Petition — Newport Tankers Corp. v. Simmons
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Office Supreme Court, U.S.
Si Le: Dp
£0 -1 701 MAR 81 1981
——— RCCRAND STL. STEVAS,
CLERK
IN THE
Supreme Court of the United States
OCTOBER TERM, 1980
NEWPORT TANKERS CORPORATION,
Petitioner,
V.
WILLIAM MICHAEL SIMMONS,
Respondent.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
|
Louis H. BEARD
WELLS, PEYTON, BEARD,
GREEN, HUNT & CRAWFORD
P. O. Box 3708
Beaumont, Texas 77704
Counsel for Petitioner,
Newport Tankers
Corporation
QUESTIONS PRESENTED
1. Whether, on the record as a whole, the decision of the
Court of Appeals in this Jones Act case in holding Petitioner, a
ship operator, liable in damages for adhesions sustained by
Respondent, a crewmember, after an appendectomy, is
tantamount to a holding that a ship operator is liable for any
adverse effect to a crewmember arising from medical attention
afforded by the ship operator irrespective of negligence or
malpractice.
2. Whether, on the record as a whole, the decision of the
Court of Appeals in holding Petitioner liable in damages for
adhesions sustained by Respondent after an appendectomy con-
stitutes a holding which is in conflict with holdings of the
Supreme Court of the United States and of other Courts of
Appeal.
3. Whether the findings of fact made by the Trial Court
were So Clearly erroneous as to be contrary to law thereby calling
for the exercise of the Supreme Court’s power of supervision.
Opinion Below
Jurisdiction
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Statement of the Case
Reasons for Granting the Writ .. «<<... -..0ss«s0deeeeeueen
1. In view of the total absence of evidence of probative
value supporting a finding of negligence against Peti-
tioner, the decision below represents a holding that a
shipowner is liable for any adverse effect to a
crewmember arising from medical attention afforded
by the shipowner, which holding is in conflict with
holdings by the Supreme Court and other Courts of
ADPORE o.oo cuts wel a uke p ome ee 4
2. The decision below has decided an important question
of Federal Law, that is, that a shipowner is liable for
any adverse effect to a crewmember arising from medi-
cal attention afforded by the shipowner without refer-
ence to the standard of care to be exercised by a
physician treating a crewmember in a foreign port,
which decision is thereby in conflict with applicable
decisions of the Supreme Court ................... 1]
3. The findings of fact made by the Trial Court, and
which were sustained by the Fifth Circuit Court of
Appeals, are so clearly erroneous as to be contrary to
law, thereby calling for the exercise of the Supreme
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Parent, Affiliate and Subsidiary Companies of Petitioner ..... 2
2
4
Court's power of supervision. ...:.<¢ss2. 4.05 pees 14
Conclusion .........000000003000 55000000 en oe 16
Certificate of Service .........sc1.s:0phey uubee ee eee 17
APPOOGAK oooooo sos mje s cease ed 5p ane enn nn A-1
Opinion and Judgment of Court of Appeals ............ A-4
Findings of Fact and Conclusions of Law.............. A-5
Summary of Salient Parts of the Record............... A-9
CITATIONS
Statutes
28 U.S.C.A. §1254(1)
46 U.S.C.A. $688 . 7. ..... 66505255005 2
28 U.S.C.A. $1333... . 5.5 cucuevaes teed senna 2
ii
Cases
Central Gulf Steamship Corporation v. Sambula, 405 F.2d 291
Se MN ee es hee au etetn Wale hws ia SO
Cortes v. Baltimore Insular Line, 287 U.S. 367, 53 S.Ct. 173,
PAPUA. SE EE oe ears hl Perc aoe one Chae
Coulter v. Ingram Pipeline, Inc., 511 F.2d 735 (Sth Cir. 1975)
DeZon v. American President Lines, 318 U.S. 660, 63 S.Ct.
Be Oe Cee Pt I ik ns Cha ie bck eek oe keke awek
Fitzgerald v. A. L. Burbank & Co., Ltd., 451 F.2d 670, 1972
Fe eS 2 |)
Graham v. Alcoa, 201 F.2d 423 (3rd Cir. 1953); cert denied,
346 U.S. 832, 74 S.Ct. 32, 98 L.Ed. 355..... Lea alte
McAllister v. United States, 348 U.S. 19,20, 75 S.Ct. 6,8, 99
Sk ee CRS Cn eee ae De ce eee
The IROQUOIS, 194 U.S. 240, 24 S.Ct. 640, 48 L.Ed. 955
i a RUDE Em a CARB Wnk aE by yt Arey SPA Mi Reed pt an
United States v. United States Gypsum Co., 333 U.S. 364,395,
68 S.Ct. 525,542, 92 L.Ed. 746,766 (1948) ..............
Walker v. Sinclair Refining Company, 331 F.Supp. 408 (D.C.
Pa. 1971)
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st a Se 8 8a A) Ae SS ee OD, Ole Oe Se eS ee Bc eae
MISCELLANEOUS
Great Soviet Encyclopedia, Vol. 20, p. 279
Of e 2.8 POE Oe SC ee ee
PAGE
IN THE
Supreme Court of the United States
OCTOBER TERM, 1980
NEWPORT TANKERS CORPORATION,
Petitioner,
V;
WILLIAM MICHAEL SIMMONS,
Respondent.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Petitioner, NEWPORT TANKERS CORPORATION,
respectfully prays that Writ of Certiorari issue from this Court
to review the Judgment and Opinion of the United States Court
of Appeals for the Fifth Circuit in this case.
OPINION BELOW
The Court of Appeals for the Fifth Circuit decreed that its
opinion not be published. It is reproduced in the Appendix Page
2. No opinion was rendered by the District Court for the East-
ern District of Texas.
JURISDICTION
The Judgment of the Court of Appeals for the Fifth Circuit
was entered on January 21, 1981. No motion for Rehearing was
filed. This petition was filed within ninety (90) days of January
21, 1981. This Court’s jurisdiction is invoked under 28 U.S.C.A.
§1254(1).
2
QUESTIONS PRESENTED
1. Wether, on the record as a whole, the decision of the
Court of Appeals in this Jones Act case in holding Petitioner, a
ship operator, liable in damages for adhesions sustained by
Respondent, a crewmember, after an appendectomy, is
tantamount to a holding that a ship operator is liable for any
adverse effect to a crewmember arising from medical attention
afforded by the ship operator irrespective of negligence or
malpractive.
2. Whether, on the record as a whole, the decision of the
Court of Appeals in holding Petitioner liable in damages for
adhesions sustained by Respondent after an appendectomy con-
stitutes a holding which is in conflict with holdings of the
Supreme Court of the United States and of other Courts of
Appeal.
3. Whether the findings of fact made by the Trial Court
were so clearly erroneous as to be contrary to law thereby calling
for the exercise of the Supreme Court’s power of supervision.
PORTIONS OF THE RECORD
Findings of Fact and Conclusions of Law made by the Trial
Court is attached in the Appendix Page .5...
A Summary of Salient Parts of the Record is attached in the
Appendix Page 2
PARENT, AFFILIATE AND SUBSIDIARY COMPANIES
OF PETITIONER
There is none.
STATEMENT OF THE CASE
This is a Jones Act suit. The basis for jurisdiction in the Trial
Court is Rule 9(h) of the Federal Rules of Civil Procedure, the
Jones Act, 46 U.S.C.A. $688, and the general maritime law of
the United States, 28 U.S.C.A. §1333.
3
Respondent, WILLIAM MICHAEL SIMMONS, served as a
pantryman aboard the S/T ACHILLES, owned and operated by
Petitioner, NEWPORT TANKERS CORPORATION. While
in the Port of Poti, Russia, and on July 8, 1977, Respondent
suffered an attack of appendicitis necessitating his hospitaliza-
tion and an emergency appendectomy in a hospital located in
Poti, Russia.
Respondent made an _ uneventful recovery from the
appendectomy. On or about September 12, 1977, Respondent
resumed work; however, he continued to complain of pain in the
abdominal area. On March 17, 1978, Respondent underwent an
exploratory laparotomy in the Buna Medical Center Hospital,
Buna, Texas, which was performed by John L. Sessions, a doctor
of osteopathy. He found that adhesions had formed in the area
of the appendix and these were removed. Respondent testified
that subsequent to the laparotomy the pain in the abdominal
region no longer persisted.
The trial of the case was before the Court in the United States
District Court for the Eastern District of Texas, Beaumont Divi-
sion, and upon conclusion of the trial the Court made findings of
fact and conclusions of law (attached in Appendix Page 5. . )
and entered judgment for the Respondent. The Fifth Circuit
Court of Appeals affirmed the judgment for Respondent.
The contentions of the Respondent were that Petitioner was
negligent in the selection of the medical facility in Poti, Russia,
and in the selection of the doctors who attended the Respondent
and that the doctors in performing the appendectomy were neg-
ligent and that such negligence was the proximate cause of the
injuries and damages sustained by Respondent. On the other
hand, Petitioner contended that it exercised reasonable care in
selecting the medical facility and the doctors who attended
Respondent and that the doctors were not negligent and that
Petitioner was not otherwise negligent. Petitioner contended
further that the adhesions which formed subsequent to the
4
appendectomy in Poti, Russia formed as a natural consequence
of the appendectomy and their forming was not caused by the
negligence of the surgeon.
REASONS FOR GRANTING THE WRIT
1. In view of the total absence of evidence of probative value
supporting a finding of negligence against petitioner, the decision
below represents a holding that a shipowner is liable for any
adverse effect to a crewmember arising from medical attention
afforded by the shipowner, which holding is in conflict with hold-
ings by the Supreme Court and other Courts of Appeal.
Several established rules of law are to be kept in mind when
considering this case:
A. In Jones Act cases the shipowner must furnish medical
attention to the ill or injured seaman and is liable for failing to
do so without regard to fault or negligence.
B. In Jones Act cases the shipowner is liable to the seaman
on proof that the shipowner was negligent in selecting the medi-
cal facility or doctor.
C. In Jones Act cases the shipowner is liable to the seaman
on proof that the physician selected by the shipowner was neg-
ligent in treating the seaman.
D. In Jones Act cases the physician selected by the ship-
owner to treat the seaman is bound by a standard of care, that
being to exercise the degree of care and skill of the average
qualified practitioner of the art and science of medicine.
In considering this case, it must be done against the backdrop
of the circumstances of the Respondent having suffered an
attack of appendicitis in a foreign port, to-wit, Poti, Russia.
Clearly, what would constitute the exercise of reasonable care by
a ship operator in providing medical attention to a seaman in
Poti, Russia may very well not constitute the exercise of reason-
able care in providing medical attention to a seaman in Norfolk,
Virginia or New Orleans, Louisiana. In Poti, Russia, Captain
D. H. Mappin, of the S/T ACHILLES, had no discretion in
selecting the agent who would service the vessel. Inflot selected
the medical facility and sent Respondent to the hospital in Poti,
Russia for the appendectomy. Prior to the operation, Captain
Mappin did have an opportunity to make an independent survey
of the facility and concluded that it was adequate in every
respect, and, additionally, was reassured by the agent of its
adequacy.
The record shows that Captain Mappin and the agent believed
the surgeon and nurses competent to perform the appendectomy.
As the appendectomy was performed successfully, this attests to
their competency.
The matter of knowing in advance of the availability of ade-
quate medical facilities and competent physicians in a foreign
port presents questions which cannot be answered satisfactorily
in advance. The operator of the vessel must of necessity rely
upon the recommendations of his agent, and in particular in
Poti, Russia where the ship operator has no choice as to the
agent who will service its vessel.
The adverse effect suffered by Respondent was adhesions. The
presence of adhesions does not prove the incompetency of the
Russian surgeon or that he performed the appendectomy in a
negligent way. It is an undisputed medical fact that adhesions
form to some degree in all patients after all appendectomies. The
extent to which they show up will vary. Adhesions will form
whether the surgeon is competent or incompetent, and whether
the operation is performed properly or improperly. Thus it is
Petitioner’s position that the adhesions found in Respondent
were a normal sequel of the surgery.
The Fifth Circuit Court of Appeals has stated in its opinion:
ees
The maritime law has long imposed upon shipowners the
duty to provide proper medical treatment for seamen falling
ill or suffering injury in the service of the ship. This is a
6
duty imposed without fault; it is no mere formal obligation.
... Fitzgerald vy. A. L. Burbank & Co., 451 F.2d 670, 679
(2d Cir. 1971) (citations omitted). In Central Gulf S.S.
Corp. v. Sambula, 405 F.2d 291 (Sth Cir. 1968), this court
found no ‘distinction between the responsibility of a ship for
a physician in its regular employ and its responsibility for
the negligence of an independent physician engaged to
fulfill a singular duty to provide maintenance and cure.’ ”
405 F.2d at 302 n.7.
Thus the Court below recognized that in the first instance the
shipowner must furnish medical attention to the ill or injured
seaman and failing to do so it is liable to the seaman irrespective
of negligence or fault. In the second instance the Court Below
recognizes that the shipowner may be liable to the seaman upon
proof of negligence on the part of the shipowner in selecting the
medical facility or doctor, or negligence of the doctor. But in the
subject case the adhesions suffered by the Respondent after the
appendectomy formed as a natural consequence of the surgery.
For this Petitioner to be held liable for this adverse effect to the
Respondent is tantamount to a holding by the Court Below that
the shipowner is liable for any adverse effect to the seaman
irrespective of fault or negligence. Petitioner submits that this is
not the law, and that the Court Below has fallen into error.
Admittedly, in its opinion, the Fifth Circuit Court has stated
“there was ample evidence to support the Trial Judge’s conclu-
sions that the seaman’s problems were caused by adhesions, that
the adhesions were more severe than those that would follow
surgery performed with adequate skill and that the Russian sur-
geon was negligent;”” however, when all of the facts and circum-
stances are considered, there is no evidence of probative value
that the Russian surgeon was negligent. ©
Petitioner believes and urges that the Fifth Circuit Court
failed to give adequate and proper attention to the following
facts and rules of law and had it done so it would have reversed
the decision of the Trial Court:
7
1. The fact that this case has as its setting Poti, Russia, a
foreign port.
2. The fact that under the Government of Russia foreign
vessels in their ports must-use as their agent Inflot, which is an
arm of the Russian Government.
3. The fact that Respondent’s appendicitis attack and
appendectomy constituted an emergency.
4. The rule of law that the duty of the shipowner to care for
ill crewmembers varies with the circumstances of each case.
5. The rule of law that the proper standard for malpractice
(negligence) is simply whether the physician exercised the
degree of care and skill of the average qualified practitioner of
the art and science of medicine.
It is the holding of this Honorable Court that in order for the
injured seaman to recover there must be proof of negligence
against the ship operator in selecting the medical facility or
physician, or proof of negligence of the physician selected to
treat the seaman. This is the holding of this Honorable Court in
DeZon v. American President Lines, Ltd., 318 U.S. 660, 63
S.Ct. 814, 87 L.Ed. 1065 (1943). Mr. Justice Jackson delivered
the opinion of the Court stating:
“We hold, therefore, that the shipowner was liable in
damages for harm suffered as a result of any negligence on
the part of the ship’s doctor. . .
“We come, then, to the question as to whether there was
sufficient proof of negligence to require sending this case to
the jury...
“The doctor apparently made a wrong diagnosis, but that
does not prove that it was a negligent one. It seemed to be
the obvious diagnosis from the history which the patent
gave him, and that appears to have been incomplete and not
unlikely to mislead. . .
“The loss of Petitioner’s eye is a serious handicap. But
damages may be recovered under the Jones Act only for
8
negligence. Jamison v. Encarnacion, supra, 281 U.S. at p.
639, 50 S.Ct. at p. 442, 74 L.Ed. 1082. Whether the legisla-
tive policy of compensating only on the basis of proven fault
is wise is not for us to say, nor is it our function to circum-
vent it by reading into the law a theory, however disguised,
that a physician who undertakes care guarantees cure, and
that each unsuccessful effort of the physician may be visited
with a successful malpractice suit.”
That there must be a showing of negligence is also the holding
of this Honorable Court in the cases of Cortes v. Baltimore
Insular Line, Inc., 287 U.S. 376, 53 S.Ct. 173, 77 L.Ed. 368
(1932) and in The TROQUOIS, 194 U.S. 240, 24 S.Ct. 640, 48
L.Ed. 955 (1904).
That there must be proof of negligence in the selection of the
medical facility or physician, or proof of negligence of the treat-
ing physician prior to the shipowner being liable to the injured or
ill seaman is also the established rule in the Second Circuit. In
Fitzgerald v. A.L. Burbank & Co. Ltd., 451 F.2d 670, 1972
A.M.C. 207 (C.A.2d, 1971), the seaman was engaged in “blow-
ing down” the boilers in the engine room in extremely hot
temperatures. He collapsed and was taken ashore to a hospital
where he died of heat exhaustion and pneumonia.
The Court stated at p. 679 of its opinion:
“In the circumstances of this case, there are two ways in
which the shipowner may have been negligent in exercising
this duty. One is in improperly providing for a seaman’s
care, including the negligent selection of a doctor; the other
is in the negligence of the doctor himself, see DeZon, supra,
318 US. at 664-665, 63 S.Ct. 814; Central Gulf Steamship
Corp. v. Sambula, 405 F.2d 291 (5 Cir. 1968).”
The United States Court of Appeals for the Third Circuit has
held in accord with the decisions of this Honorable Court and of
the Second Circuit. See Graham v. Alcoa S.A., Inc., 201 F.2d
423 (3 Cir. 1953); cert. denied, 346 U.S. 832, 74 S.Ct. 32, 98
L.Ed. 355.
9
Until its decision in the subject case, the United States Court
of Appeals for the Fifth Circuit also followed the rule that there
must be proof of negligence in the selection of the medical
facility or physician, or proof that the treating physician was
negligent in order for the injured or ill seaman to recover against
the shipowner. In Central Gulf Steamship Corp. v. Sambula,
405 F.2d 291 (C.A.5, 1968), the shipowner was held liable for
reason of the failure of the shipowner to consult an eye specialist
available in the vicinity of Inchon, Kovea and the negligence of
the treating physician in failing to properly diagnose the eye
injury sustained by the seaman.
There can be no plausible argument made that there was neg-
ligence on the part of the Petitioner in its selecting the hospital
where the appendectomy was performed on the Respondent.
Poti, Russia is a port city with many excellent facilities. In 1976,
the population of Poti, Russia was 54,000. The work Grear
Soviet Encyclopedia, Vol. 20, p. 279, describes Poti:
“Poti has a shipyard, a flour mill, and plants that manufac-
ture hydraulic equipment, electrical equipment, and
dynamoelectric amplifiers. An important fishing center,
Poti has a fish combine. Educational and cultural institu-
tions include an evening division of the Georgian Polytech-
nical Institute, the Colchis Integrated Cultural Experi-
mental Station of the All-Union Scientific Research
Institute of Tea and Subtropical Crops, a Hydraulic
Development Technetium, Medical and Music Schools, a
Drama Theater, and a Museum of Local Lore.”
The proof in this case shows that the hospital in which
Respondent received his appendectomy was a two-story stone
structure. There was a waiting room and an operating room. The
room occupied by the Respondent was a semi-private room con-
taining furniture. There was linoleum-type covering on the floor.
There were sheets on the bed. A male surgeon and nurses were
in attendance. Very clearly, the medical facility selected by the
Master of the S/T ACHILLES was adequate. There can be no
10
negligence attributable to the Petitioner in the selection of the
particular medical facility.
Turning to the second inquiry, that is, whether the surgeon
who performed the appendectomy on the Respondent was neg-
ligent. It is abundantly clear that he was not negligent. The only
facts which can be pointed to which would support a finding of
negligence are the following:
Dr. John L. Sessions, the doctor of osteopathy, of Kirbyville,
Texas, was employed by the Respondent to perform the
exploratory surgery, that is, the laparotomy. After performing
the laparotomy, he found limited adhesions. During the course
of his deposition he testified that “apparently there was some
bleeding after the surgery inside, and irritation resulted from the
absorbing of the blood.” He testified further that the
“procedure” which was conducted in Russia in surgery was the
cause of the adhesions in Respondent. The reliability of these
two observations made by Dr. John L. Sessions must be given
close scrutiny. Of course, Dr. Sessions was not in attendance at
the time of the appendectomy. Thus his observations are pure
speculation and are of no probative value and do not constitute
evidence upon which a finding of negligence can be based.
Respondent argues a further point in support of the fact that
the surgeon was negligent. During the exploratory laparotomy,
Dr. Sessions found a part of a suture in the appendeceal stump.
Subsequently the pathologist, Dr. H. R. Wilcox, examined the
specimen from the area of the appendix of the Respondent con-
taining the part of the suture. He observed the part of the suture,
but found no indication of inflammation. He gave the diagnosis
of “granulation tissue from appendeceal stump.” The Petitioner
called Dr. A. H. Tew, a Board certified surgeon, who testified
that in the United States surgeons use absorbable and nonab-
sorbable sutures at their discretion. Thus the non-absorbable
suture played no part in causing the adhesions, the Russian sur-
geon was not negligent in using it.
1]
Respondent contends further that the finding of adhesions
supports its argument that the surgeon was negligent. The fact
of finding adhesions is certainly not evidence of probative value
supporting the argument of negligence. Adhesions form to some
degree after every appendectomy irrespective of the competence
of the surgeon. Dr. Tew, a Board certified surgeon, testified that
in connection with every appendectomy adhesions appear to
some degree.
2. The decision below has decided an important question of
federal law, that is, that a shipowner is liable for any adverse
effect to a crewmember arising from medical attention afforded
by the shipowner without reference to the standard of care to be
exercised by a physician treating a crewmember in a foreign port,
which decision is thereby in conflict with applicable decisions of
the Supreme Court.
It is to be remembered that there is a standard of care which
applies to the work of the treating physician and there must be a
finding that the treating physician failed to meet this standard of
care. In malpractice cases in the United States, the Courts have
followed a “locality” rule and a physician is held only to the
standard of care existing in the area in which he practices. That
is not the standard of care required in a Jones Act case of a
treating physician in a foreign land. In Fitzgerald v. A. L.
Burbank & Co. Ltd., 451 F.2d 670, 1972 AMC 207 (C.A.2d,
1971) the Second Circuit Court had under consideration the
standard of care to be exercised by treating physician located in
Bahrain Hospital, Bzhrain Island, Persian Gulf. In the opinion
by Circuit Judge Anderson of the Second Circuit, he enunciated
the rule as follows:
“Both the duty to provide maintenance and care and the
Jones Act are maritime provisions designed to compensate
for the often harsh and dangerous life of a seaman. To
require him to prove the standard of care of the medical
profession in some far distant land is incompatible with
12
their intent and purpose. Assuming that reasonably ade-
quate medical facilities were available, the proper standard
for malpractice is simply whether the physician exercised
the degree of care and skill of the average qualified practi-
tioner of the art and science of medicine.”
It is submitted that in the subject case the operating surgeon
in Poti, Russia, who performed the appendectomy on the
Respondent, “exercised the degree of care and skill of the aver-
age qualified practitioner of the art and science of medicine.”
It is to be noted that in the opinion attached hereto in the
Appendix Page 2. and written by Circuit Judge Rubin of the
Fifth Circuit Court of Appeals, he makes no reference to the
standard of care. He affirms a finding of fact by the Trial Court
that the operating physician was negligent without giving atten-
tion to the “standard of care’’ test enunciated in Fitzgerald. No
plausible argument can be made that the Petitioner through the
operating surgeon in Poti, Russia failed to meet the enunciated
“standard of care.” Is it reasonable to assert that the finding of
limited adhesions during the exploratory operation, the finding
of a nonabsorbable suture and the conclusion expressed by the
doctor of osteopathy who performed the laparotomy that “the
procedure” in Russia caused the adhesions sufficient evidence
upon which the Court can conclude that the operating physician
was negligent or guilty of malpractice? It is submitted that it is
not when the “standard of care” test enunciated in Fitzgerald is
applied to those facts. The operating physician did all that he
could do. When the Respondent entered the hospital, a blood
test was made. The blood count was high. The appendectomy
was performed within a period of two hours after Captain
Mappin had been notified by the Respondent of his desire for
medical attention. It was an emergency situation, for the
Respondent was sick, vomiting and knew that he needed medical
attention. The life of the Respondent was saved. Adhesions did
form, but these were a natural consequence of the surgery. Their
13
forming was in no way related to any act of negligence on the
part of the operating physician.
The Fifth Circuit Court of Appeals in its opinion cites the case
of Central Gulf S.S. Corp. v. Sambula, 405 F.2d 291 (C.A. 5
1968). In that opinion, Circuit Judge Goldberg stated at p.300
the following:
“The IROQUOIS and the DeZon instruct us that the ship
through its Captain, has a duty to care for sick or injured
crewmembers; and this duty, whose measure varies with the
circumstances of each case, admits of no perfunctory dis-
charge. The duty is not to be conceived and executed in a
vacuum. Rather, its operational dimensions have rational
variables. The extent of the duty varies with the nature of
the injury and the relative availability of medical facilities
The Fifth Circuit Court of Appeals thus recognizes that cir-
cumstances can alter the duties thrust upon the shipowner. Con-
sidering the facts that the appendectomy was performed in Poti,
Russia, that the Respondent needed immediate medical atten-
tion, that it constituted an emergency situation, that the Peti-
tioner had to work through its agent, Inflot, that the
appendectomy was performed within a period of two hours and
the only adverse effect was adhesions, Petitioner met its duties to
the Respondent as required by law.
The Supreme Court has established the rule that it will not
award damages in every case where there is some adverse effect
which flows from the medical attention given by the shipowner
to a seaman.
In DeZon v. American President Lines, 318 U.S. 660, 63,
S.Ct. 814, 87 L.Ed. 1065 (1942), the seaman lost an eye
apparently through a wrong diagnosis made by the doctor, but
the Supreme Court denied to the seaman recovery of damages
because there was no proof of negligence. Mr. Justice Jackson
stated at Page 820: |
14
‘Whether the legislative policy of compensating only on the
basis of proven fault is wise is not for us to say, nor is it our
function to circumvent it by reading into the law a theory,
however disguised, that a physician who undertakes care
guarantees cure, and that each unsuccessful effort of the
physician may be visited with a successful malpractice
suit.”
Thus in DeZon this Honorable Court recognizes that when
the standard of care is followed then the seaman will not recover
damages notwithstanding the fact that he suffers some adverse
effect from the treatment received. Just as a scar on the
abdomen is a natural sequel of an appendectomy so is adhesions
a natural sequel of an appendectomy. Certainly there could be
no thought of awarding damages for the scar and adhesions
should fall into the same category.
The Courts have given particular weight to the fact that the
medical attention given by the shipowner has been in a foreign
port when determining whether the standard of care has been
met. As in the subject case the place of the surgery was Poti,
Russia, this in itself constitutes an additional reason for holding
that Petitioner has met the standard of care. In Walker v.
Sinclair Refining Company, 331 F.Supp. 408 (D.C.Pa. 1971),
the Court denied recovery to a seaman who claimed he was
negligently cared for in a hospital in Ponce, Puerto Rico.
3. The findings of fact made by the trial court, and which
were sustained by the Fifth Circuit Court of Appeals, are so
clearly erroneous as to be contrary to law, thereby calling for the
exercise of the Supreme Court’s power of supervision.
Petitioner urges that Respondent has failed to meet its burden
of proving negligence of Petitioner which played a part in caus-
ing damages to Respondent. The record is absolutely devoid of
any proof of negligence of Petitioner which proximately caused
damages to Respondent.
15
The Findings of Fact and Conclusions of Law attached hereto
in Appendix Page 5. show no specified act of negligence sup-
ported by probative evidence which resulted in the adhesions.
The only evidence which can be pointed to by Respondent is the
following: limited adhesions were found in Respondent, a part of
a suture was found in Respondent, but there was no infection;
the doctor of osteopathy, John L. Sessions, testified that it was
that “procedure” in Russia which caused Respondent’s
problems. This is all the evidence. There is no more. Even
assuming that it is some evidence, it is evidence of no probative
value. Accordingly, the subject case is one which calls for the
application of the rule which has been followed in many deci-
sions, that on the record as a whole, the findings of the Trial
Court which were sustained by the Fifth Court of Appeals are
clearly erroneous. A mistake has been committed. The Judg-
ment entered against Petitioner that Respondent recover from it
$35,000.00 is clearly contrary to law. This Judgment should be
reversed. See McAllister v. United States, 348 U.S. 19, 20, 75
S.Ct. 6, 8, 99 L.Ed. 20, 24 (1954); United States v. United
States Gypsum Co., 333 U.S. 364, 395, 68 S.Ct. 525, 542, 92
L.Ed. 746, 766 (1948); Coulter v. Ingram Pipeline, Inc., 511
F.2d 735 (Sth Cir. 1975); Fed. R. Civ. P., 52(a).
16
CONCLUSION
For these reasons, a Writ of Certiorari should issue to review
the Judgment and opinion of the Fifth Circuit.
Respectfully submitted,
Louis H. BEARD
WELLS, PEYTON, BEARD,
GREENBERG, HUNT & CRAWFORD
624 Petroleum Building
P. O. Box 3708
Beaumont, Texas 77704
Telephone (713) 838-2644
State of Texas Bar
Card No. 01975000
17
IN THE
Supreme Court of the Wnited States
OCTOBER TERM,1980
NEWPORT TANKERS CORPORATION,
Petitioner,
Vv.
WILLIAM MICHAEL SIMMONS,
Respondent.
CERTIFICATE OF SERVICE
I hereby certify that on the .... day of March, 1981, |
mailed three copies of the Petition for Writ of Certiorari to the
Honorable March H. Coffield, counsel for the Respondent, by
placing the same in the United States Mail, postage prepaid,
certified, return receipt requested, addressed to his offices, P. O.
Box 480, Jasper, Texas 75951.
he i nie he eS Ss ke S Fe £6 8 6 6 8 6 8 et 8
Louis H. BEARD
WELLS, PEYTON, BEARD,
GREENBERG, HUNT & CRAWFORD
P. O. Box 3708
Beaumont, Texas 77704
Telephone (713) 838-2644
Counsel for Petitioner
A-1
IN THE
Supreme Court of the United States
OCTOBER TERM, 1980
NEWPORT TANKERS CORPORATION,
Petitioner,
V.
WILLIAM MICHAEL SIMMONS,
Respondent.
APPENDIX
A-2
DO NOT PUBLISH
IN THE
UNITED STATES COURT OF APPEALS
For THE FIFTH CIRCUIT
UNIT A
No. 79-3201
WILLIAM MICHAEL SIMMONS,
Plaintiff-Appellee,
VERSUS
NEWPORT TANKERS CorpP.,
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
(January 21, 1981)
Before WISDOM, RUBIN and SAM D. JOHNSON,
Circuit Judges.
RUBIN, Circuit Judge:
Having suffered an attack of appendicitis while in a Russian
port awaiting fumigation of his vessel, a seaman was treated by a
Russian doctor who performed an emergency appendectomy.
After an uneventful recovery, the seaman returned to the United
States where he experienced abdominal pains, sought medical
attention and eventually submitted, on medical advice, to an
exploratory laparotomy. The attending surgeon testified by dep-
osition that the seaman was suffering from adhesions, that the
type of suture used by the Russian doctor caused the seaman’s
A-3
reaction and that the type of suture American doctors use would
not cause such a reaction. The surgeon further testified that, had
the appendectomy been performed correctly, the extensive adhe-
sions suffered by the seaman would not have resulted and the
laparotomy would not have been required. Another doctor,
called by the defendant, testified that the adhesions were a
normal sequel of the surgery and that the Russian surgical
procedure was not negligently performed. The seaman sued his
employer for damages, the case was tried to the court and the
trial judge awarded judgment in favor of the plaintiff. Having
determined that his findings were not clearly erroneous, Fed. R.
Civ. P. 52, and that his legal conclusions were not incorre—t, we
affirm.
“The maritime law has long imposed upon shipowners the
duty to provide proper medical treatment for seamen falling ill
or suffering injury in the service of the ship. This is a duty
imposed without fault; it is no mere formal obligation. ...”
Fitzgerald v. A. L. Burbank & Co., 451 F.2d 670, 679 (2d Cir.
1971) (citations omitted). In Central Gulf S.S. Corp. v.
Sambula, 405 F.2d 291 (Sth Cir. 1968), this court found no
“distinction between the responsibility of a ship for a physician
in its regular employ and its responsibility for the negligence of
an independent physician engaged to fulfill a singular duty to
provide maintenance and cure.” 405 F.2d at 302 n.7.
There was ample evidence to support the trial judge’s conclu-
sions that the seaman’s problems were caused by adhesions, that
the adhesions were more severe than those that would follow
surgery performed with adequate skill and that the Russian sur-
geon was negligent. For these reasons, we need not explore the
additional bases for the award relied upon by the trial court. The
amount of the verdict being uncontested, the judgment is
AFFIRMED.
A-4
FILED
U.S. DISTRICT COURT
EASTERN DISTRICT OF
TEXAS
MAR 9 1981
MURRAY L., HARRIS,
CLERK
BY DEPUTY
/s/ Jupy L. Lewis
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No, 79-3201
D. C. Docket No. B-77-369-CA
WILLIAM MICHAEL SIMMONS,
Plaintiff-Appellee,
Vv.
NEWPORT TANKERS CorpP.,
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
Before WISDOM, RUBIN and SAM D. JOHNSON,
Circuit Judges.
JUDGMENT
This cause came on to be heard on the transcript of the record
from the United States District Court for the Eastern District of
Texas and was argued by counsel;
ON CONSIDERATION WHEREOPF, It is now here ordered
and adjudged by this Court that the judgment of the said Dis-
trict Court in this cause be, and the same is hereby, affirmed;
IT IS FURTHER ORDERED that defendant-appellant pay
to the plaintiff-appellee, the costs on appeal to be taxed by the
Clerk of this Court.
JANUARY 21, 1981
ISSUED AS MANDATE:
A-5
IN THE
UNITED STATES DISTRICT COURT
IN AND FOR THE EASTERN DISTRICT OF TEXAS
BEAUMONT DIVISION
Civit ACTION No. B-77-369-CA
WILLIAM MICHAEL SIMMONS
VS.
NEWPORT TANKERS
FINDINGS OF FACT AND CONCLUSIONS OF LAW
The above-entitled and numbered cause having come on for
trial before the Court, and the Court having heard the evidence
and argument of counsel, and being fully apprised in the prem-
ises, now finds the following:
FINDINGS OF FACT
(1) That at all times material hereto, plaintiff, William
Michael Simmons, was a seaman and a member of the crew of
the S/T ACHILLES.
(2) That at all times material hereto, defendant, Newport
Tankers Corporation, was the owner of the S/T ACHILLES
and the employer of its crew, including the officers of said vessel,
and plaintiff, William Michael Simmons.
(3) That said vessel was taken to port in Poti, Russia, for the
purpose of furnigating the vessel.
(4) That while said vessel was in port in Poti, Russia, the
crew, including plaintiff, were housed in a hotel.
A-6
(5) That on or about July 8, 1977, plaintiff became ill with
appendicitis and was sent by the master of the said vessel, D. H.
Mappin, to a hospital in Poti, Russia, for treatment.
(6) That the surgeons in Poti, Russia, who performed an
appendectomy on plaintiff were selected by the master of the
vessel in question.
(7) That Poti, Russia, had a population of approximately
50,000 persons.
(8) That within a reasonable travel distance of Poti, there
are five (5) cities, Batumi, Kutaisi, Sukhumi. Sochi, and
Novorossiysk, each of which had a population of 100,000 per-
sons, or more.
(9) That the quality and availability of medical, surgical and
hospital services and facilities in Russia are significantly affected
by population.
(10) That the master of the vessel in question admitted that
the facilities at the hospital in Poti were primitive and that they
appeared primitive to him.
(11) That the appendectomy performed on plaintiff on July
8, 1977, was done with a local anesthetic, instead of a general
anesthetic.
(12) That the surgery on plaintiff was negligently performed
and directly and proximately resulted in personal injuries to
plaintiff, and necessitated additional corrective surgery, a
laparotomy, on March 17, 1978.
(13) The defendant, and its officers, was negligent in its
selection of doctors and facilities used to perform the surgery on
plaintiff.
(14) That defendant, and its officers, was negligent in failing
to transport plaintiff to doctors and facilities in the »icinity of
Poti, Russia for surgery and treatment.
A-7
(15) That defendant, and its officers, was negligent in select-
ing Poti, Russia, for the fumigation of its said vessel when the
medical facilities, there were primitive.
(16) That defendant, and its officers, was negligent in failing
to determine the quality of medical facilities and doctors in Poti,
Russia, prior to selecting that port for fumigation of the vessel in
question.
(17) That defendant, and its officers, was negligent in failing
to furnish plaintiff a reasonably safe place in which to work.
(18) That the negligence of defendant, and its officers,
played a part in and proximately caused damages to plaintiff.
(19) That the sum of $35,000.00, if paid now in cash, would
reasonably compensate plaintiff for his damages caused by the
said negligence of plaintiff, and its officers.
CONCLUSIONS OF LAW
(1) That this Court has jurisdiction of the parties and the
subject matter of this cause.
(2) That the Jones Act, 46 U.S.C.A. §688, applies to the
facts of this cause.
(3) That the allegations contained in the plaintiffs trial
pleadings and the contentions made by plaintiff in the Pre-Trial
Order in this cause and the evidence herein give rise to a duty on
the defendant, and its officers, to exercise reasonable care in the
selection of a port, the selection of doctors and medical facilities
for plaintiff, to provide reasonable medical attention and treat-
ment for plaintiff, and to furnish plaintiff a reasonably safe place
to work.
(4) That the evidence in this cause establishes that
defendant, and its officers, breached its duties to plaintiff.
A-8
(5) That plaintiff is entitled to recover $35,000.00 of and
from the defendant for his damages, and shall have Judgment
for that amount herein.
(6) That interest at the rate of 9% per year shall run on the
said $35,000.00 from and after Judgment in this cause.
Let Judgment be entered accordingly.
SIGNED and ORDERED ENTERED this 11th day of
September, 1979.
/s/ JOE J. FISHER
Judge Presiding
A-9
SUMMARY OF SALIENT PARTS OF THE RECORD
The Master of the S/T ACHILLES, D. H. Mappin, testified
that the hospital appeared to him to be clean, adequate and of a
type where the Respondent would receive proper attention. He
was convinced that the doctors and nurses were qualified, and if
the appendectomy was performed that it would be done in first-
class fashion. He was reassured with regard to these matters by
Inflot, an agency of the Russian Government, which was acting
as agent for the s/T ACHILLES. (Tr. pp. 100-101).
Chief Mate, William R. Horne, testified that when a vessel
enters a port in Russia it is required to work through Inflot,
which is an arm of the Russian Government, and the owner or
operator of the vessel has no discretion in naming the agent. (Tr.
p. 82, his deposition p. 11).
Some of the members of the crew required medical attention
while in the first port entered in Russia, the Port of Novoros-
siysk, and Inflot was there acting as agent. The members of the
crew treated ashore at Novorossiysk made no complaints that
the medical attention which they received was in any way faulty.
(Tr. p. 83, his deposition p. 20).
Chief Mate Horne described the hospital in Poti, Russia as a
stone building of two or possibly three stories which was situated
right across the street from the Inflot office. Others of the crew
went to the hospital in Poti for medical attention and none com-
plained about the attention received. (Tr. p. 85, his deposition
pp. 29, 30, 31).
Chief Mate Horne identified the Medical Log of the ship and
the entry therein regarding the Respondent:
“Simmons underwent an emergency operation for
appendicitis at the hospital at Poti, USSR.”
A-10
~
The report shows that the operation took place on July 8, 1977,
at about 1500 hours and Respondent was released from the hos-
pital in an ambulatory condition on July 18, 1977. (Tr. pp. 86,
87).
Carol Ann Stevenson Mappin was the wife of the Master of
the S/T ACHILLES and was aboard as Librarian. (Tr. p. 89).
She testified that Captain Mappin had no discretion in selecting
the agent for the ship while in Russia and that it was Inflot’s
responsibility to take care of any of the ship’s crew who needed
medical attention. Inflot would be contacted to make arrange-
ments for the medical attention required. She testified that
insofar as the work done by Inflot in behalf of the ship, every-
thing was quite satisfactory. (Tr. p. 91, her deposition pp. 15-
16).
Mrs. Mappin testified that the crew was staying in a hotel in
Poti while the vessel was being fumigated. (Tr. p. 92, her deposi-
tion pp. 25-26). Respondent related to Captain Mappin that he
had vomited in the shower and Captain Mappin told him to go to
the doctor immediately and directed him to the agent, Inflot.
Very soon the agent called the Captain on the phone advising
him that Respondent needed an operation and the Captain went
immediately to the hospital. (Tr. pp. 92-94, her deposition pp.
31-33).
Mrs. Mappin described the hospital as a two-story brick struc-
ture consisting of two buildings. She described the room
occupied by Respondent as measuring 25 to 30 feet square, hav-
ing one window, and having furniture consisting of a large
wooden cabinet, a nightstand, and one long table with a chair by
it and having two beds. The floor was covered with a linoleum-
type covering. There were white sheets on the bed. On each
occasion when she entered the room there would be nurses
present, but they would leave upon her entering. Mrs. Mappin’s
purpose in going to the hospital was to find out how the
Respondent was doing, and Respondent’s response was always a
A-1]
big grin and that everything was fine. She described the hospital
as being the best that Poti had to offer. (Tr. pp. 94-95, her
deposition pp. 33-46).
Dr. Alton H. Tew, a Diplomat of the American Board of
Surgeons since 1950, testified for Petitioner and testified that he
had performed three hundred to five hundred appendectomy
operations. (Tr. pp. 27-30). He stated that an appendectomy
would ordinarily take thirty minutes to an hour and a half, and is
considered a routine operation today in the medical field, and for
a young man of twenty-five years of age, as the Respondent was
at the time of his operation, complete recovery usually would
take four weeks. (Tr. pp. 31-32).
Dr. Tew stated that adhesions is a scar tissue laid down within
the abdominal cavity, and that some people are more prone to
have adhesions than others because of the type tissue they have.
Adhesions have a blood supply but would not have any nerve
fiber, and the adhesions could be cut without any pain. He stated
that after an appendectomy, adhesions would form immediately
to some degree and gradually increase up to a point, but once
they form, they do not grow. Dr. Tew testified that adhesions are
not disabling in themselves, but disabling only when they
interfere with something else as where they are extensive and
Cause an obstruction to the bowel function. (Tr. pp. 33-36).
Dr. Tew reviewed the operative procedure report prepared by
Dr. D. O. Sessions and expressed the opinion that the adhesions
were “rather limited,” and the further opinion that because of
the minimal extent of adhesions found, the surgery for removal
of the adhesions was unnecessary. (Tr. pp. 38-40).
After the operation was performed, Dr. Sessions presented to
Dr. H. R. Wilcox, a pathologist, a specimen of the tissue in the
area of the appendix, and Dr. Wilcox found a small portion of a
suture in the cystic mass. Dr. Wilcox could find no acute inflam-
mation and gave a diagnosis of “granulation tissue from
appendeceal stump.” (Tr. p. 72; Report by Dr. H. R. Wilcox in
A-12
Exhibits 8, 9 and 10 of the Medical Records of Buna Medical
Center Hospital). Dr. Tew expressed the opinion that a nonab-
sorbable suture was used and that the finding of a portion of it,
as was found by Dr. Wilcox, was to be expected, and he stated
further that a suture would not cause an infection. (Tr. pp. 41-
42).
Respondent testified that he was vomiting, sick and could not
have continued his duties as a pantryman and that Captain
Mappin acted immediately and sent him to Inflot, the agent. The
Inflot agent understood that Respondent was ill and wanted to
go to a doctor. The hospitai was right across the street from the
Inflot office. Respondent waited in the waiting room fifteen to
twenty minutes, when a nurse came in and took blood from his
finger for a blood test. Within about twenty to twenty-five
minutes after the blood was taken, the decision was made to
perform the appendectomy. (Tr. pp. 46-50). Respondent was
conscious during the entire procedure, which was performed by a
male doctor and nurses were around him during the operation.
When asked if the room was clean, Respondent stated it was
“fair,” and when asked if the nurses took care of his needs, he
stated “‘mostly.”” He stated that he was given a shot each day
while in the hospital and he believed it to be penicillin. (Tr. pp.
50-53).
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.