Petition — DURKIN WOODRUFF v. HARRY L. ALLSBRook (No. 80-6508)
Supreme Court brief1980
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IN THE UNITED STATES SUPREME COURT
RECEIVED
APR 14 19x)
OFFICE OF THE CLERK
SUPREME COURT, U.S,
SPRING TERM 1981
wn: 90-6508
DURKIN WOODRUFF
Petitioner—tppellant
Ve
HARRY Le ALLSBROOK,
Respondent—Appellee
PETITION FOR WRIT OF CERTIORARI TO
THE FOURTH CIRCUIT COURT OF
APPEALS AT
RICHMOND, VIRGINIA
” ai
/s/ y 24s LiL, .
Route 1, Box 36
Jackson, North Carolina 27845
ha
IN THE UNITED STATES SUPREME COURT
SPRING TERM 1981
NOs
DURKIN WOODRUFF
Petitioner-Appellant
Ve
HARRY Le ALLSBROOK
Respondent~Appellee
PETITION FOR WRIT OF CERTIORARI
TO THE FOURTH CIRCUIT COURT
OF APPEALS AT
RICHMOND, VIRGINIA
The petitioner, Durkin Woodruff, respectfully prays that the
Court issue a writ of Certiorari to review the judgment of the United States
Court Of Appeals for the Fourth Circuit which whs rendered on below dates and
the affirming of the district court's orders
OPINION'S FROM COURT'S BELOW
le (Appendix-A) Exhibit (A)
UNITED STATES DISTRICT COURT
October 2h, 1980
2. (Appendix-B) Exhibit (B)
UNITED STATES COURT OF APPEALS
February 20, 1961
34 (Appendix-C) Exhibit (C)
March 17, 1981
JURISDICTION OF THE COURT
A. The decisions of the United States Court Of Appeals for the
Fourth Circuit entered in this cause was in error on both occasions when entered
on the 20th, February 1981, and the 17th, March 1981.
Be The jurisdiction of the Court is invoked pursuant to 28 U.S.C.
1257 (3), and any other appropriate United States Code that is applicable for the
filing of this cause and/or rule of the Supreme Court. Rule 19, 20, 21 and h6.
Ce This court should also note that this petition for writ of
certiorari to the United States Supreme Court has been filed in apt times
I. ARE CRIMINAL DEFENDANT'S NOT DEPRIVED OF A FAIR
TRIAL, AND DENIED DUE PROCESS OF LAW, WHEN BEING
REPRESENTED BY AN ATTORNEY, THAT ENTERS A PLEA
DEAL ALLEGEDLY WITH THE GOVERNMENT, WHEN THE
DEFENSE ATTORNEY HAS FALSELY, RELATED FACTS TO
THE CRIMINAL DEFENDANT TO MATTERS SURROUNDING
THE PLEA? COULD SUCH PLEA BE ACCEPTED AS HAVING
BEEN VOLUNTARILY, KNOWINGLY, AND INTELLIGENTLY
ENTERED BY DEFENDANT? HAS DEFENDANT NOT BEEN
DEPRIVED, DENIED OF COMPETENT, EFFECTIVE
ASSISTANCE OF COUNSEL?
CONSTITUTIONAL PROVISIONS INVOLVED
The provisions involved in this matter are the Fourth, Fifth, Sixth and
Fourteenth Amendments of the United States Constitutions
ARE CRIMINAL DEFENDANT'S NOT DEPRIVED OF A FAIR TRIAL,
AND DENIED DUE PROCESS OF LAW, WHEN BEING REPRESENTED
BY AN ATTORNEY, THAT ENTERS A PLEA DEAL ALLEGEDLY WITH
THE GOVERNMENT, WHEN THE DEFENSE ATTORNEY HAS FALSELY,
RELATED FACTS TO THE CRIMINAL DEFENDANT TO MATTERS
SURROUNDING THE PLEA? COULD SUCH PLEA BE ACCEPTED AS
HAVING BEEN VOLUNTARILY, KNOWINGLY, AND INTELLIGENTLY
ENTERED BY DEFENDANT? HAS DEFENDANT NOT BEEN DEPRIVED
DENIED OF COMPETENT, EFFECTIVE ASSISTANCE OF COUNSEL?
The Sixth Amendment right to counsel bas been made applicable to the
states through the Fourteenth Amendments GIDEON V. WAINWRIGHT, 372 U.Ss 335, She Ede
2a 799, 83 S. Cte 792 (1963). This Court has held that, "No person may be
imprisoned for any offense, absent a knowing and intelligent waiver, unless he was
represented by counsel at his trial.” ARGENSINGER V. HAMLIN, 07 U.S. 25, 32 Le Ede
24 530, 92 S. Cte 2006 (1972), the North “arolina Supreme Court has stated that,
" The right to counsel applies at the taking of a guilty plea.” STATE V. DETTER,
298 N.C. 604 (1979) at 619. It is believed that a criminal defendant is denied due
process of law, and the right to the assistence of counsel, for his defense, when
an attorney wilfully, intentionally and knowingly mistate facts surrounding an
alleged plea that has been worked out with the government, especially, when such
plea or arrangement has not been fully or accurately related to the criminal
defendant. Any such guilty or nolo contendere plea that is entered to cause a
conviction under such circumstances cannot be called one that was voluntarily, or
freely entered. In the instant case, the attorney had informed petitioner that
he'd receive a sentence of twelve (12) to fifteen (15) years for the entrance of his
Seat The instant case initially started as a jury trial, after which the defense
attorney began talks about the entering of a ag: The court should be made aware
that it was the defence attorney that selected the jury for the trial, and was him
that asked for a recess of the trial and began talks about a pleas
le
This contention was raised in the habeas petition, and page's 2,3, of the traverse
replye And also page 5 of the objection of the magistrates Also pages 3-6 of the
briefs to the Fourth Circuite
26
The attorney made remarks to petitioner about, " You don&t have a chance, if you
go through a jury triale” " They go convict you, it don't look good, they go
convict yous" " In order to get the DA and the judge to give you a lesser
sentence of 12 to 15. years, you'll have to answer all questions, and sign
paperse"
STATEMENT OF THE FACTS
The petitioner, was brought to trial in the lth, October 1977, term of
criminal sessions court for the 6ounty of Forsyth, in 4 prosecution for Armed
Robberys The petitioner's trial initially began as a jury trial, which however
was terminated by the attorney and ended in a plea bargain trial. The petitioner
had been promised by the defense attorney who had made statements that he had
worked out @ deal with the prosecution for the petitioner to receive a sentence
of twelve to fifteen years, nevertheless, petitioner was sentenced to a term of
natural lifes Petitioner was then given an evidentiary hearing in the Superior
Court on the issues. The issues were not resolved in state courts. The North
Carolina Supreme Court denied relief as well as the district court as well as
the United States Court Of Appeals.
The district court accepted the findings and recommendation of the magistrate,
and the magistrate adopted the findings of the state court post-conviction
hearinge The district court was required to hold it's own evidentiary hearings,
&s all the facts were not fully or adequately developed at the state court
hearinge FOUNTS Ve POGUE, 532 Fe 2d 1232 (CA 9 1976), 26 U.S. 925, 96 Se Cte
2635, 9 L. Ed 2d 379 (1977)« As was evidenced in the magistrate's recommendation
there was a clear showing of ieeatiic” A hearing in federal court would have
allowed the court to make it's own findings in regards to the broken plea and
misrepresentation of counsele See, esge, LEWIS V. HENDERSON, 520 F. 2d 896
(2nd Cire 1975), certe dens 423 UsS. 998, 96 Se Cte 429, 6 Le Ede 373 (1975)
UNITED STATES Exe Rele KIRBY V. STURGES, 510 Fe 2d 397 (7the Cire 1975), certe
dene 21 U.S. 1016, 95 S. Cte 2h2h, hl Le Ed 2d 685 (1975). Whether an evidentiary
hearing is required in habeas corpus proceeding is a question of federal law,
while erroneous denial of a state post-conviction evidentiary hearing may be
relevant to determination of federal question, it is not dispositive. TOLER V.
WYRICK, 563 Fe 2d 372 (8the Cire 1977) It is further understood that federal
court must apply federal constitutional law in habeas corpus proceedings, although
it may apply that law to reliably found state facts. SANTOS V. LAURIE, 433 Fe
Suppe 195 (D.C. RI. 1977)e The federal courts are not bound by decision of state
court on federal constitutional questionse LOCKETT V. BLACKBURN, 571 Fe 2d 309
(Sth Cire 1978)» In arriving at a decision in the instant case, the court must
consider several factors, one; was the plea entered Amvoluntarily entered upon
misguided advice of the defense attorney, twos was the plea entered by believing
attorney was relating facts, three; did attorney falsely relate facts to petitioner
in exchange for plea and four; did the attorney ewer in his giving false information
not deprive and deny petitioner of due process ami the sixth amendment right to
competent effective assistance of counsele The magistrate in his recommendation
Je
As the magistrate stated on page 1 ami 2 of his recommendations " At the state
post-conviction hearings, petitioner, his sister, his mother, and his former
counsel testified. While petitioner testified that he was promised a 15-year
sentence, his counsel presented a radically different pictures"
stated attorney competent, same cannot be accepted as Cae Considering that
petitioner answered all questions as was told to him by the defense attorney,
who specifically had told him to deny plea had been made, when same had been
discussed. This does not bar relief on the claim because the transcript of plea
shows it was entered freely. The Fifth Circuit Court Of Appeals has recently
ruled on this particular issue, when it held that, " Defendant's recitals on record
at time of entering guilty plea do not foreclose proof at later time that those
were thenselves involuntary." FLORES V. ESTELLE, 578 Fe 2d 80 (Sth Cir. 1978)«
The petitioner was following the advice and guidance of the defense attorney and was
not aware that the attorney was playing deceitful acts on him or giving wrong
information to induce a please See, Cegey EDWARDS V. GARRISON, 529 Fe 2d 137k
(th Cire 1975)« A Plea of guilty induced by promises or made without full
understanding of the consequences will not sustain a convictione CONEY V. WYRICK,
532 Fe 2d 94 (8th Cir. 1976). The wluntariness of a counseled plea of guilty
depends on whether the attorney's advite was within the range of competency
demanded of attorney's in criminal casese HUFFMAN V. MISSOURI, 527 Fe 2d 899 ©
(8th Cire 1976), certe dene L29 U.S. B7iy 95 Se Cte 136, U2 Le Ed 2d 11h (197k)
A defendant is entitled to effective assistance of counsel in determining how to
plead and making his pleas BURCHETT V. CARDWELL, 493 Fe2d 492 (9th Cir. 1974)»
corte dene li26 U.S. 92h, 96 Se Cte 263k, 49 Le Ed 24 379 (197700 COLSON Ve
SMITH, 438 Fe 2d 1075 (Sth Cire 1971)» It is beliewd that the petitioner has
established and met the burden required to be granted reliefs The Fifth Circuit
Court Of Appeals has also held that, " If a criminal defeniant is represented at
trial hy an attorney, either appointed or retained who labors under an actual,
and not merely a potential, conflict of interest, defendant has been denied
effective assistance of counsel as matter of law and, unless he has knowingly
and intelligently waived his sixth amendment right to conflict free representation
reversal is automatic and no prejudice need be showne"” UNITED STATES V. MARTINEZ,
630 Fe 2d 361 (Sth Cire 1980). This court has held that, " Eventhough defendant
has no substantive right to particular sentence within range authorized by
statute, sentencing is critical stage of criminal proceeding at which he is
entitled to effective assistance of counsels" GARDNER V. FLORIDA, U.S. ,
97 S. Cte 1197 (1977), it is accepted that pursuant to North Carolina law, life
was the maximum that could have been imposed upon conviction, nevertheless, |
petitioner had been told he'd receive a 12 to 15 year sentences The petitioner
was entitled to a fair trials ESTEELE V. WILLIAMS, U.S. » 9% Se Cte 1691
(1976), such could not have been received where an attorney m‘rlead, misstated,
misguided, and misadvised petitioner on his plea, arrangement or sentences VOYLES
Ve WATKINS, 489 Fs Suppe 901 (N.D. Misse 1980) MCQUEEN Ve SWENSON, 560 Fe 2d 959
(8th Cire 1977)» CASTILLO Ve ESTELLE, 50) Fe 2d 123 (Sth Cire 1974). Pursuant to
the holdings of the Fourth Circuit Court Of Appeals in Margullo Vs Maryland, the
petitioner would be entitled to reliefs MARZULLO V. MARYLAND, 561 Fe 2d S40 (Lith
Cire 1977), the petitioner should be granted a new trials See also, SPRINGER Ve
COLLINS, 586 Fe 24 329 (lth Cire 1978) at 3326
he
The magistrate at page 2 and 3 stated; "Therefore, counsel told petitioner
that if he changed his plea the judge might take that fact into consideration
if order to give him something less than a life term. The transcript of the
plea and the verbatim record of the plea both disclose that petitioner
unddr cath assured the court that no pkea promises had been made to hime"
Se
See attached herewith and marked respectfully as Exhibits (D), which is
traverse to district courte Exhibit (E), which is the magistrates recommendations
Exhibit (F), which is the objection to magistrate recomnendatione Exhibit (G),
which is the brief to the fourth circuit court of appealse Exhibit (H), which
is the petition for rehearing in fourth circuit court of appealse
REASON FOR THE GRANTING OF THE WRIT
It is believed that justice would be best served with this Court fully
Clearifying as to just what extent an attorney is allowed to deprive a criminal
defendant of his constitutional rights to mistate and misguide him in his
representation to cause the entrance of a plea of guilfy or nolo contendere on
false informatione It is believed that the court should set some formal guideline
as to just what standards are actually to be held to come within bounds for an
attorney to be considered as having rendered services that were of a nature that
were of a level of competence to assure the criminal defendant the constitutional
right to competent effective assistance of counsele And also the Court should make
@ ruling on Just what is the definition and standards to determine such competences
The Circuit Courts are all in a dissaray as to just standards are used to be
determined as competent effective assistancee This Court should also set such stanards
as to also apply to these criminal cases that are in the state courts, as each state
has it's own standards which as in North Carolina fall short of that required in
MARZULLO Ve MARYLAND, 561 Fe 2d 50 (lth Cire 1977),which was affirmed by this
Courte
cin Wood
Route 1, Box 36
Jackson, North Carolina 27845
S.iCRN TO AND SUBSCRIBED BEFORE ME
THs THE G2” vay oF WIR A 198/
Late Te Mace
Notary Public
MY COMMISSION EXPIRES_/,2 —LP- WALT
EKHtBtl
(A
IN THE UNITED STATES DISTRICT COURT {
FOR THE MIDDLE DISTRICT OF NORTH CAROLIp
GREENSBORO DIVISION .
DURKIN WOODRUFF,
Petitioner
Vv. C-80-286-G
HARRY L. ALLSBROOK, et al,
Respondents
JUDGMENT
On October 7, 1980, the United States Magistrate's
Findings and Recommendation was filed and notice was served
on the parties pursuant to 28 U.S.C. § 636. Thereafter, the
Court received petitioner's objections to the Magistrate's
Findings and Recommendation.
The Court has appropriately reviewed petitioner's ob-
jections and finds that they do not change the substance of
the Magistrate's rulings which are affirmed.
; NOW, THEREFORE, pursuant to the Magistrate's Findings
and Recommendation, it is ORDERED AND ADJUDGED that the peti-
tion is denied and this action be, and the same hereby is
dismissed.
October 24, 1980
4 irus “Copy
Cane. Hoye,
ep tr Ciec>d
EXHLBI7
i
Se
S
oS wr
Pg Durkin Woodruff,
Appellant,
Vv.
Harry L. Allsbrook;
Attorney General of the
State of North Carolina,
Appellees.
Appeal from the United States District Court for the Middle Cis-
trict of North Carolina, at Greensboro. Eugene A. Gordon,
District Judge.
Submitted: January 27, 1981 Decided: February 20, 1981
(Durkin Woodruff, Appellant Pro Se. Barry J. McNeill, Associate
Attorney General, for the Appellees.)
EXHIBIT
(‘2
PER CURIAM:
A review of the record and the district court's opin-
ion accepting the magistrate's recommendation discloses that an
appeal from its order refusing habeas corpus relief pursuant to
28 U.S.C. § 2254 would be without merit. Because the dispositive
issues recently have been decided authoritatively, we deny a cer-
tificate of probable cause to appeal, dispense with oral argument,
and dismiss the appeal on the reasoning of the district court.
Woodruff v. Allsbrook, C/A No. C-80-280-G (M.D.N.C., Oct. 24,
1980).
DISMISSED.
o =
Lb (©
UNITED STATES COURT OF APPEALS
FILED
MAR 1:7 1981
FOR THE FOURTH CIRCUIT
WILLIAM K. SLATE, if
No. 80-8324 CLERK
Durkin Woodruff,
Appellant,
versus
Harry L. Allsbrook;
Attorney General of the
State of North Carolina,
; Appellees. F
ORDER
Upon consideration of appellant's pro se petition for
rehearing,
IT IS ORDERED that the petition for rehearing
is DENIED.
Entered at the direction of Judge Winter for a
panel consisting of Judge Winter, Judge Butzner, and
Judge Russell.
For the Court,
/s/ William K, Slate, IL
CLERK
: — AUG - 1 1980
yhl TH TMK UNITED STATES DISTRICT COURT
Col FERK, U. §. DiSiFOR OMA MIDDLE DISTRICT OF NORTH CAROLINA
GREENSBORO, N.C. GREENSBORO DIVISION
__ CIVIL NOs C~80-280-0
im THIS OFFICE
Ciork, U, &. Dist latrict Coal
Greenaboroy Me Qe
—
DURKIN WOODRUFF
‘ Petitioner '
Ve RESPONDENT'S ANSWER TO PETITION
AND MOTION TO DISMISS
HARRY L.ALLSBROOK
Respondent
LS OOS OSES
)
TOs THE HONORABLE JUDGS OF THE UNITED STATES DISTRICT COURT PRESIDING OVER
THE DISTRICT COURT OF THE UNITED STATES FOR THE MIDDLE DISTRICT OF
NORTH CAROLINA---GREENSBORGR—-DIVISION
Durkin Woodruff,A State Court Prisoner Housed at the North Carolina
Departaent of Corrections Oiom Correctional Institute at Jackson,North Carolinne
Brought this cause of action ty ey of a Petition for Writ of Habeas Corpuse
In Regards to. Content Sn (4), The Attorney was ineffective assistance of
Counsele As He failed to ate. represent Petitioner ,also He failed to Perform
Proper Investigations on the facts that surronded the cases He did Mislead the
Petitionerin the plea arrangement that he had madesKnew That ho had mode false
Claims when he claimed that he had made an arrangement for a plea to a certain
Sentence when He stopped the Trial That was in process,with the trial being a
Jury trials He also Knew That he failed to Otain any sort of Line up for the
Petitioner to be Identified slong with Others of his make and Build, Knew that
He had a solemn duty to go through with a jury trial if the defendant had so
desired to do 80» Knowing That it was not his duty and or proper conduct of any
sort to Mislead Petitioner in Order to achieve a guilty plea,also he knew that
he was not 0 0. defendant with a Larger Sentence because he desired to
Utilise his right to « trial by Jurys The Sixth Amendment right to counsel has
beon made applicable to the States through the Fourthenth Amendment ,GIDEON Ve
WAINARIGHT,372 U+S0335,9% LeEde 2d 799,83 SeCto792 (1963)eNo Person May be
inprisoned for any offense,absent a knowing end intelligent waiver, unisss he was
represented by counsdl. at hie trialesRGEASINGR VsHAMLINLO7 U.5.25,32 Lekde 24
530,92 $eCt.2006 (1972),The right to Counsel applies at the taking of « guilty
pleasSTATE VeDETTER,298 N.Co60h (1979) at619.In the Present Case before the
Court The Attorney Made renarks of," You don't have a Chance,if Tou go through
a jury triale" It is Clear That to Have an Attorney That is working agéinst a
Criminal déGendant instead of in his behalf at a Trial is of little avail md
(2)
@ Criminal defendant would come out better with no attorney and leaving it
up to the mercy of the Court to be lienients It is understood That Plea
bargaining when properly conducted and fairly negoitiated, serves useful
purposes for soolety prisoner ond quality of justice in those cases which
mist be trie! LASSIZER VoTURNER 123 F.2d 897 (ith Cir,1970).Yevertheless,
The Attorney knew That for the Plea to be Voluntarily and Understgndingly
made, Plea of guilty mst be solely the produwt of the accused's informed
free will, and guilty plea is net Voluntary and must be stricken if that free
will is Overborne by Prosecutor or socused'd counselsEDWARDS VoGARRISQN,529
Fo2d 137 (ith Cir.3975)eTherefore epplyitg to the instant case Sub Judice
The District Court is not free to disregard allegations in a Habeas Corpus
Petition simply because they seem unbelievable,STREETS V.WAINARIGIT 1,02 Fe
24 87 (Sth Cir.1968),.The Attorney Promised a Term Of 12 to 15 Yoars,It is
not his duty to Mis-Quote,Mis-State or Mislead @ Criminal defendant in a Legal
matter. This Petitioner Never did Freely willfully or intentionally accent
a Life Sentence for his Flea because He could have went to trial by jury and
have been found Guilty and sentenced to such by the Trial Court,But He Followed
the advice of the attorney to enter such plea and get a 12 to 15 year sentence
and ended up with Still a Life Sentence which was not the cmseat upon plea
deal, The Court Can make a Liberal determination and it will see that The
Counsel's representation raises questions as to his suffitiently being
competent and effective and did he properly represent defendant in the cases
ROOT V.CUNNINGHAM, 344 Fe24 1 (hth Cire1965)eWithout any doubts it can be seen
That the Attorney did not come up to the Standards set by the Court In the case
of HARZULLO VeMARYLAND,561 Fe2d 540 (lth Cir.1977)e This Petitioner 1s entitled
to relief, ee : .
In regents to Contention ( B ), The Petitioner Herein,Had been Threaten
with Life Sentences by the Attorney. after having been informed by Petitioner that
he did not actually desire to enter a Plea of Guilty, The attomey Stated;
They Go Convict You,It don't Look Good, They Go Convict You. reluctantly Petitioner
entered a Plea after the attorney had informed him that he would receive a
sentence of 12 to 15 yearse Life Sentence for the Plea had never been agreed upone
In the Instant case The Attorney that represented Petitioner had never even advised
hia of his constitutional right to a trial by jury even though the trial had so
Started as sucheLOCKEIT V.HENDERSON,1,64 F.2d 62 (Sth Cirsl973). Howewr, Tho Plea
G)
Could not be considered Voluntary or intalligmtly entered,evonthough such was
catered by Petitioner dus to the fact of the involuntariness.BOYKIN V»ALABAMA,
395 U.8.238,09 8.Cts1709 (1968).Based on the factors of this case,the Conviction
"that was obtainad by the State was through @ Flea that was Anvoluntary.
HENDERSOH Ve MORGAN 1:26 0.8.637,96 B.0t.2253 (1976). The U.8.Suprene Court's
holding 4n NORTH CAROLINA V.ALFORD,100 U.S.25,91 S.Ct.160 (1970). Provided,
that, "(1) White most pleas of guilty consist of both a waiver of trial and
an express atateston of guilt,the latter elenent 4s not « constitutional
requisite to the imposition of criminal Penalty. (2) Where defentmt pleads
guilty while cimiltaneoudly — hig innocence,plea may be accopted where
it represents intelligent conclusion on port of defendant, that his interests
require entry of guilty Verdict ead where seoord before the Erte Judge
contains strong evidence of actual guilt." However,The Court must realize that
this Petitioner hed not waived trial by Jury,it was the ‘ttorney who had stgppod
4t end entered the ploa.Nevertheless,The defense attornay had told defentant
that he'd get @ sentence of 12 to 15 Years. The defendant did not know the
consequences of the Plea.KELSEY V.UNITED STATES,L6h F.2d 1198 (3rd Cir.1973)0
The defendant herein never yas read the Flea form and never hed the chance to
hear same read, as the attornay,was the one filling out the forn,after he'd
left the bench from talking with the Judge and District Attorng, telling defetdant
upon his return to the defense table, " In order to get the DA and the Judge to
give You a lesser smtence of 12 to 15 years,you'll have to ansver all questions,
amt sign Papers." However,after signning defendant was told to Stand up by the
Trial Juige, after the attornay had given the Judge the Plea fesngiite no questions
acked,or there being any conversation defendant was smtenced to Natural Life,
This Court Could Not deny the fact that the act was dme through a delibcrate
nis-guidance by the attornay,with his knowing,that the trial Judge and District
Attorney hed no intemtions of keeping the promised 12 to 15 Years.It has long boen
the lew that a Criminal defendant is entitled to a fair trial,but not a perfect
OnesMGM VeUNITED STATES,121 U.S.223,36 LoEd.2d 208,93 S.Ct.1565 (1973) Such
cannot be had where the Attorney and the Other Judicial Officials use tacks to
obtain a Guilty Plea and then don't stand by the Plea, Although,Petitionar was
Given a Hearing Pursuant to N.C.0.S-15A-LU0L Et.Soqe,the facts wore not proparly
brought forward to make a determination on the morits of the clains.This Court
Should conduct it's own hearing.sSIRETS V.WAINIRIGIT 02 F.24 87 (Sth. 17.1958),
Pleadings should not be oorutinined with ouch techiitcel ntcsty that a neriterlous
elein should be defeated,end even if claim 1s insuffiofent in substance,it may bo
enendod to achieve justico.G@DN V.LESKE,57) Fe2d 1147 (th Cir.1978), The foct is
(h)
further made clear end it is fact and If it is apparent to District Court
that Pro se Litigant has colorable claim but lacks capacity to present it,
District Coubt should appoint Counsel to acsist hin,GORDH VoLBEKESupray
The Trial Judge did not honod the agreed upon plea of 12 to 15 Yearse
ELKSNIS V.GILLIGAN,256 F.Suppo2hks (1966) The Trial Judge and the District Attorney
er the Defense Attorney Should be allowed to Play tricks upon a defendant,by the
pronising Of (ne Sentence,Knowing No the has Intentionse~6 of honoring such but
defendent,then sentencing him to larger sentence UNITED STATES VeBATTLE ,Li7 Fe
24 950 (Sth Circl971)» The law is clear that a defendant must understand what
he is pleading tosHARNED V.HENDERSON,588 F.2d 12 (2nd Cirel978)» The trial
Judge ir the present case also did not make a specific inquiry of defendant,
his counsdl prosecutor as to whether a plea bargain had been discussed or
entered, This defendant is entitled to relief.
In regard to Contention (C),Vory contrary to the Testimony of Mrefary
Walker,He made the promises,that Petitioner herein has stated. The Court should
also know that the Attorney could not be expected to take the Stand and admit
that he made various promises to Petitioner,to obtain a Plea of Guilty. the
Transcript of Plea form was £11108 out by MrWalker,and definitely it could
not be expected that he'd admit he did wronge The transcript of plea form
used by the State was the sane as that used in recent case of STATE V.DICKENS,
299 N.C.76 (1980). The Plea was broken that was promised,Nevertheless,the law
is everso clear that it is the right of an accused in a criminal trial to due
process is,in essence,the right to a fair opportunity to defend against the
State's accusations CHAMBERS V.MISSISSIFPI,10 U+5+28h,93 SeCto1036,35 LeEd
24 297 (1973)sThis Defendant did not frecly,voluntarily,vaive his rights to
& jury trial and the plea was not intelligently entered,Whetther State Prisoner
waived his constitutional rights vas not . question of fact, but an issue of
federal law, HREXER VeWILLIAMS 1130 U.S.387,51 LeEde2d 124,97 8.Ct.1232 (1977),
The Petitioner in this cause of action is entitled to relief as he has been
denied and deprived of receiving Constitutional Rights that are guaranteed
to hine
@ «*®d
(5)
FINALLY, This Court should make it's own finding of fact to determine if
the Plea Pargain was Broken or if there was @ Plea Bargain in the Senses.
The North Carolina Courts Thenselves have set a principle that,When the
evidence is insufficient to support a finding of fact,the case mst be renanded
for a new hearingeSTATE V.ROBINSON,24,8 N.C.282,103 8.E.2d 376 (1958),STATE Ve
SAULTS,299 N.Co319 (1979) at 32h.
WHEREFORE ,Tt 48 prayed that the Court will enter order granting reliefs
This The27* Vey ot ety 1970 _»
Respectfully Submitted,
bef dealers Lek)
Jackson yN eC +2785
CERTIFICATE OF SEXVICE
I,DURKIN WOODRUFF Hereby Certify That I have sent a Cipy of this
Traverse reply to the Attorney General Of North Carolina by sending it
Postage Prepaid to hiss addressy —
Mr.Rufus Edmisten
N.CeATTORNEY GENERAL
P.0.Box 629
Ruffin-Justice Bldge,
Raleigh,NeC.27602
pi Lue are A
SWORN TO AND SUBSCRIBED BEFORE ME
é&
mts tHe <?pay or Ju 1996
MY COMMISSION EXPIRES /2 ~/9-/°F9 2_
—— e a
GREENSBORO DIVISION
Durkin Woodruff,
° . Petitioner,
v. C-80-280-G
Harry L. Allsbrook, et al,
ee eee ee ee ee
Respondents.
Attached to this Notice are Findings and Recomnendations in
the referenced action. They have been entered on the records of
this court pursuant to Local Rule 5), Jurisdiction and Duties of
Full-Time United States Magistrates and 23 U.S.C. § 636 (»).
Sub-paracraph (C) of the referenceé statute provides:
"(C) the magistrate shall file his proposed fincings
and recomnendations under subparagraph (B) with the
‘ court and a copy shall forthwith be mailed to all
parties.
Within ten Gays efter being served with a copy, any
pacty inay serve and file written objections to such
proposed findings anc recommendations as proyided
by rules of court. A judge of the court shall make
a Ge novo cetermination of those portions of the
report or specified proposed findings or recomen~
dations to which objection is made. A judge of
the court may accept, reject, or modify, in whole
or in part, the findings or recomnendations made
by the magistrate. The judge may also receive
further evidence or recomnit the matter to the
magistrate with instructions."
You ere hereby notified that unless written objections to
the Findings and Recommendations are filed as provided in the
statute, an appropriate order or Judgment will be entered on
the Findings end Reconnencations.
ee ee =
I hereby certify that on the 7th day of _ October
—— a ee ee eee
198, I deposited in the United States mail one tyue copy of
this notios with copy of Magistrate's Findings and Recommendations
attached, enclosed in a United States Government franked envelope,
addressed to the attorneys listed below at the last known ad-
dresses, as follows:
Mr. Durkin Woodruff
Route 1, Box 36
Jackson, N. C. 27845
Mr. Richard N. League (2)
Special Deputy Atty. Gen.
Post Office Box 629
Raleigh, N. C. 27602
Carmon J. Stuart, Clerk
By: Qe Wap on
Deputy Clerk ‘
©
sd
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
GREENSBORO DIVISION
FILED
OCT = 71980 »
ead oan
DURKIN WOODRUFF,
Petitioner
Wusuuume
Vv. C-80-280-G
HARRY L. ALLSBROOK, et al,
Respondents
MAGISTRATE'S FINDINGS ANDO RECOMMENDATION
Petitioner challenges the voluntariness of his s*ate court
guilty plea pursuant to 28 U.S.C. § 2254. Most of th2 matters
raised here were the subject of a state court post-ccnviction
hearing. [ Because the state court determination fully and
adequately explored this entire matter, this Court may accept
those findings as presumptively ecienead 28 U.S.C. § 2254(d),
Townsend v. Sain, 372 U.S. 293, 83 S.Ct. 745, 9 1..Fd. 2a 776
(1963).
Here, as in the state court, petitioner claims that he is
a victim of a broken plea bargair by his attorney. Ee claims
that his attorney promised him that he would only receive a
sentence of 12 - 15 years if he pled guilty rather than a
sentence of life imprisonment. Petitioner claims he did not
want to plead guilty but was threatened by his attorrey with
receiving a life sentence if he did not. Furthermore, petitioner
claims his attorney was ineffective because he failecé to present
certain evidence which would have shown petitioner's innocence.
At the state post-conviction hearing, petitioner, his
sister, his mother, and his former counsel testified. While
——-. ———
petitioner testified that he was promised a 15-year sentence,
his counsel presented a radically different picture. Counsel
testified'to the following facts. [After a jury had been
oma" selected, the state put on evidence from the proprietor of
the store which had been robbed and also that from an accomplice
who was already serving time on the charge. Prior to that
time, petitioner had been of the belief that his fellow
accomplices would not testify against him. After it became
apparent that both accomplices were willing to so testify,
counsel called a recess and explored a plea bargain with
petitioner. Counsel was of the opinion that petitioner had
no defense to the charge and likely would receive a life
imprisonment term if he proceeded with the jury trial. He
discussed this matter with petitioner. He explained to
petitioner that, while no assurances could be made, if
petitioner pled guilty he might stand a better chance of
receiving less than a life sentence. [Counsel also was
reluctant to let petitioner take the witness stand himself
because of petitioner's prior record which included a manslaughter
conviction/ > i \
Petitioner's counsel could not obtain any plea bargain
assurances from either the judge or the district attorney.
Petitioner was informed of this fact. Petitioner was
specifically told that there would be no guarantee of his
receiving a 15-year sentence such as the one received by one
of petitioner's accomplices. (The other accomplice received
a 40- to 60-year sentence.)| Therefore, counsel told petitioner
that if he changed his plea the judge might take that fact
into consideration in order to give him something less than
a life term. The transcript of the plea and the verbatim
record of the plea both disclose that petitioner under oath
assured the court that no promises had been made to nim, ¥
The judge reviewed these facts and further noted that peti-
tioner had previously been through the plea bargaining
process wherein he had been charged with armed robbery and
murder and the charge was reduced to manslaughter. The
Court found the credible evidence did not support petitioner's
claim.
A review of the record and the state court judge's
findings of fact show that no plea bargain had been made to
plaintiff and that he voluntarily and intelligently pled
guilty. While petitioner's counsel felt that pleading
guilty might save petitioner from receiving a life sentence,
the fact that it did not does vitiate the guilty plea. The
advice an attorney gives his client which is a prediction of
the sentence, even though erroneous, does not normally
affect an otherwise valid guilty plea. Vanater v. Boles,
377 F.2d 898 (4th Cir. 1967); Seiller v. United States, 544
F.2d 554 (2d Cir. 1975). In this case, pleading guilty did
not save petitioner from receiving a life sentence. —.Never-
theless, it is clear that no promises were made to petitioner,
and the attorney's prediction, even though it did not
subsequently come true, has no effect on the guilty plea.
The advice given by the attorney was reasonable under the
circumstances. It is of no consequence that, perhaps as a
result of petitioner's prior record or for some other reason,
the court failed to give petitioner less than a life sentence.
‘What he did obtain was a reasonable chance to obtain more
lenient treatment, which is all petitioner had a reason to
expect.
Petitioner's further contention that he received
ineffective assistance of counsel because his attorney
failed to present evidence at the trial establishing his
innocence is without merit. Therefore, even though petitioner
has failed to exhaust his state court remedies in that
regard, the contention may be dismissed. In this case,
petitioner has not even indicated what evidence should have
been presented. In any event, it was petitioner who prevented
this course of action from taking place since he aborted his
jury trial and elected to plead guilty. As a result, this
ground is no longer open to vetitioner. Tollett v. Henderson,
411 U.S. 258, 93 S.Ct. 1601, 36 L.Ed.2a 235 (1973).
It 1s THEREFORE RECOMMENDED that the petition be denied
and this action be dismissed.
tas
$e apt AK hoe
October 7 , 1980
A True Copy
Tostet
Corwon J- stuart, Clerk
Byt
Cy acl Arye ;
N,| Ge. bY de
Lwputy Clerk
SS 80-6508
Ti THE UNITED STATES DISTRICT COURT
FOR TUB MIDOLE DISTRICT OF NOITH CAROLINA
GiB QNSBONO DIVISION
C-80~280-0
)
DURKIN MOOR ten }
or -
PETITIONERS RESPONSE AND
) CQJECTIONS TO THE
Ve
MAQISTRATES RECOMMENDATIONS
,
)
HARRY Le ALLSBROOK )
Respondent ;
Durkin Woodruff, a State Court prisoner that is presently
confined to the North Carolina Department Of Corrections, Oloa Prison
Unit at Jackeon, Korth Caralina instituted this action pursumt te
28 UsS.Co 225he The Petitioner Objects to the magistrates fintings
and recomendations, because the findings and recommentations ere
based upon a set of findings held in a State Court that did not
in fact ehow the actual wluntarinoss of the plea that wes entored,
or to the extent of pressure that was applied on the defendant to
cause him to enter such pleas of which he vas convicted and sentenced,
1 the State Court hearing that was held via a Motion for
eppropriate relief did not present all the facts that would havo in
fect shown that the plea was involuntary. The Findings of the State
Court in fact failed to show that the State Court Judge had the
uthority to Vacate the sentence and grant « new trial had he eo
desired, but for reasons of his own knowledge he failed to do WH»
novertheless that does not cure the fact that the defaxiant did not
receiv a fair trial in the Court at the Tine of the Trial gand the
hearing that was held vie way of a motion for appropriate relief.
Tt aloo does not cure the fact that the attorney that reprosunted the
defendant nede promises that he was unsble:to keop or that dofendant
had been pronised a sentence and the sentence was not givens
Alboit, this court mst reslize that this defendnt ie filing hie
Pleadings to the court Pro Se and don't expect the Court to beliove
his clains as face value over that of the attorng,that clained he
never nade promises, However,It is wall understood that ellogations
(2)
of pro se comilaint of prisoner are hald to less stringent standings
than formal pleadings drafted by Lawyerse!!EIAND V.CONNRS LM Fe2d
539 (Sth Cir.197h)» The defendant vas dopending on the service of
the attorney to properly reprosent him md did not wpect the attomng
to nidlead nisguide ntaquate facts of the plea to hin, When The attomey
informed defermiant that he vould get a sentence of Twelwe to Fifteen
years that was what he was expecting to receive and not a life sentence
that he received, It is clear that guilty plea cannot be considered
intdlligently and voluntary unless it be show that the accused was
avare of the implications and possible consequmoes of his plea, with |
its conconitent waiver ef fundanentel conatitutionsl rights,DULIN YW
HENDIRSOM, U8 F, 24 1238 (Sth Cirel971), thie deferient was not aware
of the consequences of the plea, that he wes going to got a natural life
sentence, and did not just waive hie constitution rights to receive
a jury trial end definitely did not waive his rights to receive counsel
that wae computent and effective and was not out to just make a farce out
of hio representation of defendant. The fect is clear that the record of ‘
State Court proceedings would not support findings that petitdonep's
guilty plea vas intelligently ant wilunterilty enterod,DULIN V.HENDEXSON,
Suprag the court should take into ousideration thet the defendant's
sister, rothar and counsel are not conviotdd and in prisons Neither did
his canes) hawe to uis-state the facts in orier to obtain a plea that
he did revoive. The defer! ent's Mother, Sister were present and knew that
from a lnynan's point of view the repreomtation done by Counsel was not
olequate und up to the proper standings of « competent attorneys
Eventhough, defentant's fextly nonbers testified in the hearing held, the
fect atill renaine that the ettorna did nisleai,niestate facts that
caused defendant to mter the plea that was entoreds The dofendent did not
in fact understand the full facts of the plea or the consequences in which
ho was facing. The matter is everso clear that if defentant has not
understood nature of charge and consequences of guilty plea, plea is not
Valid, UNITED STATES ¥. BRONSON, LLY PF. 2d. 302 (LOrh Cir.1971)s
Regardless of the evidence that was presented by the State after a jury was
sdlected, that still does not cure this court of jurisdiction to review the
State Court's denial for now trialSavTKR V.MILLAXEY, 510 Fe2d1220 (Let Cir,
1975), ne the dofendant prenonted his claine to the Court pursuant to Morth
G)
Carolina General Statutes 15A-1101 BteSeqes and was challenging the
dental of various constitutional rights. Liberal Construction mot be
accoried Pro Se habeas petitions, HAGGARD V. ALADAMA, L9l Fe 24 1167
' (Sth Chrel97h)s This defendant was depending on the attorney to properly
represent detentans and it was his duty to continue with a jury triel,
despite his own personal beliefs of defendmt had no defense to the
charge and itkely would receive a life inprisonnent tera if ho proceeded
with the jury trial. It was defendant's constitutional right to havve
a Jury trials If defendant would have received @ jury trinl md been
found guilty by the triers of fact ( Tho Jury), he always could have
appealed the assignnent of errors and would not have lost his rights
to appeal with ea forfeiture that was in fact a waiwr that was inwluntary
due to a plea that was entered through a plea deal that was involuntary.
A right to counsel mst find ite constitutional basis in either the
connands of the sixth gendnent or the goneral guarantee of funtanental
due proosss guarantesd by the fourteenth amendacnt. FHROUSON V.OATHRIGHT,
485 F.24 SOh (Lith c1r.3973), The attorney hod a duty to perform to the
defendant and he failed to do that expected duty and did cause the defendant
to enter a plea that any sensible persong Would not have token, any one
that is of sane mind will not just frooly and voluntarily accept a plea of
guilty to a life sentence,knowing that thay'd have to do Nwnoty Years for
Parole and Bight Years for Honor Grades To even believe that this defendant
would just wluntarily do such is oud ragious,D{sloyulty or conflict of
interest of attorng mat substantial and proven,result in donial of
effective assistence of counsel in contravention of the sixth anendment,
UNITED STATES Ve MoCORD, 509 Fe2d 334 (D.C. Cir.197h)s The attorney had
a duty to proporly Anwatigate and prepare for the trisl,and knev that it
vas defendant's right to testify at his ow trial in his own behelf,regardless
of his prior record as dofenimt was not being tried on his prior effense as
he had been punished and/or tried for that and was then presently being tried
for a different mattor. Effective assistance of counsel refers not only
to forensio skills but to painstaking investigation in preparation for
trial. WOLFS V.MW@TTN, 509 F.2d 304 (6th Cir.197S)s The defendant was the
victim of « broken plea bargainyand is not responsible for the attorney
having making @ plea in which he Was unatile to keop,newrtholess the
attorney was the one that tald defendant about a plea that he get for a
(h)
tuelve to fifteen years. Very contuery to the attorngy's ctating
it,he did promise defentant « plea of twelve to fiftecn ysarse
The Court should hold a hearing to rake it's om determination as to
, the plea being broken HILLIARD VeALABAMA, Ll ¥.24 35 (Sth Cir.197h)e
Tho Transcript eo sles in which wae signed ty the defendant fails to
show eaything of facts worl for word as to exactly vhat the plea was or
the promises made thereto. There is no question that there are ome
disputes in regards to the natters presented by the defendant andthe
attorney andthe States Where fects are in dlepute,federel court in
habeas corpus must hold evidentiary hearing if applicant did not
receive a full and fair evidentiary hearing in state ocurt,etther
at the time of trial or in a collateral seeknsitinat tetiands ovidentizy
hoaring ie required unless state court trier of fact after a full bearing
has reliably found relevent fectaf U.S. ox rel KIRBY VeS7URGES S20 F. 24
397 (7th Cirs1975)« It f9 clear that where the metorial facts with
respect to scope of plea bargain were not adequately developed at
State Court hearing,clsin for habeas corpus relief ty state prisoner
who vas not awarded an evidentiary hearing, basel on assorted failure
of State to live uw to a plea bargain would be remanded for further
evidentiary procesdingsSHANS(M VsESIKLLE 192 F.2d 115 (Sth Cire 197s
Therefore, it is clear that this court has the jurisdiction to make its
own independent finding of fects ani make @ ruling thereof after hearing
die held in the courts If guilty plea was induced ty plea bargain that
vas subsequently broken,petitioner secking to sot aside sentence was
entitled to relief.BAYAN V.UNITED STATES, 401 F.2d 272 (Sth Cirel973)e
Vetere, Courte are not bemé ty State decisions ta o habeas corpus
proceedingsBELL V.HONGISTO, 501 Fe 24 346 (oun Cir<197l)» Fotoral
district court may conduct post conviction evidentiary hearing,if
nocessary to determine if guilty plea by state defendant was wluntarily
end intelligently nate, WILKINS V.ERICKSON, SOS Fe2d 761 (9th Cirel97h)e
The United States Court Of Appeals for the Fourth Circuit has held that,
Pleadings should not bo scrutinized with such technical nicety that o
meritorious Claim chould be defeated,arm! even if cleia is inmufficient
4A substance, it may be anended to achieve justice.GORDON V.LE:XE,S7h
F.24 1047 (hth cir.1978), The fact is clear tho. attorney's actions have
caused deferient to be confined to prison due to the denial of effective
(5)
competent assistance of counsele The attornay'’s represantation did not
cone up to the standards est ty the court in the recent case of, KARZULLO
Ve MARYLAND, 541 Fe2d S40 (ith Cirel977).North Carolina Court's thensal ws
‘has etatod that, "The rule is well settled in this State that findings of fact
nae by the trial judge, and conclusions drawn therefrom on the wir dire
examination, are binding on the appellate courts if supported by evidences
STATE Ve PHILLIPS, 37 R.Ce Apps 202 (1978) at 20h. There te a lack of
such @ finding having been ado by the defendant herein to show that he
wluntarily md intelligently entered the plea that was emtcred or that
the defense attorney did not in fect inforn deofendmt of the plea of
vhich he could enter and receive a sentence of not more then Twelvw (32)
to Fifteen 05) Years. The Court should also note that the defendant has
exhausted each aml every remedy that is avnilalile to exhaust in the State
ites it is just en error on the part of the nyistrate in saying that
the gtbterney~ene-net contention of ineffective assistance of counsel had
not been exhausted or presented for exhaustion via way of state courts as
this matter was raised to the state courts. Also it was not the defendant
that aborted the trial,it was the trial defense attorney that stopped the
trials The fact is clear that State Courts neod not have ruled on the
nerits of an issue before the question can be considered ty the federal
corpus judiciary in » habeas corpus actions It 4s enough that the State
Courts were prescntod the Opportunity to rule on the question raised ty
the petitioner in his federal action, RICE V. WOLFF, 513 F. 2d 1280
(Sth Cir.1975)0 A guilty plea is invalid unless vwolunterily ciwn ty
defendant with a full under stending of the possible consequences of the
Fleas UNITED STATES Ve MAGOIO, Sik FP. 24 60 (Sta o1rs1975)e The attorng
Was suppose to have assured that the defendant did in fact understand
the ples or not anf to make sure that ifthe defextent 414 not desire the
plea that he would continue with the jury trial, instacad of stopping it,
end having deferda,t enter a plea which netted him a life sentence weln
when he had in fect been prézised a sentence that was no whore nesr a
life saitence, The attorney nioerepresented the fects. 500,0eGog
UNITED STATES Ve OWEN, L592 Fe2d 1100 (Sth Cir.197L), which was in fact
trickey played on defendent which showed him to be factually ineffective ani no’
6)
competent assistance of counsel, Federal habeas petitioner en clains
he is detained pursuant to a fine) judgrent of a final judgrent of a
state court in violation of the United States Constitution is mtitied
to have the federal habeas court make its om independent determination
of his federal Clein,vithout being bound by the determination on the
merits resched by the clain in state courte WADMKIOHT V.SYKES, 433 USe
72,53 LeEde 24 59,77 GeCto2L97 (1977)o
WHSREFORE, It 4s prayed that the Court will render relief and
grant habeas corpus and/or hold an evidentiary hearing in the court
on the issues presented.
This The /g—4%rag IS Vd , 19S _ 4
(
def, tof
PévPity Route 1, 36 J -
Jackson, Korth lina 27645
_ CERTIFIC. OF SERVI
I,DURKIN WOOORUFY Hereby certify that I have mailed « copy
of this Document to the North Serolina Attorney Sencral at his
eddross with postege being prepaid.
wD a Lalyp!
8:0RM TO AKD SUBSCRIBED BEFORE M&
TIS me Lehar me _ 29, fe:
HY CawissI@n ExpInss/~ -/°-/25'-2—
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UIITD SPATS COURT OF APYTALS
#02 THE pountd CIRCUI?
CASE HMOs 60-6524
PRTT TO) FOR RUTSARING
Ve Li FOIA PANE us
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.
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TARRY Ly ALISTROOK
Responiart
TOs TIE HOLORARLE JUDGES PaACSIDING OVER THR WiITD STATES COURT OF APPLAIS TUR
TS FOUR'M CINCUITs
*. .
<< Ta
COMES NOW, DURKIN WOODRUFF, the petitioner in this cause of cotion
most respectfully presarzts this petiiion for rehoming wmto tho court, «ni as
oo ack that the entire court hol4 oral armmmts on his appocl to the court
pursuant to the lave act by tho United States Codes aii rules of thie court,
STATS OF
The petitioner in this cause was brougit to trial in the 4th,
October 1977, tery of crimine) sessions court of Forsyth Cointy in a
prosecution for aruod robbary, Petitioncr's triel initially begen as a Jury
triel, which was terminated end then ended on the entrance of a guilty plos,
The petitioner was thon sentenced by the tricl court to a torn of Uctural
life, Petitioner had an evidmtiaky houring that wes held porwnt to H.0.G,S-
154-1401 Et, Soqe, the iscues were not recclved in the State Courts ani the
district court has failed to grant relief ani the Fourth Ciroult Court Of
Appools has affirmed the diczissal pursuant to the authority of the district
court which was in error, Tho petitioner heroby states thst he presents the
following points in support of his potition for ro~heszring,
1, Tho question that was presented te the Court on Appeal wesy
CAN A GUILTY PLEA BS COISIDERED AS HAVING Bes! HITIRED FRESLY,
XNOWIIGLY, VOIMPARILY, AMD INTILIGHTLY.’ MIRE SUCH PLEA WAS
EUR UPC THE ADVICE OF AN ATION Mi) DaLTSTAATILY AND
WOMIEGIY MISSTATED, ITSQUOTID, MISGUIDED THR CRUIIAL
DEFIANT DIO DO: ANTZANCR OF A GUILCY PLUA WITH HIS HAVDIG
PATLED 70 S°UDIFULLY REPRASSIT PACTS TO SiS CRUMUAL Div JIDAT
Gi THE CONSETMINS AND PACTS OF SUCH PLAT
The dooision of this cow’ in the wmypublidhed opinion filed February 20,
1901, waa in error ani the court has failod to consider the quoctions presented
in tho appeals It ie bolicved that the court shovld renier en o,{nfon or hold
evidentiary hearing or oral argunmts to revolve the issues prosontol in the
eppeal, The petitioner has presented as claim in which the cttornay tint was
roproventing hin at trial acted wyrofoscionally in the culdene of a plea
to the courts and obtained petitionar a life amtcce Whcrein potitioncr hod
not boon informed that ho vould got such cane tS eee
Tf : te Inn of the omrtr reve 4a % eA --rdaeeye YY, Beace, 80 ’*
Ln.
afmit that, in reviewing footual detorninction of stzte courts, fodcral
dictrict conts grant habeas rolicf only upon convincing proof of arror.s
SICPSH Ve WALIWALGIP, 601 P, 24 768 (Sth Cir. 1979). This boing fote,
then the court nust alvo etait that on attornay should not be alloved to
wilfully tell a criminal defenicnt thet he vill rocoive a certain sentonce,
‘if he enters a ploa and thon after such plea has becn entcrof will thon
voottle after the petitione: has roocivod a moh greater sentence then that in
vhich he had boon promfsed, As the record vill revesl the mgistrate did not
eddrocs this Lesuo, Tis Court nust aloo etut thet enyone in his rightful
sone mind vould not accept a plea for life sentcace’s, The record must clove
be clearificd that the rocords of ptate courts will at no place show Where
potitioner wilfully, ant/er volumtarily entered a plea or acgreod to eocoyt
@ life eenteswe or that he was not noting on the advice of the attorncy.
Fodcral Court, in deciding vhether there has becn violation of fodaral
constitutionrl rights in state court, my look at viele recom, up to tine
of fotcrnl review, BROW Ve CAIST, 492 Fe Supp. 955 ( Dilione 1920 )o
The petitioner belicves that he hss the constitution:l richt to the richt of
competcnt cffective avaistamce of commscl to properly cuite at represent Lin
in the mtrance of plea, or on any leg) facucs, Dventhouch defendimt hes no
substantive right to particular samtence within range authorized by statute,
sentencing is critical stage of criminal proceoding at which ho is mtitlod
to offective nacistance of comuel, GAUL VY, FLIOLUIDA, U.S. JT Se Che
1197 (1977). It 4s believed that the attomcy's failure to act at the guilt
stage of the petitioner's procoodings constituted ineffective ascistcnce of
comscl, VOILES Ve WATS, 489 FP, Supps 901 (1.D, Ife, 1980), es the attorna
Vas evcre that the life was not the procisod sentence in which he hod infornod
petitioncr hod ect in order to obtain the plea doal, or plea bargin, The
findings of tho magistrate in vhich the district court depended upon ani adopted
were of en erroneous nature elso in thot, there is not a feotuel showing on the
record that petitioner actually knew the consequences of the plea end the fuct
nust be further mie clear that, ignorcwe of thé consequences of cuilty ples
is a foctor that my require its rojoction, LS/ELLYE Y, WALIWRIGHT, 593 Fe 24
15 (Sth Cle 1979).See aloo VILLIT? VY. GIONGIA, 600 P, 24 538 (5th Cire 1979).
There io no mistaken that, if guilty plea is induood by defonne comnel's
nicroprecentation of the proscoutors proaives, the plea should be vacatod
as involuitary, KiIGIT V, UNITED STATGS, 611 P, 24 918 (ict. Cir. 1979), the
district court and this court has failed to aifress this issue that there was
ome nicrepresaitation to petitioner to obtain the plea in which was obtained
that resulted in the conviction, Roquircnent that cuilty plea be voluntary
end intelligent applies to all guilty pleas, not mroly those in which a ploa
bergain has boen struck, HANLEY V_ TeITSD STATIS, 598 ¥, 2a 79 (4th Cir. 1979).
3
CLU STON
The petitioner is of the believing that such acts have not been resolved
in this circuit @m just to what extent a criminal defendant is wkd allowed to
be mislead or risgiiced by a criminal defense attomuy before such act begans
to invade the provinces af rights guaranteed by the Constitutim, If the holdings
of the Fifth Circuit Court of appeals has any bearing then this caurt shld
emsidsr such law in this circuit, that caurt has held that, “If defendant is
mistaxen as to tems of plea bargain, his giilty plea mist be deemed less than
a fully knowledagable wiiver of his rights," UNITSD STATIS V. PRESSLEY, 602
P, 24 709 (5th Cir, 1979). The Third Circuit Court of App-als has held that,
" Nothing can corrode respect for 2 mle of law more than the knowledge that the
government loks beymd the law itself to arbitrary considerations, such as
race, religim, or control over the defendant's rights, as the basis for
determining its applicability, UNITZD STATZS V, BzRMIOS, 01 P, 2d 1207, 1209
(2nd Gir, 1974), UXITD STATES V. TORWATO, 602 F. 24 56h (3rd Chr. 1979).
It is therefore believed that this court ehow-reshorriw should hold re-hearing
on the appeal and do so before the entire court for the following reasmms also;
(1)- To set a standard in this district or in the states of North Carolina,
South Carolina, Virginia, Maryland, and West Virginia, on just just shat Linits
an attomey is allowed to mislead, mispuide a criminal defendant in the acceptance
of @ plea bargain before such plea violates rights guaranteed by the Sixth and
Fourteenth Auendaets,
(2)- To determine wien @ plea that is entered cannct be cansidered me of
having been voluntarily and/or intelligently entered upan advice of attomey,
(3)- To determine 18 a criminal defendant is not denied due process of law,
when he enters @ plea that has been arranged by the defense attomey, who has
knowingly, and wilfully uistated the facts of the sentence that a criminal
defendant will receive wien he in fact knows that such sentence will not be
imposed prior to his having stated same to defendant, shaild the attomey nc
be bound by the representatian to the ceiminal defendant that he'll receive a
certain sentence for his entrance of a guilty or nolo contendere plea,
It is believed that the cairt can resolve the quostias with a full horring
and briefing to determine the matter,
-L=
IT 1S PRAYED THAT THE COURT GFANT RI.
mis the2iny ot Zebawenes 1981
Respectfully sutmitted,
132 De hithngh
Foute 1, Box 36
Jicksan, N.C. 27845
C-*TIFICATE OF S*RVICk
1, WIN wWODTUFF, hereby certify and state that I have served a
copy of this petitia upm the attomey general by mailing to him with
the postage being prepeid to his eddress,
ete adres Lik. .
ME
SWUAI TO AND SUBSCHIBED B:FORE ME
THIS rHEZ. AY OF Lh stace 197.
_ev-ge Fate
bUTARL PUBLIC
NY COMMISSION ExPrAs/2-/7 -/7 8 2-
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