Petition — Brown v. United States
Supreme Court brief1981
Ask Donna
What actually matters in this document.
Text
Office-Supreme Court, U.S.
rIinRawnb
JUL 15 1981
> L. STEVAS,
y
oO. & 1 = 1 ) 5 CLERK
IN THE
SUPREME COURT
OF THE UNITED STATES
OCTOBER TERM, 1980
James Epwarp Brown
Petitioner,
-VS-
Unrrep States OF AMERICA
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
CuLpPePPER & SORISE
BY: Domnick J. Sorise
Attorney for Petitioner
Business Address:
558 Monroe
Detroit, Michigan 48226
Telephone: (313) 961-0020
AMERICAN PRINTING COMPANY
1200 WEST FORT STREET, DETROIT, MICHIGAN 48226 — (313) 963-9310
Ill.
IV.
QUESTIONS PRESENTED
. WHETHER PETITIONER’S CONVICTION MUST
BE REVERSED BECAUSE THE PROSECUTOR IN-
JECTED THE RELIGIOUS BELIEFS OF HIS
CHIEF WITNESS IN VIOLATION OF THE CLEAR
AND STRICT PROHIBITION OF RULE 610 OF
THE FEDERAL RULES OF EVIDENCE.
WHETHER PETITIONER WAS DENIED A FAIR
TRIAL BECAUSE A POLICE OFFICER DELIBER-
ATELY INFORMED THE JURY THAT
PETITIONER HAD A POLICE RECORD AS A
KNOWN DRUG DEALER.
WHETHER THE PROSECUTOR PREJUDICED
THE JURY BY PRESENTING, WITHOUT CON-
NECTION OR NECESSITY, TESTIMONY WHICH
IMPLIED THAT PETITIONER PRESENTED A
NEED FOR PROTECTIVE CARE OF HIS CHIEF
WITNESS AND FAMILY.
WHETHER PETITIONER WAS DENIED A FAIR
TRIAL BY THE CUMULATIVE EFFECT OF THE
PROSECUTOR INJECTING RELIGIOUS BELIEFS
OF HIS CHIEF WITNESS AND IMPLYING A
NEED FOR PROTECTIVE CARE OF HIS CHIEF
WITNESS AND A POLICE OFFICER LABELING
PETITIONER AS HAVING A POLICE RECORD AS
A KNOWN DRUG DEALER.
TABLE OF CONTENTS
QUESTIONS PRESENTED .........cccccsccevvsees
TABLE OF AUTHORITIES ..........sscsceccesees
OPINION BELOW 2... ccccccdiccccccccccccccscvees
JURISDICTION oi cccccccccccccscccccccccsssccccece
STATEMENT OF THE CASE .......ccccccccccees
REASONS FOR ALLOWANCE OF THE WRIT ...
CONCLUSION .cccccccccccccccccccccvcccccssccyes
APPENDIX occccvccccccsccccsccccccecccccccccecece
TABLE OF AUTHORITIES
United States Supreme Court Case: Page
Michelson v United States, 335 US 469; 69 S Ct 213;
PP Se SEE dos ceac bens onkabie Cede benceas 18
United States Court of Appeals Cases:
Gregory v United States, 369 F2d 185 (DC Cir, 1966) 18
Helton v United States, 221 F2d 338 (Sth Cir, 1955) 21
Lucero v Donovan, 352 F2d 16 (9th Cir, $966) ..... 22
United States v Archbold-Newball, 554 F2d 665 (Sth
CS NED Oh. 600s TS oS Kes a Rnn eek v aaa ta eeeet bakes 22
United States v DeCicco, 435 F2d 478 (2d Cir, 1970) 21
United States v Rabb, 394 F2d 230 (3rd Cir, 1968) . 13
United States v Sampol, 636 F2d 621 (DC Cir,
POU eoUh ve dndhs cab se tee ensees séiaiebaasaawen 002 11, 12
United States v Schultz, 482 F2d 1179 (Sth Cir, 1973) 22
United States v Sprengel, 103 F2d 876 (3rd Cir, 1966) 21
United States v Vosper, 493 F2d 433 (Sth Cir, 1974) 20
Virgin Island v Petersen, 553 F2d 324 (3rd Cir,
CM caea conch ake cia bctenvedaTeeiveneteeedena ah,
State Supreme Court Cases:
O'Donnell v Philadelphia Record Co, 356 Pa 307; 51
Pe EP OEE be Chae coh cbbe va arenes bans ieacé me 14
People v Hall, 391 Mich 175; 215 NW2d 166
ES SRS PPO Petr se ee eee Tere 14, 17
People v Salsbury, 103 Mich 537; 96 NW 936 (1903) 21
State v Duke, 362 SO2d 559 (La, 1978) ............ 14
State v Estabrook, 162 Or 476; 91 P2d 838 (1939) .. II
State Court of Appeals Cases:
People v Brocato, 17 Mich App 227 (1969) ......... 15
iv
TABLE OF AUTHORITIES (Continued)
State Court of Appeals Cases—(Continued): Page
People v Killingworth, 80 Mich 45 (1977)........... 15
People v Wells, 82 Mich App 543 (1978) ......... 15, 16
People v Williams, 39 Mich App 458 (1972) ........ 15
Wright v State, 325 P2d 1089 (Okla, 1958)........ 17, 18
Court Rules:
Federal Rules of Evidence, Rule 6!10...... is. 22,. 13,97
Other Authorities:
Annot., Impeachment of Witnesses—Religious Belief,
ye | EI ee rr te eee ee 14
McCormick on Evidence (2d ed), §273, p 660....... 21
No.
IN THE
SUPREME COURT
OF THE UNITED STATES
OCTOBER TERM, 1980
James Epwarp Brown
Petitioner,
-VS-
Unrrep States oF AMERICA
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Petitioner James Edward Brown respectfully requests
that a Writ of Certiorari issue to review the judgment and
order of the United States Court of Appeals for the Fifth
Circuit entered in this case on May 20, 1981.
OPINION BELOW
The Per Curiam Order of the Court of Appeals,
stamped, *‘Do Not Publish,"’ is contained in the Appendix.
JURISDICTION
The judgment of the United States Court of Appeals for
the Fifth Circuit was entered on May 20, 1981. This Petition
is being filed within sixty (60) days of the above date as
required by Rule 20.1 of the Supreme Court Rules. Jurisdic-
tion of this Court is invoked under 28 USC §1254(1).
2
STATEMENT OF THE CASE
On May 1, 1979, the prosecution filed an indictment
against Quentin Morgan Perry, Petitioner James Edward
Brown, Omar Ell and James Malcolm Henry in the United
States District Court for the Northern District of Georgia in
the Atlanta Division (ROAI 1-3).* The indictment charged
defendants with conspiracy to possess cocaine with intent
to distribute in violation of 21 USC §§846, 841 (a)(1), and
alleged six overt acts in furtherance of the charged conspi-
racy (ROAI 1-3).
On August 7, 1979, the prosecution filed a superseding
indictment (ROAI 104-107). The indictment contained the
same charge of conspiracy to possess cocaine with intent to
distribute, but made amendment to limit the so-called plan
and purpose of the charged conspiracy (ROAI 104-107). The
indictment also added two John Does as defendants,
eliminating Omar Ell as a named defendant (ROAI 104-107).
On October 5, 1979, the prosecution filed a second super-
seding indictment, containing the same charge and defen-
dants and substantially similar allegations (ROAI 116-119).
On February 20, 1980, Petitioner plead not guilty to this
indictment and jury trial commenced before District Judge
Robert L. Vining, Jr. (ROAI 120, 126).
In its case-in-chief, the prosecution presented nine wit-
nesses (TI 2; TII 2).
The first prosecution witness was Omar Ell (TI 8). At
the outset of direct examination, the prosecutor's question-
ing showed that Omar Ell was 47 years old (TI 9), had a
wife and child (TI 9), lived in Atlanta for the last three
years (TI 9-10), and owned a merchandising business which
distributed Magic Cloth and invented Omar Comb (TI 10).
* ROAI indicates Record on Appeal, Volume I.
ROAII indicates Record on Appeal, Volume II.
TI and TII indicate trial transcripts Volumes I and II, both of which are
contained within the Record on Appeal, Volume II.
3
Omar Comb was offered and admitted into evidence as
Government Exhibit No. 1 (TI 10-11, 14).
The prosecutor's questioning then showed that Omar Ell
was indicted along with Petitioner and the others, had
negotiated a guilty plea deal and a three year sentence
recommendation with the prosecution, and had received a
five year sentence (T.J 11-12). A four page guilty plea
document was offered and admitted into evidence as Gov-
ernment Exhibit No. 2 (TI 12, 14).
The prosecutor's questioning showed that Omar Ell and
his family has been safeguarded in a witness protection
program since July, 1979:
**Q. Were there any other terms and conditions in
the negotiated plea agreement?
A. Yes. You promised to safeguard my family and
myself.
Q. Mr. Ell, are you presently in what is called the
witness protection program?
A. Yes.
Q. Mr. Ell, how long, sir have you been in that
program?
A. Since July."* (TI 12-13).
The prosecutor's questioning then showed that Omar Ell
had been arrested for having a gun in car, which was
dismissed, and for having two marijuana cigarettes, which
resulted in a fine (TI 15).
Lastly, the prosecutor's questioning showed that Omar
Ell had legally changed his name in 1978:
*“Q. All right, have you ever used any other name
other than Omar Ell?
A. The name I was given to at birth.
4
Q. What was that name?
A. William O’Key.
Q. When and how did you change your name?
A. Changed my name in 1978 here in Atlanta.
Q. How did you go about that?
A. Through the Court.” (T.I 15-16).
The prosecutor's questioning went one step further to show
that Omar Ell changed his name because of religious be-
liefs:
*Q. Was there any reason for your decision to change
your name?
A. Yes.
Q. What was that reason, please, sir?
A. I'm Moslem by faith.’* (TI 16).
The prosecutor then began to question Omar Ell about
the case (TI 16).
On cross-examination, Ell could not remember the exact
date on which he changed his name (TI 50). Ell could not
remember the name of the person who filed his petition for
a name change (TI 51). Ell testified that the person was a
boutique shop owner (TI 51). Ell could not remember the
name of the judge who granted him a name change (TI 52).
Neither Ell nor the prosecutor could account for the where-
abouts of the court document certifying the name change
(TI 51-52).
In response to questions by defense counsel, Ell reaf-
firmed his religious beliefs:
*Q. And I believe you changed because of the re-
ligious preference?
A. That is correct.
Q.
A.
5
And you were firm about the religious prefer-
ences?
I still am.’* (TI 52)
*_ * &*
*“Q. What religion was that?
> O > ©
I am moslem, Moorish American Moslem.
. Is that like the Ayatollah?
. I don't know what you mean.
. Ayatolla is Moslem?
. There are several sects of Moslems. The Moorish
is a sector of Moslems. No, it is not like the
Ayatollah.
. You study the Holy Koren?
Right.
. You call the Supreme Being, Allah?
. I call him Allah. I call him God. I call him
Jehe vah.
. And that is the reason you changed your name?
. Because I am Moslem.
. And you are still Moslem?
Yes.
. They have a strong belief and favor of telling the
truth?
. One of the five pillars is truth.
. Sir?
. Yes. Moslems do tell the truth all the time to
the best of their ability and knowledge.
6
Q. And you are Moslem?
A. Yes, sir.
Q. And you tell the truth?
A. That's the only thing I have told.’* (TI 55-56).
The seventh prosecution witness was Sylvester Chap-
man (TII 85). Sylvester Chapman testified that he was a
narcotics officer with the Detroit Police Department (TII
85-86). Officer Chapman testified that on December 15,
1977, he went to a bar in Detroit to buy cocaine on
information from Willie Harris (TI 86). Officer Chapman
went into the bar with Officer Sheriyn Fleming and other
officers stood surveillance outside the bar (TII 87). Officers
Chapman and Fleming met Harris and Harris introduced
them to Omar Ell (TII 88). Ell said that he had only five
ounces of cocaine to sell (TII 89). Chapman said that he
was prepared to buy a pound and told Ell that he wanted to
check out a sample (TII 89). Ell sold Chapman a quarter
ounce of cocaine for $500 (TII 90).
Officer Chapman testified that on the following day, he
received a call from Harris indicating Ell and his partner
wanted to meet with him regarding a pound of cocaine (TII
94-95). Officers Chapman and Fleming met Ell and James
Henry at the bar (TII 95-96). Chapman, Harris, Ell and
Henry went to the basement of the bar to talk (TII 96-97).
Henry said that he had four or five ounces of cocaine to sell
and showed Chapman a solid piece of cocaine (TII 97).
Chapman told Henry that he only had enough money to buy
two ounces (TII 97). Chapman testified that he did not make a
buy, but did make arrangements to buy a pound of cocaine
within a week (TII 97-98). Officer Chapman testified that he
was given a telephone number which turned out to be
Petitioner's number (TII 91-92, 100).
On’ cross-examination, defense counsel showed that
Petitioner was not involved in or mentioned during the sale
of cocaine by Ell to Chapman on December 15, 1977 (TII
7
115-119). Defense counsel also showed that Petitioner was
not involved in or mentioned during the proposed sale of a
pound of cocaine among Henry, Ell and Chapman on De-
cember 16, 1977 (TII 119-122). Officer Chapman testified
that he had information about Henry leaving Detroit on
December 17, 1977, contradicting Ell’s testimony (TII 17-
19).
Defense counsel then asked Officer Chapman whether
Harris had introduced him to Petitioner and Officer Chap-
man answered in the affirmative but said an explanation
was needed:
“Q. Mr. Harris, the man who was giving other
information as to other known narcotic traffic-
kers that he knew gave you Mr. Brown’s—
introduced you to Mr. Brown?
A. That's correct. But I need an explanation.”’ (TII
126)
Defense counsel repeated his question a couple of more
times and then allowed Officer Chapman to explain. Officer
Chapman proceeded to testify that Petitioner had a police
record as a known drug dealer:
*“Q. Now, you can explain.
A. Mr. Brown was a known drug dealer.
Q. Known by whom?
A. Know to me and the police department. In the
files as a record.
. Don’t you mean you suspected him?
No.
. He didn’t have a case pending?
No.
ae > 2
. He was a drug dealing suspect?
g
. No. He had a record.
. He has a record?
. There was a record of James Brown that we had.
OH > fb >
. Did he have a record of being convicted of
selling narcotics?
>
. I can't recall. It was the first time that—around
this time that I received information then that
James Brown had brought the pound I had
offered up from Mr. Ell."* (TI 126-127).
After the prosecution rested (TII 146), the defense chose
to call no witnesses (TII 146).
Following argument by the prosecution and defense (TII
148) and instructions by the judge (TII 149-169), the jury
returned a verdict of guilty as charged to Count I (TII
169-170).
On May 29, 1980, Petitioner was sentenced to eight
years in prison to be following by four years on special
parole (ROAI 127). Petitioner's pretrial bond was also
continued pending appeal (ROAI 127).
On July 1, 1980, Notice of Appeal was filed (ROAI
128-133).
On August 27, 1980, Judge Vining, on his own motion
-and pursuant to Rule 32 of the Federal Rules of Criminal
Procedure, ordered that Petitioner's sentence be corrected
by elimination of the special parole term (ROAI 134).
On May 20, 1981, the United States Court of Appeals
for the Fifth Circuit affirmed Petitioner's conviction and
sentence in an unpublished, per curiam order (Appendix
p. I.
Petitioner now seeks a Writ of Certiorari.
9
REASONS FOR ALLOWANCE OF WRIT
I, PETITIONER’S CONVICTION MUST BE REVERSED
BECAUSE THE PROSECUTOR INJECTED THE RE-
LIGIOUS BELIEFS OF HIS CHIEF WITNESS IN
VIOLATION OF THE CLEAR AND STRICT PROHIB-
ITION OF RULE 610 OF THE FEDERAL RULES OF
EVIDENCE.
This case involves a court of appeals decision which is
in apparent conflict with a clear and strict rule of evidence,
and presents an important question on which there is very
little case law.
Omar Ell was an indicted defendant who became a
prosecution witness in exchange for a plea and sentence
deal (TI 11-14). The record clearly shows that Omar Ell was
the chief prosecution witness regarding the charged
conspiracy (TI 8-TII 38).
Ell was the first witness called to testify for the
prosecution (TI 8). At the outset of direct examination, the
prosecutor's questioning carefully showed that Ell was 47
years old (T 9), had a wife and child (TI 9), lived in Atlanta
for the last three years (TI 9-10), and owned a
merchandising business which distributed Magic Cloth and
invented Omar Comb (TI 10). Omar Comb was even offered
and admitted into evidence as Government Exhibit No. |
(TI 10-11, 14).
The prosecutor's questioning then got to the business of
establishing Ell’s plea and sentence deal (TI 11-14) and his
prior criminal record—which only consisted of a dismissed
gun charge and a fine for possession of two marijuana
cigarettes (TI 14-15).
Having ‘disposed of these background #ad preliminary
points, it would have appeared that the prosecutor was
ready to get to substantive matters. Not so. The
prosecutor's questioning took a quick detour to show that
Ell had legally changed his name in 1978:
10
*Q. All right. Have you ever used any other name
other than Omar Ell?
. The name I was given at birth.
. What name was that?
. William O’ Key.
. When and how did you change your name?
. Changed my name in 1978 here in Atlanta.
Or OH 00 >
. How did you go about that?
A. Through the Court.”’ (TI 15-16).
The detour did not end here and the reason for the detour
soon became apparent as the prosecutor showed that Ell
had changed his name because of religious beliefs:
*Q. Was there any reason for your decision to
change your name?
A. Yes.
Q. What was that reason, please, sir?
A. I'm Moslem by faith.’’ (T. 16)
No great amount of explanation is necessary to see that
the prosecutor was attempting to bolster the credibility of
Ell by showing the jury that Ell was religious enough to
change the name given to him by his parents at birth.
Likewise, little effort is required to understand why the
prosecutor wanted to show the jury that Ell was devoted to
his religious beliefs. The subtle but clear implication was
that a person who is devoted to his religious beliefs is more
apt to speak the truth.
The most credible witness is a person with an
unimpeachable background and no inducement for
testifying. However, there is undeniably a great amount of
appeal to an admitted wrongdoer who has strong religious
beliefs and wants to make a clean breast of matters. Since
Ell was not the former type of witness, the prosecutor
injected religious beliefs to portray him as the latter type.
This tactic could not have failed to strike a responsive
chord with the jury.
Rule 610 of the Fed, ral Rules of Evidence clearly and
strictly prohibits the use of evidence regarding religious
beliefs or opinions to impair or enhance credibility:
‘Rule 610. Religious Beliefs or Opinions
Evidence of the beliefs or opinions of a witness on
matters of religion is not admissible for the purpose of
showing that by reason of their nature his credibility is
impaired or enhanced."’
There is very iittle federal case law regarding Rule 610.
This is perhaps due to the fact that the bench and bar have
assumed that Rule 610 means exactly what it says. See,
State v Estabrook, 162 Or 476; 91 P2d 838, 849 (1939).
Nevertheless, instances occurred in Virgin Island v
Petersen, 553 F2d 324 (3rd Cir, 1977) and United States v
Sampol, 636 F2d 621 (DC Cir, 1980).
In Virgin Island v Petersen, supra at 325, 328,
defendant was convicted of two counts of murder in the
second degree. On appeal, defendant maintained that the
district judge erred by refusing to admit opinion evidence
regarding non-violence. The record showed that defense
counsel attempted to present through the testimony of an
alibi witness that the witness and defendant were
Rastafarians and that Rastafarians do not believe in
violence.
The Third Circuit rejected defense counsel's contention
that the testimony was any sort of opinion evidence, and
found that the testimony involved religious affiliation and
beliefs:
*‘We cannot agree with counsel that this was an
inartful attempt to elicit an opinion as to defendant's
12
peacable character. The colloquy at side bar clearly
reveals that counsel sought to put before the jury the
religious affiliation and belief of both Rios and
Petersen."’ Virgin Island v Petersen, supra at 328.
The Third Circuit went on to indicate that the religious
affiliation of the alibi witness was clearly prohibited by Rule
610. Virgin Island v Peterson, supra at 328.
In United States v Sampol, supra at 629, defendants
were convicted of various offenses arising out of the
assassination of a former foreign ambassador and an
American associate. On appeal, defendants’ maintained that
the district judge erred in refusing to allow
cross-examination regarding religious beliefs of a
prosecution witness who admitted aiding one defendant and
implicated the same defendant in the assassination. United
States v Sampol, supra at 666. The district judge had
permitted voir dire of the witness regarding his religious
beliefs and then cut off all further inquiry upon learning that
the witness had no religious beliefs which would cause him
to violate his oath to testify truthfully. United States v.
Sampol, supra at 666.
The District of Columbia Circuit rejected defendants’
contention, indicating that the district judge's limiting of
cross-examination was not only justified but required by
Rule 610 of the Federal Rules of Evidence:
**.,. the court's exclusion of this evidence was not
only justified but required by the Federal Rules of
Evidence. Rule 610 bars the admission of evidence
of the religious beliefs of a witness for the purpose
of showing that his credibility is impaired as a result
of those beliefs.’' United States v Sampol, supra at
666. (Footnote omitted)
The District of Columbia Circuit went on to state:
“The purpose of the rule is to guard against the
prejudice which may result from disclosure of a
witness's faith.’ United States v Sampol, supra at
666.
13
Conversely, the purpose of Rule 610 is to guard against
enhancing the credibility of a witness by showing devotion
to his faith.
In this case, this Court should reject to prosecutor's pat
contention that he was just trying to show a reason for the
name change by Omar Ell. There was no real need to show
a reason for a name change in the first place. The
prosecutor obviously knew that Ell had legally changed his
name for a legitimate reason, rather than merely assuming
an alias for some illegitimate reason. A legal name change
for legitimate reasons would also seem to be protected from
inquiry or attack in a totally unrelated proceeding. Even if
the prosecutor feared that defense counsel might somehow
make hay of the name change, he could have and should
have avoided any problems by bringing the matter to the
attention of the district judge in the absence of the jury.
See, United States v Rabb, 394 F2d 230, 233 (3rd Cir,
1968). Instead, the prosecutor injected the religious
affiliation and belief of his chief witness into the case
without prior notice or due cause.
Defense counsel did not object to the testimony, and the
district judge did not take any action to exclude the
testimony or caution the jury (TI 15-16). Moreover, defense
counsel unsuccessfully attempted to undercut the religious
beliefs of Omar Ell during cross-examination, and again the
district judge did not take any action to exclude the
testimony or caution the jury (TI 52, 55-56).
Thus, the Court is faced with a situation in which the
prosecutor injected religious beliefs of his chief witness;
defense counsel did not object and unsuccessfully attempted
to undermine the religious beliefs of the witness; and the
district judge did not take any action to eliminate or
mitigate the error—all to the detriment of Petitioner.
The fact that defense counsel did not object does not
preclude review of this serious error. Rule 610 is so basic in
its principle and so clear on its face that an objection is not
14
really needed to bring a violation to the attention of the
district judge. It also appears that no federal case strictly
requires an objection.
Most modern state cases have strictly held that injection
of religious belief on the issue of credibility is error. See
generally, Annot., Impeachment of Witnesses-Religious
Belief, 76 ALR3d 539, 543. In O'Donnell v Philadelphia
Record Co, 356 Pa 307; 51 A2d 775; 793-794, n 5 (1947),
Chief Judge Maxey of the Philadelphia Supreme Court
indicated in dissent that upon a question and answer
regarding religious affiliation, ‘‘the trial judge should have
immediately declared a mistrial.’’ Similarly, in State v
Duke, 362 SO2d 559, 560-561 (La, 1978), the Supreme Court
of Louisiana indicated that the trial judge is obliged to
control testimony and exclude irrelevant matters, especially
religious beliefs:
“Our criminal justice system is built upon the
principle that a conviction is based upon actual guilt
of the conduct charged. For that reason, the trial
judge must fairly control the introduction of
evidence to avoid infecting a jury trial with the
prejudicial influence of irrelevant matters, especially
the religious beliefs, the political ideology, and the
societal views .. ."' [Citation omitted]
While State v Duke, supra at SO2d 561 is
distinguishable by the fact that the prosecutor asked many
more questions about religious beliefs, extensive
questioning is not necessarily required for reversal. In
People v Hall, 391 Mich 175; 215 NW2d 166 (1974), the
prosecutor asked defendant, without objection, the
following question:
‘PROSECUTOR: I forgot to ask you, Mr. Hall,
whether or not you believe in the
Supreme Being?"
15
The Michigan Supreme Court held that the asking of the
question was plain error:
“The constitution and our Legislature have
forbidden that questions, of the nature with which
we are here presented, be asked during the course of
a criminal proceeding. The asking of such question is
clear error.’ People v Hall, supra at Mich 182.
In People v Brocato, 17 Mich App 277, 298 (1969), the
prosecutor opened his cross-examination of defendant,
without objection, as follows:
“Q. You do believe in God?
A. Oh, yes.
Q. So that there is no question about the oath you
have taken here?
A. Oh, no.”’
The Michigan Court of Appeals tersely held that the
prosecutor's questions were “highly improper.’' People v
Brocato, supra at Mich App 298. Accord, People v
Williams, 39 Mich App 458, 459-462; 197 NW2d 858 (1972);
People v Killingworth, 80 Mich App 45, 54; 263 NW2d 278
(1977).
On the other hand, in People v Wells, 82 Mich App 543,
545; 265 NW2d 410 (1978), the prosecutor asked the
complainant, without objection, the following questions:
“Q. Do you go to church, by the way?
A. Yes.
Q. What church?
A. Christ The Good Shepherd.
Q. Would it be fair to say, then, that you know
what it is to take an oath?
16
A. Yes.
Q. Do you respect that oath?
A. Yes.’
The Michigan Court of Appeals found that the prosecutor's
questions constituted an unfair attempt to bolster the
credibility of the complainant and held there was reversible
error.
‘*We cannot help but find that the prosecutor, in
asking the questions that he did, was attempting to
unfairly bolster complainant's credibility. We believe
such conduct to be totally unwarranted and the type
of influence condemned...
In essence it appears the prosecutor was
attempting to convey to the jury that complainant
was more worthy of belief than defendant because
she attended church, knew what it was to take an
oath and respected that oath because of her church
attendance. Hence, implicit in the questions and
answers was a conveyance to the jury that
complainant had certain religious beliefs and because
of such beliefs she knew what it was to tell the
truth.
In a case such as this, when the crucial issue is
that of credibility, such questions by a prosecutor
put to a complaining witness are unwarranted,
prejudicial and constitute reversible error. Nor does
defendant's failure to object to such questions save
the error.’’ People v Wells, supra at Mich App 546,
[Citation omitted]
The rationale for not requiring extensive or direct
questioning on religious beliefs is simply that religious
beliefs can be just as effectively injected by few questions
or by indirect questions.
17
The rationale for not requiring an objection for reversal
was aptly stated by the Michigan Supreme Court:
**The state argues, and it was so held by the Court
of Appeals, that since no objection to the question
appears on the record, and since ‘manifest injustice’
was not shown, this type of error does not require
reversal. We disagree. If we were, on a case by case
basis, to evaluate the entire record to determine if
prejudice or manifest injustice occurred therein
because of this type of question, we would
emasculate our statute and the legislative intent
behind it. *** This Court feels that it is
inappropriate for it to take it upon itself to determine
whether or not such prejudicial reaction did in fact
occur, when our statute clearly attempts to foreclose
such review by forbidding the asking of the
prejudicial question itself. A defendant is entitled to
a trial free from such improper questions. Once the
question is asked, this is no longer possible. A new
trial is mandated.’ People v Hall, supra at Mich
182-183. (Emphasis added)
This Court should adopt these rationales and apply them
to reverse Petitioner's conviction because Rule 610 clearly
and strictly prohibits the use of religious beliefs—regardless
of the excuse by the prosecutor or the reaction by defense
counsel.
Il. PETITIONER WAS DENIED A FAIR TRIAL BE-
CAUSE THE OFFICER DELIBERATELY INFORMED
THE JURY THAT PETITIONER HAD A POLICE
RECORD AS A KNOWN DRUG DEALER.
The volunteering by police officers of inadmissible and
prejudicial testimony has been condemned time and time
again by both state and federal courts. In Wright v State,
325 P2d 1089, 1093 (Okla, 1958), the Court noted that this
tactic has often been referred to as an ‘‘evidential
harpoon’’:
‘This type of testimony has often been referred to as
an ‘evidential harpoon’ that has been wilfully jabbed
into the defendant and then jerked out by an
admonition to the jury not to consider the same. This
court has never condoned, but often critized a
witness being intoxicated with eagerness in an all out
effort to obtain a conviction. * * * Officers must be
aware that an overzealous attitude is, in most
instances, detrimental to the prosecution and often
results in retrial of the case at considerable expense
to the state.”’
Wright v State, supra, was cited with approval in Gregory v
United States, 369 F2d 185, 190 (DC Cir, 1966).
In this case, Petitioner was a by-stander victim of an
evidential harpoon. Petitioner chose not to testify (TII 146)
and his prior criminal record was not admissible. Michelson
v United States, 335 US 469, 475-476; 69 S Ct 213; 93 L Ed
168 (1948). Nevertheless, Detroit Police Officer Sylvester
Chapman created an opportunity to inform the jury that
Petitioner had a police record as a known drug dealer.
During cross-examination of Officer Chapman, defense
counsel showed that Officer Chapman was first told about
the possibility of buying narcotics by informant Willie
Harris; that Willie Harris introduced him to Omar Ell; that
he met with Omar Ell and James Henry the next day; and
that Petitioner was not present or mentioned during either
meeting (TII 124-125). Defense counsel then asked Officer
Chapman whether Willie Harris had introduced him to
Petitioner. Officer Chapman answered in the affirmative,
but said an explanation was needed:
*“Q. Mr. Harris, the man who was giving other
information as to other known narcotic
traffickers that he knew gave you Mr.
Brown’s—introduced you to Mr. Brown?
19
A. That's correct. But I need an explanation.’* (TII
126)
Defense counsel repeated his question a couple of times and
then allowed Officer Chapman to explain. Officer Chapman
proceeded to testify that Petitioner had a police record as a
known drug dealer:
"Q. Now, you can explain.
A.
Q.
. Known to me and the police department, In the
>
>
2>Oo>OD>O>O
Mr. Brown was a known drug dealer.
Known by whom?
files as a record.
. Don't you mean you suspected him?
No,
. He didn’t have a case pending?
No.
. He was a drug dealing suspect?
. No. He had a record,
. He has a record?
. There was a record of James Brown that we had.
. Did he have a record of being convicted of
selling narcotics?
. I can't recall. It was the first time that—around
this time that I received information that James
Brown had brought a pound I had ordered up
from Mr. Ell."’ (TIL 126-127).
Officer Chapman's less than subtle desire and success in
revealing this inadmissible and highly prejudicial testimony
to the jury warrants reversal. :
20
In United States v Vosper, 493 F2d 433, 435, 437-438
(Sth Cir, 1974), defendant was convicted of conspiracy to
commit bank robbery and bank robbery. On appeal,
defendant maintained that an FBI agent volunteered
inadmissible and prejudicial testimony. In the prosecution
case-in-chief, the FBI agent testified that he saw defendant
and co-defendant at a house which he had under
surveillance some weeks prior to the charged bank robbery.
In response to a question termed ‘‘unnecessary,’’ the FBI
agent testified that the house was under surveillance
because he had received information that a man living there
was involved in the planning of other bank robberies. At
this point, the trial judge cautioned the jury not to consider
the reason for surveillance or any other bank robberies or
anything else.
The Fifth Circuit first noted that a clear cautionary
instruction generally eliminates reversible error, but went
on to reverse because ‘the error was gross and harm
inescapable.'’ United States v Vosper, supra at 438. The
Fifth Circuit concluded that the FBI agent's testimony was
likely ‘‘a spur of the moment decision for which time and
reflection offered no adequate justification.’ United States
v Vosper, supra at 438-439,
In this case, Officer Chapman's testimony was not ‘‘a
spur of the moment decision.’' Officer Chapman clearly
stated that he ‘‘needed an explanation,’’ waited, and then
unloaded. While hindsight indicates that defense counsel
should not have allowed Officer Chapman to explain, a
witness's request to explain cannot always be ignored or
avoided with impunity in front of a jury. Nonetheless, the
question in no way justified the damage done by the
response.
Defense counsel's failure to obiect is understandable
under these circumstances and does not preclude reversal
according to United States vy Vosper, supra at 437-438.
Moreover, the district judge in this case did not exclude the
. testimony or caution the jury as in United States v Vosper,
21
supra at 438. Even if the district judge had taken action,
there is certain evidence which a jury just cannot ignore,
This case involved such evidence. Officer Chapman's
testimony did not refer to a specific offense or conviction,
but rather labeled Petitioner as having a police record as a
known drug dealer. See, Helton v United States, 221 F2d
338, 340 (Sth Cir, 1955). Such an encompassing label is
much more prejudicial than a specific allegation or offense.
Since Officer Chapman deliberately informed the jury
that Petitioner had a police record as a known drug dealer,
plain error was committed and reversal is required.
Ill, THE PROSECUTOR PREJUDICED THE JURY BY
PRESENTING, WITHOUT CONNECTION OR
NECESSITY, TESTIMONY WHICH IMPLIED THAT
PETITIONER PRESENTED A NEED FOR PROTEC-
TIVE CARE OF HIS CHIEF WITNESS AND FAMILY.
Evidence of threats to, or intimidation of, prosecution
witnesses is highly prejudicial and cannot be properly
admitted without some testimony connecting defendant to
the threats or intimidation. United States v Sprengel, 103
F2d 876, 881 (3rd Cir, 1936); People v Salsbury, 103 Mich
537, 569-570; 96 NW 936 (1903). See, United States v
DeCicco, 435 F2d 478, 481 (2nd Cir, 1970); McCormick on
Evidence (2nd ed), §273, p 660.
Near the outset of direct examination, the prosecutor
showed that Omar Ell and his family had been safeguarded
in the witness protection program since July, 1979:
*Q. Were any other terms and conditions in the
negotiated plea agreement?
A. Yes. You promised to safeguard my family and
myself.
Q. Mr. Ell, are you presently in what is called the
witness protection program?
A. Yes.
22
Q. Mr. Ell, how long, sir, have you been in that
program?
A. Since July."’ (TI 12-13)
The prosecutor did not show that Petitioner or any
co-defendants were connected to threats, intimidation or the
reason for protective case. The prosecutor simply showed
the jury that his chief witness was under protective care
and let the jury infer whatever they wanted from this
testimony.
In United States v Archbold-Newball, 554 F2d 665, 680
(Sth Cir, 1977), the Fifth Circuit pointed out ‘‘[s)uch
testimony necessarily implied that protection was required
because the appellants or their cohorts might seek revenge
against the witnesses.'' Testimony implying threats,
intimidation, revenge, or what-have-you is highly prejudicial
because it not only shows a consciousness of guilt, but also
the commission of another crime.
There was no need to present this testimony to the jury.
Compare, United States v Archbold-Newball, supra at 680;
United States v Shultz, 482 F2d 1179, 1182-1183 (Sth Cir,
1973). If the prosecutor felt obliged to introduce this
testimony under disclosure of the plea and sentence
agreement, he could have brought it to the attention of
defense counsel and the district judge in the absence of the
jury instead of acting first and making excuses later.
Because there was no connection or necessity for this
testimony, this was a situation ‘‘where the minute peg of
relevancy [was] entirely obscured by the dirty linen being
hung upon it."’ Lucero v Donovan, 352 F2d 16, 22, n 6 (9th
Cir, 1966).
Defense counsel's failure to object does not preclude
review because of the highly prejudicial nature of testimony
implying the need for protective care.
Since the jury was given testimony to infer or even
speculate that Petitioner presented a need for protective
care of the chief prosecution witness, reversal is required.
23
IV. PETITIONER WAS DENIED A FAIR TRIAL BY THE
CUMULATIVE EFFECT OF THE PROSECUTOR IN-
JECTING THE RELIGIOUS BELIEFS OF HIS CHIEF
WITNESS AND IMPLYING A NEED FOR PROTEC-
TIVE CARE OF HIS CHIEF WITNESS, AND A
POLICE OFFICER LABELING PETITIONER AS
HAVING A RECORD AS A KNOWN DRUG DEALER.
Should this Court decide that the foregoing three issues
do not individually warrant reversal, the cumulative effect
should be considered because the jury heard the religious
beliefs of the chief prosecution witness and Petitioner
labeled as a known drug dealer, along with being free to
consider Petitioner presently dangerous due to protective
custody of the chief prosecution witness.
All this adds up to, and should be called, reversible
error.
CONCLUSION
Because of the foregoing reasons, this Petition for Writ
of Certiorari should be granted.
Respectfully submitted,
CuLperrer & Sorise
BY: Domnick J. Sorise
Attorney at Law
Business Address:
558 Monroe
Detroit, Michigan 48226
Telephone: (313) 961-0020
24
No.
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1980
James Epwarp Brown
Petitioner,
-VS-
Unrrep States OF AMERICA
Respondent.
CERTIFICATE OF SERVICE
DOMNICK J. SORISE, in compliance with Supreme
Court Rule 28.4(a) and 28.5(b), does hereby certify that he
is to become a member of the Bar of the Supreme Court on
July 24, 1981, and that on the 15th day of July, 1981, did
deposit in the United States Mail, with postage fully pre-
paid, three (3) copies of the Petition for Writ of Certiorari
addressed to the Solicitor General, Department of Justice,
Washington, D.C. 20530.
DOMNICK J. SORISE
APPENDIX
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
UNIT B
No. 80-7679
Summary C>»lendar
D. C. Docket No, CR-79-00115
Unrrep States oF AMERICA,
Plaintiff-Appellee,
versus
James Epwarp Brown,
Defendant-Appellant.
Appeal from the United States District Court
for the Northern District of Georgia
May 20, 1981
Before RONEY, FRANK M. JOHNSON and HENDER-
HENDERSON, Circuit Judges
PER CURIAM: AFFIRMED. See Local Rule 21.'
ISSUED AS MANDATE:
'See N.L.R.B. v. Amalgamated Clothing Workers of America, 5 Cir,
1970, 430 F.2d 966.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.