Petition — Garcia v. Gloor
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Supreme Court, U.S,
FILED
HOV 18 1980
“JR, CLERK
IN THE
Supreme Court of the United States
OCTOBER TERM, 1980
HECTOR GARCIA,
Petitioner,
v.
ALTON V. M. GLOOR, W. H. HAUBOLDT, JR.,
WILBURN F. GLOOR and GLOOR LUMBER & SUPPLY, INC.
Respondents
ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
PETITION FOR WRIT OF CERTIORARI
JAMES A. HERRMANN
TEXAS RURAL LEGAL AID, INC.
305 E. Jackson, Suite 206
Harlingen, Texas 78550
(512) 423-3111
November 18, 1980
Attorneys for Petitioner
a ——
INDEX
Questions presented. . .... .. -« 1
Ouidion eas «SS +e eee ae 1
CUS SREACCAOR. 5 -4%s eo 8 8 ae 8 2
Statutory provisions involved. .. . 2
Statement of the cise. . ...- « e« s« 3
Reasons for granting the writ. ... 6
ia This Petition Presents An
Issue of Significant Public
Importance to Millions of Language
Minority Persons Whose Dominant
Language is Spanish... .. . 6
2 It is Essential That This Court
Positively Settle the Status of
Language As a National Origin
Characteristic. . . .«.e«« e 9
3. The Decision Below Conflicts With
Decisions of this Court Interpre-
ting Title VII and Raises Impor-
tant Questions of Statutory
COMBTEUBEION, «1 & « 6 6a ee
COD IGGLOR. 64 a ee eS Oe ee oe eee
Appendix (EEOC Determination). . . .App.A
Appendix (Findings of Fact and Conclusions
of Law ) o e e e e e e ee e ° . e App.B
Appendix (First Opinion and Judgment of the
Court of Appeals). « « « « «.« « « AppeC
ii
Appendix (Substituted Opinion of the
Court of Appeals. .. +. +e «+e « App.D
Appendix (EEOC Proposed Regulations App.E
Appendix (Letter advising of denial of
petition for rehearing and_ rehearing
i. - © © « © 6 ©. & 0,06 App.F
CITATIONS
Cases:
Berke v. Ohio Dept. of Pub. Wel., 24 E.P.D.
q31,217 (6th Cir. 9/4/80. .. . 17
Casas v. Britton's Photo Supply Co.,
B-78-202 (S.D. Tex. e785) .. 18
Castaneda v. Partida, 430 U.S. 482
(1977). a . . . . a : 7 7 . + 10
Furnco Constr. Corp. v. Waters, 438 U.S.
567 (1978). . o . . - ° o - . 13
Garcia v. Gloor, 609 F.2d 156
Sen Cir. 1980). . « © © @ « 1,6
Garcia v. Gloor, 618 F.2d 264
(5th Sale 1980). + - . . 7 - 1,6,
Rhea?
Griggs v. Duke Power Co., 401 U.S. 424
(1971). . 7 >. 7. . * . * . — — . i2,13
14,15,
17
Hernandez v. Providence Mem. Hosp.,
EP-78-CA-179 (W.D. Tex. El Paso
Div. 1978) - . . . . . . . . . . 18
Hernandez v. Texas, 374 U.S. 475 (1954) 7
iii
Katzenbach v. Morgan, 384 U.S. 641
(1966). ° * . . . * . * aa * * > ts
Lau v. Nichols, 414 U.S. 563 (1974). 7,10
McDonald v. Santa Fe Trail Transp. Co.,
Bat: Gets ATE LROTORS a ee 8 8 16
McDonnell-Douglas v. Green, 411 U.S. 792
(1973). . ° + + o o . . - - 7,14,
Meyer v. Nebraska, 262 U.S. 399
(1923). o ~ - . . o . - . : 7 . 10
Nashville Gas Co. v. Satty,
S24. Gees: Bae CEPT hs 8 @ Oe ef 12
Resendez v. State Nat. Bank,
No. EP-78-CA-60 (W.D. Tex. 1978) 13
Saucedo v. Brothers Well Service,
464 F.Supp. 919 (S.D. Tex. 1979) 17
Vasquez v. McAllen Bag and Paper,
B-78-135 (S.D. Tex. 1978). 7 . . 18
Statutes:
28 U.S.C. §1254(1). - - . . . . > - - 2
28 UchiC. Gases &. 4M Oe ee 8 8 7
SS OU. G2. Saves 0 ee 8 OR Re 6
Of. UibsC. BESRSI IIe ee ww ee ce 6
42 U.S.C. §2000e et srg... « «© © « « 4 te
42 U.S.C. §2000e-2(a)(L)(2). .. . 2,11
iv
2 U.8.6. “SROCCEStE ic se 6 Ee 6
Regulations:
29 ry ee §1606.1(1). 7 7 7 . . 7 . . 17
45 Fed. Reg. No. 184, p. 62728
(9/19/80). 7 _ . . . > - . . - 17
Administrative Decisions:
EEOC Dec. No. 71-446 (Nov. 5, 1970). . 17
EEOC Dec. No. 72-0281 (Aug. 9, 1971). . 17
Miscellaneous:
The Chicano Worker (Univ. Texas Press
1977). a. i _ * . + * . . < 7 . . 8
118 Congressional Record, 4909 (1972). 11
El Lenguaje De Los Chicanos: Regional and
Social Characteristics of Language
Used by Mexican-Americans, Hernandez,
Center for Applied Linguistics,
Bets 8 8 RE Re ea oe oe, ee ae ee
Hearings before the U.S. Comm. on
Civil Rights, San Antonio,
ZO SEE Ss ce Pee 6 ae 8
The Mexican-American People: The Nations
Largest Minority, Grebler (Free
PEees, WOW YOR, ASTORc 2s « ce c PF
National Center for Ed. Stats., UJ. S.
Dept. H.E.W. Bull., Georgraphic
Distribution Nativity and Age
Distribution of Language
Minorities in the United
States: Spring 1976. . . « « « « 7
Vv
On the Cost of Beiny a Mexican-American,
Some
53 Social Science Quar. 697
(March, 1973). . . - . . . - + 8
Cultural Implications of a
Mexican-American Dialect of American
English, Studies in Linguistics, Vol.
21 1969-70 Pp- tie~e . 7 . . . . . 10
Bureau of Census: 1970 Detailed
Characteristics Final Report. . . 7
1
The Petitioner, Hector Garcia, respect-
fully prays that a Writ of Certiorari issue
to review the judgment and opinion of the
United States Court of Appeals for the
Fifth Circuit entered in this proceeding on
May 22, 1980.
QUESTIONS PRESENTED FOR REVIEW
i. Whether language is a protected
characteristic of national origin under
Title VII of the Civil Rights Act of 1964,
42 U.S.C. §2000e et. seq.
2 Whether language use restrictions
applied to national origin language minori-
ties constitute per se adverse impact under
Title VII which must be justified by a
business necessity.
3: Whether prohibitive language
rules which have a demonstrated adverse
impact require a shift in the burden of
proof.
OPINION BELOW
The opinion of the Court of Appeals
for which a writ is sought is found at 618
F.2d 264 (5th Cir. 1980) attached hereto as
Appendix D. The first opinion of the
circuit panel which was withdrawn can be
found at 609 F.2d 156 (5th Cir. 1980) which
is attached as Appendix C. The Findings of
Fact and Conclusions of Law of the District
Court are attached as Appendix B and the
finding of probable cause for discrimina-
tion by the EEOC is attached as Appendix A.
Proposed Guidelines of the Equal Employment
Opportunity Commission are attached as
Appendix E.
JURISDICTION
The judgment of the Court of Appeals
for the Fifth Circuit was entered on
January 4, 1980. A timely Petition for
Rehearing was granted on May 22, 1980 and a
timely Petition for Rehearing En Banc was
denied on August 20, 1980 and this Petition
for Writ of Certiorari was filed within
ninety days of that date. This Court's
jurisdiction is invoked under 28 U.S.C.
§1254(1).
STATUTORY PROVISIONS
Title VII, Civil Rights Act of 1964,
§703(a), 42 U.S.C. §2000e-2(a) It shall be
an unlawful employment practice for an
employer - (1) to fail or refuse to hire or
otherwise to discriminate against any
individual with respect to his compensation,
terms, conditions, or privileges of employ-
ment, because of such individual's race,
color, religion, sex, or national origin;
or
3
(2) to limit, segregate, or classify
his emp’oyees or applicants for employment
in any way which would deprive or tend to
deprive any individual of employment oppor-
tunities or otherwise adversely affect his
status as an employee because of such
individual's race, color, religion, sex, or
national origin. |
STATEMENT OF CASE
Plaintiff, a Mexican-American born in
Brownsville, Texas whose dominant language
is Spanish, was discharged from his employ-
ment for speaking Spanish to another
Mexican-American employee in violation of
the employer's "English only" rule. The
employer's rule states:
ALL PERSONNEL
"Some time ago a letter was circulated
concerning employees speaking Spanish
instead of English between themselves
here at work. It has become necessary
to again remind you to speak English.
This may be a hard habit to break, but
it nust be done.
SPEAKING SPANISH
The company realizes you have to speak
Spanish to some of our customers. Per-
sonnel will not speak Spanish between
themselves. The only exception would
be that one individual is asking about
4
a transaction concerning a Spanish
speaking customer and the customer is
standing there, then the transaction
can be in Spanish. If one of the
salesmen or yard men are waiting on an
individual that speaks only English and
should be approached by Spanish speaking
customers, he should excuse himself prior
to answering in Spanish."
BY: Wilburn F. Gloor
Assistant Manager
ALL PERSONNEL
"Some time ago a letter was circulated
concerning employees speaking Spanish
instead of English between themselves
here at work.
It has become necessary to put out
another reminder as the situation
has gotten out of hand. This may be
a hard habit to break, but it must be
done.
We realize you have to speak Spanish
to some of our customers and a few
yard employees do not speak English.
The people that we are talking about
are office and permanent yard personnel."
By W.H. Hauboldt, Jr.
Vice President
At the time of trial, Plaintiff was 24
years of age and spoke Spanish in his own
household. Two of his grandparents were
born in Mexico. Because his parents spoke
only Spanish, the Plaintiff did not learn
5
English until he started grade school in
Brownsvi lle.
Glcor Lumber and Supply, Inc. is a
corporation doing retail business in Browns-
ville, Texas. The population of Brownsville
is approximately 85% Mexican and Mexican-Amer-
ican, reflecting the composition of the
Defendant's clientele and work force.
Thirty-one of thirty-nine of the Defendant's
employees are Mexican-Americans. All of
the Me:ican-American, but none of the
Anglo-American employees, speak Spanish.
Hector Garcia was employed as a retail
salesperson by the Defendants in their
hardware store from September, 1973 until
his discharge on June 10, 1975. His duties
included stocking his department, keeping
it in order, assisting other department
sales p2rsons, and selling hardware and
building supplies.
On June 10, 1975, Hector Garcia was
overheard by Alton V. W. Gloor responding
in Spanish to a question which had been
asked of him, in Spanish, by a fellow
Mexican-American employee. Hector Garcia
was terminated on the spot by Alton Gloor
for violation of the speak "English only"
rule. A charge of discrimination was filed
with the Equal Employment Opportunity
6
Commission alleging that the "English only"
rule was in violation of Title VII of the
Civil Rights Act of 1964, 42 U.S.C. §200e.
The EEOC found probable cause for discrimi-
nation on December 2, 1975 (Appendix A). A
suit was filed in the United States District
Court for the Southern District of Texas
under the Equal Emplcyment Opportunity Act
and the Civil Rights Acts, 42 U.S.C. §§1981
and 1985(3). Jurisdiction was invoked
under 28 U.S.C. §1343 and 42 U.S.C.
§2000e-5(f). Final judgment was entered on
January 27, 1977, dismissing the Plaintiff's
case (F.ndings of Fact and Conclusions of
Law att«ched as Appendix B). The judgment
was app2aled and affirmed by the United
States court of Appeals for the Fifth
Circuit. Hector Garcia v. Alton V. W. Gloor,
609 F.2d 156 (5th Cir. 1980) (Appendix C).
The Fifth Circuit withdrew its rirst opinion
and substituted another opinion, 618 F.2d
264 (Sth Cir. 1980)(Appendix D).
REASONS FOR GRANTING THE WRIT
1. This Petition presents an issue of
Significant public importance to millions
of language minority persons whose dominant
language is Spanish. The treatment of
national origin language minorities has
7
been a question of national concern. \
The Petitioner, Hector Garcia, is
Spanish dominant by birth, culture and
social setting. His langiage is a charac-
teristic with which Title VII is concerned.
In McDoniell Douglas v. Green, 411 U.S. 792
(1973), this Court stated that:
Griggs was rightly concerned that
chi Ldhood deficiencies in the ed-
ucation and background of minor-
ity citizens resulting from
forces beyond their control, not
be allowed to work a cumulative
and invidious burden on _ such
citizens for the remainder of
their lives. Green, supra. at
806.
There are 10.6 million ethnic Hispanics
with Spanish language backgrounds in the
United States. U. S. Bureau of Census: 1970
Detailed Characteristics Final Report PC
(1) D-4, D-7, D-33, D-45; National Center
for Ed. Stats., U. S. Dept. of H.E.W.
1 Congress and the courts have sought to rectify
the problems caused by language differences.
Bi-lingual Education Act, Title VII Elementary
and Secondary Education Act, 20 U.S.C. §880(b)
et. seq. (Supp. IV 1974); Voting Rights Act of
1975, 42 U.S.C. §1973 aa-l(a)-(e) (1975);
Lau v. Nichols, 414 U.S. 563 (1974);
Katzenbach v. Morgan, 384 U.S. 641 (1966);
Hernandez v. Texas, 374 U.S. 475 (1954).
8
Bulletin, Geographic Distribution, Nativity,
anc Age Distribution of Language Minorities
in the United States: Spring 1976 (8/22/78).
Language may be the most important single
element of ethnic or social identification
for linguistic minorities such as Mexican-Ame-
ricans. Language is the main characteristic
by which Mexican-Americans in the Southwest
distinguish themselves.
Supression of the Spanish language in
the Southwest has been identified as a
prime source of discrimination and tension.
Hearings before the United States Commission
on Civil Rights, San Antonio, Texas, December
9-14 (1968) pps. 126, 147, 153-158, 163-176,
600, 881-882, (U. S. Gov. Printing Office,
1969). Finally, the failure of society and
government to recognize the Spanish lan-
guage as the most salient characteristic of
Mexican-Americans has contributed to econo-
mic deprivation for Mexican-Americans.
The Chicano Worker, 19-25 (University of
Texas Press 1977); Postan and Alvires,
On The Cost of Being a Mexican-American, 53
Social Science Quarterly, 697 (March,
1973).
The decision below will determine the
extent to which other important character-
istics of Mexican-Americans and other
9
national origin groups will be scrutinized.
The decision may also adversely affect the
ability of over 28 million persons in the
United States whose primary language is not
English to obtain educational, social, and
housing rights and protections.
The Petition presents an issue of
exceptional, continuing public importance.
The involvement of the various amici in the
Courts below including, the Mexican-American
Legal Defense and Education Fund, League of
United Latin American Citizens, Equal
Employment Opportunity Commission and the
Lumbermen's Association of Texas, indicate
the broad public interest in this case.
x. It is essential that this Court
positively settle the status of language as
a national origin characteristic.
Language is an essential characteris-
tic of national origin. Lanquage, as a
dominant characteristic of Mexican-Americans,
has been recognized and is supported by
numerous authorities. See, The Mexican-Amer-
ican People; The Nation's Largest Minority,
Grebler, Moore, Guzman,. (Free Press, New
York 1970), p. 439; El Lenguaje De Los
Chicanos: Regional And Social Character-
istics of Language Used By Mexican-Amer-
icans, Hernandez, Coten, Beltramo, Center
for Applied Linguistics, 1975.
7
10
The primary language of an individual
used since birth, correlates closely, if
not absolutely, with his ancestry as the
Court noted in Lau v. Nichols, 414 U. S.
563 (1974). Failure to recognize and treat
fairly language differences is unacceptable
in the context of public education. Lau,
supra. Language differences have _ been
recognized as prote ted characteristics
under Constitutional analysis.
"The protection of the Constitution
extends to all those who speak other
languages as well as to those born
with English on the tongue. Perhaps
it would be highly advantageous if all
hai ready understanding of our ordi-
nary speech, but this cannot be coerced
by methods which conflict with the
Constitution - a desireable end cannot
be prompted by prohibited means."
Meyer v. Nebraska, 262 U.S. 399 (1923)
at 401.
See also, Castaneda v. Partida, 430 U. S.
482 at 485 ft. nt. 5 (1977); Philip Ortega,
Some Cultural Implications of a Mexican
American Dialect of American English,
Studies in Linguistics, Vol. 21, 1969-70 p.
Vie
A definition of national origin to
include language characteristics is necess-
ary to effectuate the remedial purposes of
Title VII. Senator Williams, the principal
author of the 1972 amendments to Title VII,
1l
defined Hispanic Americans as _ Spanish
speaking and stated that they needed the
protection of Title VII because of their
cultural and linguistic isolation:
Those who have come from the South
from Spanish-speaking lands, also
came here for opportunity. From
depressed lands, they came to get
jobs. Their assimilation has yet to
be completed. The other [immigrants |
I have mentioned have been assimilated
quite fully, notwithstanding that they
came to a land where they were not in
a majority in terms of religion or
national origin; but those from the
South, who came with another language,
the Spanish-speaking people who came
her2, have yet to be assimilated.
118 Congressional Record, 4909 (1972).
The assertion of the Court of Appeals that
"neither the statute nor common understand-
ing equate national origin with language"
is demonstrably false and inconsistent with
precedent and Congressional intent. Garcia,
618 F.2d at 268.
a4 The decision below conflicts with
decisions of this Court interpreting Title
VII and raises important questions of
statutory construction.
This is a case of first impression
involving prohibatory language rules as
national origin discrimination under Title
VII. The Petitioner raises the issue of
whether a work rule prohibiting the speak-
12
ing of Spanish constitutes discrimination
on the basis of national origin when applied
to a Mexican-American employee who speaks
English as a second language and who was
discharced after he spoke a few words of
Spanish to a Mexican-American co-worker.
Title V.I, §703(a)(1)(2) is the statutory
basis for the Supreme Court's decision in
Griggs v. Duke Power Co., 401 U.S. 424
(1971) which held that Title VII proscribes
practices which are fair in form but discri-
minatory in operation. Nashville Gas Company
v. Satty, 434 U.S. 136, 140-141 (1977).
In Griggs, it was established that
where a condition of employment adversely
impacts on a protected class, the employer
must show that the practice is justified by
business necessity. Intent on the part of
the employer or the employee is irrelevant.
Title VII and Griggs are concerned
with nevtral criteria which have an adverse
impact. Griggs, supra. at 429. A high
school diploma is no less of a choice than
language useage but the question to be
answered is not that of choice but of
impact on a protected group. The Court
below ruled that as a matter of law there
is no discriminatory effect arising from
the discharge of a language minority who
13
does not speak English when capable of
doing so, i.e., if it is possible for a
language minority to speak English then the
use of his native language can be penalized
without reason by the employer. In addi-
tion, the Court below required the Peti-
tioner to justify his violation of the
employer's "English only" rule before the
employe1 was required to assume his burden
of proof under Griggs. By so doing the
decision interjected an evidentiary burden
which is not proper and which is a signifi-
cant departure from the standards estab-
lished by this Court in Griggs and
Furnco Construction Corporation v. Waters,
438 U.S. 567, 574-575 (1978).
The Fifth Circuit substituted its own
ideas about the significance of language as
a national origin characteristic rather
than apply the appropriate legal test under
Griggs. This Court has admonished lower
courts to choose the appropriate standard
for analysis and follow through with it.
Furnco, supra. at 574-575. The problem
addressed by the Court in Furnco was:
Whether the Court of Appeals had gone
too far in substituting its own judg-
ment as to proper hiring practices in
the case of an employer which claimed
the practices it had chosen did not
violate Title VII.
=
14
The error of the Court of Appeals in
this case is similar to the error of the
Court of Appeals in Furnco. In Furnco the
Court of Appeals based its decision on its
assumption of discriminatory impact before
requiriny the parties to complete the
proper «rder of proof, ignoring standards
of Griggs and McDonnell-Douglas. Here, the
Court below imposed a new burden on the
Plaintif£ to prove that he had a legal
right to exercise what the Court deemed a
"mere preference for his native language"
regardless of the impact of the rule on
national origin and the absence of a showing
of busin2ss necessity. By substituting its
Own opinion of language as a national
origin «haracteristic and by changing the
burden end order of proof, the Court below
precluded any chance thit the Plaintiff
could establish a prima facie case under
Griggs end obviated the necessity of the
employer having to prove a business justi-
fication for its rule.
The decision below departs radically
from Griggs in two important respects. 1)
The Court below would require that before a
prima fecie case of adverse impact can be
made, the employee nust show that the rule
is one that he or she cannot somehow avoid
15
regardless of its discriminatory implica-
tions. Any language minority who can speak
some English will have to walk the linguistic
tightrope on pain of discharge. 2) The
decision also appears to 1equire the employee
to find some intent, motive or purpose on
the par’ of the employer to discriminate.
This requirement is foursquare counter to
the prirciples of Griggs. The ability of
other minorities to prove their claims of
employment discrimination may also _ be
adversely affected because the decision
substantially changes the burden of proof
in an impact case.
This case is somewhat unique in that
the condition of employment about which the
Petitioner complains is directly related to
a naticnal origin characteristic, i.e.,
language. The employer's acts or rule
giving rise to the claim of discrimination
is closely tied to national origin status
itself. The burden must not be shifted to
the emp:oyee to justify his own national
origin ciaracteristics but must remain with
employer to justify his actions. The
Griggs plaintiffs did not have to excuse
the fact that they had not acquired a high
school diploma. A high school diploma is
logically more attenuated from race than
language from national origin.
16
Just as in a case of retaliation under
§704 of the Act, an employer should not be
allowed to use an employee's complaints or
legitimate actions in response to an em-
ployer's discriminatory conduct as an
excuse for retaliation against the employee.
There are limits to the extent to which an
employer may rebutt or defend a claim of
discrimination, i.e , there are some de-
fenses ind rebuttal arguments that may be
impermissible as a matter of law. The
Plaintiff's conduct in the instant case
certainly does not rise to the level of
felony theft described in McDonald v.
Santa Fe Trail Transportation Company, 427
U.S. 273 (1976) or the public disorder
described in McDonnell-Douglas v. Green.
Even Defendant Alton Gloor testified that
he did not think that the Plaintiff was
intentionally violating the "English only"
rule on the occasion giving rise to the
Plaintifs's discharge. In both Santa Fe
Trail and McDonnell-jouglas, the employer
was requ. red to justiiy its reliance on the
alleged misconduct of the employee as a
rebuttal to a prima facie case of discri-
mination.
The EEOC has reviewed other cases of
language discrimination and has uniformly
17
ruled tiat prohibitions o1 language use by
nationa; origin persons are prohibited.
EEOC Decision Number 71-446, Nov. 5, 1970;
EEOC De:ision Number 72-0281, August 9,
1971. P1rior to the events which gave rise
to Plaiitiff's complaint, the EEOC had
promulgated a general policy gui:ieline on
language rules. 29 C.F.R. §1606.1(1). The
Court below would have required a formal
regulation and gave no deference to the
guidelires or EEOC decisions contrary to
the admonitions of this Court. Griggs,
Supra. a: 433-34.
The EEOC has presently promulgated
proposed revisions of its guidelines on
discrimination because of national origin.
45 Fed. Reg. No. 184, p. 62728. Frida’’,
September 19, 1980 (Appendix E) The::e
guidelines have been published partly in
response to the Fifth Circuit decision in
Garcia v. Gloor.
There are presently three reported
cases involving language discrimination.
Garcia v. Gloor, 618 F.2d 264 (5th Cir.
1980); Berke v. Ohio Department of Public
Welfare, 24 E.P.D. 9%31,217 (6th Cir.
9/4/198C); and, Saucedo v. Brothers Well
Service, 464 F.Supp. 919 (S.D. Tex. 1979).
In the B2rke case, the Sixth Circuit applied
18
‘“~
a McDormnell-Douglas disparate treatment
analysis and upheld a finding of discrimi-
nation «gainst a language minority. Thece
is an urreported decision from the Western
District of Texas in which a holding was
arrived at through yet another rout>:.
Resendez v. State National] Bank, No.
EP-78-CA-60 ( Judgment 11/28/78) (bank
teller). There are pres«ntly three known
cases pending in the Southern and Western
Districts of Texas. Hernandez v. Providence
Memorial Hospital, EP-78-CA-179 (W.D. Tex.
El Paso Div. 1978)(nurse's aid = case
submitted) ; Baldomero Casas v. Britton's
Photo Supply Company, B-7&=-202 (S. D. Tex.
1978)(retail salesman and delivery person -
cas2 sutmitted on motion ‘for summary judy-
ment); Natividad Vasquez v. McAllen Bag
and Paper, B-78-135 (S.D. Tex. 1978) (truck
driver - case submitted . In addition,
pending the decision of the Fifth Circuit
on Plaintiff's Petition for Rehearing En
Banc, counsel for the Petitioner and amicus
were apprised of three instances in which
the opinion below was used as an excuse for
promulgating discriminatory language rules
in such far away places as_ Anchorage,
Alaska and San _ Francisco, California.
Every new decision aids to the confusion.
19
Given the restrict. ve decision of the Court
below and the generally broad language of
the proposed EEOC Guidel:nes, this Court
should move to resolve the inconsistencies
and doubt in the area beiore further time
and resources are expended.
CONCLUSION
For these reasons, a Writ of Certio-
rari should issue to review the judgment
and opinion of the Fifth Circuit.
Respectfully submitted,
TEXAS RURAL LEGAL AID,
305 E. Jackson, Suite 206
Harlingen, Texas 78550
(512) 423-3111
BY :-
AMES A. HERRMANN
Attorney for Petitioner
November 18, 1980
APPENDIX
APPENDIX A
Control No. TSA6 0096-8
Date Filed: July 18, 1975
Date Served: September 26, i975
Mr. Hector Garcia
134 E. 10th Street, Apt. 2
Brownsville, Texas 78520 Charging
Party
Certified No. 396643
Gloor Lumber & Supply, Inc.
1900 Price Road
Brownsville, Texas 7852¢ Respondent
Certified No. 396642
DETERMINATION
Under the authority vested in me by Section
1601.19B of the Commission's Procedural
Rules, 37 Fed. Reg. 20165 (September 27,
1972), I issue, on behalf of the Commission,
the following determination as to the
merits of the subject charged.
The timeliness and all other requirements
have been met; the Respondent is an employ-
er within the meaning of Title VII.
The Charging Party alleges that the Respon-
dent violated Title VII ky discharging him
because of a discriminatoiy language policy,
failing to promote, and condoning degrading
working conditions to Mexican-American en-
ployees because of their national origin,
Spanish Surnamed Americans. The record
evidence supports the discharge allegation
only.
The Restondent was served with a copy of
the charge of discrimination on the instant
charge juring a personal conference with
the Respondent's attorney and other Res-
pondent officials on September 26, 1975.
On this date, the Respondent was asked to
submit certain investigative documents with
which the Respondent failed to comply
fully. Yurther, tie Respondent was giv=2n
the oppcrtunity to submit a written Stat2-
ment of Position regarding the allegation;.
Respondent failed to do so.
Record evidence demonstrated that tie
Respondeit enforces an employee policy/rule
which reads as follows:
3A
RULE
SPEAKING SPANISH: "The company
realizes you have to speak Span-
ish to some of our customers.
Personnel will not speak Spanish
between themselves. The only
exception would be that one
individual is asking about a
transaction concerning a Spanish
speaking cust>mer and the custo-
mer is standing there, then the
transacton should be in Spanish.
If one of the salesmen or yardmen
are waiting on an individual that
speaks only English, and should
he be approached -by a Spanish
speaking customer, he should
excuse himself prior to answering
in Spanish."
Further, the record evidence demonstrated
that the Charging Party was employed on
September 27, 1973 through June 10, 1975 at
which time he was discharged. The Charging
Party received periodic merit wage increases
during this employment period, and a §$20C.00
cash "Bcnus" on or about June 1, 1975, for
which the Respondent's President explained
the "Bonus" plan as one ciiven to employees
with one or more years of satisfactory work
performance. No documer ted evidence was
found or produced by th: Respondent that
4A
indicated that Charging Party's work per-
formance was not Satisfactory. The record
evidence further demonstrated that the
Charging Party's claim for unemployment
benefits through the Texas Employment
Comission was Sustained in favor of the
Charging Party after the first and final
Appeals Hearing. It indicates that Charg-
ing Party's discharge "was not of such
nature or reoccurence as to constitute
misconduct connected with the work".
This Commission has held that the enforce-
ment of a rule that prohibits or restricts
the use of the Spanish language during
working hours which has a direct affect on
Spanish Speaking employees has the unlawful
effect of discriminating on the basis of
national origin by denying to such employees
as a class, a condition, or privilege of
employment enjoyed by other employees. The
use of a policy which in fact, discrimi-
nates between classes because of ethnic
grouping is prohibited by Title VII. Here,
the Respondent has denied the Spanish
Surnamed American employees the opportunity
to converse in their native language with
which they are most familiar and has failed
to show a business need for the policy/rule.
7%
5A
There is reasonable cause to believe that
Respondent committed an unlawful employment
practice in violation of Title VII of the
Civil Rights Act of 1964, as amended, by
promulgating a policy/rule' restricting
Respondent's Spanish Surnamed American
employees from speaking and conversing in
Spanish without prejudice to their work
performance and for which Charging Party
was discriminatorily discharged.
With reference to the promotion of Spanish
Surnamed American's to Management Positions,
and degrading working conditions allega-
tions, there was no evidence discovered
which supports these allegations.
Having examined the entire record, I con-
clude that there is reasonable cause to
believe that Title VII of the Civil Rights
Act of 1964, as amended, has been violated
in the following manner: The Charging Party
was discharged because of a discriminatory
language policy. However, there is not
reasonable cause to believe that Title VII
has been violated regarding: The promotion
and working conditions allegation.
Having determined that there is reasonable
cause to believe that the law has been
6A
violated, I now invite the parties to join
with the Conmission in a collective effort
toward joint resolution of the matter and
to eliminat«: unlawful employment practices.
An information sheet title "Notice of
Conciliation Process" is attached to this
letter of determination for the information
of all parties. A representative of the
Commission will contact each party in the
near future to begin the conciliation
process; until then, no action is required
of any party.
On behalf of the Commission:
ALVARO GARZA
District Director
Date: December 2, 1975
APPENDIX B
IN THE UNITED STATES DISTRICT COURT
FOR [HE SOUTHERN DISTRICT OF TEXAS
BROWNSVILLE DIVISION
HECTOR GARCIA,
INDIV:DUALLY AND ON
BEHALF OF ALL OTHEFS
SIMILARLY SITUATED
VS CIVIL ACTION NO.
75-B-130
ee
ALTON V. W. GLOOR,
ET AL.
FINDINGS OF FACT
- Hector Garcia was an employee of
Gloor Lumber and Supply Co., Inc. from
September, 1973 until the date of his
firing June 10, 1975.
ae Gloor Lumber and Supply Co.,
Inc., a Brownsville, Texas corporation, is
in the business of selling hardware and
building materials, land development and
building construction.
3. In 1975 Gloor Lumber and Supply
had thirty-nine employees, thirty-one of
whom were Spanish surnamed Mexican-Ameri-
cans.
4. Gloor Lumber and Supply had a
language policy which permitted Spanish to
be spoken while waiting on a Spanish speaking
2B
customer, but otherwise, English was to be
spoken. However, this policy, was only
limited to sales personnel and was only in
effect during working hours.
5. This requirement was made a
policy for valid business reasons, namely,
to improve customer relations, to aid an
employee in improving his English so that
he would be a mcre valuable member of the
business communit:y, and to improve inter-
office relationships, and was not made to
discriminate against their employees.
6. Hector Garcia was fired for
failure to update his inventory, for failing
to replenish merchandise with inventory on
hand, for failing to keep area clean, for
failing to respond to numerous reprimands,
and for failing to follow the language
policy.
7, The language policy was. not
strictly enforced since Hector Garcia had
violated the language policy at every
opportunity since the time of his hiring
according to his own testimony.
8. Hector Garcia was not discri-
minated against due to the language policy
of the defendant.
9. The firing of Hector Garcia was
on an individual basis and not because he
was a member of a class.
3B
10. There is n> reason to certify
this case as a class action as the Court
finds the language policy as_ enforced
non-discriminatory.
CONCLUSIONS OF LAW
he This Court has jurisdiction under
42 U. S. C. §2000e-2.
as Gloor Lumber and Supply Company's
firing of Hector Garcia was neither a
violation of 42 U. £. C. §2000e-2 nor a
violation of 42 U. S. C. §§1981 and 1985
(3).
2 The language policy is a bona
fide occupational qualification.
4. Hector Garcia is not entitied:
(1) to any back pay award for
damages,
(2) to any injunctive relief,
(3) to any attorney: fees.
5. All Findings of Fat which are
more properly characterized a: Conclusions
of Law are hereby adopted a: such. All
Conclusions of Law which are more properly
characterized as Findings cf Fact are
hereby adopted as such.
6. Defendant's counsel shall submit
a proposed form of judgment consistent with
the foregoing, after approval «as to form by
plaintiff's counsel.
4B
Signed at Laredo Texas, this 7th day
of December, 1976.
ROBERT O'CONOR, JR.
UNITED STATES
DISTRICT JUDGE
APPENDIX C
HECTOR GARCIA, etc.,
Plaintiff-Appellant,
Vv.
ALTON V. W. GLOOR, et al.,
Defendants-Appellees.
NO. 77-2358
United States Court of Appeals
Fifth Circuit
January “4, 1980
609 F.2d 156
App2al from the United States District
Court fcr the Southern District of Texas.
Before FAY, RUBIN and HATCHETT, Circuit
Judges.
ALVIN B. RUBIN, C:.rcuit Judge:
Invoking Title VII, the Equal Employ-
ment Opportunity Act, 42 U. S. C. §2000e§2
(EEO Act), Hector Garcia, a native-born
American of Mexican descent, challenges as
discriminatory his employer's rule that
prohibits employees engaged in sales work
from speaking Spanish on the job. We find
that the "speak-only-English" rule, as it
74%
2C
was applied by Mr. Garcia's employer, does
not discriminate on the basis of national
origin. We therefore affirm the district
court's judgment that Mr. Garcia's dis-
cherge for violating the rule was not
unlawful, and, because the group of employ-
ees Mr. Garcia sought to represent was not
numerou.; enough to constitute a class, we
also affirm its denial of class action
certification.
> I.
Hector Garcia, who was’ twenty-four
years of age at the time of trial, completed
the first semester of the tenth grade in
Texas public’ schools. He speaks’ both
English and Spanish. His grandparents were
immigrants from Mexico; he is native-born,
but he has always spoken Spanish in his owh
household.
In 1975, he was employed as a salesman
by Gloor Lumber and Supply, Inc., in Browns-~-
ville, Texas. His duties included stocking
his department and keeping it in order,
assisting other department salespersons and
selling lumber, hardware and supplies. He
had received compliments from inanagement on
his work ard in May 1975 had received a
bonus cf $.:50. However, there also was
evidence thit Mr. Garcia was not a satis-
~
3c
factory employee, that management's compli-
ments were bestowed as incentives to better
performance when, on occasion, his work
showed some imp)ovement and that a bonus
was awarded to all employees at year-end
without regard to merit.
Gloor had a rule prohibiting employees
from speaking Spanish on the job unless
they were communicating with Spanish speak-
ing customers. The rule did not apply to
conversation during work breaks or to
employees who worked outside in the lumber
yard.
Mr. Garcia testified that, because
Spanish is his primary language, he found
the English-only rule difficult to follow.
He testified that on June 10, 1975 he was
asked a question by another Mexican-American
employee about an item requested by a
customer and he responded in Spanish that
the article was not available. Alton
Gloor, an officer and stockholder of Gloor,
overheard the conversation. Thereafter Mr.
Garcia was discharged.
Mr. Gloor testified, and the district
court found as a fact, that Mr. Garcia's
discharge was for a combination of defi-
ciencies-failure to keep his inventory
current, failure to replenish the stock on
4c
display from stored merchandise, failure to
keep hi; area clean and failure to respond
to nui :rous' reprimands-as well as_ for
viclation of the Enclish-only rule. The
court also found ttat the English-only
policy was not strictly enforced but that
Mr. Garcia had violated it “at every oppor-
tunity since the time of his hiring accord-
ing to 1is own testimcny."
In addition to offering this evidence
to justify firing Mr. Garciés, Mr. Gloor
testified that there vere business reasons
for the language policy: English-speaking
customers objected to communications between
employees that they could not understand;
pamphlets and trade literature were in
English and were not available in Spanish,
so it was important for employees to be
fluent in English apart from conversations
with Enyjlish-speaking customers; if employ-
ees who normally spoke Spanish off the job
were reyuired to speak English on the job
at all times and not only when waiting on
English speaking customers, they would
improve their English: and the rule would
permit supervisors, who did not’ speak
Spanish, better to oversee the work of
subordinates. The cistrict court found
that these were valid business reasons and
that they, rather than discrimination, were
5C
the motive for the rule.
An expert witness called by the plain-
tiff testified that the Spanish language is
the most important aspect of ethnic identi-
fication for Mexican-Americans, and it is
to them what skin color is to others.
Consequently, Mr. Garcia contends, with
support from the Equal Employment Oppor-
tunity Commission (EEOC), that the rule
violates the EEO Act and the Civil Rights
Acts, 42 U. S. C. §§ 1981 and 1985(c).
Of the eight salesmen employed by
Gloor in 1975, seven were Hispanic, a
matter perhaps of business necessity for
75% of the population in that area is of
Hispanic background, and many of Gloor's
customers wish to be waited on by a sales-
man who speaks Spanish. Of its 39 employ-
ees, 31 were Hispanic, and a Hispanic sat
on the Board of Directors. There is,
therefore, no contention that Gloor discri-
minated against Hispanic-Americans in any
other way. a
The narrow issue is whether’ the
English-only rule imposes a discriminatory
condition of employment on Hispanic-Americans.
II.
[1,2] Mr. Garcia properly complains
that the court arrived at its denial of
6C
class certification by deciding that he had
no case on the merits. The question of
class certification is a procedural one,
distinct from ‘he merits of the action.
part vv. BW. BD. Cases Co., 3 CEr. i973; (em
banc), 485 F.2d 710; Miller v. Mackey
International, Inc., 5 Cir. 1971, 452 F.2d
424 4233-28. See also Satterwhite v. City
of Greenville, 5 Cir. 1978, (en banc), 578
F.2d 987, 993-94. Whether a class should
be certified depends entirely on whether
the proposal satisfies the requirements of
Fed.R.Civ.P. 23. See generally 7 C. Wright
& A. Miller, Federal .’ractice and Procedure:
Civil §§ 1759-1770 (1''72).
[3] Although th2 reason given by the
trial judge for denying class certification
was wrong, the result reached was correct.
A prerequisite for a class act:ion is that
the class be "so numerous that joinder of
all members is impracticable." Fed.R.Civ.P.
23 (a)(i.). “The raison d'etre of the class
suit doctrine is necessity, which in turn
depends upon the qutston of number." 3B
Moore's Federal Practice 923.05, at 23-149
(2d ed. 1979). This depends on the facts of
each case and no arbitrary rules have been
established, 7 C. Wright and A. Miller,
Federal Practice and Procedure: Civil,
7C
§1762 (1972), mor indeed should be. The
basic question is practicability of joinder
not number of interested -persons per se.
Practicability of joinder depends on size
of the class, ease of identifying its
members and determining ,their addresses,
facility of making service on them if
joined and their geographic dispersion.
See id.; 3B Moore's Federal Practice 123.05
(2d ed. 1979).
[4] Only twenty-one persons, those
Gloor employees who worked in the sales
area, could possibly have been affected by
the English-only rule. Their identity and
addresses were readily ascertainable, and
they all lived in a compact geographical
area. The suggested class therefore failed
to meet the elementary requirement that
supports the whole theory of class
action-representation by one person of a
group so numerous that joinder in one suit
would be impracticable.
III.
Although the trial judge concluded
that Mr. Garcia was fired for a number of
reasons, including speaking Spanish on the
job, the judge made no finding concerning
the substantiality of the language vio-
lation in contributing to the matrix of
=
8C
motive. Perhaps under the evidence he
could not, once the omelet had been cooked,
determined what each egg had contributed to
at.
[5] Employer action does not violate
Title VII merely because a _ reprobated
reason plays some part in the employer's
decision, see Rogers v Equal Employment
Oppoitunity Commission, D. C. Cir. 1977,
179 U. S. App.D.C. 170, 551 F.2d 456; yet
the forbidden taint need not be the sole
basis for the action in order to condemn
it. The record would support a finding
that Mr. Garcia's use of Spanish was a
Significant factor and, therefore, rather
than remand for a determination by the
trial court, we will assume: for present
purposes that it was. We turn then to the
issues that appear to both parties and the
several amici to be at the core of the
case.
([6] In an employee suit for discharge
alleyed to be EEO-wrcngful, the burden is
on the employee to establish a prima facie
case of discrimination. See McDonnell
Doug. as Corp. v Green, 1973, 411 U. S. 792,
802, 93 S.Ct. 1817, 1324, 36 L.Ed. 2d 668,
677. If the English-only rule is not
discriminatory, Mr. Garcia's suit fails; if
9C
it is shown on its face to be reprobated,
then we should next consider whether Gloor
has a lega)) defense justifying the rule.
The EEO Act sought to assure equality
of employment opportunity by making it
unlawful for an employer "to fail or refuse
to hire or to discharge any individual, or
otherwise to discriminate against any
individual with respect to his compensation,
terms, conditions, or privileges of employ-
ment, because of such individual's race,
color, religion, sex, or national origin."
42 U.S.C. §2000e-2(a)(1).
[7] In interpreting the statute? we
start with its plain words without pausing
to consider whether a statute differently
1 While the EEOC has considered in
specific instances whether a policy
prohibiting the speaking of Spanish
in normal interoffice contacts
discriminates on the basis of na-
tional origin, [1972] Empl.Prac.Guide
(CCH) 96293; [1972] Empl.Prac.Guide
(CCH) 96173, it has adopted neither
a regulation stating a standard for
testing such language rules nor any
general policy presumed to. be
derived from the statute, prohibiting
them. We therefore approach the
problem on the basis of the statute
itself and the case law.
10C
framed would yield results more consonant
with fairness and reason. See B. Cardozo,
The Nature of the Judicial Process 88-89
(1921). The first consideration is the
problem, not the answer, See Frankfurter,
Some Reflections on the Reading of Sta-
tutes, 47 Colum.L. Rev. 527, 529-30 (1947).
The statute forbids discrimination in
conditions of employment based on national
origin. Neither the statute nor common
understanding equates national origin with
the language that one chooses to speak.”
Moreover, Mr. Garcia's national origin is
not Mexican; he is a citizen of the United
States by birth.
Mr. Garcia and the EEOC both contend
that the English-only rule is discrimina-
tory under the statute and that it is not
justified by business necessity. We con-
sider each argument separately.
The contention that it is discrimi-
natory to prohibit speaking a _ foreign
language on the job turns on the thesis
2 The statute's legislative history
concerning the meaning of "national
origin" is "quite meager." See
Espinoza v. Farah Mfg. Co., 1973,
414 U.S. 86, 88, 94 S.Ct. 334, 337,
38 L.Ed.2d 287, 291.
11C
that, if an employee whose most familiar
language is not English is denied the right
to converse in that language, he is denied
a privilege of employment enjoyed by em-
ployees most comfortable in English; this,
necessarily, discriminates against him on
the basis of national origin because national
origin influences or determines his language
preference. To state the proposition in
those terms is virtually to expose its lack
of soundness.
No authority cited to us gives a
person a right to speak any particular
language while at work; unless imposed by
statute, the rules of the workplace are
made by collective bargaining or, in its
absence, by the employer. An employer does
not accord his employees a privilege of
conversing in English; English spoken well
or badly, is the language of our Consti-
tution, statutes, Congress, courts and the
vast majority of our nation's people.
Likewise, an employer's failure to forbid
employees to speak English does not grant
them a privilege. An employer's refusal to
hire applicants who cannot speak English
might be discriminatory if the jobs they
seek can be performed without knowledge of
that language, but the obverse is not
12C
correct: if the employer engages a bilin-
gual person, that person is granted neither
right nor privilege by the statute to use
the language of his personal preference.
Mr. Garcia was bilingual. Off the job,
when he spoke one language or another, he
exercised a preference. He was hired by
Gloor precisely because he was bilingual,
and, apart from the contested rule, his
preference in language was restricted to
some extent by the nature of his employment.
On the job, in addressing English-speaking
customers, he was obliged to use English;
in serving Spanish-speaking patrons, he was
required to speak Spanish. The English-only
rule went a step further and restricted his
preference while he was on the job and not
serving a customer.
[8] Let us assume that, as contended
by Mr. Garcia, there was no genuine business
need for the rule and that its adoption by
Gloot was arbitrary. The EEO Act does not
prohibit all arbitrary employment practices.
It ¢oes not forbid emloyers to hire only
persons born under a certain sign of the
Zodiac or persons having only long hair or
13C
short hair or no hair at all.? It is
directed only at specific impermissible
bases of discrimination-race, color, religion,
sex or national origin.* National origin
must not be confused with ethnic or socio-
cultural traits or én unrelated status,
such as citizenship or alienage, Espinoza v
Farah Manufacturing C»., 1973, 414 U. S.
86, 94,8. Ct. 334, 38 L.Ed.2d 287, or
poverty, Ybarra v. City of Los Altos Hills,
9 Cir. 1974, 503 F.2d 250, 253, or with
activities not connected with national
origin, such as labor agitation, Balderas
v. La Casita Farms, Inc., 5 Cir. 1974, 500
F.2d 195,198.
(9) Save for rejigion, the discrimi-
nations on which the /.ct focuses its laser
of prohibition are those beyond the victim's
power to alter. See Willingham v. Macon
3 Cf. NLRB v. Knuth Byothers, Inc.,
7 Cie. 1976, 537 F.2d 950, 954
(employer may discharge employee for
no reason at all sc long as the
motivation is not viclative of the
National Lalor Relations Act).
4 See generally Note, Developmeits
in the Law--Employment Discrimination
and Title VII of the Civil Rights
Act of 1964, 84 Harv.L.Rev. 1109
(1971).
14C
Telegraph Publishing Co., 5 Cir. 1975, (en
banc), 507 F.2d 1084 (employer's grooming
code that required different hair lengths
for males and females held not to consti-
tute sex discrimine tion) .> No one can
change his place of birth (national origin),
the place of birth of his forebears (national
origin), his race or fundamental sexual
characteristics. As this Court said in
Willingham, “Equal employment opportunity
may be secured only when employers are
barred from discriminating against employees
on the basis of immutable characteristics,
5 Courts have also found discrimination
in situations in which, although the
basis of discrimination was not
strictly immutable, a _ fundamental
right was involved. Willingham v.
Macon Telegraph Publishing Co., 507
F.2d at 1091. See Phillips v.
Martin Marietta Corp., 1971, 400 U.
S. 542, 91 S.Ct. 496, 27 L.Ed.2d 613
(employment discrimination against
women with pre-school age children);
Sprogis v. United Air Lines, Inc., 7
Cir. 1971, 444 F.24. 1194 cert.
denied, 404 U.S. 991, 92 S.Ct. 536,
30 L.Ed.2d 543 (rule prohibiting
female stewardesses but not male
stewards from getting married found
discriminatory). Cf. General Electric
Co. v. Gilbert, 1976, 429 U.S. 125,
97 S.Ct. 401, 50 L.Ed.2d 343 (exclu-
sion of pregnancy from disability
benefits plan held not to be sex
discrimination).
15C
such as race and national origin. :
But a hiring policy that distinguishes on
some other ground, such as grooming codes
or length of hair, is related more closely
to the employer's choice of how to run his
business than to equality of employment
opportunity." 507 F.2d at 1091 (emphasis in
original) .°
[10] The EEO Act thus does not support
an interpretation that equates the language
an employee prefers to use with his national
origin. To a person who speaks only one
tongue, language might well be an immutable
characteristic like skin color, sex or
place of b:rth. However, the language a
person who is multi-lingual elects to speak
at a particular time is by definition a
matter of choice. No claim is made that
Garcia and the other employees engaged in
6 Some taxonomics, while ostensibly
based on mut.ble characteristics,
may be merely disguised discrimi-
nation either in intent or effect.
Thus, employing only persons who
have a high school degree when the
job can adequately be performed by
persons of lesser education can beva
concealed discrimination against
racial groups whose numbers include
fewe- high school graduates. See
Grig;;s v. Duke Power Co., 1971, 401
U.S. 424, 91 S.Ct. 849, 28 L.Ed.2d
158.
7%
16C. | rr
~
sal+s were unable to speak English. Indeed,
it is conceded that all salesmen could do
so and that this ability was an occupational
qualification because of the requirement |
that they wait on customers who spoke only
English or who used that language by their
own choice.
The rule was confined to the work
place and work hours. It did not apply to
conversations during breaks or other employee
free-tine. There is neither pretension nor
evidence that Gloor forbade speaking Spanish
to discriminate in employment or that
either the purpose or the effect of doing
sO was invidious to Hispanic-Americans:. We
do not consider rules that turn on the
language used in an employee's home, the
one he chooses to speak when not at work,
or what was spoken by his parents or grand-
parents. Tris case concerns only a require-
ment that persons capable of speaking
English jo so while on duty.
That this rule prevents some employees,
like Mr. Garcia, from exercising a preference
to converse in Spanish does not convert it
into discrimination based on national
origin. Reduced to its simplest, the claim
is “others like to speak English on the job
and do so without penalty. Speaking Spanish
17C
is very important to me and is inherent in
my ancestral national origin. Therefore, I
should be permitted to speak it and the
denial to me of that preference so important
to my self-identity is statutorily forbidden."
The argument thus reduces itself to a
contention that the statute commands employers
to permit employees to speak the tongue
they prefer. We do not think the statute
permits that interpretation, whether the
preference be slight or strong or even one
closely related to self-identity.
There is anothec foot to the statute
and to the case before us, and, lest our
opinion end while the parties wait for the
other shoe to drop, we discuss briefly the
second issue-the question of justification
for the rule.
[11] The EEO Act permits discrimi-
nation in hiring and employment "where
religion, sex, or national origin is a bona
fide occupational qualification (BFOQ) rea-
sonably necessary to the normal operation
of that particular business or enterprise."
42 U. S. C. §2000e-2(e)(1). A BFOQ thus
validates an occupational gualification
that discriminates purposively. See Dotherd
v. Rawlinson, 1977, 433 U.S. 221, 97 S.Ct.
2720, 53 L.Ed.2d 786.
18C
The trial judge, after concluding that
the Englishonly rule was not discriminatory,
also held that it was justified as a BFOQ.
This conclusion rests on a misunderst:anding
of the statute. Because the issue has been
both briefed and argued, and elucidation
may %e helpful to the EEOC and other liti-
gants, we discuss it briefly.
{[12| The BFOQ rule allows an employer
deliberately to discriminate. The
English-only rule was not deliberately
discriminatory; neither patently nor in
secret purpose did it select national
origin ¢s a qualification for employment.
Therefor2 the rule could not be said either
to have been adopted as a BFOQ or to be
legitimated by the exception.
[13] When a practice does not deli-
berately discriminate, it may be validated
as a BIOQ. A BFOQ defense is based on
business need but must be distinguished
from the “business necessity" defense [BND]
despite the semantic and evidentiary simi-
larity cf the BND. (Our use of acronyms is
deliberate so that we will not be confused
in our :liscussion by semantic similarity).
The concepts of BFOQ and BND are related in
the sense that each is founded on the
functional necessities of business operation,
19C
but the BND applies to another situation:
where an employer has utilized an employ-
ment test of ::ome other requirement not
patently discriminatory and the requirement
hs been demonstrated by the plaintiff to be
discriminatory in effect, the employer may
show in defense that the requirement is
justified by business necessity. See 42 U.
S. C. §2000e2(h); Grigg v. Duke Power Co.,
1971, 4013 U. S. 424, 91 S.Ct. 849, @&
L.Ed.2d 158. Both BFOQ and BND are defenses
but a BFOQ is a warrant for affirmatve,
deliberate discrimination while a BND is a
defense to the prima facie case made when
an apparently neutral employment practice
is shown to have discriminatory effect. 7
7 See also Board of Education v.
ye) OS ea
100 S.Ct. , 60 L.Ed.2d _, 48
USLW 4035, 4041 &4042 n.4 (relation
of "educational necessity" justifi-
cation under Emergency School Aid
Act to "business necessity" defense
under Title VII). Neither BFOQ nor
BND should be confused with defenses
available when an employer is charged
with discriminacion against an
individual on an impermissible
basis. See Board of Trustees of
Keene State College v. Sweeney,
1978, 439 U.S. 24, 99 S.Ct. 295, 58
L.Ed.2d 216; Furnco Construction
Corp. v. Waters, 1978, 438 U.S. 24,
99 S.Ct. 295, 58 L.Ed.2d 957; McDon-
n.4,
20C
This case involves neither; because
the English-only rule does not seek to
discriminate on the basis of national
origin (i.e. it does not single out national
origin for purposes of discrimination) and
has not been shown to have a discriminatory
impact on Hispanic persons, it is not
necessary to decide whether the rule would
have been warranted by either test.
[14] Mr. Garcia and the EEOC would
have us adopt a standard that the employer's
business needs must be accomplished in the
manner that appears to us to be the least
restrictive. The statute does not give the
judiciary such latitude in the absence of
discrimination. If the action of an em-
ployer 1s based on a valid, nondiscrimi-
natory motive, judges who have neither
business experience nor the problem of
meeting the employees' payroll do not have
the power to preempt an employer's business
judgment by imposing a solution that appears
Ft. nt. 7 continued: nell Douglas Corp.
v. Geen, 1973, 411 U.S. 792, 93
S.Ct.1817, 36 L.Ed.2d 668. In this
case we have assumed that Mr. Garcia
was ‘ired primarily for his use of
the English-only rule even though
Gloo: asserted legitimate, nondis-
criminatory reasons for his 4dis-
charge. See id.
21C
less restrictive. See Furnco Construction
Corp. v. Waters, 1978, 438 U.S. 531, 98
S.Ct. 2943, 57 L.Ed.2d 957.
IV.
[15] Having reached this point, it is
unnecessary for us to consider the claims
asserted under 42 U.S.C. §1981 and 42 U.
S.C. §1985(c). Section 1981, which origi-
nated in the Civil Rights Act of 1866,
assures "all persons" the same _ rights
"enjoyed by white citizens" in making and
enforcing contracts and in exercising other
described rights. "Section 1981 is a
parallel remedy against discrimination
which may deprive its legal principles from
Title VII." Blum v. Gulf Oil Corp., 5 Cir.
1979, 597 F.2d. 936, 938. ®
8 We need not, therefore, now decide
whether the provision in Section
1981 that "all persons" shall have
those described rights and benefits
accorded "white citizens" accords
protection to those who are denied
these rights because they are
Hispanic-Americans. See Manzanares
v. Safeway Stores, Inc., 10 Cir.
1979, 593 F.2d 968. cf. Guerra v.
Manchester Terminal Corp., 5th Cir.
1974, 498 F.2d 641, 653-54 (Section
1981 applies to aliens).
22C
(16) Section 1985(c), which origi-
nated with the Civil Rights Act of 1871,
gives a cause of action for damages to any
person who is a victim of a conspiracy to
deprive that person or a class of persons
of equal protection of the la\’- or of equal
privile jes and immunities under the laws.
Althougi the: statute reaches purely private
conspiracie:., Griffin v. Breckenridge,
i972, 403 JU. 8. 66, 91. B.S. 27ee, oe
L.Ed.2d 33€, because Mr. Garcia's claim
rests on a vidlation of Title VII, he may
not invoke section 1985 (c). Great Ameri-
can Federal Savings & Loan Association v.
Novotny, 1979,--U.S.---, 99 S.Ct. 2345, 60
L. Ed.24 957. Cf. Johnson v. Railway
Express Agency, Inc., 1975, 421 U. S. 454,
95 S.Ct. 1716, 44 L.Ed. 2d 295 (aggrieved
employee not limited to Title VII but may
also sue for employment discrimination
under Section 1981).
V. |
[17] Some of Mr. Garcia's evidence
was excludec by the trial judge: the
9 We do not reach the question whether
Section 1985{c) was intended to
cover only’ racial bias. See
McLellan v. Mississippi Power &
Light Co., 5 Cir. 1977, (en banc),
545 F.2d 919; Comment. A Construc-
tion of fection 1985(c) in Light of
its Origiial Purpose, 46 U.Chi.L.Rev.
402 (1979).
=*%
23C
investigative reports and determinations of
the EEOC and the transcript of proceedings
concerning Mr. Garcia's unemployment compen~
sation c]aim conducted by the Texas Employ-
ment Commissioner's (TEC) Appeals Tribunal.
If ithe exclusion of these was error, it was
harrless, for, after weighing the evidence
actually admitted, neither would have added
appreciable weight to the contention that
the rule was discriminatory. Fed.R.Evid.
103(a).
Most of the battle about the additional
evidence appears to have been fought on the
question of whether they were or were not
business records The admissibility cf
such official documents under the Federal
Rules of Evidence is not determined by
business records rules standards, but by
Rule 803(8), whic! provides for the admis 3i-
bility of the reports of public agencies.
(18) The d strict judge was, indeed,
in error in refu: ing to admit the investi-
gative report aid determinations of the
EEOC. See Peters v Jefferson chédmical Co.,
5 Cir. 1975, 51¢ F.2d 447, 450; Smith v.
Universal Services, Inc., 5 Cir. 1972, 454
F.2d 154, 157-58. That error was, as we
have said, harmless. The rule would permit
the introduction of the transcript of the
24C
TEC proceedings, which wés transcribed by
the secretary of Mr. Garcia's lawyer, only
if it were properly authenticated.
Fed.R.Evid. 901. The court's rejection of
the unauthenticated transcript of the TEC
hearing .s independent evidence was proper.
VI.
Our opinion does not, of course,
impress a judicial imprimatur on all employ-
ment rules that require an employee to use
or forbid him from using a language spoken
by him at home or by his forbears. We hold
only that an employer's rule forbidding a
bilingual employee to speak anything but |
English in public areas while on the job is
not discrimination based on national origin.
Even if we assume that the violation of the
rule war a substantial factor leading to
Mr. Gaicia's discharge, we, therefore,
affirm the district court's judgment that
Mr. Garcia was neither discharged because
of his national origin nor denied equal
conditions of employment based on that
factor; instead, he was discha) ged because,
having the ability to comp. y with his
employer's rule, he did not do so.
The judgment is AFFIRMED.
HATCHETT, Circuit Judge:
I concur in the result only.
APPENDIX D
HECTOR GARCIA, etc.
Plaintiff-Appellant,
Vv.
ALTON V. W. GLOOR, et al.,
Defendants~-Appellees.
No. 77-2358
United States Court of Appeals,
Fifth Circuit
May 22, 1980
618 F.2d 264
Mexican-American brought employment discri-
mination suit challenging his former employer's
rile prohibiting employees engaged in sales
work from speaking Spanish on the job. The
Uiited States District Court for the Southern
District of Texas, Robert O'Conor, Jr., J.,
rendered judgment for the employer.
Mexican-American appealed. After withdrawing
an earlier opinion, 609 F.2d 156, the Court of
Appeals, Alvin B. Rubin, Circuit Judge, held
that: (1) a suggested class failed to meet the
requirement that the class be so numerous that
2D
ioinder of all members is impracticable, and
(2) the employer's rule did not discriminate on
the basis of national origin.
Affirmed.
Hatchett, Circuit Judge, concurred in the
result.
Appeal from the United States District
Court for the Southern District of Texas.
Before FAY, RUBIN and HATCHETT, Circuit
Judges.
ALVIN B. RUBIN, Circuit Judge:
[IT IS ORDERED that this court's opinion
reported at 609 F.2d 156 (5th Cir. 1980) be
withdrawn and the following is substituted:
(nvoking Title VII, the Equal Employment
Opportunity Act, 42 U.S.C. §2000e-2 [EEO Act],
Hector Garcia, a native-born American of Mexican
descent, challenges as discriminatory his
einployer's rule that prohibits employees engaged
in sales work from speaking Spanish on the job.
Because the group of employees Mr. Garcia
sought to represent was not numerous enough to
constitute a class, we affirm the trial court's
denial of class action certification. We
conclude that the "speak-only-English" rule, as
it was applied to Mr. Garcia by his employer,
does not discriminate on these basis of national
ocigin. We therefore affirm the district
court's judgment that Mr. Garcia's discharge
for violating the rule was not unlawful.
3D
te
Hector Gircia, who was twenty-four years
of age at the time of trial, completed the
first semester of the tenth grade in Texas
Fiblic. school::. He speaks both English and
€¢2anish. His grandparents were immigrants from
Mexico; he is native-born, but he has always
spoken Spanish in his own household.
In 1975, he was employed as a salesman by
loor Lumber and Supply, Inc., in Brownsville,
‘‘exas. His duties included stocking his depart-
nent and keep2ng it in order, assisting other
department salespersons and selling lumber,
hardware and supplies. He had received compli-
ments from management on his work and in May
1975 had received a bonus of $250. However,
there also was evidence that Mr. Garcia was not
a satisfactory employee, that management's
compliments were bestowed as incentives to
better performance when, on occasion, his work
showed sore improvement and that a bonus was
awarded t: all employees at year-end without
regard to aserit.
Gloor had a rule prohibiting employees
from speaking Spanish on the job unless they
were commu)iicating with Spanish-speaking customers.
Most of G..oor's employees were bilingual, but
some who worked outside in the lumber yard did
not speak English. The rule did not apply to
4D
those employees. It also did not apply to
conversation during work breaks.
Mr. Garcia testified that, because Spanish
is his primary lanquage, he _ found the
English-only rule difficult to follow. He
testified that.on June 10, 1975 he was asked a
question by another Mexican-American employee
about an item requested by a customer and he
responded in Spanish that the article was not
available. Alton Gloor, an officer and stock-
holder of Gloor, overheard the conversation.
Thereafter Mr. Garcia was discharged.
Mr. Gloor testified, and the district
court found as a fact, that Mr. Garcia's dis-
charge was for a combination of deficiencies--
failure to keep his inventory current, failure
to replenish the stock on display from stored
merchandise, failure to keep his area clean and
failure to respond to numerous reprimands-~as
well as for violation of the English-only rule.
The court also found that the English-only
policy was not strictly enforced but that Mr.
Garcia had violated it “at every opportunity
since the time of his hiring according to his
own testimony."
In addition to offering this evidence to
justify firing Mr. Garcia, Mr. Gloor testified
that there were business reasons for the language
policy: English-speaking customers objected to
5D
communications between employees that they
could not understand; pamphlets and_ trade
literature wer2 in English and were not available
in Spanish, s» it was important for employees
to be fluent in English apart from conversa-
tions with English-speaking customers; if
employees who normally spoke Spanish off the
job were required to speak English on the job
at all times and not only when waiting on
English-speaking customers, they would improve
their English; and the rule would permit super-
visors, who did not speak Spanish, better to
oversee the work of subordinates. The district
court found that these were valid business
reasons and that they, rather than discrimi-
nation, were the motive for the rule.
An expert witness called by the plaintiff
testified that the Spanish language is the most
important aspect of ethnic identification for
Mexican-Americans, and it is to them what skin
color is to others. Consequently, Mr. Garcia
contends, with support from the Equal Employ-
ment Oppo tunity Commission [EEOC], that the
rule violetes the EEO Act and the Civil Rights
Acts, 42 U S.C. §§1981 and 1985(c).
Of th: eight salesmen employed by Gloor in
3975, sevei were Hispanic, a matter perhaps of
tusiness necessity, because 75% of the popula-
ition in its business area is of Hispanic back-
6D
ground ani many of Gloor's custoners wish to be
waited on by a salesman who speaks Spanish. Of
its 39 employees, 31 were Hispanic, and a
Hispanic sat on the Board of Diiectors. There
is no contention that Gloor discriminated
egainst Hispanic-Americans in any other way.
The narrow issue is whether the
English-only rule as applied -:o Mr. Garcia
imposed a discriminatory condit:on of employ-
ment.
eo
[1,2] Mr. Garcia properly complains that
the court arrived at its denial of class certifi-
cation by deciding that he had no case on the
merits. The question of class certification is
a procedural one, distinct from the merits of
the action. Huff v. N. D. Cass Co., 5 Cir.
1973 (en banc), 485 F.2d 710; Miller v. Mackey
International, Inc., 5 Cir. 1971 452 F.2d 424,
427-28. Whether a class shoul:| be certified
depends entirely on whether the proposal satisfies
the requiremen=s of Fed.R.Civ.P. 23. See generally
7 C. Wright & A. Miller, Federal Practice and
Procedure: Civil §§1759-1770 (1972).
{3] However, the result reached by the
trial judge was correct. A prerequisite for a
class action is that the class be "so numerous
that joinder of all members is impracticable."
Fed.R.Civ.P. 23(a)(1) "The raison d'etre of
7D
the class suit doctrine is necessity, which in
turn depends upon the question of number." 3B
Moore's Federzl Practice 923.05, at 23-149 (2d
ed. 1979). Tais depends on the fact of each
case and no ar>ditrary riles have been estblished,
7 C. Wright and A. Miller, Federal Practice and
Procedure: Civil, §1762 (1972), nor indeed
Should be. The basic question is pract*cabi-
lity of joinder, not number of interested
persons per se. Practicability of joinder
depends on size of the class, ease of identi-
fying its members and determining their addresses,
facility of making service on them if joined
and their geographic dispersion. See id.; 3B
Moore's Federal Practice %23.05 (2d ed. 1979).
[4] Only thirty-one persons, those Gloor
employees who were Hispanic, were affected by
the English-only rule. Their identity and
addresses were readily ascertainable, and they
all lived in a compact geographical area. The
suggested class therefore failed to meet the
elementary requirement that supports the whole
theory of class action--representation by one
person of a group so numerous that joinder in
one suit would be impracticable.
ge
Although the trial judge concluded that
Mr. Garcia was fired for a number of reasons,
including deliberately speaking Spanish on the
8D
job in purposeful violations of Gloor's rule,
the judge made no finding concerning the substan-
tiality of the language violation in contribu-
ting to the matrix of motive. Perhaps under
the evidence he could n0t, once the omelet had
been cooked, determine what each egg had contri-
buted to it.
[5] Employer action does not violate
Title VII merely kecause a reprobated reason
plays some part in che employer's decision, see
Rogers v. Equal Emp] oyment Opportunity Commission,
D.C. Cir. 1977, 551 F.2d 456; yet the forbidden
taint need not be the sole basis for the action
in order to condemn it. The record would
support a finding that Mr. Garcia's use of
Spanish was a significant factor and, therefore,
rather than remand for a determination by the
trial court, we will assume for present purposes
that it was. We turn then to the issue that
appers to both parties and the several amici to
be at the core of the case.
The EEO Act sought to assure equality of
employment opportunity by making it unlawful
for an employer "(1) to fail or refuse to hire
or to discharge any individual, or otherwise to
discriminate against any individual with respect
to his compensation, terms, conditions, or
privileges of employment, because of such
individual's race, color, religion, sex, or
9D
national origin; or (2) to limit, segregate, or
classify his employees or applicants for employ-
ment in any way which would deprive or tend to
deprive any individual of employment opportuni-
ties or otherwise adversely affect his status
as an employee, because cf such individual's
race, color, religion, sex, or national origin."
42 U.S.C. §2000e-2(a).
[6] In interpreting the statute? we start
with its plain woris without pausing to consider
whether a statute differently framed would
yield results more consonant with fairness and
reason. See B. Cardozo, The Nature of the
Judicial Process 88-89 (1921). The first
consideration is the problem, not the answer.
See Frankfurtec, Scme Reflections on the Reading
of Statutes, 47 Colum.L. Rev. 527, 529-30
(1947). The statute forbids discrimination in
employment on the basis of national origin.
Neither the statute nor common understanding
1 while the EEOC has considered in
specific instances whether a policy
prohibiting the speaking of Spanish in
normal interoffice contacts discriminates
on the basis of national orizin.
[1972] Empl.Prac. Guide (CCH) 16.93;
[1972] Empl.Prac. Guide (CCH) 96173,
it has adopted neither a regulation
stating a standard for testing such
language rules nor any general policy,
presumed to be derived from the statute,
prohibiting them We therefore approach
the problem on tlie basis of the statute
itself and the case law.
10D
equates national origin with the language that
one chooses to speak. 7 Language may be used as
a covert basis for na<ional origin discrimi-
nation, but the Engl:ish-only rule was not
applied to Garcia by Gloor either to this end
or with this result.
Mr. Garcia argues that it is discriminatory
to prohibit employees from speaking a foreign
language on the basis of a thesis that, if an
employee whose most familiar language is not
English is denied the right to converse in that
language, he is denied a privilege of employment
enjoyed by employees most comfortable in English;
this, necessarily, discriminates against him on
the basis of national origin because national
origin influences or determines his language
preference. Whether or not this argument might
have a tenable basis if made on behalf of all
employees who are bilingual or if invoked
against a rule that forbade all use of any
language but English we need not consider. Mr.
Garcia was fully bilingual. He chose delibera-
tely to speak Spanish instead of English while
actually at work. He was permitted to speak
the language he preferred during work breaks.
2 The statute's legislative history con-
cerning the meaning of "national
origin" is "quite meager." See Espinoza
v. Farah Mfg. Co., 1973, 414 U.S. 86,
88, 94 S.Ct. 334, 337, 38 L.Ed.2d 287,
291.
11D
No authority cited to us gives a person a
right to speak any particular language while at
work; unless imposed by statute, the rules of
the workplace are made by collective bargaining
or, in its absence, by the employer. An employer's
failure to forbid employees t« speak English
does not grant them a privilege. The refusal
to hire applicants who cannot speak English
might be discriminatory if the jobs they seek
can be performed without knowledge of that
language, but the obverse is not correct: if
the employer engages a bilingual person, that
person is granted neither right nor privilege
by the statute to use the language of his
personal preference. Mr. Garcia was bilingual.
Off the job, when he spoke one language or
another, he exercised a preference. He was
hired by Gloor precisely because he was bilingual,
and, apart from the contested rule, his preference
in language was restricted to some extent by
the nature of his employment. On the job, in
addressing English-speaking customers, he was
obliged to use English; in serving Spanish-speak-
ing patrons, he was required to speak Spanish.
The English-only rule went a step further and
restricted his preference while he was on the
job and not serving a customer.
[7] Let us assume that, as contended by
Mr. Garcia, there was no genuine business need
12D
for the rile and that its adoption by Gloor was
arbitrary. The EEO Act does not prohibit all
arbitrary employment practices. It does not
forbid employers to hire only persons born
under a certain sign of the zodiac or persons
having long hair or short hair or no hair at
all.? It is directed only at specific imper-
missible bases of discrimination-race, color,
religion, sex, or national origin.” National
origin must not be confused with ethnic or
sociocultural traits or an unrelated status,
such as citizenship or alienage, Espinoza v.
Farah Manufacturing Co., 1973, 414 U. S. 86, 94
S.Ct. 334, 38 L.Ed.2d 287, or poverty, Ybarra
v. City of Los Altos Hills, 9 Cir. 1974, 503
F.2d 250, 253, or with activities not connected
with national origin, such as labor agitation,
Balderas v. La Casita Farms, Inc., 5 Cir. 1974,
500 F.2d 195, 198.
[8] Save for religion, the discriminations
3 Cf. NLRB v. Knuth Brothers, Inc., 7
Cir. 1976, 537 F.2d 950, 954 (employer
may discharge employee for no reason
at all so long as the motivation is
not violative of the National Labor
Relations Act).
4 See generally Note, Developments in
the Law--Employment Discrimination and
Title VII of the Civil Rights Act of
1964, 84 Harv.L.Rev. 1109 (1971).
13D
on which the Act focuses its laser of prohibition
are those that are either beyond the victim's
power to alter, see Willingham v. Macon Telegraph
Publishing Co., |! Cir. 1975. (en banc), 507
F.2d 1084 (employer's grooming code that required
different hair lengths for males and females
held not to constitute sex discrimination),” or
that impose a burden on an employee on one of
the prohibited bases. No one can change his
place of birth (national origin), the place of
birth of his forebears (national origin), his
5 Courts also have found discrimination
in situations in which, although the
basis of discrimination was not strictly
immutable, a fundamental right was
thought to be involved. Willingham v.
Macon Telegraph Publishing Co., 507
F.2d at 1091. See Phillips v. Martin
Marietta Corp., 1971, 400 U.S. 542, 91
S.Ct. 496, 27 L.Ed.2d 613 (employment
discrimination against women with
pre-school age children); Sprogis v.
United Air Lines, Inc. 7 Cir. 1971,
444 F.2d 1194 cert. denied, 404 U.S.
991, 92 S.Ct. 536, 30 L.Ed.2d 543
(rule prohibiting female stewardesses
but not male stewards from getting
married found discriminatory). Cf.
General Electric Co., v. Gilbert, :
1976, 429 U.S. 125, 97 S.Ct. 401, 50
L.Ed.2d 343 (exclusion of pregnancy
from disability benefits plan held not
to be sex discrimination).
14D
race, or fundamental sexual characteristics.
As this court said in Willingham, "Equal employ-
ment opportunity may be secured only when
employers are barred from discriminating against
employees on the basis of immutable characteris-
tics, such as race and national origin. ...
But a hiring policy that distinguishes on some
other ground, such as grooming codes or length
of hair, is related, more closely to the em-
ployer's choice of how to run his business than
to equality of employment opportunity." 507
F.2d at 1091 (emphasis in original).
[9] The argument is made that the rule is
discriminatory in impact, even if that result
6 Some taxonomies, while ostensibly
based on mutable characteristics, may
be merely disguised discrimination
either in intent or effect. Thus,
employing only persons who have a high
school degree when the job can adequa-
tely be performed by persons of lesser
education can be concealed discrimi-
nation against racial groups whose
numbers include fewer high school
graduates. See Griggs v. Duke Power
Co., 1971, 401 U.S. 424, 91 S.Ct. 849,
28 L.Ed.2d 158. We need not here
explore the extent to which the EEO
Act forbids discrimination based on
characteristics that are not immutable.
For the purpose of this opinion, we
accept the thesis that there may be a
disparate impact based on some mutable
conditions, such as where an employee
lives. Religion is, of course, a
forbidden criterion, even though a
matter of individual choice.
15D
was not intentional, because it was likely to
be violated only by Hispanic-Americans and
that, therefore, they have a higher risk of
incurring penalties. The disparate impact test
has been applied to hiring criteria, Griggs v.
Duke Power Co., 1971, 401 U. S. 424, 91 S.Ct.
849, 28 L.Ed.2d 158, and to on-the-job policies,
Nashville Gas Co. v. Satty, 1977, 434 U. S.
136, 98 S.Ct. 347, 54 L.Ed.2d 356. It forbids
the use of any employment criterion, even one
neutral on its face and not intended to be
discriminatory, if, in fact, the criterion
causes discrimination as measured by the impact
on a person or group entitled to equal opportu-
nity. However, there is no disparate impact if
the rule is one that the affected employee can
readily observe and nonobservance is a matter
of individual preference. Mr. Garcia could
readily comply with the speak-English-only
rule; as to him nonobservance was a matter of
choice. In similar fashion, an employer might,
without business necessity, adopt a rule for-
bidding smoking on the job. The Act would not
condemn that rule merely because it is shown
that most of the employees of one race smoke,
most of the employees of another do not and it
is more likely that a member of the race more
addicted to tobacco would be disciplined.
16D
[10] We do not denigrate the importance
of a person's language of preference or other
aspects of his national, ethnic or racial
self-identification. Differences in language
and other cultural attributes may not be used
as a fulcrum for discrimination. However, the
English-only-rule, as applied by Gloor to Mr.
Garcia, did not forbid cultural expression to
- persons for whom compliance with it might
impose hardship. While Title VJI forbids the
imposition of burdensome terms and conditions
of employment as well as those that produce an
atmosphere of racial ani ethnic oppression, see
Rogers v. Equal Employment Opportunity Commission,
5 Cir. 1971, 454 F.2d 234, 238-39, cert.. denied,
1972, 406 U. S. 957, 92 S.Ct. 2058, 32 L,Ed,2d
343, the evidence does not support a finding
that the English-only rule had this effect on
Mr. Garcia.
{11] The EEO Act does not support an
interpretation that equates the language an
employee prefers to use with his national
origin. To a person who speaks only one tongue
or to a person who has difficulty using another
language than the one spoken in his home,
language might well be an immutable characteris-
tic like skin color, sex or place of birth.
However, the language a person who is multi-lin-
gual elects to speak at a particular time is by
17D
definition a matter of choice. No claim is
made that Garcia and the other employees engaged |
in sales were unable to speak English. Indeed,
it is conceded that all could do so and that
this ability was an occupational qualification
because of the requirement that they wait on
customers who spoke only English or who used
that language by choice. Nor are we confronted
with a case where an employee inadvertently
slipped into using a more familiar tongue.
The rule was confined to the work place
and work hours. It did not apply to conversa-
tions during breaks or other employee free-time.
There is no evidence that Gloor forbade speaking
Spanish to discriminate in employment or that
the effect of doing so was invidious to Hispanic
Americans. We do not consider rules that turn
on the language used in an employee's home, the
one he chooses to speak when not at work or the
tongue spoken by his parents or grandparents.
In some circumstances, the ability to speak or
the speaking of a language other than English
might be equated with national orign, but this
case concerns only a requirement that persons
capable of speaking English do so while on
duty.
That this rule prevents some employees,
like Mr. Garcia, from exercising a preference
to converse in Spanish does not convert it into
18D
discrimination based on national origin.
Reduced to its simplest, the claim is "others
like -o speak English on the job and do so
without penalty. Speaking Spanish is very
important to me and is inherent in my ancestral
national origin. Therefore, I should be permitted
to speak it and the denial to me of that pre-
ference so important to my self-
identity is statutorily forbidden." The argument
thus reduces itself to a contention that the
statute commands employers to permit employees
to speak the tongue they prefer. We do not
think the statute permits that interpretation,
whether the preference be slight or strong or
even one closely related to self-identity.
Mr. Garcia and the EEOC would have us
adopt a standard that the employer's business
needs must be accomplished in the manner that
appears to us to be the least restrictive. The
statute does not give the judiciary such latitude
in the absence of discrimination. Judges, who
have neither business experience nor the problem
of meeting the employees' payroll, do not have
the power to preempt an employer's business
judgment by imposing a solution that appears
less restrictive. See Furnco Construction
Corp. v. Waters, 1978, 438 U.S. 567, 98 §$.Ct.
2943, 57 L.Ed.2d 957.
19D
IV.
Having reached this point, it: is unnecessary
for us to consider the claims asserted under 42
U.S.C. §1981 and 42 U.S.C. §1985(c). Section
1981, which originated in the Civil Rights Act
of 1866, assures "all persons" the same rights
"enjoyed by white citizens" in making and
enforcing contracts and in exercising other
described rights. "Section 1981 is a parallel
remedy against discrimination which may derive
its legal principles from Title VII." Blum v.
Gulf Oil Co.ip., 5 Cir. 1979, 597 F.2d 936, 938.
See Johnson v. Alexander, 8 Cir. 1978 572 F.2d
1219, 1223 and n. 3, cert. denied, 439 U. S.
986, 99 S.Ct. 579, 58 L.Ed.2d 658. The facts
here that preclude relief under Title VII also
preclude a Section 1981 claim. See Blum v.
Gulf Oil Corp., 5 Cir. 1979, 597 F.2d 936,
938./
{12, 13] Section 1985(c), which originated
with the Civil Rights Act of 1871, gives a
7 We need not, therefore, now decide
whether the provisions in Section 1981
that "all persons" shall have those
described rights and benefits accorded
"white citizens" protects those who
are not denied these rights because
they are Hispanic~-Americans. See
Manzanares v. Safeway Stores, Inc., 10
Cir. 1979, 593 F.2d 968; cf. Guerra v.
Manchester Terminal Corp., 5 Cir.
1974, 498 F.2d 641, 653-54 (Section
1981 applies to aliens).
%
20D
cause of action for damages to any person who
is a victim of a conspiracy to deprive that
person or a class of persons of equal protection
of the laws or of equal privileges and immu-
nities under the laws. Although the statute
reaches purely private conspiracies, Griffin v.
Breckenridge, 1971, 403 U. S. 88, 91 S.Ct.
1790, 19 L.Ed.2d 338, because Mr. Garcia's
claim rests on a violation of Title VII he may
not invoke Section 1985(c). Great American
Federal Savings & Loan Association v. Novotny,
1979, 442 U. S. 366, 99 S.Ct. 2345, 60 L.Ed.2d
957.° Cf. Johnson v. Railway Express Agency,
Inc., 1975, 421 U.S. 454, 95 S.Ct. 1716, 44
L.Ed.2d 295 (aggrieved employee not limited to
Title VII but may also sue for employment
discrimination under Section 1981).
V.
[14] Some of Mr. Garcia's evidence was
excluded by the trial judge: the investigative
reports and determinations of the EEOC and the
8 We do not reach the question whether
Section 1985(c) was intended to cover
only racial bias. See McLellan v,
Mississippi Power & Light Co., 5 Cir.
1977, (en banc), 545 F.2d 919; Comment,
A Construction of Section 1985(c) in
Light of its Original Purpose, 46
U.Chi.L.Rev. 402 (1979).
21D
transcript of proceedings concerning Mr. Garcia's
unemployment compensation claim conducted by
the Texas Employment Commissioner's (TEC)
Appeals Tribunal. If the exclusion of these
was error, it was hermless, for, after weighing
the evidence actually admitted, neither would
have added appreciable weight to the contention
that the rule was discriminatory. Fed.R. Evid.
102(a).
Most of the battle about the additional
evidence appears to have been fought on the
question of whether they were or were not
business records. The admissibility of such
official documents under the Fe:ieral Rules of
Evidence is not determined by business records
rules standards but by Rule 803(8), which
provides for the admission of re;orts of public
agencies.
[15] The district judge wis, indeed, in
error in refusing to admit the investigative
report and determinations of tie EEOC. See
Peters v. Jefferson Chemical Co. 5 Cir. 1975,
516 F.2d 447, 450; Smith v. Universal Services,
Inc., 5 Cir. 1972, 454 F.2d 154 157-58. That
error was, as we have said, harmless. The rule
would permit the introduction of the transcript
of the TEC proceedings, which wis transcribed
by the secretary of Mr. Garcia': lawyer, only
if it were properly authenticatec. Fed.R.Evid.
22D
9)1. The court's rejection of the unauthenticated
transcript of the TEC hearing as independent
evidence was proper.
[16] Our opinion does not impress a
judicial imprimatur on all employment rules
that require an employee to use or forbid him
from using a language spoken by him at home or
_by his forebears. We hold only that an employer's
rule forbidding a bilingual emplJoyee to speak
anything but English in public «reas while on
the job is not discrimination based on national
origin as applied to a person who is fully
capable of speaking English and chooses not to
do so in deliberate disregard of his employer's
rule. Even if we assume that the violation of
the rule was a substantial factor leading to
Mr. Garcia's discharge, we therefore, affirm
the district court's judgment that Mr. Garcia
was neither discharged because of his national
origin nor denied’equal condition: of employment
based on that factor; instead, he was discharged
because, having the ability to comply with his
employer's rule, he did not do so
The judgment is AFFIRMED.
HATCHETT, Circuit Judge, concurs in the
result.
APPEN))IX E
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
29 CFR Firt 14606, Vol. 45, No. 184,
Sertember 9, 1980 Guidelines on Discrimi-
nation Because of National Ori: in; Proposed
Revision Agency Eqial Employ: ent Opportu-
nity Commission Act on: Prop: sed Revision
SUMMARY: The E ,ual I.mployment Opportunity
Commission is proposing a revision of its
Guiielines on Discrimination Because of
National Origin to clarify them and to
spe cifically inform the public of unlawful
emp Loyment practices whick dis: riminate on
the basis of national oricin. These Guide-
lines reaffirm the Commission': position on
national origin discrimination as expressed
in Commission decisions and otler legal
interpretations. DATE: Comments must be
received on or before November 18, 1980.
ADDRESSES: Address all writter comments
to: Executive Secretariat, Eqial Employment
Opportunity Commission, 2401 E. Street,
NW., Room 4096, Washington, D. C. 20506.
All envelopes should be marked "National
Origin Guidelines" in the lower left corner.
FOR FURTHER INFORMATION CONTACT: Karen
Danart, Acting Director, or Raj K. Gupta,
Supervi: ory Attorney, Office of Policy
Implemeiitation, 2401 E. Street, NW., Room
2E
4002, Wi.shington, D. C. 2(506, (202)
634 -7066.
SUPPLEM] NTARY INFORMATION: Th Equal
Employm nt Opportunity Conmiss. on is revising
its Guicelines on Discriminati:n Because of
Nationa: Origin to clarify thei: and to
incorpo) ate the Commission's p sition on
nationa. origin discrimination as expressed
in its «lecision and other legal interpreta-
tions. l’roposed §1606.1 is based on
§1606.1(b) of the current Guidelines on
Discrimination I} ecause of National Origin.
It cefines naticnal origin discrimination
bro:dly as including, but not limited to
employment discrimination because of an - «:.
individual's, or his or her ancestor's
country of origin, or because «f an indivi-
dual's cultural or linguistic « haracteris-
tic;. The Commission will carefully examine
cha ges involving the denial of equal
employment opportunity because of an indivi-
dual's name, marriage to a person of a
particular national origin, or association
wit.1 persons, organizations, schools or
rel.gious institutions identified with a
particular national origin.
The first sentence of proposed §
1606.2 is based on §1606.1(c) of the current
Guidelines, and has been revised to conform
3E
with the coverage of Title VII It also
recognizes that Title VII principles of
disparate treatment ind adverse impéect
equally apply to nat.onal origia discrimi-
nation.
Proposed §1606.3 is based on the
exception in §1606.1(d) of the current
Guidelines. This Section recognizes the
national security exception as it appears
in §703(g) of Title VII.
Proposed §1606.4 reiterates the last
sentence in §1606.1(a) of the current
Guidelines and is based on the Commission's
lon: held position that the bona fide
occipational qualification exception under
§70:(e) of Title VII shall be strictly
construed.
| Proposed §1606.5 is based on §1506.1
(d) and (e) of the current Guideline:;.
imployers may have citizenship requi -ements
as long as they do not have the purp se of
effect of discriminating against an indivi-
dual on the basis of national origin. Se:
Espinoza v. Farah Mfg. Co., Inc. 414 U. S.
86, 92 (1973). Where a State law prohibiting
the employment of non-citizens is in conflict
with Title VII, it is superseded und:r §7)8
of the Title.
4E
Proposed §1606.6 is derived from
several of the concerts stated in §1606.1(b)
of che current Guide-
lines and affirms that the principles of
the Uniform Guidelines on Employee Selection
Pro: :edure:s, 29 CFR Fart 1607, apply to
nat. onal origin discrimination.
Proposed §1606.6(b) specifically
recc ynize' three selection procedures which
tenc to ¢:xclude individuals on the basis of
national origin. Height or weight require-
ment3;, fluency-in-English requirements, and
training or education requirements which
deny employment opportunities to individuals
because cf their foreign training or educa-
tion, or which require foreign training or
educatior.. Employers must evaluate these
selection procedures for adverse impact.
Proposed §1606.7 recognizes that an
individual's primary language is often an
essential national origin characteristic.
According to estimates from the Survey of
Income and Education conducted by the U. S.
Bureau of Census in Spring 1976, approxi-
mate ly 28 millioa persons in the United
Stat 2s (about 13 percent of the total U. 3.
population) have non-English language bac<c-
grounds and may »%e affected by an employe-'s
speak-English-only rule. The survey ideni-
SE
fies persons with non-English language
backgrounds as persons whose mother tongue
is not English, who normally us2 lar guages
other than English, or who live in house-
holds where languages other then English
are spoken. About 21 million, >or seventy
five percent of this group are above the
age of 18. The study shows the following
approximate numbers for each oi these
language backgrounds: Spanish, 10.6 mill:zon;
Italian, 2.9 million; German, Japanese,
Korean and Vietnamese, 1.8 miliion; Polish,
1.5 million. Approximately 2.4 million
persons in the Unitei States do not speak
any English at aii.” Under proposed
§1606.7(a), the Commission presumes that
totally prohibiting employees from speaking
their primary languaye, viclates Title VII
because it is a term and condition of
employment which discrimin:é.tes on the basis
of national origin by disacivantaging an
individual's employment opportunities and
by creating a discriminatory working environ-
ment. Therefore, wrere such a rule exists,
it will be closely ecrutinized. However,
proposed §1606.7(b) recognizes that 1equiring
employees to speak cnly in English at.
certain times would not be disc) imin: tory
if the employer shows that the rule is
6E
justified by business necessity. When the
amployer believes that the rule is justified
by business necessity, proposed §1606.7(c)
equires the employer to clearly inform its
employees of the circumstances in which
they are required to speak only in English,
and the consequenses of violating th=2 rule.
Notice of the rule is necessary because it
is common for ind viduals whose primary
language is not Eiiglish to inadvertently
slip from speaking English to speaking
their primary lanquage. Any adverse employ-
ment decision agaanst an individual based
on a violation of the rule will be considered
as evidence of discrimination when an
employer has not given effective notice of
the rule. The principles set forth in ©
proposed §1606.7 do not conflict with the
Fifth Circuit's decision in Garcia v.
Gloor, 618 F.2d 264 (1980). Gloor did not
involve a speak-E1. glish-only rule which was
applied at all tines. Neither did the
facts in Gloor in‘olve a bilingual employee
whose primary lancuage was not English. In
the Court's view, Mr. Garcia who spoke both
English and Spanish failed to prove that
Spanish was his primary language.
Proposed §1606.8 states that harassment
on the basis of national origin is a violaton
7E
of Title VII and that an employ2r has an
effirmative duty to mainta n a working
environment free from harassment on th
basis of national origin. Proposed ‘
§1606.8(c) applies ceneral Title VII prin-
ciples to the issue of harassment and
states that an employer is responsible for
the acts of its supervisory employees or
agents, regardless of whether the acts were
authorized or forbidden by the employer and
regirdless of whether the employer knew or
sho 1d have known of the acts. Proposed
§16 6.8(d) distinguishes the enployer's
res) onsibility for the acts of its agents
or supervisors from “he responsibility it
has for conduct between fe Llow employees.
This subsection states tha: liability for
acts of national origin ha-assnent in the
workplace between fellow e iployees exists
only when the employer, it; agents or
supervisory employees, knovs or should have
known of the conduct, and -he enployer
cannot demonstrate that it took immediate
and appropriate corrective action. Pro-
posed §1606.8(e) recognizes that in certain
circumstances, an employer may also be
responsible for the acts of non-employees
wit! respect to harassment of enployees on
the basis of national origin.
8E
This revision of the Commission's
Guidelines cn Discrimination Because of
National Origin is a significant regulation
under Executive Order 12044, (43 FR 12661,
Mal. 24, 1978, as amended by E. O. 12221,
45 FR 44249, July 1, 1980). The Commission
has determined that these proposed Guide-
lines will not have a major impact on the
economy and that a regulatory analysis is
not necessary.
In compliance with Execut ve Order
12067 (43 FR. 28967, July 5, 19 8), the
Commission has coasulted with epresenta-
tives from the necessary federal agencies.
At the end of the 60 day commend period,
the Conmission will again cons lt with
these agencies on the issues raised through
the public comment process.
In compliances with Executive Order
12160 (44 FR 44787, Sept. 28, 979) and
with the Commission's Final Consumer Program
(45 FR 38930, June 9, 1980), the Commission
will notify members of the public of their
opportunity to comment on these Guidelines
by placing notices in periodic. ls likely to
be read by individuals affecteé@ by the
Guidelines, and also by direct] y mailing
the Guidelines to interested groups and
individuals.
9E
Dat2d: Septembet 16, 1980.
Eleanor Holmes Norton Chair, Equal Employment
Opportuncity Comm) ssion.
Accordingly, it 1s proposed to amend
29 CFR Chapter XIV by revising Part 1606 to
read as follows: PART 1606--GUIDELINES ON
DISCRIMINATION BECAUSE, OF NATIONAL ORIGIN
Sec.
1606.1 Definition cf national origin
discrimination. 1606.2 Scope of title VII
protection:
1606.3 The national security exception.
1606.4 The bona fide occupational quali-
fication
exception.
1606.5 Citizenship requirements.
1606.6 Selection procedures.
1606.7 Speak-English-only rules.
1606.8 Harassment.
Authority: Title VII, Ci.il Rights
Act of 1964, as amended; (42 U. S. C.
2000e, et seq). §1606.1 Definition of
national origin discrimination.
The Commission defines national origin
discrimination broadly as including, but
not limited to, the denial of equal employment
opportunity because of an individual's, or
his or her ancestor's country of origin; or
because an individual has the cultural or
1OF
linguistic characteristics of a pacticular
national origin. The Commission will
examine with particular concern cases where
individuals within the jurisdiction of the
Comnission have been denied equal employment
opportunity for reasons which are grounded
in national origin considerations, such as
(a) marriage to or association with persons
of a particular national origin; (b) member-
ship in, or association with, an organization
identified with or seeking to promote the
interests of national groups; (c) attendance
or participation in szhool;, churches,
temples or mosques, g2nerally used by
persons of a particular national origin;
and (d) because an ir iividual's name or
spouse's; name indicat2s a particular national
origin.
§1606.2 Scope of title VII protection.
Title VII of the Civil Rights Act of
1964, as; amended, pro-ects individuals
against employment di:crimination on the
basis of race, color, religion, sex or
national origin. The Titl2 VII principles
of disparate treatmen: and diverse impact
equally apply to nati»nal origin discrimi-
nation. The Guidelines ap>dly to all persons
covered by Title VII ‘coll actively referred
to as “employer” in tiese suidelines).
§1606.3 The national security exception.
1
11E
It is not an unlawful employment
practice to deny employment opportunities
to any individuai who does not fulfill the
national security requirements stated in
Section 703(g) of Title VII.
§1606.4 The bona fide occupational qualifi-
cation exception.
The exception stated in Section 703(e)
of Title VII, that national origin may be a
bone fide occupational qualification, shall
be strictly construed. §1606.5 Citizenship
requ irements.
(a) In those circumstancee, where
citizenship requirements have the purpose
or effect of discriminating against an
iridi vidual on the basis of national origin,
they are prohibited by Title vi1.?
(b) Some State laws prohibit the
emp] syment of non-citizens. Where these
laws are in conflict with Title VII, they
are superseded under Section 708 of the
Title.
§1606.6 Selecti>on procedures.
(a) The Uniform Guidelines on Employee
Selection Procedures, 29 CFR Part 1607,
See Espinoza v. Farah Mfg. Co., Inc.,
414 U.S. 86, 92 (1973).
7
12E
equally apply to discrimination 01 the
basis of national origin.
(b) The Commission has consistently
heli that the following are 2xamples of
sel2ction procedures that teid to exclude
individuals on the basis of national orig..n.
The -efore, the Commission expects a user of
the se selection procedures to evaluate them
for adverse impact. If any of these has an
adverse impact on the employment opportuni-
ties of members of a particular national
orijyin, the user must show that the selection
pro:edure is job related by validating it,
or otherwise justifying it, under the
Uniform Guidelines on Employee Selection
Procedures.
(1) Height or weight requirements.
(2) Fluency-in-English requirements,
such as denying enployment opportunities
because of an individual's foreign accent,
or inability to communicate well in English.
2
3
4
See CD 71-1529(1971), CCH EEOC Decisions
916231, 3 FEP Case: 952.
See CD AL 68-1- 55E(1969(, CCH EEOC
Decisions 6008, 1 FEP Cases 921.
See CD YAU 9-('48(1969), CCH EEOC me
Decisions 6054, 2 FEP Cases 78.
el nmmnnmnnnnies
13E
(3) Training or educat ion requirements
which deny employment oppor cunities to an
individial because of his or her foreign
training or education, or which require an
individual to be foreign trained or educated.
§1606.7 Speak-English-only rules.
(a) When applied at all Times. An
individual's primary language is often an
essential national origin characteristic.
Prohibiting employees at all times from
speiking their }rimary language, or the
lanyuage they speak most comfortably,
disadvantages an individual's employment
opportunities on the basis of national
origin. It may also create an atmosphere of
inferiority, isolation and intimidation
based on national origin which could result
in a discriminatory working environment.”
Therefore, the Commission believes that <.
rule requiring employees to speak only
English at all times in the workplace is a
burdensome term and condition of employment.
The Commission will presume that such a
rule violates Title VII and will closely
scrutinize it.
(b) When Applied Only at Certain
Times. An employer may have narrowly drewn
rules requiring that employees speak only
in English at certain times where the
TT Nee Tee ee eee
14£
employer can show th:t the rule is justified
by business necessity}.
(c) Notice of tke Rule. It is common
for individuals whose prinary language is
not English to inadvertently change from
speaking English to speaking their primary
language. Therefore, if <1 employer be-
liev2s it has a busi) ess r2cessity for a
speak-English-only rule at certain times,
the employer must inform its employees of
the exact circumstances ari times when
speaking only in English is recuired and of
the consequences of violating the mle. If
an employer fails to effeccively notify its
employees of the rule and nake: an édvers=2
employment decision against an individual
basei on a violation of the rule, tte
Commission will consider the enployer's
application of the rule as evi:lence of
discrimination on the basis of naticaal
origin. § 1606.8 Harassment.
y (a) The Commission has coisisteatly
held that harassment on the basis of nati >nal
origin is a violation of Title VII. An
employer has an affirmative duty to naintain
a working environment free of harassnent on
the »asis of national origin.°®
(b) Ethnic slurs and other verbal or
phys .cal conduct relating to an individual's
15E
national origin ::onstitute:s harassment when
this conduct: (1) Has: the purpose oc effect
of creating an intimidating, hostile or
offensive working environment; (2) has the
-pury ose or effect of unreasonably i)ter-
fering with an individual's work perfor- _
mance; or (3) otherwise adverse ly affects —
an individual's employment opportunities.
(c) An employer is responsible for its
acts and those of its agents ard supervisory
employees with respect to harassment on the
basis of national origin regardless of
whether the specific acts complaine:. of
were authorized or even forbidden by the
employer and regardless of whether the
employer knew or should have known of their
occurrence The Commission wi|1l ex: mine
the circumstances of the particular employment
relationship and the job funct ons } erformed
by the individual in determining whether an
individual acts in either a supervisory or
agency capacity.
(d) With respect to conduct bet ween
fellow employees, an employer is reeponsible
for acts of harassment in the workplace on
the »asis of national origin, where the
employer, its agents or supervisory employees,
16E
knows or should have known of the conduct,
unless the employer can show that it took
immediate and appropriate corective action.
(e) An employer may also be responsible
for the acts of nonemployees with respect
to harassment of employees in the workplace
on the basis of national origin, where the
employer, its agents or supervisory emplcyees,
knows or should have known of the conduct
and fails to take immediate and appropriate
corrective action. In reviewing these
cases, the Commission will consider the
extent of the employer's control and any
other legal responsibility which the employer
may have with respect to the conduct of
such nonemployees.
APPENDIX F
August 20, 1980
TO ALL PARTIES LISTED BELOW:
No. 77-2358 - HECTOR GARCIA, ETC. v.
ALTON V. W. GLOOR, ET
AL.
Dear Counsel:
This is to advise that an order has this
day been entered denying the petition ()
for rehearing, and the Court having been
polled at the request of one of the members
of che Court and a majority of the Circuit
Judyes who are in regular active service
not having voted in favor of it, (Rule 35,
Federal Rules of Appellate Procedure; Local
Fifi:ch Circuit Rule 16) the petition () for
rehearing en banc has also beer denied.
See Rule 41, Federal Rules of Appellate
Procedure for issuance and stay of the
mamniate.
Very truly yours,
GILBERT F. GANUCHEAU, Clerk
By Sally Hayward
Deputy Clerk
cc: All Lead Counsel
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.