Amicus Curiae Brief — Paty v. Napeahi
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Bupreme Court, U.S.
. FILED
No. shite AUG 23 199)
OFFICE OF THE CLERK
In The
Supreme Court of the United States
October Term, 1991
-
WILLIAM F. PATY, Director, Department of Land and
Natural Resources, State of Hawaii,
Petitioner,
VS.
MERVIN NAPEAHI, individually and on behalf of
all those similarly situated,
Respondent.
*
Petition For A Writ Of Certiorari To The
United States Court Of Appeals For The Ninth Circuit
¢
BRIEF OF THE STATES OF ALABAMA, ALASKA,
IDAHO, INDIANA, MISSOURI, NEVADA,
OKLAHOMA, OREGON, AND WYOMING,
AS AMICI CURIAE IN SUPPORT OF PETITIONER
¢
FRANKIE SuE Devt Para*
Attorney General of Nevada
Mark P. GHAN
Deputy Attorney General
State of Nevada
*Counsel of Record
for Amici Curiae
Capitol Complex
Carson City, Nevada 89710
(702) 687-4170
Other Counsel Listed on
Following Page
COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
Counsel for Amici Curiae (continued from front cover)
James H. Evans SusAN BrRIMER LOVING
Attorney General of Attorney General of
Alabama Oklahoma
State House 112 State Capitol
11 South Union Street Oklahoma City, Oklahoma
Montgomery, Alabama 36130 73105
(205) 261-7305 (405) 521-6246
Cuartes E. Core Dave FROHNMAYER
Attorney General of Alaska Attorney General of Oregon
Department of Law Justice Building
P.O. Box K Salem, Oregon 97310
Juneau, Alaska 99811 (503) 378-4401
(907) 465-3600 —
Larry ECHOHAWK Attorney General of
Attorney General of Idaho Wyoming
Statehouse, Room 2310 123 Capitol State Building
Boise, Idaho 83720 Cheyenne, Wyoming 82002
(208) 334-2400 (307) 777-7841
Lintey E. PEARSON
Attorney General of Indiana
219 State House
Indianapolis, Indiana 46204
(317) 232-6201
WILLIAM L. WEBSTER
Attorney General of
Missouri
P.O. Box 899
Jefferson City, Missouri 65102
(314) 751-3321
TABLE OF CONTENTS
Page
ee i
SE EY EME REED 5 soe cote cece ccc cescace ii
INTEREST OF THE AMICI CURIAE............... 2
REASONS FOR GRANTING THE WRIT ........... 7
A. Certiorari Should Be Granted to Correct the
Court of Appeals’ Substantial Expansion of
5 in i beso 0s census iv sese. 8
B. Certiorari Should Be Granted to Correct the
Court of Appeals’ Substantial Erosion of the
EER ee 12
C. Certiorari Should Be Granted to Correct the
Court of Appeals’ Novel Enforcement of State
Admission Acts Through the Civil Rights Act
a 14
Ne Peal bhi Sed ks 00s ede vt ccneccees 16
ii
TABLE OF AUTHORITIES
Page
CAasEs:
Alabama v. Pugh, 438 U.S. 781 (1978) (per curiam) .... 12
Allen v. Wright, 468 U.S. 737 (1984) ............00005. 9
ASARCO, Inc. v. Kadish, 490 U.S. 605 (1989)..... 5, 9-10
Bell v. City of Kellog, 922 F.2d 1418 (9th Cir. 1991)....12
Bender v. Williamsport Area School District, 475 U.S.
a Ti 5 thin 6 4's ate MOS ER ee Me Ad Ov ene «0's 8
Burford v. Sun Oil Co., 319 U.S. 315 (1943) .......... 16
Cammack v. Waihee, 932 F.2d 765 (9th Cir. 1991) ..... 12
Florida Dep’t of State v. Treasure Salvors, Inc., 458
ore a eee errr ry Sree ee 14
Hawaii Housing Authority v. Midkiff, 467 U.S. 229
MGA caa kes ase dh eae A Ces SAR ROS be 8 14
Heckler v. Chaney, 470 U.S. 821 (1985) ............... 11
Keaukaha Panaewa Community Association v. Hawai-
ian Homes Commission, 739 F.2d 1467 (9th Cir.
ELS G CNEL CEN AV 5 Kd SIRS ERMRRSEREG DME Te He woe as 2
Linda R.S. v. Richard D., 410 U.S. 614 (1973)......... 11
Merrell Dow Pharmaceuticals, Inc. v. Thompson, 478
et Ba ae eee a re eee 6
Napeahi v. Paty, 921 F.2d 897 (9th Cir. 1990)..... passim
Ngirangas v. Sanches, 110 S. Ct. 1737 (1990).......... 15
Oberlander v. Perales, 740 F.2d 116 (2d Cir. 1984)..... 15
ili
TABLE OF AUTHORITIES - Continued
Oregon ex rel. State Land Board v. Corvallis Sand &
A Be ek vy ere 6, 13
Papasan v. Allain, 478 U.S. 265 (1986)........... 5, 12-13
Pennhurst State School & Hospital v. Halderman, 465
A A isbn SAGA Kaos donde SkeR SORES e PANS als 13
Phillips Petroleum Co. v. Mississippi, 484 U.S. 469
eT rr Terr re Te eeye re ree re reer eye 6, 13
Price v. Akaka, 915 F.2d 469 (9th Cir. 1990),
amended, 928 F.2d 824 (9th Cir. 1991), pet. for cert.
filed, No. 90-1941 (U.S. 9th Cir. June 19, 1991)....2, 8
Price v. State of Hawati, 764 F.2d 623 (9th Cir. 1985),
cert. denied, 474 U.S. 1055 (1986).............---. 2, 8
Price v. State of Hawaii, No. 90-15117 (9th Cir. as
I TH Sy TED oc iv ce scaecncictvsccnes 2, t2
Railroad Comm’n of Texas v. Pullman Co., 312 U.S.
OT eee CTT CEE TC CEE TIT EEL 16
Simon v. Eastern Kentucky Welfare Rights Org., 426
ck 0 Pn ere re rr rere rere ee 5, 9
Suter v. Artist M., No. 90-1488 (U.S. cert. granted
I 50 hy wns ss cab Shs ce ge nos 2, 16
Utah Division of State Lands v. United States, 482
I asin cuss crak nse kd vevedacnssns 6, 15
oo Re ee 10
Whitmore v. Arkansas, 110 S. Ct. 1717 (1990).......... 9
Wilder v. Virginia Hospital Association, 110 S. Ct.
I 5 506 65 aa ak SRE a elee Se ERE 1, 14, 15
Oe
iv
TABLE OF AUTHORITIES - Continued
Page
CONSTITUTIONAL PROVISIONS:
U.S. Gusiet, se Bl era aes und Zz, 5, 7, Fila
U.S. Const. Eleventh Amend. ............... 5, 7, 12-13
STATUTES:
The Civil Rights Act of 1871, 42 U.S.C. § 1983
(ROGED ..... <.00.00n0 vk tees Cee ne ee eee eens passim
The Ohio Admission Act, 2 Stat. 173 (1802).......... 4
The Indiana Enabling Act, 3 Stat. 289 (1816)......... 4
The Mississippi Enabling Act, 3 Stat. 346 (1817)...... 4
The Illinois Enabling Act, 3 Stat. 428 (1818).......... 4
The Alabama Enabling Act, 3 Stat. 489 (1819)........ 4
The Missouri Enabling Act, 3 Stat. 545 (1821)........ 4
The Act to Supplement the Arkansas Admission
Act, 5 Deak. Ti Gees ex eeka eines ae eka se neee dees 4
The Act to Supplement the Iowa and Florida
Admission Act, 5 Stat. 789 (1845).................. 4
The Joint Resolution for the Annexation of Texas,
DS Stat. THF CUM <iccn see nae aks ede eek ean eswes a
The Wisconsin Enabling Act, 9 Stat. 56 (1846)........ 4
The Wisconsin Admission Act, 9 Stat. 56 (1846)...... 4
The Minnesota Enabling Act, 11 Stat. 166 (1857)...... 4
The Kansas Admission Act, 12 Stat. 126 (1861)....... 4
The Nebraska Enabling Act, 13 Stat. 47 (1864)........ 4
TABLE OF AUTHORITIES - Continued
Page
The Colorado Enabling Act, 18 Stat. 474 (1875)....... 4
The North Dakota-South Dakota-Montana-Wash-
ington Enabling Act, 25 Stat. 680 (1889)............ 3
The Wyoming Admission Act, 26 Stat. 222 (1890)..... +
The Idaho Admission Act, 26 Stat. 216 (1890)........ 3
The Utah Enabling Act, 29 Stat. 107 (1894)........... 4
The Nevada Enabling Act, 31 Stat. 32 (1899)......... 3
The Oklahoma Enabling Act, 34 Stat. 267 (1906)...... 4
The Arizona-New Mexico Enabling Act, 36 Stat.
a Geen eh io Nn eden see e sees ey’ 3
The Alaska Admission Act, 72 Stat. 339 (1958)....... 3
The Hawaii Admission Act, 73 Stat. 4 (1959).... passim
Court RuLEs:
8 Gs Se er ear eee 1
No. 90-1937
«
In The
Supreme Court of the United States
October Term, 1991
“
WILLIAM F. PATY, Director, Department of Land and
Natural Resources, State of Hawaii,
Petitioner,
VS.
MERVIN NAPEAHL, individually and on behalf of
all those similarly situated,
Respondent.
“
Petition For A Writ Of Certiorari To The
United States Court Of Appeals For The Ninth Circuit
.
BRIEF OF THE STATES OF ALABAMA, ALASKA,
IDAHO, INDIANA, MISSOURI, NEVADA,
OKLAHOMA, OREGON, AND WYOMING,
AS AMICI CURIAE IN SUPPORT OF PETITIONER
¢
The States of Alabama, Alaska, Idaho, Indiana, Mis-
souri, Nevada, Oklahoma, Oregon, and Wyoming, as
Amici Curiae, and pursuant to this Court’s Rule 37.5, file
this Brief in Support of the Petition for Certiorari filed by
the Director of the Department of Land and Natural
Resources, State of Hawaii.
¢
INTEREST OF THE AMICI CURIAE
The Amici States have an abiding interest in this case
arising out of their concern that the United States Court
of Appeals for the Ninth Circuit, in a series of recent
cases,! has unduly expanded the reach of the federal
courts’ Article III power, and of the Civil Rights Act of
1871, 42 U.S.C. § 1983, in holding that private individuals
may sue in federal court to redress what they consider to
be violations of various restrictions placed on state lands,
conveyed to the State of Hawaii upon admission to the
Union, by the Hawaii Admission Act.
While each State’s admission or enabling act has a
unique history, many of these founding documents con-
tain language that is similar to that relied upon by the
Court of Appeals in this case to generate federa! “rights”
enforceable in private suits under 42 U.S.C. § 1983. In the
Ninth Circuit alone, for example, public land trust provi-
sions are set forth in the admissions acts of at least seven
1 See, e.g., Keaukaha Panaewa Community Association v.
Hawaiian Homes Commission, 739 F.2d 1467 (9th Cir. 1984); Price
v. State of Hawaii, 764 F.2d 623 (9th Cir. 1985) (dictum), cert.
denied, 474 U.S. 1055 (1986); Ulaleo v. Paty, 902 F.2d 1395 (9th
Cir. 1990) (dictum); Price v. Akaka, 928 F.2d 824 (9th Cir. 1991),
pet. for cert. filed, No. 90-1941 (U.S. filed June 19, 1991); Napeahi
v. Paty, 921 F.2d 897 (9th Cir. 1990), pet. for cert. filed, No.
90-1937 (U.S. filed June 18, 1991); see also Price v. State of
Hawaii, No. 90-15117 (9th Cir. July 11, 1991), as amended (9th
Cir. Aug. 8, 1991). As pointed out by the petition, this case,
along with that in No. 90-1941, are the first in which the Ninth
Circuit, except in dictum, has expanded the enforceability of
§ 5(f) of Hawaii’s Admission Act beyond cases involving only
the Hawaiian Home Lands governed by the more partic-
ularized requirements of § 4 of the Hawaii Act.
States, in addition to Hawaii. These provisions state vari-
ously that certain public lands are to be granted “for the
support of the public schools,” see § 6(f) of the Alaska
Admission Act, 72 Stat. 339, 341 (1958), or “for the sup-
port of common schools,” see §§ 24, 28, of the Arizona-
New Mexico Enabling Act, 36 Stat. 557, 572 (1910); § 4 of
the Idaho Admission Act, 26 Stat. 215 (1890); §§ 10-13 of
the North Dakota-South Dakota-Montana-Washington
Enabling Act, 25 Stat. 676, 679-80 (1889); § 7 of the Nev-
ada Enabling Act, 13 Stat. 30, 32 (1864); or “for the use of
schools,” see § 4 of the Oregon Admission Act, 11 Stat. 383
(1859). The Acts also provide lands for various other
public purposes.? The admission acts of States
2 See, e.g., § 6(a) of the Alaska Admission Act, 72 Stat. at
340 (lands “[flor the purposes of furthering the development of
and expansion of communities”); § 25 of the Arizona-New
Mexico Enabling Act, 36 Stat. at 573 (lands for “university
purposes” “penitentiaries,” “insane asylums,” “school and asy-
lums for the deaf, dumb, and the blind,” “miners’ hospitals,”
“normal schools,” “state charitable, penal, and reformatory
institutions,” and “agricultural and mechanical colleges”);
§§ 10 and 11 of the Idaho Admission Act, 26 Stat. at 216 (lands
for “an agricultural college,” “a scientific school,” “normal
schools,” “the insane-asylum located at Blackfoot,” “the State
University at Moscow,” “the penitentiary located at Boise
City,” “other State, charitable, educational, penal, and reforma-
tory institutions”); §§ 14 and 17 of the North Dakota-South
Dakota-Montana-Washington Enabling Act, 25 Stat. at 680-81
(“university purposes,” “school of mines,” “normal schools,”
“agricultural colleges,” “reform school,” “deaf and dumb asy-
lum,” and “charitable, educational, penal, and reformatory
institutions”); §§ 9, 10 of the Nevada Enabling Act, 13 Stat. at
32 (“a penitentiary or state prison,” and “public roads, con-
structing ditches or canals, to effect a general system of irriga-
tion of the agricultural land in the state”).
outside of the Ninth Circuit admitted after the formation
of the Union also make grants of lands for certain pur-
poses.
The decision of the court below in Napeahi v. Paty, 921
F.2d 897 (9th Cir. 1990), authorizes any private citizen
who invokes 42 U.S.C. § 1983 to sue the officers of the
State of Hawaii in federal court for a determination
whether particular lands, which the private parties do not
own and do not claim any specific part of, fall within the
corpus of “trust” lands conveyed to Hawaii on its admis-
sion to the Union, and, if so, for an “appropriate remedy”
if Hawaii's officials have improperly granted those lands
to private parties. The Amici States are gravely concerned
that the failure by this Court to reverse the judgment of
3 See § 7 of the Ohio Admission Act, 2 Stat. 173, 175 (1802);
§ 6 of the Indiana Enabling Act, 3 Stat. 289, 390-91 (1816); § 5 of
the Mississippi Enabling Act, 3 Stat 346, 347 (1817); § 6 of the
Illinois Enabling Act, 3 Stat. 428, 430-31 (1818); §§ 6-7 of the
Alabama Enabling Act, 3 Stat. 489, 491 (1819); § 5 of the
Missouri Enabling Act, 3 Stat. 545, 547 (1821); §§ 1-4 of the Act
to Supplement the Arkansas Admission Act, 5 Stat. 58 (1836);
§ 6 of the Act to Supplement the lowa and Florida Admission
Act, 5 Stat. 789 (1845); § 2 of the Joint Resolution for annexing
Texas to the United States, 9 Stat. 797-98 (1845); § 7 of the
Wisconsin Enabling Act, 9 Stat. 56, 58 (1846); § 2 of the Wiscon-
sin Admission Act, 9 Stat (1848); § 5 of the Minnesota
Enabling Act, 11 Stat. 1 7 (1857); § 3 of the Kansas Admis-
sion Act, 12 Stat. 126-27 (1861); § 7 of the Nebraska Enabling
Act, 13 Stat. 47, 49 (1864); § 7 of the Colorado Enabling Act, 18
Stat. 474, 475 (1875); §§ 4-11 of the Wyoming Admission Act, 26
Stat. 222, 223-24 (1890); §§ 6-12 of the Utah Enabling Act, 29
Stat. 107, 109 (1894); §§ 7, 8, and 34 of the Oklahoma Enabling
Act, 34 Stat. 267, 272, 273, 283 (1906); §§ 7-10 of the Arizona-
New Mexico Enabling Act, 36 Stat. 557, 562-65 (1910).
the Court of Appeals could lead other panels within the
Ninth Circuit to expand the seach of § 1983 to similar
suits against other States, based on their admission or
enabling acts, and could encourage the remaining courts
of appeals to extend § 1983 in a similar way vis a vis the
States within their purview. _
The Amici States are concerned that the Ninth Circuit
has fundamentally misunderstood the reach of Article III
and § 1983 on at least three major fronts. First, given that
the private Respondent in this case, like the citizens of
those States with analogous restrictive conditions in their
Admission and Enabling Acts, has no specific entitlement
to any distribution of public trust land, Respondent lacks
Article III remedial standing to invoke the jurisdiction of
the federal courts on the equitable claims which he seeks
to litigate in this case. See Simon v. Eastern Kentucky
Welfare Rights Organization, 426 U.S. 26 (1976). Indeed,
four Justices have already expressed their views that
Article III standing is lacking in just such suits. ASARCO,
Inc. v. Kadish, 490 U.S. 605, 614 (1989) (Kennedy, J., joined
by Rehnquist, C.J., Stevens, and Scalia, JJ.).
Second, irrespective of whether other grounds would
oust “breach of trust” suits in federal court, the judgment
below raises serious concerns under the Eleventh
Amendment. While it would appear that, in light of this
Court’s decision in Papasan v. Allain, 478 U.S. 265 (1986),
and related Eleventh Amendment principles, sovereign
immunity would foreclose any remedy, the Ninth Circuit
has opened the door to federal suits for “breach of trust”
regarding lands conveyed on admission to the Union. The
Amici States have serious concerns over such a develop-
ment, and for this additional reason ask that certiorari be
granted.
Third, the Ninth Circuit has fundamentally misap-
plied this Court’s doctrines that permit federal statutes to
be enforced in limited circumstances under 42 U.S.C.
§ 1983. Particularly where, as here, it is dubious whether
Respondent’s claim that the Hawaii director has improp-
erly managed state land “arises under” federal law in any
sense, see Merrell Dow Pharmaceuticals, Inc. v. Thompson,
478 U.S. 804, 814-15 & n.12 (1986), the decision below
inverts this Court’s commitment to the defense of State
prerogative with respect to lands conveyed to the States
upon admission to the Union. Compare Phillips Petroleum
Co. v. Mississippi, 484 U.S. 469 (1988); Utah Division of
State Lands v. United States, 482 U.S. 193 (1987); Oregon ex
rel. State Land Board v. Corvallis Sand & Gravel Co., 429 U.S.
363 (1977). Amici submit that, because of the broad dis-
cretion conveyed to Hawaii by the “public use” require-
ment of § 5(f) of its Act, and the very limited avenue for
judicial review Congress provided with respect to claims
for breach of trust under that section, namely a “suit by
the United States,” the court of appeals erred in deter-
mining that Congress had not disallowed § 1983 as a
remedy when it admitted Hawaii to the Union. Wilder v.
Virginia Hospital Association, 110 S. Ct. 2510, 2517 (1990).
In filing this Brief in support of Hawaii, the Amici
States do not suggest that, in Hawaii and elsewhere,
proper management of state lands is an unimportant
matter. Rather, to the contrary, precisely because such
management is critical to the independence of the States,
the Amici States submit that such issues as have been
brought to the lower federal courts by respondent ought
to be litigated in the state courts and agencies which
Hawaii — and all other states — provide.
Accordingly, because this case raises questions that
go to the basic structure of relations between the States
and the federal courts, and, if not reviewed, threatens to
burden Hawaii and perhaps other States with litigation
that improperly seeks to intrude on matters left to the
States and their own courts and administrative agencies,
this Court should grant the writ of certiorari sought by
the Hawaii Director of Lands and Natural Resources.
Given the relatedness of the issue whether a State’s
admission act may be enforced pursuant to 42 U.S.C.
§ 1983 to the issues pending in Suter v. Artist M., No.
90-1488 (U.S. cert. granted May 13, 1991), the Court may
wish to hold the petition here pending a decision in Suter
v. Artist M.
REASONS FOR GRANTING THE WRIT
Although the Ninth Circuit’s analysis in this case is
devoted mainly to deciding whether the District Court
properly determined that the beachfront land dredged by
the Waikoloa Beach Resort was owned by the State of
Hawaii, and thus should not have been certified to the
private owners of the Resort, the Court of Appeals’ judg-
ment is premised upon at least three fundamental deter-
minations, each of which warrant review and reversal by
this Court. In light of the limitations of Article III of, and
the Eleventh Amendment to, the Constitution, as well as
the doctrines that limit enforcement of federal statutes
via 42 U.S.C. § 1983, the judgment of the Court of
Appeals threatens a fundamental restructuring of major
doctrines which limit the authority of the federal courts
over state land use matters. This Court should accord-
ingly grant the writ to correct the numerous conflicts
between the judgment below and this Court’s precedents
delineating the limits of federal power.
A. Certiorari Should Be Granted to Correct the
Court of Appeals’ Substantial Expansion of
Article III Standing.
Although the issue was not addressed by the parties
at the court of appeals stage, the Ninth Circuit under-
stood that it had “a special obiigation to ‘satisfy itself not
only of its own jurisdiction, but also that of the lower
courts in a cause under review,’ ” Bender v. Williamsport
Area School District, 475 U.S. 534, 541 (1986). In conclud-
ing, however, that Respondent “Napeahi, as a native
Hawaiian and beneficiary of this public trust, does have
standing to enforce its provisions,” 921 F.2d at 901 n.2,
Pet. App. 7, the Ninth Circuit adopted a theory of Article
III standing that has been long rejected.
The Ninth Circuit’s standing analysis, as Petitioner
demonstrates, see Pet. at 18, derives from that court’s
conclusion in an earlier case, Price v. Hawaii, 764 F.2d 623
(9th Cir. 1985), cert. denied, 474 U.S. 1055 (1986), which
had stated, in dicta, that a native Hawaiian litigant could
meet Article III’s requirements even if native Hawaiians
“have no right to any trust funds.” Id. at 630, cited and
quoted in Price v. Akaka, 915 F.2d 469 (9th Cir.), Pet. App.
44, cited in turn in Napeahi v. Paty, 921 F.2d 897 (9th Cir.
1990), Pet. App. 7.
This theory of Article III standing, however, has been
rejected by this Court, at least as early as Simon v. Eastern
Kentucky Welfare Rights Org., 426 U.S. 26 (1976). In Simon,
this Court concluded that plaintiffs who alleged that they
were being injured by the Government’s wrongful failure
to deny tax exemptions to certain private hospitals did
not sufficiently allege a “case” or “controversy” with the
Government in that the denial of the tax benefits (the
requested relief) would not give rise to a sufficient likeli-
hood of redress to the injury actually suffered by the
Plaintiffs. In this case, because Hawaii would be free
under its Admission Act to deny respondent any benefit
from the parcel at issue, it is just as, if not more, specula-
tive to assert that any relief that might lead to striking
down the shoreline certification in this case would benefit
this particular plaintiff. See also Whitmore v. Arkansas, 110
S.Ct. 1717, 1725 (1990); Allen v. Wright, 468 U.S. 737, 751,
760-61 (1984). Therefore, in this case where only equitable
relief is sought, there is no Article III] power.
At the very least, this Court should grant the Petition
in light of the Article III analysis of the four-Justice
opinion in ASARCO, Inc. v. Kadish, 490 U.S. 605 (1989),
which states:
[E]ven if invalidation of the state law would
create increased revenue for the school trust
funds in the near future, an issue much disputed
here, the allegations of economic harm rest on
the same hypothetical assumptions as the tax-
payer claims. If respondents prevailed and
10
increased revenues from state leases were avail-
able, maybe state taxes would be reduced, or
maybe the State would reduce support from
other sources so that the money available for
schools would be unchanged. Even if the State
were to devote more money to schools, it does
not follow that there would be an increase in
teacher salaries or benefits. These policy deci-
sions might be made in different ways by the
governing officials, depending on their percep-
tions of wise state fiscal policy and myriad other
circumstances. Whether the association’s claims
of economic injury would be redressed by a
favorable decision made by independent actors
not before the courts and whose exercise of
broad and legitimate discretion the courts can-
not presume either to control or to predict. We
have much less confidence in concluding that
relief is likely to follow from a favorable deci-
sion here than we had in cases like Allen v.
Wright, 468 U.S. 737 (1984), and Simon v. Eastern
Kentucky Welfare Rights Organization, 426 U.S: 26
(1976), where standing was found to be lacking
because the probable response of private indi-
viduals to explicit tax incentive was judged to
be too uncertain to satisfy . . . federal standing
requirements.
490 U.S. at 614-15 (quoted at Pet. 18-19).
Amici submit that the views of the four Justices in
ASARCO correctly define “the proper - and properly
limited — role of the courts in a democratic society,” Warth
v. Seldin, 422 U.S. 490, 498 (1975), and the writ should
issue to make this clear.
Additionally, as Petitioner points out, this case raises
an even further threat to Article III principles. This is so
11
because for any real relief to issue for Respondent here, it
would be necessary for the federal courts to issue a
directive to the Hawaii Attorney General, in essence, to
prosecute a suit for ejectment against the present occu-
pants of the beachfront.
More than fifteen years ago, this Court specifically
rejected the proposition that Article III standings lies for
this:
The Court’s prior decisions consistently
hold that a citizen lacks standing to contest the
policies of the prosecuting authority when he
himself is neither prosecuted nor threatened
with prosecution. See Younger v. Harris, 401 U.S.
37, 42 (1971); Bailey v. Patterson, 369 U.S. 31, 33
(1962); Poe v. Ullman, 367 U.S. 497, 501 (1961).
Although these cases arose in a somewhat dif-
ferent context, they demonstrate that, in Ameri-
can jurisprudence at least, a private citizen lacks
a judicially cognizable interest in the prosecu-
tion or nonprosecution of another.
Linda R.S. v. Richard D., 410 U.S. 614, 619 (1973); see
generally Heckler v. Chaney, 470 U.S. 821, 831 (1985)
(whether to initiate affirmative litigation is a matter “gen-
erally committed to an agency’s absolute discretion” (cit-
ing decisions dating to the Confiscation Cases, 7 Wall. 454
(1869))). For this additional reason the Court should grant
review in this case.4
4 Although the fact that further proceedings remain before
a final judgment issues is a factor that would counsel denying
the writ if there were an opportunity to re-present this thresh-
hold issue to the lower courts, it is apparent that the Ninth
(Continued on following page)
12
B. Certiorari Should Be Granted to Correct the
Court of Appeals’ Substantial Erosion of the
Eleventh Amendment.
Even if Article III were not a bar to the suit below, the
lower court’s allowance of continued litigation of “breach
of trust” claims is contrary to this Court’s elaboration of
the limits imposed on federal jurisdiction by the Eleventh
Amendment. Although the amencment was apparently
not raised as a bar in the Court of Appeals, that fact does
not prevent this Court from granting relief to the Hawaii
Director. See Alabama v. Pugh, 438 U.S. 781, 782 n.1 (1978)
(per curiam); cf. Ohio Civil Rights Comm'n v. Dayton Chris-
tian Schools, 477 U.S. 619, 625-26 (1986) (failure to assert
abstention defense in the court of appeals not determina-
tive of issue in this Court, so long as issue was properly
preserved in the District Court).
Amici submit that the injunctive and declaratory
remedies prayed for by Respondent in this case are
exactly the sort of relief of “breach of trust” that this
Court previously held was impermissible in Papasan v.
Allain, 478 U.S. 265 (1978). There, claims that Mississippi
(Continued from previous page)
Circuit is firm in its rejection of the threshold arguments which
Petitioner and Amici endorse. See, e.g., Cammack v. Waihee, 932
F.2d 765, 770 n.9 (9th Cir. 1991) (citing Bell v. City of Kellogg, 922
F.2d 1418 (9th Cir. 1991) (rejecting Justice Kennedy’s ASARCO
views pending clarification from this Court)); Price v. State of
Hawaii, No. 90-15117 (9th Cir. July 11, 1991) (chastizing Hawaii
for seeking to raise threshold matters).
13
had allegedly misused public trust lands and was obli-
gated, in some fashion, to “make whole” the lost trust
corpus, were held barred by the Eleventh Amendment.
Particularly where the private parties have been dis-
missed from this action, the remedies sought in this case
“would only affect the State,” and therefore are precisely
the sort of “one-time restoration” that Papasan held was
improper under the Eleventh Amendment. Certiorari
should thus issue.
Even with Papasan’s concerns put to one side, the
Amici States are fundamentally concerned that the fed-
eral courts’ entry into the essentially state questions con-
cerning accreted or eroded lands runs afoul of the
admonishment in Pennhurst State School & Hospital v.
Halderman, 465 U.S. 89 (1984), that state law, qua state
law, cannot be the basis for suits against state officials in
the federal courts. As this Court held in Oregon ex rel.
State Land Board v. Corvallis Sand & Gravel Co., 429 US.
363 (1977), “[uJnder our federal system, property owner-
ship is not governed by general federal law, but rather by
the laws of the several States,” “unless some other princi-
ple of federal law requires a different result.” Id. at 378.
Only recently, this Court has made clear that “the indi-
vidual States have authority to define the limits of the
lands held in public trust and to recognize private rights
in such lands as they see fit.” Phillips Petroleum Co. v.
Mississippi, 484 U.S. 469, 475 (1988). Amici submit that
whether Hawaii’s shoreline certification process was cor-
rectly carried out is, at most, a state question for the state
courts. Certiorari should issue to correct the lower court’s
intrusion on Pennhurst, and principles of sovereign
immunity generally which prohibit the trying of the
14
State’s title to land in federal court. See Florida Dep’t of
State v. Treasure Salvors, Inc., 458 U.S. 670, 700 (1982).
C. Certiorari Should Be Granted to Correct the
Court of Appeals’ Novel Enforcement of State
Admission Acts Through the Civil Rights Act
of 1871, 42 U.S.C. § 1983.
Although not elaborated upon in its opinion, the
Ninth Circuit’s judgment rests additionally upon the
proposition that 42 U.S.C. § 1983 grants a right “to
enforce the provisions of the trust.” See Pet. App. at 7
(citing Price v. Akaka, No. 89-15169 (9th Cir. Sept. 25,
1990), Pet. App. 46-47). Because this summary conclusion
is wrong, review here is additionally counseled.
The Ninth Circuit’s holdings that § 5(f) of Hawaii's
Admission Act, which, insofar as relevant here, allows
trust lands to be put to any “public use,” and provides, as
the sole stated remedy for a breach of the statute’s
requirements a “suit by the United States,” is enforceable
under § 1983 has ignored this Court’s teaching regarding
the implication of § 1983 remedies for asserted violations
of federal statutes. For, in contrast to statutes that provide
an “objective benchmark” fur testing the State’s perfor-
mance, cf. Wilder, 110 S.Ct. at 2522-23, the discretion-con-
ferred by Hawaii's admission act, as a matter of federal
law, extends to the limit of Hawaii’s constitutional
powers. Compare § 5(f) of the Hawaii Admission Act, 73
Stat. 4, 6 (1959) (“public use” requirement) with Hawaii
Housing Authority v. Midkiff, 467 U.S. 229, 240 (1984)
(“public use” requirement is “coterminous with the scope
15
of the sovereign’s police powers”). While additional con-
straints might be posed by state law, “there is no author-
ity anywhere supporting the proposition that a state [law]
becomes a federal law merely by virtue of its inclusion in
a state plan required by federal law.” Oberlander v. Perales,
740 F.2d 116, 119 (2d Cir. 1984). And the fact that Con--
gress provided Hawaii with no ongoing funds to enforce
the provisions of the public land trust cuts strongly
against a holding that § 1983 provides an enforcement
vehicle in this context. See Wilder, 110 S.Ct. at 2518 & n.10.
It is also dubious that Congress had any intent but to
foreclose private enforcement in the Admission Act itself.
It is anomalous to hold otherwise, for, as stressed above,
the strong presumption is against any sort of reserved
federal control over a State’s lands conveyed by its
admission to the Union. For Congress to be deemed to
have allowed § 1983 enforcement, that intention should
have been “ ‘definitely declared or otherwise made very
plain.’ ” Utah Division of State Lands v. United States, 482
U.S. 193, 201-02 (1987). In fact, it is simply illogical to
deem Congress to have allowed § 1983 suits in this con-
text. Section 1983 could not be enforced when Hawaii's
trust lands were administered by the United States. See
Negirangas v. Sanches, 110 S.Ct. 1737 (1990). Thus, as Peti-
tioner points out, there was nothing in the way of § 1983
remedies to be “withdrawn” upon Hawaii's admission to
the Union. Cf. Wilder, 110 S.Ct. at 2524 & n.19.
The fundamental error of the Court of Appeals here
was to ignore the precise language, structure, and con-
text, as well as the surrounding presumptions to be
applied to the sort of statute sought to be enforced by
16
way of § 1983. This is, in essence, the sort of error which
the States have called to the Court’s attention in Suter v.
Artist M., No. 90-1488 (U.S. cert. granted May 13, 1991).
Although it may be appropriate for the Court to therefore
hold this case pending the disposition in Suter, this case,
even more than the federal mandates imposed by the
Adoption Assistance Act, warrants this Court’s review as
an inappropriate expansion of § 1983’s enforcement
reach. For this additional reason, the petition should be
granted.
CONCLUSION
In urging this Court to grant the petition for cer-
tiorari, the Amici States do not diminish the important
problems which appear to have animated the Ninth Cir-
cuit’s efforts to federalize the litigation concerning
Hawaii's public trust lands. However, the position of the
Amici States is that the dispute in this case, if it belongs
in a judicial forum, ought to be heard in the courts of the
State of Hawaii.> For this reason, and all those others
> The Petition (see Pet. at 28-30) suggests that the case
below ought to have been dismissed pursuant to Burford v. Sun
Oil Co., 319 U.S. 315 (1943), or stayed pursuant to Railroad
Comm'n of Texas v. Pullnan Co., 312 U.S. 496 (1941). Amici agree
that such a prudential course is warranted, providing a ground
for mooting the important substantive issues here.
i
17
stated above, the Amici States urge the Court to grant the
petition for certiorari in this case.
Respectfully submitted, August 23, 1991.
FRANKIE SUE Det Para*
Attorney General of Nevada
Mark P. GHAN
Deputy Attorney General
State of Nevada
*Counsel of Record
for Amici Curiae
Capitol Complex
Carson City, Nevada 89710
(702) 687-4170
Other Counsel Listed on
Inside of Front Cover
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