Petition — Crim v. Hunter
Supreme Court brief1984
Ask Donna
What actually matters in this document.
Text
83-1288 | FILED
AUG & {984
NO. ALEXANDER L. STFVAS
IN THE
Supreme Court of the United States
October Term, 1983
ROBERT BRIAN CRIM, an individual,
Petitioner,
G. WILLIAM HUNTER, United States
Attorney for the Northern
District of California,
Respondent.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
ROBERT BRIAN CRIM, pro se,
32 Pierce Lane,
Naugatuck, Connecticut,
06770.
Telephone: (203) 729-6119.
——————
Questions Presented for Review
Whether under the First, Fifth, or
Ninth Amendments, or under the Horn-
blower's Provision of the Organized
Crime Control Act of 1970, Petitéoner
has standing to sue in an action see-
king to oblige compliance of a United
States Attorney with Title 18, United
States Code §3332(a), 84 Stat. 924:
A.
Whether the United States Dis-
trict Court for the District of
Connecticut erred by dismissing
sua sponte Petitioner's action;
Whether the United States Dis-
trict Court for the District of
Connecticut erred or abused its
discretion by not allowing Peti-
tioner to amend his complaint:
Whether the United States Court
of Appeals for the Second Circuit
ii
erred or otherwise abused its
discretion by not allowing Peti-
tioner to amend his complaint;
Whether the United States Court
of Appeals for the Second Cir-
cuit erred by upholding the ac-
tions of the United States Dis-
trict Court for the District of
Connecticut in dismissing Peti-
tioner's complaint or denying
his motion to amend;
Whether the United States Court
of Appeals for the Second Cir-
cuit erred or otherwise abused
its discretion by declining to
recall its mandate;
Whether the Supreme Court of the
United States should vacate judg-
ment to allow Petitioner to
amend his complaint.
II
iii
Whether Petitioner enjoys an implied
right of action to seek reliefs under
the Hornblower's Provision of the Or-
ganized Crime Control Act of 1970, 16
U.S.C. §3332(a), 84 Stat. 924:
Whether the United States Dis-
trict Court for the District of
Connecticut erred, upon Petitio-
ner's original attempt to amend
his complaint, in failing to
find an implied right of action
extant in the Hornbdlower's Pro-
vision, §3332(a):
Whether the United States Court
of Appeals for the Second Cir-
cuit erred in upholding the fin-
ding of the United States Dis-
trict Court for the District of
Connecticut that no implied
right of action lay latent in
the Hornblower's Provision.
iv
III Whether the instant complaint(s) are
IV
precluded from all future litigation
by the principle of res judicata.
(By anticipation:) Whether any por-
tion of the instant complaint(s) have
been mooted by any Statute of Limita-
tions.
Whether the Supreme Court, of its own
motion, should make inquiry into al-
legations of fraud perpetrated upon
it or ‘the courts below in a case pre-
viously before all.
Syllabus
Note: This syllabus constitutes no
part of the argument advanced by Petition-
er but has been prepared by him for the
convenience of the reader and in the inte-
rests of judicial economy. See United
States vy. Detroit Timber & Lumber Co.,
200 U.S. 321, 337 (1906).
Petitioner brought suit seeking writ
in the form of mandamus to compel Respon-
dent, a United States Attorney, to pre-
sent information obtained and provided by
Petitioner to a special federal grand jury
sitting in the Northern District of Cali-
formia pursuant to Title 18, United States
Code §3331 et seg., and for compensatory
and declaratory relief, alleging violation
on part of Respondent of the Hornblower's
Provision to Title 18, United States Code
§3332(a). The United States District
vi
Court for the District of Connecticut dis-
missed and denied Petitioner's motion to
amend complaint, and on appeal judgment
was affirmed and further efforts by Peti-
tioner to amend were denied. Brief at 8
to 19, infra. Petitioner's underlying
complaints have their origin in a case
previously before this Court on two occa-
sions not involving Petitioner as a party
Brief at 2 to 8, infra. Jurisdiction of
this Court is asserted to lie pursuant to
28 U.S.C. §1254(1). Brief at xl, infra.
Dismissal was predicated upon the
district court's conclusion that Petitio-
ner lacked requisite standing to sue and
had failed to plead a judicially cogniza-
ble cause of action. Brief at 11 to 13,
infra; see Appendices A to F, infra. Pe-
titioner brings error and seeks writ of
certiorari.
Argument: At common law, a private
individual had an unqualified right to ap-
vii
pear before a properly convened grand jury
and lay an indictment before it. Brack vy.
Wells, 184 Md. 86, 40 A.2d 319, 322, 156
A.L.R. 324, 328 (1944). See Brief at 22
to 27, infra. The appellate panel of the
Second Circuit failed properly to analyze
Petitioner's asserted right to have his
materials presented to the special grand
jury, and therein was the root of the
claimed error, Brief at 23 to 26, infra:
(a) At the founding of the Govern-
ment, the right of a private person
to appear before a federal grand jury
and present evidence for its inspec-
tion was the right at common law,
United States vy. Dionisio, 410 U.S.
1, 17n.5 (1973); Wharton, Criminal
Law (7th ed., 1874), §453 at i:356.
See Brief at 27, infra.
(bo) The relevant statute passed in
the last century prohibiting approach-
es by private citizens to the grand
viii
jury having been amended in the form
of a repeal, 62 Stat. 770, 18 U.S.C.
§1504, 18 U.S.C.A. §1504, the state
of the law in 1970 when the Hornblow-
er's Provision was passed, as well as
today, in relevant terms is the same
as in 1794. United States y. Tynen,
11 Wall. 88 (1870); see State vy. Ba-
ker, 33 W.Va. 319, 10 SE. 639, 640
(1889), Brief at 27 to 29, infra.
(c) Legislative history of Hornblow-
er's Provision demonstrates that Con-
gress intended to incorporate into 18
U.S.C. §3332(a) a balence between un-
restricted access of private indivi-
duals to the special grand jury and
no access at all. See Petition of
Thomas, _. Me. _, 434 A.2d 503
(1981); United States vy. Chanen, 549
F.2d 1306, 1311 (CA9, 1977), cert.
den. 434 U.S. 835; Hott vy. Yarborough,
112 Tex. 179, 245 S.W. 676 (1922).
ix
Brief at 29 to 36, infra.
The opinion of the Court of Appeals is in
conflict with other circuits and at least
two States with similar statutes, and
there is a general confusion among the
lower courts on the underlying question of
control of a grand jury. Brief at 36 to
38, infra. These conflicts provide the
Supreme Court with adequate reason to
grant the writ of certiorari and say defi-
nitively what the law is concerning how
private citizens are to go about playing
their role in the prosecution and suppres-
sion of crime. Cf. Parker yv. People of
Illinois, 332 U.S. 846 (1948). See Brief
at 39, infra.
Applying the broad dicta of Linda R.
S. ve Richard D., 410 U.S. 614, 619 (1973),
to the facts of the instant action gener-
ates an absurd consequence and a fundamen-
tal injustice. S. vy. De, supra, 410 U.S.
at 619n.5; United States vy. Hicks, 625 F.2d
216 (CA9, 1980), reh.den.; Orr ye Orr, 440
U.S. 268 (1979); accord Strauder vy. State
of West Virginia, 100 U.S. 303 (1880); see
Application of American Broadcasting Con-
panies, 537 F.Supp. 1168 (D.D.C., 1982).
Brief at 39 to 40, infra:
(a) Respect for the rules of due
process are essential to securing the
rights of all under a system of or-
dered liberty, and to prevent false
deprivations. Marshall vy. Jerriso,
Ince, 446 U.S. 238 (1980). Brief at
41, infra.
(bo) “John Wayne" approaches to the
problem of law enforcement are pre-
cisely what courts have criticized,
Finn xe United States, 219 F.2d 894
(CA9, 1955), reh.den. 75 S.Ct. 583
Brief at 40, infra.
(c) Proposition advanced by Respon-
dent that United States Attorney and
superiors have discretion as to what
grand jury shall be allowed to hear
is contraindicated by Fifth Circuit
and State of Maryland. United States
xe Cox, 342 F.2d 167 (CA5, 1965),
381 U.S. 935; Ewell ye State, 207 Md,
288, 114 A.2d 66, 71 (1955). Brief
at 41 to 43, infra.
The Supreme Court shvuld grant writ of
certiorari to reconsider the breadth of
the dictum in Linda B.S. ve Bichard D.,
Supra, as well as the Second Circuit's ex-
tension of same to important federal ques-
tion of private access to special grand
juries. Heflin ye United States, 358 U.S.
415, 416-417 (1959); see Hale y. Henkel,
201 U.S. 43, 63 (1906); Exdsbie vy. United
States, 157 U.S. 160, 163 (1895). Brief
at 43, infra.
That an implied right of action does
lie under the Hornblower's Provision, par-
ticularly where the United States Attorney
or his superiors entertain clear conflicts
xii
of interest is supported by language of
statute. Cf. Petition of Thomas, supra,
434 A.2d at 507; Board of Supervisors y.
Simpson, 36 Cal.2d 671, 227 P.2d 14, 15
(1951); and Hott vy. Yarborough, supra,
with Cort vy. Ash, 422 U.S. 66, 68n.1
(1975). Brief at 43 to 46, infra. That
mandamus is proper remedy is clear. Board
of Supervisors Y. Simpson, supra, 227 P.2d
at 17. Brief at 44 to 46, infra. Here, a:
private right of action arises by implica-
tion. Miller vy. Mallery, 410 F.Supp. 1282
(D.,Ore., 1976). Petitioner clearly is
within the "zone of interest" protected by
the Hornblower's Provision. Cannon y. Uni-
versity of Chicago, 441 U.S. 677, 689
(1979); Texas & Pacific Co. vy. Rigsby, 241
U.S. 33, 40 (1916). Brief at 46 to 51,
anfra. Supreme Court should grant writ of
certiorari to consider important question
of implied right of action under 18 U.S.C.
§3332(a). S.Ct. Rule 17.,1(c).
xiii
The Court of Appeals should have al-
lowed Petitioner to amend his complaint,
Warth ye Seldin, 422 U.S. 490, 501-502
(1975). Petitioner suffered injury in
fact, Ludlow Corporation y. Securities &
Exchange Com'n., 604 F.2d 704, 706-707
(CADC, 1979), reaching to constitutional
dimensions, Perry et al. vy. Sinderman, 408
U.S. 593 (1972), and benefits directly by
being allowed to "put his money where his
mouth is" and approach the grand jury.
Petitioner does have requisite standing
and cause of action. Davis v. Passman,
442 U.S. 228 (1979. Brief at 54 to 56,
anfira. This lawsuit neither is res judi-
cata nor moot. Brief at 59, infra. And,
if nothing else, this Court ought to make
inquiry upon its own motion into matters
previously before it. Brief at 60, infra.
xiv
TABLE OF CONTENTS ©
Questions Presented for Review. i
Syllabus... Vv
Contents. xiv
Tables of Authorities. xix
Jurisdictional Statement: xxxvii
A. Opinions Below. xxxvii
B. Jurisdiction. xxxviii
C. Constitutional and Sta-
tutory Provisions. xli
Statement of the Case: 2
A. Foundational Incidents. 2
B. The Instant Action. 8
C. Opinion of the Panel. 16
Reasons for Granting the writ: 19
I
A. Introduction. 19
B. The Appellate Panel Has Not
Performed the Analysis of Pe-
tioner's Asserted Rights
Which the Second Circuit in
Its Previous Decisions Required. 23
Failure of the Appellate Panel
to Perform Appropriate Analysis
of Petitioner's Asserted Right
Places Its Order of 17 December
1982 at Variance with Decisions
of Other Circuits and at Least
Two of the States.
(1) Legislative History of the
Hornbdlower's Provision.
Applying B3road Dicta of Linda
R.S. v- Richard D. to the Facts
of the Instant Action Generates
Absurd Consequences and Funda-
mental Injustice.
il
Implied Rights of Action Lie
Under the Hornblower's Provi-
sion Where the Executive Enter-
tains Conflicts of Interest.
III
The Courts Below Erred by De-
nying Petitioner's Motion to
Amend Complaint.
(1) The Court of Appeals Fo-
cused on Petitioner's Se-
cond Claim of Injury to
the Detriment of the First.
(2) Petitioner's Complaint
Should Have Been Construed
Liberally.
26
30n
39
43
53
53
54
(3)
(4)
(5)
(6)
(7)
(8)
(9)
xvi
Petitioner Was Injured
in Fact.
Petitioner's Injuries Were
Constitutional in Scope.
Petitioner Had Requisite
Standing and a Cause of
Action.
This Court May Allow
Amendment of Pleadings.
The Instant Action Is Not
Res Judicata.
The Instant Action Has
Not Been Mooted.
This Court Should Inquire
Upon Its Own Motion Con-
cerning Matters Previously
Before It.
G. Conclusion.
(1)
Writ of Certiorari Should
Be Granted to Consider Im-
portant Federal Questions
Raised.
Proof of Service.
Appendix:
Appendix A: Opinion and Order, Uni-
ted States Court of Ap-
peals, Second Circuit,
17 December 1982.
54
55
56
56
59
59
60
61
63
Appendix
Appendix
‘Appendix
Appendix
Appendix
Appendix
Appendix
Appendix
Appendix
Appendix
B:
xvii
Order, United States
Court of Appeals, Se-
cond Circuit, 08 March
1983.
Order, United States
Court of Appeals, Se-
cond Circuit, 27 Jan-
uary 1982.
Order, United States
Court of Appeals, Se-
cond Circuit, 19 May
1983.
Opinion & Order, Uni-
ted States District
Court, District of
Connecticut, 31 March
1981.
Minute Order, United
States District Court,
District of Connecti-
cut, 02 July 1981.
Judgment & Mandate.
Reply Brief of Appel-
lant, Crim v. Hunter,
#81-6177 (CA2) at
15-17 .
Opinion & Order, Uni-
ted States Court of
Appeals, Second Cir-
cult, 10 April 1979.
Complaint, Crim v.
Hunter, #N81-150 (D.
onn.).
Complaint (as amended).
A-7
A-10
A-12
A-14
A-17
A-19
A-22
A-32
A-52
xviii
Appendix L: ‘Complaint (as amen-
ded II).
Appendix M: Complaint (as amen-
ded IV).
Appendix N: Statutes.
Jurisdictional Statutes.
Declaratory Judgment Act.
Statutes of Limitations.
Principals and Accessories.
Criminal Statutes.
Insurrection.
National Bank Robbery Act.
Treason.
Note on “Capital Crimes.
xix
TABLES OF AUTHORITIES
Cases:
Abbott v. The Queen, 63 Crim.App.
19
R. 241 (
A ee v.
Jaite, 5 . 9 CAM,
Anderson v. Yungkau, 329 U.S.
(1947).
P.C.)-
Application a American Broad-
Casting ompanies. 537.
F.Supp. 11 D ’ 1982).
Application of Eisenberg, 654
F.2d 1107 (CA5, 1981).
Application of Yamashita, 327
. + Ti9h6).
Aspen Mining & Smelting Co. v.
ee . 2 5 ai
1 93 .
Association of Data Processin
ervices v. Camp, ;
150 (1970).
Baker v. Carr, 369 U.S. 186
(1962).
Ballou v. General Electric Co.,
393 F.a 396 (CA1, 1968).
Bienville Water Se Co Vv.
Obile, 106 U.S. 212 (1902).
5n +3
bout
30n.41,
35n.43
4, 4o,
18n.13
8n.11
44
2n.1
17
24-25,
24n.24,
61n.134
60n.133
2n.1
xX
Bivens v. Six Unknown Named Agents,
Federal Bureau of Narcotics,
403 0.5. 300 (1971). t™~*” 14
Blaney v. State, 74 Md. 153, 21 A.
Tey (1891). 22n.22
Boag v. MacDougall, 70 L.Ed.a 54, 57,
551 3 62
Board of Supervisors v. Simpson, 24,
36 CeLR OF. 12d 071, 227 Pais On.41,
(1951). n.111,
4446
Boyne v. Ryan, 100 Cal. 265,
Brack v. Wells, 184 Md. 86, 19n.14,
46 A. 19, 156 A.L.R. 22»
Branzburg v. Hayes, 408 U.S.
(1972). 19-22
Browning v. State, 37 Ala.App.
137, 13 So.a 54 (1943). 5n.3
Burke v. Compania Mexicana de
Viacion, S.A., 433 F.a
SOST (eho, 1970). 47, 48
Cannon v. University of Chicago, 43,
Gat U. . 979). 47-51,
61n.134
Carolene Products Co. et al. v.
United States, 323 U.S. 18
Tiga). an.1
Cawley v. Warren, 216 F.m% 74
tcn?, 1955). 38
xxi
Charge to eS eee #18,255,
30 F.Cas. 953— 2 Sawy. 667
(0.6.0. Cai., 1872). 28n. 33
Commonwealth v. Fu » 330 Pa.
3, 198 A. 99 C1538) . 7
Conley v. Gibson, 355 U.S. 41 (1957). 11
Coppedge v. United States. 311 30n.41,
wad 128 (CAD, 38
Cort v. Ash, 422 U.S. 66 (1975). 17, 33,
44un.111,
47, 50
5in.114
Costello v. United States, 350
.S. 359 (1956). 21
x v. Hauberg, 381 U.S. 935 (1966). 12
ee yparne » 331 U.S. 367
19
Qa
°
8n.11
Crim v. Bell et al _ -150
TD.fonn., 1978) 59
Crim v. Bell et al., #78-2132
Tca2, 1979). 17
Crim Ve E er, C.I.R., #21268-82
oY ie ie 49n.113
Crim v. Hunter, #81-6177 16-18, <i
Tca2, 1982). 31, 43, sh
Crim v. Hunter, #A-909 (S.Ct.,
1983).
Culombe avi Connecticut, 367 U.S.
8 (1961). 6n.4
xxii
Curtis Publishing Co. v. Butts,
ser US TG ye, |: oes
8
D'A wane v. United States, 192
338 (CAS, 1 . 5n.2
Davis v. Passman, 442 U.S. 228 51n.114
(1979).
Duke v. United States, 112
A.L.R. 317 (CAS, 1937). 28n. 33
Dusky v. United States, 295
F.a 743 (CaS, 1961). 4
Erie R. go. v. Tompkins, 304
U.s (3380- 43
Estevez v. Nabers, 219 F.m 321
CAS, 1955). 59n.124
The Evergreens v. Nunan, 141
as: FH os? T CA2, 1944). 59n.124
Ewell v. State, 207 Md. 288,
1T4 Ava 66 (1955). 42
Fikes v. State of Alabama, 352
eB (1957). 6n.4
Finn v. United States, 219 F.m
694 (TAS, 1955). 40
Flast v. Cohen, 392 U.S. 83 (1968). 24
Garrison v. United States, 154
~ Feat 106 (CAd, 1940). 12n.12
Hagans v. Lavine, 415 U.S. 528
(1974). 62
Haines v. Kerner, 404 U.S. 519
1972). 54, 57
xxiii
Hale v. F.C.C., 425 F.2 556
TcaDe, 1970). 38
Hale v. Henkel, 201 U.S. 43 (1906). 43
aa Vv. i, eset 386 F.2d 390
~ (CRe ’ 1 5n.3
Hardin v. Kentucky Utilities Cc.,
390 u.S. 1 (1968). 24
Harris et al. v. California, 2nel>,
4Gu.S. 862 (1979). 20n.21
Harris v. Superior Court of
Alameda rh » 19 Calex
, 140 Sal.Rptr. 318,
567 P.w 750 (1977). 2n.1
Hearst v. United States, 435 2ne1, 6,
* Pee 1977). 61n.141
Heflin v. United States, 358
U. . 9). 43
Hollman v. Warren, 32 Cal.a@ 351,
-20 502 ( ). 45
Holtzman et al. v. Schlesinger,
14 U.S. 1304 (1973). 4in. 44
Hott v. ace hs 112 Tex. 30n.41,
179, 676 (1922) .,
Hurtado v. California, 110
De 516 (1884).
eo a Attica Correctional
acility v. Rockefeller,
Bats 375
(CA2, 1973)-
in re ao Jury,
Januar
~ 315 F.Supp. 662 se 1 70).
Te. nee y
26n. 31,
27n. 32
46n.112
11,
26n.31
xxiv
re Mills, 135 U.S. 263 (1890). 27n.32
e Opinion oe overnor, 22n.22,
=~ I. 200, 4 A.ad 487 11999) 26n. 31
J.I Case Co. v. Borak, 377 U.S.
: I5'
~ “B26 (i965). 50
Knowlton v. Moore, 178 U.S. 41
~ (1899). 24n. 24
Leo Sheep Co. v. United States
et al., 440 U.S. 668 (1979). 29n.34
Leyra v. Denno, Warden, 347 U.S.
556 (1954). 6n.4
Linda R.S. v. Richard D., 11, 17,
470 U.S. 615 (1973). 18n.13, 23,
2 39-40, 43,
| 53, 59n.131
Liverpool, N.¥.& P. Steamship
eo: v. Commissioners 3
migration, 113 U.S. 3
Ties}. oun. 24
Ludlow Cor . S.E.C., 604 F.m
se Ob CRALE, 1979). 54
Lynch v. Director = At
secutions, [1 1 Al R.
913 (H.L.). 5n.3
Marbury v. Madison, 1 Cranch
7 (1805). 24n.24
Marsh v. Commercial and Savings
Bank of Winchester, Vir c
Nia, 205 F.supp. 014 (W.D.
Vir., 1967). 8n.11
Marshall v. Jerrico, Inc.,
U.S. 230 (1980). 41, 61
XxXV
Medical Committee for Human Rights
Vv. 8 Ay 432 F.2 259 ’
1970). 38
Merckins v. F.i- ee Glore
Forgan & Co., 514 F.% 20
core 1975). 11
Merri. L eh, Pierce, Fenner &
Curran, 456 U.S. 29, 50,
333 (1 582- 60n.132
Meyer v. State of Nebraska,
262 U.S. 390 Ti9Z3). 55
Miller v. Mallery, 410 F.Supp.
~~ $283 (D.oree, 1976). 12, 48
Moone - Holohan, Warden,
So Gu.S. 103 (1935). 6n.4
Moose Lodge No. se v. Irvis
07 ede 163 (1972). 25
Nagler v. Admiral gOERe 248 F.2d
319 (CA2, 1 1957 60n. 133
sh ¥. Galifene: 613 F.2d 10
a
26
New York Indians v. United
= “States, 170 U.S. 1 (1898). 2n.1
New York Times Co. v. Sullivan,
Us. 254 (1964). 56
Nishikawa v. Dulles, 356 U.S.
129 (1958). 5n.2
Office of Communication, United
vhurch of Chris
h of Christ v. F.C.C.,
G25 F.a 543 (CADC, 1969). 38
Olmstead v. United States, 277
U.S. 438 (1928). 42
xxvi
Orr v. Orr, 440 U.S. 268 (1979).
Parker v. People of Illinois,
532 U ‘ . 6 (1 od
Payne v. State of Arkansas, 356
U.S. 560 (1958).
Peonage Cases, 123 F. 671 (M.D.
Ala., 1903).
People v. Adcock, 29 Ill.App.x
People v. Button, 106 Cal. 628
39 P. 10735 (1895).
People v. Doss, 382 Ill. 307,
People v. Harris et al.,
FIZLOSGA (L.A.Cty., Cal.,
1976).
People v. Merhige, 212 Mich.
60T, 180 N.W. 418 (1920).
People v. Municipal Court, 27
Cal.App.od oF 103 Cal.Rptr.
A.L.R.3d 717 (1972).
People v. Parker, 374 Ill. 524,
People v. Remiro et al., 89
“at las, Ty B09, 153 Cal.
Rptr. 89 (1979).
People v. Sheridan, 349 Ill.
202, 161 NE. 617 (1932).
645,
People v. Sing Chan, 64 Cal.App.2
167, 148 P.a 81 (1944).
46n.112
28n. 33
xxvii
People v. Yoshimura, 91 Cal.App.x
609, 154 Cal.Rptr. 314 (1979). 2n.1
People ex rel. Ferrill v. Gray- 22n.22,
don. wapitit , aS oan 29, 26n.31,
(3338) 38
Perry et al. v. Sindermann,
408 Us. 593 (1972). 55
Petition of Thomas, Me. _, 25,
A.2d 503 (1981). 30n.41
35n.43,
44n.i11
Prarie Band of Tribe of Pot-
awatomie Indians v.
Udall, 355 F.a 364 (Ca10,
1966). 30n.41
Prince v. United States, 352
U.S. 322 (1957). 60n.1 32
Proto v. Bridgeport Herald Corp.,
136 Rene aor 72 Awe ao
(1950). 8
Pugach v. Klein, 193 F.Supp. 630
ee (SDNY, 1961) . . 41-42
Reck v. Pate, 367 U.S. 433 (1961). 6n.4
Reeves v. American Broadcastin
Companies, inc., 719 F.a 8n.11,
602 (CAz, 1983). 56n.122
Regina v. Russell, Car. & M. 247. 22n.22
Rogers v. Missouri Pacific R.
eee Ro, SSE US+ 500 (1557). 25
Rosenblatt v. Baer, 383 U.S.
- 'o t2oec 44
xxviii
Ross v. State, 169 Ind. 388,
B2 N.E. 781 (1907). 5n.3
Schware v. Board of Bar Exami-
ners, State of New Mexico,
353 U.S. 252 (1957). 55
Simpson v. United States, 435
U.s. 6 (i978). 60n.132
State v. Baker, 33 W.Va. 319,
~ 10 S.E. 639 (1889). 22n.22, 29
State v- California Packin
~ Or *?, a ’
TOS a 7B (iouks 59n.124
State v. Hauptmann, 115 N.J.L.
472, Tob A. 809 (1935). 7
State v. Kearns, 27 N.
34, 219 S.E.2 328 (355). 5n.3
State v. St. Clair,
262 S.w.20 25, 4O A. om Re
903 (1953). 5n.3
Stewart v. Traveler's Corp.,
503 F. cAD, TOPL} 46-47
Strauder v. State = west Vir- ton. 23.
ee ginia, 100 U.S. 303 (1880). 0
Surowitz v. Hilton Hotels Corp.,
Sweat v. State, 90 Ga. 315, 17
~~ SeE. 273 (1893). 6in.141
Terry v. Ohio, 392 U.S. 1 (1968). 61n.134
Texas & Pacific Co. v. Rigsby,
~~ 2461 0.5. 33 (1916). 51
xxix
Tipton v. State, 23 Okl.Crim. 86,
212 P. 612 (1923). 61n.141
Touche Ross & Co. v. Redington, 17, 32,
42° U.S. 560 (1979). 5in.114
Transamerica Mortgage Advisors,
Inc. v. Lewis, G44'U.5.
11 (1979). 5in.114
United States v. Ashton,
14,470, 24 Fitas. 873,
2 Sumn. 13 (C.C.D.Mass.,
1834). 5n.3
United States v. Calandra, 414
mecomens ee. tis7ay— 29, 61n.134
United States v. Cariola, 323
~~ Fea 103 (CA3, 1963). 12n.12
United States v. Chanen, 549 30n.41,
~ FF, 13060 (CAO, 1977). ‘“H. x
United States v. Chapman, 455
~ B,2d 246 (GAS, 1 : 5n.3
United States v. Chavez, 416 U.S.
~~ 562 (1974),
United States v. Chovenec, 467
F.Supp. 41 (SDNY, 1979). 37
United States v. Christian,
“660 FF. 892 (CAS, 1981). 27.32
United States v. Cosby, 601 F.m
54° (CA5, 1979). 38
United States v. Cox, 342 12, 26n.31,
2c 167 (Ca5, 1965). 37, 42, 52
United States v. Dionisio,
10 U.S. TI (19 . 26n. 31
XXX
United States v. Fein, 504 F.2
1170 (CA2, 1974).
United States v. Glidden Co.,
119 F.2% 235 (CA6, 1941).
United States v. Hearst, 412
"F.Supp. 858 et seq. (N.D.
Cal., 1975-1976).
eae States ¥: Hearst, 424
~ #,SUpp. 3° 4g et seq. (N.D.
Cal., 1976
United States v. Hearst, 435
~ FeSupp. 29 (N.D.Cal., 1977).
United States v. Hearst, 466
oa 1068 (N.D.Cal.,
1978).
United States v. Hearst, 563
—— ae, 5, 107
~ ’ .
United States v. Hearst, 573
~~ Fea 570 (CAS, 1580).
United States v. Hearst, 638
“Fa 1190 (CAS, 1980).
United a ye Hicks, 625
(Ca9, 1980).
United States oe eoease! 79
a ll la ‘>,
United States v. Keogh, 391
~ Fea Loo (C 8).
United States v. Kilpatrick,
16 F. 765 (w. oe One 1883).
27n.32, 41
59n.124
2nel,
6in.141
ani.
6in.141
ani,
61n.141
2n.1
enel.
61n.141
2n.i,
6in.141
2n.i1, 15
18n.13, 40
6in.141
12n.12
28n. 33,
37
xxxi
United States v. Luros, 243 F.Supp.
~~ $60 (N.D.1lowa, 1965). 59n.124
United states v. McClain, 531 F.dd
"B31 (CA9, 1976). 5n.3
United States v. M‘Clellan, 127 F.
971 (S.D.Ga-, 1904). 6in.141
United States v. Moore, 486 F.2
United States v. Morgan, 346
ee mm. Tissayo 12n.12
United States v. Nixon, 418
0.5. 683 (1974). 25, 46n.112
United States v. Fersico, (in
re Subpoena of persico),
” 522 . (Ch2, 19” i. 12, 37
United States v. Pink, 315
U.5. 203 (1942). 2n.1
United States v. Shackney, 333
F.o 475 (TA2, : 61n.141
United States v. Shinnick, 546
F.2 420, Bue Ft Get (CA3,
1976). 2n.1
United States v. Smyth, 104
Su Dp. 283 . Se 26n.31, yy
1952) 37, 38
United States v. Soliah, #Cr. 2nel,
75-5235 POW (E.D.cal., 1976). 59n.131
United States v. Steel, 238
F.Supp. 580 (SDNY, 1965). 37
United States v. Stone, 429
F.2 138 (Ca2, 1970). 21
xxxii
United States v. Thompson,
"251 U.S. 407 Ci g80). 52
United States v. Tynen, i1
~ Wall. 60 (1870). 29
United States v. Union Pacific
Ri Giles 9L Uels Fa (Ler ol 29n. 34
United States v. Weiner et al.,
18 F.Supp. 941 (M.D.pPa.,
1976). 2n.1
Universities Research Assn. v. 12, 17,
Coutu, 450 U.S. 754 (1981). 32, 51,
Kins 52
Warth v. Seldin, 422 U.S. 490 :
(1975). 17, 23, 4
Wells v. United States, 318 |
U.S. 257 (1943). 2n.1
Wood v. Georgia, 370 U.S. 375 (1962). 21
Constitution & Statutes:
U.8. Const... Art. TTI, $2. o1.2. 60
U.S. Const., Amend. I. 56
U.S. Const., Amend. V. 22, 55-56
U.S. Const., Amend. IX. 22
§ u.S.C. §702, 80 Stat. 392, 90
Stat. 2721. 14
18 U.S.C. §2, 62 Stat. 684, 65
Stat. 717. 7
18 U.S.C. §4, 62 Stat. 684. 7
xxxiii
18 U.S.C. §242, 62 Stat. 696, 82
Stat. 75. 7
18 U.S.C. §401, 62 Stat. 701. ?
18 U.S.C. §1503, 62 Stat. 769,
96 Stat. 1253. 7
18 U.S.C. §1504, 62 Stat. 770. 28, 38
18 U.S.C. §1583, 62 Stat. 772. 7
18 U.S.C. §1622, 62 Stat. 774, 7
18 U.S.C. §2113(a,d), 62 Stat.
796, 64 Stat. 394, 66 Stat.
46, 73 Stat. 639, 84 Stat.
1017. 4
18 U.S.C. §3281, 62 Stat. 827. 59n.131
18 U.S.C. §3282, 62 Stat. 828. 7
18 U.S.C. §3332(a), 84 Stat. 924
(including Hornblower's Pro- et
vision). assim
18 U.S.C. §3333, 84 Stat. 924. 30n.41
28 U.S.C. §1254(1). 60
28 U.S.C. §1331, 90 Stat. 2721,
94 Stat. 2369. 9, 14
28 U.S.C. §1343(4), 93 Stat.
1284, 9, 14
28 U.S.C. §1361, 76 Stat. 744, 9, 14
28 U.S.C. §1391(e), 90 Stat.
Bran « 9, 14
28 U.S.C. §1653, 62 Stat. g44, 13, 56
xxxiv
28 U.S.C. §2201, 62 Stat. 964,
63 Stat. 105, 68 Stat.
890, 72 Stat. 349, 90 Stat.
1719, 92 Stat. 2672.
42 U.S.C. §1981, R.S. §1977.
Fed.R.Civ.Pro. Rule £9(a).
Fed.R.Civ.Pro. Rule 60(b).
S.Ct. Rule 17.1(c).
Calif. Civ.Code §47.,
Calif. Code Siv.Proc. §731.
Civ.Proc. §1085.
§1963(15).
Calif. Code
Calif. Code Civ.Proc.
Calif. Gov't.Code §14.
Calif. Gov't.Code §26528.
15 Me.R.S.A. §1256.
Miscellaneous:
Jane Alpert, geou re Up incer-
ground (New York: Wm.
ierrce, 1981).
Wm. Bradford, letter to Edmond
Randolph, 20 Feb. 1794,
Op.Atty.Gen. 22.
Burroughs, "Criminal Law and
Procedure,” 51 L.Q.Rev. 36.
Cong.Rec.
(Senate, 18 Dec. 1969).
9, 14
29, 50
19n.14
19n.14
52
8n.11
44, 4s
45
46
30n.41
27
22n.22
30n.41
XXXV
Cong.Rec. (House, 10 Mar. 1970). 30n.41,
Cong.Rec. (House, 06 Oct. 1970). 30n.41,
Cong.Rec. (House, 07 Oct. 1970). 30n.41,
Editors of Look, The Story of
the FBI (New York: t B-
ton). 7
"The Grand Jury as an Investiga-
tory Body," 74 Harv.L.Rev.
590. 26n. 31
Patricia Campbell Hearst with
Alvin Moscow, Every Secret
Thing (Garden City, N.Y.s .
SGabteday, 1982). 3
House of Representatives, Report
No. 91-1549. 35n.43
House of Representatives, Commit-
tee on Internal Security,
93d Congress, 2d session,
Terrorism, Part 3 (hearings). 2n.1
55 C.J.S. Mandamus. 45
Senate Report No. 91-617. 30n.41
Thompson & Merriam, Juries (1882). 22n.22
8 U.Chi.L.Rev. 561. 36
Wharton, Criminal Law (7th ed,
1874), 27, 28
2 U.S.Cong.& Adm.News 1970. 30n.41,
35n.43
xxxvi
Act of 10 June 1872, ec. 420,
17 Stat. 378. 28
18 U.S.C. (1940) §243, 35 Stat.
1113. 28n. 33
xxxvii
JURISDICTIONAL STATEMENT
PETITION FOR WRIT OF CERTIORARI
Petitioner Robert Brian Crim, pro se,
petitions this honorable Court for writ of
certiorari to the United States Court of
Appeals for the Second Circuit that this
Court might review favorably decisions of
the courts below, reversing the order en-
tered by the court of appeals on 17 Decem-
ber 1982. For the purpose of this peti-
tion, Petitioner avers that the grevenen
of his complaints is not affected adversely
by any mooting of the suit occasioned by
lapse of the general Statute of Limitations
of the United States, 18 U.S.C. §3282, 62
Stat. 828, 68 Stat. 1145, 75 Stat. 648.
OPINIONS BELOW
None of the lower courts' opinions
have been published. The six opinions or
orders relevant and material to the instant
xxxviii
petition are attached hereto in the juris-
dictional appendix. See Appendices A
through F, inclusive, infra.
Additionally, the opinion and order
of the court of appeals entered 10 April
1979 affirming dismissal of Petitioner's
complaint, Crim v. Bell et al., #78-2132
(CA2), is attached hereto as Appendix I.
JURISDICTION
On 17 December 1982, the Court of Ap-
peals for the Second Circuit entered an
order affirming the United States District
Court for the District of Connecticut's
dismissal sua sponte, for want of his stan-
ding to sue, Petitioner's complaint. Peti-
tioner filed motions for rehearing en bane
and rehearing out of time on 04 January
1983; the motion for rehearing out of time
was granted, and on 08 March 1983, the mo-
tion for rehearing was “denied without pre-
judice to the application that the petition
xxxix
be heard en banc."
On 09 May 1983, Mr. Justice Marshall
granted Petitioner's motion before this
Court seeking extension of time in which
to file petition for writ of certiorari;
per Mr. Justice Marshall's order, Crim v.
Hunter, #A-909 (1983), time for filing the
petition was extended through and inclu-
ding 08 August 1983. On said date, the
petition was mailed to the Court pursuant
to S.Ct.Rule 28.2. An attorney's affida-
vit attesting to timely mailing has been
filed with the Clerk.
The Clerk returned all papers to Pe-
titioner pursuant to S.Ct.Rule 33.7; sub-
sequent efforts by Petitioner to file his
papers were interdicted by the Clerk, and
a lengthy legal discussion followed.° Now
° petitioner felt constrained from filing
a Form-4 affidavit required by Rule 46.1
because the form seeks absolution from all
costs and Petitioner at the time had suf-
ficient funds to pay the Clerk's fee but
not print the brief. An alternative affi-
xl
comes Petitioner and proffers forty copies
of a printed brief conforming to S.Ct.Rule
19.3. It respectfully is submitted that
this Court has jurisdiction over the in-
stant petition pursuant to the provisions
of 28 U.S.C. §1254(1), and that sanctions
under Rule 33.7 would be inappropriate.
See note 0, supra.
davit and a Rule 42 motion to be freed
from printing requirements were proffered
instead and rejected, even though Peti-
tioner cited numerous cases of this Court
where such motions had i wba See
Calle Callawa 23 U.S
i857 Un t 24 states ve. S.C.R.A.P., 409
(1967); Prudhomme v. ii 3 nmson Construc-
fas Co., 414 U.S. 1090 Jofmscr Durs*
United States Court of Appeals fer th
Ninth Circuit et al., uBs U.s. £5 Teo),
Cardona et al. v. Saxbe, Attorne eneral
et al., 415 U.S. 908 (1 OB (i972); Mart ene
na v. Supreme Court of Illinois, 415
zo S. 910 (1 1978) 5 D.H. Ove er Co. et al.
ter of nittington, 88 S.Ct. 1096 (1968) ;
e et al. v. Vowe et . 14 U.S.
Yea = wee to Petit
Ti974). ioner (who
is not an attorney), this Court recently
had changed its procedure. Miller v
Pierce, #82-6778 (31 Oct. 19 . For this
reason, Petitioner avers that this Court
should not penalize him per Rule 33.7 for
being so late in the instant submission.
xli
CONSTITUTIONAL AND STATUTORY PROVISIONS
Art. II, §1, ¢l. 1 of the Constitu-
tion of the United States says in part:
The executive power shall be
vested in a President of the
United States of America.
Art. II, §3 of the Constitution of
the United States says in part:
(The President] shall take care
that the laws be faithfully ex-
ecuted * * *#
Art. III, §2, el. 1 of the Constitu-
tion of the United States says in part:
The judicial power shall ex-
tend to all cases, in law and
equity, arising under this Con-
stitution, the laws of the Uni-
ted States, and treaties made,
or which shall be made, under
their authority; * * *
Art. III, §1 of the Constitution of
the United States says in part:
The judicial power of the
United States shall be vested in
tion
tion
tion
xlii
one Supreme Court, and in such
inferior courts as the Congress
may from time to time ordain and
establish.
The First Amendment to the Constitu-
of the United States says in part:
Congress shall make no law
* * * abridging the freedom of
speech, or of the press; or the
right of the people peaceably
to assemble, and to petition
the government for a redress of
grievances.
The Fifth Amendment to the Constitu-
of the United States says in part:
No person shall be held to
answer for a capital, or other-
wise infamous crime, unless on
a presentment or indictment of
a een jury, except in cases
arising in the land or naval
forces, or in the militia, when
in actual service in time of war
or public danger; nor shall any
person * * * be deprived of life,
liberty, or property, without
due process of law; * * *
The Ninth Amendment to the Constitu-
of the United States says:
xliii
The enumeration in the Con-
stitution, of certain rights,
shall not be construed to deny
or disparage others retained by
the people.
Title 18, United States Code §3332(a),
84 Stat. 924, says:
It shall be the duty of each
such grand jury impaneled within
any judicial district to inquire
into offenses against the crimi-
nal laws of the United States
alleged to have been committed
within that district. Such al-
leged offenses may be brought to
the attention of the grand jury
by the court or by any attorney
appearing on behalf of the Uni-.
ted States for the presentation
of evidence. Any such attorney
receiving information concerning
such an alleged offense from any
other person shall, if requested
by such other person, inform the
grand jury of such alleged of-
fense, the identity of the per-
son providing the information,
and such attorney's action or re-
commendation.
Title 18, United States Code §1504,
62 Stat. 770, says in part:
Nothing in this section shall
be construed to prohibit the
xliv
communication of a request to
appear before the grand jury.
Title 42, United States Code §1981,
R.S. §1977, see c. 114, §16, 16 Stat. 144,
says in part:
All persons within the juris-
diction of the United States
shall have the same right in
every State and Territory to
* # * give evidence, and to the
full and equal benefit of all
laws and proceedings for the se-
curity of persons and property
as is enjoyed by white citizens
* +
Title 5, United States Code §702, 80
Stat. 392, 90 Stat. 2721, says in part:
A person suffering legal
wrong because of agency action
or adversely affected or ag-
- igi by agency action within
he meaning of a relevant sta-
tute, is entitled to judicial
review thereof. An action in a
court of the United States seek-
ing relief other than money da-
mages and stating a claim that
an agency or an officer or em-
ployee thereof acted or failed
to act in an official capacity
or under color of legal author-
ity shall not be dismissed nor
relief therein be denied on the
xlv
ground that it is against the
United States or that the Uni-
ted States is an indispensable
party.
Title 5, United States Code §701(a),
80 Stat. 392, says:
This chapter applies accor-
ding to the provisions thereof,
except to the extent that --
(1) statutes preclude ju-
dicial review; or
(2) agency action is commit-
ted to agency discretion by
law.
Title 28, United States Code §1653,
62 Stat. 944, says:
tion
Defective allegations of ju-
risdiction may be amended, upon
terms, in the trial or appellate
courts.
Art. III, §2, cl. 2 of the Constitu-
of the United States says:
In all cases affecting ambas-
sadors, other public ministers
and consuls, and those in which
a State shall be a party, the
xlvi
Supreme Court shall have origi-
nal jurisdiction. In all the
other cases before mentioned,
the Supreme “ourt shall have ap-
pellate jurisdiction, both as to
law and to fact, with such ex-
ceptions, and under such regula-
tions as the Congress shall make.
Petitioner has consigned to the Ap-
pendix texts of the relevant jurisdictional
Statutes, 28 U.S.C. §§1331, 1343(a) (4),
1361, 1391(e), and 2201, along with other
statutes of interest. Appendix N, infra;
see Petition at 7, infra.
STATEMENT OF THE CASE
A. Foundational Incidents.
As both the district court and the
court of appeals quite accurately recog-
nized, Petitioner is an accredited histo-
rian seeking to publish in the future cer-
tain manuscripts concerning one Patricia
Campbell Hearst (whom this honorable Court
has met before on several occasions) and a
fourth manuscript devoted in part to co-
verage of the Iranian hostage crisis. Ap-
pendices A and E, infra. The instant ac-
tion has its origins in these incidents
and the legal proceedings which this Court
i
should notice were generated by them.
While it ordinarily is true that the
Supreme Court will notice only such facts
as are found by the courts below, it may
take notice of matters of common observa-
tion, of statutes, records, or public doc-
uments previously not called to its atten-
tion, of reports of the committees of the
House of Representatives, of other peti-
tions for certiorari granted or denied,
the accompanying documents, officially
The Court also should notice that the
Said Patricia Campbell Hearst recently has
found it within herself publicly to relate
reported opinions and findings of the low-
er courts, or similar matters of judicial
Cognizance. New York Indians v. United
States, 170 U.S. 1, 18 (1898); Carolene
Products gee et er; v. United States, 323
U.S. 18, 28 (1944); Aspen Minin & Smel-
ting Co. v. Billin 5, 156 ws; 3 31 (1893) ;
Welts v. United States, 318 U.S. 257, 260
(1943); pienvilie Water Suppl Co. v. Mo-
bile, 186 U.S. 212 (19062); tatted States
Vv. Pink, 315 U.S. 203, 216 (194e).
oe rine oye ny wir Soyge its me-
mory by taking a look at People y. Remiro,
“et al., 89 Cal Appe2d 809, 35 Bat: note
B9 (1979), reh.den.; Committee on Internal
Security, House of Representatives, 93d
Congress, 2d session, Terrorism, Part 3
(hearings of 26-27 June, 10-11 July, 23
July & 13 Aug. 1974) at 3915-36, 3979-
4008, 4029-59; Harris v. Superior Court of
Alameda County, 19 Gal. 7BE- 146 Cal.
FP r. 318, P.a& 750 (1977); United
States v. Hearst, 412 F.Supp. 858 eft seq.
(N.D.Cal., 1975-76); United States v. Wei-
ner et al., 418 F.Supp. 941 (M.D.Pa‘’,
1976), aff'd. sub nom. United States v.
Shinnick, 546 F.% 420, 546 F.m 427, cert.
den. 429 U.S. 1105; People v. Yoshimura,
91 Cal.App.% 609, 154 Cal.Rptr. 31
(1979), reh.den.; United States v. Hearst,
563 F.& 1331 (CA9, 1977), reh. en banc
den. 573 F.a& 579, cert.den. 435 U.S. 1000;
United States v. Hearst, 424 ae: 307
et seq. (N.D.Cal., 1976), aff'd. 563 F.x
1331; United States v. Hearst, 435 F.Supp.
29 .D.Cal., 1977), aff'd. 563 F.m i331,
certain of those details of her circum-
stances immediately familiar to her. Pa-
tricia Campbell Hearst with Alvin Moscow,
Every Secret Thing (Garden City, N.Y.:
°° this honorable Court
Doubleday, 1982).
should recall (and may consult its own
records if it does not recall) that Miss
Hearst was convicted of violating the Na-
tional Bank Robbery Act, 18 U.S.C. §2113
(a,d), and that her case involved, among
United States v. Hearst, 466 F.Supp. 1068
.D.cal., 1978), aff'd. in part, rev. in
part 638 F.&% 1190, cert.den. 451 U.S. 938;
see also People v. Harris et al., #321099A
(L.A.Cty., Cal., 1976), cert.den. 444 U.S.
862; United States v. Soliah, Cr. #75-523
PCw (E.D.cal., 1976).
Petitioner, himself, has no doubts
concerning the abilities of the members of
this Court properly to recognize the legal
presumptions they may make concerning all
this. See e.g. Dusky v. United States,
295 F.2 743, 753-785 (Ca8, 1961), cert.
den. 368 U.S. 998. Proof of such may be
found by them in the very papers which Pe-
titioner asks this honorable Court to re-
view. Notice that Petitioner having wor-
ked the Hearst case very hard since 14 Au-
gust 1974, the Court can rest assured that
Petitioner knows what he is about.
other matters, a plea of duress. Peti-
tioner has studied the parameters of this
defense very carefully, and though he ad-
mittedly is not an attorney, nevertheless,
"after exhaustive research of the Hearst
2
See D'Aquino v. United States, 192 F.a
338 (CA9, 1951), cert.den. 343 U.S. 935;
(i998). Nishikawa v. Dulles, 356 U.S. 129
Cf. United States v. Chapman, 455 F.a
746 (CA5, 1972); United States v. McClain,
531 af Phe (CAS, 1976), cert den. 2
U.S. 835; and Browning v. State, 37 Ala.
App. 137, 13 Sox 3 T1 943); with State v.
Kearns, 27 N.C.App. 354-249 S.E.& 226
(1975), cert.den. 289 N.C. 300, Pisa S.E.m
700; see further aa os a ooeye ge, 212
a 601, 180 N. iW B18 } oe cf. nch
v. Director of Public ABE sed ons 3 1975 ]
T All E.R. 913 CHE}, alte abbott ve The
Queen, 63 Crim.App.R. 241 (1976)(P.c.);
but see also United States v. Moore, 486
F.2d 1139, 1179-85 (CADe, 1 rhe, aranaeess
1
Jos concurring) » cert. den. S 464
cf. Ross v. Stare. 169 Ind. 388, 82 N
781 (1907); and People v. Sing Chan,
Cal.App.a 167, GE Poh Bi 1944); Beh
State v. St. Clair, a <r! 262 S.W.a
25, 40 A.L.R.& 903 (1953); and People v.
Button. bg Cal. 628, 33 bia ee if: 5);
see People 55 Adcock, 29 A 917,
331 NvF.& 573, 575-5 “S7E-876 (1975); 4 ete Vv.
Bailey, sae. ; 2d 390 (CA4, 1967); ed
sates v. Ashton, #14, 470, 24 F.Cas. 3.
13 (€.C.D.Mass., 1834 De
case," Complaint (as amended IV) at 99
7(b,¢,d,e), Appendix M, infra, has conclu-
ded that there are “several material irre-
gularities," Miller v. Pate, 386 U.S. 1
(1967), in the proceedings against her.
Cf. e.g. United States v. Hearst, #77-1089
(1977), Petition for Certiorari at 21-27;
with United States v. Hearst, loc. cit.,
Government's Opposition at 11-16. In
tnat Miss Hearst was remanded to the cus-
tody of the Attorney General subsequent to
this Court's denial of her original peti-
tion, 435 U.S. 1000, and incarcerated un-
til released by official Presidential pro-
clamation on 01 February 1979, given that
five years from 01 February 1979 is 01 Fe-
bruary 1984, the General Statute of Limi-
See also Reck v. Pate, 367 U.S. 433,
444 (1961)(Douglas, J., concurring); Leyra
v. Denno, Warden, 347 U.S. 556 (1954);
Payne v. State of Arkansas, 356 U.S. 560
T5358) ikes v. State of Alabama, 352 U.S.
191 (1957); see generally Culombe v. Con-
necticut, 367 U.S. 568 (1961); and Moone
35).
Vv. Holohan, Warden, 294 U.S. 103 (19
tations, 18 U.S.C. §3282, 75 Stat. 648,
has not expired -- yet. The predication
underlying the instant petition encompas-
ses peouthie violations of 18 U.S.C. §§2,
4, 242, 371, 401, 1503, 1583, 1622, and
other, more serious infractions, the pro-
secution of which was interdicted by the
final securing of Patricia Hearst's con-
viction and what Petitioner alleges to be
an effort to cover how that securing was
obtained. The Hearst kidnappings having
been made the biggest case in American
history since the death of the Lindbergh's
baby, see State v. Hauptmann, 115 N.J.L.
412, 180 A. 809 (i935), cert.den. 296 u.S.
649; quoted with approval in Commonwealth
vy. Fugmann, 330 Pa. 3, 198 A. 99 (1938),
and having become an important chapter in
the history of the Federal Bureau of In-
vestigation, see Fditors of Look, The Sto-
ry of the FBI (New York: E.P. Dutton) at
89-90, not surprisingly Petitioner was and
remains desirous of issuing his own edi-
tion of Patty's Life and Times, a desire
until now checked by certain legal consi-
derations, Curtis Publishing Co. v. Butts,
388 U.S. 130 (1967); Proto v. Bridgeport
Herald Corp., 136 Conn. 557, 72 A.a@ 820
(1950), considerdtions which Petitioner
a2
had hoped the instant action would cure.
B. The Instant Action.
On 19 March 1981, Petitioner filed
the original complaint with the United
States District Court for the District of
Connecticut. Appendix J, infra, for text.
a2
See Mars v. Commercial and Savings
ank of Winchester, Virginia, 265 Pteep.
(W.D.Vir-, 1967)3 cation of Ei-
senbderg, 654 F.% 1107, ili3n. A5, 1981);
cf. Craig v. Harney, 331 U.S. 367 (1947).
n e
Reeves v. American Broadcasting Com-
anies, Ces 719 F.a 600 ’ ’ de-
cided subsequent to the original submis-
sion of the instant petition, another pan-
el of the Second Cireuit held that fair
reporting of a grand jury's investigation
“anto practices of the entertainment indus-
_< try was privileged under Cal.Civ.Code §47
as supported by cases interpreting the
constitutional proscription of Amendment I.
Petitioner alleged that the action arose
from Respondent's failure to comply with
the requirements of the Hornblower's Pro-
vision, 18 U.S.C. §3332(a), 84 Stat. 924,
and that the district court had jurisdic-
tion pursuant to provisions located in 28
U.S.C. §§1331(a), 1343(4), 1361, 1391(e),
and 2201. Complaint at 193-14, Appendix
J, infra. Prayer for mandamus was predi-
cated on allegations that:
The provisions of Title 18,
United States Code, §3332(a)
grant unto Plaintiff a "civil
right" within the meaning of
1345(4); Satd-previstens ike
wise impose upon Defendant a mi-
nisterial duty, Title 18, United
States Code, §3332(a) encompas-
Sing in part a positive command
which is free from doubt;
Complaint at 912, Appendix J, infra; that:
By his refusal to present
Plaintiff and Plaintiff's inves-
tigation and evidence to the pro-
per special federal and jury,
as is required by Title 18, United
States Code, §3332(a), Defendant
10
has deprived Plaintiff's works
of an element of their marketa-
bility, since in the absence of
a certification of truthfulness,
any responsible publisher must
as a matter of law be hesitant
to contract Plaintiff's works;
Complaint at 921, Appendix J, infra; and
By his refusal to present
Plaintiff and Plaintiff's inves-
tigation and evidence to the pro-
per special federal grand jury,
as is required by Title 18, Uni-
ted States Code, §3332(a), Defen-
dant has altered the conclusion
. of Plaintiff's fourth manuscript
in a material way, which altera-
tion Plaintiff asserts has de-
prived Plaintiff's work of its
immortality; and if Defendant is
not mandamused to perform the mi-
nisterial act required by Title
18, United States Code, $5332(a),
and requested of him by the
Plaintiff, Plaintiff will suffer
immediate and irreparable injury,
for which damages at law are in-
adequate.
Complaint at 922, Appendix J, infra.
founded in the law of libel.
The complaint gave notice that the
gist of these latter alleged injuries was
Complaint at
11
7715-19, Appendix J, infra; see Conley v.
Gidson, 355 U.S. 41, 47-48 (1957).
On 31 March 1981, the district court
dismissed the complaint sua sponte and
proffered in support a one-page memoran-
dum. Appendix E, infra; see Merckens v.
F.I. DuPont, Glore Forgan & Co., 514 F.m
20 (CA2, 1975). Upon effort to amend, Re-
spondent, relying upon Linda R.S. v. Ri-
chard D., 410 U.S. 614 (1973), interposed
the defense of Executive privilege, asser-
ting that the basic cause of the action
rested upon a proposition lacking legal
recognition and that want of the requisite
nexus therefore existed between the injury
alleged and relief sought. Petitioner in
response argued that Respondent's invoca-
tion of prosecutorial discretion was pre-
mature, since a “prosecution” does not
"commence" until after the initiation of
a court proceeding by indictment or infor-
mation, In re Grand Jury, January, 1969,
12
315 F.Supp. 662 (D.Md., 1970), and that
presentment by grand jury is not an "in-
-dictment." United States v. Cox, 342 F.2
167 (CA5, 1965), cert.den. sub nom. Cox v.
Hauberg, 381 U.S. 935. Petitioner asser-
ted an implied right of action under §
3332(a), see Universities Research Assn.
v. Coutu, 450 U.S. 754, 768n.17 (1981),
residing in the inherent conflict of in-
terest entertained by “Respondent and his
superiors,” see United States v. serPico,
522 F.m 41, 69 (CA2, 1975), in instituting
further proceedings relating to the Hearst
12
case. See generally Miller v. Mallery,
410 F.Supp. 1283 (D.Ore., 1976).
12
The Government's representatives long
nave taken the position that Patricia
Hearst voluntarily joined the SLA's rebel-
lion and that, of consequence, she was not
telling the truth at her trial in San
Francisco in 1976. Since Miss Hearst must
be either credible or incredible (this not
being one of those instances where a page
of hiotery is worth a volume of lenses.
the Government's representatives cannot
take an official position which obliges
them to say she is both. The Government
13
The district court denied Petitioner's
motion. Appendix F, infra; see also Appen-
dix K, infra (text of amended complaint).
On 31 August 1981, Petitioner filed timely
notice of appeal.
Prior to filing his appellate brief,
Petitioner filed with the Second Circuit
four procedural motions in an effort to
amend his complaint (this time pursuant to
28 U.S.C. §1653, 62 Stat. 944) and also to
certify to this Court the jurisdictional
cannot oppose efforts by her to have her
conviction reversed, see United States v.
Morgan, 346 U.S. 502, 505 (1954); United
a — v. Cariola, 323 F.a 180, 183 (CA3,
United States v. Keogh, 391 F.2
iw (Ca? 1968); Garrison v. United States,
154 F.2d 106, 107 (CA5, 1946), and at the
same f*- support hacks by Petitioner
whicn cannot but have the effect of dis-
crediting her conviction. Such explains
the plea of Executive privilege.
What a convenience that Respondent and
his superiors have chosen to believe that
position which “coincidentally” blocks all
attempts to apportion at least some of the
its egg | for what happened to Re-
spondent or his predecessors! But, then,
it should come as no surprise that bureau-
eracies prefer to pursue that course which,
first of all, protects themselves.
14
question. This second amended complaint
alleged jurisdiction to arise under the
First and Fiftn Amendments to the Consti-
tution of the United States as well as un-
der the Hornblower's Provision, with cor-
responding statutory authority to be found
in 28 U.S.C. §§1331(a), 1343(4), 1361,
1391(e), and 2201. Standing to sue was
alleged and predicated upon 5 U.S.C. §702
and Bivens v. Six Unknown Named Agents,
Federal Bureau of Narcotics, 403 U.S. 388
(1971). Summarizing, the second amended
complaint alleged that (1) Petitioner was
directly and personally interested in ob-
liging the statutorily required presenta-
tion by Respondent to the special federal
grand jury, not only as witness, investi-
gator, and private citizen but also as au-
thor and nistorian, publication of whose
work and pursuit of whose career directly
were and remain dependent upon the presen-
tation, so that the presentation was and
15
is a matter "vital" to him; and (2) Respon-
dent had a conflict of interest generated
by nis legal obligation both to protect
the Government's case against efforts by
Patricia Hearst to overturn her conviction,
United States v. Hearst, 638 F.a 1190 (CA9,
1980), cert.den. 451 U.S. 938; see note 12,
p.- 12, supra, and to attack the Govern-
ment's case upon formal request by Peti-
tioner, which conflict of interest was and
remains sufficiently severe to imply to
Petitioner a private right of action. See
Appendix L, infra. Leave to amend again
was denied, as was the motion to certify
the question. See Appendix C, infra.
Upon rescheduling of the appeal, Re-
spondent argued that the district court
was correct in its actions because (A):
The provisions of 18 U.S.C. §
3332 that describe the ‘powers
and duties' of special grand
juries neither create statuto-
ry civil right, nor confer an
implied right of action in fa-
16
vor of people wanting to submit
information to special grand
juries,
and (B):
Appellant lacks standing because
he has failed to establish that
the requested relief will remedy
any direct or certain injury
caused by the disputed Govern-
ment action.
Crim v. Hunter, #81-6177 (CA2), Brief and
Addendum for Appellee at 4, 8. Petitioner
contestéd this by analyzing jurisdiction,
standing, cause of action, relief, and
structure and history of the Hornblower's
Provision. Id., Brief and Reply Brief of
Appellant.
C. Opinion of the Panel.
The opinion and order of the court of
appeals was to the following effect:
A private person has no stan-
ding to contest policy decisions
of United States Attorneys when
such a private person himself
17
neither is prosecuted nor threa-
tened with prosecution. Linda
R.S. v. Richard D., supra,
U.S. at 619. The statute in-
voked is a directive to the Uni-
ted States Attorney which does
not confer standing. 18 U.S.C.
§3332(a); Universities Research
ae v. Coutu, supra, 450 U.S.
at 770; Touche Ross & Co. v. Re-
dington, 442 U.S. 560, 575-576
CIS?S); Cort v. Ash, 422 U.S.
66, 78 (1975). Because Peti-
tioner must stand to profit di-
rectly from the relief he seeks,
want of a nexus exists between
injuries he alleges and the re-
lief he seeks. Finda R.S. v.
Richard D., supra, S10 U.S. at
° he allegation of loss of
marketability is not within the
zone of interest protected by
the Hornblower's Provision
Wert ¥. Seldin, 422 u.s. 490
(1975); Linda R.S. v. Richard D.
supra; Association of Data Pro-
cesSing Services, Inc., v. Samp,
397 ve. 130 (1970), and is in-
direct, speculative, and remote,
Crim v. Hunter, supra, Opinion
of Panel at ce. us, failure on
the part of Petitioner to plead
a judicially cognizable injury
bars the second action upon the
principle of res judicata. See
Crim v. Bell gg supra, O-
pinion of 10 April 1979.
Rehearing was sought en bane upon the
proposition that the panel erred in fail-
ing to recognize a civil right possessed
18
by Petitioner the fruit of Congressional
action in passing the Hornblower's Provi-
Sion. Petitioner further pointed out that
following the panel's analysis to its lo-
gical conclusion generated an insane con-
sequence, at least under the facts suppor-
13
ting the instant action. As Petitioner
put it to the Second Circuit:
Plaintiff has difficulty with
the proposition that the Supreme
Court by the barest majority ev-
er meant to substitute in plain-
tiffs for a specific right of
procedure a general right to re-
bellion.
Crim v. Hunter, supra, Petition for Rehear-
ing En Bane at 3.
The petition seeking rehearing was de-
nied, see Appendix B, infra, and a further
motion to recall mandate and allow amend-
Linda R.S. v. Richard D., supra, 410
U.S. at b19n. 5; United States v. Hicks,
625 F.2 216 (CA9, 1980), reh.den.; Orr v.
Orr, 440 U.S. 268 (1979 ; accord Strauder
Vv. State of West Virginia, 100 U.S. 303
T1880); see A Licatton of American Broad-
; u
casting Companies, Supra.
19
ment of pleadings, see Appendix M, infra,
also was denied, see Appendix D, infra.
Petitioner now seeks writ of certiorari to
; l4
review these lower orders and opinions.
REASONS FOR GRANTING THE WRIT
A. Introduction.
In Branzburg v. Hayes, 408 U.S. 665
(1972), this Court considered the ques-
tion: What was to be done when a news re-
porter witness to a crime refuses to talk
to a grand jury convened to investigate
that crime. The instant petition at its
root might be said to be concerned with
A third amended complaint was filed
with the district court on 01 November
1982 after the court granted yet another
of Petitioner's procedural motions, this
one filed pursuant to Rules 59(a) & 60(bd),
Fed.R.Civ.Pro. This proffered amended
complaint is too long and far too compli-
cated in its allegations and proofs to re-
produce in the appendix to this petition;
Complaint (as amended III) was referred by
the trial court to the magistrate, who de-
nied the motion to amend. See Brack v.
Wells, 184 Md. 86, 40 A.w 319, I56 A.ZL.R.
324 (1944).
20
the opposite side of that coin: What is
2\
to be done when a news reporter witness
to a possible crime wants to talk toa
grand jury convened to investigate crime
when the Government, the Executive, appa-
rently prefers to turn its back on the
matter. In Branzburg, this Court left
little doubt where it stood in relation to
the fundamental question. Said the Court:
Similar considerations dis-
pose of the reporters’ claims
that preliminary to requiring
their grand jury appearance,
the State must show that a crime
has been committed and that they
possess relevant information not
available from other sources,
for only the grand jury itself
can make this determination.
The role of the grand jury as an
important instrument of effec-
tive law enforcement necessarily
Petitioner is an accredited historian
with a degree in that art from the Univer-
sity of California. Complaint (as amended
IV) at 93(a), Appendix M, infra. He was
present for much of the trial of Miss
Hearst, covered the trial of the Harrises,
see yh, U.S. 862, for Rolling Stone, and
subsequently worked for two years for a
newspaper, the Waterbury (Ct.) Republican.
21
includes an investigatory func-
tion with respect to determining
whether a crime has been commit-
ted and who committed it. To
this end it must call witnesses,
in the manner best suited to
perform its task. "When the
grand jury is performing its in-
vestigatory function into gener-
al problem areas .. . society's
interest is best served by a
thorough and extensive investi-
gation." Wood v. Geodr ma 370
U.S. 375, 392 (196 A grand
jury investigation *is not fully
carried out until every avail-
able clue has been run down and
all witnesses examined in every
proper way to find if a crime
has been committed." United
a, 5 Stone, 429 F.a 136,
» Such Se inves-
ti pl : be tri r
: oh may “ev eee nes
b by. the prosecutor, or the the gears
nal “knowled t e
rors. costello ° v. U 2 Ste tes,
350 U.S. 1350, 4 at 362 [19 56 J.
It is only after the grand jury
has examined the evidence that a
determination of whether the
proceeding will result in an in-
dictment can be made: * * #
408 U.S. at 701-702 (emphasis added). This
Court went on to observe that:
it is obvious that agreements to
conceal information relevant to
commission of crime have very
22
little to recommend them from
the standpoint of public policy.
Historically, the common law re-
cognized a duty to raise the
"hue and cry” and report felo-
nies to the authorities.
408 U.S. at 696. In that at common law,
a private individual had an unqualified
right to appear before a properly convened
grand jury and lay an indictment before
it, Brack v. Wells, supra, 40 A.w at 322,
156 A.L.R. at 328, Petitioner initially
must be acknowledged to be on the most
firm ground in the proffering of this pe-
tition. U.S. Const., Amends. V, IX; see
Complaint, 998-12, Appendix J, infra.
Boe U8 laney v. Sratee 7 es 153,
21 A. ; Im re Opinion to Govern-
or 62 RTs 200, UR. SUED CisoTy People
v. Sheridan, 349 Ill. 202, 208, 181 WE
617, 619 (1932); People ex rel. Ferrill v.
raydon, Sheriff, 333 T 3 Ill. 429, 433, 164
Ze 2. B34 (1928 ’ reh.den. (1929) 5
Miller v. State, 42 Fla. 266, 28 So. 208
Ys tate ¥. aker, 33 Sac gel 10
S.E. 639 (1559); Regina v. Russell, Car.
& M. 247; Thompson & Merriam, Juries §609
(1882); I Stephen 244-250, 293, apesing 4
Russell 1778; see Burroughs, Criminal Law
and Procedure, 51 Law.Q.Rev. 36, 50.
23
B. The Appellate Panel Has Not Performed
the Analysis of Petitioner's Asserted
Rights Which the Second Circuit in
Its Previous Decisions Required.
Review of the order of the Second Cir-
cuit's panel entered with the clerk on 17
December 1982 establishes that the panel
did not perform the analysis of Petition-
er's asserted rights which the circuit in
its previous decisions has required. Pe-
titioner was:‘cast in the role of a plain-
tiff contesting the validity of a penal
statute or policies of a prosecuting au-
thority when neither prosecuted himself
nor threatened with prosecution. Crim v.
Hunter, supra. But, even Respondent must
admit that Congress may enact statutes
creating legal rights, the invasion of
which creates standing even though no in-
jury exists without the statute. Linda R.
S. v. Richard D., supra, 410 U.S. at 617n.
3; accord Warth v. Seldin, supra; Hardin
24
v. Kentucky Utilities Co., 390 U.S. 1
(1968); see Board of Supervisors v. Simp-
son, 36 Cal.@ 671, 227 P.mw 14 (1951). A
gravamen of Petitioner's complaint is that
a right secured to him by statute, regula-
tion, custom, or prior agency practice is
infringed by Respondent's inaction.
Since the gist of the question of standing
is whether an individual has alleged "such
. @ personal stake in the outcome of the
controversy” that the “concrete adverse-
ness which sharpens the presentation of
issues upon which the court so largely de-
pends for illumination of difficult con-
24
stitutional questions” is assured, Baker
23
Complaint, 99-12, 20, Appendix J, in-
fra; Complaint (as amended), 9910-12, 21,
Appendix K, infra; Complaint (as amended
It), MT14-16, 25, Appendix L, infra; Com-
plaint (as amended III), 915-17, 26; Com-
plaint (as amended IV), 995(b,c,d), 6(a),
10 (a,e), Appendix M, infra.
24
Federal courts have no power per se to
review or annul Acts of Congress on consti-
tutional or other grounds save when “the
25
v. Carr, 369 U.S. 186, 204 (1962); see
United States v. Nixon, 418 U.S. 683, 696-
697 (1974), the focus of the question of
Petitioner's standing must be his asserted
right to be presented to a special federal
grand jury. Petition of Thomas, Me.
» 434 A.M 503 (1981); accord Moose
Lodge No. 107 v. Irvis et al., 407 U.S.
163 (1972); see Rogers v. Missouri Pacific
Railroad Co., 352 U.S. 500 (1957). The
justification for some direct injury suf-
fered or threatened, presenting a justici-
able issue, is made to rest upon such an
act. Then the power exercised is that of
ascertaining and declaring the law applica-
ble to the controversy. It amounts to lit-
tle more than the negative power to disre-
gard an unconstitutional enactment, which
otherwise would stand in the way of the en-
forcement of a legal right. * * * Ifa
case for preventive relief is presented,
the court enjoins in effect not the execu-
tion of the statute, but the acts of the
official, the statute notwithstanding.”
Frotningham v. Mellon, 262 U.S. 447, 488
(1923); see also Baker v. Carr, supra,
loc. cit.; Liverpool, N.Y.& P. Steamship
Co. v. Commissioners of Fmigration, 113
; argues v. Madison, 1
U.S. 33, 39
Sranch 137 (3.50% ; see Flast v. Cohen, 392
U.S. 83 (1968); see also Knowlton v. Moore,
178 U.S. 41 (1899).
26
Court is obliged to turn to the source of
the right asserted to assess Petitioner's
first claim of injury. Nash v. Califano,
613 F.a10 (CA2, 1980). The panel in its
appellate opinion has not attempted this
reguired analysis. Crim v. Hunter, supra.
C. Failure of the Appellate Panel to
Perform Appropriate Analysis of Pe-
titioner's Asserted Right Places Its
Order of 17 December 1982 at Variance
with Decisions of Other Circuits and
at Least Two of the States.
As related, at common law, a private
person had an unqualified right to appear
before a properly convened grand jury and
lay an indictment before it. In that the
grand jury incorporated into the Constitu-
tion was the grand jury as it existed in
32
England prior to colonization, it must
United States v. Dionisio, 410 U.S. 1,
17n.15 (1973); in re Grand Jury, January,
27
follow that private persons in the United
States retained the right to offer them-
selves before the grand jury to present
evidence and information to it. United
States v. Smyth, 104 F.Supp. 283, 295-298
(N.D.Cal., 1952); Wharton, Criminal Law
(7th ed, 1874), §453 at i:356; William Brad-
ford, Letter to Edmund Randolph, 20 Feb.
1794, Op.Atty.Gen. 22.
Petitioner is prepared to show that
nothing in the development of the law du-
ring the last two hundred years has affec-
ted that right adversely. Granting that
grand juries are creatures of statute,
States y= fox, supra, Biz F.2 at 180 (wis-
dom, J., concurring specially); United
States v. Smyth, 104 cee: 283, 289-290
(N.D.Cal., 1952); In re Opinion to Gover-
nor, supra; see People ex re errill v.
don,
Gray heriff, supra; Hurtado v. Cali-
ornia, 110 U.S. 516, 556 (1884) (Harlan,
J., dissenting); "The Grand Jury as an In-
vestigatory Body," 74 Harv.L.Rev. 590.
United States v. Christian, 660 F.2
892 (CA3, 1981); United States v. Fein,
28
and granting that there arose in the last
century a movement rooted in public dis-
trust of private prosecutions, Wharton,
supra, §452 at i:355, to restrict private
access to grand juries, Act of 10 June
1872, c. 420, 17 Stat. 378, it remains
noticeable that by its clarifying amend-
ment of 1948, 62 Stat. 770, 18 U.S.C. §
1504, 18 U.S.C.A. §1504, Congress repealed
any and all prohibitions against proper
petitioning of the grand jury by private
parties for the purpose of appearing be-
fore it. Thus, the basic state of the law
504 F.2% 1170, 1172 (CA2, 19
Mills, 135 U.S. 263, 267 (6
tado v. California, supra.
See Charge to ed Ju #18,255, 30
F.Cas. 9 Sawy. 667 (C. of D.Cal., 1872);
United States v. Kilpatrick, 16 F. 765 (W.
D.N.c., 1603); 18 U. - C. (1940) §243, 35
Stat. 1113; accord Brack v. Wells, supra;
see Duke v. United States, 112 A.L.R. 317
(CA4, 1937), cert.den. 302 U.S. 685, mot.
den. 302 U.S. 649, reh.den. 302 U.S. 775,
mot.den. 302 U.S. 650; People a Doss, 382
Ill. 307, 46 N.E.% 984 “People v.
Parker, 374 Ill. 524, 30 NW ede 11 Ligus),
cert.den. 313 U.S. 560.
29
both in 1970 when the Hornblower's Provi-
sion was passed and today, see Merrill
Lynch, Pierce, Fenner & Smith v. Curran,
456 U.S. 353, 378 (1982), is no less
than the state of the law as it existed in
1794. United States v. Tynen, 11 Wall. 88
(1870); see State v. Baker, supra, 10 S.E.
at 640. Furthermore, by the language of
42 U.S.C. §1981, R.S. §1977, the right
tnis Court long has recognized of grand
jurors to present to their colleagues evi-
dence of crime originating from their own
knowledge, United States v. Calandra, 414
U.S. 338 (1974), would appear to extend
equally to Petitioner subject only to such
considerations as are necessary to assure
regularity in the inquisitorial function.
Hence, the language of the Hornblower's
Provision, 18 U.S.C. §3332(a), when taken
3
. See also Leo Sheep Co. v. United States
et al., 440 U.S. , 669 (1979); Unite
States v. Union Pacific Railroad Co., 9
U.S. 72, 79 (1875).
30
. . . 4 a
together with its legislative history,
supports the proposition that this section
of the Code of Criminal Procedure, far
41
The Hornbdlower's Provision derives
from a section of the original bill, S.30,
first passed by the Senate on 23 January
1970, 2 U.S.Cong.& Adm.News 1970 at 4012,
by a vote of 73 to 1, Cong.Rec. (House, 10
March 1970) at 6708. While the Senate Ju-
diciary Committee in its report, No. 91-
617, made no mention of the Hornblower's
Provision, Cong.Rec. (Senate, 18 Dec. 1969)
at 39906, the Department of Justice did of-
fer its own analysis of the bill's sections
regarding special ares juries. Relevant
to the instant petition is the following:
Section 3324(c) Lsic] provides
that no person shall be deprived
of opportunity to communicate to
the foreman of a grand jury any
information concerning any offense
against the criminal Saws of the
United States alleged to have been
committed within the district.
Section 1504 of Title 18, United
States Code, presently makes it an
offense for anyone to agp es to
influence the action or decision
of any grand or petit juror upon
any matter pending before it [sic]
by a written communication. his
provision is apparently intended
to make it clear that no viola-
tion of this section is committed
by a person who merely communi-
cates to the foreman of a and
jury any information regarding any
offense against the laws of the
lia
31
from being merely a "directive" to the
United States Attorney, Crim v. Hunter,
Supra, Opinion of Panel at 2, citing Uni-
United States. This provision
could well encourage wider orga-
nized crime and w » therefore,
Support it. (Sic
Cong.Rec. (Senate, 18 Dec. 1969) at 39911.
(Petitioner will resist temptation to com-
ment on the last sentence.) The House
Judiciary Committee, under fire from ci-
vil-liberties groups (particularly with
regard to $3333), made major revisions in
Title I, and the other titles as well,
with the result that §3324(c) of the bill
which passed the Senate became the Horn-
<u Hh Provision of $2232(a) As a mat-
ter of procedure, Petit ae Thomas, su-
bra, the United States A omnes is inter-
—" between the complaining witness and
he special grand jury (this to allow the
Prosecutor to attach a professional recom-
mendation which can weed obvious cranks),
see United States v. Chanen, 549 F.m% 1306,
1311° (CAS, ee aoe U.S. 525!
Oppedge v. United States, 311 F.m% 12
COMBE“ Foks Caste? States, U.S. 946, but
the House Report on the Act, No. pi-1549,
2 U.S.Cong.& Adm.News 1970 at 4014, see
at note 43, makes it clear the in-
erposition is ministerial, being a posi-
tive command which is free from doubt.
Prarie Ray Of PeApe of pot reweronte Indi-
1966), cer pag PE U.S. 831; sour! =
upervisors v. mpSon, supra, a at
17; see Hott b
Hott v. far orough, 112 Tex. 179,
245 S.W. B76 (1922); Anderson v. Yungkau,
32
versities Research Assn., Inc., v. Coutu,
supra, 450 U.S. at 770; Touche Ross & Co.
329 U.S. 482, 485 (1947). And if there be
any remaining doubt, Petitioner believes
the words of Rep. (now Judge) Mikva of
Illinois, a staunch opponent of the bill
(see 2 U.S.Cong.& Adm.News 1970 at 4076-
91), will allay them:
All of us I am sure have come
across strange characters who
are convinced that they have un-
covered the scandal of the ages.
They are people who are con-
vinced that the entire history
of this country was written in a
conspiracy and that every elec-
ted official and anyone else in
a newsworhty capacity is in-
volved in a conspiracy to bring
down the democracy. Under this
bill the U.S. attorney fale)
must take as real every single
complaint that is brought to him
by any such person and present
it to the grand jury. This real-
ly makes every U.S. attorney
Lsic] into a gossipmonger. be-
cause he has to take every loose
tale or story and present it to
the grand jury no matter how ri-
diculous it may be; then it is
available to the grand jury to
procede from there.
Cong.Rec. (House, 06 Oct. 1970) at 35204-
tf In response to Rep. Mikva's asser-
t
ons, not one congressman stood to speak
33
and Cort v. Ash, supra, 422 U.S. at 78, in
actuality is an incorporation into the
creation of special federal grand juries
in opposition. So, it must be presumed
That the members of the House present on
06 Cetober 1970 for this controversial de-
bate knew exactly and fully approved of
what they eventually voted for. Indeed,
the very next day, Rep. McCulloch, the
chairman, yielded three minutes to “a
long-time member of the House Judiciary
eae Rep. Cramer of Florida, who
said:
Mr. Chair » when we had kid-
napings tie] in America -- for
instance, the famous Lindbergh
case -- the American people i
manded action and the Congress
acted. They demanded that some-
thing be done to stop the hei-
nous kidnaping [sic] of children
in America. ft was done. Kid-
naping tsic has almost come to
a halt because of the action ta-
ken by the Congress at the demand
of the people. I hope bombings
will come to a similar halt. [An
important title of the Act wa
Title Ix, explosives control.
The radical revolutionaries in
this country have as their intent
and purpose the disruption of law
and order in America, the killing
of as they say “the pigs,” mean-
ing the policemen, and the tear-
ing down and bombing of as they
say “the pigsties,” meaning, of
course, the police headquarters
and the jails.
Sad
of those historic features concerning pri-
vate witnesses needed to make those juries
truly “more independent of court and pro-
Mr. Chairman, the time has
come for Congress to act. I am
delighted to see it is doing so,
and in particular using the Lind-
bergh law pattern and saying to
the bombers that we are going
to put them out of business, and
if they do not get out of busi-
ness, the death penalty can be
invoked if they kill someone in
a bomb attack * * * such as the
graduate student at the Univer-
sity of Wisconsin who was killed
in the bombing of the library of
research faci lity iste). =.
Frankly, I believe it is a
national plan. It is not just
nes Pp I believe it is a
national, planned ye on the
part of a very small number of
radical revolutionaries who want
to destroy our institutions in
this country.
Cong.Rec. —" 07 poy 1970) at 35305;
see Jane Alpert, Grow _ Up Underground
(New York: Wm. Morrow te TSety. Rep.
Cramer no doubt overstates the case -- the
student unrest of the 1960's and 1970's
was widespread and deep and generated a
number of independently operating terror-
ist organizations allied (and often divi-
ded) by nothing more than a generally sin-
lar ideology --; however, such dilutes
etitioner's point not one little bit:
The law (the intent behind which was Rep.
Cramer's) requires Respondent to act.
35
42
secutor,” and a counterbalencing of that
incorporation with a mode of procedure de-
signed to check those abuses which more
recent history has taught may come with
43
unrestricted access to grand jurors. The
5
Cong.Rec. (House, 10 March 1970) at
6708 (Rep. Poff); Cong.Rec. (House, 06 Oct.
1970) at 35197 (Rep. McCulloch); id. at
35215 (Rep. Halpern); Cong.Rec. (House, 07
Oct. 1970) at 35290 (Rep. Poff); id. at
35311 —. Flowers); id. at 35313 (Rep.
Minish); id. at 35321 (Rep. Anderson); id.
at 35328 (Rep. Meskill). :
423
43
"As contained in the Senate-passed ver-
sion such special grand juries were large-
| independent of court control. Some
witnesses opposed this aspect of indepen-
dence from the courts. The House Judicia-
ry Committee altered the Senate version so
as to bring the special grand juries more
under the control of the Federal courts.
* * * |TJhe grand jury generally is thought
of as an ‘arm of the court.’ The House
Committee version recognizes that court
control is desirable.” Cong.Rec. (House,
07 Oct. 1970) at 35303 (Rep. Railsback).
House Report No. 91-1549, 2 U.S.Cong.&
Adm.News 1970 at 4014, in commenting on
§35332(a), specifically declares:
Section 3332(a) makes it the
duty of a special grand jury im-
paneled within any district to
inquire into Federal offenses al-
leged to have been committed
36
language of the provision tracks very well
with similar language to be found in 15
Me.R.S.A. §1256 (see Petition of Thomas,
supra, 434 A.a% at 505); the State of Texas
long has had a statute to similar effect,
Hott v. Yarborough, supra, and thus the
opinion of the panel of the Second Circuit
conflicts at its foundation with opinions
on the subject from these two States. See
also 8 U.Chi.L.Rev. 561, 562n.4.
, There are similar, though admittedly
within the district. As amended
by the committee, alleged offen-
ses may be brought to the atten-
tion of the special grand jury
by the court or by any attorney
appearing on behalf of the Uni-
ted States for the presentation
of evidence. Any such attorney
who receives information of an
alleged offense from any person
must, if requested by that person,
inform the grand jury of the al-
leged offense, the identity of
the person who conveyed the in-
formation, and his own action or
recommendation.
Id. at 4015 (emphasis added); see lica-
tion of Thomas, supra; cf. Hott v. Yerbo-
rough, supra; see further Anderson Vv.
Yungkau, supra, loc. cit.
|
37
less direct conflicts at the federal le-
vel. The most authoritative opinion of
the Northern District of California, Uni-
ted States v. Smyth, supra, loc. cit., and
the most recent, relevant opinion of the
Ninth Circuit, United States v. Chanen,
supra, loc. cit. and at 1312-13, appear to
be opposed diametrically on the question,
with the Chanen position slowly making in-
roads into the opinions of the Southern
District of New York. United States v.
Chovanec, 467 F.Supp. 41, 43 (1979); see
also United States v. Steel, 238 F.Supp.
580 (1965). This is most interesting,
since Chanen cited for authority not only
In re Subpoena of Persico, supra (a Second
Circuit case not supportive of the propo-
sition at all), but also United States v.
Cox, supra, the four-opinion decision of a
circuit which, after having been split,
appears on the verge of rejecting United
States v. Kilpatrick, supra (rendered pri-
38
or to Congress' 1948 amendment to 18 U.S.C.
§1504), and siding with Judge Fee in Smyth.
United States v. Cosby, 601 F.a 754, 757-
759 (1979). The Seventh Circuit tacitly
has sided with the Fifth, Cawley v. Warren,
216 F.a 74, 76 (1954), citing People ex
rel. Ferrill v. Graydon, Sheriff, supra;
likewise, the D.C. Circuit appears to be
in harmony with Petitioner, Medical Com-
mittee for Human Rights v. S.E.C., 432 Fem
659, 673-674 (1970), vac. and rem. for
mootness 404 U.S. 403 (1972); accord Hale
v. F.C.C., 425 F.m 556, 565-566 (1970)
(Tamm, J., concurring in judgment), an ap-
pearance slighted only slightly because
the author of the leading case on the sub-
ject, see Office of Communication of Uni-
ted Church of Christ v. F.C.C., 425 F.w
543, 546-547 (CADC, 1969), reh. en banc
den. 425 F.&% 551, was cited in support by
the panel in Chanen, 549 F.# at 1311, ci-
ting Coppedge vy. United States, supra.
39
These conflicts provide this Court
with more than adequate reason to grant
the writ and a golden opportunity to say
authoritatively what the law is concerning
how private citizens are to go about play-
ing their rnole in the prosecution and sup-
pression of crime. Cf. Parker v. People
of Illinois, 332 U.S. 846 (1948).
D. Applying Broad Dicta of Linda R.S. v.
Richard D. to the Facts of the In-
stant Action Generates Absurd Conse-
quences and Fundamental Injustice.
Respondent's argument, accepted by
the court below, that the instant action
falls within the broad prohibition of Lin-
da R.S. v. Richard D., supra, 410 U.S. at
619, when made upon the facts underlying
the instant action's predication, supra at
1-8, generates absurd consequences and
fundamental injustice. Linda R.S. v. Ri-
chard 2. stands literally for the proposi-
40
tion that, to challenge prosecutorial po-
licies, one deliberately must subject him-
self to prosecution, a fine theoretical
argument based upon an appreciation of se-
paration-of-powers doctrine -- except that
under the current factual array, "separa-
tion of powers” becomes a covert catch-
phrase for justification of felony. 410
U.S. at 619n.5; United States v. Hicks,
Supra; Orr v- Orr, supra; accord Strauder
v. State of West Virginia, supra; see Ap-
plication of American Broadcasting Compa-
nies, supra. Such a "John Wayne" approach
to the problem of law enforcement is pre-
cisely what the Ninth Circuit criticized
in Finn v. United States, 219 F.m 894
(1955), reh.den. 219 F.m% 903, mot.granted
219 F.m 904, cert.den. 75 S.Ct. 583. The
law's providing for acceptable substitutes
for violence in the settling of disputes
is an essential element of its civilizing
function. Afro-American Publishing Co. v.
44
Jaffe, 366 F.a% 649, 660 (CADC, 1966); ac-
cord Rosenblatt v. Baer, 383 U.S. 75, 91
(1966) (Stewart, J., concurring). Respect
for the rules of due process are essential
to securing the rights of all under a sys-
tem of ordered liberty, and to preventing
false deprivations. Marshall v. Jerrico,
Inc., 446 U.S. 238 (1980); Application of
Yamashita, 327 U.S. 1, 27 (1946)(Murphy,
J., dissenting); United States v. Fein,
supra, 504 F.w at 1181; see Application of
Yamashita, supra, 327 U.S. at 81 (Rutledge,
Js, dissenting).
In the instant matter, the proper
procedure is to oblige the Executive to
assume responsibility for his properly
discretionary acts. See Pugach v.’ Klein,
“(tT ]he proper response to an arguably
illegal action is not lawlessness by jud-
ges charged with interpreting and enfor-
cing laws. * * * Our Constitution assures
that the law will ultimately prevail, but
it also requires that the law be applied
in accordance with lawful procedures."
Holtzman et al. v. Schlesinger, 414 U.S.
1308, 1315 (1973).
42
193 F.Supp. 630, 635 (SDNY, 1961). The
construction currently afforded in effect
allows the Executive to shield a (bogus)
claim of insufficiency in the evidence
with a(n equally bogus) claim of Executive
privilege. Neither the courts of the
Fifth Circuit nor the courts of Maryland
tolerate such a proposition, United States
v. Cox, supra, 342 F.a& at 185 (Brown, Jd.,
concurring specially); Ewell v. State, 207
Md. 288, 114 A.a 66, 71 (1955). The Su-
preme Court should not, nor does Petition-
er think it does, tolerate it either.
Rules of procedure should not be designed
so as to make men become “laws unto them-
selves,” Olmstead v. United States, 277
U.S. 438, 485 (1928)(Brandeis, J., dissen-
ting), and where the "“unconstitutionality
of the course pursued has now been made
clear,” the particular proposition advan-
ced, that Executive control of the prose-
cutorial function extends to determination
43
of what a grand jury shall be allowed to
hear, Crim yv. Hunter, supra; Linda R.S. vy.
Richard D., supra, 410 U.S. at 619, needs
to be abandoned. Cannon v. University of
Chicago, 441 U.S. 677, 742 (1979) (Powell,
J., dissenting), citing Erie R. Co. v.
Tompkins, 304 U.S. 64, 77-78 (1938), This
Court should grant certiorari to reconsi-
der the breadth of the dictum laid down in
Linda R.S. and the Second Circuit's exten-
sion of same to the important federal
question of private access to special
grand juries. Heflin v. United States,
358 U.S. 415, 416-417 (1959); see Hale v.
Henkel, 201 U.S. 43, 63 (1906); Frisbie v.
United States, 157 U.S. 160, 163 (1895).
E. Implied Rights of Action Lie under the
Hornblower's Provision Where the Exec-
utive Entertains Conflicts of Interest.
It reasonably may be inferred from
the language of the Hornblower's Provision
that Congress intended a private right of
civil action to lie by implication for the
statute's violation. The Provision focus-
es not only on the duties of the Govern-
ment's attorney but also on the person ma-
king the request for presentation. This
differs from statutes where implied right
pte es
of action has not been found. As Jus-
tice ili J. Carter, Sr., said, speaking
for California's Supreme Court en bane:
That mandamus is the proper
remedy is clear. As pointed
out above, the district attor-
ney must or shall bring an ac-
tion to abate a public nuisance
when so directed by the board
of supervisors. Cod Civ.Proc.
§731, supra; Govt.Code §26528.
"Shall" is mandatory, Govt.
Code §14, and certainly “must”
is also. The writ of mandamus
* Peter of Tomes supra, 434 A.mw
at sth ; Vv ence. . Say De eo “ie
* * **" upe m
supra, 2 ea 3¢ 15 ‘a z such district
attorney = bring such an action when-
bopouah. supre Nase shath ‘be the duty 9
at 68n.1 ("It with Gort Law get’ Ae. e"), ,
45
issues "* * * to compel the per-
formance of an act which the
law specifically enjoins, as a
duty resulting from an office
* *# #,." Code Civ.Proc. §1085.
The statutes, Code Civ.Proc.
§731; Govt.Code §26528, specifi-
cally “enjoin” upon the district
attorney "as a duty bageont mes,
from (his) office” the bringing
of actions to abate public nui-
sances when directed by the
board of supervisors. It may
well be that where he is not di-
rected by the board he has some
discretion in the matter. Code
Civ.Proc. §731; Stats.1913, p.
20, § 3, but plainly there is
none where he is so directed.
Moreover, in this case he refu-
ses to exercise any discretion
he might have as his failure to
act is based solely upon his
Claim that the duty rests upon
the county counsel; thus manda-
mus would be proper. See Holl-
man v. Warren, 32 Cal.m 351,
196 P.m 562.
Ordinarily a district attor-
ney cannot be compelled by man-
damus to prosecute a criminal
Case, see Boyne v. Ryan, 100 Cal.
265, 4 P. 707; 55 C.J.S., Man-
damus, §69(f), but here the man-
datory duty to prosecute is im-
eee upon him and the statute
eaves him no discretion to ex-
ercise. In Boyne v. » SuU-
ra, the court seemed to feel
hat mandamus would not lie be-
cause the court could not super-
vise the many ramifications of
the prosecution of the action.
46
In the instant case, however,
the district attorney is not re-
fusing to prosecute the action
for any reason other than his
view that he has no authority un-
der the law. Under these circum-
trp = may ee he will
d ent secute once he has
commenced’ the action. See Code
Civ.Proc., §1963(15).
It is ordered that a peremp-
tory writ of mandamus issue as
prayed.
Board of Supervisors v. Simpson, Supra,
227 P.a at 17 (emphasis added).
Notice Justice Carter distinguishes
between “commencing” the action and "pro-
secuting” the action (which of course in-
cludes discretion to seek dismissal).
LW Jnen there is no clear con-
gressional intent contrary to
iia
. soot Vv. wens cipal C t, 27 Cal.
App.Sis Cal. ptr. ’ A.L.R.&
717 (1972) (appointment by court of private
attorney to serve as “special prosecutor"
held an invasion of legitimate discretion-
ary reserve of Executive and violation of
separation-of-powers doctrine); see
v. Co + see also
2. ®) ra, 418 U.S. a -
7a. :
47
the implication of private civil
remedies, the adequacy of a sta-
tute's express |sic] remedies
(or alternatively, the necessity
of implied private ones) must be
determined according to whether
those express [sic] remedies in-
sure the full effectiveness of
the congressional purpose under-
lying the statute. In this
sense, when the statute in ques-
tion seeks to protect the indi-
vidual's interest, it is not
enough for it to have some en-
forcement mechanisms: the ini-
tial question is whether the
statute's protection might be en-
hanced by allowing private civil
relief.
Stewart vy. Traveler's Corporation, 503 F.
108, 112 (CA9, 1974) (emphasis original).
In the absence of a clear con-
aressional intent to the contra-
ry, the courts are free to fash-
ion appropriate civil remedies
based on the violation of a * # *#
statute where necessary to insure
the full effectiveness: of the
congressional purpose.
Burke v. Compania Mexicana de Aviacion, S.
A+» 433 F.a 1032, 1033 (CA9, 1970).
Under Cort . A
private rt (ty. apd. no J im-
48
plied if it would frustrate the
underlying purpose of the legis-
a scheme. On the other
hand, when that remedy is neces-
sary or at least helpful to the
accomplishment of the statutory
purpose, the Court is decidedly
receptive to its implication un-
der the statute.
Cannon vy. University of Chicago, supra,
441 U.S. at 703.
Where the interest asserted by
the plaintiff is within the
Class that the statute was in-
tended to protect, the harm of
the type the statute was inten-
ded to forestall and the statu-
tory criminal penalties inade-
quate to fully protect the as-
serted interest, a civil action
* * * arises by implication.
urke vy. Compania Mexicana de Aviacion, Ss.
A.» supra, 433 F.& at 1034.
Such precisely is the point Petition-
er raises by citing Miller v. Mallery, 410
F.Supp. 1282 (D.Ore., 1976). How can the
purpose of the Hornblower's Provision be
accomplished, absent implication of pri-
vate enforcement actions, when the law in-
Lg
terposes between Petitioner and the spe-
cial grand jury the very individual whose
legal job it is to frustrate the prosecu-
tion of his client or its employees? How
can the purpose of the Hornblower's Provi-
Sion be accomplished, absent private en-
forcement actions, when the law obliges
Respondent both to secure a person's con-
demnation before society and breach a wall
protecting that security? There is no an-
swer; this cannot be done.
It must be admitted that there isa
certain appeal to Mr. Justice Powell's dis-
sent to Cannon, 441 U.S. at 730, at least
to this writer. "Sir James Jeans Says
what he means," and Petitioner does not
see why Congress should not be obliged to
113
assume the same responsibility; * however,
i
: Petitioner currently is involved in
litigation with the Internal Revenue Ser-
vice over several important constitutional
questions centered about this very issue.
oz .
50
the Court is not writing on a blank slate
on this matter, and it remains a control-
ling fact that, at the time Congress crea-
ted by statute the special grand juries,
see Merrill Lynch, Pierce, Fenner & Smith
v. Curran, supra, loc. cit., Congress was
operating under the aegis of J.I. Case Co.
v. Borak, 377 U.S. 426 (1964). See Can-
non, supra, 441 U.S. at 718 (Rehnquist and
Stewart, JJ., concurring); see also 441
U.S. at 743n.14 (Powell, J., dissenting).
Upon the question of implied right of ac-
tion under the Hornblower's Provision, the
record of Congressional intent is as
sparse as it is because, in the context of
the times, there was no reason for it to
be otherwise. Justice Powell is critical
of the Cort test, Cannon v. University of
Chicago, supra, 441 U.S. at 739-747; see
Cort v-. Ash. supra; however, even Justice
Powell acknowledges that cases involving
rights secured by 42 U.S.C. §1981 are
51
among those limited exceptions where he
considers implication of private action
appropriate. 441 U.S. at 736. It is
clear from the language of the Hornblow-
er's Provision, §3332(a), that §1981-style
implication deserves consideration. Em-
ployment within the Hornblower's Provision
of phrases such as "(any such attorney,"
"any other person," and “such other per-
son" makes “irresistible” the conclusion
that Petitioner is within the. "zone of in-
terest" protected by the statute. Cannon
v. University of Chicago, supra, 441 U.S.
U.S. 33, 40 (1916).
There can be no doubt that, recently,
this Court has considered cases involving
implied rights of action to be among those
most fit for review. A grand jury being
i1¢
See e.g. ve e
52
an independent investigative body upon
which the conclusions of the Attorney Ge-
neral are not binding, United States v.
Cox, supra, 342 F.m% at 181 (Rives, Gewin,
and Griffin B. Bell, JJ., concurring in
part and dissenting in part), citing Uni-
ted States v. Thompson, 251 U.S. 407
(1920), cases which hold that a contrac-
ting agency retains the primary responsi-
bility for investigating violations, Uni-
versities Research Assn. v. Coutu, supra,
are not analogous and therefore of no pre-
cedential value. The Court should grant
certiorari to consider whether an implied
right of action lies under the Hornblow-
er's Provision, and if so, what reliefs
may be sought. Rule 17.1(c), S.Ct. Rules.
v. Redington, supra, 442 U.S. at 562; see
further aan Vv. University of Chicago,
supra, 441 U.S. at 680, 730; Gort v. Ash,
Supra, 422 U.S. at 74; see also Davis v.
Passman, 442 U.S. 228, 230 (1979).
53
F, The Courts Below Erred by Denying Pe-
titioner's Motion to Amend Complaint.
It appears the reason the courts be-
low erred in dismissal of Petitioner's com-
plaint is that they focused on Petitioner's
second claim of injury to the detriment of
the first. The original complaint, Appen-
dix J, infra, failed to allege a sufficient
nexus between the second claim of injury
and the relief sought. Linda R.S. vy. Ri-
chard D., supra. Petitioner attempted to
remedy this defect by amendment, and it
respectfully is submitted that Complaint
(as amended III) and Complaint (as amended
IV), Appendix M, infra, satisfy the objec-
tions of trial and appellate courts. Com-
plaint (as amended IIT) technically still
is before the trial court, it having been
rejected by the magistrate but not by the
judge. Complaint (as amended IV), Ap-
121
Petitioner filed exception to the ma-
gistrate's ruling upon which Judge Daly
54
pendix M, infra, was rejected by the court
of appeals in its last order. Appendix D,
infra. It is to be noted, however, that
the court of appeals long has been on no-
tice concerning the substance of Petition-
er's allegations. Crim v. Hunter, supra,
Appendix A, infra; see Appendix H, infra.
Construing Petitioner's in-
artful pleading liberally, as
Haines v. Kerner, 404 U.S. 519,
30 L.Ed.& 652, 92 S.Ct. 594, in-
structs the federal courts to do
in pro se actions, it states a
cause of action.
Boag v. MacDougall, 70 L.Ed.& 551 (1982).
Depriving Petitioner of access to literary
markets where Petitioner asserts an inter-
est in those markets, Complaint at @4, 15,
17-19, 20, 21-22, Appendix J, infra, is an
injury in fact. Ludlow Corporation v. Se-
curities and Exchange Com'n., 604 F.2 704,
706-707 (CADC, 1979). And as already no-
never ruled; however, recently, the clerk
returned the proffered amended complaint.
RBC, 20 Dec. 1983.
55
ted, use of "any other person" within the
Hornblower's Provision includes "any his-
torian” and thus places Petitioner square-
ly within the zone protected by the sta-
tute. Petition, supra at 51. Interdic-
tion of Petitioner's career certainly is
the kind of injury the Fifth Amendment was
- designed to protect against, accord Schware
v. Board of Bar Examiners, State of New
Mexico, 353 U.S. 232 (1957); Meyer v.
State of Nebraska, 262 U.S. 390 (1923);
furthermore, Petitioner's injury is all
the more severe for touching First Amend-
ment rights as well. Perry v. Sindermann,
408 U.S. 593 (1972). The court of appeals’
focusing on the question of nexus seems to
this Petitioner to be shaving the law very
fine to hola that the original complaint
Pleads a speculative rather than a direct
injury. Petitioner alleged a right to
have his accusations tested for truthful-
ness by the grand jury. Complaint at 120,
56
Appendix J, infra. Almost all of the per-
sons against whom Petitioner chooses to
level charges are public officials or pub-
lic figures, and given the position taken
Sullivan, 376 U.S. 254 (1964), and its
progeny, a good case can be made that Pe-
titioner benefits directly from being al-
lowed to "put his money where his mouth
is." Thus, under the proffered amended
complaints, Petitioner does have requisite
standing and a cause of action under the
First and Fifth Amendments. vis v. Pass-
man, supra, 442 U.S. at 234-244.
In any event, 28 U.S.C. §1653, 62
Stat. 944, allows amendment of pleadings
upon terms in the appellate courts to cor-
rect defective allegations of jurisdiction.
Petitioner anticipates that, after reading
122
The Second Circuit, sitting in diver-
sity and applying California's law "as
would the California Supreme Court” held
in accord with Petitioner in Reeves v.
American Broadcasting Companies, supra.
57
this little document, at least some mem-
bers of this Court may have trouble recon-
ciling Petitioner's pro se status with the
status asserted by a marginally literate
inmate of the Arizona Department of Cor-
rections, see Boag v. MacDougall, supra;
nowever, neither Boag nor Haines v. Kerner
cited in support establish any kind of
“sliding scale” against which non-certi-
fied pleaders are to be measured. Either
one is admitted to practice or not; no
other valid test of a man's legal know-
ledge currently is cognizable before the
courts. Petitioner agrees that there is
something to be said for requiring those
who bring serious charges to demonstrate
some legal knowledge or otherwise show
that they are not cranks; however, as this
Court previously has observed:
a3
: Some ge omy know more about some
aspects of the law than do some lawyers;
but, no one to date has suggested seri-
ously the qualifying of lawyers by train-
ing them to be paralens is.
-
58
We cannot construe * * * any
other one of the Federal Rules
as compelling courts to summari-
ly dismiss, without any answer
or argument at all, cases like
this where grave charges of fraud
are shown by the record to be
based on reasonable beliefs eo
ing out of careful investigation.
The basic purpose of the Federal
Rules is to administer justice
through fair trials, not through
summary dismissals as necessary
as they may be on occasion.
These rules were designed in
large part to get away from some
of the old procedural booby traps
which common-law pleaders could
set to prevent unsophisticated
litigants from ever having their
day in court. If rules o ro-
cedure work as they should in an
honest and fair judicial system,
they not only permit, but should
as nearly as possible guarantee
that bona fide complaints be car-
ried to an adjudication on the
merits. * * * The serious fraud
charged here, which of course
has not been proven, is clearly
in that class of deceitful con-
duct which the federal securi-
ties laws were largely passed to
prohibit and protect against.
* * * The dismissal of this case
was error.
Surowitz v. Hilton Hotels Corporation, 383
U.S. 363, 373-374 (1966). It now has been
more than five years since the first com-
59
plaint, Crim v. Bell et al., supra, was
filed and as yet no defendant has even
been compelled to admit or deny the wrong-
doings charged. All should be. Petition-
124
er's complaint is not res judicata, nor
131
is it moot. This Court being able to
1324
Estevez v. Nabers, 219 F.a@ 321, 323
(CA5, 1955); State v. California Packin
Corp., 105 Utah 191, 1 ° ;
nited States v. Glidden Co., 119 F.a 235
(CAG, 1941); Restatement of Judgments §50,
comment (c)(1942); see The Evergreens v.
Nunan, 141 F.a 927 (CA2, 19 » cert.den.
323 U.S. 720. Petitioner's effort to a-
mend so as to include the current United
States Attorney as party defendant, Com-
plaint (as amended III); Complaint (as a-
mended IV), Appendix M, infra, would vi-
tiate res judicata on all claims asserted
as to him. United States v. Luros, 243
F.Supp. 160, 168-169 ns D, Sewn, 1965),
cert.den. 382 U.S. 956.
131
Since special federal grand juries al-
so can issue reports, 18 U.S.C. 83333, and
since the matter under consideration cul-
minated in a felony murder, see United
States v. Soliah, supra, expiration of the
five-year period oe crimes asserted
to have been committed against Miss Hearst,
see 18 U.S.C. §3281, 62 Stat. 827, could
not affect the instant action whatsoever,
especially since under the law of the in-
stant action, any action by the grand jury
is incidental and irrelevant. Linda R.S.
v. Richard D., supra, 410 U.S. at 619.
60
exercise appellate jurisdiction upon this
cause, 28 U.S.C. §1254(1); U.S. Const.,
Art. III, §2, cl. 2, at minimum it should
grant certiorari, declare to Petitioner
exactly what it wants, and allow the
complaint to be amended to its satisfac-
tion. Warth v. Seldin, supra, 422 U.S. at
501-502. Certainly, it ought to make suf-
ficient inquiry to assure itself whether
it or the courts below it, in deciding the
case of Miss Hearst, were targets or vic-
tims of a fraud destructive to the inte-
grity of the criminal-justice system. The
tripartite system of government estabdlish-
ed under the Constitution placed the purse
in the hands of the Legislature, the sword
132
Merrill Lynch, Pierce, Fenner & Smith
v. Curran, supra, 456 U.S. at 356; Simpson
v. United States, 435 ae * 9 (19% ;
United States v. Chavez, 416 U.S. 562,
-569 (1 )} Prince v. United States,
352 U.S. 322, 324-325 (1957).
133
Ballou v. General Electric Co, 393 F.a
398 (CA1, 1968); see Nagler v. Admiral
Corp., 248 F.m 319, 3 A2, 1957).
61
in the hands of the Executive, and re-
served to the Judiciary the power solely
of its moral sanction. That sanction is
not going to be worth all that much if
this or any court allows its justice to
satisfy not even the appearance of jus-
tice. Cf. Marshall v. Jerrico, Inc., su-
141
pra, 446 U.S. at 242-243.
G. Conclusion.
Petitioner believes he has stated
134
Cannon v. University of Chicago, supra,
peice! at 745n.15 (powell, ase aissen .
ing); Baker v. Carr, supra, 369 U.S. at
269 (Frankfurter, J., Heesnting): Hamil-
ton, The Federalist, No. 78; see also Uni-
ted States v. Calandra, supra, 414 U.S. at
(Brennan with Douglas and Marshall,
JJ., dissenting); Terry v. Ohio, 392 U.S.
141
. See e.g. Sweat v. State, 90 Ga. 315,
17 S.E, 273 (1893); Tipton v. State, 23
Ok1.Crim. 86, 212 P.-812 ( 1523); United
States v. Ingalls et al., 73 F.Supp.
(S.D.cal., 1947); cf. United States v.
Hearst, supra; see also United States v.
shackney, 333 F.a 475, 486 (CA2, 1965);
nited States v. M'Clellan, 127 F. 971
(S.D.Ga., 1904); Peonage Cases, 123 F.
671, 682-683 (M.D.Ala., 1903).
62
more than adequate grounds to justify this
Court's granting of the requested writ.
He apologizes for the length of this peti-
tion, for he knows the time of the Court
is scarce and needs to be economized; how-
ever, the questions presented are most se-
rious, not just to Petitioner in his per-
son but as general propositions of law.
First and Fifth Amendment rights, or the
access of private persons to or official
control of federal inne juries, are mat-
ters which concern large numbers of citi-
zens and non-citizens alike subject to the
jurisdiction and sovereignty of these Uni-
ted States. For all of the above-men-
tioned reasons, Petitioner.respectfully
submits that the writ should be granted.
Cf. Boag v. MacDougall, supra, 70 L.Ed.%
at 554-555 (O'Conner, J., concurring;
Rehnquist, J., with Burger, C.J., and
White, J., dissenting); see Hagans v. La-
vine, 415 U.S. 528, 533 (1974).
63
Respectfully submitted this &h day
of August, 1983,
Bel
Robert Brian crim, pro se,
32. Pierce Lane,
Naugatuck, Tt., 06770.
Tel. (203) 729-6119.
Proof of Service
State of Connecticut:
County of New Haven . -
I, Robert Brian Crim, Petitioner in
the above-entitled action, having been du-
ly sworn according to law, do depose that
I am the Petitioner in the above-entitled
action, and that I caused to be served up-
on Barry K. Stevens and the Solicitor Ge-
neral of the United States of America 3
copies apiece of the above printed brief
and appendices thereto by mailing same to
>
64
them in a first-class-postage-prepaid wrap-
per, one addressed to:
AUSA Barry K. Stevens,
United States Attorney's Offc.,
915 Lafayette Blvd.,
Bridgeport, Ct., 06604.
ano the other addressed to:
Solicitor General of the
United States,
Department of Justice,
Washington, D.C., 20530.
which mailings were effected on the th
day of January, 1984.
I did prepare and have read the fore-
going affidavit and swear tat it is true
ana correct to t.e best of my knowledge,
information, and belief. I understand
that a false statement made by me in the
above affidavit could subject me to penal-
ties for perjury.
Respectfully submitted this th
day of January, 198,
65
Robert Brian Crim, pro se,
32 Pierce Lane,
Naugatuck, Ct’, 06770.
Tel. (203) 729-6119.
Sworn to and subscribed
before me tnis th day
of January, 1984.
Clerk
United States District Court,
District of Connecticut.
APPENDIX
Appendix A:
Opinion and Order
of the
United States Court of Appeals
for the
Second Circuit.
A-2
;
UNITFD STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a Stated Term of the United States
Court of Appeals, in and tor the Second
Circuit, held at the United States Court
House, in the City of New York, on the 17th
day of Decer er, one thousand nine hundred
and eighty-two.
Present: Hon. Ellsworth A. Van Graafeil-
and,
Hon. James L. Oakes,
Hon. Tnomas J. Meskill,
Circuit Judges.
Robert Brian Crim, )
Appellant,
v. 81-6177
G. William Hunter, United States
Attorney for the Northern
District of California, )
)
Appellee.
OR DER
A-3
This is an appeal from a judgment en-
tered on March 31, 1981 by the United
States District Court for the District of
Connecticut, T.F. Gilroy Daly, Judge, dis-
missing this complaint sua sponte on the
grounds that the court was without subdject
matter jurisdiction inasmuch as the plain-
tiff lacked standing. On July 2, 1981,
that court further denied Crim's motion
for vacation of judgment, leave to amend
complaint, and new trial.
Appellant Crim, a private citizen,
sought to compel Appellee Hunter, a United
States Attorney, to submit Crim's material
to a Special Grand Jury convened under
Chapter 216 of the United States Code of
Criminal Procedure. He asserted an im-
plied private cause of action under 18
U.S.C. §3332(a), which describes the pow-
ers and duties of such grand juries.
A private person who is neither pro-
secuted nor threatened with prosecution
A-4
has no standing to contest policy deci-
sions of the United States Attorney, Linda
B.S. ¥. Richard D., 410 U.S. 614, 619
(1973), nor does 18 U.S.C. §3332(a) create
standing. A directive that the United
States Attorney receive, make a recommen-
dation, and if requested forward informa-
tion from any person to a special grand
jury does not create a private right of
action in the absence of congressional in-
tent. Universities Research Ass'n., Inc.,
v. Coutu, 450 U.S. 754, 770 (1981); see
also Touche Ross & Co. v. Redington, 442
U.S. 560, 575-76 (1979); Cort v. Ash, 422
U.S. 66, 78 (1975).
Crim's complaint also sought declara-
tory and compensatory relief; he alleges
“loss of marketability” of papers that he
might publish in the future showing that
Patricia Hearst was deprived of her con-
stitutional right to a fair trial, anda
connection with the Iranian hostage crisis.
A-5
Publication, he states, may subject him to
liability for libel; Crim wishes to filter
nis materials through the Grand Jury on
the theory that he can thereby avoid a fu-
ture libel action. Reply Brief at 15-17.
Crim fails to show now the remedy he
seeks could prevent the speculative and
remote injury he claims, Linda R.S. v. Ri-
chard D., 410 U.S. 614, 618 (1973). The
jurisdiction of this court extends only to
cases and controversies. U.S. Constitu-
tion Art. III. Even when a statute ex-
pressly or impliedly creates a private
cause of action -- whicn is not the case
nere -- a plaintiff must allege injury in
fact to an interest within the zone of
interests protected by the statute deemed
violated by executive conduct. Warth v.
Seldin, 422 U.S. 490 (1975); Linda R.S. v.
Richard D., supra; Association of Data
Processing Service Organizations, Inc., v.
Camp, 397 U.S. 150 (1970). We take note
A-6
that Crim has previously had an opportuni-
ty to present nis claim of a judicially
cognizable injury. See Crim v. Bell, No.
78-2132 (2d Cir., Apr. 10, 1979), aftir-
ming district court's judgment that Crim
lacked standing in, inter alia, a mandamus
action to Hunter and Grand Jury to inquire
into Crim's materials. Where lack of
standing is predicated not only ona sta-
tutory analysis, but also upon the plain-
tiff-appellant's failure to plead a judi-
cially cognizable injury, the doctrine of
res judicata bars relitigation of the
claim.
The district court correctly dis-
missed Crim's complaint for lack of juris-
diction and the judgment is hereby af-
firmed.
s/James L. Oakes
s/Ellsworth A. Van Graafeiland
s/Thomas J. Meskill,
Circuit Judges.
A-7
Appendix B:
Order of the
United States Court of Appeals
for the
Second Circuit.
A-8
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a Stated Term of the United States
Court of Appeals, in and for the Second
Circuit, held at the United States Court
House, in the City of New York, on the 8
day of March, one thousand nine hundred
and eighty-three.
Present:
Hon. James L. Oakes,
Hon. Ellsworth A. Van Graafeiland,
Hon. Thomas J. Meskill,
Circuit Judges.
Robert Brian “Crim,
Appellant,
Vv. 81-6177
G. William Hunter, United States
Attorney for the Northern District
of California,
Appellee.
ORDER
Appellant, pro se, has moved for leave
to file a motion for rehearing out of time
which is nereby granted. He has also pe-
titioned for renearing with a suggestion
that the rehearing be heard en banc, and
A-9
this petition is hereby denied witnout
prejudice to the application that the pe-
tition be heard en banc. He has also ap-
plied for leave to file a supplemental me-
morandum and that application is hereby
granted.
(s) James L. Oakes,
(s) E.A. Van Graafeiland,
(s) Thomas J. Meskill,
Circuit Judges.
A-10
Appendix C;
Order of the
United States Court of Appeals
for the
Second Circuit,
27 January 1982.
A-11
UNITED STATES COURT OF APPEALS
for the
SECOND CIRCUIT
Robert Brian Crim
81-6177
v«
G. William Hunter, U.S. Attorney.
IT IS HEREBY ORDERED that the motion
for vacation of judgment; leave to amend
complaint; and new trial, be and it hereby
is denied.
s/Thomas J. Meskill, U.S.C.Jd.
s/Richard J. Cardamone, U.S.C.J.
1/27/82 s/James S. Holden, U.S.D.J.*
* Sitting by designation.
A-12
United States Sourt of Appeals
for the
Second Circuit.
A-13
UNITED STATES COURT OF APPEALS
for the
SECOND CIRCUIT
Robert Brian Crim,
Plaintiff-Appellant,
v. No. 81-6177
G. William Hunter, United
States Attorney,
\Defendant-Appellee. |
a a
IT IS HEREBY ORDERED that the motion
to recall mandate, vacate judgment, allow
amendment of pleadings, and grant new trial
thereon be and it hereby is denied.
s/James L. Oakes,
s/Ellsworth A. Van Graafeiland,
May 19, s/Thomas J. Meskill,
1983. Circuit Judges.
A-14
Appendix E:
a ; ‘
Upinion and Order
of the
United c+ > :
) ’ 1 St: ms ~ M
ates District Court
for the
District
rict of Connecticut.
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
ROBERT BRIAN CRIM,
Plaintiff,
-vs- Civil No. N 81-150
G. WILLIAM HUNTER,
United States Attorney
for the Northern Dis-
trict of California,
Defendant.
Plaintiff, "an nistorian", requested
of the defendant that he present to a fe-
deral grand jury evidence in nis posses-
sion which he believes tends to prove that
a number of criminal offenses were commit-
ted against the United States between Au-
gust 21, 1973 and February 1, 1979. Hav-
ing never received a reply from the defen-
dant to his letter of February 13, 1981
the plaintiff claims that the defendant
has failed to discharge his duty pursuant
to 18 U.S.C. § 3332(a) thereby denying
A-16
plaintiff his right to have his allega-
tions tested for their veracity and has
materially damaged the plaintiff by impe-
ding the marketability of his manuscript
which addresses the criminal activity he
seeks to have investigated.
“Whatever merit there may be to
plaintiff's [underlying] claims he has al-
leged nothing that entitles him to bring
his suit in a federal court." Sohlberg v.
Castor, Dkt. No. B-74-469 (D.Conn., Jan.
14, 1975)(Newman, J.). Title 18 U.S.C.
§1332(a) confers no private right of ac-
tion to seek the relief requested.
Accordingly, the complaint is dis-
missed, sua sponte, for lack of jurisdic-
tion.
Dated at Bridgeport, Connecticut,
this 3ist day of March 1981.
(s) Thurnby Daly
T.F. Gilroy Daly
United States District
Judge.
A-18
Upon Petitioner's motion made before
the United States District Court for the
District of Connecticut and seeking vaca-
tion of judgment, leave to amend plead-
ings, and new trial, the Hon. T.F. Gilroy
Daly atfixed the following endorsement:
July 2, 1981--DENIED. Plaintiff's
amended complaint does not cure the ju-
risdictional defects found by this court
in its ruling of March 31, 1981 nor those
noted by the Government in its response
filed May 15, 1981. See also Crim v.
Griffin Bell et al, No. N-78-135 (D.Conn.
1978)(Newman, J.).
(s) Thurnby Daly
T.F. Gilroy Daly,
U.S. District Judge.
A-19
Judgment and Mandate
A-20
UNITED STATES COURT OF APPEALS
SECOND CIRCUIT
At a stated term of the United States
Court of Appeals, in and for the Second
Circuit, held at the United States Court-
house, in the City of New York, on the
twenty-third day of March, one thousand
mine hundred and eighty-three.
ROBERT BRIAN CRIM,
Appellant,
v. No. 81-6177
G. WILLIAM HUNTER, UNITED
STATES ATTORNEY for the
NORTHERN DISTRICT OF CAL-
IFOPNIA,
Appellee.
ee ee
A petition for rehearing containing a
suggestion that the action be reheard in
bane having been filed herein by appel-
lant, Robert Brian Crim, pro se, and the
panel that neard the appeal naving denied
said petition in an order filed on March
8, 1983,
It is further noted that the sugges-
tion for rehearing in bane has been trans-
mittea to the judges of the court in regu-
lar active service and to any other judge
on the panel that heard the appeal and
that no such judge has requested that a
vote be taken thereon.
A. Daniel Fusaro, Clerk
by
s/Francis X. Gindhart,
Chief Deputy Clerk
A-23
B. Appellee Has Not Shown That
Appellant Lacks Standing
for Failing to Establish a
Nexus Between Injury Al-
leged and Relief Sought.
Plaintiff alleged loss of marketabi-
lity in his works the result of Defendant's
apparent failure to present Plaintiff and
Plaintiff's investigation to the special
federal grand jury. The trial court cor-
rectly found this to be an “injury in
fact." Ludlow Corporation v. Securities
and Fxchange Com'n., 604 F.m 704 (CADC,
1979). Appellee's objections, see Brief
of Appellee at 9, are totally sans merit.
Allegation of loss of marketability
was rooted in the law of libel. Plaintiff
alleged tnat Patricia Hearst was not guil-
ty of the crimes for which she was charged
and convicted and also alleged that the
conviction appeared fraudulent. Finally,
Plaintiff alleged that no insanity was
A-24
present to account for Miss Hearst's be-
havior; thus, someone, somewhere had to be
guilty.
Patricia Hearst's innocence may be
argued as a matter of law rather than sym-
pathy by “closing the door” upon the pos-
sibility of her escaping her abductors.
Cf. United States v. Chapman, 455 F.a 746
(CA5, 1972), with State v. Kearns, 27 N.C.
App. 354, 219 S.E.a 228 (1975), cert.den.
289 N.C. 300, 222 S.E.% 700. On the ques-
tion of “brainwashing,” that is not a de-
fense per se but may be invoked to explain
why an individual at a certain time inter-
preted the data of reality in a certain
way. It being a legal principal that one
who reasonably perceives his life to be in
danger may act upon appearances, it be-
comes necessary to show only that Miss
Hearst was fearful both of the SLA and
the USA, and that her fear of each was
“reasonable” within the context of her
A-25
abilities to perceive reality. Toward
this end, marshaling of all the extra-ju-
dicial remarks made by such as Atty. Gen.
William Saxbe certainly is material. But,
to say that William Saxbe incited a kid-
napping victim to commit criminal acts is
to say that William Saxbe, ‘not Patricia
Hearst, is the criminal. Such is a libe-
lous statement, unless true.
Attorneys General and other such of-
ficials come under the rule set down in
New York Times Co. v. Sullivan, 376 U.S.
254, 84 S.Ct. 710 (1
wo
64), and must prove
"actual malice" to effect recovery under
the law of libel. Plaintiff's circun-
stances are similar to a degree to the
circumstances attending Curtis Publishing
Co. v. Butts, 388 U.S. 130, 87 S.Ct. 1975
(1967), reh.den. 88 S.Ct. 11, 13. The de-
gree of similarity at this point depends
upon how credible a jury finds Plaintiff.
However, fortuitious circumstances allow
A-26
Plaintiff to pass between the horns of his
dilemma by writing, at least to a degree,
aoout himself (a tactic not uncommon among
those who wrote books about the Hearst
case). Plaintiff, the witness, is privi-
leged to say what ne tninks to the grand
jury and to answer truthfully any question
which it might care to ask him. Marsh v.
Virginia, 265 F.Supp. 614 (W.D.Va., 1967).
Plaintiff, the reporter, is privileged to
report fairly judicial proceedings. Crai
Vv. Harney, 331 U.S. 367, 374 (1947). What
nappens atter that really is not Plain-
tiff's problem. If the President chooses
publicly not to prosecute, then so what?
If the grand jury chooses not to present,
then so what? If the United States Attor-
ney chooses not to recommend, then so
what? Plaintiff fails to see Defendant's
point.
Plaintiff does acknowledge that the
original and first amended pleadings in
the district court fail properly to plead
urisdictional racts on this portion of
the complaint, since the case here arises
not solely under the Hornblower's Provi-
sion but also directly under the First
and Fifth Amendments. The amenaed com-
plaint currently before the district court
corrects this. Plaintiff seeks a continu-
ance upon the instant appeal to unify the
two causes of action and to obtain a fin-
ding of fact from the trial court whether
the instant case comes within the Curtis
precedent. In the event the trial court
rejects Curtis applicability, then such
will sharpen the alternative pleading of
implied cause of action, since the Defen-
dant will have no rational basis for de-
clining to present to the special federal
grand jury.
N
<
United States Court of Appeals
At a stated term of the United States
Court of Appeals for the Second Circuit,
held at the Urited States Courthouse in
the City of New York, on the 10tn day of
April one thousand nine hundred and seven-
ty-nine.
Present: Hon. William H. Mulligan
Hon. Ellsworth A. Van Graafei-
land
Hon Lloyd F. MacManon*
ROBERT BRIAN CRIM,
Appellant,
-V- 78-21 32
GRIFFIN BELL, Attorney General
of the United States, G.
WILLIAM HUNTER, United
ee eee ee
States Attorney for the
California; and the FE-
DERAL GRAND JURY Sitting
ee ee ee
Appeal from the United States District
This cause came to be heard on the
transcript of record from the United States
*
District Court for the District of Connec-
ticut, and was argued by counsel.
ON CONSIDERATION WHEREOF, it is now
hereby ordered, adjudged, and decreed that
the judgment of said District Court is af-
firmed. The appellant lacks standing to
pursue this action. Accordingly, the
cause was properly dismissed for lack of
subject matter jurisdiction.
s/William H. Mulligan
Ae, >
a 2
aw @
am | os 4p
“4 - ¢
a a |
w bi >
aw ©) +
w Gi “A
bu ”
| ae e
c ® -
£ re) nO X<
w K oO hy
> Ww 3 ©)
= a | »
° oO
< w at =
ct = © @
oie | = a | >
' + “ Sy
<x oF ix, ad +4
oO Ww) . @)
z Ke) et
eo bb A »
a | (@) ©
4 rt w ae |
fx) | @ oF
™~‘, m™~N +? +
wo w w ” °
+? “4 =
“” A (©)
“4
©) c S)
® hy w
+> a |
| = op
S + “A
em ] pan ”
(@) @
* Y 4 @)
N
oa
'
<x
Appendix
A-33
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
(
(Mar 19 2:08
(PM '81 U.S.
(District
ROBERT BRIAN CRIM,
an individual,
Plaintiff, (Court New
(Haven, Conn
VT. (
G. WILLIAM HUNTER, Case No.
United States Attorney N81-150
for the Northern Dis- COMPLAINT
trict of California,
Defendant.
~ ™ ee e e
Plaintiff respectfully alleges that:
1. Plaintiff currently resides at 32
Pierce Lane, the Borough of Nauga-
tuck, District of Connecticut;
2. Defendant has his principal place
of business located at 450 Golden
Gate Avenue, the City of San Fran-
cisco, Northern District of Cali-
fornia;
er
A-34
The instant action arising from what
Plaintiff alleges to be a violation
of the provisions of Title 18, Uni-
ted States Tode, §3332(a), this Court
has jurisdiction per the provisions
of Title 28, United States Code, §§
1331(a), 1343(4), 1361, 1391(e), and
2201. The Defendant is an officer of
the United States of America acting
in his official capacity and an em-
ployee of one of its agencies, the
Department of Justice; the amount in
controversy is in excess of the jur-
isdictional bar, exclusive of inter-
est and costs; no real property is
involved in the instant action.
Plaintiff is an nistorian who cur-
rently is preparing four manuscripts
concerning the kidnappings of Patri-
cia Campbell Hearst, aka Patricia
Hearst Shaw, and the Iranian Hostage
Crisis, which manuscripts are struc-
tured about the general theme of the
—— G4 ~—* «
manuscripts noted in paragraph 4 of
tiff did conduct certain research
and investigation of the trial of
Patricia Hearst, United States v.
rst, Cr. 74-364 OJC/WHO (N.D.Cal.,
a
@
wp
ae 3 |
1976) (see e.g. 563 F.2d 1331; 412
In the course of conducting the re-
searecn and investigation noted in
paragraph 5 of the instant complaint,
Supra, Plaintiff did develop certain
evidence which Plaintiff believes
prooves that several as yet unindic-
ted felonies against the United States
were committed by a number of parties
between the time of 21 August 1973
‘ - = g 2
The general Statute of Limitations
for non-capital offenses is five
years; the Statute of Limitations for
offenses extends inde?‘
tiff did convey to the following per-
sons by registered mail pursuant to
the requirements set forth in Title
50, United States Code, §401 et seq.
information relating to certain of
.
the alleged offenses noted in para-
graph 6 of the instant complaint,
Supra:
Atty. George Kelly, Jr.,
United States Attorney's Orfc.,
450 Main Street,
Hartford, Connecticut.
A=37
Mr. Michael Shaver,
Records Management Div.,
FBI Headquarters,
orn at E streets,
Washington, District of
Columbia.
tty. George Martinez,
‘kn Floor, Chocolate Bldg.,
900 Northpoint,
san Francisco, California.
Atty. Kelly is an Assistant United
States Attorney for the District of
Connecticut; Mr. Shaver is a clerk
employed by the Federal Bureau of
Investigation; Atty. Martinez is
counsel for Patricia Hearst Shaw on
information and belief. See Exhibit
1 attached hereto (registered mail
receipts and return certificates) ;
On or about 13 February 1981, Plain-
tiff did make formal request of De-
fendant to present to a special fe-
deral grand jury the evidence hereto-
fore described, paragraph 6 of the
instant complaint, supra, which
10.
request was made pursuant to the pro-
visions of Title 18, United States
nad been entrusted, paragraph 8 of
4 a | ;
the instant como
mpla
me
+
“”
c
o
"y
pp
w
te)
@
13 February 1981; certified mail re-
celpt; return certificate
iff retains certain of the eviden-
tiary exhibits in his physical cus-
tody;
Defendant is an attorney employed by
the United States and its agent, the
Department of Justice, and is entrus-
ted with the responsibility of prose-
cution of offenses committed against
the United States within the meaning
of Title 18, United States Code, §
3332(a);
the Federal Bureau of Investigation
plaint, supra; see Exhibit 3 attached
+ = fF on 4 s + ‘eo
nereto, Rodert B. Crim, letter to c.
5 4 .s +> iT 4n Re >
Willlam Hunter, 03 March 1981, certi-
+ +> + +
fied mail receipt, return certifi-
cate), said service is equivalent to
ry
service upon Defendant per the rules
f law applicable to the Ninth ana
ted States v. Butler, 56
7
S91 (CAS, 1978); United States Vv.
a
Bryant, 439 F.m 642, 650 (CADC, 1971);
see Barbee v. Warden, Maryland Peni-
tentiary, 331 Fa 842, B46 (CA4,
1965); United States v. Consolidated
Laundries Corp. et al., 291 F.m 563,
570 (CA2, 1961);
~~
~~
Ww
Tne provisions of Title 18, United
States Code, §3332(a) grant unto
Plaintiff a “eivil ri nt" within the
meaning of Title 28, Uni+ea States
code, §1343(4); saia provisions like-
wise impose upon Defendant a minis-
terial duty, Title 16, United States
zode, §3332(a) encompassing in part
@ positive command which is free from
doubt;
tain of the alleged offenses were ac-
tion to be delayed beyond midnight
(0000 hours), 20 March 1581; ana
Plaintiff made Clear that, because of
A-41
wnat ne perceived to be the pending
lapse in the Statute of Limitations,
Plaintiff would consider all adminis-
trative remedies exhausted if Plain-
tiff received no positive response
from Defendant by mail call of 1
Mareh 1961. See Exhibit 3 attached
hereto and previously described.
14, o the best of Plaintiff's informa-
3
tion, knowledge, and belief, Defen-
dant has not complied witn Plaintiff's
formal request of 13 February 1981,
Exhibit 2 attached hereto, as of the
stated deadline, Fxhibit 3 attached
hereto; wherefore Defendant has not
discharged the ministerial duty re-
quired of him by the provisions of
Title 18, United States Code, §
3332(a), and all administrative reme-
dies are exhausted.
15. Publication imputing to another a
16.
17.
Criminal offense subjects the defamer
to liability, even in the absence of
proof of special harm, particularly
where the crime involved involves mo-
ral turpitude or has attached to it
an infamous penalty; nowever, truth
almost universally is a defense to
accusations of libel;
Plaintiff, after exhaustive research
of the Hearst case, has determined to
Plaintiff's satisfaction that there
was no legally recognizable insanity
attendant to Patricia Hearst Shaw's
mental condition during the time she
was a captive of or a convert to the
Symbionese Liberation Army;
Plaintiff, after exhaustive research
of the Hearst case, has determined to
Plaintiff's satisfaction that, as a
matter of law, criminal responsibili-
ty must attach to each and every one
A-43
of the several acts allegedly commit-
ted by the Symbionese Liberation Ar-
my in violation of Federal and State
statutes; and Plaintiff, arter ex-
haustive research of the Hearst case,
has not determined beyond a reasona-
ble doubt that said responsibility
properly attaches to Patricia Hearst
Shaw; nor has Plaintiff, after ex-
haustive research of the Hearst case,
been satisfactorily impressed with
the “fairness” of the trial which Pa-
tricia Hearst Shaw received in San
Francisco, California, in 1976;
Plaintiff, after exhaustive research
of the Hearst case, has determined to
Plaintiff's satisfaction that a de-
finite connection can be drawn be-
tween several of the acts noted in
paragraph 6 of the instant complaint,
Supra, and some of the consequences
noted in paragraph 17 of the instant
19.
complaint, supra, which connection
Plaintiff wishes to state explicitly
in Plaintiff's four manuscripts, pa-
ragraph 4 of the instant complaint,
Supra. Plaintiff asserts that ex-
plicit statement of said connections
is an essential ingredient of the ar-
tistic integrity of Plaintiff's
works, since in the absence of a fin-
ding that Patricia Hearst Shaw was
unlawfully deprived of her Ponatites
tional right to a fair trial, the
historical connection between her
circumstances and the Iran Crisis
dissipates.
To say that someone unlawfully de-
prived another of that others Consti-
tutional right to a fair trial is té
charge the alleged violator(s) with
a crime involving moral turpitude
and to which is attached an infamous
penalty; and to publish such an
20.
21.
to liability unless the al legation
is true;
By his refusal to present Plaintiff
and Plaintiff's investigation and
evidence to the proper special feder-
ai grand jury, as is required by Ti-
\
tle 18, United States Code, §3332(a),
ci
Deferdant has deprived Plaintiff of
Plaintiff's right to have Plaintiff's
allegations tested for truthfulness;
By his refusal to present Plaintiff
and Plaintiff's investigation and
evicence to the proper special feder-
grand jury, as is required by Ti-
tle 18, United States Code, §3332(a),
Defendant has deprived Plaintiff's
works of an element of their market-
ability, since in the absence of a
certification of truthfulness, any
responsible publisher must as a mat-
A-46
ter of law be hesitant to contract
Plaintiff's works;
22. By nis refusal to present Plaintiff
and Plaintiff's investigation and
evidence to the proper special feder-
al grand jury, as is required by Ti-
tle 18, United States Code, §3332(a),
Defendant has altered the conclusion
of Plaintiff's fourth manuscript in
a material way, which alteration
Plaintiff asserts has deprived Flain-
tiff's entire work of its immortality;
and if Defendant is not mandamused to
perform the ministerial act required
by Title 18, United States Code, §
3332(a), and requested of him by the
Plaintiff, Plaintiff will suffer im-
mediate and irreparable injury, for
which damages at law are inadequate.
23. Plaintiff is entitled to the follow-
ing declaratory relief: "Title 18,
A-47
United States Code, §3332(a) confers
by statute upon investigators and
witnesses (private or otherwise) the
Civil right to have information de-
veloped by them presented to a spe-
Clal federal grand jury upon proper
request; and when an attorney for the
Government requested to make such
presentation to a special federal
grand jury fails to honor such re-
quest, mandamus will issue to compel
him to do so, and he may be held lia-
ble for any damages or injury his
initial refusal to present might
Cause." Such declaratory relief is
proper and necessary, since the ori-
ginal reason for the passage of Title
18, United States Code, §3332(a) was
to enable private citizens to spur
federal prosecutors to conduct prompt
investigation of complaints relating
to organized crime. Persons who find
24.
A-48
it necessary to seek mandamus of a
grand-jury investigation into orga-
nized crime place the clear and pre-
sent danger of dying before the com-
plaint is answered.
Plaintiff is entitled to the follow-
ing declaratory relief: "Witnesses
to and investigators of crimes a-
gainst the commonweal are ‘public in-
tervenors' representing ‘public val-
ues', not ‘private values’, and such
intervenors are not ‘interlopers';
rather, they are to be granted such
standing at law as is necessary to
assure that the criminal laws of the
United States are enforced in an
equitable and responsible manner."
See Medical Committee for Human
Rights v. S.E.C., 432 F 24 659, 673-
674 (CADC, 1970), reh.den., vac. and
rem. for dismissal for reasons of
mootness, 404 U.S. 403 (1972); Office
Where
Court
-
Qn $ $ 4 ‘ Qn * |
of Communication of United Church of
christ v. F.C.C., 425 F.m 543, 546-
547 (CADC, 1969), reh. en bane den.,
5
fore Plaintiff prays this honorable
to:
Issue Writ of Mancamus to Lefendant
obliging him to present the evidence
grand jury sitting in the Northern
District of California;
Declare the rights and privileges
conferred by Title 18, United States
Code, $3332(a) per the configurations
of paragraph 23 of the instant com-
plaint, supra, along with the stan-
ding of witnesses and investigators
as "public intervenors" per the con-
figurations of paragraph 24 of the
instant complaint, supra;
termined at a later time, the Plain-
iff currently being unable to make
any estimate of damages (beyond the
threshhold jurisdictional amount) in
The absence of the special federal
Respectfully submitted this 19t day of
March, 1981,
ae, )
/ +) So.
Robert Brian Crim, pro se,
32 Pierce Lane,
Naugatuck, Ct., 06770.
"
A-51
ee
Tnese exhibits, which Consist of letters
and postal documents, are not reproduced
here due to the limitations of the size
format; copies of these exnibits may be
found at pages A-35 to A-41 of the legal-
sized appendix originally submitted by Pe-
itioner to tne Court on 08 August 1983
c+
and now lodged with the Clerk for refer-
ence.
A-53
Re Complaint (as amended);
This document is not reproduced here due
to its size and the expense of the repro-
duction. A copy of Complaint (as amended)
may be found at pages A-43 to A-53 of the
legal-sized appendix originally submitted
by Petitioner to the Court on 08 August
1983 and now lodged with the Clerk for re-
ference.
A=-55
Re Complaint (as amended ITI);
This document is not reproduced here due
to its size and the expense of the repro-
duction. 4 copy of Complaint (as amended
II) may be found at pages A-55 to A-65 of
the legal-sized appendix originally sub-
mitted by Petitioner to the Court on 08
August 1983 and now lodged with the Clerk
Complaint
(as amended IV).
Re Complaint (as amended IV);
This document is not reproduced here due
to its size and the expense of the repro-
duction. A copy of Complaint (as amended
IV) may be found at pages A-67 to A-82 of
the legal-sized appendix originally sub-
mitted by Petitioner to the Court on 08
August 1983 and now lodged with the Clerk
for reference.
A-58
Ww
@
+
=
»
w
»
—~
A-59
Title 28, United States Code §1331
(as amended), 90 Stat. 2721, 94 Stat.
2369, says:
Tne district courts shall have
original jurisdiction of all ci-
vil actions arising under the
Constitution, laws, or treaties
of the United States.
Title 28, United States Code §1343
(a)(4) (as amended), 93 Stat. 1284, says:
Tne district courts shall have
original jurisdiction of any ci-
vil action authorized by law to
be commenced by any person: * * *
To recover damages or to se-
cure equitable or other relief
under any Act of Congress provi-
ding for the protection of civil
rights, including the right to
vote.
Title 28, United States Code §1361,
76 Stat. 744, says:
The district courts shall have
original jurisdiction of any ac-
tion in the nature of mandamus to
compel an officer or employee of
the United States or any agency
thereof to perform a duty owed to
the plaintiff.
A-60
Title 28, United States ‘ode §1391(e),
90 Stat. 2721, says:
A civil action in which a de-
fendant is an officer or employ-
ee of the United States or any
agency thereof acting in his of-
ficial capacity or under color
of legal authority, or an agency
of the United States, or the
United States, may, except as
otherwise provided by law, be
Drought in any judicial district
in wnich (1) a defendant in the
action resides, or (2) the cause
of action arose, or (3) any real
property involved in the action
is situated, or (4) the plain-
tiff resides if no real property
is involved in the action. Ad-
ditional persons may be joined
as parties to any such action in
accordance with the Federal Rules
of Civil Procedure and with such
other venue requirements as
would be applicable if the Uni-
ted States or one of its offi-
cers, employees, or agencies
were not a party.
The summons and complaint in
such an action shall be served
as provided by the Federal Rules
of Civil Procedure except that
the delivery of the summons and
Complaint to the officer or agen-
Cy as required by the rules may
be made by certified mail beyond
the territorial limits of the
district in which the action was
brought.
A-61
Title 28, United States Tode $2201,
62 Stat. 964, 63 Stat. 105, 68 Stat. 890,
72 Stat. 349, 90 Stat. 1719, 92 Stat.
2672, says:
In a case of actual contro-
versy within its jurisdiction,
except with respect to Federal
taxes other than actions brought
under section 7428 of the Inter-
nal Pevenue Code of 1954 or a
proceeding under section 505 or
1146 of title 11, any court of
the United States, upon the fi-
ling of an appropriate pleading,
may declare the rights and other
legal relations of any interes-
ted party seeking such declara-
tion, whether or not further re-
lief is or could be sought. Any
such declaration shall have the
force and effect of a final
judgment or decree and shall be
reviewable as such.
Title 18, United States Sode §3282,
62 Stat. 828, 68 Stat. 1145, 75 Stat. 648,
says:
Except as otherwise expressly
provided by law, no person shall
be prosecuted, tried, or punished
for any offense, not capital, un-
less the indictment is found or
the information is instituted
within five years next after such
offense shall have been committed.
A-62
Title 18, United States Code §3281,
62 Stat. 827, says:
An lidictment for any offense
punishable by death may be found
at any time without limitation
except for offenses barred by
the provisions of the law exis-
ting on August 4, 1939.
Title 18, United States Code §2, 62
Stat. 684, 65 Stat. 717, says:
(a) Whoever commits an of-
fense against the United States
or aids, abets, counsels, com-
mands, induces or procures its
commission, is punishable as a
principal.
(0) Whoever willfully cau-
ses an act to be done which if
directly performed by him or
another would be an offense a-
gainst the United States, is
punishable as a principal.
Title 18, United States Code §3, 62
Stat. 684, says in part:
Whoever, knowing that an of-
fense against the United States
has been committed, receives,
relieves, comforts or assists
the offender in order to hinder
or prevent his apprehension,
trial or punishment, is an ac-
cessory after the tact.
Wnoever, having knowledge of
the actual commission of a felo-
ny cognizable by a court of the
United States, conceals and does
not as soon as possible make
known the same to some judge or
other person in civil or milita-
ry authority under the United
States, shall be fined not more
than $500 or imprisoned not more
than three years, or both.
Title 18, United States Code §242,
62 Stat. 696, 82 Stat. 75, says in part:
Whoever, under color of any
law, statute, ordinance, regula-
tion, or custom, willfully sub-
jects any inhabitant of any State,
Territory, or District to the de-
privation of any rights, privi-
leges or immunities secured or
protected by the Constitution or
laws of the United States * * *
shall be fined not more than
$1,000 or imprisoned not more
than one year, or both; and if
death results shall be subject to
imprisonment for any term of
years or for life.
Title 18, United States Code §371,
62 Stat. 701, says in part:
A-64
If two or more persons con-
Spire either to commit any of-
fense against the United States,
or to defraud the United States,
or any agency thereof in any
manner or tor any purpose, and
one or more of such persons do
any act to effect the object of
the conspiracy, each shall be
fined not more than $10,000 or
imprisoned not more than five
years, or both.
Title 18, United States Code §401,
62 Stat. 701, says in part:
A court of the United States
shall have power to punish by
fine or imprisonment, at its
discretion, such contempt of its
authority, and none other, as --
(1) Misbehavior of any per-
son in its presence or so near
thereto as to obstruct the ad-
ministration of justice;
(2) Misbehavior of any of
its officers in their official
transactions; * #* *#
Title 18, United States Code §1001,
62 Stat. 749, says:
Wnoever, in any matter within
the jurisdiction of any depart-
ment or agency of the United
States knowingly and willfully
falsifies, conceals or covers up
any trick, scheme, or device a
A-65
material fact, or make any false,
fictitious or fraudulent state-
ments or representations, or
makes or uses any false writing
or document Knowing the same to
contain any false, fictitious or
fraudulent statement or entry,
shall be fined not more than
10,000 or imprisoned not more
than five years, or both.
Title 18, United States Code §1503,
62 Stat. 769, 96 Stat. 1253, says:
Whoever corruptly, or by
threats of force, or by any
threatening letter or communi-
cation, endeavors to influence,
intimidate, or impede any grand
or petit juror, or officer in
or of any court of the United
States, or officer wh may be
serving at any examination or
other proceeding before any Uni-
ted States commissioner or other
committing magistrate, in the
cGischarge of his duty, or injures
any such grand or petit juror in
his person or property on account
of any verdict or indictment as-
sented to by him, or on account
of his having been or being such
juror, or injures any such offi-
cer, commissioner, or other com-
mi+tting magistrate in his person
or property on account of the
performance of his official du-
ties, or corruptly or by threats
of force, or by any threatening
letter or communication, influ-
ences, obstructs, or impedes the
A-66
Gue administration o
shall be fined not
$5,000 or imprison
than five years,
eo a
ry
o
Oo
«+
Whoever attempts to influence
the action or decision of any
grand or petit juror of any
court of the United States upon
any issue or matter pending be-
fore such juror, or before the
jury of which he is a member, or
pertaining to his duties, by
writing or sending to him any
written communication, in rela-
tion to such issue or matter,
shall be fined not more than
$1,000 or imprisoned not more
than six months, or both.
Title 18, United States Code §1583,
62 Stat. 772, says in part:
Whoever kidnaps or carries
away any otner person, with the
intent that such other person
be sold into involuntary servi-
tude, or held as a slave; * * #
Shall be fined not more than
$5,000 or imprisoned not more
than five years, or both.
Title 18, United States Code §1622,
A-67
62 Stat. 774, says
Whoever procures another to
commit any perjury is guilty o
sudornation of perjury, and
shall be fined not more than
$2,000 or imprisoned not more
than five years, or both.
+.
+
Title 18, United States Code §2383,
62 Stat. 808, says:
Whoever incites, sets on foot,
assists, or engages in any rebel-
lion or insurrection against the
authority of the United States
or the laws thereof, or gives aid
or comfort thereto, shall be
fined not more than $10,000 or
imprisoned not more than ten
years, or both; and shall be in-
capable of holding any office un-
der the United States.
Title 18, United States Code §2113
(a,d,e), 62 Stat. 796, 64 Stat. 394, 66
Stat. 46, 73 Stat. 639, 84 Stat. 1017,
says in part:
Whoever, by force and vio-
lence, or by intimidation, takes
or attempts to take, from the
A-68
person or the presence of ano-
ther any property or money or
any other thing of value belong-
ing to, or in the care, custody,
control, management, or posses-
sion of, any bank, credit union,
or any savings and loan associa-
tion; * * #
Shall be fined not more than
$5,000 or imprisoned not more
than twenty years, or both.
Wnoever, in committing, or in
attempting to commit, any offense
defined in subsections (a) and
(>) of this section, assaults any
person by the use of a dangerous
weapon or device, shall be fined
not more than $10,000 or impri-
soned not more than twenty-five
years, or both.
Whoever, in committing any
offense defined in this section,
or in avoiding or attempting to
avoid apprehension for the com-
mission of such offense, or in
freeing himself or attempting to
free himself from arrest or con-
finement for such offense, kills
any person, or forces any person
to accompany him without the con-
sent of such person, shall be im-
prisoned not less than ten years,
or punished by death if the ver-
dict of the jury shall so direct.
Title 18, United States Code §1584,
62 Stat. 773, says in part:
Whoever knowingly and will-
fully nolds to involuntary ser-
vitude * * * any other person
A-69
for any term * * * shall be
fined not more than $5,000 or
imprisoned not more than five
years, or both.
Title 18, United States Code §2381,
62 Stat. 807, says:
Whoever, owing allegiance to
the United States, levies war
against them or adheres to their
enemies, giving them aid and
comfort within the United States
or elsewhere, is guilty of trea-
son and shall suffer death, or
shall be imprisoned not less
than five years and fined not
less than $10,000; and shail be
incapable of holding any office
under the United States.
It is to be noted that the capital
provision of the treason statute is worded
differently from the capital provisions of
the Federal Kidnapping Act, 18 U.S.C.
§1201 (repealed), and the National Bank
Robbery Act, 18 U.S.C. §2113(e), and
therefore does not suffer the same uncon-
stitutional defect. Cf. United States v.
A-70
Jackson, 390 U.S. 570 (1968); Pope v. Uni-
ted States, 392 U.S. 651 (1968). It also
is to be noted that 18 U.S.C. §1201 and 18
U.S.C. §2113(e) define “Capital” crimes
delimited under 18 U.S.C. §3281, the un-
Constitutionality of these provisions’
death penalties notwithstanding. See e.g.
Coon v. United States, 411 F.a 422 (Cas,
1969). “It is for Congress, not the
courts, to rewrite the definition of a ca-
pital offense." United States v. Narciso,
446 F.Supp. 252, 263n.4 (E.D.Mich., 1977).
It not being possible to obtain a judgment
against a statute, Shephard v. Wheeling, 4
S.E. 635 (W.Va., 1887); 39 Ops.Atty.Gen.
22 (1937), it follows that findings of un-
constitutionality in a statute's applica-
tion cannot void relations under the sta-
tute not Specifically addressed by the de-
cision of the court of review. See Chicot
County Drainage District ¥- Baxter State
Bank, 308 U.S. 371 (1940).
Appendix 0O:
A Sonnet
A-72
I fain would give to thee the loveliest
things,
For lovely things belong to thee of right,
And thou hast been as peaceful to my sight,
As the still thoughts that summer's twi-
light brings;
Beneath the shadow of thine angel's wings
O let me live! 0O let me rest in thee,
Growing to thee more and more utterly,
Upbearing and upborn, till outward things
Are only as they share in thee a part!
Look kindly on me, let thy holy eyes
Bless me from the deep fulness of thy
heart;
So shall. my soul in its right strength
arise,
And nevermore shall pine and shrink and
start,
Safe-sheltered in thy full-souled sympa-
thies.
--James Russell Lowell
IND OF DOCKET
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.