Opposition — Magwood v. Alabama
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Office Supreme
FILED
MAY 24 1933
ALEXANDER L. tas.
CLERK
vo. 82-6560
IN THE SUPREME COURT OF THE UNITED STATES
October Term, 1982
BILLY JOE MAGWOOD,
Petitioner
v.
STATE OF ALABAMA,
Respondent
ON PETITION POR WRIT OF CERTIORARI
TO THE ALABAMA SUPREME COURT
RESPONDENT'S BRIEF IN OPPOSITION
CHARLES A. GRADDICK
ALABAMA ATTORNEY GENERAL
EDWARD E. CARNES
ALABAMA ASSISTANT ATTORNEY
GENERAL
LIAISON COUNSEL
250 Administrative Building
64 North Union Street
Montgomery, Alabama 36130
205/834-5150
QUESTIONS PRESENTED FOR REVIEW
1. Should this Court use its certiorari powers to
review whether a state trial court properly applied settled
law concerning pre-trial publicity to a particular set of
facts?
2. Should this Court use its certiorari powers to
review a sufficiency of the evidence issue involving
insanity?
3. Does a criminal defendant examined by state paid
psychiatrists have the right to be examined by an additional
psychiatrist of his own choosing to be paid out of state
funds?
4. Was the curative judicial construction performed on
Alabama's 1975 capital punishment statute by the Alabama
Supreme Court in Beck v. State, 396 80. 2d 645 (Ala. 1980),
as a result of Beck v. Alabama, 447 U.S. 645 (1980),
unconstitutional?
The caption contains the names of all the parties in the
court below.
TABLE OF CONTENTS
PAGE
QUESTIONS PRESENTED FOR NIE l-... i
PARRTILI8puyUll l... 1
TABLE OF CONTENT „„ 11
TABLE OF WuTBSRIT IE 41
OPINIONS BEER 4 „„ „„ „„ „„ „„ „„
nlsoicrioũo . . 1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED........ 1
STATEMENT OF THE CASE. ccc cree .. 2
ARGUMENT .cccccccescecceceseeeeeeeeeseessessseeseseeesese 3
THE PETITION FOR A WRIT OF
CERTIORARI SHOULD BE DENIED... cccccccesesssesessessese 3
I. THE PRE-TRIAL PUBLICITY QUESTION
WAS PROPERLY DECIDED AND PRESENTS
NO ISSUE WORTHY OF REVIEW BY
CERTIORARI... kk. bbb 3
II. THE QUESTION CONCERNING THE
SUPPICIENCY OF THE EVIDENCE
ON THE INSANITY ISSUE WAS
PROPERLY DECIDED AND PRESENTS
NO ISSUE WORTHY OF REVIEW BY
CERTIORARI . „„ 6
III. THE QUESTION CONCERNING DENIAL
OF PETITIONER'S REQUEST TO HIRE
AN ADDITIONAL PSYCHIATRIST OF
HIS OWN CHOOSING WAS PROPERLY
DECIDED AND PRESENTS NO SIGNIFI-
CANT 188oꝶů g 4
IV. THE QUESTION CONCERNING THE con-
STITUTIONAL PROPRIETY OF THE
ALABAMA SUPREME COURT'S DECISON
IN BECK v. STATE, 396 So. 2d 645
(Ala. 1980) (on cemand), WAS
CORRECTLY DECIDED SEL 10
G „4444 „ „„ 15
CERTIFICATE OF SERVICE. „ 15
TABLE OF AUTHORITIES
CASE PAGE(S)
Alabama v. Evans, No. A-858
* * r 2. 1005). 6 „„ „ „%% „0 6 6 66 66666 6666 „ 6 „4 „00
Attwell v. Nichols, 608 F. 2d
736 (Sth Circ. TOTO) cccccvccccccccccccccccsssccccosels
Beck v. Alabama, 447 U.S. 645
resten 10-11
Beck v. State, 396 So. 2d 645
a. 5. „„ „ „„ „ „ „ „„ „ „„ „„ „66666 „„ „ „„ „ 66 . 6 66 6644 2
11-1
Dobbert v. plorids, 432 U.S.
752 T eee eee eee esse besen
26295 v. Gibson, 372 So. 24
a. Dc ob edebccs 6009066500 06es bes evonesp ove
Ex parte 1222753 426 80. 2d
a. Dh cpcscedeecesesdcoscccsticctcecess ean
Gardner v. Florida, 430 U.S. 349
eee eilen
Spee v. Evans, 102 S. Ct.
Veste
Irvin v. Dowd, 366 U.S. 717
e r
Jackson v. State, 337 So. 2d
[747 (Miss. 1
ss. BIS Do vicocevddcocdeccscocoevedasceecesels
Jackson v. Virginia, 443 U.S.
rere
Jordan v. Watkins, 681 F. 2d
r 50. „ „eee ese eee eee eee
Jurek v. Texas, 428 U.S. 262
reelle
Kna v. Cardwell, 667 f. 2d
15 7 Toth Cir.), cert.
denied, 51 U.S.L.W. 3420
* 30, WED cccccedscccccaddedesccccccscccscesesowe
Lockett v. Ohio, 438 U.S. 586
R ˙» nenne
McGarty v. O'Brien, 188 F. 2d
1 st (fst Cir. 1951), cert.
* >! denied, 341 6.8. 928 „„.
222978 rata tate, 426 So. 2d
a. Tt. App. 162) sepeeese
CASE PAGE(S)
— v. Doud, 354 U.S. 457
.
Mur v. Plorida, 421 U.S. 794
neee eee e e s eee eee
Pierce v. State, 292 Ala. 473,
“S96 So. 24 218 (1974), cert.
denied, 419 u.S. 1130 (WV. 2
Proffitt v. Florida, 428 U.S.
eee ese ee e denen
Rose v. Hodges, 423 U.S. 19 .
eee ee eee eee ess ee esse
Satterfield v. Zahradnick, 572
F. 20 443 (4th Cir.), cert.
denied, 436 U.S. 920 646 10
Smith v. Phillips, 102 8. Ct.
eee ee eee eee eee
State v. Watson, 120 Ariz. 441,
She P.2d 1253 (1978), cert.
denied, 440 U.S. 924 ( .ꝑ 3
United States v. 2248810. F.
Ja 135 (7th ci T3981)
cert. denied, 102 8. et.
Tez
( bees
United States v. Provenzano,
$20 F. d sas (3rd Cir. SOOO) .ccccccscccacsencesene®
Utsler v. prackson. 315 F.
„o. 1970),
afr a, 440 7. 2d 140 (8th
Ar, cert. denied, 404
v. 8. 95 Ar WO
Ward v. Illinois, 431 U.S. 767
eee eee eee e ed eee
Wilkins v. Mar dent 402 F.
Su 7 (D. Md. 1975),
aff'd, §38 F. 2d 327 (4th
rr eee dee eee ee eee eee seeed
STATUTE PAGE(S
28 v. s. c. 11237063)
Code of W 1975,
= a Bh cccccoddsabddcccceuons e eee 10
OPINIONS BELOW
1. The opinion of the Alabama Court of Criminal Appeals
affirming petitioner's conviction and death sentence is
published as Magwood v. State, 426 So. 24 918 (Ala. Cr. App.
1982).
2. The opinion of the Alabama Supreme Court affirming
the Court of Criminal Appeals decision is published as
Ex parte Magwood, 426 So. 2d 929 (Ala. 1983).
JURISDICTION
The decision of the Alabama Supreme Court that
petitioner seeks to have this Court review was entered on
January 7, 1983. A timely application for rehearing was
denied on February 11, 1983. The petition was timely filed
on April 12, 1983.
This Court has jurisdiction pursuant to 28 U.S.C.
§1257(3).
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The petition address«s issues involving the Eighth and
Fourteenth Amendments to the United States Constitution.
STATEMENT OF THE CASE
This case stems from the fact that, »loln March 1, 1979,
Billy Joe Magwood, the petitioner, shot and killed Coffee
County Sheriff Neil Grantham." Ex parte Magwood, 426 So. 2d
929, 930 (Ala. 1983). Petitioner was indicted, tried,
convicted, and sentenced to death in the Circuit Court of
Coffee County, Alabama for the Code of Alabama 1975,
§13-11-2(a)(5) capital offense of murdering a law enforcement
officer on duty or because of some official or job-related
act or performance of the officer. Magwood v. State, 426 So.
24 918 (Ala. Cr. App. 1982); Ex parte Magwood, 426 So. 2d 929
(Ala. 1983).
The procedures used at petitioner's 1981 trial and
sentence hearing were those promulgated by the Alabama
Supreme Court in Beck v. State, 396 So. 24 645 (Ala. 1980).
The testimony presented at trial is summarized and the
legal proceedings more particularly detailed in Magwood v.
State, 426 So. 2d at 920-921, and Ex parte Magwood, 426 So.
2d at 930-931.
ARGUMENT
THE PETITION FOR A WRIT OF
CERTIORARI SHOULD BE DENIED
The petition for a writ of certiorari should be denied
because the Alabama appellate courts correctly applied this
Court's applicable decisions to each of the four issues
raised in the petition. The first two issues involve abuse
of discretion arguments peculiar to the facts of this case
which are not of sufficient importance to merit certiorari
review by this Court. The third and fourth issues are of
wider sienificance but were correctly decided below.
1. THE PRE-TRIA!L, PUBLICITY QUESTION
WAS PROPERLY DECIDED AND PRESENTS
NO ISSUE WORTHY OF REVIEW BY
CERTIORARI
The first question addressed in the petition concerns
the pre-trial publicity issue. Pet. at 6-7. The Alabama
Court of Criminal Appeals discussed that question in the
following part of its opinion:
Appellant asserts the trial court
abused its discretion in refusing to
grant his motion for a change of venue,
based upon prejudicial pre-trial public-
ity. The record indicates a large amount
of coverage was given to the sensational
and notorious crime by television, radio,
and the printed news media. However, the
vast majority of the news accounts were
strictly factual in nature and did not
editorialize in such a manner as to in-
flame the community. Coon v. State, 380
80. 20 980 N „ Irres
360 80. 2d 990 (Ala.1980). Additionally,
much of the coverage occurred at the time
of the murder, or in the months immedi-~
ately following the event, with rela-
tively little coverage occurring at the
time of the trial over two years later.
The existence of widespread publicity
in and of itself does not require a
change of venue. Dolvin v. 39
80. 2d 666 (Ala.Cr. PP.
391 80. 2d 677 (Ala.1980);
State, 367 80. 2d 590 (Als. cr.
3 N 0
Nine
WW
denied, 367 80. 2d 597 (Ala.1979). Mtb
Out proof of actual prejudicial influence
upon the jury, a trial court will not be
found to have abused its discretion in
refusing to grant a motion for a change
of venue based upon pre-trial publicity.
Dolvin, supra. We have reviewed the
record carefully, scrutinizing bot’ the
media coverage itself, and its e. ect
upon the jury venire as revealed by the
voir dire examination of the prospective
jurors. We note that any potential pre-
judicial effect of media coverage was
diminished by the passage of time.
Speigner, supra. The record contains no
2889185 of actual prejudice such as would
have rendered it reasonably unlikely that
the appellant could secure a faic and im-
partial trial. Dolvin, Supra. .«--
Magwood v. State, 426 So. 2d 918, 923 (Ala. Cr. App. 1982).
The Court then quoted a representative sample of jury voir
dire questions and answers, id., at 924, and concluded:
Of the entire venire, one juror an-
swered that he had a fixed opinion as to
appellant's guilt or innocence. This ju-
ror was an employee of the Coffee County
Sheriff's Department which had been in-
volved in the investigation of the Sher-
iff's assassination, and he was excused
from serving. None of the questions of
appellant's counsel concerning prejudice
as a result of publicity were answered in
the affirmative. Two jurors expressed an
opinion of possible partiality, but
stated it was based upon their long-time
friendship with Sheriff Grantham, not
pre-trial publicity. Both jurors were
excused, The burden is upon appellant to
demonstrate the actual existence of 2
prejudicial opinion in the mind of the
jurors which will raise a presumption of
partiality. Speigner, supra. The intro-
duction of news articles alone, without
more, is not sufficient evidence to jus-
tify a change of venue; their prejudicial
effect must be shown. Dolvin, supra at
674; Dial v. State, “i . 280 871 aes
cr. App. „ revers on other grounds,
387 80. 2d 879 TAla. 1980).
The appellant in the instant case pre-
sented no evidence that the jurors were
actually prejudiced against the appel-
lant's case as a result of extensive pub-
licity. Without such proof, this court
could not find error in the trial court's
refusal to grant a motion for change of
venue. Dolvin, supra; Moberg v. State,
385 So.2d 74 (Ala.Cr.App. 7 „ Su-
pra.
Id., at 924-925.
The Alabama Supreme Court addressed the question in a
similar fashion:
The petitioner raises several points
of error for our consideration. First,
petitioner asserts that it was error for
the trial court to deny his motion for
change of venue based on prejudicial pre-
trial publicity.
Absent a showing of abuse of discre-
tion, the ruling of the trial court on 4
motion for Wee of venue pig ae —
disturbed. 8 ner v. State, 80. 2d
590 Allr cert. denied, 367
80. 2d 597 (Ala.1979). The defendant has
the burden of showing that he will de un-
able to receive an impartial trial and an
unbiased verdict at the present locale.
Speigner, supra.
Absent a showing of actual prejudicial
influence upon the jury, the trial court
was not in error in refusing to grant 4
motion for change of venue. Dolvin v.
State, 391 So.2d 666 (Ala.Cr.App.1979),
att’d, 391 80. 2d 677 (Ala.1980). The pe-
oner rests his assertion of bias on
his impressions of public feeling at the
time of the trial. Petitioner states in
his brief, "Defendant's proof of such
prejudicial influence was only displayed
by the jury's verdict regarding his san-
ity." (Emphasis added.) Petitioner ap-
pears to contend that because the jurors
found him to be sane they must have been
prejudiced against him, This circuitous
reasoning does not constitute a showing
of actual prejudice as required by the
case law.
Our review of the voir dire examina-
tion of the jurors reveals no indication
of possible bias. We agree with the
Court of Criminal Appeals that the pub-
licity surrounding the crime was strictly
factual in nature and was not designed to
inflame the community. Further, the
trial took lace two years after the
crime. Even if we considered the public-
ity prejudicial, clearly the passage of
time would diminish any prejudicial ef-
fect of the media coverage. See, 157821
ner, supra. Thus, the Court of Crimina
Kppeals did not err in holding that the
denial of petitioner's motion for change
of venue was not in error.
Ex parte Magwood, 426 So. 24 929, 931 (Ala. 1983).
The rules of decision applied to this question by the
Alabama appellate courts are entirely consistent with this
Court's decisions holding that the constitutional test is
whether a juror can put aside any impressions based on
pretrial publicity and render a fair verdict based on the
evidence. £E.g-, Dobbert v- Florida, 432 U.S. 282, 303
(1977); Murphy v. Florida, 42! U.S. 794, 800 (1975); Irvin
vy. Dowd, 366 U.S. 717, 722-723 (1961). It is also well-
established that the burden is on the defendant to show that
one or more members of the jury panel could not do 80. E. 4
United States v. Garza, 664 F. 2d 135, 138 (7th Cir. 1981),
cert. denied, 102 S. Ct. 1620 (1982); United States v.
Provenzano, 620 F. 2d 985, 995 (3rd Cir. 1980).
Petitioner does not dispute the fact that the Alabama
courte enunciated the correct principles of law. Instead, he
simply contends that those controlling principles were
applied in this particular case in a manner constituting an
abuse of discretion. That does not state 4 substantial basis
for grant of certiorari, because this Court does not sit to
review the application of law to facts by the state courts.
II. THE QUESTION CONCERNING THE
SUFFICIENCY OF THE EVIDENCE
ON THE INSANITY ISSUE WAS
PROPERLY DECIDED AND PRESENTS
NO ISSUE WORTHY OF REVIEW BY
CERTIORARI
On pp. 7 - 11 of his petition, the petitioner asks this
Court to hold that the trial court abused its discretion in
submitting the issue of petitioner's sanity to the jury. He
made the same request of the Alabama Court of Criminal
Appeals, which summarized the applicable law as follows:
Appellant argues the jury's verdict
was contrary to the law and the evidence
presented, in that the jury should have
returned a verdict of not guilty by res-
son of insanity.
In reviewing the question of insanity,
the court must apply the following gen-
eral principles, enumerated in
v te, 357 80. 2d 683 (Ala.Cr.App.),
. „ 357 80. 2d 690 (A1. 197 :
6
Nee APRN TA re eee: Ae Oth
ball yo ae | rin, ee - *
a
„1. By statute, there is a presumption
of sanity extending to all persons
over the age of 14.
"2. The defense of insanity is an af-
firmative defense. The burden of
proving this defense rests upon the
defendant and never shifts to the
state.
"3. The burden upon the defendant is
to establish the issue of legal insan-
ity dy a preponderance of the
evidence and to the reasonable satis-
faction of the jury.
"4. The question of insanity at the
time of the commission of the crime is
a matter to be determined by the jury
from a consideration of all the evi-
dence.
„5, In making its determination, the
jury may reject all expert testimony
though it is without conflict.
"6. However, opinion testimony, even
of experts must be weighed by the jury
and may not be arbitrarily ignored.”
However, where proof of insanity is
both overwhelming and uncontradicted, the
evidence of insanity may be so strong and
undisputed that the jury should be so in-
structed, and a jury verdict to the con-
trary must de reversed. Christian v.
State, 351 80. 2d 623 (Ala.1977).
Magwood v. State, 426 So. 2d 918, 921-922 (Ala. Cr. App.
1982). The appeals court then carefully reviewed the
conflicting psychiatric testimony presented by the two sides
in this case, id., at 922-923, and concluded:
After consideration of all the testi-
mony in this case, we do not find that
) the evidence of insanity was both over-
whelming and uncontradicted. There was
evidence presented which could have sup-
ported a reasonable inference that the
homicide was an act committed by a man
which the law would define as sane. Al-
. though conflicting evidence was presented
by the expert witnesses who examined ap-
pellant, it is clear that the issue of
whether appellant was sane or insane at
the time of the offense was a question
for the jury to decide. Nobis v. State,
401 80. 2d 191 (Ala.Cr.App.), 2d
204 (Ala.1981). The evidence was simply
not sufficient as a matter of law to
overcome the presumption of sanity and to
justify pena, the tyes verdict.
v. § „ 383
80. 2 92 (Ala. cr.
. 33. ° ied, 363 80. 2d 895 (Ala.
‘ 923
9 at 3
N
th **
VAN,
The Alabama Supreme Court reached the same conclusion in
the matter:
The second point of error raised by
petitioner is that the lower court erred
in submitting the case to the jury in
light of the “overwhelming and uncontra~
a@icted" evidence introduced by defendant
to rebut the presumption of sanity. This
issue was addressed by this Court in
Christian v. State, 351 80. 2d 623 (Ala.
„ wherein the Court established
guidelines on the insanity defense. The
Court reaffirmed the principle that the
defendant is presumed sane and that the
defendant has the burden of proof on the
issue of insanity. The defendant must
establish insanity by a preponderance of
the evidence and the question is to be
determined by the jury, except in cases
where the evidence is “overwhelming and
uncontradicted." Christian v. State, 351
So. 2d at 624. See also, Lee v. state,
246 Ala. 343, 20 So.2d 471 ( .
In the case before us, the question of
insanity was submitted to the jury, based
upon conflicting testimony given by a
series of four expert witnesses. Dr.
Crook and Dr. Cooper, both practicing
physicians, testified for the State that
at the time of their examinations of the
defendant in June of 1979 he was sane.
Dr. Doug McKeown, a clinical psychologist
who examined the petitioner in April of
1981, testified that in his opinion the
defendant knew the difference between
right and wrong on the day Sheriff Gran-
tham was killed. Pinally, the deposition
of Dr. Rudder, a psychiatrist, was read
at trial. In Dr. Rudder's opinion, g-
re was insane at the time of the kil-
ing.
We cannot say that the evidence in
this case was overwheiming and uncontra~
dicted on the issue of petitioner's claim
of insanity. The trial court was not in
error in submitting the question to the
jury.
Ex parte Magwood, 426 So. 24 929, 931 (Ala. 1982).
The conclusion of the Alabama appellate courts on this
question is correct. Extrapolating from Jackson v. Virginia,
443 U.S. 307 (1979), it simply cannot be said that no
rational trier of fact could have found that petitioner
failed to prove he was insane at the time of the crime,
especially since three of the four expert witnesses who
a As,
testified on the subject testified that petitioner was sane
at that time. More fundamentally, this Court's scarce
certiorari resources should not be squandered in making the
kind of abuse-of-discretion review that petitioner requests.
111. THE QUESTION CONCERNING DENIAL
OF PETITIONER'S REQUEST TO HIRE
AN ADDITIONAL PSYCHIATRIST OF
HIS OWN CHOOSING WAS PROPERLY
DECIDED AND PRESENTS NO SIGNIFI-
CANT ISSUE
The third contention that petitioner raises is that the
trial court abused its dicretion in failing to permit him to
select a psychiatrist of his own choosing to be paid for by
the state. Pet. at 11-14. The Alabama Court of Criminal
Appeals addressed and rejected that contention for the
following reasons:
The trial court's failure to grant ap-
pellant's request for funds to hire a
psychiatrist or psychologist of his own
choosing is urged by appellant as rever~
sible error. We do not agree. As has
often been stated, a denial of funds to
pay experts for investigations and the
assistance of experts does not amount to
a deprivation of constitutional rights.
Thi n v. State, 371 80. 2d 385 (Als. cr.
Kooy, cert. denied, 372 So.2d 387 (Ala.
1979); Brown v. State, 392 80. 2d 1248
(Ala. cr. FF. NN cer’. denied, 392 So.
2d 1266 (Ala.1981); Johnson v. State, 335
$0.24 663 (Ala.Cr App.) cert. denied,
235 80. 2d 678 (Ala.1976), cert. denied,
429 U.S. 1026, 97 S.Ct. 649, 50 L-Ed- 20
629 (1976). This general rule applies
equally to psychiatric experts and speci-
alists. Nelson v. State, 405 So.2d 392
(Ala. cr. App: 1950), reversed on other
rounds, 405 8. 20 401 (Ala.1981). =
Tretenaiiy. as indicated heretofore in
this opinion, the trial court exhausted
all available sources to assist appellant
in presenting evidence in support of his
insanity plea. Not one, but six experts
examined a llan a e ate's
expense. ark v. State, 56 Ala.App. 57,
1 So.24 813 (1974), writ uashed, 294
Ala. 493, 318 80. 2d ezz (1 » cert.
denied, 423 U.S. 937, 96 S.Ct. 295, 15
Pd. 2d 270 (1975). Three experts were
inde nt and th
pert for preparation of his defense,
there exists no constitutional right to
have a private psychiatrist of the de-
fendant's own choosing appointed at pub-
lic expense. Willie Clisby, Jr. v.
State, 80. 24 A. Cr. App. 7
Biv. S76 (Ms. May 2, 1982]. The trial
judge's actions appropriate protected ap-
pellant's rights in this regard.
Magwood v. State, 426 So. 2d 918, 925 (Ala. Cr. App. 1982)
(emphasis added and deleted). The Alabama Supreme Court
agreed. Ex parte Magwood, 426 So. 2d 929, 932 (1983).
An indigent criminal defendant is not entitled to
appointment of a private psychiatrist of his own choosing to
be paid out of state funds. E. 4 Satterfield v. Zahradnick,
572 F. 2d 443, 445 (4th Cir.), cert. denied, 436 U.S. 920
(1978); Wilkins v. Maryland, 402 r. Supp. 76, 80-81 (D. Md.
1975), aff'd, 538 FP. 2d 327 (4th Cir. 1976); Utsler v.
Erickson, 315 f. Supp. 480, 482-483 (D. 8.0. 1970), aff'd,
440 r. 24 140 (8th Cir.), cert. denied, 404 U.S. 956 (1971);
McGarty v. O'Brien, 168 F. 24 151 (ist Cir. 1951), cert.
denied, 341 U.S. 928 (1951). Unless this Court is willing to
hold to the contrary, or is willing to hold that a criminal
defendant is entitled to have more than six experts examine
him, certiorari should not be granted on this question.
IV. THE QUESTION CONCERNING THE CON-
STITUTIONAL PROPRIETY OF THE
ALABAMA SUPREME COURT'S DECISON
IN BECK v. STATE, 396 So. 2d 645
(Ala. 1980) (on remand), WAS
CORRECTLY DECIDED BELOW
In Beck v. Alabama, 447 U.S. 625 (1980), this Court held
that the preclusion clause contained in Alabama's 1975
capital punishment statute, Code of Alabama 1975,
§13-11-2(a), could not constitutionally be applied in a death
sentence case to prevent instructing a jury on @ lesser
included non-capital offense which was supported by the
evidence. On remand, after briefing and oral argument, the
Alabama Supreme Court issued an opinion severing the
preclusion clause from the statute and promulgating new
procedures to be used in future trials and retrials under the
1975 statute. Beck v. State, 396 So. 2d 645 (Ala. 1980).
Petitioner's crime occurred before the decision in Beck v.
State, supra, and he was tried afterwards in compliance with
the procedures announced in that decision.
The petition raises the issue of whether petitioner's
trial under the Beck v. State, supra, procedures violated his
constitutional rights, particularly those arising under the
Separation of Powers Clause. Pet. at 14. The issue was
decided adversely to him below. Magwood v. State, 426 So. 2d
918, 928 (Ala. Cr. App. 1982).2 The issue is squarely
presented in this case, and it is not an insignificant one in
terms of the number of cases affected. While no exact
figures are available, there are approximately a dozen cases
in which Alabama defendants committed capital murder before
the December 19, 1980 date of the Alabama Supreme Court's
decision in Beck v. State, Supra, and were tried and
sentenced to death afterwards under the procedures specified
in that decision. The position of the State of Alabama is
simply that the matter was correctly decided below.
Ipetitioner asserts that in Beck v. Alabama, supra, this
Court found the 1975 statute "to be patently unconstitutional
as a whole." Pet. at 14. The falsity of that assertion is
established by & rv. Evans, 102 S. Ct. 2049 (1982), which
upheld a * Capital conviction in a death sentence
case, and by Alabama v. Evans, No. A-858 (U.S. April 22,
1983) (per curiam), which vacated a lower court stay and
el the defendant in that same pre-Beck case to be
executed.
2petitioner did not raise the issue in his certiorari
petition and brief to the Alabama Supreme Court, and
8 that court did not address it. See, Ex parte
426 So. 2d 9292 (Ala. 1983). er oner
or
HF 82747731% raise that issue in the applicat
rehearing he filed in the Alabama Supreme Court, which was
denied without opinion.
The Alabama Supreme Court recognized and addressed the
separation of powers issue in the Beck v. State, supra,
opinion itself:
Under the separation of powers doctrine,
this Court cannot change the offense, but
a change in procedure to comport with
constitutional requirements is not imper-
missible. In Dobbert ». Plorida, 432
U.S. 282, 97 S.Ct. 2290, 53 L.6d.24 344
(1977), the Supreme Court of the United
States rejected an argument that a proce~
dural change in the method of sentencing
to conform to Furman requirements was ex~
st facto. The legislature has adopted
@ sentencing scheme and has required
jury participation. What we do is to
adopt a rule whereby that scheme will
comport with constitutional require-
ments.
396 So. 24 at 662 (majority opinion). Mr. Justice Adams,
concurring specially, agreed:
The key issue of the case, of course,
is whether our Court can make these
changes in Alabama's death penalty stat~
ute and escape the objection that we are
invading the province of the legislature.
Because 1 believe that the changes made
by this Court are procedural and ane lo-
rative, I feel that the changes mandated
by the Court are well within constitu-
tional parameters, and comport with the
intent and purpose of the legislature in
its enactment of the death penalty stat~
ute.
Id., at 666. The curative judicial construction the Alabama
Supreme Court undertook in the Beck case in order te save the
1975 capital punishment statute was not unprecedented. The
same court had previously engaged in curative judicial
construction to save Alabama's obscenity statute, Pierce v.
State, 292 Ala. 473, 475, 296 80. 2d 218 (1974), cert.
denied, 419 U.S. 1130 (1975), and to save Alabama's statute
for the legitimation of illegitimate children, Everage v.
Gibson, 372 So. 24 829, 832-834 (Ala. 1979).
To the extent that Appellant's separation of powers
argument purports to have a federal constiturional basis,
it fails outright, because “([t)he principle of separation of
powers is not enforceable against the states as a matter of
federal constitutional law." E.g., Attwell v- Nichols, 608
. 2d 228, 230 (Sth Cir. 1979); see e-g-, Rose Ve Hodges, 423
u.S. 19, 22 (1975).
Both Jurek v. Texas, 428 U.S. 262 (1976), and
Proffitt v. Florida, 428 U.S. 242 (1976), establish tne
federal constitutional propriety of state judicial action to
conform capital punishment statutes to constitutional
requirements. As the opinion in Lockett v. Ohio, 438 U.S.
586, 606-607 (1978), noted, the crucial difference between
the Ohio statute which was struck down in that case and the
statutes which had been upheld in Proffitt and Jurek was that
the Plorida and Texas courts had construed the statutes of
those states to conform to the constitutional requirement
that all relevant mitigating circumstances be considered. In
addition, appellate review of sentencing, which was essential
to the constitutionality of the Florida statute, See,
Gardner v., Plorida, 430 U.5. 349, 361 (1977), was read into
that statute by the Florida Supreme Court. Proffitt v.
Plorida, 428 U.S. at 250-251.
Two recent federal appeals court decisions 3180 strongly
support the federal constitutional propriety of the Alabama
Supreme Court's decision in Beck v. State, Supra. In
Knapp v. Cardwell, 667 f. 2d 1253 (9th Circ.), cert. denied,
51 U.S.L.W. 3420 (Nov. 30, 1982), a group of Arizona death
row prisoners filed a class action lawsuit challenging the
propriety of the Arizona Supreme Court's decision in
State v. Watson, 120 Ariz. 441, 586 P.2d 1253 (1978), cert.
gente 440 U.S. 924 (1979). In Watson the Arizona Supreme
Court had reacted to Lockett v. Ohio, 438 U.S. 586 (1978), by
severing some offending language from the Arizona capital
punishment statute and then judicially construing the statute
to meet the newly enunciated constitutional standards.
The inmate plaintiffs in Knapp v. Cardwell, supra,
charged that the Arizona Supreme Court's curative judicial
et
construction violated the Eighth and Fourteenth Amendments,
the Double Jeopardy Clause, the Ex Post Facto Clause, and the
Article IV, Section 4 guarantee of a republican form of
government. The Ninth Circuit rejected all those claims and
held, in essence, that a state court's interpretation of a
state statute does not implicate the Federal Constitution and
is in effect, none of a federal court's business. 667 F.2d
at 1260.
The other recent federal appeals court decision on the
issue is Jordan v. Watkins, 681 FP. 2d 1067 (Sth Cir. 1982),
which involved the Mississippi Supreme Court's decision in
Jackson v. State, 337 So. 2d 1242 (Miss. 1976). In Jackson
the Mississippi Supreme Court rewrote that state's capital
punishment statute to conform with the 1976 Supreme Court
decisions prohibiting mandatory death penalties. Jordan v.
Watkins, 681 F. 2d at 1077-1078. The Pifth Circuit in Jordan
upheld Mississippi's Jackson decision against federal
constitutional attack. Jordan v. Watkins, 681 F.2d at
1079-1080. Since the Mississippi Supreme Court's curative
judicial construction in Jackson was far more extensive than
the Alabama Supreme Court's action in Beck v. State, supra,
the Jordan decision is strong authority tor the
constitutional propriety of the Beck decision.
Finally, this Court itself has repeatedly held that the
interpretation of state statutory provisions and the question
about what happens to the remainder of a state statute when
part of it is declared unconstitutional are state law
questions to be decided by the highest court of the state.
E.g., Ward v. Illinois, 431 U.S. 767, 772 (1972); Morey v.
Doud, 354 U.S. 457, 470 n. 16 (1957). See, Smith v.
Phillips, 102 S. Ct. 940, 948 ("Federal courts have no
supervisory authority over state judicial proceedings.
The Alabama Supreme Court has decided those state law
1 .
i
questions and this Court should not interfere with its
decision.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted,
A.
ALABAMA ATTORNEY GENERAL
ALABAMA ASSISTANT ATTORNEY
GENERAL
LIAISON COUNSEL
250 Administrative Building
64 North Union Street
Montgomery, Alabama 36130
205/834-5150
CERTIFICATE OF SERVICE
I, Edward E. Carnes, a member of the Bar of the Supreme
Court of the United States, do hereby certify that I did
serve a copy of this brief on petitioner by placing a copy in
the United States mail, postage prepaid, and properly
addressed to his counsel of record as follows:
Hon. J. L. Chestnut, Jr.
Chestnut, Sanders, Sanders & Turner
p. O. Box 1305
Selma, Alabama 36701
I further certify that I have served all parties
required to be served.
Done this 19 a day of May, 1983.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.