 acres in a predominantly rural area
of Snohomish County, Washington. Its
governing body functions under a federally
approved constitution and bylaws, adopted
pursuant to the Indian Reorganization Act
of 1934, 25 U.S.C. {476. Through the Indian
Reorganization Act and other federal laws
and policies, the United States has
supported the commitment of tribes to
self-determination and economic develpment.
President Reagan has reaffirmed the unique
government to government relationship
2
between the United States and tribes, and
the federal interest in strong tribal
governments. At the same time, his
administration has encouraged tribal
governments to explore alternative ways of
revenue raising and economic development as
federal financial assistance to tribes is
sharply decreased. President Reagan’s
Indian Policy statement (January 24, 1983).
Faced with similar cuts in federal
financial assistance, states like
Washington have turned to government run
lotteries. In Washington State, local
governments and charitable organizations
are permitted to raise substantial revenue
by regularly running bingo games, and
certain other gambling activities.\1l
1. Such gambling activities, when run
by governments have traditionally been
considered a form of voluntary taxation,
and a legitimate revenue raising mechanism.
See, State and Local Taxation, 20 Wayne L.
Rev. 611, 645 (1974); Clark v. Mayor and
Alderman of the City of Washington, 25 U.S.
(12 Wheat) 40, 53-54 (1827); Karafa v. New
Jersey State Lottery Commission, 128 N.J.
Super. 499, 324 A.2d 97, 100 (1974).
Regarding the broad taxing powers of tribes
(Continued on next page)
ey
Several years ago, with a loan from the
Bureau of Indian Affairs of nearly $1
million dollars, and a loan of
approximately $2 million from a private
financial institution, the Tulalip Tribe
established a reservation entertainment
center on tribal trust land. There, the
tribal government operates bingo, pull tab,
and punchboard games. All profits go to
the government’s general operating fund and
have enabled the Tribe to continue some of
the badly needed social services which
otherwise could no longer be provided. In
addition, the Center has trained and
employed a substantial number of tribal
members and their families in food service,
management, and other required skills,
providing Jobs on a reservation where
(Footnote 1 continued)
as to tribal transactions with non-Indians
from outside the reservation, see,
Washington v. Confederated Tribes, 447 U.S.
134, 152-154 (1980).
4
unemployment has hovered around 45-50%.
Several years ago, the Washington State
Gambling Commission litigated the question
of whether certain Washington state law
restrictions applied to the tribe. State
v. Hatch, et al., W.D. Wash. No. C83-1518R.
In 1984, the federal district court, ina
carefully reasoned opinion, concluded:
-.-RCW 9.46.030 authorizes bingo and
pulltab ocperations by a wide variety
of charitable and nonprofit
organizations... The Washington
statute regulates bingo as a money
making venture by limiting the
location and number of days of
operation, requiring that all
proceeds be applied to the
organization conducting the game and
prohibiting the use of professional
managers other than members or
employees of the organization. RCW
9.46.020(2). Pulltabs are regulated
by limiting the price at which they
may be sold. RCW 9.46.110.
x *&
(P]rofits received by the Tribe from
the bingo and pulltab activities are
to be invested for the betterment of
the Indian community...while the
Tulalip Tribe may not qualify as a
charitable organization within the
letter of the Washington gambling
statute and the Tribe’s gaming
5
operation does not fully comply with
all requirements of the statutory
scheme, the Tulalip Tribe can be
said to fall within the spirit of
the state’s permissive intent.
Id., Order Granting Defendants’ Motion for
Summary Judgment (August 14, 1984) p. 10
(copy appended). The State’s appeal to
the Ninth Circuit was dismissed as
untimely, and there has been no further
litigation in Washington State over tribal
bingo. \2
2. There has been federal enforcement
as to isolated instances of Indian casino
gambling. In U.S. v. Lummi, the federal
government distinquished tribal bingo
operations:
Washington State, as Farris holds,
and as we have discussed above, has
a strong prohibition policy against
professional gambling. Professional
gambling includes such activity as
bookmaking, blackjack, craps, etc.,
and is virtually either totally
prohibited, or limited to one narrow
exception, the fund raising event,
popularly known as "Reno night".
Bingo, on the other hand, is
permitted to be played weekly by
bona fide charitable or non-profit
organizations under certain
conditions. The same constraints
apply to both the Reno night and to
bingo in regard to the nature of the
organization which can conduct the
(Continued on next page)
In the Tulalip case, the State
Gambling Commission asserted a fear of
organized crime infiltration. However, its
concerns are contrary to the views of local
law enforcement familiar with the tribal
operation. In commenting on the various
tribal gambling bills being considered by
Congress, the Snohomish County Sheriff
wrote:
July 2, 1986
Senator Mark Andrews, Chairman
Senate Select Committee on Indian
Affairs
Dear Senator Andrews:
I write this letter concerning the
Tulalip Tribes of Washington’s
gaming enterprise located on the
Tulalip Indian Reservation in
(Footnote 2 continued)
activity, but the nature of the
activity which can be engaged in is
very different.
Memorandum of the United States in Support
of Plaintiff’s Motion for a Preliminary
Injunction, United States v. Lummi, No.
C83-946 (W.D. Wash. 1983) at 33-34.
Snohomish County, Washington for t
due consideration of the enat
Select Committee on Indian Affairs
now considering H. R. 1920, S.902
and S.2557.
I am personally and professionally
acquainted with the management and
operation of the Tulalip Bingo and
pull tab gaming conducted at the
Tulalip Bingo Center.
The Tulalip Indian Reservation is a
PL280 reservation and as Sheriff of
Snohomish County I am the chief law
enforcement officer responsible for
investigation of crimes committed by
Or against Tribal members’ on the
reservation.
The controls, checks and balances
established by the all tribal
mamagement has resulted in a gaming
operation, in my opinion, free from
outside or corrupt influences or
practices. It is a well run and
"clean" enterprise.
The security of the facili
gaming public is ©
protected and includes eo)
members of my department.
add that from the inception o
planning and the final construction
of the entertainment center, both
Sides have worked in a cooperative
spirit to make sure that this
operation remained free and clear of
all outside influences that
represent gambling interests, and
both parties agree that these
policies have afforded the
protection and safety provided by
the Sheriff and the image and
integrity for the Tulalip Tribes.
T 9 lef , + } - } 7 |
would urg tnat all due
~
consideration and respect for tribal
gaming in the nature of bingo, pull
tabs and punch board run by Tribes
themselves be afforded by the
committee in its consideration of
the various iegislative proposals.
Thank you.
Sincerely,
/S/
Robert M. Dodge
Snohomish County Sheriff
The Tulalip Indian Reservation has been
plagued by extremely poor economic and
living conditions, which the tribal
government has been committed to
alleviating. Through its general funds,
the tribal government has operated a
variety of social services, including
mental health, medica’, dental, and alcohol
treatment programs, a reservation headstart
pre-school facility, public school busing,
higher education scholarships, garbage
collection, fire protection, recreational
programs for senior citizens and children,
and other services. The tribal government
-@
is also committed to increasing employment
opportunities on the reservation through a
coordinated program of economic
development. However, economic
development has been limited by the
scarcity of exploitable natural resources,
and lack of adequate funds. The Tribe has
a small logging operation, but has' had to
rely primarily for tribal revenue on
leasing tribal lands to non-Indians, rather
than developing reservation lands itself
because of its limited financial resources.
In the early 1980’s, as the Tribe faced
increasing and drastic cuts in federal aiid
state support for reservation services, it
needed to find other revenue sources for a
number of services, such as a nurse
practitioner position, a health
administrator position, a health
administrator position, a health planning
position, orthodontic services, certain
mental health services, and its' alcohol
treatment program. The Tribe explored a
10
possible tribal shopping center
development, but was first stymied by the
refusal of sewer and water services from
the nearby City of Marysville, wnich feared
the potential economic competition to
Marysville businesses, and then by a down
turn in the general economy limiting the
proposed shopping center’s potential.
After considering a variety of economic
development opportunities, the tribal
government, with substantial financial
assistance from the Bureau of Indian
Affairs, developed a program to develop
tourist and recreational opportunities on
the reservation. In June 1983, the Tribe
opened the Tulalip Entertainment Center.
In addition, a nearby hotel/restaurant
complex has been constructed on tribal
trust land. .
The only gambling activities permitted
at the Tulalip Entertainment Center are
bingo and pulltab games. The facility is
+?
b-
operated pursuant to a tribal ordinance,
which was reviewed and approved by the
Secretary of Interior, and which prohibits
any private gambling operation on the
Reservation. No personal profit making
from the bingo and pulltab games is
permitted, and all revenue goes to
operation costs, debt retirement, and the
tribal government’s general fund. The
Tribe operates the facility without any
outside management company. The Tulalip
Entertainment Center manager is a tribal
member who received training in accounting
and business under the GI Bill, served as
an Assistant Tribal Business Manacer for
the Tribe from 1959 through 1963, and as
the Tribal Business Manager, from 1963 to
1978. The Tulalip Entertainment Center has
employees, 69 of whom are tribal
members, 12 whom are spouses of tribal
embers, and6 of whom are from other
tribes. The 6 other employees are
non-Indians with no affiliation with the
12
Tribe or its members. They work in
non-managerial capacities, such as bingo
number callers, food servers, pulltab
selling, and security.
Before opening the Tulalip
Entertainment Center, the Tribe employed a
former chairman of the Washington State
Gambling Commission to assist in
establishing a tightly controlled, well run
program. The personnel, particularly the
top management, were subject to tribal
background checks, including the checking
of FBI records, for links with organized
crime or other criminal activities. All
employees are carefully trained, to insure
tight security. The Tribe spent
substantial sums on sophisticated
equipment, including 18 cameras, tv
monitors, a direct centralized computer
accounting of cash register transactions,
and a special security room with a
round-the-clock security patrol. Off-duty
b
WwW
Snohomish County police are employed to
assist the Tribe in patrolling the facility
on weekends and evenings.
The Tribe selected the operation of
bingo and pulltab games because they have
been extremely successful and widely used
as means of raising funds for charitable
purposes in Washington State. According
to State records, produced in the Hatch
case, in FY ’82, statewide gross receipts
from bingo, pulltab and punch board games
were $89,747,976.00 from bingo, and
$125,103,942.00 from punch board and
pulltabs. In 1981, there was 57 bingo
operations in Snohomish County alone, which
generated gross receipts of $9,495,905.00,
and 671 bingo licenses throughout the
State. State bingo licensees paid prizes
in excess of $68,000,000.00 in 1982 (in
excess of $7,000,000.00 in Snohomish
County) and had net income in excess of
$8,000,000.00 ($865,612.00 in Snohomish
County). Until recently, the Washington
14
State Gambling Commission placed no dollar
limit on gross revenues to a single
organization from bingo, pulltabs and food
services. Single facilities, such as Big
Brothers in Spokane, Washington, grossed
$4,300,000.00 in 1982 from such operations.
State regulations now limit each bingo
operations’ revenue to annual gross
receipts of $3,500,000.00. In its first
year of operation, Washington State’s
recently established lottery generated
if
66,700,000.00 for the State General Fund.
B. Soboba Band Of Mission Indians,
la Band Of Mission Indians, And
inidad Tribe.
The Soboba Band of Mission Indians has
a bingo facility which is presently closed.
The LaJoll Band of Mission Indians, and
the governing body of the Trinidad
Rancheria do not have any bingo or other
gambling operations on their reservations.
15
However, all three tribes join in this
amicus brief because of their concern with
the sweeping and fundamental changes in
Indian law principles which California and
other states are advocating. Each of these
California tribes suffer from exceptionally
high unemployment and impoverished
reservation conditions. A ruling that
states may exercise regulatory authority
over them, in the absence of Congressional
authorization or under Pub L 280, could
have a severe impact on their efforts to
improve living conditions and economic
opportunities on their reservations. In
California, pre-Bryan efforts to assert
such regulatory authority highlighted the
problems of a wholesale application of
state and local laws to reservation
Indians. As was pointed out by the Ninth
Circuit Court of Appeals in regard to the
impact on tribal housing programs and
tribal economic development generally,
16
..--subjecting the reservation to
local jurisdiction would dilute if
not all together eliminate Indian
political control of the timing and
scope of the development of
reservation resources, subjecting
Indian economic development to the
veto power of potential hostile,
local non-Indian majorities. Local
communities may not share the
usually poorer Indian’s priorities,
or may in fact be in economic
competition with the Indians and
seek, under the guise of general
regulations, to channel development
elsewhere in the community. And
even when local regulations are
adopted in the best of faith, the
differing economic situations of
reservation Indians and the general
citizenry may give the ordinance of
equal application a vastly
disproportionate impact.
Santa Rosa Band of Indians v. Kings County,
532 F.2d 655, 664 and n. 14 (1975), cert.
denied 429 U.S. 1038 (noting that county
regulation of state permitted forms of
gambling were an example of such
concerns). \3
3° In Bryan v. Itasca County, the
Court noted with approval the Ninth Circuit
Court of Appeal’s concern that state
regulatory authority over reservation
Indians could serve to channel economic
development elsewhere, and further
(Continued on next page)
17
The amici tribes urge the Court to keep
in mind the ramifications of the state’s
legal position for other tribes and the
implications of that position in other
state/tribal jurisdictional contexts.
SUMMARY OF ARGUMENT
The focus of this amicus brief is on
the question of whether a federal common
law balancing test or "Public Law 280"
controls the determination of state
jurisdiction. The thrust of California’s
argument is that this Court is free to
decide, as a matter of policy, whether a
state may legislate the parameters of
permissible tribal activity on trust or
(Footnote 3 continued)
undermine the ability of tribes to improve
reservation living conditions. Bryan v.
Itasca County, 426 U.S. 373, 388 n. 14
(1976).
18
restricted lands within the Tribe’s
reservation. California and its supporting
amici attempt to extract sweeping new
Indian law principles from this Court’s
decision in Rice v. Rehner, 463 U.S. 713
(1983). If this Court were to adopt their
interpretation of "modern federal Indian
law," it would be departing substantially
from both its earlier and most recent
Indian law decisions.
Rice clearly was not intended to invade
the exclusive province of Congress to
decide the extent to which states may apply
their laws to reservation tribes and their
members. In Rice, this Court upheld the
imposition of state liquor licensing
requirements upon a tribal member
"(bjecause we find that Congress has
5, 4
delegated authority to the States as wel
as to the Indian tribes to regulate the use
and distribution of alcoholic beverages in
Indian country..." 463 U.S. at 715. The
19
Court recognized that, although tribes may
have lacked self-governing authority over
liquor transactions and states may have had
concurrent jurisdiction to prevent
non-Indians from selling liquor to Indians,
a Congressional delegation was necessary
"to fill the void" in federal/state law
applicable to tribal members once the
federal prohibition upon their sales was
lifted. Id. at 733.
This traditional immunity of
reservation tribes and their members’ from
the application of state laws is well
established. It requires careful attention
to the identity of the persons and entities
against whom a state law is to be enforced.
See, Washington v. Confederated Tribes
the Colville Indian Reservation, 447
134, 151 (1980). The states have ignored
such critical factors in arguing they have
residuary jurisdiction over tribes and
that this matter may be decided by a
balancing test. This Court has’ ruled that
20
the application of state laws to tribes in
situations such as this is impermissible in
the absence of Congressional authorization.
Moreover, Public Law 280, 67 Stat. 588,
set the parameters for assertions of state
jurisdiction over reservation Indians, in
the absence of other federal statutes
addressing the particular Indian activity
involved. As this Court explained in
McClanahan v. Arizona Tax Commission,
the "modern cases" on state jurisdiction
over reservation Indians lock to the
applicable treaties and statutes, such as
Public Law 280, "which define the limits of
state power." 411 U.S. 164, 172 (1973).
The Court noted that:
The extent of federal pre-emption
and residual Indian sovereignty in
the total absence of federal treaty
obligations or legislation is
therefore now something of a moot
question. Cf. Organized Village of
Kake v. Egan, 369 U.S. 60, 62, 7 L.
Ed.2d 573, 82 S. Ct. 562 (1962);
Federal Indian Law 846. The
question is generally of little more
<<<
21
than theoretical importance,
however, since in almost all cases
federal treaties and statutes define
the boundaries of federal and state
jurisdiction.
Id. at 172 on. 8.
A close examination of Bryan v. Itasca
County, 426 U.S. 373 (1976), including
the briefs and record in that case, make
it clear that the the Court carefully
considered its statements regarding Pub L
280’s effect on state regulatory
authority. Those statements constituted
rulings ona critical issue, and were not
dictum.
Amici tribes are concerned not only
with the implications of the new Indian law
principles urged by the states in regard to
revenue raising from bingo and similar
games. If adopted, the fundamental changes
proposed in the scope of this Court’s prior
rulings can have broad ranging implications
beyond the regulation of gambling.
Particularly when Congress is aware of
22
state concerns regarding Indian gaming
activities and is considering the need for
any change in the current the law, this
Court should be hesitant to intrude upon a
province that it has traditionally left to
legislative determination.
ARGUMENT
WITHIN AN INDIAN RESERVATION,
CONGRESSIONAL AUTHORIZATION IS NECESSARY
FOR STATES TO REGULATE INDIAN TRIBES
A. In Determining the Applicable Legal
Principles, It Is Critical To Identify At
The Outset To Whom The State Law Is To Be
Applied
The California and county laws at issue
are laws governing operators of bingo and
card games. The players are not violating
any specific state or local law by their
participation in the games. Although the
appellee tribes may have utilized
non-Indian owned management companies, they
23
explain in their brief why this does not
alter the fact that the tribes are the
operators of the games. In terms of
whether a common law balancing test can
determine the applicability of these laws
in this case, the fact that the subject of
state regulation is the Tribe is critical.
It serves to distinquish those cases in
which a balancing test has been used to
find state law applicable in the absence
of Congressional authorization.
This Court should begin its analysis as
it did in McClanahan vv. Arizona Tax
Commission, 411 U.S. 164 (1973) The
state court decision being reviewed in
that case was based on essentially the same
theories of state jurisdiction as have been
proposed here, i.e., states have concurrent
jurisdiction on [Indian reservations and
therefore in the absence of a
countervailing tribal self-government
interest, state laws may be applied to
tribal members. 411 U.S. at 167. Before
24
deciding whether state jurisdiction was
preempted, the Court emphasized that it was
"not concerned with exertions of state
sovereignty over non-Indians who undertake
activity on Indian reservations" and that
it was dealing with on-reservation activity
by an Indian whose tribe had the “usual
accoutrements of tribal self-government."
Id. at 167-168. The Court then went on to
reaffirm that Navajo treaty provisions
setting aside the reservation for Indian
use and controlling white entry were
sufficient in themselves "to preclude the
extension of state law - including state
tax law - to Indians on the Navajo
Reservation." McClanahan v. Arizona Tax
Commission, 411 U.S. at 175.\4 In
4. In regard to the argument that
states have "residual" authority over
reservation Indians based on principles
discussed in Organized Village of Kake v.
Egan, 369 U.S. 60 (1962), the Court noted
that that case dealt with non-reservation
Indians and that different principles would
apply regarding "the exercise of state
authority in areas set aside by treaty for
the exclusive use and control of Indians."
(Continued on next page)
25
examining subsequent legislation, the Court
concluded that "Congress has consistently
acted upon the assumption that the States
lacked jurisdiction over Navajos living on
the reservation." Id. at 137.
The provisions in the organic documents
providing for the Navajo Reservation and
the subsequent legislation discussed in
McClanahan are not unique to the Navajos.
The Tulalip Tribe has a treaty with
similar rovisions regarding use and white
entry. See, Treaty of Point Elliott, 12
Stat. 927, Washington v. Fishing Vessel
Assn., 443 U.S. 658, 663 n. 3 (1979).
Although without such treaties, the
California tribes were to have a similar
status on their reservations. See, e.g.
Mission Indian Relief Act, 26 Stat. 712,
(Footnote 4 continued)
411 U.S. at 176 n. 157-~See also, Note, The
Extension of County Jurisdiction Over
Indian Reservations in California: Public
Law 280 and the Ninth Circuit, 25 Hastings
LJ 1451, 1459, 1477-1481 (1974).
26
Sec. 3 (1891) ("for sole use and benefit
for band or village").
The subsequent legislation which this
Court cited in McClanahan to conclude that
Congress had continued its initial
preemption of state jurisdiction over
tribes was not limited to the area of
taxation. Besides legislation on taxation
of Indians, the Court noted special
Congressional authorization to apply state
liquor, health and education laws within
Indian reservations. Like state gambling
laws, the subject areas covered by other
cited statutes are also ones in which
states can claim significant interests and
potential effects on non-tribal members.\5
5. The earlier decisions on which
McClanahan relied for preemption by treaty
involved on reservation commercial
transactions that were not’ restricted to
sales between members. See, Warren Trading
Post Co. v. Arizona Tax Comm’n, 380 U.S.
685, 687, 690 (1965); Williams v. Lee, 358
U.S. 217, 221-222 (1959). Those factors
did not alter the finding of preemption of
state authority as to the tribe or its
members.
27
As was true of the tax statutes, those
other federal laws would be "explicable
only if Congress assumed that the States
lacked the power to impose [their laws]
without special authorization." See,
McClanahan v. Arizona Tax Commission, 411
U.S. at 177 and n. 16.\6
The result of the preemption anz_ysis
in McClanahan was to reaffirm that state
laws are not applicable to reservation
tribes and their members in the absence of
Congressional authorization.
B. A Balancing Test Has Only EPeen
Deemed Sufficient To Allow The Extension Of
6. The principles applicable to the
determination of state taxing authority are
not unique to Indian tax disputes but
rather are derived from general pri.ciples
regarding the application of state laws to
tribes. See, McClanahan v. Arizona Tax
Commission, 411 U.S. at 170-171, quoting
from U.S. Dept. of the Interior, Federal
Indian Law 845 (1958); Bryan _v. Itasca
County, 426 U.S. 373, 376 n. 2 (1976).
28
State Laws To Indian Reservations When The
Alleged Illegal Activity Was Committed By A
Non-member.
In cases where a balancing test has
supported state jurisdiction, the object of
state law enforcement was alleged illegal
activity by a non-member. See, e.g.,
Washington v. Confederated Tribes of the
Colville Reservation, 447 U.S. at 15)
(state taxes whose incidence fell upon
non-member purchasers could be applied);
White Mountain Apache Tribe v. Bracker, 448
U.S. 148 (1980) (balancing test used to
determine enforceability of motor carrier
and use fuel tax against non-member log
transporters) ; Ramah Navajo School Board
v. Bureau of Revenue, 458 U.S. 832 (1982)
(balancing test used to determine
enforceability of state gross receipts tax
against non-member builder); New Mexico v.
Mescalero Tribe, 462 U.S. 324 (1983
(balancing used to determine applicability
of state hunting and fishing reguiations tc
29
non-members).
However, while state interests have
been balanced against tribal/federal
interests where non-members are allegedly
violating a state law requirement, the
Situation is different where the object of
enforcement is a tribe or its members. For
example, the application of state vendor
licensing requirements to a tribal member
was analyzed differently from taxes whose
incidence was on a non-member purchaser.
See, Moe v. Salish & Kootenai Tribes, 425
U.S. 463 (1976) (Cigarette sales to
non-Indians from off reservation). In
Spite of arguable state interests, the
licensing requirement fell within the
traditional immunity of tribes and their
members from unauthorized state regulation
of their on-reservaton activities,
regardless of the commercial nature of the
sales, the percentage of off-reservation
non-member consumers, the health hazards of
Sigarettes, etc. In Rice v. Rehner, this
30
Court assumed that, in spite of the strong
state interests and lack of interference
with tribal self-government, there would
have been a state/federal law enforcement
"void" if Congress had not delegated states
authority to regulate liquor selling by
reservation members. 463 U.S. at 733. In
the absence of federal legislation
authorizing the application of state law to
the tribal member, the state could not
restrict the Indian seller.\7
7. The Court in Rice found concurrent
state jurisdiction to prohibit non-members
from selling liquor to Indians or
introducing it in Indian country. 463 U.S.
at 723, n. 10, and Blackman, J.
dissenting, 463 U.S. at 740, n. 2. But
state regulation of members required
Congressional authorization. Rice utilized
an examination of respective governmental
interests in deciding whether the
Congressional delegation of state
jurisdiction had to be explicit, as had
been contended by Eva _ Rehner. The Court
said:
The thrust of Rehner’s argument, and
the primary focus of the Court
below, is that state authority in
this area is pre-empted because such
authority requires an express
statement by Congress in light of
the canon of construction that we
(Continued on next page)
——s oor...
31
In both the Colville and Moe cases, the
Court was concerned that the Indian’s
competitive advantage was "dependent on the
extent to which the non-Indian purchaser is
willing to flout his legal obligation."
(Footnote 7 continued)
quoted in McClanahan, supra: "State
laws generally are not applicable to
tribal Indians on an Indian
reservation except where Congress
has expressly provided that State
laws shall apply.’ "...As we have
established above, because of the
lack of a tradition of
self-government in the area of
liquor regulation, it is not
neessary that Congress indicate
expressly that the State has
Jurisdiction to regulate the
licensing and distribution of
alcohol.
Id. at 731 (emphasis added, citations
omitted).
The Court employed a balancing test to
determine the most likely Congressional
intent in the absence of an explicit
statement authorizing state jurisdiction.
The Court concluded that the _ statutory
language and intent in 18 U.S.C. 1161 was
plain. Id. at 730. It did not rule that
states may have Jurisdiction over
reservation Indians even in the absence of
federal legislation authorizing such
jurisdiction, so long as State interests
outweigh federal and tribal interests.
a
Washington v. Confederated Tribes, 447 U.S.
at 151, quoting from Moe v. Salish &
Kootenai Tribes, 425 U.S. at 482. That
simply is not the situation here.
Non-Indian players are not flouting any
state legal obligation. The question is
not whether tribes are providing an
opportunity for non-Indians to evade their
legal obligations to the states. The
question is whether Congress has authorized
states to regulate and enforce their laws
against tribes.
Ii.
PUBLIC LAW 280 PREEMPTS A STATE’S
REGULATORY AUTHORITY OVER TRIBAL MEMBERS
AND THE ASSERTION OF JURISDICTION OVER
TRIBES
A. In The Absence Of Other
Legislation Authorizing State Jurisdiction
Over A Particular On Reservation Tribal
Activity, The Limits Of Public Law 280
Jurisdiction Control.
Congress has spoken on the extent of
33
permissible state Jurisdiction over
reservation Indians and Tribes. By passing
Pub L 280, Congress authorized certain
criminal and civil Jurisdiction over
reservation Indians. In McClanahan, this
Court also ruled that a state could not
impose its laws on Indians other than in
accordance with that act. 411 U.S. at
177-178. After finding that Congress had
preempted state authority over reservation
tribes and their members prior to Pub L
280, the Court went on to hold that Pub L
280 now controls any assertion of civil and
criminal Jurisdiction over reservation
Indians.
In McClanahan, Arizona had failed to
take the steps necessary to assert
Jurisdiction under Pub L 280. It conceded
that therefore its courts "can exercise
neither civil nor criminal jurisdiction
over reservation Indians." 411 U.S. at
178. This Court noted that Arizona’s
34
concession was inescapable in light of
prior caselaw, and that "the admitted
absence of either civil or criminal
jurisdiction would seem to dispose of the
case." Id. at178 n. 19 and 179. The
examples of prior caselaw cited by the
Court, U.S. v. Kagama and Kennerly v. Dist.
Ct., had made clear that state authority
to impose its laws on reservation Indians
was preempted and could only be asserted as
specifically permitted by Congress. In
U.S. v. Kagama, the Court had early defined
the relationship between states and Indian
tribes, holding that tribes were "thus far
not brought under the laws of the Union or
of the State within whose limits they
resided." 118 U.S. 37D, 382 (1886).
Before discussing the effect of Pub L 280,
the Court in McClanahan, quoted this
statement from Kagama, ruling that while
federal preemption was the modern test of
state authority within reservations, the
Kagama holding regarding state authority
35
over tribes is "nonetheless still true, as
it was in the last century." 411 U.S. at
173. In Kennerly v. District Court, the
Court had strictly enforced the parameters
set by Pub L 280 for assertions of state
jurisdiction over tribes, saying that the
statute reflected "the detailed regulatory
scrutiny which Congress has traditionally
brought to bear on the extension of state
jurisdiction, whether civil or criminal, to
actions to which Indians are parties
arising in Indian country." 400 U.S. 423,
424 mn. 1 (1971).
Thus, this Court has invalidated state
assertions of jurisdiction over tribes and
their members when not in accordance with
Pub L 280. And more recently, this Court
again ruled that Pub L 280 controls
the extent to which states may impose their
laws against Indians, this time in the
context of a state attempt at
36
retrocession.\8 Three Affiliated Tribes v.
Wold Engineering, 476 U.S. , 90 L.
8. The earlier ruling in Three Tribes
I that Pub L 280 does not preempt the
authority of a state court to entertain a
suit by an Indian tribe is clearly
distinquishable from situations in which
states seek to impose their legislative
authority upon an Indian tribe. Three
Tribes I recognized that Indians have the
right to sue, as do other persons. Three
Affiliated Tribes v. Wold Engineering, 467
U.S. 138 (1984). This principle had long
been established before Pub L 280 was
passed and has been repeatedly recognized.
See, McClanahan v. Arizona Tax Commission,
411 U.S. at 172-173, citing, as an example,
Felix v. Patrick, 145 U.S. 317, 332 (1892);
Williams v. Lee, 358 U.S. 217, 219-220
(1959) ("suits by Indians against outsiders
have been sanctioned). Invoking a court’s
jurisdiction over other persons to obtain
redress for grievances presents a different
question from being subjected to court
jurisdiction as a defendant, or being
subjected to state legislative authority.
See, e.g. United States v. Fidelity
Guaranty Co., 309 U.S. 506 (1940); Israel &
Smithson, Indian Taxation, Tribal
Sovereignty and Economic Development, 49
NDL Rev. 267, 275 (1973) (The Indian right
to sue in state courts "certainly does not
expand state power to legislate affecting
Indians on reservations.") In Three Tribes
II, the Court ruled that because of the
preemptive effect of Pub L 280 and its 1968
amendments, a state could not refuse to
entertain a suit by a tribe because the
tribe refused to waive its immunity fr
state law enforcement.
37
Ed.2d 881, 890-891, 106 S. Ct. (1986)
("Three Tribes II").
In Three Tribes II, the Court ruled:
Pub. L. 280...was intended to
replace the ad hoc regulation of
state Jurisdiction over Indian
country with general legislation
providing for all affected States to
come within its terms.
We have previously enforced the
procedural requirements and the
jurisdictional provisions of Pub. L.
280 quite stringently, consistent
with our understanding that the
jurisdictional scheme embodied in
that Act was the product of a
wide-ranging and detailed
congressional study...Accordingly,
we conclude that since North
Dakota’s disclaimer is not
authorized by ({1323(a), it is barred
by that section.
38
laws against reservation Indians. See,
Nenna v. Moreno, 132 Ariz. 565, 647 P.2d
1163, 1164, (Ariz. App. 1982), (child
support); Malaterre v. Malaterre, 293 N.W.
2d 139, 143-144 (N.D. 1980) (divorce
modification regarding child custody
Wauneka v. Campbell, 22 Ariz. App. 287
P.2d 1085, 1087-1088 (1974) (state
veiiicles laws); Martin v. Juvenile
177 Colo. 261, 493 P.2d 1093 (
(paternity suit); Blackwolf v. Dist.
158 Mont. 493, 523 P.2d 1293 (
/
(delinquency proceedings); Crow Tribe
Indians v. Deernose, 158 Mont. 25, 487
1133 (1971) (mortgage foreclosure) ;
ex rei. Adams v. Superior cCt., 57
181, 183-184 6 P.2d 985 (1960
dependenc A substantial number
cases have f nd DLé preemptive
state assertior f authority
reservation Indian whlieé otner
have held that Puk 2é ioes
Pp.
Sta
UW
) .
/
th)
Nh
N
N
)
.
cT
(0
f
ry
(D
OF
+
<
39
Indian country so long as Indians are not
affected. F. Cohen, Handbook of Federal
Indian Law, 367-368 (1982 ed.) (hereafter,
Federal Indian Law).
In her oft cited article, Public Law
280: The Limits of State Jurisdiction Over
Reservation Indians, 22 U.C.L.A. L. Rev.
535, 543 (1975), Professor Goldberg
repeatedly emphasized the preemptive effect
of Pub L 280 on questions of state
authority over reservation Indians. Id. at
540, 575 n. 183, 593 n. 260.
The preemption test for state
jurisdiction on Indian reservations favors
exclusive federal control, and looks to the
"thrust" of a detailed federal regulatory
scheme. Three Tribes II, 90 L. Ed.2d at
890. As held in Bryan vv. tasca County,
Supra, the thrust of Pub L 280 was to
provide limited state jurisdiction for
basic law and order problems and the
litigation of Civil disputes between
40
private parties, not to permit state
regulatory authority over reservation
Indians or state legislative control of
tribal governments.
Pub L 280 defines the limits of
permissible state jurisdiction whether or
not a state has accepted the jurisdiction
permitted by that statute. If Congress
chose not to -include jurisdiction over
tribes or the application of state civil
regulatory laws to Indians when it
consented to broader state jurisdiction on
reservations, no “anomaly” exists between
so-called Pub L 280 states and non Pub L
280 states. State authority to impose its
laws against tribes has always required
Congressional consent, and in the absence
ef another federal law granting that
jurisdiction, the scope of authority
permissible under Pub L 280 controls all
states. See, Kennerly vv. District Court,
440 U.S. at 424-425 and n. 1 (under Pub L
280, "state assumption of civil
jurisdiction - in situations where Congress
had not explicitly extended jurisdiction -
was governed by {7). Without assuming Pub
L 280 jurisdiction, a "non 280" state
Simply would not have any civil or criminal
jurisdiction over tribes or their members,
in the absence of another federal statute
permitting such authority. McClanahar vv.
Arizona Tax Commission, 411 U.S. at 178.
B. The Bryan Distinction As To
Regulatory Law Enforcement Under Public
Law 280 Is Not Dictun.
This Court’s decision in Bryan vV.
Itasca County, supra, that Pub L 280 did
not authorize the application of regulatory
laws to reservation Indians is not dictun.
As discussed below, the question of
whether Pub L 280 extended state
regulatory laws to reservation Indians was
a critical issue in Bryan. Even if the
lack of intent to authorize that type of
jurisdiction was not the sole basis for
the Bryan decision, it was clearly one of
the grounds. To call this cCourt’s
statements on this. point "dictum" is
contrary to the well settled interpretation
of that term. See, Union P.R. Co. v. Mason
City & F.T. D. R. Co., 199 U.S. 159,
165-166 (1905); Six Companies of Cal. Vv.
Joint Highway Dist. No. 13, 311 U.S. 180,
187 (1940); Woods v. Interstate Realty
Co., 337 U.S. 535, 537 (1949).
In Bryan, the Court found it necessary
to determine what Congress intended by the
phrase "civil laws...of general
application to private persons or private
property," contained in {4(a) of Pub. L.
280.\9 The tax at issue was characterized
9. In choosing from the _ possible
meanings of this phrase, the Court
undertook a comprehensive review of the
statutory langauge, the applicable canons
of construction, and the legislative
history. Contrary to the suggestion that
the Court in Bryan may not have had all the
legislative history before it, the opinion
separately cites S. Rep. No. 699, 83rd
Cong., lst Sess. (1953), and H. R. Rep.
(Continued on next page)
a
aS a personal property tax, and therefore,
not within the exceptions to state
jurisdiction contained in ({4(b). See,
Bryan v. Itasca County, 426 U.S. at 379 nn.
(Footnote 9 continued)
No. 848, 83rd Cong., lst Sess. (1953), and
indicates that it did not simply look to
quoted sections ina law review article.
Bryan v. Hasca County, 426 U.S. at 380 and
ne 5S. The Miller letter, relied on by
Arizona, Nevada and New Mexico, in their
amici brief, was also before the Court.
See, Appendix, on Writ of Certiorari to the
Supreme Court of Minnesota, in Bryan,
Supra, which included the June 26, 1953
Miller letter as item "M," Appendix 1, p.
69 (Lewis to Congressman A.L. Miller,
Chairman, Committee on Interior and Insular
Affairs, House of Representatives, relating
to H.R. 1063 (Pub L 83-280], June 26,
1983). The cited language from the
reports and the Miller letter is almost
verbatim from the statute, and adds no real
Clarification to its meaning. Id., S. Rep.
No. 699, 83rd Cong., 1st Sess. (1953); H.R.
Rep. No. 848, 83rd Cong., lst Sess. (1953).
The addition of the word "substantive" in
these documents to the statutory phrase
"Civil laws...of general application to
private persons or private property" is
not inconsistent with the Bryan
interpretation. In interpreting the phrase
to incorporate only state common law
generally applicable to civil disputes
between private parties, the Court did not
limit the applicable state common law to
procedural court rules.
44
4. Relying on the (4(a) phrase, "civil
laws...of general application to private
persons or private property," the Minnesota
Supreme Court had concluded that "Public
Law 280 is a clear grant of the power to
tax." Id., at 378.
Construing the intended meaning of the
{4 (a) phrase from among the various
interpretations proposed by the parties was
no less critical to this Court’s decision
in Bryan then was the Court’s
interpretation of the phrase "in conformity
both with the laws of the State...and with
an ordinance duly adopted by the tribes,"
to the decision in Rice v. Rehner,
supra. \10
10. In Bryan, as in Rice, the Court
did not assume that the principle requiring
express Congressional consent to the
extension of state laws necessarily meant
that the absence of the words "state
jurisdiction," in Rice and the absence of a
reference to "tax" in (4(a) of Pub. L. 280
ended the matter. This approach was
particularly appropriate in Bryan, where
{4 (b) did address the application of
certain types of taxes and the state court
had ruled {4(a) must have been intended to
allow other forms of taxation. Moreover,
(Continued on next page)
aaa cl
45
The crux of the dispute over the
meaning of the {4(a) phrase was whether it
encompassed all civil laws, thereby
granting plenary criminal and civil
jurisdiction to states, or whether it only
referred to court rules of decision
applicable to disputes between private
parties. In order to decide whether state
tax laws would be included in the phrase,
it was essential to decide which of these
meanings was intended. The Court
interpreted the phrase to be limited to
court rules of decision, characterizing the
(Footnote 10 continued)
in Rice, an alternative ground for decision
was that the "in conformity" language was
sufficiently plain to meet a requirement
of express Congressional authorization.
463 U.S. at 730. If interpreting the
meaning of "civil laws...of general
application" in Bryan is dictum because the
Court could simply have decided that tax
laws must be specifically mentioned in any
grant of state jurisdiction, then all of
Rice’s discussion of state interests and
tribal sovereignty to establish that an
express grant of state liquor jurisdiction
was unnecessary, must also be treated as
dictum.
excluded body of law enacted by state
legislatures as "civil regulatory."
The state court opinion reviewed in
Bryan, and the parties’ briefs, make it
clear that the proper characterization of
laws applicable under the (4(a) phrase was
the heart of the dispute. The Minnesota
Supreme Court’s opinion was grounded upon
its conclusion that Pub L 280 had worked
a radical change in the prior legal status
of reservation Indians vis a vis the
states, and that by granting states plenary
civil and criminal jurisdiction, Congress
necessarily granted taxing power not
specifically excluded. Opinion of the
Supreme Court of Minnesota, Appendix on
Writ of cCertiorari to the Supreme Court of
Minnesota, p. 36.
The Minnesota Supreme Court started
with the fundamental premise discussed in
{I of this brief, which was well
established at the time Pub. L. 280 was
ee
47
passed. It quoted from a 1944 Minnesota
Supreme Court decision:
(Bjut, it is uniformly held that,
absent a treaty or federal statute
conferring it, a state’s
Jurisdiction does not extend over
the individual members of an Indian
tribe maintaining their tribal
relations and organization upon a
reservation within the geographic
limits of the state.
Opinion, p. 40 (quoting from State v.
N
Jackson, 218 Minn. 429, 16 N.W.2d 75
(1944).
Summarizing "the current status of the
law set forth in the McClanahan and
Mescalero," the state supreme court in
Bryan said:
(2) Congress has plenary
Jurisdiction over reservation
Indians. That jurisdiction may be
ceded to the state’s only by express
grants of jurisdiction. In absence
of such grants, no state power
exists.
Opinion, p. 39.
The state court then went on to
conclude that the legislative history,
language, and structure of Pub L 280
supported finding an express grant. In
doing so, it relied heavily upon Omaha
Tribe of Indians v. Peters, 382 F. Supp.
421 (D. Neb. 1974), in which the federal
district court for the District of Nebraska
had ruled that in ({4(a) Congress expressly
subjected Indians to all state laws of
general application and therefore tax laws
were necessarily applicable, except as
specifically excluded. Opinion, Bryan
Appendix, pp. 44-45, 47.
In this Court, in Bryan, the parties
argued the possible alternative
interpretations of the {4(a) phrase. For
example, the respondent County argued:
...There are only two jurisdictional
sections, one for civil and one for
criminal jurisdiction. If Congress
had conceived a third class of laws
encompassing state tax laws, land
use regulations, water laws and
49
other general non criminal laws, and
had considered that these laws were
enforced by a judicial proceeding
which is neither criminal nor civil,
it is likely that it would have
dealt with that class in a third
section or have wholly excepted that
Class from the operation of both the
civil and criminal sections.
However, it took neither of these
approaches. Instead it merely
subjected the broad grants of
jurisdiction to limited exceptions
in favor of trust and restricted
property.
Brief for the Respondent, pp. 8-9.
In its brief, the petitioner argued:
So Congress in Public Law 280
allowed Indians to go to state
courts and provided them with a
ready-made body of state law to look
to in resolving their private civil
disputes. Congress intended "civil
laws...of general application" to
mean those laws which have to do
with private rights and status.
Therefore, "civil laws...of general
application to private persons or
private property" would include the
laws of contract, tort, marriage,
divorce, insanity, descent and
Similar matters, but would not
include laws declaring or
implementing the states’ sovereign
powers, such as the unique power to
raise revenue. The latter are not
within the normal meaning of
"private" laws.
N
GO
©
A comparison of the Public Law
50
language with that used in the
termination acts again reveals the
limited nature of Congress’ grant in
the former statute. Thus, while
Congress made all state laws
applicable to both tribes and their
members in the termination acts, in
Public Law 280 it authorized state
jurisdiction only over those civil
causes of action affecting private
persons or private property on
Indian reservations. Tribes were
conspicuously left out of the
conferral of jurisdiction in section
(a) although included in sections
(b) and (c). This is not surprising
since it would have been wholly
inappropriate to have tribes resolve
their
Indeed, in
after
enacted 28
provided
jurisdiction
controversies.
disputes in state courts.
1966, thirteen years
Public Law 280, Congress
U.S.C. {1362 which
special federal court
for tribal
The issue in Bryan was whether Public
Law 280 excluded a vast body of state laws
which
Cannot easily be characterized as
either civil or criminal and are generally
referred to as
Bryan
expressly
interpretation
language. 426
and n.
10-ll.
regulatory. The Court in
adopted the Petitioner’s
of the disputed statutory
TT
~~
SS. at 383-385, 389-390,
saa caaen aetna nema
regulatory issue. It identified the lack
of intent to grant such regulatory
authority as a basic premise of its
decision, at least four different times
Bryan v. Itasca County, 426 at 384, 387,
x a x
388 and n. 14 | explained the
distinction 1t was drawing between state
ee
Neer Se Ke
common law and state legislation
implementing the State’s general police
powers, adopting petitioner’s
interpretation and that proposed in a
comprehensive law review article on the
subject. Bryan v. Itasca County, 426 U.S.
at 383-384, n. 10.
ct
nas peen
}-
Since Bryan was decided,
consistently interpreted to preclude state
regulatory jurisdiction under Pub. L. 280.
See, Federal Indian Law, 363-365; Collins,
Implied Limitations on the Jurisdiction of
Indian Tribes, 54 Wash. L. Rev. 479, 522
(1979). Federal administrative policies
and programs have been fashioned around the
aati
no regulatory jurisdiction principle. For
example, EPA works directly with tribes
even in "280 states" to implement federal
environmental laws, rather than approving
State implementation on Indian lands. EPA
general counsel have consistently
interpretated such State regulatory
authority to be outside the scope of Pub L
280, in light of well-established Indian
law principles, the statutory language and
legislative history, and the Bryan
decision. See, EPA General Counsel
Opinion, No. 76-28A (December 8, 1976); EPA
General Counsel Opinion, No. 76-30
(December 6&8, 1976); EPA General Counsel
Opinion, No. 77-6 (May 31, 1977). See
also, Will, Indian Lands Environment - Who
Should Protect It?, 18 Nat. Res. J. 465,
487-491 (1978). EPA has established
federal environmental law implementation
programs for Indian reservations which take
into account the unique jurisdictional
54
considerations there, and federal policies
to promote tribal self-government and
economic development. Its jurisdictional
and policy rationale for vefusing to
approve state implementation programs as to
Indian lands has been upheld in court
challenges. Nance v. EPA, 645 F.2d 701
(9th Cir.), cert. denied sub. nomin; Crow
Tribe of Indians v. EPA, 102 S. Ct. 635
(1981); State of Wash., Dept. of Ecology v.
EPA, 752 F.2d 1465 (9th Cir. 1985).
Congress has followed the EPA approach by
enacting statutory provisions expressly
allowing EPA to treat tribal governments
like states for purposes of implementing
federal environmental laws on their
reservations. See, e.g., Nance v. EPA, 645
F.2d at 714; (regarding 1977 Clean Air Act
amendments) ; Safe Drinking Water Act
Amendments of 1986, Pub L 99-339, Sec. 302.
In Washington State, the King County
Health Department has established a special
health law enforcement program for the
e)
UI
Muckleshoot Indian Reservation. This
cooperative county/tribal program reflects
the common understanding that the _ state
lacks regulatory Jurisdiction over the
tribe and its members. In recently
analyzing the program’s different treatment
G p
of non-Indian fee land owners on the
Reservation, the Washington Court of
Appeals reaffirmed the principles
applicable here: 1) Pub L 280 did not
authorize state regulatory authority over
the tribe or its members; and 2) Rice v.
Rehner did not eliminate the requirement
for Congressional authorization for
Jurisdiction over reservation Indians.
Thomsen v. King County, 39 Wn. App. 505,
208-510, 694 P.2d 40 (1985).
In 1977, a year after Bryan was
ceidAecr i= lif
1ecided, tne California Attor
=
iD
OQ
0
a
1
Y
yy
”
ppeared to have no dispute with
accepted interpretation of
sluding state regulatory
7 } 5 ; : Diik T sor TY + } +
autnorivty under rub L zcovU. in tnat
_ - ; . e . P
Lv received a request tor an opinion On)
whether the state had urisdiction over
open burning by the Quechan Tribe on its
reservation, in light of Bryan. Th
California Attorney General Opinion
concluded the State did not have such
jurisdiction. It explained in detail the
principles reflected in Bryan, agreeing
that "Congress has only sparingly consented
to the assumption of State jurisdiction
over the activities of reservation
Indians," and concluding that 1f such
exists it must derive in the
wy
Cc
ct
oy
O
ry
he
ct
rt
O
h
fy
O
» |
ct
—
source of such a grant is the Clean Air
* = 4 ’ ~ a= : A + + on 7 of
> ae an ie | a vu N .
he % raLLITOrnNdi Attorney Generali Up1lnion
> | 4 T A + x
an) = Tne
i je, PD. 4, AS L ie
~ . .
~~ + - ~ +> - bh ~ mer ar a
Cle Air Act, the Opinion states:
These considerations ‘*end to show
that in enacting Section 118, the
Congress did not take Indian tribes
2 EEE eVvVX—Xo7cvoeES
int account at all. Certainly
there lis no evidence of the intent
necessary to subject Indians’ and
tribes to state and local standards
and limitations.
Id ae 10.
The federal district courts who have
applied the no regulatory jurisdiction rule
have commonly found the types of laws at
issue in this case to be regulatory, and
therefore, inapplicable.
C. The Regulatory/Prohibitory
Distinction Is A Concept This Court
Recognized Long Before Bryan. Its
Rejection Has Implications For Federal
Reservations Other Than Indian
Reservations.
The states’ arguments in this case
amounts tc th same argument made and
rejected in Bryan, 1.e. Pub [ 280
authorized plenary state jurisdiction over
reservation Indians In arguing against
the Civil regulatory/prohibitory law
distinction, Arizona, Nevada, and Mex1co
58
explain why plenary state jurisdiction
the
is
logical outcome of the states’
position.
.-any collection of State laws
which, in the aggregate, forms a
regulatory scheme which is civil in
its general nature must by
definition also include penal ofr
prohibitory enforcement components.
Otherwise, the State’s regulatory
objectives and policies will be
rendered completely illusory and
unat.tainable.
Thus, even assuming the
propriety of the questionable
hypothesis that, under Pub. L. 280
and related similar laws (e.g. 18
U.S.C. {13, the "“Assimilative Crimes
Act," applicable in non-Pub. L. 280
states) Congress intended to include
only a State’s exclusively
"criminal/prohibitory" laws, the
inclusion of the penal or
prohibitory enforcement components
of systems otherwise characterized
as "civil/regulatory" seems clearly
to be intended.
Brief of the States of Arizona, Nevada and
New
the
one
Mexico, As Amici Curiae In Support
State of California, p. 12.
Long before Bryan, in a case involv
of these "related similar laws,"
|
nn +
— &
ing
the
Court pointed out the need to draw a
distinction between common law type crimes
and activities which state legislatures
have closely regulated through licensing
and similar restrict forceable by
criminal penalt yy llow Cab
Transit Co., 321 | 3 (1944).
In Johnson, the rt iered whether
the Assimilative Crimes Act might permit
enforcement of state liquor laws on a
military reservation. Although Johnson did
not decide the issue, what is importan
about the Johnson statement is the concept
it represents. When dealing with a
federally established reservation that has
traditionally been subject to exclusive
federal jurisdiction, the Court must not
assume that legislation such a the
Assimilative Crimes Act and Pub L 280 was
intended to result in the wholesale
ipplication of state laws > noted in
Johnson, in the absence of clear language
authorizing state regulatory authority and
evidence that Congress considered the
matter, a Court should not assume that
Congress intended to alter so drastically a
reservation’s unique federal statu
Furthermore, Johnson pointed out that the
applicability of a particular state statute
under federal statutes such as the
Assimilative Crimes Act is a federal
question, upon which the interpretation of
state courts is not binding. 321 U.S. at
383.
In Bryan, this Court found a total
absence in Pub L 280’s legislative history
of Congressional discussion of state civil
regulatory authority, or jurisdiction over
tribes. 426 U.S. at 389. Subsequent
legislative history indicated 5
Congressional assumption that Pub L 280 had
not altered jurisdiction as to regulatory
laws with criminal penalties, e.g. state
environmental laws. See, Bryan v. Itasca
County, 426 U.S. at 386-387. The same sort
+
— + - ~
assertions
about the intent of
possibility of undesirable
reservation businesses, in
state Jurisdiction, wer
Senator Ervin, who offered
sponsored the 1968 Pub. L.
Id. at 387 Particularly
of regulating tribal activ
reservation by direct stat
state laws, this caution is appropriate.
In deciding that Pub L 280 was not intended
to alter tribal government immunity from
state control and the immunity of
reservation Indians from state Civ]
regulatory authority, the Court said that
a contrary conclusion would mean that Pub
L, 280 was 2 termination act Id., at
389-390 oncerns such as this led this
Sourt to reject similar state arguments for
plenary jurisdiction over reservation
Indians selling cigarettes to non-Indians
based on the General Allotment Act’s
states toaay
T “oO ry . _
J a W/V and tne
q , 7
and unrequlated
+ kh r=
the absence of
e answered by
a 7d . — YT Ver
an principally
2 ~ _-
80 amendments
ny +hoe "“Antro -
' @ | Se eee oe oe — —_
ity on an Indian
fO cc saa) on i a ~~ +
e enforcement of
garding state criminal and
civil jurisdiction. See, Moe v. Salish and
Kootenai Tribes, 425 U.S. at 477-479.
CONCLUSION
No act of Congress has authorized the
jurisdiction asserted here.
Federal common law has no recognized such
authority, and Pub L 280 now defines the
rh
limits O state jurisdiction over
reservation Indians and tribes.
Whether courts characterize the test
for permissible state jurisdiction under
Pub L 280 as a civil regulatory/prohibitory
distinction, or a public policy test, the
essential concept has been thoroughly
litigated and decided in Bryan. Congress
ct
ey
ct
(D
- ~ . : 7 ~ -4 : : -
‘ criminal Jurisdiction to
<
W)
T 2 __ - —~ T : - - a
Indian reservations. In addition, state
_ — _ ~ “tata their —_— 7 . mrlesc
we VY fe ee ee 4s A ~~ + — — <i ae common Law ~~ as
“ny + : ~ - - AH -~ + | — ~ h
oP i 4eC i$Sio§ni -O private aisputes, suci as
contract matters, torts, and the like.
However, the body of state regulatory law
that may or may not contain criminal
penalties, was not made applicable.
The running of bingo and card room
games for what are essentially charitable,
governmental purposes simply does not fall
within the type of law and order concerns
that were the motivating force behind
Public Law 280. Moreover, Public Law 280
did not extend any state jurisdiction over
tribes. Until Congress decides otherwise,
tribal games are not subject to state law
enforcement. It is for Congress, not the
Court, to decide whether the omission of
the state laws at issue here from Pub L 280
jurisdiction requires re-examination and
whether there should be a_ change in the
law.
Allen H. Sanders
Attorneys for Tulalip Tribes
of Washington, Soboba Band of
Mission Indians, LaJolla Band
of Mission Indians, and
the Trinidad Rancheria
rTh TMOoOTTS CTAMTLS ’ Tenant Tr een “ATTT y
INITED YL Ai LW DI RIC Y
rT oo aT om + — AD wacutTrrx~co as
WESTE! a‘ LSTRI SF y WAOMILNGI iv
4.
» era TINT TH
AT SEATTLE
STATE OF WASHINGTON,
by and through the
WASHINGTON STATE NO. -151
M S
o>. YT Th ‘ele? T CTON
sAMBLING COMMISSION ’
_ ADNED aT ALIM TAT
{) ) md
Ve WII EIN UWUNAING LIND
mmm y,r ma nT eS T
St’ fo rh ‘5 < / vw 7
j AJhs dk SAV L/P LW ii/ i 2A WAY
°T AT st TTA CTIe TY ~~ mAr CTT A DU TTTIMNCMOENT
< f |S b4 . > ef ) ~ Vi TV na -
LAS NCE AALCA, Ot FOR SUMMARY JUUGIIEN J
akLe ,
~fannn: ~
VeTenaantcs.
y '7 . rw A TOM TOTS —-. 7 | + - - - a a "
> . vi i bs < > Y > ’ y Y >
See ae MhiAd 4 ~-OMmMes WelLOdt ¢ Ait 44 i 2
~ + r Kar Toafandantc Ay - — oe, icrment
oe ae et oA hm Y 4 € ae we AANA 11S . 4 he 2 A 4 il y A.A \4 s —
4
a , _ - . = ; . y .
athe ~h ohea . ol ae 217 7 - é nn + all on oe Lh. 4 ‘> LDy4 T= ~ +
‘ Irsuantl VU MRUJE / L Set r ¢ 1e ral I A So St.
’ . DraAmoantitira Lil oau«r “~~~ ye “fF ’ q ~ -y
X Vv» & & CCUULC. ria Vv Li1G A. * ¥icwe A sit
nem Y te | nei bh a mY at = i aie + ao) + 7. Lway
i | / Sd ida an A J ws se J it — Gee | its >LAw A 4 . A / Y
“ACD | - Arto F So 7 ee W mae" a 7, _ + roa erAareaA
ad i: se Ait A Wo ad Ait A. * . < + if) i. . A
y q + \ — y ~~ } — + y — 4
) > ‘
7 - . A . Lit a - . A « - + > 4
> = + } - >
Ai * | > A LA. & \- VV > «
rm >} ~ +> + + -
l iS | l [ I r 1¢ ira r re el
t
Washington
of bingo games
agains
activities of the
~
=
° +
1pe
on-reservation
(+)
ne
Tribe). Defendants, seventeen employees of
the Tulalip Entertainment Center, have
moved for summary judgment claiming that
the suit is barred by tribal sovereign
immunity and that Public Law 280\1 does not
provide the Commission a cause cof action.
Viewing the evidence and the inference
which may be drawn therefrom in the light
most favorable to the non-moving party,
this court has determined that there are
/
genuine issues of material fact and that
the defendants are entitled to judgment as
a matter of law. Barona Group >i capitan
+ Act es Audqust l , 19 , Put
No. 83-280, 67 Stat. : commoniy Known a
"Public Law 280"
2 - ORDEI!
~ cont : us - T Aan anme “7 Tyi3 + ar
an Q p< nr i Vv < na <
srande Band f Mi Indians v. Duffy,
-
? 4 - | ~y sr : C + » - - a ~~
er ke 2a 2 (Oth Cir ee or
19% F.2d LLiSoO, a Kli Lite di » « P Swe
. - ~ < ar
Inanian 1N? q (+ ) Q 72 “2
as a © a / J « we & «@ a 4. a > .
r — ee
r -, + +
« a) a
The Tu | >] an Ts 5 } += ~ + t Tt. a .!. ka. to _ be
iii“ 2AU4 A te bY | a ae SO) > rf WaoildiiyeVIi1 i— il
= te, t= han wo »~ + Tro a Iara ann rom nr ,_7on aay
lLnaepenaenvt inalian Navlion recognize y
L 4
= = <7 ~5s AM _— ~ Mmairimteaur - Crakk maach a
reservation oS © et — mw WALL Y + + ononom wile /ii
4
rm | va . . ie + +} nN ’ s ~ oe) 7j +
4 a , a7 . : a
s 5 OB a uar’y 5 ; 4. IO €g ; “a cne ~~ > > | i an DpDoOa OL
£
>snact
(D
oF
>a
ry
a
@)
ow
-
O
ry
or
7
3
—~ .* he ,
nance autnorizing,
tne reservation. The sta
ct
0
oF
'T)
ry
e
O
O
ry)
+
J
D
) 77-482... n+ ~ -h o = c mratkean TT. ~~ = (a
2acveiopmentc on the reservation ana to raise
i
‘ te, t= + = aa oie ao 7 one 4 } + te ~ cC y } mes >
s ALIA m/s Nee ee _. —— \/ S . > | s. >¢ ¥ e =) al A 7% ner
TOvernment > | nNroarams - | , +he Tes koa
‘4 a hm 444 4 ~ a s - — « ‘ y ' ~ + ~ » a J
. | |
- = “oO 7 ~ — ] 7
ae ra inance was imenaed
‘7 + }~ ~ + T ~~ ~~ -~ - T ~
> rac a ta nr
y Sei: s ‘ LL & Ge — s > a4 Ad =
4 7 + “*) ee Ve --
: oi ant 7
2, 4. » \ ays Atlta 2ilS y
ofonda \~r . mmartu Ty icrment
4 Ai\4ACA . >\A ‘ A 4 y A 4 A\44 .
4 7
mNWmNrr
_ ~ r ra
government, acting
Bingo Commissicn,
all profits must
ordinance was reviewed and
may
through
On
“}
go
erate
Secretary of the Interior.
According to
Entertainment Cen
2,000,000 to construct
players to its
e Tribe,
cost
Ge Sinc
in J
a larg
reservati
opportunity gamble for prizes.
do net dispute the proceeds f
and pulltab games
of the revenues of
apply state laws
on-reservation
Q
defendants are
are, or were <z
involved in the
4 - ORDER
~ Bese
4
contribute
the
on
\
\
noe
3
7 Fo!
ne
Tribe.
seventeen ina
- ~ +
manaqemenet
rom the
a vital
n 1ctT Le
sara 4
LVL GCLeSe«
;
: ,
sara cay ac
& V&A i ~~ —
~
approved by
be -
liare
ct
a
'
+4
ry
s
a
£
“~~
+
~
as
-
named
=
-
—
O
‘
rT
hel
a4
4
.
+
TY _<>
we
(
a4
1o
~~
¥ b Ad ()
4
4
«*
i. |
ot
on >
— ia
on |
7 r |
wv
r-4 U)
J ;
. .
ee
ry ae |
< "
4
a en |
«+> ‘ ry
4 U
4 ¢
° pad
ica
4
on
.
a)
r-
~~
+4
~*
t,.7 } . ~~ “orI mM oOCS
Washington assumed
-¥- It should
committed by
Washington took
eight ecific
welfare,
not gambling.
do not have
committed by
reservations,
Supreme
be noted
Indians
Washingt
a
Ss
on
X
Court cons
+
that
+
as to
Indian
Jurisdiction
subject
only
1e
land
over
ct
uw
f
Se)
77
/
ct
W
a
ct
i/
oF
0.
WY)
acts
areas--chiefly
Consequently,
those enumerated areas,
Indians
unless the affected tribe
over
within
fre
courts
crime
family law and motor vehicles--bu
apart
Washington
Jurisdiction
thel
.
na
requested the state to assume jurisdiction.
F.2d 890,
Tulalip
United
(9th Cir.
elected, by
and its
criminal
Washington.
retroceded.
States Vv.
1980).
ordinance,
reservations
Jurisdiction
Such '
effective in 19
Farris,
58 and
t
624
The
to
Oo
of
subject
+
L
he
civil
State
became
Ty 4
~ &
2)
oO
>
itse
] a
on:
san
a4
,
=
~~ —
S|
..
Q
+
4.
“4 -.
i -
ense
~ x7
serva
n” ys
1 ltia
a
)
Lii€
. rT «
— P|
| — -
7 és +
.
r | _
‘ |
4 - fF
AC LAI
y .
Al
a os
ha —
4 >a
© ? |
, TOY
+
+
=
7s
rr
an
a)
.> ~
.
, ee
YY =
5H
ho
<
we - 4
sehs
de du
nm
a4
=
s . s
s 4
*
? »
A
a=
A .
+
4 >
> ‘
< y
a ’
A 4
L ,
» y
4
Aira?
a ;
an an on
de ee he Oe
T-btalt=
1e pe
.
or >
A a
AF
» ¥ .®
, ret
be ae Ser 8
‘ pe
TU
I
~
ta
tn
.
=
+o
_
c
—
—2J
+
r+
4 *
A
> .
A
vo
i Al
war
—
a
£
.
i ow
1. S&S
~Aaft
a.
1? -
A
+
|
-s
s.
[=)
Li
tn
Sa
>
oe
hh 3
>>"
,
A
Te.
A
,r
Ai;
(4
i
_<
A
>
>
>
_
A. CA
Ad
ry
e
iw]
4d
certain
organizati
a general
Compare Ca
RCW 9.46.0
U
a
O
cS
(a
0,
ry
m
O
Hy
O
+
bs
or
ct
O
,
California
rather tha
based this
bingo is all
of recreati
ry
-
n
O
ry
AA
G
nrn } i+ 7
prohibition
Pena
1
Code
3) and 9.46.
+7-4.4 ath
Venrnt it €
ror (nr
+ \ aa
J
rmined that
lassified ;
depended
plained of
of the stat
court det
gislature in
reven
} ~
lates
of b
‘ A de
La
W
O
ry
nar
ct
UW)
r
wy
ct
|
‘
ry”
oe +
bh a + &
o
ca ry
— a a
rT
SF
v,7 4
Wo
ATs ws
| oe © © |
+ +,
— a a
~*
>»
+
+ -
ale | a
Ai -
~ -
+4 .
4.4 > i
i
oe SS |
- +
— \ 4
a
a i
e ;
= A
ed
- .
— .
4 A
-_
Mm
+
()
~
—
><
— +
A +
wre _—) >
a4 s A
amo we 4
‘ > ~~ A
‘\ebhea 5 ie
‘ \ -
_ nt
1eC0 | A
. ‘
.
°-zA
~ ,
. r+ ,
=}
»} Q s,
ad ,
a TT 4
| t
* = 1 >
A A
YY
oy
ert
ad
rt
4
‘ f
4 +
ps4
fal
st
f 4
4 j ae
ne
¢ ‘
~~
‘ . +4
= 4
+
rq 4
4 ‘
‘ ~
>
+
+
< '
1 = 4
l - }
>
+4
4 4 4
~ i
a) rt y+
4
ct ‘
4 S |
--¢ rr
B&R \s ele
’ J, Oo °* &
+ ,
F. Supp.
s
si . ~ +
a r (
Lripne aI
,% -
Supp.
io)
sarona tr
‘ A AiGa ,
-
7
LT)
; }
. . . e >. +
~.e a AAS «
a ~ Ao =
1Ot De af
‘
sim 7 7
o
eminolie
hon hoa ~ +
} aC Ji
7 17 ae a ie itn fo |
4 YVeLiistiig
a “he iTeo
A - YS i
arr a a) ’
‘ A 4
| ‘
: in wa
: los “7 +
¥ < 4
1S yjener
- kk Be Te
y n“nrr
jient
dee et Neer 2 Ne
_
ain
i A. dw
_ 4
a '
.
s A
Tne
A ii
~
4
‘ .
ad >
7? h «
(2) ]
\ i i
. ,an
I de> he OA
Rese
94 2-13 -
=
- -
ri
~~ * oQ
aa -
l >
» + »
“+
;
L 4
om
= —/
Q “~
< - *
AA
. a it
s iiwo
7 +
—
‘ ie
r .
+
ra +
iva
-OnNa
tn
:
na |
~ _
pera
’ +
—s
i .
‘se
AA
~
.
o
il
- +
I +
} .
+>
~
ps/
ho
-
at
uc
“hi all on ba
we Ne NA
|
="
&
polic
.
Ninth Circui
Oo
a
v
-
test developed int
say tt
— Y
statute, the court concluded that bingo
fell in the category of gambling that the
legislature has chosen to regulate by
imposing certain limitations to avoid
abuses. Id. Accordingly, the Seminole
T _— . nae myiK ~ + —_ +},
Indian Tribe was not subject ae the
~
(Footnote 7 continued)
1361 (9th Cir. 1977), and United States v.
Farris, 624 F.2d 890 (9th Cir. 1980). In
Marcyes, the court held that’ the
Washington fireworks law was' prohibitory
and not regulatory. Evaluating the
statute, the court found that the “purpose
of the fireworks laws [was] not to generate
income, but rather to prohibit their
general use and possession in a
legitimate effort to promote the safety and
health of all citizens." 557 F.2d at 1365.
Marcyes was distinguished in Seminole on
the basis that the Marcyes court had found
the possession of dangerous fireworks
generally prohibited and not merely
licensed. Seminole, 658 F.2d at 315.
Farris dealt with a Las Vegas-type
casino operation on the Puyallup
Reservation. The court found that the
"violation of the law of state" requirement
of section 1955 of the Organized Crime
Control Act, 18 U.S.C. { 1955, was intended
to include in the federal prohibition those
gambling operations contrary to state
public policy as was the Puyallup gambling.
624 F.2d at 895-96. Based on this
analysis, the Seminole court concluded that
the state’s public polic' determines
whether the activity i prohibited or
regulated. 658 F.2d at 316.
15 - ORDER
Hh
O
ry
regulations and could not be prosecuted
{
YW
D
violating the limitations imposed.
~]
2
\O
18 F. Supp. at
Ui
also Oneida,
(general populace allowed to play bingo at
will).
Applying the test set forth in
ct
Barona, 694 F.2d at 1189-90, this cour
oF
concludes that Washington’s bingo anc
pulltab laws are regulatory and of a civil
nature. First, RCW 9.46.030 authorizes
bingo and pulltab operations by a wide
variety of charitable and nonprofit
organizations. See RCW 9.46.020(3). There
is no general prohibition against playing
bingo or pulltabs. Compare United States
v. Marcyes, 557 F.2d 1361 (9th Cir. 1977).
The Washington statute regulates bingo as a
money making venture by limiting the
location and number of days of operation,
requiring that all proceeds be applied to
the organization conducting the game and
prohibiting the use of professional
managers other than members or employees of
16 - ORDER
OO ee€_,-
oe
—)
governmental
and
affidavits of defendants Hatch
establish that
the
Tribe from the bing
are to
arence
7
~
emphasized
better th
the
Bingo
author]
694 F.2
Tribe mz
organl
©
s
e
other
the Tulall
within t
permissive
In ]
8 =- ORDER
be invested
.
na
~ _>-
cnarita
, 4 ; .
Yr) : r
pulltab
| +
unaer vU
T pBeais
L An he >
nar ") 7
4a \w 4 -
2
7 i i ae
on “pases!
.
fram ing
ACAMLAS A AA:
ration la
a % -& Wad A.
quirements
. Q
- a» »
a ~
s
‘
a
‘
AN .
,
mba ern
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