Petition for Writ of Certiorari — Christian v. Busey
Supreme Court brief1992
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Bupreme Court, U.S.
8! ” 838 FILED y
CASE #
SEP 4 129!
OFFIGE OF THE CLERK
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 19971
Gregory T. Christian, Petitioner
Ve
James B. Busey,
Federal Aviation Administration,
National Transportation Safety Board,
Respondents
Petition for Writ of Certiorari to the United
States Court of Appeals for the Fifth Circuit
Fetition for Writ of Certiorari
53.1. Christian
16199 Space Center Bivd.
Houston, TX 77062
(713) 480--6268
Petitioner Fro Se
aif
~!
1. Did the lower’ court err in not responding
to motions made by the parties”
-. Drd the lower court err in cancelling oral
argument?
3. Did the lower court err in ruling that the
Petitioner pay to the Respondents the costs on
appeal ~*
4. Did the lower court err in not requiring
that the FAA initiate related proceedings upon
declaring an emergency”
Je Did the lower court err in not requiring
that the FAA notify a party of the grounds for
an action prior to taking that action”
&. Did the lower court err in not requiring
that the FAA take immediate action in response
to an emergency”?
7. Did the lower court err in its conclusion
that the certificate sanction imposed by the
FHA was if accord with established precedent”
3. Did the lower court err in acquiescing upon
the FAA’ s assertion that the Fetitioner’s
aircraft was operated 1n alr commerce”
9. Did the lower court err 1n acquiescing upan
the FAA’ s assertion of unauthorized
maintenance perrormed on an aircraft?
10. Did the lower court err in acquiescing
4
“m3
upon the FAA’s assertion of improper
documentation oft alrcraft maintenance”
9D
fweetions Fresented fur Review
Table of Contents
Table of Authorities
Statement of Jurisdiction
Authorities
Aa. Federal Statutes
b. Federal Aviation Regulations
Statement ot the Case
Arguments
Appendi x
a. FAA Emergency Order of Revocation
b. NTSB Oral Initial Decision and Order
<. NTSB Opinion and Order EA~219%
d. Judgment of the United States Court
of Appeals for the Fifth Circuit
Certificate ot Service
ch
ae
Fage
1. Federal statutes
& 49 WSC 14846(+F) 4
b. 49 USC 1435(a) 14
c. 3 USC 706(2) (D) 13
d. 49 USC 1495 (a) 19
e. 49 WSC 1429(a) 19
#. S USC 7082) (A) 20
g. 49 USC 1420(a) (2) os
=. Federal ivi ation Regulations
a. FAR 423.3(a) 24
b. FAR 43 Appendix Alc) (9) =4
c. FAR 43 Appendix Alc) (10) 24
d. FAR 91.163 (b) =4
e. FAR 91.1723 (a) (1) (ii) oe
Review 1S sought of a judgment rendered
and entered on June 6, 1991 by the United
States Court of Appeals for the Fifth Circuit.
Jurisdiction of the Supreme Court to review
the case 16s conferred by 49 USC 1484‘ Ff).
4
49 USC 1486(a): Orders subject to review;
petition for review. Any order, attirmative or
negative, issued by the Board or Administrator
[Secretary of Transportation] under this Act,
except any order in respect of any foreign air
carrier subject to the approval of the
Fresident as provided in section 801 of this
Act [C49 USC Appx 1461] shall be subject to
review by the courts of appeals of the United
States or the United States Court ot Appeals
for the District of Columbie upon petition,
filed within sixty days after the entry of
such order, by any person disclosing a
substantial interest in such order. After tne
expiration of said sixty days a petition may
be filed only by leave of court upon a showing
of reasonable grounds for failure to file the
petition theretotore.
49 USC 1486(f): Review by Supreme Court. [he
rudgment and decree of the court attirming,
modifying, or setting aside any such order of
7
wa)
the Board or Administrator (Secretary of
Transportation] shall be subject only to
review by the Gupreme Court of the United
States upon certification or certiorari as
provided in section 1254 of title 23, Wnited
States Code.
S USC 706: Scope of review. To the extent
necessary to decision and when presented, the
reviewing court shall decide all relevant
questions of law, interpret constitutional and
statutory provisions, and determine the
meaning or applicability of the terms of an
agency action. The reviewing court shall-
(1) compel agency action unlawfully withheld
or unreasonably delayed; and
(2) hold unlawfull and set aside agency
action, findings, and conclusions found to be-
(A) arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance
with laws
(f) contrary to constitutional right, power,
privilege, or immunitys
tleoaum excess of statutory jurisdiction,
authority, or limitations, or short of
5
statutory right;
(D) without observance of procedure required
iv laws
Fi unmsupcorted by substantial evidence in a
case subject to sections S56 and S57 of this
title or otherwise reviewed on the record or
an agency hearing provided by statute; or
(F) unwarranted by the facts to the extent
that the tacts are subject to trial de novo Dy
Fhe reviewing court.
In making the foregoing determinations, the
court shall review the whole record or those
parts of it cited by a party, and due account
shall be taken of the rule of prejudicial
error.
49 USC 1485(a): Orders, notices, and service;
Effective date of orders; emergency orders.
Except as otherwise provided in this Act, all
orders, rules, and regulations cot the Board or
the Administrator (Secretary of
Transportation] shall take effect within such
reasonable time as the board or Administrator
[Secretary of Transportation] may prescribe,
anid shall continue in force until their
~
‘
further order, rule, or regulation, or for a
epecified period of time, as shall he
prescribed in the order, rule, or requlation:
Providad, That whenever the Sadminristrator
(Secretary of Transportation] 1s o+ the
opinion that an emergency requiring immediate
action exists in respect of satety in air
cammerce, the Administrator (Secretary of
Transportation] is authorized, either upon
complaint or his Gwn initiative without
complaint, at once, if he so orders, without
answer or other form ot pleadina by the
interested person or persons, and with or
without notice, hearing, or the making or
tiling of a report, to make such just and
reasonable orders, rules, or regulations, as
may be essential in the interest oft safety in
alr commerce to meet such emergency: Frovided
further, That the Administrator [Secretary of
Transportation] shall immediately initiate
proceedings relating to the matters embraced
ln any such order, rule, or regulation, and
shall, insotar aS practicable, give preterence
fo such proceedings over all others under this
8
ive
Act.
49 USC 1429(a): Reinspection or reexamination;
amendment, suspension, or revocation of
certification - Frocedures; notification;
hearing; appeal to National Transportation
Safety Board; judicial review. The
Administrator CSecretary of JIransportation]
May, from time, reinspect any civil aircraft,
aircraft engine, propeller, appliance, air
Navigation facility, or air agency, or may
reexamine any civil airman. If, as result of
any such reinspection or reexamination, or if,
aS a result of any other investigation made by
the Administrator (Secretary ot
Transportation], he determines that safety in
air commerce or air transportation and the
public interest requires, the Administrator
(Secretary of Transportation] may 1s5s5uUe an
order amending, modifying, suspending, or
revoking, 1n whole or in part, any type
certiticate, alr carrier operating
certi¢ticate, air navigation facility
certificate, ‘including airport operating
certificate’), or air agency certificate. Frior
Q
Ce ee a Se
to amending. modifying, suspending, or
revoking any of the ftoregoing certificates,
the Administrstor CSecretary of
Transportations shall advise the Holder
thereat as to any charges or other reasons
relied upon by the Administrator (Secretary of
Transportation] for his proposed action and,
except in case of emergency, shall provide the
holder of such a certificate an opportunity to
answer any charges and be heard as to why such
certificate should not be amended, modified,
suspended, or revoked. Any person whose
certificate 16 affected by such an order of
the Administrator [Secretary of
Transportation] under this section may appeal
the Administrator’s [Secretary of
Transportation’s] order to the Board (National
Transportation Safety Board] and the Board
[Matiocnal Transportation Safety Board] may,
after notice and hearing, amend, modify, or
reverse the Administrator’s (Secretary of
Transportation’s]) order if it finds that
satety in alr commerce or air transportation
and the public interest do not require
10
affirmation of the Administrator’s (CSecretary
of Transportation’s] order. In the canduct of
1ts hearings the Board [National
Transportation Satety Board] shall not be
bound by findings of fact of the Administrator
‘Secretary of Transportatianil. The tiling of
an appeal with the Board [National
Transportation Safety Board] shall stay the
@atfectiveness of the Administrator's
[Secretary of Transportation’ s/ order unless
the Administrator (Secretary ot
Transportation] advises the Board [National
Transportation Satety Board] that an emergency
@x1ists and safety in alr commerce or air
Eransportation requires the immediate
effectiveness of his order, in which event the
order shall remain eftective and the Hoard
shall finally dispose of the appeal within
sixty days atter being so advised by the
Administrator [Secretary of Transportation].
The person substantially affected by the
Board's CNational Transportation satety
Board's) order may obtain judicial review oft
said order under the provisions of sectian
11
1006 C49 USC Appx 1486], and the Administrator
[Secretary of Transportation] ehali be made a
party to such oroceedings.
49 USC 1470(a) (2): Violations; [t shall te
unlawtull tor any person to serve in any
capacity as an alrman 1nN connection with any
Civil aircraft, aircraft engine, propeller or
appliance used or intended for use, in air
commerce without an airman certificate
authorizing him to serve in such a capacity,
or in violation of any term, condition, or
limitation thereof, or in violation of any
order, rule, or regulation issued under this
title C49 USC Appx. 1421 et seq.].
FAR 43.3(a): Persons authorized to perform
maintenance, preventive maintenance,
rebuilding, and alterations. Except as
provided in this section and 42.17, no person
may maintain, rebuild, alter, or pertarm
preventive maintenance On an aircratt,
airframe, aircraft engine, propeller,
appliance, or component part to which this
a
~
Part applies. Those items, the pertormance of
which 156 a major alteration, a major repair,
or preventive maintenance, are listed in
4“4prendis A.
FAR 423 Appendix A(c): Preventive maintenance.
Freventive maintenance 15 limited to the
following work, provided it does not involve
complex assembly operations:
(9) Refinishing decorative coating of
tuselage, balloon Daskets, wings, tail group
surfaces ‘excluding balanced control
surtaces), fairings, cowlings, landing gear,
cabin, or cockpit interior when removal or
disassembly of any primary structure or
operating system is not required.
(10) Applying preservative or protective
naterial to components when no disassembly of
any primary structure or operating system is
involved and where such coating 1s not
prohibited or 16 not contrary to good
practices.
FAR 91.1673(b): Maintenance, Preventive
Maintenance, and Alterations; General.
Ho person may perform maintenance, preventive
12
maintenance, or alterations on an aircraft
other than as prescribed in this subpart and
other applic sb)? regulations, including Fart
is oF this. charter.
FAR 91.172(a): Maintenance Records. f ‘cept
tor work performed in accordance with 971.171,
each registered owner or operator shall keep
the following records for the periods
specified in paragraph (b) of this section:
(1) Records ot the maintenance, preventive
Maintenance, and alteration, and records of
the 100-hour, annual, progressive. and other
required or approved inspections, as
appropriate, for each aircraft ‘including the
airframe) and each engine, propeller, rotor,
and appliance of an aircraft. The records must
include-
(11) The date of completion of the work
pertormed.
14
STATEMENT OF THE CASE
On May 10, 1990, the FAA initiated an
investigation of the Fetitioner’s operation of
the Fetitioner’s aircratt. On Suly 5. the FHA
1ssued an emergency order revoking the
Fetitioner’s airman certificate and stating
the Fetitioner’s guilt concerning operation of
an alrcraft not 1n an alirworthy condition,
performing unauthorized maintenance, failure
to adequately document maintenance, and
failure to have various checks and inspections
pertormed (Case No. 9OSWOU9006S).
The Fetitioner contacted the NTSE and
filed an appeal. The Fetitioner admitted not
having had various checks pertormed of his
health, skill, and the airworthiness of his
aircraft, and contested the remaining
azsertions. A hearing was held before the NTSB
aon July 71, after which the administrative law
judge 15sued an order affirming the FAA order
im its entirety. The Petitioner then filed a
Second appeal with the NTSB, which
subsequently dismissed the FAA’s assertion
that the Fetitioner operated his aircraft when
it was not in an airworthy condition but which
otherwise attirmed the remaining assertions
and the emer yency,y order ot revocation (NTSB
Urder No. FA~-%19%).
Fursuant to 49 USC 14846‘a), the
Fetiticoner then tiled an appeal with the U.S.
Lourt of Appeals for the Sth Circuit (Docket
No. 90-4623), which subsequently affirmed the
ruling of the NTSB without hearing or opinion.
15
ARGUMENTS FOR ALLOWANCE OF WRIT
ie The most signiticant reason tor the Court
to review thit caste 1 because it 15 1n the
public interest that pilots have the
perception that should they have to deal with
the FAA or the court system they will be
treated tairly and in a manner consistent with
the standards of due process guaranteed by
law. The importance of such a perception lies
in the influence it has upon the decision
Making process in which a pilot’s decision to
avall himself of FAA assistance during a
potential emergency will inevitably be weighed
to some extent against the risk ot litigation
or loss of livelihood.
— The Court of Appeals appears to have
departed substantially from the accepted and
usual course of judicial proceedings by virtue
ot the tollowing:
1) The court has not to the date of this
writing responded to two motions, one made by
fhe Fetitioner and one made by the FAA. These
HOLLONS concerned amendment of the.
Fetitioner’s and the Respondent’s briefs.
17
yp
a eis
-) After notifying the Petitioner of the
date of oral argument and then advancing that
Jake upon motion by the Fetitironer ©» the court
Juient
wollld not be held.
“) In ruling that the Fetitioner pay tno
the kFespondents the costs on appeal, the court
would in essence have the Fetitioner pay the
FAA and the NTSB for prosecuting him, despite
the tact that the Court of Appeals was the
only mechanism by which the case could have
been independently reviewed outside of rhe
Department of Transportation.
Se The Court of Appeals has departed from
the accepted and usual course of judicial
proceedings in that it failed to abide by the
requirement of S USC 706(2)(D)., which
specifies that the reviewing court shall "hold
Unlawtull and set aside AQENcCy action,
2 without
CT
Findings. and conclusions found to
cObservance of procedure required by law.
Hiternately, the Court of Appeals 4S Gecided
important questions of law which nave not
Ween, Out should be, settled by the sip r ame
13
Oe ar so D a - =
s = a a u’ on) aa. _ a. 7
> earl ot 7 ” aa * i . + —
¥ i
Patns 9 es 4 » ye
Court. The Fetitioner observes the tollowing
In support thereort:
tL) The F
eae did not anitiate related
Oroaceedings upon declaring an emergency, wut
rather left responsibility ta the FPetitioner
to initiate and pursue the matter with the
NTSB. This assertion 1s uncontested by the
FAR. 49 LISC 1485(ad,. which the FAA cited as
authority tor its action, states that "the
Administrator shall immediately initiate
proceedings relating to the matters embraced
InN any such emergency order", and the FRA'S
failure to do so implies that in their opinion
events which required declaration of an
emergency samenow did not warrant the hoiding
of a hearing afterward.
©) The FAA did not notify the Fetitioner
of the charges against him prior to revoking
his alrman certificate. This assertion 15
uncontested by the FAA. 49 USC 1429(ad, which
the FAA cited as authority for its action,
states that "“Frior to amending, modifying,
suspending, or revoking any of the +oregoing
certificates, the Administrator =hall advise
19
the holder thereof as to any charges or other
reasons relied tipon by the Administrator tor
his proposed action”.
>) The FAA did not take immediate actioz,
in response to an emergency. This assertion is
uncontested by the FAA. 49 USC 1485 (a)
specifies that the Administrator may only
declare an emergency if he is "oF the opinion
that an emergency requiring immediate action
@x1sts". The Fetitioner points out that the
Matter was pending for some two months before
the FAA declared an emergency, ample time in
which to hold a hearing in which the
Fetitioner would be aftorded an opportunity to
defend himself betore his guilt was decided
upon,
4. The Appeals Court failed to abide by the
requirement of S USC 706(2) (A), which requires
that the reviewing court shall “Held unlawful l
and set aside agency action, findings. and
conclusions found to be arbitrary, Capricious,
an abuse of discretion, or otherwise not in
accordance with law". Alternately, the Court
OF Appeals has decided important questions of
-9
law which have not been, but should be,
settled by the Supreme Court.
1) The «everity of the sanction imposed
by the FAR in this case departs substantially
from established standards and precedent. Uf
. the 198 violations listed in the FAA
Campliance and Enforcement Handbook of 1988,
the only violation for which a sanction of
emergency revocation 1s recommended is
operation of an aircraft while under the
influence of drugs or alcohol. The FAA argued
in its brief (p.24-25) that its emergency
order of revocation “had nothing to do with
whether the Fetitioner cooperated with the FAA
after the violations were discovered, with the
Petitioner’s actual physical health, with his
technical ability to fly an aircraft, or with
the aircraft’s airworthiness", but was rather
based upon the perception that the Petitioner
had “such contempt for regulatory authority as
to compel the conclusion that the Fetitioner
lacks the qualifications required of a
certificate holder”. Ferceived contempt tor
regulatory authority is thus elevated in
re |
a
2
importance to the level of alcohol and
narcotic abuse in tlight, and was in tact used
a5 grounds tor b,o4assing established and
customary thandaeds: st due precees. Indeed,
the sanction imposed by the FA in this cace
does not remotely compare with precedent
established in the imposition of sanctions in
other cases noted by the Fetitioner and cited
by the FAA.
2) The FAA maintains that the Petitioner
YiGlated 49 USC 1470(a) (2) because the
Petitioner pertormed Maintenance on an
aircraft used in air commerce, an assertion
which the Fetitioner tas denied on arounds
that the aircraft was not used in air
wi
rt
a
= 2
cannerce., The FRA assert the Petitioner
perated the aircraft in air commerce solely
‘ecause the Fetitioner operated the sircraft
io 4 Manner which nay Nave Created tive
voreant tal for andangering safety in
iilershate, overseas, or foreian air
mneree.,” “ior to the Petitions (opealing
the cow sf, stam, the RespuiJes:! tientd
bitained that the Petitianer’s a1: ath was
~—
perated in air commerce because if was flawn
within a fede-<i airway ‘NTSB Order No. EA-
ST ore tout Sy 4 was subsequentiv shown toa
true, the Respondents ha.& since opred
for the currently preferred definition.
Howe.er, the Fetitioner was never charged with
BU
operating the aircraft in ac
reless or
reckless manner, and the pilot logbook entries
used by the FAA in support of its contention
were never clearly established to be
indicative of acts pertormed in violation of
FARs, performed in a dangerous manner,
or
bearing even vaguely upon any aircraft engaged
in air commerce. Additionally, the
Respondent’s current definition of air
commerce 15 in fact fundamentally illogical.
One might for instance speculate whether an
aircraft endangering another aircraft which 15
endangering an aircraft used 1n air commerce
1s 1teelf erigaged in air commerce. One might
turther ask why a pilot does not need
a
commercial licence to operate an aircraft 1n
41° commerce. Applying the FAA’s preterred
fefinition of commerce a step further
|eads
to
the erroneous conclusion that a car 15 engaged
in commerce simply because it 15 driven on the
same roads witli trucks that are used in
interstate commerce. The reéelity is that any
time an alrcraft 15 in the air it may pose a
threat to another alircratt, and the premise
that this fact alone 158 grounds for
maintaining the aircraft to be engaged in air
commerce contlicts with the wording and the
legislative imtent of the FA Act, which
logically draws a distinction between air
commerce and private flying.
2) The FAA maintains that the Fetitioner
was in viglation otf FAR 43.7 ¢a) and
91.1452(b) solely because he painted his
aircraft and the attached control surtaces,
acts which the FAA contends were not permitted
by FAR 42% Appendix (A) (Cc) (9). There is
Hn
appareritiy no legal precedent tor thi
assertion, but in point of fact FAF 423 deals
exclusively with what a pilot 1s allowed to do
Fo his alreratt, and says nothing at all about
what he 15 specifically not allowed to do. In
light of this, the Fetitioner cited FAR 47 App
24
(A) tc) (10) aS permitting his actions, an
assertion never contradicted by the FA.
Further, commen @esperrence would aiandicate that
the Owner oF ah alrmcrart is tree fo paint it
in 1ts entirety, and the Fetitioner in fact
knows several individuals who have done so
openly without any action being taken by the
FAA. Indeed, over the past thirty years
thousands of nonlicensed individuals have not
only painted but have 1A fact Built entire
aircraft which they subsequently licensed with
the FAA.
4) The FAA maintains that the Fetitioner
was 1m violation of FAR 91.172¢a) (1) 411)
sQlely By virtue ot Having made a single entry
im the aircraft logbook of numerous
Maintenance items which were per+ormed while
the aircraft was down for painting, rather
than making a separate dated entry ot each
maintenance »tem on the day it was performed.
There 15 apparently no legal precedent for
Fhis assertion, and it is in fact nak entirely
clear trom the wording of the regulation
whether the required record of the "date of
completion of the work performed" refers to
the date wot completion Of andividual r1tems or
the date of completion of work done to an
aircratt aver the course of a down period.
However, upon examining the Fetitioner’s
aircratt logbook for the past £0 years, the
Fetitioener can tind no instance where any of
numerous Licensed mechanics made two entries
separated by a matter of days, a fact which
indicates that either the FAA is not tollawing
precedent in this case or the Fetitioner’s
aircrath has always had every maintenance item
completed on the final day of every
Maintenance period, something which 15 in fact
rarely the case.
=
FAA EMERGENCY ORDER OF REVOCATION
July 6, 1990
332 No. POSGWO9IU0K5
The Administrator of the FAH nas received a
report of investigation showing the tollowing:
1. ou are the holder of Airman Certificate
#265 596554 with private pilot privileges.
<. You are the registered owner of Civil
Aircraft N6ZTOTL, a Gulfstream AA-14A.
2. YOu were issued only two airman medical
certificates, both third class: one dated
January 18, 1984, and another dated May 11,
1990.
4. fou operated Civil Aircraft NSZOZL on more
than sixty flights in air commerce after the
evpiration of the medical certiticate issued
on January 18, 1984 and before May 11, 1990,
S- You acted as pilot in command of Civil
Sircraft N&ZOTL on more than sixty #lights in
sir commerce from December 28, 1997 to May 10, -
1990 without having accomplished within the
preceding 24 calendar months of each tlight a
flight review administered by an appropriately
rated instructor in an aircraft for which you
27
held an appropriate rating.
S&S. You hotd no airman mechanic certificate
1ssued by the FGA.
7. During the period trom July 1988, to Sure
ae 19689 you painted Civil Aircraft NS6207)
including aircraft control surfaces,
tiberglassed the horizontal stabilizer and
bondoed over wing and tail dents.
GS. Atter painting the aircraft control
surfaces as described in paragraph 7, you
returned the aircraft to service withcut
insuring that checks and adjustments of the
mass balance weight of the control surfaces
were performed.
7. After completing the maintenance as
described in paragraph 7, you returned the
aAircratt to service without approval by a-
person authorized to make such approval.
Iv. You operated Civil Aircraft N&Z07ZL from
January 1, 1988 to May 10, 1990 on more than
stufy #lights without the aircraft having an
nmoual inspection and without it having been
i pproaved tor return to service.
‘1. You tailed to keep records of the date of
-93
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completion of maintenance performed on C1Vv11
Aircraft No TOSL.
lo. You did not | eep required records of the
current ctatus ct sirworthiness directives 772
W6-902, 72-97-19, 75-09-07 and 85-21-02.
By reason of the foregoing tacts and
circumstances, you violated the following
statute and Federal Aviation Regulations:
a. Section 47.3a), in that you performed
maintenance on Civil Gircratt N6éZTOZL that you
were not miner sen to pertorm.
b. Section 47.5(a), in that you returned to
service Civil Gircraft N6ZOSL atter performing
maintenance without making the maintenance
record entry required by Section 42.9 or
Section 473.11.
Cc. Section 61.56(b) (1), in that you acted as
pilot in command of Civil Aircratt N&ZO7ZL from
December 78, 1987 to May 11, 1990 on numerous
flights without having accomplished within the
preceding <4 calendar months of these flights,
a flight review given to you by an
appropriately rated instructor in an aircraft
tor which you are rated.
a?
d. Section $1.2(c), in that you acted as pilot
in command of Livil Aircraft NS6707L on
numerous fiignts from Deceater 20, 1937 to May
11, 1990 without a current appropriate medical
certificate 1n your possession.
e. Section 91.1523(b), 1n that between July of
1988 and June of 1989 you performed
maintenance on Civil Aircraft N6&205L other
than as prescribed in FAR Fart 991i and FAR Fart
4°.
fF. Section 91.167a)d (1), im that you operated
Civil Aircratt N6203L on numerous flights
atter it had undergone maintenance when the
aircratt had not been approved for return to
service by a person authorized to do so.
g- Section 91.169(a) (1), in that you operated
Civil Aircratt N6Z0O3L from January 1, 1988 to
May 19, 1990 on numerous flights without the
aircraft having an annual inspection and
without the aircraft having been approved for
return to service by a person authorized to do
sO.
he. Section 91.1734a) (1) 411), in that you
tailed to keep a record of the date of
20
ll
completion of maintenance pertormed on Civil
Aircraft NS ZOSL.
le Section 971.29(a), 1M that you operated
Civil Aircratt N6ZOTL when 1t wat net in ar
airworthy condition.
je Section 91.172(a) (2) (v), in that you did
not keep required records of the current
status of airworthiness directives applicable
to Civil Aircraft N6sSOSL, 72-06-02, 72-07-10,
75-09-07, and 85-21-02, including for each the
method of compliance, the airworthiness
directive number, revision date, and where
requiring recurrent action, the time and date
when the next action was required.
bk. Section 610¢(a) (2), of the Federal Aviation
Act of 1958 in that you served in the capacity
ot a certificated mechanic in connection with
maintenance on Civil Aircraft N6&tO5L used in
alr commerce without an airman certificate
authorizing you to serve in that capacity.
Ry reason of the foregoing, the Administrator
has determined that you lack the degree of
Care, judgment, and responsibility required of
the holder of an Airman Filot Certificate and
a1
that safety in alr commerce and the public
interest require the revocation of your Alrman
Pilot Certificate with Private Filot
privileges lierein.
Further, the Administrator has determined that
an emergency exists and that satety 1n air
commerce and the public interest require the
immediate effectiveness of this Order.
NOW, THEREFORE, IT 1S ORDERED, pursuant to the
authority vested in the Administrator by
Sections 409 and bOOS(a) of the Federal
Aviation Act of 1958, as amended, that:
1. Any airman Certiticate, including Airman
Certificate No. #265296554, now held by you,
be and the same are hereby revored.
2. Said revocation shall become ettective
Lamediately.
3. Said Airman Certificate shall be
surrendered, by mail or delivery, to the
undersigned at the Office of Assistant Chief
Counsel, FAA, SW Region, Ft. Worth, TX 75193-
OOO7 oar any FAA Safety Inspector.
4. No application for a new Airman Certiticate
shall be accepted from you, nor shall any
KHirman Certificate be issued to you. tor a
period of three hundred sixty five (765) davs
fram the date vinnt Surrender your
Sincerely,
HAYSSYV. HETTINGER
Assistant Chief Counsel
Southwest Region
>
cAartiticates
-
ORAL INITIAL DECISION AND ORDER OF THE.
NATIONAL TRANSPORTATION SAFETY BOARD
Locket No. SE-11227
JULY 21, 1996
JAMES B. BUSEY, ADMINISTRATOR,
FEDERAL AVIATION ADMINISTRATION,
Complainant
Ve
GREGORY T. CHRISTIAN,
- a ~ ~" Rl ~ ~~ ~" -_— ~~
Respondent )
JUDGE COFFMAN: For the record, this has
been a case coming before the NTSB titled
James B. Busey, Administrator versus Gregory
T. Christian, Respondent. Case Number SE-
11225, coming on tor hearing under the
emergency provisions on an emergency case on
the sist day of July, 1990, beginning this
morning 1n Houston, Texas.
Present at all times for the
Hdministrator, Mr. Donnell, assistant chief
counsel from the FAA’s Southwest Region. Mr.
Lhiristian nas been present at ali times during
the courtroom representing himself after being
j =4
advised of his right to counsel, choosing to
proceed and represent himself.
I don’t intend to go into every single
witness’ teetimnony. I don’t usually do that. [
don’t think if 15 necessary. The records
spears tor itself. We have exhibits
introduced, some eight exhibits on behalf of
the Administrator and seven on behalf of the
Respondent. o
We had three witnesses testify on behal#¢
of the Administrator. Mr. Christian took the
stand on his own behalf. Ample closing and
opening argument was allowed and argument on
each point. So I think the record speats for
itselt.
However, let me point out a couple of
Ehings, and we are here to discuss an
emergency revocation of an airman’s
certificate with private pilot privileges. And
going into that, under the FAA Act we must
look at the totality of the circumstances.
We must look at the care, judgment, and
responsibility required of the holder of this
airman’s certificate. Nothing is to be
a
Sd
io a
———"_-
i ae
a
Tints Ste ; ‘
—
construed during my comments to INnsinuate that
I do not think Mr. Christian is an intelligent
person.
Mr. whristian may be an aerospace
engineer, and he may be extremely book smart.
But I think he lacks Judgment that should be
required, and [ think this is evident in many,
many examples of his conduct of this matter.
[f you accepted Mr. Caristian’s argument
that knowledge of a subject 15 enougn, then
someone could pick up a medical boot and study
and go do brain surgery, and if the person
lived and the operation was a Success, then
that person could be a neurosurgeon. That just
makes absolutely no sense whatsoever.
Mr. Christian -- once he got his private
pilot’s certificate in October of ee, it
seems that he decided to put in on the shel fF
and buy an airplane and from that point on
fatally ignore every regulation almost in the
“ederal Air Regulations and sqme major ones.
He has had no medical examination and
admitted since January 16, °84. It is not the
point that he 1S Physically fit. He Has had no
28
_
I
5
ia
4
y
fs!
medical certification since January 1994,
He has had no biannual flight review. The
requirements tor a BFR were very specific.
They were put inte the reagulatiane tar
everyone's sake ta. safety -- for pilots to go
out and tly with an instructor. And I don’t
think every two years is too much of a burden
for someone to go out and fly with an
instructor and say, hey; you are doing a good
job.
Dr on the other hand, you can’t do tnat
maneuver correctly. You are endangering
yourself and the lives of your passengers.
There 1S no annual inspection done on
this airpiane. There, again, Mr. Christian may
be the smartest aerospace engineer that ever
worked here in Houston, but he 15 not a
licensed A&%F mechanic. And the regulations
specifically say -- and on the log book it
Says every major alteration or repair must be
Signed by a certified A& mechanic with
inspection authorization.
The regulations are there tor a reason,
and I think ta any intelligent person such as
RF
Mr. Christian the requirements and the need
for those regulations are obvious. The
airplane was ner tlown with an annual ~-- not
+lown with a currant annual.
And a current annual would have
discovered that there were seven air
worthiness directives that were not complied
with. Now, these air worthiness directives are
not published by the manufacturer, nor are
they endorsed by the FAA for a mere --
whimsical reasons.
They are put out there -- they are called
air worthiness directives. That 15 a pretty
substantial title. They must be complied with
for the air worthiness of the aircraft, and
none of them were complied with. A current
annual would have caught this.
Mr. Christian says he was becoming
concerned and uncomfortable with this not
being done and especially at night. However, I
naticed that in one of the entries of his
lag book -- his pilot log book, he stated that
Ne practiced a dead stick landing at night.
[ think from 6,500 feet or something like
38
A :
- ees mane
ee Mi nutes
._ 4
ia 7 7
aca jae
= -
Ww see
can —-
‘ a i
or; _ : :
MR. CHRISTIAN: That WAS a couple of years
ago.
JUDGE COFFMAN: Just be Quite, Mr,
Christian. [£ am not talking to YOu MOw, Sir.
Ik 15 net your time to talk. It is my time to
talk.
SQ there is an entry and trom whatever
altitude it was that he attempted a dead stict
Landing at night, and he came up a little
short.
MR. CHRISTIAN: Well, with the Engine on.
JUDGE COFFMAN: Mr. LAristian, I am not
991ng to tell you again, Sir. Just be quiet.
MR. CHRISTIAN: I am sorry.
JUDGE COFFMAN: So 1¢ you look at these
for big items -- no medical, no annual on the
aircraft, mo biannual flight review, and the
ADs nat complied with -- along with -— [I have
Never seen a list in the aircraft log book of
entries of Maintenance that was done by a
nNonlicensed pilot.
[ don’t think the Phrase -- you don't
need to look in the federal air regulations to
39
determine what preventative maintenance 1S.
you have any experience with automobiles or
anything mechanical, I think the term
sr oventative maintenance speaks for itselt.
That is basically checking the water,
checking the fluid levels, checking the air
the tires, and things like that. That 15
preventative maintenance. Anything else 15
maintenance and requires inspection and
requires the work be done by a licensed 7
and by inspection authorization.
I don’t think the phrase 15 hard to
understand without even looking in the
regulations. But if you do look in the
aaeaieanas it explains what preventative
maintenance 15.
So I think Mr. Christian shows a total
absolute disregard for the rules and
regulations as put forth in the federal air
regulations, and he seems to think that the
fact that he went out on May 11 and got his
physical -- that it makes 1t okay.
It notice also that his STC for the
aviation fuel is dated June <9 of “90, some
40
I ¢
in
month and a half or so after the ramp
inspection of May 10. And, again. the air
worthiness directives were only complied with
atter he got caught and only complied with to
ferry the aircraft from one airport to the
other. —
So I think that if you look at the
totality of the circumstances, it shows an
absolute blatant disregard for almost every
rule and regulation that the FAA has
published, especially in those four areas that
are just absolutely astonishing that Mr.
Christian has simply thumbed his nose at --
the ADs, the annual, the no medical, and the
no biannual.
S50 I am going to make the following
findings of fact, and these will be specific
findings of fact.
Number one, that Mr. Christian is the
holder of Airman Certificate #2465796554 with
private pilot privileges.
Finding of fact number two, that he 1s
the registered owner of civil aircraft
November S707 Lima.
41
/ Finding number three -- and Mr. Christian
admitted this -- that he was 1ssued only two
airman medical certiticates, both third class;
sne gated Januer 19, 1984, and another He
dated May 11, 1790,
Finding of fact number four, that he
operated aircraft November 6707 Lima on more
than 60 flights in air commerce after the
expiration of the medical certificate issued
on January 18, 1984 and betore May 11. 1990.
Finding number five, that he acted as
pilot in command of aircraft November 4707
Lima on more than 450 flights in air commerce
from December 28, °37, to May 10, °90 without
having accomplished within the preceding 24
calendar months of each flight a flight review
administered by an appropriately rated
instructor in an aircraft for which he held an
appropriate rating. =
And finding number six, that he holds no
airman mechanic’s certificate issued by the
Kee.
Finding mumber seven, that during the
period of July *88 to June of °S9 that he
42
is Ll elLUlULG
et rad
painted aircraft November 62707 Lima, including
the aircraft control surfaces; he worked on
and ftiberglassed the horizontal stabilizer and
horded over the Wing and t211 dents.
Finding number elght, that after painting
the aircraft control surfaces aS described in
the previous paragraph seven, he returned the
aircraft to service without insuring that the
checks and adjustments of the balance weight
af the control surfaces were performed.
Finding number nine, that after
completing the maintenance as described, te
returned the aircraft to service without
approval by a person authorized tO make such
approval.
And, finding number ten -- and Mr.
Christian admitted this -- that he operated
the aircraft November 62072 Lima from January
1, "88, to May 10, "90, ON more than 60
flights without the aircraft having an annual
inspection and without it having been approved
ror return to service.
Finding number 11, Mr. Christian failed
'O keep the records of the date oft completion
43
of maintenance performed on the aircraft.
Mr. Christian admitted tinding mumber 12
that he did not |eep required records of the
Current status o+ the air worthiness
directives 7206-92, 7207-10, 7509-07 and 8521-
O2
The following conclusions of law are
announced that by reason of the toregoing
facts and circumstances and supported
substantially by the record Mr. Christian
vidOlated the following sections of the Federal
Air Regulations, Section 43.5(a), Section
4%.2(a), Section 61.56(6) (1), Section 61,236),
section 91.157(a) (1), Section 91.169 (a) (1),
Section 91.173(a) (1) (ii), Section 971.293 and
he admitted, and are VviGlate Section
91.172(a) (2) and Section 410(a) (2) of the
Federal Aviation Act of 1958. p
It will be the order of this court and
the opinion of this court by reason of the
foregoing Mr. Christian lacks the degree of
care, judgement, and responsibility required
aot the holder of an airman Pilot certiticate
with private pilot privileges.
44
a en
*
The court determines that an emergency
does exist and that Satety in air commerce and
the public interest eeiiee the immediate
effectiveness of this °rder.,
it is, therefore, ordered that ow.
Christian’s airman Certificate and any held by
him are hereby revoked. This revocation is
eftective immediately.
JIMMY N. COFFMAN
Administrative Law Judge
SB Order No. FA-7197
september 13, 199%
JAMES &. BUSEY, ADMINISTRATOR, ~ )
FEDERAL AVIATION ADMINISTRATION,
Camplainant
i !
GREGORY T. CHRISTIAN, |
Respondent )
Respondent has appealed trom the oral
initial decision Administrative Law Judge
Jimmy N. Coffman 1ssued in this Proceeding on
July 31, 1990, at the conclusion of an
evidentiary hearing (1). By that decision the
law judge affirmed an_order by the
Administrator revoking, on an emergency basis,
respondent's private Pllot certificate for his
NUMErOus viglations of the Federal Aviation
Regulations ("FAR," 14 CFR Farts 43, 61, and
91} and one Yliolation of the Federal Aviation
(1) An excerpt from the transcript Containing
the initial decision 1S attached.
44
Act of 1958 (the “Act"), Although we conclude,
4S discussed below, that one ot vive charges
Against resocncdent should not have been
SuUStTaAlNed, we ate mot Per stiiadjed that
respondent has established that the revocation
arder should be modified to Provide tor a
SUSpPeNnsion of his airman certificate (a).
The July 6, 1990 Emergency Order o#¢
Revocation, which served as the complaint in
this action, alleges, among other things,
that:
C Items 1-12 of the FAA Emergency- Order of
Revocation ]
This alleged conduct, according to the
complaint, had resulted IN violations of FOR
sections 42. 5a), 45.5(a), 61.56ib) (1),
61.3(c), 91.163(b), 91.167 (a) (1),
91.169(a) (1), 91.173(a) (1) (113 and (a) (2) (v),
P1.29(a) and Section 6510(a) (2) of the Act (7).
(2) The Administrator has filed a reply brief
QPpOs51Nng the appeal.
(") The Administrator’s judgment as to how
Fach of these provisians was violated is set
forth in his order as follows:
C Items a-k of the FAA Emergency Order of
Revocation J]
47
The commission of the alleged violations, in
turn, formed that basis for the
Administrator’ = determination, upheld by the
Law judge, that tne respondent lacks the
degree of care, judgment and responsibility
required of a certificate holder.
The law judge found that all of the
alleged violations ,some of which respondent
had admitted, had been proved. On appeal,
respondent challenges the factual finding that
he tlew his aircraft when it was mot in an
airworthy condition and the legal conclusion
that the flights he made in his aircraft were
in “air commerce” (4). Taking the latter point
first, we find no merit in respondent’s view
that his flights were not 1n alr commerce
because they were not made for compensation or
sire. While it is true that “interstate air
commerce" contemplates commercial carriage of
persons or property , see 14 CFR 1.1, the term
(4) Respondent also objects to the
Administrator’s resort to his emergency
authority in this matter, an issue the Board
1S not empowered to review.
43
“air commerce" is broader and embraces not
just commercial operations but also, inter
alia, “any operation or navigation of aircraft
within the timits of any Federal Girway...."
Id (3S). With regard to respondent’s challenge
to the evidence concerning the airworthiness
of his aircraft, we think he has a valid
objection (4).
The airworthiness of respondent’s
alrcraft was clearly drawn 1n 1ss5ue by the
abundant evidence in the record as to the lack
Of proper maintenance record keeping, the
failure to obtain required periodic
maintenance inspections or to have required
maintenance performed by a certificate
mechanic, and the non-compliance with numerous
airworthiness directives. However, apart from
ne me me ee ee ee ee
(5) See also Section 101 of the Act, 49 USC
1301, for identical statutory language.
(6) Although we have treated the document as
an appeal brief, respondent has styled his
appeal pleading a petition for
reconsideration, apparently in order to urge
the post-hearing admission of the entire
aircraft as an exhibit in support his position
that the charg of operating an unalrworthy
aircraft should be dropped. Our disposition of
that charge moots the request to have the
plane admitted into evidence.
49
noting several items that could have an impact
an the craft’s airworthiness, such as the tact
that "“bondo" had been used to fill some
apparently minor airtrame dents and that rust
on some landing gear assembly nuts had been
sand blasted off, and asserting that various
work performed on the plane should have been
done only by certified mechanics, the
Administrator’s expert witnesses did not
testify that in their opinion the aircraft had
not been in an alrworthy condition during
operations within the period covered by the
complaint (7). Without dispositive proof on
that precise question, the section 91.29(a)
charge cannot be sustained, no matter how
difficult respondent’s disregard of various
Maintenance requirements made ascertainment of
the aircraft’s actual state of repair.
Notwithstanding the dismissal of the
sectian 91.29(a) charge, we agree with the law
(7) In fact, although the complaint points out
that "checks and adjustments of mass balance
weight of the control surfaces" was not
performed atter the aircraft was painted,
apparently no determination was made as to
whether any adjustments after the painting
Were necessary.
50
judge that the sanction of revocation should
be affirmed. Respondent’s violations reveal a
pervasive willingness to ignore the known
requirements of regulations he believes are
unwarranted or unnecessary (83). Such contempt
for regulatory authority clearly compels the
conclusion that respondent lacts the
Qualifications required of a certificate
holder.
ACCORDINGLY, IT IS ORDERED THAT:
hs The respondent’s appeal is denied, and
Ze The emergency order of revocation and the
initial decision are reversed to the extent
they find a violation of section 971.29(a), and
they are affirmed in all other respects.
KOLSTAD, Chairman, COUGHLIN, Vice Chairman,
LAUBER, SURNETT and HART, Members of the
Board, concurred in the above opinion and
order.
(Gd) For example, respondent appears to have
telt no obligation either to obtain a medical
certiticate so long as he thought himself
physically fit or to enlist the services of a
certiticated mechanic to do maintenance he
thought himself competent to perform.
S1
pom rae
No. 90-4826
June 6, 1991
Gregory T. Christian, Fetitioner
Ve
James B. Busey, Federal Aviation )
)
Administration, NTSE, }
)
)
Respondents
Retore GARZA, HIGGINBOTHAM, and DAVIS, Circuit
Judges.
FER CURIAM:
AFFIRMED. See Local Rule 47.64.
ch
bh
Bid So py >"
a
ce
rr
on this eleventh dav of October, 1°91, forty
(40) copres of the attached Fetition for Writ
o+ Certiorari, corrected as per the Clerk's
directive of seventeen September, 1991, have
been mailed to the Clerk of the Court for the
United States Supreme Court, One First Ave.
NE, Washington, D.C. 20543. three (2) copies
have been mailed return receipt requested to
Joyce L. Redos, Office of the Chief Counsel,
AGC-250, Federal Aviatian Administration, SOO
Independence Ave. SW, Washington, D.C. 20591,
three (2) copies have mailed return receipt
requested to ne Office of Administrative Law
Judges, National Transportation Safety Board,
Suite SOS, 1951 Kidwell Dr., Vienna, Virginia
T2182, and three (3) copies have been mailed
return receipt requested to the Solicitor
General, Department of Justice, Washington,
D.C. 20530.
A 6.7. Christian
Fetitioner
i
tod “ans?
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.