Petitioners Brief — Middlesex County Sewerage Authority v. National Sea Clammers Assn.
Supreme Court brief1981
Ask Donna
What actually matters in this document.
Text
‘ is
coe:
lo titeg
___DEG 12 1980
Nos. 79-1711, 79-1754, 79-1760 and 80-12
i
Gu the Supreme Court of the United Bitates,. a
OCTOBER TERM, 1980
MIDDLESEX COUNTY SEWERAGE AUTHORITY, ET AL., |
PETITIONERS
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
JOINT MEETING OF ESSEX AND UNION COUNTIES, PETITIONER
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
City oF NEW YORK AND ABRAHAM BEAME, PETITIONERS
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
ENVIRONMENTAL PROTECTION AGENCY, ET AL., PETITIONERS
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
ON WRITS OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT
BRIEF FOR THE FEDERAL PETITIONERS
WADE H. MCCREE, JR.
Solicitor General
JAMES W. MOORMAN
Assistant Attorney General
Louis F.. CLAIBORNE
Deputy Solicitor General
ALAN |. HOROWITZ
Assistant to the Solicitor General
PETER R. STEENLAND, JR.
RAYMOND N. ZAGONE
JACQUES B. GELIN
DAvip T. BUENTE, JR.
Attorneys
Department of Justice ;
Washington, D.C. 20520 f
(202) 633-2217
Iu the Supreme Court of the United States
OCTOBER TERM, 1980
No. 79-1711
MIDDLESEX COUNTY SEWERAGE AUTHORITY, ET AL.,
PETITIONERS
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
No. 79-1754
JOINT MEETING OF ESSEX AND UNION COUNTIES,
PETITIONER
v.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
No. 79-1760
CiTy OF NEW YORK AND ABRAHAM BEAME,
PETITIONERS
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.
(I)
II
No. 80-12
ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
PETITIONERS
Vv.
NATIONAL SEA CLAMMERS ASSOCIATION, ET AL.*
ON WRITS OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT
BRIEF FOR THE FEDERAL PETITIONERS
QUESTIONS PRESENTED
1. Whether the Federal Water Pollution Control
Act (Clean Water Act), 33 U.S.C. (& Supp. I) 1251
et seq., and the Marine Protection, Research, and
Sanctuaries Act of 1972, 33 U.S.C. (& Supp. I) 1401
et seq., imply a private right of action independent
of the rights explicitly created by the citizen suit
provisions of those Acts, 33 U.S.C. 1865 and 33 U.S.C.
1415(g).
* Other petitioners in No. 80-12 are Russell E. Train, indi-
vidually and as Administrator of the United States Environ-
mental Protection Agency, United States Army Corps of
Engineers, and Martin R. Hoffman, individually and as Sec-
retary of the United States Department of the Army. Doug-
las M. Costle is now the Administrator of EPA and Clifford
L. Alexander is now the Secretary of the Army.
Other petitioners in No. 79-1711 are Bergen County Sewer
Authority, Passaic Valley Sewerage Commissioners, the
Linden Roselle Sewerage Authority and Middletown Sewerage
Authority.
Gosta Lovgren is a respondent in all petitions.
Itt
2. Whether a private citizen has standing to main-
tain a federal common law nuisance action for alleged
damages sustained resulting from ocean pollution as
a general federal question under 28 U.S.C. 1331.
3. Whether any federal common law nuisance ac-
tion for alleged damages sustained resulting from
ocean pollution, if available to a private citizen, is
not preempted by the present regulatory scheme gov-
erning ocean pollution established by the Federal
Water Pollution Control Act (Clean Water Act) and
the Marine Protection, Research, and Sanctuaries
Act of 1972.
TABLE OF CONTENTS
Page
oe be. TET EE TN OT Ae IRE 1
IRIN sssinieshisniliiesbsdeinistidtatsiecebiodecieciesndaesine ais Sali ce cs. 1
PP NINE ik Sccssnscnnntderstsinspeparignincie incited cits 1
MII untisGiiindcinne4 nichibeinnilascabectiiedtphassudlec eco 1
Summary of argument 000 7
Argument:
I. No private right of action can be implied under
the Clean Water Act or the MPRSA apart from
the citizen suits explicitly provided for in those
SPE cplhbccttecnvnteitintct a tT A ers 10
A. The Clean Water Act and the MPRSA draw
no distinction between plaintiffs based on
the type of injury alleged 14
B. Congress had no intent to create a private
remedy under these statutes other than
that specified in the citizen suit provisions.. 17
C. Application of the Cort factors also suggests
that no private right of action should be
NE tie ne 22
II. A private party has standing to bring an action
for damages under the federal common law of
RI sae Alcea Lek Pek elie 27
III. The Clean Water Act and the MPRSA do not
preempt the federal common law of nuisance... 36
RITES TARA TR IE TORRY = EOS Ah aR BO 38
RN AE ENT MND ET NORTE, i la
PREVIOUS PAGE WAS BLANK ©
VI
TABLE OF AUTHORITIES
Cases: Page
Banco Nacional de Cuba v. Sabbatino, 376 U.S.
__—__ NESE ore nanOC TIO en SEE ST EMCO eT ee 29
Bank of America V. Parnell, 352 U.S. 29 -............... 31, 34
Byram River v. Village of Port Chester, 394 F.
| igtensot eR ANS at RE TS SO OOS NORTE SORES 34
Cannon V. University of Chicago, 441 U.S. 677...... 13, 23
City of Evansville v. Kentucky Liquid Recycling,
Inc., 604 F.2d 1008, cert. denied, 444 U.S. 1025.. 26, 34
City of Highland Park v. Train, 519 F.2d 681 ........ 26
Clearfield Trust Co. v. United States, 318 U.S. 363.. 29
Committee for Consideration of Jones Falls Sew-
age System v. Train, 375 F. Supp. 1148, aff’d
on different but not inconsistent grounds, 539
RD MII aut aiicidee Nee pl kis eh scheccmncsaedeerutecs 34
Commonwealth of Massachusetts v. United States
Veterans Administration, 541 F.2d 119 .............. 28
Cort Vv. Ask, 4223 US. 66 .....:.............- 5, 7, 18, 14, 22, 23, 26
Crown Simpson Pulp Co. v. Costle, 445 U.S. 193... 11
pw. OER eeu nae eh NEO 32
E. 1. du Pont de Nemours & Co. v. Train, 430 U.S.
| RENN EK BL Re eae 1 NE OTR SSae ce EE Wee ee A i, ee
Georgia V. Tennessee Copper Co., 206 U.S. 2380...... 30
Hinderlider v. La Plata River & Cherry Creek
I i, TE Me IE once ns tect cicdcackchectcctnasacoctonuad 9, 29, 33
Illinois v. City of Milwaukee, 406 U.S. 91 ........ 6, 9, 28, 29,
30, 31, 34
Illinois v. Outboard Marine Corp., 619 F.2d 623,
petition for cert. pending, No. 80-126 (filed
EO a ea ae i a rar 32
Kaiser Aetna v. United States, 444 U.S. 164 .......... 32
Kansas v. Colorado, 206 U.S. 46 ........00000000202..22---- 29
National Railroad Passenger Corp. v. National As-
sociation of Railroad Passengers, 414 U.S. 453.. 14-15
Natural Resources Defense Council v. Callaway,
ARTS CAIRO ay Wt oon PES NRO 26
Natural Resources Defense Council v. Train, 510
gp RN ee Pie OSS ik Oe, MT Ce EN 26
New Jersey V. City of New York, 283 U.S. 473........ 30
New York v. New Jersey, 256 U.S. 296 .................. 30
VII
Cases—Continued Page
Parsell v. Shell Oil Co., 421 F. Supp. 1275, aff’d,
Pee woe eee CEO 34
Reserve Mining Co. v. EPA, 514 F.2d492... 33
Sanitary District v. United States, 266 U.S. 405.... 32
Sierra Club v. Morton, 405 U.S. 727... 15, 16
Touche Ross & Co. v. Redington, 442 U.S. 560...... 7, 18,
14, 22
Township of Long Beach v. City of New York, 445
II isa hr a ge al ce 34
Transamerica Mortgage Advisors, Inc. v. Lewis,
I ee ee re 7, 18, 14, 15, 22
Union Oil Co. v. Oppen, 501 F.2d 558. 36
United States v. Appalachian Electric Power Co.,
en ee eh a eA 82
United States v. Atlantic-Richfield Co., 478 F.
RS MN er | 32
United States v. California, 382 U.S.19...... 80
United States v. Ira S. Bushey & Sons, 346 F. Supp.
145, 363 F. Supp. 110, aff’d, 487 F.2d 1393
(Table), cert. denied, 417 U.S. 976... 32-33
United States v. Mitchell, 445 U.S. 585 28
United States v. Stoeco Homes, Inc., 498 F.2d 597,
cert. denied, 420 U.S. 927 .........0......, 32
United States v. Testan, 424 U.S.392.... 28
United States ex rel. Scott v. United States Steel
Corp., 366 F. Supp. 656 .. 33
Vermont v. New York, 417 U.S. 270 ........ 29-30
Willamette Iron Bridge Co. v. Hatch, 125 U.S. 1... 31
Constitution, treaty, statutes and rule:
United States Constitution :
Convention on the Territorial Sea and the Con-
tiguous Zone, 15 U.S.T. 1606, T.I.A.S. No. 5639
ee ane OT RA oe VL Te Nipok a UT oe 30
Act of Dec. 28, 1973, Pub. L. No. 93-207, 87 Stat.
nea i ORANGE OMNES LA PORE BD eel LD 2
VIIl
Constitution, treaty, statutes and rule—Continued Page
Act of Nov. 2, 1978, Pub. L. No. 95-576, 92 Stat.
DY oacvcsiiacavsesshininciennnitncecicmnatedigeiendalea 2
Administrative Procedure Act, 5 U.S.C. 701 et
BO - wcoiinaccsnaksicicwnstiokomnntssubbetidlegiticiienaesaanade aan 3
Section 20, 6 UDG. Feb necccccscciniieteeee 15
Clean Air Act, 42 U.S.C. (Supp. I) 7604 _.............. 8,11
Clean Water Act (Federal Water Pollution Control
Act Amendments of 1972, Pub. L. No. 92-500,
86 Stat. 816, as amended by the Clean Water Act
of 1977, Pub. L. No. 95-217, 91 Stat. 1566), 33
USS. 7061 06 6. ucla 2,3
USC. Te unc 22
SS. UBG. TABATA). sicccaccaeieenieees 33
SS TBA... ERG Ge. ecercesceectesstaee 33
88 U.S.C. (& Supp. I) 1811(b) .................... 11
$8 U.S.C. (@ Sapp. 1) 1824(a) ................. 23
$3 U.S. (6 Beem. 0 Bee cccckseedeece 11
338 USS. (ane. f) TRAE) ..ntoccn ee 31
33 USL. t@. Geek EP See ee eee 11
SS UBC. Cie. 5) ERE ucanccee 23
SD Ue SOND sliesnoieessactiensteal 1,4, 5,11, 17, la
3S UBS. TORR uci eee 12
SS: USA. 3eeetes OF). nee 12
TR CBS. TOD ~eieccnicutcneieaeee 12, 24
SR UBC. TGC) CG CBD | cceetsnienctic eee 12, 24
SS ULLBAL. TOGO) nici 12
SS UC. TO tOe «cscs 4,5, 7, 12, 17, 25, 37
SS UBC. Bt) | nsccciccecccdcieeeeee 15
Be | UE Taira. RIO» Sadivvnincncsvsivcssnicetnianneueeeee 25
SS Uae. 1) .nncu..iaee 11
Se UB. TRIG © icciecaicecontineeeee 5
Comprehensive Environmental Response, Compen-
sation and Liability Act of 1980 (or “Super-
fund’’), H.R. 7020, 96th Cong., 2d Sess. (1980).. 35
OCTNOTR RT CED cvicnceniccisssuceccaetneceeee 35
Deepwater Port Act of 1974, 33 U.S.C. 1515 .......... 12
Endangered Species Act of 1973, 16 U.S.C. 1540
GID aicncnsnnsierennniintsaclanihidieeseeatapeeagn iain 11
IX
Constitution, treaty, statutes and rule—Continued Page
Extension of Admiralty and Maritime Jurisdiction
I 3,5
Federal Tort Claims Act (FTCA), 28 U.S.C. 1291
et seq.:
EE OE | |) ea en Ee 3
eS mg FF eae eee 3
Federal Water Pollution Control Act, 33 U.S.C.
Ee Eg * Cerne, tein 10
Fishery Conservation and Management Act of
aeee, 20 USC. 1801 ot aoe. ....................-............ 31
Marine Protection, Research, and Sanctuaries Act
of 1972 (MPRSA), 33 U.S.C. 1401 et seq. .......... 2,3
Be So TS) oe 33
MO MA, WOR EUDD on. eicaciveccceccccoinesccsvcrcessecceonens 22, 33
MR Ooo sccsisvessvenccdzeneaccenacecceccess 31
SS U.S.C. 1412-1414 ......................................... 11
A 8 sR sh | OS cr 23
38 U.S.C. 1412(a) (C) nnn. cccecnccnne nee 23
MM, I oases ca vonsesancdeocseeesceuesooseesnas 11
oe wee 2O1G(e) .............................. ..1, 4, 6, 11, 4a
oe Ue. 1615(¢) (1) ...................................... 12
me wae 2OIGGe) CR) ................................ 12, 24
83 U.S.C. 1415(g) (2) (A) oo 12, 24
33 U.S.C. 1415(g) (5) 0... 4, 6, 7, 12, 17, 25, 37
National Environmental Policy Act of 1969
(NEPA), 42 U.S.C. 4821 et seg. ........................ 3
Noise Control Act of 1972, 42 U.S.C. 4911... 11
Outer Continental Shelf Lands Act, 48 U.S.C. 1331
I Ms tisiohiaiiiaaloin need okay kiana ac ee 31
Resource Conservation and Recovery Act of 1976,
42 U.S.C. (& Supp. II) 6972 ciecbcatian eons 11
Rivers and Harbors Act of 1899, Section 18, 33
I al Se la 3,4
Safe Drinking Water Act, 42 U.S.C. (& Supp. I)
GL RESEDA Ae a 12
Surface Mining Control and Reclamation Act of
1977, 30 U.S.C. (Supp. I) 1270 12
xX
Constitution, treaty, statutes and rule—Continued Page
Toxic Substances Control Act, 15 U.S.C. 2619-
ON 12
I a eaten 4, 6, 26
iy a ce ae eas 3
Re 3
Oe es I a anes 7
ne eines 3,5
rT 3
a ee 3
SN OnE Ea i 3
a oe 3
ME AG LR RRR eh eee, Vie gece ire 4
Miscellaneous:
116 Cong. Rec. (1970) :
Os a ra cae 20
I a 20
126 Cong. Rec. H118038 (daily ed. Dec. 3, 1980)...... 35
126 Cong. Rec. S15009 (daily ed. Nov. 24, 1980)... 35
126 Cong. Rec. $14954 (daily ed. Nov. 24, 1980)... 35
Friendly, In Praise of Erie—And of the New Fed-
eral Common Law, 39 N.Y.U. L. Rec. 383
IP PRSEERERERETRE SSR Bir Uae oe SPT ON RW eee See Bee 31
H.R. 11896, 92d Cong., 2d Sess., Section 505(g)
UU si ca a a a ha 16
H.R. Rep. No. 92-361, 92d Cong., Ist Sess. (1971).. 18
H.R. Rep. No. 92-911, 92d Cong., 2d Sess. (1972).. 16
H.R. Rep. No. 92-1401, 92d Cong., 2d Sess. (1972).. 37
Hill, The Law-Making Power of the Federal
Courts: Constitutional Preemption, 67 Colum. L.
RAR a Dee areca a 33-34
1 Legislative History of the Federal Water Pollu-
tion Control Act Amendments of 1972, 93d
Cong., Ist Sess. (Comm. Print 1973) _............ 16, 17, 37
W. Prosser, Law of Torts (4th ed. 1971) .............. 36
Restatement (Second) of Torts (1979) .................. 36
S. Conf. Rep. No. 92-1236, 92d Cong., 2d Sess.
2 | EASES LP SOON AR REI Ae Se ORR Oe ET 15
XI
Miscellaneous—Continued Page
S. Rep. No. 91-1196, 91st Cong., 2d Sess. (1970).. 19
S. Rep. No. 92-414, 92d Cong., 1st Sess. (1971)......18, 19,
21, 24, 25
S. Rep. No. 92-451, 92d Cong., Ist Sess. (1971)...... 18, 23
Woods & Reed, The Supreme Court and Interstate
Environmental Quality: Some Notes on the
Wyandotte Case, 12 Ariz. L. Rev. 691 (1970).... 30
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-
dla)" is reported at 616 F.2d 1222. The opinion of
the district court (Pet. App. 35a-59a) is unofficially
reported at 12 E.R.C. 1118.
JURISDICTION
The judgment of the court of appeals (Pet. App.
32a-34a) was entered on February 5, 1980. The
petition in No. 79-1711 was filed on April 29, 1980,
and the petitions in Nos. 79-1754 and 79-1760 were
filed on May 5, 1980. On April 24, 1980, Mr. Justice
Brennan extended the time for filing a petition for a
writ of certiorari in No. 80-12 to and including
July 4, 1980, and that petition was filed on July 3,
1980. All petitions were granted on October 20, 1980,
limited to the questions stated herein (J.A. 48a). The
jurisdiction of this Court is invoked under 28 U.S.C.
1254(1).
STATUTES INVOLVED
Section 505 of the Clean Water Act, 33 U.S.C.
1365, and Section 105(g) of the Marine Protection,
Research, and Sanctuaries Act of 1972, 33 U.S.C.
1415(g), are set forth in the Appendix, infra.
STATEMENT
1. Respondent National Sea Clammers Associa-
tion is an association whose members earn their liv-
ing harvesting fish and shellfish in the Atlantic Ocean
off the coast of New York and New Jersey. Respond-
ent Gosta Lovgren is an individual member of the
* “Pet. App.” refers to the appendix in No. 80-12.
(1)
2
association. On January 14, 1977, those two re-
spondents brought suit, on behalf of themselves and
all others similarly situated, against petitioners in
the United States District Court for the District of
New Jersey.
The complaint alleges that the City of New York
and other New York and New Jersey municipalities
in the New York City metropolitan area discharge
sewage, dredge spoil, and other toxic materials into
the Hudson River and New York Harbor and that
the discharged waste eventually is carried into the
Atlantic Ocean (J.A. 23a). It is further alleged that
various municipalities and the Army Corps of Engi-
neers dump toxic substances directly into the Atlantic
Ocean (J.A. 23a-24a). Some of these discharges and
dumpings are said to bé authorized by permits issued
by the Corps of Engineers and by the Environmental
Protection Agency pursuant to the Clean Water Act,
33 U.S.C. 1251 et seq.,> and the Marine Protection,
Research, and Sanctuaries Act of 1972, 33 U.S.C.
1401 et seq. (J.A. 28a-24a, 30a-32a), whereas other
discharges and dumpings are alleged to be in viola-
tion of permits that have been issued (J.A. 37a).
The complaint alleges that these pollutants caused
a massive growth of algae in 1976 in an area extend-
ing more than twenty miles offshore from Long Is-
land to Cape May, New Jersey (J.A. 25a). The
claim is that when this algae mass bloomed and died
it settled on the ocean floor, and its decomposition
* The Clean Water Act refers to the Federal Water Pollu-
tion Control Act Amendments of 1972, Pub. L. No. 92-500, 86
Stat. 816, as amended by the Clean Water Act of 1977, Pub.
L. No. 95-217, 91 Stat. 1566. See also Act of Dec. 28, 1973,
Pub. L. No. 93-207, 87 Stat. 906; Act of Nov. 2, 1978, Pub.
L. No. 95-576, 92 Stat. 2467.
3
created an oxygen deficiency that caused severe dam-
age to marine life in the area (Pet. App. 3a). The
complaint charges that the discharges and dumpings
“have caused and continue to cause massive destruc-
tion of marine plant life, fish, clams, lobsters and
other marine life unable to escape and thereby, has
caused and continues to cause the collapse of the
fishing, clamming and lobster industries which oper-
ate in the waters of the Atlantic Ocean” (J.A. 26a).
The complaint alleges violations of the National
Environmental Policy Act of 1969 (NEPA), 42
U.S.C. 4821 et seqg., the Clean Water Act, 33 U.S.C.
1251 et seg., the Marine Protection, Research, and
Sanctuaries Act of 1972 (MPRSA or “Ocean Dump-
ing Act”), 83 U.S.C. 1401 et seq., Section 13 of the
Rivers and Harbors Act of 1899, 33 U.S.C. 407, the
federal common law of nuisance, the Fifth, Ninth
and Fourteenth Amendments to the Constitution and
New York and New Jersey statutes. The jurisdiction
of the district court is invoked under 28 U.S.C.
1331(a), 1832, 1837, 1848 and 1361, 42 U.S.C. 1983,
the Federal Tort Claims Act (FTCA), 28 U.S.C.
1346(b) and 28 U.S.C. 2671 et seq., the Administra-
tive Procedure Act, 5 U.S.C. 701 e¢ seq., the Exten-
sion of Admiralty and Maritime Jurisdiction Act,
46 U.S.C. 740, and under 28 U.S.C. 1333(1). The
relief sought includes the imposition of fines and
penalties against the dischargers to be paid in part
to the plaintiffs (J.A. 42a, 45a), a declaration that
the federal petitioners have failed to comply with the
requirements of the Clean Water Act, MPRSA and
NEPA (J.A. 42a), mandamus to compel the federal
petitioners to revoke all permits allowing discharges
into New York Harbor, the Hudson River and the
Atlantic Ocean (J.A. 43a) and an injunction against
4
the dischargers to prevent further dumping (J.A.
43a-44a). In addition, the complaint seeks $250 mil-
lion in actual damages and $250 million in punitive
damages to be “assessed against defendants jointly
and severally” (J.A. 41a).
2. Petitioners moved to dismiss the claims under
Fed. R. Civ. P. 12(b). The district court treated the
motion as one for summary judgment and ordered the
complaint dismissed with prejudice, except that some
of the state law claims were dismissed without preju-
dice (Pet. App. 60a-61a).
The district court dismissed the claims under the
Clean Water Act and the MPRSA for lack of juris-
diction because the plaintiffs did not comply with the
procedural requirements of the citizen suit provisions
of those Acts, 33 U.S.C. 1865 and 33 U.S.C. 1415(g),
in particular the requirement that 60 days’ notice be
given to EPA and to the alleged violator prior to the
commencement of suit (Pet. App. 45a-46a). The court
rejected the argument that jurisdiction exists under
28 U.S.C. 1331 over an implied right of action de-
rived from the savings clauses of those statutes, 33
U.S.C. 1865(e) and 1415(g) (5), which is not sub-
ject to the specific requirements of the citizen suit
provisions, ruling that “[t]he manifest purpose of
the savings clause seems to be the preservation of
existing rights, not the creation of new ones” (Pet.
App. 49a). The court also dismissed the claim under
the federal common law of nuisance on the ground
that private parties lack standing to raise such a
claim (id. at 40a-41la).
As to the other claims, the court held that no pri-
vate right of action exists under Section 13 of the
Rivers and Harbors Act of 1899, 33 U.S.C. 407 (Pet.
App. 41a-42a), and that the complaint did not state
5
a claim of a violation of a constitutional right or any
property interest cognizable under the Fifth Amend-
ment (id. at 51a-53a). It also ruled that EPA could
not be liable for a violation of NEPA because of the
specific exemption contained in 88 U.S.C. 1371(c)
(id. at 50a) and that there was no basis for suit
under the Extension of Admiralty and Maritime
Jurisdiction Act, 46 U.S.C. 740 (id. at 53a). Finally,
the court rejected the claim that admiralty jurisdic-
tion existed under 28 U.S.C. 1333(1) over a maritime
tort action for nuisance, ruling that the pleadings did
not allege a cause of action in maritime tort and,
even if they did, such a claim would be barred be-
cause the plaintiffs had not complied with the require-
ments for suit under the FTCA or the relevant state
tort claim statutes (id. at 58a-57a).
3. The court of appeals reversed in part, rein-
stating the claims under the Clean Water Act, the
MPRSA, the federal common law of nuisance and
in maritime tort.’ With respect to the claim under
the Clean Water Act, the court of appeals agreed
that the district court had no jurisdicion under 33
U.S.C. 1365 because the plaintiffs had not met the
procedural requirements of the citizen suit provision
(Pet. App. 4a-6a). However, in light of the Savings
clause, 33 U.S.C. 1865(e), the court found that the
citizen suit provision was not the exclusive basis for
jurisdiction under the Clean Water Act (Pet. App.
6a-lla). Applying the analysis of Cort y. Ash, 422
U.S. 66 (1975), the court of appeals noted that the
plaintiffs were members of the “ ‘class for whose
* The court vacated the dismissal of the NEPA claim, re-
manding it for reconsideration in light of further develop-
ment of the record (Pet. App. 28a-29a), and it affirmed the
dismissal of the other claims.
6
especial benefit the statute was enacted’”’ (Pet. App.
13a) and implication of a private remedy on their
behalf would be “ ‘helpful’ to the effectuation of” the
purposes of the Clean Water Act (id. at 15a). Ac-
cordingly, it concluded that an implied private right
of action existed under the Clean Water Act on be-
half of individuals injured by pollution in violation
of those statutes (id. at 1la-16a). Because this im-
plied right of action was unfettered by the procedural
restrictions of the citizen suit provisions, the court
of appeals held that the district court had jurisdic-
tion to hear the statutory claim under 28 U.S.C. 1331.
The court of appeals then examined the similar citizen
suit provision of the MPRSA and ruled that it was
indistinguishable from that of the Clean Water Act
for these purposes. Thus, it held that the savings
clause of the MPRSA, 38 U.S.C. 1415(g) (5), also
preserved an implied private right of action under
that statute, distinct from the citizen suit authorized
by 83 U.S.C. 1415(g), that the district court had
jurisdiction to entertain (Pet. App. 16a-18a).
The court of appeals also reinstated the plaintiffs’
federal common law of nuisance claim, holding that
private parties have standing to maintain such an
action (Pet. App. 20a-24a). The court ruled that
the federal cause of action established in Illinois v.
City of Milwaukee, 406 U.S. 91 (1972), although
that case itself involved a state as plaintiff, was
applicable whenever there is a “clear and overriding
federal interest in uniformity,” regardless of the
identity of the parties (Pet. App. 21a). In addition,
the court held that the federal common law of nuis-
ance gave rise to an action for damages in this case
(id. at 28a-24a). Finally, the court ruled that the
plaintiffs’ complaint could be read as alleging a mari-
7
time tort over which the district court had admiralty
jurisdiction under 28 U.S.C. 1333 (Pet. App. 24a-
27a). With reference to these tort claims, the court
of appeals agreed with the district court that the
plaintiffs had failed to comply with the procedures
required by the Federal Tort Claims Act, but did not
decide whether sovereign immunity precluded the
recovery of damages from the federal petitioners un-
der a federal common law tort theory (id. at 27a-
28a).
SUMMARY OF ARGUMENT
I,
The question whether a private right of action
should be implied under a statute is basically one
of legislative intent. Transamerica Mortgage Ad-
visors, Inc. vy. Lewis, 444 U.S. 11, 15 (1979) ; Touche
Ross & Co. v. Redington, 442 U.S. 560, 568 (1979).
This Court has identified four factors, which are not
to be given equal weight, as indicative of legislative
intent in this context. Cort v. Ash, 422 U.S. 66, 78
(1975).
Under the Clean Water Act and the MPRSA, Con-
gress enacted special citizen suit provisions, 33 U.S.C.
1365(e) and 33 U.S.C. 1415(g) (5), to permit pri-
vate persons to sue to enforce those statutes. These
provisions are carefully limited to permit only suits
for injunctive relief and, in the case of the Clean
Water Act, for civil penalties. The suits may be
brought only for violations of established standards
or regulations or to compel the Administrator t.
perform a mandatory duty. In addition, the pro-
visions contain other requirements relating to no-
tice, venue, and abstention from suit if government
enforcement actions are pending. It is almost. in-
8
conceivable that, at the same time that Congress
enacted these citizen suit provisions, it intended that
another private right of action be implied in favor
of persons injured by pollution, free from the limita-
tions of the expressly authorized right of action.
The plain language of the statutes, supported by
the legislative history, indicates that Congress in-
tended the citizen suit provisions to be the exclusive
vehicle for private suits alleging violations of the
Clean Water Act and the MPRSA. First, there is no
evidence that Congress intended to restrict the citi-
zen suit provisions to “private attorneys general,”
while permitting a broader cause of action under the
statutes for persons suffering economic injury. Sec-
ond, the common sense interpretation of the savings
clauses, which is confirmed by the paraphrasing of
the clauses in the Committee Reports, is that they are
aimed only at preserving rights of action under other
statutes or the common law and do not contemplate
the existence of an implied cause of action under the
Clean Water Act or MPRSA itself. Finally, the his-
tory of these statutes, and of the prototype citizen
suit provision in the Clean Air Act, 42 U.S.C. (Supp.
I) 7604, manifests Congress’ intent that private ac-
tions outside the confines of the citizen suit provi-
sions, such as suits for damages, not be available
under the Clean Water Act or the MPRSA.
In light of the clear legisiative intent, no further
examination of the Cort factors is necessary. In any
event, those factors indicate that no private right of
action should be implied here. The plaintiffs are not
members of a class for whose especial benefit these
Statutes were passed; the Clean Water Act and the
MPRSA are statutes passed for the benefit of the
general public. Moreover, the private right of action
9
found by the court of appeals conflicts with the pur-
poses of the statutes in that it interferes with Con-
gress’ intended role for the agency in establishing
and enforcing effluent standards. Accordingly, the
court of appeals erred in finding an implied private
right of action under the Clean Water Act and the
MPRSA in addition to that provided in the citizen
suit provisions.
II.
In Illinois v. City of Milwaukee, 406 U.S. 91
(1972), this Court held that a state could sue under
the federal common law of nuisance to abate pollu-
tion in interstate waters. Although the Court ex-
plained that this remedy was necessary to protect a
state’s sovereign interest in unpolluted water, it noted
that “it is not only the character of the parties that
requires us to apply federal law.” 406 U.S. at 105
n.6. As in Illinois v. City of Milwaukee, the nature
of the pollution here requires the application of fed-
eral law. The quality of interstate water, as well as
that of ocean waters, has always been a matter im-
plicating an overriding federal interest, as evidenced
by several federal environmental protection statutes.
Moreover, application of state law to this interstate
controversy, with its potential for inconsistent results,
would be inappropriate.
There is no reason to prohibit the application of
this federal law in suits brought by private parties.
The United States is entitled to invoke the federal
common law of nuisance as a plaintiff. And, in a
different context, this Court has permitted a private
party to bring a suit under federal law concerning
the condition of an interstate stream. Hinderlider
v. La Plata River & Cherry Creek Ditch Co., 304 U.S.
92, 110-111 (1938). The right of a private party to
10
bring a federal common law of nuisance action, how-
ever, exists only where an overriding federal interest
is implicated and where the plaintiff has suffered
damage that is different in kind from that suffered
by the general public.
III.
The Clean Water Act expressly saves all other
remedies at common law. The legislative history
makes specific mention of pending actions under the
federal common law of nuisance and notes that the
ability to bring such actions will not be affected by
the Clean Water Act. Thus, it is apparent that Con-
gress did not intend to preempt the federal common
law of nuisance in passing the Clean Water Act. The
MPRSA contains a similar savings clause, and noth-
ing in its legislative history contradicts the conclu-
sion that the MPRSA also intended to preserve all
other remedies, including the federal common law of
nuisance.
ARGUMENT
I. NO PRIVATE RIGHT OF ACTION CAN BE IM-
PLIED UNDER THE CLEAN WATER ACT OR THE
MPRSA APART FROM THE CITIZEN SUITS EX-
PLICITLY PROVIDED FOR IN THOSE STATUTES
In 1972, Congress passed the Clean Water Act as a
means of exerting greater federal supervision over
the preservation of water quality in the navigable
waters of the United States.* The Act directs the
Administrator of EPA to set effluent limitations for
* Prior to 1972, the original Federal Water Pollution Con-
trol Act had assigned to the states the primary responsibility
for the development of water quality standards and enforce-
ment. See 33 U.S.C. (1970 ed.) 1151 et seq.
11
various categories of “point sources,” outlets from
which pollutants are discharged into the water. 33
U.S.C. (& Supp. I) 1811(b). See generally E. J.
du Pont de Nemours & Co. v. Train, 430 U.S. 112
(1977). It is unlawful for any person to discharge
pollutants into the Nation’s waters without a permit
issued by EPA (or a state agency authorized by
EPA to issue permits), which incorporates the efflu-
ent limitations and other applicable requirements. 33
U.S.C. (& Supp. I) 1842. In addition to the cus-
tomary opportunity for private participation in the
administrative process, the Clean Water Act provides
for judicial review of EPA decisions setting effluent
limitations and issuing or denying permits. 33 U.S.C.
1369(b) (1). See generally Crown Simpson Pulp Co.
v. Costle, 445 U.S. 193 (1980). The MPRSA estab-
lishes a similar permit program governing the trans-
portation of waste material from the United States
for dumping in the ocean waters. 33 U.S.C. 1412-
1414,
The Clean Water Act and the MPRSA provide for
actions by the government to enforce the water qual-
ity standards and permit systems. See 33 U.S.C.
(& Supp. I) 1819; 33 U.S.C. 1415. In addition, how-
ever, they provide for limited public participation in
enforcement by means of citizen suits. 33 U.S.C.
1365; 33 U.S.C. 1415(g). The citizen suit provision
of each statute is modeled on a prototype provision
enacted in 1970 as part of the Clean Air Act, 42
U.S.C. (Supp. I) 7604, but they are not identical.’
° Several other statutes also contain citizen suit provisions
modeled on the Clean Air Act. See Noise Control Act of
1972, 42 U.S.C. 4911; Resource Conservation and Recovery
Act of 1976, 42 U.S.C. (& Supp. II) 6972; Endangered
Species Act of 1973, 16 U.S.C. 1540(g); Safe Drinking
12
Under the Clean Water Act, a citizen may sue any
person who is violating an effluent limitation or re-
lated order of the Administrator, and the federal
district courts have jurisdiction of such suits to en-
force the effluent limitation or order or to assess civil
penalties against the violator. 33 U.S.C. 1865(a) (1).
A citizen may also sue to compel the Administrator
to perform a non-discretionary duty. 33 U.S.C. 1365
(a)(2). Under the MPRSA, a citizen may sue in
federal district court to enjoin any person from vio-
lating any limitation or permit established or issued
under the Act. 38 U.S.C. 1415(g)(1). In addition
to the limitations on the nature of the suit and the
type of relief available, the provisions contain ad-
ditional restrictions on this private right of action:
a requirement that 60 days’ notice be given to
the Administrator and the alleged violator before
a suit is filed (33 U.S.C. 1365(b); 33 U.S.C. 1415
(g) (2) (A)); a prohibition against bringing the suit
if the government is diligently prosecuting an en-
forcement action (33 U.S.C. 1865(b)(1)(B); 33
U.S.C. 1415(g)(2)); and a limitation of venue in
the Clean Water Act to the district in which the
violation occurs (33 U.S.C. 1365(c)). Finally, both
statutes contain a savings clause to the effect that
the citizen suit provision does not restrict any per-
son’s right to sue “under any statute or common law
to seek enforcement * * * or * * * any other relief.”
33 U.S.C. 13865(e) ; 33 U.S.C. 1415(g) (5).
Focusing on the Clean Water Act, the court of
appeals held that the citizen suit provision is not the
Water Act, 42 U.S.C. (& Supp. I) 300j-8; Toxic Substances
Control Act, 15 U.S.C. 2619-2620; Surface Mining Control
and Reclamation Act of 1977, 30 U.S.C. (Supp. I) 1270;
Deepwater Port Act of 1974, 33 U.S.C. 1515.
13
exclusive basis for private suits under the Act. The
court stated that the citizen suit provision is designed
to permit non-injured parties to sue as “private at-
torneys general’ to enforce the provisions of the Act
without meeting the $10,000 jurisdictional amount re-
quirement, Thus, the court concluded, the citizen suit
provision has no application to a suit by a private
party who is injured by the alleged violation; the
savings clause preserves his right to sue without re-
gard to the limitations of the section (Pet. App. 8a-
9a). Applying the analysis of Cort v. Ash, supra,
the court of appeals found that the Clean Water Act
created an implied private right of action for persons
injured by violations of the Act (Pet. App. 1la-15a).
In our view, this conclusion is erroneous.
The standards for determining when a private
right of action should be implied under a statute are
well established; it is basically a matter of statutory
construction. Transamerica Mortgage Advisors, Inc.
v. Lewis, 444 U.S. 11, 15 (1979); Touche Ross & Co.
v. Redington, 442 U.S. 560, 568 (1979); Cannon v.
University of Chicago, 441 U.S. 677, 688 (1979).
This Court has identified four factors as being rele-
vant to this determination because they are indica-
tive of legislative intent. Cannon vy. University of
Chicago, supra, 441 U.S. at 688; Cort v. Ash, supra,
422 U.S. at 78. Briefly, those factors are (1) whether
the plaintiffs come within the class of persons for
whose especial benefit the statute was enacted; (2)
whether there is any express or implicit indication
of congressional intent to create or deny such a
cause of action; (8) whether the existence of or right
to bring such an action would be consistent with the
purposes of the legislative scheme; and ( 4) whether
the cause of action involves a matter traditionally
14
relegated to state law, in an area basically of con-
cern to the States, so that it would be inappropriate
to infer a federal cause of action. Because “[t]he
central inquiry remains whether Congress intended
to create, either expressly or by implication, a pri-
vate cause of action,” however, the four Cort factors
are not of equal significance. Touche Ross & Co. v.
Redington, supra, 442 U.S. at 575. Where the con-
gressional intent not to create a private right of
action is clear, it is of no relevance whether such an
action might be deemed a useful adjunct to the legis-
lative scheme or whether or not the subject matter
of the statute is traditionally a state concern. See
Transamerica Mortgage Advisors, Inc. v. Lewis,
supra, 444 U.S. at 15-16; Touche Ross & Co. v. Red-
ington, supra, 442 U.S. at 575-576, 578. In our view,
the court of appeals misapplied these principles by
failing to recognize Congress’ manifest intent to limit
the private right of action created by the Clean Water
Act and MPRSA.
A. The Clean Water Act And The MPRSA Draw No
Distinction Between Plaintiffs Based On The Type
Of Injury Alleged
The starting point of the analysis must be the
statutory scheme itself. See Touche Ross & Co. v.
Redington, supra, 442 U.S. at 568. The very exist-
ence of the detailed citizen suit provision belies the
notion that another right of action should be implied
under the statutes. As this Court has remarked,
“where a statute expressly provides a particular rem-
edy or remedies, a court must be chary of reading
others into it.” Transamerica Mortgage Advisors,
Inc. v. Lewis, supra, 444 U.S. at 19; see also Na-
tional Railroad Passenger Corp. v. National Asso-
ciation of Railroad Passengers, 414 U.S. 458, 458
15
(1974). In this case, not only do the statutes ex-
pressly provide a remedy, but that remedy is one ex-
clusively designed for private parties and subject to
carefully articulated limitations. It strains credulity
to imagine that Congress expressly established a pri-
vate right of action subject to restrictions, while “ ‘ab-
sentmindedly [forgetting] to mention’” the creation
of a second private right of action free from those
restrictions. See Transamerica Mortgage Advisors,
Inc. v. Lewis, supra, 444 U.S. at 20. Surely, Con-
gress’ failure to make an explicit reference to this
second right of action suggests that it had no intent
to create it.
The court of appeals failed to draw this obvious
inference from the express provision of a private
remedy because it felt that the citizen suit provisions
in no way concern the rights of persons actually in-
jured by violations of the statutes (Pet. App. 8a).
But the language and legislative history of these
statutes provide no support for the distinction drawn
by the court of appeals, i.e., that the citizen suit pro-
visions were designed to apply exclusively to suits by
non-injured “private attorneys general,” while per-
sons actually injured could invoke an implied right
of action. Indeed, the legislative history of the Clean
Water Act provides strong evidence to the contrary.
As the court of appeals pointed out (Pet. App. 6a-
8a), the definition of “citizen” in 33 U.S.C. 1365(g)°
was intended to incorporate this Court’s interpreta-
tion of Section 10 of the Administrative Procedure
Act, 5 U.S.C. 702, in Sierra Club v. Morton, 405 U.S.
727 (1972). See S. Conf. Rep. No. 92-1236, 92d
Cong., 2d Sess. 146 (1972). Thus, a suit by persons
° A “citizen” is defined for the purpose of a citizen suit as
“a person or persons having an interest which is or may be
adversely affected.” 83 U.S.C. 1365 (g).
16
who suffer non-economic injury is permitted under
the citizen suit provision. But, contrary to the find-
ing of the court of appeals, the citizen suit provision
is not restricted solely to these types of suits.‘ The
inclusion of the Sierra Club standard in the Act rep-
resented an extension of the narrower citizen suit
provision contained in the House bill. That provision
had included a requirement that a person’s “direct
interest” be affected in order to be eligible to sue,’
and therefore it had been criticized as limiting the
availability of the citizen suit provision to “persons
owning property which is directly affected by the
pollution.” H.R. Rep. No. 92-911, 92d Cong., 2d Sess.
407-409 (1972), reprinted in 1 Legislative History of
the Federal Water Pollution Control Act Amendments
of 1972, 98d Cong., 1st Sess. 876-878 (Comm. Print
1973) (hereinafter “Leg. Hist.”) (additional views
of Reps. Abzug and Rangel). See also id. at 417,
1 Leg. Hist. 886.
7The court of appeals stated that the citizen suit provi-
sions apply only to “non-injured” members of the public
(Pet. App. 8a). It is clear, however, that Congress consid-
ered any person eligible to sue under the Sierra Club test as
being “injured.” See, e.g., 1 Legislative History of the Fed-
eral Water Pollution Control Act Amendments of 1972, 93d
Cong., Ist Sess. 179 (Comm. Print 1973). The distinction
drawn by the court of appeals thus seems to be between eco-
nomic and non-economic injury.
8 Section 505(g) of the House bill provided:
For the purposes of this section the term “citizen”
means (1) a citizen (A) of the geographic area and
(B) having a direct interest which is or may be affected,
and (2) any group of persons which has been actively
engaged in the administrative process and has thereby
shown a special interest in the geographic area in
controversy.
H.R. 11896, 92d Cong., 2d Sess. (1972), 1 Leg. Hist. 1077.
17
In sum, the provision as enacted did not create a
special rule for non-economic injury. On the con-
trary, it equated economic injury, which had been
covered even under the House version, with non-
economic injury for the purposes of citizen suits. As
Senator Muskie, who was perhaps the primary author
of the Clean Water Act (see EZ. I. du Pont de Nemours
& Co. v. Train, supra, 430 U.S. at 129), stated in his
explanation of the Conference Report, “a citizen suit
may be brought only by those persons or groups which
are among those whose interest (whether environ-
mental or economic) is or may be injured by the
violation of the Act which is the basis for the suit.”
1 Leg. Hist. 179. Although, as Senator Muskie
stated, “a noneconomic interest in the environment, in
clean water, is a sufficient base for a citizen suit,”
1 Leg. Hist. 221, Congress clearly intended that an
economic interest as well could give rise to a citizen
suit under 33 U.S.C. 1365.
B. Congress Had No Intent To Create A Private Rem-
edy Under These Statutes Other Than That Speci-
fied In the Citizen Suit Provisions
According to the court of appeals, the independent
remedy for persons economically injured by violations
of the pollution statutes is provided by the savings
clauses, 33 U.S.C. 1865(e), 33 U.S.C. 1415(g) (5)
(Pet. App. 9a). Although the clauses do refer to
saving a right to sue under “any statute,” the court’s
interpretation defies common sense. A savings clause
does not create new remedies; it preserves ones that
are already in existence. It is a distortion of the
concept of a savings clause to Say that a statute
“saves” a remedy that is being created—especially
implicitly—by the very same statute. Thus, it seems
18
clear that in enacting the savings clauses of the
Clean Water Act and MPRSA, Congress was focus-
ing on preexisting remedies under other statutes and
the common law, not intimating that another private
remedy should be created by implication under these
statutes.
This conclusion is supported by the legislative his-
tory of the statutes. The Committee Reports for both
the Clean Water Act and the MPRSA, in discussing
the savings clause, describe it as preserving rights
“under any other law.” S. Rep. No. 92-414, 92d
Cong., Ist Sess. 81 (1971); S. Rep. No. 92-451, 92d
Cong., 1st Sess. 23-24 (1971); H.R. Rep. No. 92-361,
92d Cong., 1st Sess. 23 (1971) (emphasis added).
The court of appeals stated that it was “not per-
suaded that this paraphrase of the wording of the
Act was intended to preclude the finding of a pri-
vate remedy under the Act” (Pet. App. 14a). Un-
doubtedly, the court is correct in its view that the
paraphrase in the legislative history was not intended
to preclude the finding of a private remedy, but the
consistent use of the word “other” in paraphrasing
provides strong support for the common sense con-
clusion that Congress was focusing on rights under
other laws in enacting the savings clause. Indeed, it
is quite likely that Congress never even considered
the possibility that another private right of action
would be implied under the Clean Water Act and the
MPRSA themselves, much less specifically intended
to create such a remedy.
Moreover, the legislative history of the relevant
statutes demonstrates Congress’ intent that the citi-
zen suit provisions be the exclusive vehicle for a pri-
vate right of action. Because the citizen suit pro-
visions involved here are closely modeled on those of
19
the Clean Air Act (see S. Rep. No. 92-414, supra, at
79), the legislative history of the Clean Water Act
and the MPRSA generally focus only on the differ-
ences between their provisions and those of the proto-
type. To understand the general principles underly-
ing these citizen suit provisions, it is necessary to
turn to the legislative history of the Clean Air Act
itself.
The legislative history of the Clean Air Act clearly
indicates that private rights of action under the Act
were limited to those authorized by the citizen suit
provision. The Senate Report noted that citizen
actions would be “carefully restricted to actions
where violations of standards and regulations or a
failure on the part of officials to act are alleged.”
S. Rep. No. 91-1196, 91st Cong., 2d Sess. 36 (1970).
Accordingly, the Report concluded that inconsistent
enforcement would not be engendered by citizen suits
because the standard to be met would already have
been established in the agency proceeding, and there-
fore the issue before the court would simply be “a
factual one of whether there had been compliance.”
Id. at 38. In addition, the Report made it clear that
there was no “provision for the recovery of property
or personal damages.” Jbid.
Despite these limitations, there was some concern
expressed on the floor of the Senate over the possi-
bility that the passage of the Clean Air Act Amend-
ments would lead to a flood of private lawsuits that
would increase the burden on the federal courts. In
response, Senator Muskie explained the limited scope
of the citizen suit provision contained in S. 4858,
which was ultimately enacted as part of the Clean
Air Act, by comparing it to a broader citizen suit
provision that had been contained in &. 3201, an
earlier version of the bill:
20
Senate bill 3201 * * * is a class action bill. S.
4358 is not. S. 4358 is limited to citizens acting
on their own behalf.
Senate bill 3201 provides damages and a
remedy for recovery of fines and restitution,
and other monetary damages. The pending bill
is limited to seek abatement of violation of
standards established administratively under the
act, and expressly excludes damage actions.
Senate bill 3201 provides for redress of con-
sumer injury. The pending bill is limited to an
action for enforcement on abatement of violations
of administratively set standards.
116 Cong. Rec. 33102 (1970).
Later in this discussion, Senator Hart also responded
to these concerns by emphasizing that the bill did not
permit a private suit for damages:
It has been argued, however, that conferring
additional rights on the citizen may burden the
courts unduly. I would argue that the citizen
suit provision of S. 4858 has been carefully
drafted to prevent this consequence from arising.
First of all, it should be noted that the bill makes
no provision for damages to the individual. It
therefore provides no incentives to suit other
than to protect the health and welfare of those
suing and others similarly situated.
116 Cong. Rec. 388104 (1970).
Thus, there can be no doubt that Congress spe-
cifically intended that a suit such as that brought
by the plaintiffs in this case, seeking redress for al-
leged consumer injury through damages and other
relief not authorized by the citizen suit provision,
could not be maintained under the Clean Air Act.
Nothing in the language or the legislative history of
the Clean Water Act or the MPRSA suggests that
21
Congress intended to work such a major alteration
in this scheme of citizen participation in enforce-
ment—a scheme that to all appearances was super-
imposed without significant change upon the water
pollution statutes—as authorizing private parties to
sue for damages for injuries caused by statutory vio-
lations. And it is almost inconceivable that Congress
would effect such a major change by implication, only
two years after deliberately refraining from permit-
ting such suits because of a recognized danger of
increasing the burden of the courts.
Moreover, the legislative history of the Clean Water
Act buttresses the conclusion that, as under the Clean
Air Act, no private right of action exists apart from
the citizen suit provision. The Senate Report notes
that “[a]s in [the Clean Air] Act, the provision in
this bill is carefully restricted to actions where viola-
tions of standards and regulations or a failure on
the part of officials to act are alleged.” S. Rep. No.
92-414, supra, at 79. As under the Clean Air Act,
the only issue before the court in a citizen suit would
be whether a polluter has complied with an adminis-
tratively set standard. Id. at 80. With respect to the
one modification made in the nature of the remedies
available, the addition of civil penalties, the Report
specifically noted that “any penalties imposed would
be deposited as miscellaneous receipts and not be
recovered by the complainant.” Jd. at 79. There was
no provision in the Act for the recovery of damages,
but, under the savings clause, “if damages could be
shown, other remedies would remain available.” Jd.
at 81.
22
C. Application Of the Cort Factors Also Suggests
That No Private Right Of Action Should Be Implied
In light of the clear legislative intent not to create
a private right of action apart from the citizen suit
provisions, as evidenced by the statutes themselves
and the pertinent legislative history, there is no need
to consider the other Cort factors. See Travs-
america Mortgage Advisors, Inc. v. Lewis, supra, 444
U.S. at 15-16; Touche Ross & Co. v. Redington, supra,
442 U.S. at 575-576, 578. In any event, an examina-
tion of those factors supports the conclusion that the
court of appeals erred in implying a private cause of
action.
The court of appeals found, without discussion,
that “individuals likely to suffer actual injury by the
pollution” was the class for whose especial benefit the
Clean Water Act was enacted (Pet. App. 13a). This
statement apparently refers to economic injury. See
note 7, supra. It would appear, however, that the
Clean Water Act and the MPRSA were enacted to
protect a much broader class of persons than those
who derive their livelihood from the water. The ob-
jective of the Clean Water Act is “to restore and
maintain the chemical, physical, and biological in-
tegrity of the Nation’s waters” toward the goal of
providing “for the protection and propagation of fish,
shellfish, and wildlife” and “recreation in and on the
water.” 33 U.S.C. 1251(a). The policy of the MPRSA
is “to prevent or strictly limit the dumping into ocean
waters of any material which would adversely affect
human health, welfare, or amenities, or the marine
environment, ecological systems, or economic potenti-
alities.” 33 U.S.C. 1401(b). Both statutes certainly
recognize that one of the benefits and goals of im-
proved water quality is the protection of fish and
23
that the failure to protect fish can have adverse eco-
nomic consequences on individuals. See 33 U.S.C.
(Supp. I) 1364(a) ; 33 U.S.C. 1412(a) (C). But the
Statutes exhibit a much broader purpose than simply
protecting the livelihood of fishermen. Congress
clearly was also concerned with non-economic issues,
such as alleviating dangers to human health, wildlife,
beaches and ecological systems generally, as well as
with preserving esthetic and recreational values. See,
e.9., 33 U.S.C. (& Supp. I) 1814(a) ; 33 U.S.C. 1412
(a). Under the MPRSA, the legislative history indi-
cates Congress’ particular concern over the long-term
dangers of deterioration of ocean waters and the ma-
rine ecosystem. See S. Rep. No. 92-451, supra, at
9-13. Under these circumstances, the Clean Water
Act and the MPRSA are best described as statutes
enacted for the benefit of the general public. See
Cannon v. University of Chicago, supra, 441 U.S. at
690. The fact that the plaintiffs derive a more direct
economic benefit from these statutes than most mem-
bers of the general public does not militate in favor
of implying a private right of action in their favor
under the first Cort factor.
With respect to the third Cort factor, the court
of appeals simply found that implication of a second
private right of action would be “helpful” to the
purposes of tne Clean Water Act (Pet. App. 15a).
Of course, the institution of any lawsuit based on
the violation of a statute will be of some assistance in
enforcing the statute. To that extent, the plaintiffs’
action furthers the purposes of the underlying stat-
utes here. However, if this benefit is sufficient to
justify the implication of a private right of action
under a statute, such causes of action would be im-
plied under all statutes. Clearly, a more searching
24
inquiry into the purposes of the statute is necessary.
In this case, the statutory schemes and the legislative
history indicate that the private right of action im-
plied by the court of appeals is at odds with the pur-
poses of the Clean Water Act and the MPRSA.
First, the primary responsibility for enforcement
of the Clean Water Act and the MPRSA rests with
the government. Citizen suits have been established
as a supplement to government enforcement, but Con-
gress restricted these private suits so as not to in-
terfere with that enforcement. Because of this def-
erence to the agency, citizen suits may not be brought
if agency enforcement proceedings under the statute
are pending. See 33 U.S.C. 1865(b)(1)(B); 33
U.S.C. 1415(g) (2). The 60-day notice provision (33
U.S.C. 1365(b) ; 33 U.S.C. 1415(g) (2) (A)), which
gives the agency an opportunity to institute adminis-
trative or judicial proceedings before a citizen suit
is filed, was included specifically “to further encour-
age and provide for agency enforcement.” S. Rep.
No. 92-414, supra, at 79. A private right of action
for statutory violations that is free from the restric-
tions of the citizen suit provisions would disrupt this
preference for agency enforcement. It would permit
private lawsuits to go forward before the agency has
had an opportunity to decide if judicial enforcement
is advisable, and it could allow for duplicative law-
suits where an agency enforcement action is insti-
tited.
Second, Congress clearly intended to restrict pri-
vate suits alleging violations of these statutes to the
issue of enforcement of standards and regulations
already established through the administrative proc-
ess. Thus, a citizen suit, as contemplated by Con-
gress, does not require the reevaluation of technical
data at the enforcement stage; “[t]hese matters will
25
have been settled in the administrative procedure
leading to the establishment” of an effluent limita-
tion. S. Rep. No. 92-414, supra, at 79. However, un-
der the court of appeals’ decision; private suits may
be brought that challenge already settled agency ac-
tion, such as the effluent standards involved in this
case. Such suits would seriously infringe on the re-
sponsibilities and role of the agency as delineated by
Congress, because the technical questions of proper
effluent limitations under the statute would be before
the courts although they had already been decided
administratively.’ See generally S. Rep. No. 92-414,
supra, at 80-81."
This is not a case where Congress has been silent
concerning the interaction between private and
agency enforcement. Congress carefully considered
the possible tension between the two types of enforce-
ment, and it limited the availability of private suits
based on statutory violations so as to preserve the
agency role contemplated by the pollution control
statutes. Elimination of those limitations for certain
classes of private suits would seriously undermine
the statutory scheme.
® These administrative determinations are, of course, sub-
ject to judicial review at the time they are made. See 33
U.S.C. 1369.
0'We do not suggest, of course, that a challenge to a dis-
charge of pollutants is prohibited simply because a permit has
been issued for that discharge through the agency process. A
discharge may still be subject to challenge because it violates
standards established by state statute or by the common
law, either state or federal. See 33 U.S.C. 1365(e); 33
U.S.C. 1415(g) (5). But no private action may be brought
under the Clean Water Act or the MPRSA, claiming a viola-
tion of those statutes, against a discharger who is complying
with a properly issued permit.
26
The fourth Cort factor is somewhat equivocal and
sheds no light on the issue. The condition of the
navigable waters of the United States is an area of
important federal concern, but water pollution and
private actions seeking relief from it are areas that
traditionally have been the concern of state law as
well. In sum, analysis of the Cort factors clearly in-
dicates that no private right of action should be im-
plied under the Clean Water Act or the MPRSA.
The only court of appeals to consider the question
is in accord with this conclusion. The Seventh Cir-
cuit, applying the Cort factors, has concluded that
no private right of action can be implied under the
Clean Water Act. City of Evansville v. Kentucky
Liquid Recycling, Inc., 604 F.2d 1008, 1012-1016
(1979), cert. denied, 444 U.S. 1025 (1980). That
court, although not focusing on the question of an
implied remedy, has also held that the 60-day notice
requirement is a bar to any private suit under the
Clean Air Act. City of Highland Park v. Train, 519
F.2d 681 (7th Cir. 1975) .*
11The two cases on which the court of appeals relied,
Natural Resources Defense Council v. Callaway, 524 F.2d
79 (2d Cir. 1975), and Natural Resources Defense Council V.
Train, 510 F.2d 692 (D.C. Cir. 1974}, did not consider the
question of an implied private right of action. Those cases
held that the citizen suit provision was not the exclusive
jurisdictional basis for suits under the Clean Water Act; the
savings clause preserved the right to invoke jurisdiction
under 28 U.S.C. 1331. This conclusion is correct, but 28
U.S.C. 1831 can be invoked only if the plaintiff has a cause
of action “arising under federal law.” A private party has
no cause of action “arising under” the Clean Water Act or
MPRSA except as provided in and limited by the citizen suit
provisions.
27
Because Congress did not intend to permit such
suits, the bulk of the plaintiffs’ statutory claims,
notably those seeking damages and those challenging
properly issued permits, were correctly dismissed by
the district court for failure to state a claim. Some
portions of the complaint, notably those seeking en-
forcement of existing permits, advance claims that
are maintainable under the citizen suit provisions of
the Clean Water Act and the MPRSA. These claims
are subject to the restrictions of those provisions,
however, and they were correctly dismissed by the
district court because of the plaintiffs’ failure to com-
ply with those restrictions.
II. A PRIVATE PARTY HAS STANDING TO BRING
AN ACTION FOR DAMAGES UNDER THE FED-
ERAL COMMON LAW OF NUISANCE
This case also presents the question of the correct-
ness of the court of appeals’ holding (Pet. App. 20a-
24a) that private parties may bring an action in
federal court based on a violation of the federal
common law of nuisance. As we explained in our
brief in response to the petitions in Nos. 79-1711,
79-1754 and 79-1760, the resolution of this issue is
of limited direct concern to the federal petitioners
in this case because of other issues not passed upon
by the court of appeals and not presented here. That
is so because, in discussing the plaintiffs’ common law
claim, the court of appeals focused on its nature as
a suit for damages, and sovereign immunity precludes
such relief against the federal government.? More-
The court of appeals did not rule on the sovereign im-
munity question because the parties had not addressed the
question (Pet. App. 28a). The First Circuit, however, has
held that sovereign immunity does insulate the federal gov-
28
over, with respect to the injunctive relief sought by
the plaintiffs, the complaint does not make out a
prima facie case of nuisance against the federal pe-
titioners based upon their administration of federal
permit programs.” A public nuisance under common
law may be created by a discharge of pollutants into
public waters, but, clearly, a federal agency is not
guilty of creating a public nuisance simply because,
in the course of its administration of a regulatory
program, it does not prohibit a discharge by a pri-
vate party or issues a permit concerning such a
discharge. However, because of the government’s
strong interest in preserving the quality of our Na-
tion’s waters, we are addressing this question, which
bears on the remedies available to one who suffers
from such pollution.
In Illinois v. City of Milwaukee, 406 U.S. 91
(1972), this Court held that the State of Illinois had
a cause of action for injunctive relief under the fed-
eral common law of nuisance to abate pollution of
Lake Michigan by the City of Milwaukee. Relying
on a long line of eases, this Court stated that “[w]hen
we deal with air and water in their ambient or in-
terstate aspects, there is a federal common law.” Id.
at 103. The court of appeals below rejected the con-
tention that this common law remedy could be in-
ernment from a damage action under the federal common law
of nuisance. Commonwealth of Massachusetts v. United States
Veterans Administration, 541 F.2d 119, 123 (1976). See
generally United States v. Mitchell, 445 U.S. 535, 538 (1980) ;
United States v. Testan, 424 U.S. 392, 399 (1976).
18 The plaintiffs’ allegations that they are being harmed by
waste dumped by the Army Corps of Engineers might make
out a prima facie nuisance claim to the extent it is not barred
by sovereign immunity.
29
voked only when the plaintiff is a state, as in Illinois
v. City of Milwaukee itself. In our view, the court
of appeals correctly concluded that private parties
do have standing to bring an action under the federal
common law of nuisance in appropriate cases.
This Court explained in Illinois v. City of Mil-
waukee, supra, that a federal common law of nuisance
remedy to abate pollution is necessary partly because
of the nature of our federal system. Each state is
entitled to protect its quasi-sovereign interest in un-
polluted air and water. Because the states surren-
dered their diplomatic powers when they entered the
Union, a federal judicial remedy is necessary for the
resolution of interstate pollution disputes that in-
fringe on the sovereignty of a staté. 406 U.S. at
104-107. For this reason, a federal common law
remedy was clearly appropriate where the State of
Illinois was the plaintiff.
The Court explicitly noted, however, that “it is
not only the character of the parties that requires
us to apply federal law.” 406 U.S. at 105 n.6.
“[W]here there is an overriding federal interest in
the need for a uniform rule of decision or where the
controversy touches basic interests of federalism,” it
is appropriate to apply federal common law. Ibid.
See also Banco Nacional de Cuba y. Sabbatino, 376
U.S. 398, 426-427 (1964); Clearfield Trust Co. v.
United States, 318 U.S. 363 (1948). Resolution of
disputes over interstate water has long been con-
sidered to implicate such an overriding federal in-
terest. See, e.g., Hinderlider v. La Plata River &
Cherry Creek Ditch Co., 304 U.S. 92, 110-111 (1938) ;
Kansas v. Colorado, 206 U.S. 46, 98 (1907). And
the need for application of federal law extends to
disputes over pollution of interstate waters. See Ver-
30
mont v. New York, 417 U.S. 270, 275 n.5 (1974);
New Jersey v. City of New York, 288 U.S. 4738, 481-
482 (1931); New York v. New Jersey, 256 U.S. 296,
301-303, 312-313 (1921); Woods & Reed, The Su-
preme Court and Interstate Environmental Quality:
Some Notes on the Wyandotte Case, 12 Ariz. L. Rev.
691, 711-714 (1970). See also Georgia v. Tennessee
Copper Co., 206 U.S. 230 (1907) (air pollution). In
light of these principles, this Court concluded that
the need for application of federal law was “[c]er-
tainly * * * present” in an action concerning pollu-
tion of an interstate body of water such as Lake
Michigan. Illinois v. City of Milwaukee, supra, 406
U.S. at 105 n.6.
In this case, the court of appeals specifically found
that the plaintiffs have “sufficiently alleged pollution
of interstate waters” (Pet. App. 22a) to require the
application of federal standards because of the “clear
and overriding federal interest in uniformity” (id.
at 21a). As in Illinois v. City of Milwaukee, supra,
the elements are present here that require an applica-
tion of federal law. The overriding federal interest
in the quality of interstate waters has long been
recognized and is emphasized by the congressional
enactment of the Clean Water Act and other envi-
ronmental protection statutes. See Jllinois v. City of
The complaint alleged damage “a few miles offshore”
(J.A. 25a), and the court of appeals apparently treated this
allegation as one encompassing the “territorial sea,” in which
the states have important property interests. The “terri-
torial sea” extends three miles beyond the low-water line
along the coast. Convention on the Territorial Sea and the
Contiguous Zone, 15 U.S.T. 1606, 1608, T.I.A.S. No. 5639
(1964). See United States v. California, 3832 U.S. 19, 33-34
(1947). In addition, pollutants discharged in the State of
New York traveled down the Hudson River into New Jersey
waters. The municipal petitioners have not challenged the
court’s finding of interstate pollution.
31
Milwaukee, supra, 406 U.S. at 101-103. Moreover,
application of state law could lead to inconsistent
results, depending on the source of the pollution, and
could force one state to be bound by the “more de-
grading standards” of another. Jd. at 107. Federal
law should apply here, as the court of appeals con-
cluded, because “the interstate nature of [the] con-
troversy makes it inappropriate that the law of ei-
ther state should govern.” Friendly, In Praise of
Erie—And of the New Federal Common Law, 39
N.Y.U. L. Rev. 383, 408 n.119 (1964).
In addition to the interstate aspects of this case,
the allegation that discharges within the States of
New York and New Jersey have caused pollution
damage in the ocean waters surely implicates an im-
portant federal interest. This federal interest in
areas beyond the territorial sea, and particularly in
fishery resources, is apparent from the existence of
several statutes in addition to the Clean Water Act
and MPRSA. See, e.g., 33 U.S.C. 1411; 33 U.S.C.
(Supp. I) 1321(b); Fishery Conservation and Man-
agement Act of 1976, 16 U.S.C. 1801 et seg.; Outer
Continental Shelf Lands Act, 43 U.S.C. 1331 et seg.
Thus, there can be little doubt that a federal stand-
ard must be applied to the plaintiffs’ common law
claim; the question raised here is whether, in spite
of the existence of an overriding federal interest, a
private party lacks standing to raise such a claim.”
'* This case is therefore quite different from those cases
where this Court has failed to find a right of action under
federal law on behalf of a private party where no overriding
federal interest was implicated. See Bank of America Vv.
Parnell, 352 U.S. 29, 33-34 (1956); Willamette Iron Bridge
Co. v. Hatch, 125 U.S. 1, 16-17 (1888).
32
The right to invoke the federal common law of
nuisance is not the exclusive province of individual
states. Certainly, the United States can also sue in
federal court to abate pollution in the navigable
waters. In Jn re Debs, 158 U.S. 564, 580-587 (1895),
this Court upheld the government’s right, in the ab-
sence of a statute, to sue to enjoin an obstruction
to interstate commerce (the Pullman strike) on the
theory that it was a public nuisance in an area of
federal concern. The Court noted that “a public nui-
sance has always been held subject to abatement at
the instance of the government.” Jd. at 587. The
same rule must extend to a nuisance on the Nation’s
waters, in light of the United States’ “sovereign
power * * * to control the navigable waters within its
jurisdiction.” Sanitary District v. United States, 266
U.S. 405, 425 (1925). See also Kaiser Aetna v.
United States, 444 U.S. 164, 173, 177 (1979) ; United
States v. Appalachian Electric Power Co., 311 U.S.
377, 426 (1940). It can make no difference that the
nuisance is pollution rather than an obstruction that
interferes with navigability. Accordingly, the lower
courts have uniformly recognized the existence of
this right of action and have permitted the United
States to sue under the federal common law of nui-
sance. See Illinois v. Outboard Marine Corp., 619
F.2d 623 (7th Cir. 1980), petition for cert. pending,
No. 80-126 (filed July 28, 1980); United States v.
Stoeco Homes, Inc., 498 F.2d 597, 611 (3d Cir. 1974),
cert. denied, 420 U.S. 927 (1975); United States v.
Atlantic-Richfield Co., 478 F. Supp. 1215, 1218-1220
(D. Mont. 1979) ; United States v. Ira S. Bushey &
Sons, 346 F. Supp. 145, 149-150 (D. Vt. 1972), 368
F’. Supp. 110, 120 (D. Vt.), aff'd, 487 F.2d 1393 (2d
Cir. 1973) (Table), cert. denied, 417 U.S. 976
33
(1974) ; United States ex rel. Scott v. United States
Steel Corp., 356 F. Supp. 556, 558 (N.D. Ill. 1978) ;
cf. Reserve Mining Co. v. EPA, 514 F.2d 492, 520-
521 (8th Cir. 1975) (federal common law of nuisance
claim rejected because of lack of interstate effect).
Where a federal body of law already exists for
suits brought by a state or the United States, there
is no reason to deny to a private party the right to
invoke that law in a case where important federal
interests are at stake.’* This Court has not previ-
ously had occasion to consider a suit by a private
party under the federal common law of nuisance,
but it has permitted a suit by a private party under
the closely related body of federal common law re-
lating to apportionment of waters. In Hinderlider
v. La Plata River & Cherry Creek Ditch Co., supra,
this Court granted certiorari in a case brought by
a Colorado corporation against Colorado state water-
way officials challenging the diversion of the waters
of the La Plata River to the detriment of the plain-
tiff. The Court held that it had jurisdiction because
questions concerning the apportionment of interstate
Streams are ones of “federal common law.” 304 U.S.
at 110. The Court concluded that “[j]urisdiction
over controversies concerning rights in interstate
Streams is not different from those concerning boun-
daries. These have been recognized as presenting
federal questions * * * in suits between private liti-
gants.” Jd. at 110-111. See generally Hill, The Law-
Making Power of the Federal Courts: Constitutional
Preemption, 67 Colum. L. Rev. 1024, 1030-1032
16 Certainly, the federal statutory scheme explicitly recog-
nizes the strong interest that individuals have in controlling
water pollution. See 33 U.S.C. 1251 (a) (1), (2); 38 U.S.C.
1401(a), (b).
34
(1967). Thus, there is generally no bar to a suit by
a private party under federal common law, provided
that the suit involves the overriding federal interest
that led to the creation of the federal common law,
such as the water quality of an interstate stream.”
The lower courts generally have agreed that the
federal common law of nuisance action discussed in
Illinois v. City of Milwaukee, supra, is not restricted
to suits by a sovereign state or the United States.
Two courts have held that a municipality or munici-
pal corporation is entitled to bring such a suit. City
of Evansville v. Kentucky Liquid Recycling, Inc.,
supra, 604 F.2d at 1017-1019; Township of Long
Beach v. City of New York, 445 F. Supp. 1203, 1214
(D.N.J. 1978). And one district court has held this
right available to purely private parties. Byram
River v. Village of Port Chester, 394 F. Supp. 618,
622 (S.D.N.Y. 1975). See also Committee for Con-
sideration of Jones Falls Sewage System v. Train,
539 F.2d 1006, 1014-1016 (4th Cir. 1976) (Butzner,
J., dissenting). But see Committee for Consideration
of Jones Falls Sewage System v. Train, 375 F. Supp.
1148, 1153-1154 (D. Md. 1974), aff’d on different.
but not inconsistent: grounds, 5389 F.2d 1006 (4th
Cir. 1976); cf. Parsell v. Shell Owl Co., 421 F. Supp.
1275, 1281 (D. Conn. 1976), aff’d, 573 F.2d 1289
(2d Cir. 1977) (Table). In addition, Congress has
17 This Court has also indicated that private parties may,
“in appropriate situations,” invoke the federal common law
concerning government paper. See Bank of America Vv.
Parnell, 352 U.S. 29, 34 (1956) (“We do not mean to imply
that litigation with respect to Government paper necessarily
precludes the presence of a federal interest, to be governed
by federal law, in all situations merely because it is a suit
between private parties.’’).
35
indicated its understanding that nuisance suits by
private parties under the federal common law are
permitted. The Comprehensive Environmental Re-
sponse, Compensation and Liability Act of 1980 (or
“Superfund”), H.R. 7020, 96th Cong., 2d Sess.,
passed by the Senate on November 24, 1980, and by
the House of Representatives on December 3, 1980,"
establishes a fund to pay for the cleanup of hazard-
ous wastes. The legislation explicitly refers to the
rights of individuals to recover damages and cleanup
costs under the common law, state and federal.’
The right of a private party to sue under the fed-
eral common law of nuisance, of course, is more
circumscribed than that of a state or the United
States. First, federal law will only be applied where
there is an overriding federal interest. There may
be cases, involving pollution within a state, where a
nuisance action under state law may be adequate to
vindicate the interest of a private plaintiff, although
application of federal common law might be appro-
priate if suit were brought by the United States.
Second, the right of a private party to sue for public
nuisance has always been limited by the common
law. Originally, the establishment of a public nui-
Sance was a criminal offense and thus abatement of
18 See 126 Cong. Rec. 815009 (daily ed. Nov. 24, 1980) ;
126 Cong. Rec. H11803 (daily ed. Dec. 3, 1980).
19 Section 107(j) provides: “Recovery by any person * * *
for response costs or damages * * * shall be pursuant to
existing law * * *. Nothing in this paragraph shail affect or
modify in any way the obligations or liability of any person
under any other provision of State or Federal law, including
common law, for damages, injury, or loss resulting from a
release of any hazardous substance.” See 126 Cong. Rec.
S14954 (daily ed. Nov. 24, 1980).
36
a nuisance was purely the concern of the state. See
Restatement (Second) of Torts § 821B, Comment a
(1979). Later, a private tort action developed, but
the common law has always limited that tort action
to cases where the plaintiff suffers an injury “dif-
ferent in kind” from the general public, such as
pecuniary loss. See Restatement (Second) of Torts,
supra, §821C; W. Prosser, Law of Torts 586-591,
604 (4th ed. 1971).
In this case, neither of these limitations bars the
plaintiffs’ suit. The subject matter is the pollution
of interstate waters and ocean waters, an area of
overriding federal concern. The plaintiffs have al-
leged damage that is clearly different in kind from
that of the general public—economic loss of their
clamming business caused by the pollution.” Under
these circumstances, the plaintiffs have established a
cause of action under the federal common law of
nuisance.
Ill. THE CLEAN WATER ACT AND THE MPRSA DO
NOT PREEMPT THE FEDERAL COMMON LAW
OF NUISANCE
Whether the federal common law of ruisance has
been preempted by legislation is basically a question
of legislative intent. We have argued in our brief in
City of Milwaukee v. People of the State of Illinois,
No. 79-408 (argued Dec. 2, 1980), that the passage
of the Clean Water Act did not preempt the federal
20 Indeed, the case of a commercial fisherman whose busi-
ness is damaged by water pollution is one of the classic
examples of an injury that is different in kind and gives
rise to a private action for public nuisance. See W. Prosser,
supra, at 590-591; Restatement (Second) of Torts, supra,
§ 821C, Comment h, Illustration 11; Union Oil Co. v. Oppen,
501 F.2d 558, 568 (9th Cir. 1974).
37
common law of nuisance, and we rely on that brief
here. The plain language of the savings clause of the
Clean Water Act, 33 U.S.C. 1365(e), indicates Con-
gress’ intent to preserve all common law remedies,
and the legislative history makes clear that Congress
understood that the federal common law would be
~reserved as well.”
The savings clause of the MPRSA, 33 U.S.C. 1415
(g) (5), is quite similar to that of the Clean Water
Act. By its terms, it preserves all other causes of
action, including those under the common law. The
legislative history reveals no intent by Congress to
eliminate the federal common law of nuisance or any
other preexisting remedy. It seems plain that Con-
gress did not intend to preempt the federal common
law of nuisance in enacting the MPRSA. Nor does
the existence of a common law remedy conflict with
the purposes of the MPRSA. The standards of the
MPRSA will, of course, be highly relevant in deter-
mining whether a nuisance exists. But, as under the
Clean Water Act, the common law remedy may sup-
plement the MPRSA by dealing with problems not
covered by the Act and by providing a remedy for
damages, which is not provided under the MPRSA.
Thus, the MPRSA does not preempt the federal com-
mon law of nuisance.
*1In addition to the legislative history discussed in our
brief in City of Milwaukee v. People of the State of IIli-
nots, supra, we note that Congressman Dingell, one of
the co-sponsors of the Clean Water Act in the House, spe-
cifically referred to the availability of suits under the federal
common law of nuisance, citing H.R. Rep. No. 92-1401, 92d
Cong., 2d Sess. 31-33 (1972), which discussed two suits
brought under the federal common law of nuisance. See 1
Leg. Hist. 252.
affirmed.
DECEMBER 1980
38
CONCLUSION
The decision of the court of appeals should be
reversed with respect to the existence of an implied
private right of action under the Clean Water Act
and the MPRSA. The decision with respect to the
federal common law of nuisance claim should be
Respectfully submitted.
WADE H. MCCREE, JR.
Solicitor General
JAMES W. MOORMAN
Assistant Attorney General
LOuIS F. CLAIBORNE
Deputy Solicitor General
ALAN I. HOROWITZ
Assistant to the Solicitor General
PETER R. STEENLAND, JR.
RAYMOND N. ZAGONE
JACQUES B. GELIN
DAVID T. BUENTE, JR.
Attorneys
la
APPENDIX
Section 505 of the Clean Water Act, 33 U.S.C.
1365, provides in pertinent part:
Citizen Suits
(a) Authorization; jurisdiction
Except as provided in subsection (b) of this
section, any citizen may commence a civil action
on his own behalf—
(1) against any person (including (i)
the United States, and (ii) any other gov-
ernmental instrumentality or agency to the
extent permitted by the eleventh amendment
to the Constitution) who is alleged to be in
violation of (A) an effluent standard or
limitation under this chapter or (B) an or-
der issued by the Administrator or a State
with respect to such a standard or limitation,
or
(2) against the Administrator where
there is alleged a failure of the Adminis-
trator to perform any act or duty under this
chapter which is not discretionary with the
Administrator.
The district courts shall have jurisdiction, with-
out regard to the amount in controversy or the
citizenship of the parties, to enforce such an
effluent standard or limitation, or such an order,
or to order the Administrator to perform such
act or duty, as the case may be, and to apply
any appropriate civil penalties under section
1319(d) of this title.
2a
(b) Notice
No action may be commenced—
(1) under subsection (a) (1) of this sec-
tion—
(A) prior to sixty days after the
plaintiff has given notice of the alleged
violation (i) to the Administrator, (ii)
to the State in which the alleged viola-
tion occurs, and (iii) to any alleged vio-
lator of the standard, limitation, or or-
der, or
(B) if the Administrator or State
has commenced and is diligently prose-
cuting a civil or criminal action in a
court of the United States, or a State
to require compliance with the standard,
limitation, or order, but in any such
action in a court of the United States
any citizen may intervene as a matter
of right.
(2) under subsection (a) (2) of this sec-
tion prior to sixty days after the plaintiff
has given notice of such action to the Ad-
ministrator,
except that such action may be brought immedi-
ately after such notification in the case of an
action under this section respecting a violation
of sections 1316 and 1317(a) of this title. No-
tice under this subsection shall be given in such
manner as the Administrator shall prescribe by
regulation.
3a
(c) Venue; intervention by Administrator
(1) Any action respecting a violation by a
discharge source of an effluent standard or limi-
tation or an order respecting such standard or
limitation may be brought under this section
only in the judicial district in which such source
is located.
(2) In such action under this section, the
Administrator, if not a party, may intervene as
a matter of right.
(d) Litigation costs
The court, in issuing any final order in any
action brought pursuant to this section, may
award costs of litigation (including reasonable
attorney and expert witness fees) to any party,
whenever the court determines such award is
appropriate. The court may, if a temporary
restraining order or preliminary injunction is
sought, require the filing of a bond or equivalent
security in accordance with the Federal Rules of
Civil Procedure.
(e) Statutory or common law rights not re-
stricted
Nothing in this section shall restrict any right
which any person (or class of persons) may have
under any statute or common law to seek en-
forcement of any effluent standard or limitation
or to seek any other relief (including relief
against the Administrator or a State agency).
(f) Effluent standard or limitation
For purposes of this section, the term “effluent
standard or limitation under this chapter”
4a
means (1) effective July 1, 1973, an unlawful
act under subsection (a) of section 1311 of this
title, (2) an effluent limitation or other limita-
tion under section 1311 or 1312 of this title; (3)
standard of performance under section 1316 of
this title; (4) prohibition, effluent standard or
pretreatment standards under section 1317 of
this title; (5) certification under section 1341 of
this title; or (6) a permit or condition thereof
issued under section 1342 of this title, which is
in effect under this chapter (including a require-
ment applicable by reason of section 1323 of this
title).
(g) Citizen
For the purposes of this section the term “citi-
zen” means a person or persons having an in-
terest which is or may be adversely affected.
* * * * *
Section 105(g) of the Marine Protection, Research,
and Sanctuaries Act of 1972, 33 U.S.C. 1415(g),
provides:
Civil suits by private persons
(1) Except as provided in paragraph (2)
of this subsection any person may commence
a civil suit on his own behalf to enjoin any
person, including the United States and any
other governmental instrumentality or
agency (to the extent permitted by the
eleventh amendment to the Constitution),
who is alleged to be in violation of any pro-
hibition, limitation, criterion, or permit es-
tablished or issued by or under this sub-
chapter. The district courts shall have juris-
diction, without regard to the amount in
5a
controversy or the citizenship of the parties,
to enforce such prohibition, limitation, cri-
terion, or permit, as the case may be.
(2) No action may be commenced—
(A) prior to sixty days after notice
of the violation has been given to the
Administrator or to the Secretary, and
to any alleged violator of the prohibi-
tion, limitation, criterion, or permit; or
(B) if the Attorney General has com-
menced and is diligently prosecuting a
civil action in a court of the United
States to require compliance with the
prohibition, limitation, criterion, or
permit; or
(C) if the Administrator has com-
menced action to impose a penalty pur-
suant to subsection (a) of this section,
or if the Administrator, or the Secre-
tary, has initiated permit revocation or
Suspension proceedings under subsec-
tion (f) of this section; or
(D) if the United States has com-
menced and is diligently prosecuting a
criminal action in a court of the United
States or a State to redress a violation
of this subchapter.
(3)(A) Any suit under this subsection
may be brought in the judicial district in
which the violation occurs.
(B) In any such suit under this sub-
section in which the United States is
not a party, the Attorney General, at
6a
the request of the Administrator or
Secretary, may intervene on behalf of
the United States as a matter of right.
(4) The court, in issuing any final order
in any suit brought pursuant to paragraph
(1) of this subsection may award costs of
litigation (including reasonable attorney
and expert witness fees) to any party,
whenever the court determines such award
is appropriate.
(5) The injunctive relief provided by
this subsection shall not restrict any right
which any person (or class of persons) may
have under any statute or common law to
seek enforcement of any standard or limita-
tion or to seek any other relief (including
relief against the Administrator, the Sec-
retary, or a State agency).
W ou. S. GOVERNMENT PRINTING OFFICE; 1980 334374 192
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.