Petition — JOINT MEETING OF ESSEX & UNION COUNTIES v. NATIONAL SEA CLAMMERS ASSOCIATION (Nos. 79-1754, 79-1711)
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—P Court, U.& te
MAY 5 1980
IN THE
a | ICHAEL R
Supreme Court of the United eR CLERR
Ocroser Trem, 1979 “a
79-1754
THE JOINT MEETING OF ESSEX AND UNION COUNTIES,
Petitioner,
0.
NATIONAL SEA CLAMMERS ASSOCIATION, GOSTA LOVGREN, CITY OF
NEW YORK, HONORABLE ABRAHAM BEAME, UNITED STATES EN-
VIRONMENTAL PROTECTION AGENCY, RUSSELL E. TRAIN, individually
and as ADMINISTRATOR OF THE UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY, UNITED STATES ARMY CORPS OF ENGINEERS,
MARTIN R. HOFFMANN, individualiy and as SECRETARY OF THE UNITED
STATES DEPARTMENT OF THE ARMY, NEW YORK DEPARTMENT OF
ENVIRONMENTAL CONSERVATION, OGDEN R. REID, individually and as
COMMISSIONER OF THE NEW YORK DEPARTMENT OF ENVIRON-
MENTAL CONSERVATION, NEW JERSEY DEPARTMENT OF ENVIRON-
MENTAL PROTECTION, DAVID J. BARDIN, individually and as COMMIS-
SIONER OF NEW JERSEY DEPARTMENT OF ENVIRONMENTAL PRO-
TECTION, WEST LONG BEACH SEWER DISTRICT, COUNTY OF WEST-
CHESTER, DEPT. OF ENVIRONMENTAL FAC. and CITY OF LONG BEACH
AND CITY OF GLEN COVE,
Respondents,
PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT
GEORGE J. MINISH,
Counsel for Petitioner, The Joint Meeting of
Essex and Union Counties,
P.O. Box 236, 614 Eagle Rock Avenue,
West Orange, New Jersey 07052.
(201) 736-9622
MINISH anv WILLIAMS,
Attorneys.
Adams Press Corp., § Commerce Street, Newark, N. J. 07102—(201) 623-8611
TABLE OF CONTENTS
Opinions BeLow
JURISDICTION
QuEsTIONS PRESENTED FOR REVIEW
CoNSTITUTIONAL AND StTatuToRY Provisions INVOLVED
STATEMENT OF THE CASE m
Reasons Fork GRANTING THE WRIT:
I—Certiorari should be granted to resolve conflicts
in principal among lower Courts
A. The holding of the Court of Appeals that
plaintiffs’ failure to comply with the notice
to sue provisions of the FWPCAA and the
MPRSA did not create an absolute bar to
plaintiffs’ suit to enforce the provisions of
the Acts conflicts with other Cireuit and Dis-
trict Court opinons thereby requiring review
by this Court
B. The holding of the Court of Appeals that a
private citizen had standing to maintain an
action based upon a federal common law of
nuisance theory under 28 U.S.C. Section 1331
for alleged damages sustained as a result of
ocean pollution conflicts with opinions of the
federal courts thereby rendering review by
this Court highly desirable ..........
12
il TABLE OF CONTENTS
PAGE
Ii—Certiorari should be granted where a Court of
Appeals has decided an important state issue in
conflict with applicable State Law 15
A. The holding of the Court of Appeals that the
plaintiffs’ failure to serve a New Jersey State
Sewerage Agency with timely notice of claim
pursuant to the New Jersey Tort Claims Act
does not immunize said State Sewerage
Agency from being sued in Federal Court
under an alternative federal, statutory or
common law basis is contra to the doctrine
of sovereign immunity addressed by said
State law, thereby calling for review by this
Court 15
CoNCLUSION , 19
Cases Cited
City of Highland Park v. Train, 519 F. 2d 681 (7th
Cir. 1975) é 9-11
Committee for the Consideration of the Jones Falls
Sewerage System v. Train, 375 F. Supp. 1148
(D. Md. 1974), aff’d on other grounds, 539 F. 2d
1006 (4th Cir. 1976) ... 18-15
Tilinois v. City of Milwaukee, 406 U.S. 91 (1972) ....6, 12-14
Loveladies Property Owners Ass’n v. Raab, 430 F.
Supp. 276 (D.N.J. 1975), aff’d mem, 457 F. 2d 1162
(3d Cir. 1976), cert. den. 482 U.S. 906 (1977) ........ 8
McGowan v. Borough of Eatontown, 151 N.J. Super.
440 (App. Div. 1977) wre
Natural Resources Defense Council, Inc. v. Calloway,
524 F. 2d 79 (2d Cir. 1975) 9
ede
United States Constitution Cited
BOI BI Soins cctrket vnc iirddlcenin
TABLE OF CONTENTS ili
PAGE
Natural Resources Defense Council, Inc. v. Train,
510 F, 2d 692 (D. C. Cir. 1974) , 9
Parsell v. Shell Oil Company, 421 F. Supp. 1275
(D. Conn. 1976), aff’d without opinion sub nom.
East End Yacht Club, Inc. v. Shell Oil Company,
573 F. 2d 1289 (2d Cir. 1977) — 14
Pinckney v. City of Jersey City, 140 N.J. Super.
96 (Law Div. 1976) 18
Polyard v. Terry, 160 N.J. Super. 497 (App. Div.
1978) 17
Rao v. Port of New York Auth., 122 F. Supp. 595
(E.D.N.Y. 1954) aff’d 222 F, 2d 362 (2d Cir. 1955) 18
Richie v. Cahall, 386 F. Supp. 1207 (D.N.J. 1974) 18
Township of Long Beach v. City of New York, 445
F. Supp. 1203 (D.N.J. 1978) 9
United States v. Ira S. Bushey & Sons, Inc., 346 F.
Supp. 145 (D. Vt. 1972), 363 F. Supp. 110 (D. Vt.
1973), aff'd 487 F. 2d 1393 (2d Cir. 1973), cert.
den., 417 U.S. 976, 94 S. Ct. 3182, 41 L. Ed. 2d 1146
(1976) mn 13
United States v. Stoeco Homes, Inc., 489 F. 2d 597
(3d Cir, 1974), cert. den. 420 U.S. 927, 95 S. Ct.
1124, 43 L. Ed. 2d 397 (1975) ...... P 13
United States v. United States Steel Corp., 356 F.
Supp. 556 (N.D. Dl. 1973) - 13
iv ‘TABLE OF CONTENTS
PAGE
Statutes Cited
N.J.S.A. 40:63-68 4
N.J.S.A. 59:1-1 (New Jersey Tort Claims Act) ...... 3, 4, 6,
15-19
N.J.S.A. 59 :1-2 16
N.J.S.A. 59 :1-4 16
N.J.S.A. 59:8-8 i * 17
N.J.S.A. 59 :8-9 P 17
28 U.S.C. (Judicial Code) :
See. 1254(1) “ 2
See. 1291 2,5
Sec. 1331 ascctensunsny 45 O 12
Sec. 1331(a) 5, 12
Sec. 1333 5
33 U.S.C. (Federal Water Pollution Control Act, as
amended) :
See. 1251 acashcin 3-5
Sec. 1356(e) .
Sec. 13865(a) (1) 7
See. 1365(b) 3,8
See. 1365(e) 3,8
33 U.S.C. (Marine Protection Research and Sanctu-
aries Act):
See. 1401 3.5
Sec. 1415(g) 3,8
TABLE OF CONTENTS v
PAGE
42 US.C.:
See. 1983 4)
42 U.S.C. (Clean Air Act):
10
Sec. 7604
IN THE
Supreme Court of the Wnited States
Ocrosrer TERM, 1979
No.
a>.
——
THE JOINT MEETING OF ESSEX AND
UNION COUNTIES,
Petitioner,
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, GOSTA
LOVGREN, CITY OF NEW YORK, HONORABLE
ABRAHAM BEAME, UNITED STATES ENVIRON-
MENTAL PROTECTION AGENCY, RUSSELL E.
TRAIN, individually an as ADMINISTRATOR OF THE
UNITED STATES ENVIRONMENTAL PROTEC-
TION AGENCY, UNITED STATES ARMY CORPS
OF ENGINEERS, MARTIN R. HOFFMANN, indivi-
dually and as SECRETARY OF THE UNITED
STATES DEPARTMENT OF THE ARMY, NEW
YORK DEPARTMENT OF ENVIRONMENTAL CON-
SERVATION, OGDEN R. REID, individually and as
COMMISSIONER OF THE NEW YORK DEPART-
MENT OF ENVIRONMENTAL CONSERVATION,
NEW JERSEY DEPARTMENT OF ENVIRONMEN-
TAL PROTECTION, DAVID J. BARDIN, individually
and as COMMISSIONER OF NEW JERSEY DEPART-
MENT OF ENVIRONMENTAL PROTECTION, WEST
LONG BEACH SEWER DISTRICT, COUNTY OF
WESTCHESTER, DEPT. OF ENVIRONMENTAL
FAC. and CITY OF LONG BEACH AND CITY OF
GLEN COVE,
Respondents.
2
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
THIRD CIRCUIT
To The Honorable, the Chief Justice and Associate Jus-
tices of the Supreme Court of the United States.
The Joint Meeting of Essex and Union Counties, the
petitioner herein, prays that a writ of certiorari issue
to review the judgment and opinion of the United States
Court of Appeals for the Third Circuit entered in this
matter on February 5, 1980.
Opinions Below
The February 5, 1980 opinion and judgment of the
United States Court of Appeals for the Third Cireuit
is unreported and is reprinted in the Appendix* hereto,
infra pp. la, et seq. and 37a et seq. respectively. The prior
opinion and judgment of the United States District Court
for the District of New Jersey, unreported is also re-
printed in the Appendix, hereto, infra pp. 49a et seq.
and 68a et seq. respectively.
Jurisdiction
The jurisdiction of the Court of Appeals was _ pur-
suant to 28 U.S.C. Section 1291. The jurisdiction of
this Court is invoked pursuant to 28 U.S.C. Section
1254(1).
* Appendix references are to Appendix accompanying the T’etition
for a Writ of Certiorari Re: Middlesex County Sewerage Authority,
et al. v. Natural Sea Clammers Associction, et al. filed in this Court
on April 29, 1980, No. 79-1711.
Questions Presented for Review
1. Whether plaintiffs are precluded from instituting
a civil action pursuant to the Federal Water Pollution
Control] Act as amended (FWPCAA), 33 U.S.C. Sec-
tion 1251 et seqg., and the Marine Protection Research
and Sanctuaries Act (MPRSA), 33 U.S.C. Section 1401
et seq., in light of their failure to give the statutory
sixty (60) day notice of intention to sue provided in
the said Acts, 33 U.S.C. Sections 1365(b) and 1415(g).
2. Whether the citizens’ suit provisions of the FWP
CAA, 33 U.S.C. Section 1365(e) and the MPRSA, 33
U.S.C. Section 1415(g) provide an alternate basis for
suit by a private citizen in conjunction with 28 U.S.C.
Section 1331, the general federal question jurisdiction
of the Judicial Code, for the alleged injuries sustained
from ocean pollution based upon federal common law
nuisance against a state government agency engaged in
sewage disposal.
3. Whether a private citizen has standing to maintain
a federal common law nuisance action for alleged dam-
ages sustained resulting from ocean pollution as a gen-
eral federal question under 28 U.S.C. Section 1331.
4. Whether plaintiffs’ failure to serve a New Jersey
state sewerage agency with timely notice of claim as re-
quired by the New Jersey Tort Claims Act, N.J.S.A. 59:1-1
et seq., precludes them from instituting a suit in federal
court under an alternative federal statutory or common
law basis.
4
Constitutional and Statutory Provisions Involved
The Constitutional and Statutory provisions involved
in this ease are as follows: The Eleventh Amendment to
the Constitution of the United States; the Federal Water
Pollution Control Act as amended, 33 U.S.C. Section 1251
et seq.; The Marine Protection Research and Sanctuaries
Act, 33 U.S.C. Section 1401 et seg.; The general federal
question jurisdiction of the Judicial Code, 28 U.S.C. See-
tion 1331 and the New Jersey Tort Claims Act, N.J.S.A.
59:1-1 et seq. The pertinent text of the constitutional
and statutory authorities is set forth in the Appendix,
hereto, infra pp. 71a, e¢ seq.
Statement of the Case
On January 14, 1977, plaintiffs, National Sea Clammers
Association and Gosta Lovgren, on their own behalf and
on behalf of a class of others allegedly similarly situated,
commenced the instant action against the Joint Meeting
of Essex and Union Counties (Joint Meeting), an assem-
bly of the members of the various municipalities com-
prising the counties of Essex and Union formed pursuant
to N.J.S.A. 40:63-68, and other defendants. Altogether,
there were twenty-one (21) entities named as defendants,
which included various Federal, State and local officials
and governmental departments that are charged with en-
vironmental protection and which are responsible for
sewerage treatment and disposal.
Essentially, plaintiffs alleged in their complaint that
the discharge of effluent and the dumping of sludge re-
sulting from sewerage treatment by the municipal defend-
ants had caused damage to the clam, oyster and lobster
beds in the Atlantic Ocean. The plaintiffs’ complaint al-
9)
leged that the Federal and State defendants have also
caused damage to said beds by failing to carry out a
series of statutory and constitutional duties designed to
maintain pollution within certain respectable limits. Plain-
tiffs additionally alleged that, since they are members
of the class and purport to represent a class comprised
of commercial fisherman engaged in the harvest of clams,
oysters, lobsters and fish in the Atlantic Ocean, they have
the requisite standing to bring such an action.
The jurisdictional grounds alleged by the plaintiffs
which have survived the Appellate review of the dismissal
of the complaint by the District Court are the Federal
Water Pollution Control Act, as amended, 33 U.S.C. Sec-
tion 1251, et seq. (FWPCAA), the Marine Protection Re-
search and Sanctuaries Act of 1972, as amended, (MPR
SA), 33 U.S.C. Section 1401 et seqg., 28 U.S.C. Section
1331(a), 28 U.S.C. Section 1333 and 42 U.S.C. Section
1983. Jurisdiction over the appeal of the District Court
judgment to the Court of Appeals was pursuant to 28
U.S.C. Section 1291.
The allegations made by the plaintiffs in their com-
plaint against the petitioner, Joint Meeting, and which
have survived the Appellate review are essentially that
the Joint Meeting created and maintained a federal public
nuisance resulting from the discharge of effluent and the
dumping of sludge into New York Harbor and the At-
lantic Ocean and that the Joint Meeting operated outside
the scope of permits issued by various governmental au-
thorities in direct violation of the FWPCAA and MPRSA,
thereby allowing the plaintiffs to commence a citizens’
suit,
With respect to the aforesaid tort claims asserted
against them, the petitioner and the other defendants
moved to dismiss the plaintiffs’ claims for lack of subject
6
matter jurisdiction in light of the fact that plaintiffs’
failed to provide a notice of their claims to the defendants
as required by the FWPCAA, MPRSA and the New Jer-
sey Tort Claims Act. The defendants also urged that the
plaintiffs, as private citizens, lacked the requisite stand-
ing to institute that part of the instant action based upon
the federal common law of nuisance. The disposition of
the issues presented on defendants’ motions to dismiss by
the Courts below was as follows.
With respect to the plaintiffs’ failure to comply with
the notice requirements of the FWPCAA, MPRSA and
the New Jersey Tort Claims Act, the District Court held
that such failure deprived it of jurisdiction to entertain
the plaintiffs’ claims thereunder. The Court of Appeals,
while agreeing that strict adherence to the Acts’ notice
provisions was required, still held that the District Court
erred in holding that failure to comply with said notice
provisions created an absolute bar to plaintiffs’ suit to
enforce the provisions of the Acts. Relying upon the
“savings clauses” contained in the citizens’ suit pro-
visions of the Acts, the Court of Appeals reversed the
decision of the District Court holding that the absence of
notice was not fatal because the “savings clause” pre-
served any existing right of action under statute or com-
mon law.
Regarding plaintiffs’ contention that they could main-
tain the instant litigation independent of any right pur-
suant to the savings clauses of the FWPCAA and MPRSA
under the theory of federal common law nuisance, the
District Court held, relying primarily on Illinois v. City
of Milwaukee, 406 U.S. 91 (1972), that this avenue of
relief was not available to private citizens. The Court
of Appeals reversed the decision of the District Court
holding that the common law nuisance remedy was avail-
able in Federal Court suits by private parties.
7
Defendants’ contention that the plaintiffs’ failure to
comply with the notice requirements of the New Jersey
Tort Claims Act was also upheld by the District Court.
The Court of Appeals affirmed the determination of the
District Court but in doing so added that plaintiffs’ fail-
ure to comply with the requirements of the State Tort
Claims Statutes did not preclude them from bringing
suit if an alternative basis for suit against the defendants
was pleaded based upon its determination that State Tort
Claims Acts may not pre-empt federal statutory or com-
mon law causes of action.
REASONS FOR GRANTING THE WRIT
I
Certiorari should be granted to resolve conflicts in
principal among lower Courts.
A. The holding of the Court of Appeals that plaintiffs’
failure to comply with the notice to sue provisions
of the FWPCAA and the MPRSA did not create an
absolute bar to plaintiffs’ suit to enforce the provisions
.of the Acts conflicts with other Circuit and District
Court opinions thereby requiring review by this Court.
Under pertinently applicable provisions of the
FWPCAA, private citizens may commence a civil action
on their own behalf against anyone who fails to comply
with an effluent standard, limitation or order issued under
the Act. 33 U.S.C. Section 1365(a) (1). However, a private
citizen is precluded from the institution of such an an-
thorized civil action, unless notice specifying the standard,
limitation or order allegedly violated has been given at
least sixty (60) days prior to the commencement of the
action to the Administrator, the State in which the al-
8
leged violation occurs and to any alleged violator of the
standard, limitation or order. 33 U.S.C. Section 1365(b).
Substantially similar citizens’ suit provisions and notice
requirements are contained in the MPRSA. 33 U.S.C. Sec-
tion 1415(g).
in its opinion below, the District Court concluded that
the plaintiffs had failed to give notice to any defendant
which satisfied the FWPCAA or MPRSA requirements.
Any notice which may have been given, however, was
untimely and failed to specify any standard, limitation,
order or statutory section which were alleged to be vio-
lated. The District Court held that, pursuant to the deci-
sion in Loveladies Property Owners Ass’n v. Raab, 430
F. Supp. 276 (D.N.J. 1975), aff'd mem. 457 F. 2d 1162
(3d Cir. 1976), cert. den. 482 U.S. 906 (1977), strict com-
pliance with the notice provisions of the FWPCAA and
MPRSA was required and, therefore, the Court did not
have jurisdiction over any claims brought pursuant to the
citizens’ suit provisions of these Acts. The Court of
Appeals agreed that it should not depart from these hold-
ings.
The District Court went on in its opinion to examine
the position of the plaintiffs that 28 U.S.C. Section 1331
provides an alternative basis for jurisdiction by virtue of
the savings clauses of the FWPCAA and MPRSA, 33
U.S.C. Section 1865(e) and 33 U.S.C. Section 1415(g),
respectively. Using 33 U.S.C. Section 1356(e) as a model,
the savings clauses of these Acts essentially provides:
Nothing in this Section shall restrict any right
which any person (or class of persons) may have
under any Statute or Common Law to seek enforce-
ment of any effluent standard or limitation or to
seek any other relief (including relief against the
Administrator or a State Agency).
9
Plaintiffs contend that the savings clauses of these Acts
implies a right of action for private citizens to enforce
these Acts without the necessity of complying with the
notice requirements contained therein.
In its opinion, the District Court noted that the Circuits
have differing opinions as to whether the citizens’ suit
provisions of the FWPCAA and MPRSA provide an ex-
clusive jurisdictional basis for private actions to enforce
the provisions of said Acts. The D.C, and Second Circuits
have held that the citizens’ suit provisions are not exclu-
sive, thereby allowing jurisdiction to be predicated alter-
natively on 28 U.S.C. Section 1331 without the necessity
of complying with the notice requirements attendant to
the citizens’ suit provisions. Natural Resources Defense
Council, Inc. v. Train, 510 F. 2d 692 (D. C. Cir. 1974),
Natural Resources Defense Council, Inc. v. Calloway, 524
F, 2d 79 (2d Cir. 1975). In City of Highland Park v.
Tram, 519 F. 2d 681 (7th Cir. 1975), the Seventh Cireuit
held that the citizens’ suit provisions of the Clean Air Act,
which parallel those of the FWPCAA and MPRSA, pro-
vided the sole jurisdictional basis for private actions to
enforce the environmental legislation. The District Court
also noted that a District of New Jersey case had fol-
lowed the lead of the D.C. and Second Circuits on this
issue. Township of Long Beach v. City of New York, 445
F. Supp. 1203 (D.N.J. 1978). Relying upon the Seventh
Circuit’s analysis and holding in Highland Park, supra,
the District Court concluded that the savings clause of the
citizens’ suit provisions in the FWPCAA and MPRSA
may allow an alternative basis for jurisdiction pursuant
to 28 U.S.C. Section 1331 but not to the extent that any
causes of action based thereon would not have to comply
with the notice requirements of the citizens’ suit provi-
sions.
10
In its opinion, the Court of Appeals agreed with the
parties and the District Court that there is a difference
of opinion among the various Federal Courts on the issue
of whether the “savings clauses” of the FWPCAA and
MPRSA establish a separate and distinct jurisdictional
basis for actions authorized pursuant to the citizens’ suit
provisions of those Acts. However, contrary to the opinion
of the District Court, the Court of Appeals considered the
holdings in the D.C. and Second Circuit to be more per-
suasively reasoned than that of the Seventh Circuit and,
therefore, held that such a separate and distinct jurisdic-
tional basis in fact existed.
It is interesting to note that while the Court of Ap-
peals based is conclusion upon “more persuasively rea-
soned cases”, it does not indicate why the reasoning of
those D.C. and Second Circuit cases justify and susbtan-
tiate its conclusion. Based upon the agreement of the
Court of Appeals that the citizens’ suit provisions of the
FWPCAA were modeled after the citizens’ suit provision
of the Clean Air Act, 42 U.S.C. Section 7604, (App. pp.
4a, nl), it would seem more logical that the Court of Ap-
peals would follow the reasoning in Highland Park, supra,
which specifically dealt with the relationship of the savings
clause and citizens’ suit provisions in the Clean Air Act.
Relying upon the legislative history of the Clean Air Act,
the Court in Highland Park, supra, pertinently noted that
the legislative history:
“Shows Congress’s determination that citizen parti-
cipation in the enforcement of standards and regu-
lations under the Clean Air Act of 1970 be estab-
lished. It also shows, however, that Congress in-
tended to provide for citizens’ suits in a manner
that would be least likely to clog already burdened
federal courts and most likely to trigger govern-
11
mental action which would alleviate any need for
judicial relief. It was in response to these concerns
that the statutory notice provisions were included in
Section 304. Congress’s intention would be frus-
trated if the statutory mandate of Section 304(d)
were ignored.” 519 F. 2d at 690-691.
The Court ultimately concluded that the savings clause of
the Clean Air Act
expressing the general intention of Congress not to
disturb existing rights to seek relief does not have
the affirmative effect of removing conditions which
existing law imposes upon the exercise of those
rights. 519 F. 2d at 693.
It is respectfully submitted that the rationale applied in
Highland Park, supra, is extremely applicable to the simi-
lar provisions of the FWPCAA and MPRSA and is much
more persuasively reasoned than those cases relied upon by
the Court of Appeals.
Notwithstanding the contention herein that the Court
of Appeals erroneously concluded that plaintiffs’ failure
to comply with the notice to sue provisions of the FWP
CAA and the MPRSA did not create an absolute bar to
the institution of suit to enforee the provisions of the
Acts, the evident public policy implications of such a deci-
sion and the recognized conflicting opinions among the
Courts of Appeals on this issue provides a more than suf-
ficient basis for this Court to grant the writ of certiorari
requested herein.
12
B. The holding of the Court of Appeals that a private
citizen has standing to maintain an action based upon
a federal common law of nuisance theory under 28
U.S.C. Section 1331 for alleged damages sustained as a
result of ocean pollution conflicts with opinions of the
federal courts thereby rendering review by this Court
highly desirable.
In complete reliance on the holding of the Supreme
Court in Illinois v. City of Milwaukee, 406 U.S. 91 (1972),
the District Court emphatically and unhesitatingly held
that private parties do not have a right to institute an
action in federal common law of nuisance for water pol-
lution, thereby depriving the instant plaintiffs of stand-
ing to raise their federal common law of nuisance claim
against the petitioner. Contrary to the holding in the Dis-
trict Court and in conflict with the decisions of other
Courts of Appeais and federal courts as well, the Third
Cireuit held that a cause of action in federal common law
of nuisance for water pollution did extend to private par-
ties. |
The principle issue before the Court in Illinois v. City
of Milwaukee, supra, was “whether pollution of interstate
or navigable waters creates an action arising under the
‘laws’ of the United States within the meaning of Section
1331(a).” 406 U.S. 91 at 99. In holding that such an
action does arise pursuant to Section 1331(a), thereby
affording the State of Illinois a remedy for pollution of
its waters emanating from beyond its borders, the Court
pertinently stated:
As the field of federal common law has been given
necessary expansion into matters of federal con-
cern and relationship (where no applicable federal
statute exists, as there does not here), the eco-
logical rights of a State in the improper impairment
of them from sources outside the State’s own ter-
13
ritory, now would and should, we think, be held to
be a matter having basis and standard in federal
common law and so directly constituting a question
arising under the laws of the United States. 406
U.S. at 99-100.
The holding above did not allow for such a cause of
action brought by plaintiffs other than a state.
Several cases subsequent to Illinois v. Milwaukee, supra,
have extended the federal common law of nuisance action
beyond actions brought by state plaintiffs to include those
brought by the United States. See, e.g., United States v.
Ira S. Bushey & Sons, Inc., 346 F. Supp. 145 (D. Vt. 1972)
363 F. Supp. 110 (D. Vt. 1973), aff'd 487 F. 2d 1393 (2d
Cir. 1973), cert. den., 417 U.S. 976, 94 S. Ct. 3182, 41 L.
Ed. 2d 1146 (1976); United States v. Umted States Steel
Corp., 356 F. Supp. 556 (N.D. Ill. 1973); United States v.
Stoeco Homes, Inc., 489 F. 2d 597 (8d Cir. 1974), cert.
den. 420 U.S. 927, 95 S. Ct. 1124, 43 L. Ed. 2d 397 (1975).
However, in the case of Committee for the Consideration
of the Jones Falls Sewerage System v. Train, 375 F. Supp.
1148 (D. Md. 1974), aff’d on other grounds consistent with
that of the District Court on the instant issue, 539 F. 2d
1006 (4th Cir. 1976), the Court concluded that an in-
dividual citizen could not bring an action based upon the
theory of federal common law of nuisance. The District
Court clearly indicated that a cause of action in Federal
common law of nuisance was found to exist in JIlinois vy.
Milwaukee, swpra, because of the “character of the plain-
tiffs as governmental units.” 375 F. Supp. at 1153. Solidi-
fying the holding of the District Court, the Court of Ap-
peals for the Fourth Circuit pertinently noted:
Perhaps with the exception of actions by the United
States to abate public nuisances created in navi-
gable waters by polluters, (citations omitted) but
14
consistent with Section 1251(b) [FWPCAA] the
doctrine of Illinois v. Milwaukee has not been ex-
tended beyond the abatement of public nuisance in
interstate controversies where the complainant is
a state and the defenders are creating extra ter-
ritorial harm. 539 F. 2d at 1009.
Similar support for precluding private citizens from in-
stituting causes of action based upon the federal common
law of nuisance is evident in Parsell v. Shell Oil Company,
421 F. Supp. 1275 (D. Conn. 1976), aff’d, without opinion
sub nom. East End Yacht Club, Inc. v. Shell Oil Company,
573 F. 2d 1289 (2d Cir. 1977).
In its holding that the instant private plaintiffs were
not precluded from instituting a cause of action based
upon federal common law of nuisance, the Court of Ap-
peals relied heavily upon footnote 6 in Illinois v. Mil-
waukee, 406 U.S. at 105, which stated in pertinent part:
Thus it is not only the character of the parties that
requires us to apply federal law ... [WJhere there
is an overriding federal interest in the need for a
uniform rule of decision or where the controversy
touches basic interest of federalism, we have
fashioned federal common law.
In essence, the Court of Appeals opined that the language
of said footnote would allow a non-sovereign to institute
a federal common law of nuisance action if the substan-
tive federal question to be considered requires federal
uniformity. The contra holding in Committee for the Con-
sideration of the Jones Falls Sewerage System v. Train,
supra, regarding the same footnote, “that there were other
federal interests which in addition to the character of the
parties required the application of federal law although
those other interests in themselves would not have been
15
sufficient”, 375 F. Supp. at 1154 n. 12, is the more persua-
sive analysis of the intent of the Jdlinois Court.
It is respectfully submitted that the foregoing analysis
not only serves as a more persuasive basis that the in-
stant plaintiffs lack standing to institute a cause of action
based upon federal common law of nuisance, but also
points out a glaring conflict of opinion among the Federal
Courts regarding this question which should be scrutinized
and settled by this Court.
II
Certiorari should be granted where a Court of Appeals
has decided an important state issue in conflict with
applicable State Law.
A. The holding of the Court of Appeals that the plaintiffs’
failure to serve a New Jersey State Sewerage Agency
with timely notice of claim pursuant to the New Jersey
Tort Claims Act does not immunize said State Sewerage
Agency from being sued in Federal Court under an
alternative federal, statutory or common law basis is
contra to the doctrine of sovereign immunity addressed
by said State law, thereby calling for review by this
Court.
Plaintiffs’ failure to give notice to the petitioner re-
garding its intent to sue pursuant to the dictates of the
New Jersey Tort Claims Act, N.J.S.A. 59:1-1 et seq.,
resulted in the conclusion of the District Court that the
plaintiffs are forever barred from bringing their tort
claims against the petitioner. The Court of Appeals af-
firmed the decision of the District Court but only to the
extent that plaintiffs’ failure to comply with the notice
requirements of the Act only precluded them from bring-
ing suit pursuant to the Act. The Court of Appeals
16
concluded that the New Jersey Tort Claims Act “may
not pre-empt federal, statutory or common law causes
of action”. It is conceded that this conclusion of the
Court of Appeals is correct only to the extent that it
applies to actions seeking injunctive relief which are not
protected by the New Jersey Tort Claims Act, as actions
for damages are. See N.J.S.A. 59:1-4.
In order to provide for the compensation of injuries
negligently caused by public entities, the Legislature en-
acted the New Jersey Tort Claims Act, N.J.S.A. 59:1-1
et seq. The basic policy expression of the Tort Claims
Act is contained in N.J.S.A. 59:1-2 which provides in full
as follows:
The Legislature recognizes the inherently unfair and
inequitable results which occur in the strict appli-
cation of the traditional doctrine of sovereign im-
munity. On the other hand, the Legislature recog-
nizes that while a private entrepreneur may readily
be held liable for negligence within the chosen am-
bit of his activity, the area within which govern-
ment has the power to act for the publie good is
almost without limit and therefore government
should not have the duty to do everything that
might be done. Consequently, it is hereby declared
to be the public policy of this State that public
entities shall only be liable for their negligence with-
in the limitations of this Act and in accordance
with the fair and uniform principles established
herein. All of the provisions of this Act should
be construed with a view to carry out the above
legislative declaration.
Pursuant to the inherent policy provisions of the New
Jersey Tort Claims Act, “recovery against a public entity
17
may be had, but only within the strict authority and polli-
cies guiding its interpretation. Polyard v. Terry, 160
N.J. Super. 497, 506 (App. Div., 1978) and cases cited
therein. Thus, there can be “no liability except as pro-
vided by the Act”. McGowan y. Borough of Eatontown,
151 N.J. Super. 440, 446 (App. Div. 1977) and cases
cited therein.
Through the New Jersey Tort Claims Act, the Legis-
lature re-established the concept of sovereign immunity
but granted a waiver of that immunity pursuant to the
circumstances and conditions set forth in the Tort Claims
Act In establishing these conditions, the Legislature re-
quired that in order for an action to be brought against
a public entity under the Act, notice of a claim must
be given to the public entity by the claimant within ninety
(90) days of the accrual of the cause of action. N.J.S.A.
59:8-8. In addition thereto, the Legislature provided a
discretionary right on the part of the Superior Court
to permit the filing of a late notice of claim any time
within one (1) year after the accrual of a cause of ac-
tion for good cause shown, provided that the public entity
has not been substantially prejudiced thereby. N.J.S.A.
59:8-9. However, if a notice of claim still has not been
filed within the discretionary one (1) year period, then
“the claimant shall be forever barred from recovering
against the public entity.” N.J.S.A. 59:8-8.
There can be no dispute that plaintiffs’ claim for dam-
ages pursuant to theories of maritime tort, federal com-
mon law of nuisance or other federal claims arising under
the FWPCAA or MPRSA are substantively equivalent
and all represent claims for damages as a result of al-
leged tortious conduct. There is also no dispute that no
notice of claim was provided to the petitioner at any time
whatsoever by the plaintiff and no timely application for
18
leave to file a late claim was made at any time either
within one (1) year after the cause of action accrued or
thereafter. For these reasons, then, the District Court con-
cluded that the plaintiffs were forever barred from bring-
ing their tort claims against the petitioner. The District
Court’s decision was not limited to actions arising under
the New Jersey Tort Claims Act, but encompassed all
plaintiff’s claims based upon the alleged tortious conduct
of the petitioner. This conclusion is consistent with Richie
v. Cahall, 386 F. Supp. 1207 (D.N.J. 1974), wherein the
Court held that pursuant to the Tort Claims Act the State
may not be impleaded as a third party defendant in an
auto accident suit in a diversity case.
As previously noted, the Legislature in the Tort Claims
Act re-established sovereign immunity but then granted
conditioned waivers thereto. “It is a firmly established
rule in American jurisprudence that acts in derogation of
sovereign immmunity are to be strictly construed and that
provisions which are conditions which the sovereign at-
taches to the waiver of immunity are jurisdictional”.
Pinckney v. City of Jersey City, 140 N.J. Super. 96, 100
(Law Div. 1976). The Court in Pimckney, concluded that
it was without jurisdiction to entertain a claim against the
City of Jersey City where a claim was not filed within
ninety (90) days of the accident and leave to file late
notice was not sought until more than one (1) year after
the accident. As a basis for its conclusion, the Court
therein relied on a federal court case, Rao v. Port of New
York Auth., 122 F. Supp. 595 (E.D.N.Y. 1954) aff’d 222
F. 2d 362 (2d Cir. 1955), wherein the Court granted a
motion to dismiss by the Port Authority due to plaintiff’s
failure to comply with the statutory conditions under
which the Port Authority consented that it may be sued.
In light of the foregoing analysis, then, it is respect-
fully submitted that the conditions for the filing of suit
19
prescribed by the New Jersey Tort Claims Act apply to
any and all types of alleged tortious conduct on the part
of the public entity, regardless of whether those claims
arise under State or federal statutory or common law.
Compliance with the preconditions for suit under the New
Jersey Tort Claims Act are jurisdictional and failure to
comply therewith forever bars suit against the public en-
tity. It is difficult to conceive how the Court of Appeals
can preclude a cause of action for failure to comply with
the notice provisions of the New Jersey Tort Claims Act
on the one hand but allow suit against the same public en-
tity under federal, statutory and common law theories for
the same tortious acts of the public entity on the other
hand. It is for this reason that this Court is respectfully
requested to issue its writ to review and settle this con-
flict of analysis of State Law and sovereign immunity.
CONCLUSION
Wherefore, petitioner respectfully prays that a writ
of certiorari be granted.
Respectfully submitted,
Gerorce J. Mrnisu,
Counsel for Petitioner, The Joint
Meeting of Essex and Union
Counties.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.