Appendix — California v. Sierra Club

Supreme Court brief1981

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Text

supreme Court U. S

FILED

Nos. 79-1252 and 79-1502 NOV 14 1980

m MICH?

Supreme Court of the United PES 2, ccm

OcTOBER TERM, 1980

STATE OF CALIFORNIA ef al,

Petitioners,

V.

SIERRA CLUB ef al.,

Respondents.

KERN COUNTY WATER AGENCY, et al.,

Petitioners,

Vv.

SreRRA CLUB ef al.,

Respondents.

ON WRIT OF CERTIORARI

TO THE UNITED STATES COURT

OF APPEALS FOR THE NINTH CIRCUIT

JOINT APPENDIX

RODERICK WALSTON ROBERT B. THUM

Deputy Attorney General Pettit & Martin

6000 State Building 600 Montgomery Street

San Francisco, CA 94102 San Francisco, CA 94111

Tel: (415) 557-3920 Tel: (415) 434-4000

Counsel for Petitioners Counsel for Respondents

State of California et al. Sierra Club et al.

[ Other counsel listed inside front cover}

PETITION FOR CERTIORARI IN NO. 79-1252

FILED FEBRUARY 13, 1980.

PETITION FOR CERTIORARI IN NO. 79-1502

FILED MARCH 17, 1980.

CERTIORARI GRANTED OCTOBER 6, 1980.

EpwarbD J. TIEDEMANN

KRONICK, MOSKOVITZ,

TIEDEMANN & GIRARD

555 Capital Mall, Suite 855

Sacramento, CA 95814

Counsel for Petitioner

Kern County Water Agency

Victor E. GLEASON

Deputy General Counsel

1111 Sunset Boulevard

Los Angeles, CA 90054

Counsel for Petitioner

Metropolitan Water District

JamMeES G. McCain, Esq.

P.O. Box 475

Corcoran, CA 93212

Counsel for Petitioner

Tulare Lake Basin

Water Storage District

ALBERT T. HENLEY, Esq.

5750 Almaden Expressway

San Jose, CA 95118

Counsel for Petitioner

Santa Clara Valley Water District

DANIEL F. GALLERY, Esq.

926 J Street

Sacramento, CA 95814

Counsel for Petitioner

Santa Clara Valley Water District

ELINOR HADLEY STILLMAN

Assistant to the Solicitor General

Department of Justice

Washington, D.C. 20530

Counsel for Respondents

Cecil D. Andrus et al.

Gary J. NEAR

476 Jackson Street

San Francisco, CA 94111

Counsel for Respondent

William Dixon

eS ae

TABLE OF CONTENTS

Docket Entries ( District Court) ................cseceeseees

Docket Entries (Court of Appeals ).................02++5

RPC RERE COTIIIRIIG, ceninsisxiresoiesctsonciosrcssvainvesnonseses

State Defendants’ Answe ............::ccseeeeeeeeseeeeeeees

Federal Defendants’ Answet.............c:sssccceeeseeeees

Decisions of Court of Appeals and District

Pre- Tried Qi? .....scscccessersossesees caspiimnemeaninereietenats

Affidavit (Frank M. Clinton) .............ccsceseeseeeees

Affidavit (Brent L. Graham )...................sssscsssseees

Affidavit (Lloyd C. Fowler )............:::cscssscsseesseees

AT aavie CSeaakt TPG) oo vivseccsenvensecsescceessoccsssoess

State Exhibit 8 .......::..,..cccesceesosososassscesscasensevseseooeess

Permit No. 4101 (Clifton Court Levee) ..............

Reporter’s Transcript ( partial ) ............:.sseseeseeeee

Unterlocutory Order ........cssrcsressosecreccscoccossovesseoseees

la

DOCKET ENTRIES (District Court)

UNITED STATES DISTRICT COURT

For THE NORTHERN DISTRICT OF CALIFORNIA

SIERRA CLUB

Rocers C. B. MORTON

Plaintiffs

VS. F No. C-75-500 SAW (13)

Defendants |

June 21

June 21

July 7

July 8

July 9

July 23

Aug 6

Proceedings

Filed complaint, no process

Issued Summons

Filed summons ret. ex.

Filed No. Mo. & Mo. for ext time to ans comp. by

STATE of CALIF. Hrg.5/20 2:15

ORD; deft mo to ext time for ans GRTD. SAW

Filed Stip & Ord. ext time for USA to ans thru 6/20

Filed ORD. ext time thru 6/20 for St. Calif. to ans SAW

Filed proof of ser of Ord. ext time to 6/20

Filed pltfs Sierra first request for production of docu-

ments by Fed defts

Filed plitfs Sierra first request for production of docu-

ments by State defts

Filed notice of Mo. & Mo. to dismiss, set for August 5,

1971 at 2:15P.M.

Filed notice * Motion to dismiss complaint set for

August 5, 1971 at 2:15P.M. $

Filed STATE OF CALIF. objections to pitf’s Ist req. for

documents

Filed USA ans. and objections to pitf. Ist req for

documents

Filed deft. supplementary ans. & objections to pitf. Ist

req. for documents

Filed Stip. & Ord. Con motion to dismiss to Sept. 2,

1971 at 2:15 P.M. SAW

Filed No. of Mo. and Mo. to compel prod of docums

hrg 9/2 2:15

SAW

2a

Proceedings

Filed Memo. in opposition to Pitffs Mo to compel Prod.

of Doc.

Filed Notice of re-setting hrg. to 9/9/71 SAW

Filed deft Memo. in opp. to, Mo. to compel prod of

docums.

Filed Stip & Ord. cont hrg on mos to 9/23 2:15 SAW

Filed Stip. cont hrg on Mos to 10:21 2:15 SAW

Filed pitf. brief in opp to deft Mo. to dism

Filed pltf. memo. in opp to deft Mo. to dism & suppl.

memo. in sup of Mo. for prelim. inj.

Ord after hrg. Deft Mo to dismiss complaint as to

United States & State Defts Denied without prej-

udice, Pitff Sierra Club Mo to compel production

referred to Magistrate Woodruff for Hrg. SAW

Filed sub of attys. for pltif SIERRA CLUB. Gerald K.

Gleason for R. Frederic Fisher

Filed pitf. No. of Mo. to compel prod of docums hrg

12/3 10:00

Filed St. of Calif. interrogs to SIERRA CLUB

Filed hey set of interrogs of State of Calif to Pitff Friends

of the

Filed ans of USA defts.

te! ans of pitf SIERRA CLUB to interrogs of ST. of

alif.

Filed amendment to ans of USA

Filed 2d amendment to USA ans.

Filed ans to comp by State defts.

Case assigned to Judge Renfrew

Filed Findings of facts & conclusions of law re prod of

documents

Filed State defts’ not. pursuant to Ord to Produce

Filed pitf’s substn of attys

Filed State of Calif. Defts’ first interrogs to Pitffs.

Filed State of Calif Defts’ First interrogs to Pitfs.

Filed State of Calif. Defts’ First interrogs to Pltifs.

Filed State of Calif Deft’s first interrogs to Pitfs.

Filed State of Calif. Defts’ Ist interrogs to Pitfs.

Filed Stip that plfts may have to May 30 1972 to answer

interrogs.

Filed Pifs Hank Schramm answers to interrogs.

Filed Pitf Sierra Club Answers to Interrogs.

Filed Reporter’s transcript, Oct 21. 1979.

Filed Answers to interrogs.

Filed Pitfs’ first interrogs to state of Calif Defts.

Filed Plitfs first interrogs to Federal Defts.

Filed Stip for ext of time to Jan 5, 1973 to ans pfts Ist

interrogs.

Filed Stip & ord that Deft State of Calif. Norman B.

Livermore Jr. may have to Jan 1, 1973 to ans Pitfs’

Ist interrogs.

Oct 17

Nov 16

Dec 12

Dec 20

Dec 21

Dec 27

1974

Jan 3

Jan 10

Feb |

Feb 12

Feb 13

50.

64.

65.

Filed Answer to Plifs first interrogs to Federal Defts.

Filed pltfs no of mo to compel ans to interr along with

memo of pts & auth & affts

Filed defts ans to pltfs Ist interr

Filed deft ans to pltfs Ist set of interr (State defts )

Filed notification of change of address & firm name

Filed Clerk's notice of Status report set for Oct 17-73 at

9:00a.m.

Filed Status report.

Filed Status report. Certificate of counsel.

Filed Certificate of Counsel by attorneys for Sierra Club

this document forwarded to Hon

Ord. Status report; prelim pre-trial conf set for 1-9-74 at

9:00am: set for 5 days trial by court on 6-3-74 at

(9:00am )

Filed Pitfs second Req. for prod. of Doc.

ee Deft’s resp. to Pltf's sec. set of req. for prod of

OCs.

Filed Deft’s not. of mo and mo for Order upon failure

to make disc. to be heard 1-9-74/9:30am

Filed Degt’s not of mo and mo to dismiss complaint to

be heard 1-9-74/9:30am

Filed ORD shortening time; that Fed. deft’s may have

until 12-31-73 within which to file their not. of mo

and mo to dismiss the complaint and the first

amended complaint, which the parties have stip. may

be filed herein, said mos to be heard on 1-9-74.

Filed Deft’s not. of mo and mo to dismiss complaint

and first amended complaint.

Filed Deft's Interrogs to Pltf.

Filed Stip & ORD; that pltf's proposed First amended

Complaint may be filed without formality of a mo.

Filed First Amended Complaint for Declaratory and

Infunctive relief.

Filed Not. to counsel of hrg date of 1-10-74/9am

Filed Stip & ORD; that the date set for hrg of mos in

this case may be rescheduled to 2-13-74/9am

Filed Fed. Deft’s supp’! memo of pts and author. in

supp. of mo dismiss.

Filed Pitf's memo in opp. to mo of Fed deft’s to dismiss

the first amended complaint.

Filed Pitf's memo in opp. to State Deft’s mo to dism.

Filed Pitf’s ans to interrogs of fed defts.

Filed pitf's supp’! affidavit in opp. to mos to dismiss.

Filed Pitf's Joinder and adoption of Supp’! opp’ ot

defts mo to dismiss.

Filed Correction of fed. defts’ resp. to pltf’s sec set of

reqs for prod. of docs.

CBR

CBR

CBR

CBR

4a

Fil Date Order

or or Judgment

Date Proceedings Noted

1974

Feb 13 ORD Fed. defts mo to dismiss complaint and Ist

amended complaint & State defts mo to dismiss

complaint—Both Denied; cont'd to 2-22-74/4:30pm

for pretrial; CBR

March 12 6. Filed ORD; that Magist Woodruff is hereby ordered

and directed to: Assist in the conduct of P/T and idsc.

Proc.; Assist the parties in the preparation of a P/T

ORD: etc See ORD for more details; CBR

March 14. —s-77«._~—«~Filled NOt. that the matter was referred to Magist Court

and is calendared for hrg on 3-21-74/2pm WOO DRUFF

4 March 15 78. Filed Kern County Water Agency’s not. of mo to

intervene as Deft. to be heard 4-10-74/9am

March 21 ORD; First conf. on proceures to be followed.; Parties

ordered to prepare porposedlist of undisputed facts.

Next hrg for late Apr. on date to be set by parties.

WOO DRUFF

March 29 79. Filed not. of mo to intervene as deft by The Metro.

Water District of Southern Calif. to be heard 4-10-74.

80. Filed Ex Parte Mo to shortentime by Metropolitan

Water District

81. Filed ORD shortening not. of hrg on mo to intervene to

4-10-74 at 9am CBR

82. Filed Pitfs memo in opp. to mo to intervene

April | 83. Filed defts Statement of no opp. to mo to intervene

( Fed. defts )

April 8 84. Filed Not. of mo of Santa Clara Valley Water District

to Intervene as Deft to be heard 4-10-74

LOD GED:ANS TO FIRST AMENDED COMPLAINT BY

SANTA CLARA VALLEY WATER DISTRICT.

85. Filed Ex Parte mo of Santa Clara Valley Water Dist. &

ORD; that that the time of not. for the hrg on the mo

to intervene as deft is shortened to permit hrg of said

mo 4-10-74/am CBR

86. Filed Proof of service by State of Calif.

April 9 87. Filed Memo of Pltfs Sierra Club and Hank Schramm in

opp. to mo to Intervene.

April 10 ORD Kern County Water District’s mo to intervene &

Metro. Water District of Southern Cal. mo to Inter-

vene and Santa Clara Water District mo to inter-

vene-—Granted CBR

April 12 88. Filed Tulare Lade Basin Water Storage District’s not. of

mo & MO to intervene as deft with attached docu-

ments to be heard 5-1-74/9am

April 16 89. Filed Tulare Lake Basin Water Storage’s Ex Parte mo

to shorten time with attached cert. of counsel in supp.

of mo.

April 17 90. de: Kr ag Lake Basin Water's Declaration of Service

y Mai

April 18 91. Filed ORD shortening not. of hrg on mo to intervene to

4-24-74/9am

April 24 ORD Tulare Lake Basin Water Storage Dist. mo to :

Intervene—Granted; CBR

April 25 92. Filed Pitfs memo in 9 to mo to intervene

April 29 93. Filed Stip and ORD; that the mo of Tulare Lake Basin

Water Storage District to intervene as deft is

GRANTED; CBR

Filing

or Order

Date

1974

April 30

May 2

May 7

May 8

May 17

May 29

May 30

June 6

June 7

June 10

June 11

June 12

June 17

June 18

June 19

June 20

94,

95.

99.

100.

101.

102.

103.

104.

Sa

Filed Fed. Defts’ Third set of Interrogs to pltfs:

Filed Stip & ORD;that the mos of the Kern County

Water Agency, The Mo Water Dist., and the Santa

Clara Valley Water Dist. to intervene as defts in this

action are GRANTED, and they are made parties

deft action and the ans of said intervenors attached to

their mos shall stand as their ans to the first amended

complaint.

Filed defts not. of mo & mo for P/T conf to be heard 5-

17-74/2pm

Filed OrD;that defts’ not. of mo and mo for p/t conf.

may be seved on pltfs five days before the date not’d

for said P/T conf. WwW

Filed ANS TO FIRST AMENDED COMPLAINT BY

INTERVENOR.

ORD; matter not. by defts for an interim p/T conf with

an agenda attached Under the first agenda item the

parties all agreed that the P/T ord cannot be com-

pleted until the court ruled on a defts’ mo to dismiss

as to certain parties and causes of action presently

pending; there was agreement that the trial should be

bifurcated and language proposed for inclusion in the

p/T ord spelling out the bifurcation.; cont'd until 5-

31-74/10am for possible completion of first draft of

the final P/T ord. woo

Filed Pitf William Dixon’s ans to defts’ first interrogs.

Filed Pitfs FRIENDS of the Earth Substitution of

Attorneys; John B. Clark in place of Gary J. Near

Filed Pits’ ans to Fed. defts’ Third set of interrogs

Filed Fed. defts supp. to ans to pltfs’ first interrogs.

Ord; Magistrate ruled on a series of Mo and objections,

pltf to prepare final P/T ord for signature and

approval at 8:00 AM 6-10-74; Trial to begin 9:00AM

6-10-74 woo

Filed Agreed P/T ord respecting the first phase of

Bifurcated Trial

ORD court Trial; Evidence introduced; cont’d to 6-11-

74/1:30pm for further trial

ORD; further trial; evidence introduced; Fed. defts’ mo

for a judgt in favor of Fed. defts on all counts or in

the —* for a mo to dismiss with prej. cont’d to

6-12-74

Filed ANS OF STATE DEFTS TO FIRST AMENDED

COMPLAINT

ORD; further trial; Fed. defts mo for a judgt in favor of

Fed. defts on all counts or in the Alternative mo to

dismiss with prej Denied w/o prej.; State defts mo to

dismiss with respect to delta pumping Pland— Denied

w/o prej.; cont’d to 6-17-74/ 1:30pm

ORD; further trial; Evidence introduced; cont’d to 6-18-

74/1:30pm

ORD; further trial; evidence introduced; Fed. defts mo

to admit Fed deft exhibits 14a, 14c, 14d deferred;

Plifs’ mo to strike portions of witness Teerink’s

testimony —Granted; cont'd to 6-19-74/10am

ORD further trial; evidence introduced; cont’d to 6-20-

74/9am

ORD; further trial; Evidence introduced; cont’d to 6-21-

74/9am

CBR

OO DRUFF

DRUFF

DRUFF

CBR

CBR

CBR

CBR

CBR

CBR

CBR

CBR

July 19

109.

110.

__Proceedings _

ORD: further trial; all briefs to be submitted by 7-19-

74: cont'd to 7-26-74/1:30pm for final arguments on

the first phase of the bifurcated trial

Fiied ORD; oral arguments of the parties to be heard 7-

26-74/ 1:30pm

Filed Fed. defts proposed findings of fact and con-

clusions of law.

Filed State Defts’ Proposed Findings of fact and con-

clusions of law.

Filed Proposed Findings of Fact and Conclusions of

Law of Pitfs’

LODGED: INTERVENOR KERN COUNTY WA-

TER AGENCY’S PROPOSED FINDINGS OF

FACT AND CONCLUSIONS OF LAW.

Filed Erratum in Proposed Findings of Fact and Con-

clusion of Law of Pltfs Sierra Club, Friends of the

Earth and Hank Schramm.

Filed ORD; that State defts’ Exhibit 3 be admitted into

evidence: and that a cert. copy of a letter of 3-28-66

to Chief of Engineers’ Depart of Army, etc be

admitted into evidence as State defts’ exhibit next in

ord.

LODGED: FED. DEFTS’S POST TRIAL BRIEF

AND OBJECTIONS TO PETFS' PROPOSED

FINDINGS OF FACT AND CONCLUSIONS OF

Filed Joint Brief of Intervenors.

Filed Pitfs’ Post-Trial memo

Filed State Defts’ Brief.

Filed Pitfs objections to defts’ proposed findings of

Fact and Conclusions of law.

Filed Pitf William Dixon’s Joinder and adoption of

proposed finding of fact and conclusions of law and

post trial memo

Ord: Further tr resumed. Witnesses. Case submitted.

Cont'd to 9-27-74 @ 4:30.

Filed Pitfs’ third req for prod. of docs by Fed. Defts.

Filed Pitf’s third req for prod. of docs by State Defts.

“—— 47 defts’ memo re comments of Court Made of

-26-

Filed State Defts’ memo concerning issues Discussed in

oral argument.

Filed Intervenors’ Memo on Oral Argument.

Filed pltf’s Status Report.

Filed State Defts’ memo concerning phase two of the trl

Filed state defts’ resp. and objections to pltfs’ third req

for prod. of docs.

hy Fed. defts’ objects to pltfs’ 3rd req for prod. of

ocs

Filed Reporter’s Transcript of 7-26-74

Filed Memo of Opinion

ORD: hrg cont to 10-2-75/1:30 pm

Clerk’s notice resetting hearing on 11-6-75/2pm to I1-

4-75/2pm

fi

CBR

CBR

LAW

CBR

CBR

CBR

CBR

Nov. 2

Nov. 26

Dec. 3

Dec. 4

Nov. 26

Dec. 16

Dec. 18

Feb 6

Feb |

128.

129.

130.

131.

132.

133.

134.

135.

136.

13.

138.

139.

140.

141.

142.

143.

144,

145.

146.

147.

148

149,

150.

SI.

7a

Proceedings

Stipulation & ORDER continuing hearing on | 1-4-75 to

12-4-75. at 2pm

Federal defendants’ Brief in support of their request to

enter final judgment

Plaintiffs’ Memo in opposition to entry of Final Judg-

ment

MINUTE ORDER OF 12-4-75: after hearing, contin-

ued to 12-19-75/1:30pm for hearing, deemed sub-

mitted on

12-19-75 (CBR)

Plaintiffs’ Memo in opposition to entry of Final Judg-

ment

Notice of related case C-75-2508 SW (in C-75-2508

SW)

Cases determined not to be related.

INTERLOCUTORY ORDER GRANTING INJUNC-

TIVE RELIEF: plaintiffs’ 2nd, 3rd & fifth claims are

dismissed with prejudice (CBR) Pending compliance

with this Order, Court retains jurisdiction to entertain

proceedings in Phase Two of bifucated trial & to

make further orders

Defendants’ Livermore & Teerink’s Notice of Appeal

from Order of 12-18-75

Defendant in intervention Kern County Water Agency’s

Notice of Appeal from Order of 12-18-75

Certificate of Clerk to deposit of $250 in lieu of Costs

Bond by defendant Kern County

Designation of Record on Appeal by Appellant Kern

County

Designation of Record on Appeal by Appellant State

Intervenor Metropolitan Water Cistrict’s Notice of Ap-

peal ( Order 12-18-75)

$250 Bond on Appeal secured By cash deposit

Federal oe Notice of Appeal from Order of

12-18-

Intervenor Tulare Lake’s Notice of Appeal from Order

of 12-18-75

—, Tulare Lake’s $250 Personal Bond on Ap-

pea

Intervenor Santa Clara’s Notice of Appeal from Order

of 12-18-75

Intervenor Santa Clara’s $250 Personal Bond on Appeal

Defendant METROPOLITAN WATER, designation of

record on appeal.

Appellee’s designation of record on appeal.

— Santa Clara's Designation of record on ap-

pea

Notice of reproduction costs mailed, $583.50 (each

appellant to pay $97.25)

— payment for reproduction from Santa Clara

Valley

Appellant Kern County’s & State’s motion to extend

time to transmit record on appeal & ORDER time

extended to 5-6-76 (CBR)

Received payment for reproduction from Kern County

Received payment for reproduction from State defend-

ants

Received payment for reproduction from Tulare Lake

Basin

Received payment for reproduction from Metropolitan

Water

a. Transcript of 10-21-71 & 6-26-74, Vol. A,

riginal & | copy

CBR

Filing

or Order

Date

1975

May 24

152.

153.

154.

155.

156.

157.

158.

159.

8a

Proceedings

Reporter's Transcript of 6-10-74, Vol. I, original & |

Raporwei’s Transcript of 6-11-74, Vol. Il, original & |

Reporter's Transcript of 6-12-74, Vol. III, original & |

mepanet’s Transcript of 6-17-74, Vol. IV, original & |

hagorit’s Transcript of 6-18-74, Vol. V, original & |

heserer's Transcript of 6-19-74, Vol. VI, original & |

aponer’s Transcript of 6-20-74, Vol. VII, original & |

heporear’s Transcript of 6-21-74 & 9-4-75, original & |

copy

[certification omitted |

Date Order

or Judgment

Noted

9a

DOCKET ENTRIES (Court of Appeals )

United States Court of Appeals

For THE NINTH CIRCUIT

SIERRA CLUB, a non-profit California

Corporation, ef. al.,

Plaintiffs-Appellees

VS. Nos.

+ 76-1494;

Norr-An B. LiveRMORE, JR. 76-1534;

and JOHN R. TEERINK, 76-1651;

Defendants-Appellants 76-1663;

KERN COUNTY WATER AGENCY, ef. al, 76-1981

Defendants-In Intervention

f

For Appellees: For Appellants:

JOHN B. CLARK, Esa. EVELLE J. YOUNGER,

and ROBERT THuM, Esq. Atty. Gen. Calif.

CARL BORONKAY,

Assis. Atty.

BERTRAM G. BuUZZINI,

Dep. Atty. Gen.

Clerk's Fee

Same record for 76-1494, 76-1534, 76-1651, 76-1663, 76-1981

Date Filings-Proceedings Appellant —Appeliee

1976

March 9 DOCKETED CAUSE AND ENTERED APPEAR-

ANCES OF COUNSEL —chs— 50.00

Apr | Recvd copy of order filed in Dist. Ct. 3/26/76

granting an ext to time to & including May 6,

1976 for transmitting the record —jc—

May 3 FILED IN 76-1464 TRANSC RECORD ON AP.- .

PEAL IN FOURTEEN VOLUMES: VOLS. I-V,

PLDGS, ONE CERT COPY & TWO COPIES

EACH; VOLS. VI-XIV, RPTRS TRANSC, ONE

ORIG. & ONE COPY EACH. ONE BOX IN RM.

Aplts’ brief in 76-1464, due June 19,1976 —cjb—

Date

Jun 18

June 21

June 21

June 21

June 22

June 29

Jun 29

Jun 29

Jun 29

July 6

Jul 7

Jul 12

Jul 19

Jul 21

Jul 22

Aug |7

Aug 30

Sep 20

10a

Same record for 76-1494, 76-1534, 76-1651, 76-1663, 76-1981

Filings-Proceedings

Clerk’s Fee

Appellant

Appellee

Filed 25 Aplts’ Briefs (Livermoore & Teerink)

6/17/76 —dmf—

Filed, in 76-1981, federal aplts’ motion for per-

mission to file typewritten copy of brief pending

reproduction to (c) with copy of brief —jr—

Filed Intervenor-aplt’s (Kern County, Tulare Basin

Water, Storage, Metropolitan Water Dist of So.

Calif. & Santa Clara Valley Water Dist.) motion

requesting judicial notice; & memorandum of

points & authoritics in support of motion.

(6/21/76) (to Schickele ) —jc—

Filed in 76-1494, intervenor-aplts’ (Kern County

Water Agency, Metro. Water Dist. of S. Calif.

Tulare Lake Basin Water Storage Dist. & Santa

Clara Valley Water District) motion to consoli-

date appeals 76-1494, 76-1534, 76-1651 & 76-

1663 (to“C”) —cjb—

Rec'd, in 76-1494, 25 Joint Intervenors-Aplits’ Briefs

(6/21/76) —dmf—

Filed, in 76-1981, order (C) granting federal aplts

leave to file typewritten copy of brief pending

reproduction —dmf—

Filed, in 76-1494, order (C) consolidating 76-1494,

76-1534, 76-1651 and 76-1663 for purposes of

briefing and argument. Subject to reconsideration

if any objection filed within 7 days —dmf—

Filed, in 76-1494, 25 Intervenors-Aplts’ Briefs

(6/21/76) —dmf—

Filed, in 76-1494, one typewritten Federal Aplts’

Brief —dmf—

Filed Appellees Memorandum (Sierra Club, et al)

in opposition to Motion requesting judicial notice.

7/2 to Schickele —ec—

Rec’d, in 76-1981 as of July 2, 1976, 25 Federal

Aplts’ Briefs; (6/24/76) cover incorrect. —dmf—

Filed Reply Memorandum of Intervenor-Appellants

(Metropolitan Water District of So. Calif., et al)

in support of motion requesting judicial notice. to

Schickele —ec—

Filed motion & order (Clk) granting aples motion

for ext of time. Aples Sierra Club, Friends of the

Earth, H. Schramm & W. Dixon may have to

Aug. 20, 1976, in which to file briefs. Subj to

reconsideration if any obj filed w/in 7 days —ec—

Rec’d supplemental affidavit in support of motion

for ext of time for filing aples’ briefs. (Motion

already acted upon) —cjb—

Filed, in 76-1981, 25 Aplts’ Briefs (6/24/76)

—dmf—

Filed motion & order (C.D. Clk) extending aples’

time (Dixon, et al) for filing brief to Sept 20,

1976. Subj to reconsideration if any obj filed w/in

7 days. —ec—

Filed order (H & G) Upon due consideration, the

motion of Intervenor-aplt’s (Kern County, Tulare

Basin Water, Storage, etc.,) requesting judicial

notice is denied. —fn—

Filed 25 Aplees’ Briefs ( Dixon, et al) 9/20/ i .

— m —_—

Date

Oct 7

Oct 8

October 19

Oct 19

Oct 28

Nov 3

Nov 19

Nov 22

1978

Apr 12

May 9

Jul 24

Jul 31

Nov 30

1979

Oct. 31

Oct. 31

Oct. 31

Nov. 19

Nov. 23

1980

Jan. 9

lla

Same record for 76-1494, 76-1534, 76-1651, 76-1663, 76-1981

Filings-Proceedings

Clerk's Fee

Appellant

Appellee

Filed motion & order (Clk) granting ext of time for

filing aplts’ closing briefs to Nov 20, 1976. Subj to

reconsideration if any obj filed w/in 7 days. ( aplts

Livermore, et al) —wx—

Filed in 76-1981, aplt’s (USA) motion for per-

mission to file typewritten copy of brief pending

repro. Schickele —ec—

Filed Aples’ (Sierra Club, et al) motion for leave to

file errata to brief of Plaintiffs-Aples filed

9/20/76. Schickele —pb—

Filed order (A) Upon due consideration, the motion

of (USA) for permission to file a typewritten copy

of the brief pending reproduction is granted.

anion ETE tan

Filed, 76-1981, 25 Aplts’ Reply Briefs (USA)

10/15/76 —dmf—

Filed order (H) upon due consideration, the aple’s

motion for leave to file errata to their brief is

granted —fn—

Filed 25 Aplts’ Reply Briefs (Livermore, et al)

11/18/76 —dmf—

Filed 25 Intervenor-Aplts’ Reply Briefs (Kern

County Water Agency, et al) 11/22/76 —dmf—

Filed in 76-1981, as of April 3, motion (Sec. of the

Interior) SF to accelerate oral argument. (pan-

el) 3/39/78 —dmf—

Argued & submitted to Ely, Trask, Tang, CJJ —ec—

Recvd as of 7/21, from Michael R. Sherwood, Esq.,

letter dtd. 7/19/78, re add'l citation. ( panel )

Recvd in 76-1494, from Victor E. Gleason, Esq.,

letter dated Jul 28, 1978, re Supreme Court’s

decision in California v. U.S. (panel) —ec—

As of 11/22/78, Aple’s add’l citations. (panel )

—vt—

ORDERED OPINION (ELY) TANG CON-

CURRING FILED & JUDG TO BE FILED &

ENTD.

Filed opinion—Affirmed in part, reversed in part,

and remanded for further proceedings

Filed & Entered Judgment. —rmce—

Filed, as of Nov. 14, motion & order (cirk) granting

aples’ (SIERRA CLUB, et al) an ext. of time to

and including Nov. 21, 1979 to file petition for

rehearing and suggestion for rehearing en banc.

nineibon

Filed as of Nov. 21, aples’ (SIERRA CLUB, etal)

petition for rehearing and suggestion for rehea-

ring en banc. ( panel, active judges) 11/21 —db—

Rec'd as of Jan. 8, ltr dtd Jan. 7, from George

Deukmejian’s office re: requesting Court to act

upon petition for rehearing. (panel) —db—

Date

Jan. 17

Feb. 15

Feb. 19

Feb. 25

Apr. 3

“Oct. 14

12a

Same record for — 16-1534, 76-1651, 76-1663, 76-1981

ings-Proceedings

Filed order (E, T & Tg) the petition for Rehearing

is DENIED, and the suggestion for a rehearing en

banc is REJECTED. —rmce—

Mandate Issued

Filed. as of Feb. 13, aplt’s (STATE OF CALIF)

motion to recall and stay mandate. (panel) 2/13

Received SC notice of filing petition for cert on

2/13/80, (California) SC#79-1252. —pn—

Filed order (WE) the mandate issued to the DC

herein on Jan. 28, 1980 is recalled and stayed

pending determination by the Supreme Ct of the

application for a writ of certiorari filed by the

State of CA. —rmce—

Received SC notice of filing petition for cert (Kern

County Water) on 3/27/80 SC#79-1502. —pn—

Filed certified copy of SC order granting certiorari

on 10/6/80, SC#79-1252 & 1502. (copies to

panel ) : —pn—

Clerk's Fee

Appellant

Appellee

13a

AMENDED COMPLAINT

JOHN B. CLARK

JOHN B. BIGELOW

Attorneys At Law

600 Montgomery Street,

21st Floor

San Francisco, Calif. 94111

Tel: (415) 434-4000

Attorneys for plaintiffs,

Sierra Club and Hank Schramm

Gary J. NEAR

Attorney at Law

473 Jackson Street

San Francisco, Calif.

Tel: (415) 398-4727

Attorneys for plaintiffs,

Friends of the Earth and William Dixon

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

[Case caption omitted }

FIRST AMENDED COMPLAINT

FOR DECLARATORY AND

INJUNCTIVE RELIEF

Plaintiffs allege the following:

Jurisdiction

1. This action arises under the Rivers and Harbors Act of

1899, 33 U.S.C. §§ 400 et seq.; the National Environmental

Policy Act of 1969, 83 Stat. 852, the Fish and Wildlife

l4a

Coordination Act, as amended, 16 U.S.C. §§ 661-666; the

National Estuarine Areas Act, 16 U.S.C. §§ 1221 et seq.; and

the Federal Water Pollution Control Act, as amended, 33

U.S.C. §§ 1151 et seq.; Jurisdiction of this Court is conferred by

the Federal Question Statute, 28 U.S.C. § 1331(a), the 1962

Mandamus Act, 28 U.S.C. § 1361, the Declaratory Judgments

Act, 28 U.S.C. § 2201, and Section 10 of the Administrative

Procedure Act, 5 U.S.C. 701-706. The matter in controversy

exceeds $10,000.00 exclusive of interest and costs. As to the

state claim asserted herein, the court has pendant jurisdiction

thereof..

Parties

2. Plaintiff Sierra CLuB is a non-profit California corpo-

ration and from 1892 to the present has maintained its principal

office. in San Francisco, California. The Sierra Cus has

approximately 130,000 members of whom approximately

40,000 live in the area of San Francisco Bay and the Delta

formed by the Sacramento and San Joaquin Rivers. The

SERRA CLUB is dedicated to the preservation and conservation

of the natural resources, fish and wildlife of the United States

including its rivers, bays, wetlands, deltas and estuarine areas.

The Sierra Cius has regularly served as a responsible repre-

sentative of persons similarly interested. Included in the

membership of the SieRRA CLUB are many persons who use the

waters referred to herein for recreational purposes, including

but not limited to boating, fishing and swimming. The SIERRA

Cus brings this action in behalf of said members, as well as in

its own behalf, and wi!l adequately represent the interests of

such persons. One of the purposes of the SIERRA CLUB is to

represent persons interested in the protection and preservation

of natural resources and the environment by such means,

among others, as the commencement of legal action when the

SiERRA CLUB believes such action is necessary or appropriate.

The SierRA CLUB and its members are adversely affected and

aggrieved by the acts complained of herein.

3. Plaintiff FRIENDS OF THE EarTH (hereinafter FOE) is a

non-profit corporation organized and operating under the laws

15a

of the State of New York, with a principal place of business in

San Francisco, California. FOE, by its activities and its conduct

is committed to the preservation, restoration and rational use of

the environment, especially in the restoration of those portions

of the earth which have been mistreated by man, and in the

preservation of remaining wilderness areas. FOE has regularly

served as a responsible representative and spokesman of per-

sons similarly interested in litigation and administrative and

legislative proceedings affecting the environment. FOE brings

this action on behalf of its members and in its own behalf and

will adequately represent the interests of such persons. FOE’s

interest and the interests of its members are adversely affected

and are directly aggrieved by those acts of defendants as

hereinafter more fully appears, including the loss of recreation-

al activities and esthetic enjoyment.

4. Plaintiff HANK SCHRAMM is and has been for the past 10

years engaged in the business of commercial fishing and the

operation of sports-fishing party boats in the waters of San

Francisco Bay and of the Pacific Ocean in the region of San

Francisco. HANK SCHRAMM has an economic interest in and

depends for his livelihood on the maintenance, preservation

and conservation of sports and commercial fisheries in San

Francisco Bay and in the adjoining waters of the Pacific Ocean

and would be adversely affected by the diversions of water

from the discharge of polluted water into the Sacramento River

and Delta and by other acts of defendants complained of here.

5. Plaintiff WitLiam Dixon is a lifelong resident of

California and the San Francisco Bay area. DIXON owns

substantial property in the Sacramento-San Joaquin Delta

region, to wit, partnership in the St. Germain Duck Club on

Grizzly Island. The diversion of water and pollution of San

Francisco Bay by the acts of the defendants as hereinafter more

fully appears, directly and substantially affect the economic

value of his property interests and are detrimental to the

recreational and esthetic enjoyment of his property.

l6a

6. Defendant RoGers C. B. Morton is the Secretary of

the Interior of the United States and is responsible for the

administration of the United States Department of the Interior.

7. Defendant GitBert G. STAMM is the Acting Commis-

sioner of the Bureau of Reclamation of the United States

Department of the Interior.

8. Defendant Howarp H. Ca.iaway is the Secretary of

the Army of the United States.

9. Defendant WILLIAM C. GrisBLE, Jr. is the Chief of

Engineers of the United States Army and the Administrator of

the United States Army Corps of Engineers.

10. Defendant GeorGe B. Fink is the Division Engineer of

the South Pacific Division of the United States Army Corps of

Engineers and maintains his office in the City and County of

San Francisco, State of California. Included within the geogra-

phic boundaries of the South Pacific Division of the Corps of

Engineers are the Sacramento River, the Sacramento-San Joa-

quin Delta, San Francisco Bay and adjoining waters of the

Pacific Ocean. Bric. GEN. FINK is responsible for the issuance

of permits granting the approval of Chief of Engineers and

Secretary of the Army with respect to structures affecting

navigable waters of the United States within the geographic

boundaries of said South Pacific Division.

11. Defendant NoRMAN B. LiIverMorE, JR. is the Secretary

for Resources of the State of California in which capacity he

supervises and administers the operations of the Resources

Agency of the State of California.

12. Defendant JoHN R. TerRINK is the Director of the

Department of Water Resources, which is a department within

the Resources Agency of the State of California.

GENERAL ALLEGATIONS

13. Plaintiffs seek declaratory relief adjudicating and

decreeing that existing and proposed diversions of water from

the Sacramento and San Joaquin Rivers and their tributaries

17a

and the depositing of waste water therein by the State of

California and the United States Bureau of Reclamation, as

more particularly described below, cannot proceed until the

defendants have complied with the laws and statutes of the

United States and the State of California respecting con-

servation of fish, wild life and other natural resources, protec-

tion of water quality and the construction of facilities affecting

navigable waters of the United States. Plaintiffs further seek

injunctive relief enjoining said diversions of water until such

time as the studies and determinations required by law have

been made and the approvals required by law have been

obtained.

14. The purpose of this action is to preserve and protect

the quality of water and the fish and wild life habitat in the

Sacramento and San Joaquin Rivers, the Sacramento-San

Joaquin Delta, and San Francisco Bay, including Suisun and

San Pablo Bays, and to prevent permanent and irreparable

damage to fisheries, public health and recreation which would

be caused by excessive diversion of water from the Sacramento

and San Joaquin Rivers.

15. The Sacramento and San Joaquin Rivers combine to

drain the Central Valley of California, which comprises about

37% of the total land area of the State of California.

16. The Sacramento-San Joaquin Delta (“Delta”) con-

tains approximately 700 miles of navigable meandering water-

ways which provide a unique environment for a variety of fish

and other aquatic life. Approximately 25% of California warm

water and anadramous sport fishing and 80% of the commercial

salmon fishing of California are dependent upon the Delta

environment.

17. The Delta and the marshes and wetlands adjoining the

Delta and downstream waters are a wintering area and a vital

natura! habitat for migratory birds on the Pacific Flyway.

18. San Francisco Bay constitutes one of the major and

most important estnaries in the United States. More than four

million people reside in the metropolitan Bay Area and use and

18a

depend in one way or another upon the water in San Francisco

Bay for recreation, commerce or esthetic enjoyment. These uses

are contingent upon the water quality of San Francisco Bay,

which is critically dependent upon continued discharge of fresh

water from the Delta to provide flushing and circulation

necessary to reduce salinity content, phosphate concentration

and pollution of the waters of San Francisco Bay.

19. As more particularly alleged hereinbelow, the Secre-

tary of the Interior of the United States is charged with the

responsibility for preserving, conserving and protecting the fish,

wild life and other natural resources of the United States. The

Secretary of the Interior has failed to discharge this responsi-

bility and has instead permitted the Bureau of Reclamation to

promote and commence the construction of facilities, described

in paragraphs 21 through 32, which would have the combined

effects (1) of diverting from the Sacramento River much of the

water which otherwise would flow from it into San Francisco

Bay and (2) of causing substantial pollution of the Delta and

San Francisco Bay by causing water drained from the San

Joaquin Valley which has been polluted by pesticides and other

poisonous wastes to be deposited directly into the Delta.

State Water Project

20. In 1959, the Legislature of the State of California

adopted the Burns-Porter Act which authorized the construction

of the “State Water Project”, which project would consist of a

system of dams, canals, pumping plants and other facilities

designed to divert water in excess of four million acre-feet per

year from Northern California to other parts of the State of’

California, primarily Southern California. The Burns-Porter

Act was submitted to and approved by the voters of the State of

California on November 8, 1960. The State Water Project was

designed to utilize existing federal facilities, is financed in large

part by federal funds, and is designed to operate in coordina-

tion with the Central Valley Project of the United States Bureau

of Reclamation. Some of the essential facilities of the State

19a

Water Project are “joint use facilities” which also constitute

integral parts of the Central Valley Project of the United States

Bureau of Reclamation.

21. The State of California, through its Resources Agency

and Department of Water Resources, has entered into contracts

pursuant to which it has agreed to use its best efforts to deliver

4.23 million acre feet of water annually. The primary pur-

chasers of water are the Kern County Water Agency, which has

agreed to purchase 1,153,000 acre-feet annually, and the

Metropolitan Water District of Southern California, which has

entered into contracts for 2,001,500 acre-feet per year.

Delta Pumping Plant

12. The State Water Project provides for obtaining

substantially all of the 4.23 million acre-feet of water required

annually by said project from the Sacramento River and its

tributaries. Among the facilities completed or partially con-

structed for this purpose are the Oroville Dam on the Feather

River and the Delta Pumping Plant, which is located in the

Sacramento River Delta. The purpose of the Delta Pumping

Plant is to divert approximately four million acre-feet of water

per year from the Sacramento River to be transported by means

of canals, pumping plants and other facilities to other areas in

California, primarily Southern California. The Delta Pumping

Plant has been financed in part with money contributed by the

federal government and has been and is being constructed with

the assistance of and in cooperation with the United States

Bureau of Reclamation.

23. The Delta Pumping Plant is located on a body of

water known as Clifton Court Forebay, essentially a holding

area for water to be pumped through the plant directly into the

California Aqueduct, and was created by the California Depart-

ment of Water Resources and the Bureau of Reclamation by

excavating and building dikes around the periphery of an area

of land within the Delta known as the Clifton Court Tract.

20a

Central Valley Project

24. The United States Bureau of Reclamation has spon-

sored and administered the construction and operation of the

Central Valley Project, which consists of a series of reservoirs,

pumping plants, canals and other facilities for the purpose of

controlling the flow of water in the Sacramento River, gener-

ating hydro-electric power and providing water for irrigation

and other uses in the Central Valley of California.

Tracy Pumping Plant

25. Included in the facilities of the Central Valley Project

is the Tracy Pumping Plant, located on an inlet channel of Old

River in the Delta. The purpose of the Tracy Plant is to divert

water from the Delta by means of pumping into the 115 mile

long Delta-Mendota Canal, which leads to various locations in

the Central Valley of California.

26. The Bureau of Reclamation presently is diverting

approximately 1,500,000 acre-feet of water annually from the

Sacramento and San Joaquin Rivers by means of the Tracy

Pumping Plant and the Delta-Mendota Canal.

Peripheral Canal

7. The State of California and Bureau of Reclamation

propose jointly to finance, construct and operate a canal

approximately 43 miles in length from a point on the Sacra-

mento River near Hood, California, to a point in the Sacra-

mento River Delta adjacent to the Tracy Pumping Plant and

the Delta Pumping Plant. This canal is known as and is

referred to herein as the “Peripheral Canal”. The State of

California and Bureau of Reclamation propose that the Per-

ipheral Canal be generally 400 feet wide and 30 feet deep.

28. The proposed purpose and function of the Peripheral

Canal is to transport fresh water to the Delta and Tracy

Pumping Plants from a point on the Sacramento River up-

21a

stream from both the point of salt water intrusion and the point

where the polluted waters of the San Joaquin River join the

Sacramento River and thereby to ensure that saline and

polluted water in the Delta does not enter the pumps of the

Tracy Pumping Plant or the Delta Pumping Plant.

29. The State of California and Bureau of Reclamation

have expended public funds in the millions of dollars for the

engineering design of the Peripheral Canal and have com-

menced excavation or propose to commence excavation for the

Peripheral Canal in the near future. The State of California has

approved and authorized the construction of the Peripheral

Canal and the Department of the Interior has submitted to

Congress a recommendation that the federal government

participate in the financing and construction thereof. The State

of California, through its Resources Agency and Department of

Water Resources has publicized its position that it will proceed

with construction of the Peripheral Canal regardless whether

federal participation is authorized. The Task Force appointed

to recommend an Environmental Protection Agency position on

water quality in the Delta has submitted a preliminary report

concluding that the Peripheral Canal, as now contemplated,

should not be constructed.

East Side Canal

30. The Bureau of Reclamation further proposes to divert

an additional 2,500,000 acre-feet of water annually from the

Sacramento and San Joaquin Rivers and their tributaries by

means of a proposed canal, to be known as the East Side Canal,

reservoirs, pumping plants and other related facilities, all of

which are referred to collectively herein as the East Side Canal,

the construction of which has commenced or is about to

commence.

San Luis Drain

31. The Bureau of Reclamation has commenced the

construction of a facility known as the “San Luis Drain” for the

purpose of collecting water drained from agricultural lands and

7

22a

other wastes in the San Joaquin Valley and transmitting this

water to the Delta where it will be deposited to flow thence into

San Francisco Bay. The water deposited by this means in the

Delta and San Francisco Bay will be so polluted with pesticides,

herbicides and other wastes as to be unfit even for irrigation.

The San Luis Drain will consist primarily of a canal 188 miles

in length and related facilities for the collection of waste waters

and the depositing of such waters into the Delta.

Effects of Diversion of Water from

The Sacramento and San Joaquin Rivers

32. The proposed diversions of water from the Sacramento

and San Joaquin Rivers by means of the Peripheral Canal,

Delta Pumping Plant, Tracy Pumping Plant and East Side

Canal will substantially reduce the flow of water in the

Sacramento River and from the Sacramento River into San

Francisco Bay. At the present time, the operation of the Tracy

Pumping Plant and the partially competed Delta Pumping

Plant causes a reversal of the direction of flow in the Delta

thereby causing salt water in the lower reaches of the Delta to

intrude further upstream than such intrusion otherwise would

reach and adversely affecting agricultural property in the Delta

region and recreational and esthetic enjoyment of the Delta.

33. The resulting reduction in the flow of water into San

Francisco Bay will delay and reduce the flusing of wastes and

pollution from San Francisco Bay and thereby cause and result

in an increase in the pollution of San Francisco Bay Waters.

34. The diversions of water referred to herein will alter the

currents, water levels and volumes of water flow in the Sacra-

mento River, the San Joaquin River and the Sacramento-San

Joaquin Delta and thereby directly affect navigation in said

waters and the operation in said waters of pleasure boats, ships

and other vessels.

23a

35. The diversion of water proposed by the State of

California and Bureau of Reclamation wil! increase the salinity

of the Sacramento River and Delta and will thereby alter and

adversely affect marine life and the habitat of migratory birds

in said waters and in wetlands, marshes and other adjacent

areas.

36. The diversions of water from the Sacramento River

and its tributaries commenced and contemplated by defendants

will, unless restrained, cause substantial and irreparable injury

to marine life, plant and animal life, wild fowl and recreation in

the Sacramento River, the Delta, San Joaquin River, San

Francisco Bay and adjoining waters of the Pacific Ocean and

would cause a substantial increase in the pollution of all of said

waters.

27. The acts of defendants complained of herein, the

construction and operation of the Peripheral Canal, Delta

Pumping Plant, Tracy Pumping Plant, East Side Canal and San

Luis Drain, the diversion of water proposed by the defendants

and the dumping of agricultural and industrial wastes into the

Delta by means of the San Luis Drain as proposed by

defendants will cause substantial and irreparable injury to the

plaintiffs and to millions of people who reside in the area of the

waters referred to herein and who use said waters for recreation

and esthetic enjoyment, many of whom are members of

plaintiffs Sierra Club and Friends of the Earth and look to said

organizations to protect their interest in the preservation and

conservation of those waters and the fish, wild life and other

marine life which have their habitat in and around those

waters.

FIRST CLAIM FOR RELIEF

The Rivers and Harbors Act of 1899

38. Plaintiffs refer to and by this reference incorporate

herein paragraphs | through 38 of the complaint.

—_—

24a

39. The construction, commencement of construction, or

operation of the Peripheral Canal, the Delta Pumping Plant,

the San Luis Drain, the East Side Canal or the Tracy Pumping

Plant is, or would be, unlawful until such time as the locations

and plans of said facilities are submitted to and approved by

Congress, the Chief of Engineers of the United States Army

Corps of Engineers and the Secretary of the Army pursuant to

Section 9 of the Rivers and Harbors Act of 1899, 33 U.S.C.

§ 401, which section states:

It shall not be lawful to construct or commence the

construction of any bridge, dam, dike, or causeway

over or in any port roadstead, haven, harbor, canal,

navigable river, or other navigable water of the

United States until the consent of Congress to the

building of such structures shall have been obtained

and until the plans for the same shall have been

submitted to and approved by the Chief of Engineers

and by the Secretary of the Army: Provided, that

such structure may be built under authority of the

legislature of a State across rivers and other water-

ways the navigable portions of which lie wholly

within the limits of a single State, provided the

location and plans thereof are submitted to and

approved by the Chief of Engineers and by the

Secretary of the Army before construction is com-

menced: And provided further, that when plans for

any bridge or other structure have been approved by

the Chief of Engineers and by the Secretary of the

Army, it shall not be lawful to deviate from such

plans either before or after completion of the struc-

ture unless the modification of said plans has pre-

viously been submitted to and recieved the approval

of the Chief of Engineers and of the Secretary of the

Army.

25a

40. The Sacramento River, the Sacramento-San Joaquin

Delta, the San Joaquin River and San Francisco Bay constitute

navigable waters within the meaning of the River and Harbors

Act of 1899.

41. Neither the locations nor the plans of the Peripheral

Canal, East Side Canal, San Luis Drain, Tracy Pumping Plant

or Delta Pumping Plant have been submitted to or approved by

Congress, the Chief of Engineers of the United States Army

Corps of Engineers or by the Secretary of the Army.

42. The construction of the Peripheral Canal, East Side

Canal, San Luis Drain, Tracy Pumping Plant or Delta Pumping

Plant would each constitute or require the construction of a

bridge, dam, dike, or causeway Over or in a port, roadstead,

haven, harbor, canal, navigable river or other navigable water

of the United States. Specifically, each of said facilities requires

the construction of openings in dikes adjoining the Sacramento

River or the Delta to permit the inflow of water, in the case of

the East Side Canal, the Peripheral Canal, Tracy Pumping

Plant and Delta Pumping Plant, or the outflow of water in the

case of the San Luis Drain. The operation of each of said

facilities would cause or result in the diversion of water from or

the discharge of water into navigable water of the United States

which diversion and discharge are unlawful in the absence of

the approval of Congress, the Secretary of the Army and Chief

of Engineers required by the Rivers and Harbors Act of 1899 as

aforesaid.

43. The building or commencement of the building of or

the operation of the Peripheral Canal, East Side Canal, San

Luis Drain, Delta Pumping Plant or Tracy Pumping Plant is

further made unlawful by Section 10 of the Rivers and Harbors

Act of 1899, 33 U.S.C.A. § 403, which section provides as

follows:

“The creation of any obstruction not affirmatively

authorized by Congress, to the navigable capacity of

any of the waters of the United States is prohibited;

26a

and it shall not be lawful to build or commence the

building of any wharf, pier, dolphin, boom, weir,

breakwater, bulknead, jetty, or other structures in

any port, roadstead, haven, harbor, canal, navigable |

river, or other water of the United States outside

established harbor lines, or where no harbor lines

have been established, except on plans recommended

by the Chief of Engineers and authorized by the

Secretary of the Army; and it shall not be lawful to

excavate or fill, or in any manner to alter or modify

the course, location, condition, or capacity of, any

port, roadstead, haven, harbor, canal, lake, harbor of

refuge, or inclosure within the limits of any break-

water, or of the channel of any navigable water of the

United States, unless the work has been recommend-

ed by the Chief of Engineers and authorized by the

Secretary of the Army prior to beginning the same.”

44. The construction of the Peripheral Canal, Delta

Pumping Plant, San Luis Drain, East Side Canal, or Tracy

Pumping Plant would each require or constitute the creation of

an obstruction to the navigable capacity of the waters of the

United States, to wit, the waters of the Sacramento River, the

Sacramento-San Joaquin Delta, the San Joaquin River, and San

Francisco Bay, and therefore would be or is in substantial

violation of the provisions of Section 403 of the Rivers and

Harbors Act of 1899 and is in excess of the statutory powers

and authority of defendants to the detriment and irreparable

harm of plaintiffs.

45. The building or commencement of the building of the

Peripheral Canal, Delta Pumping Plant, East Side Canal, San

Luis Drain, or Tracy Pumping Plant would each require or

constitute the building or commencement of the building of a

wharf, pier, dolphin, boom, weir, breakwater, bulkhead, jetty

or other structure in a port, roadstead, haven, harbor, canal,

navigable river, or other water of the United States and is or

would be unlawful pursuant to Section 403 of the Rivers and

a

27a

Harbors Act of 1899 unless and until such time as the plans

thereof have been affirmatively authorized by Congress, recom-

mended by the Chief of Engineers of the United States Army

Corps of Engineers and authorized by the Secretary of the

Army.

46. The construction or operation of the Peripheral Canal,

Delta Pumping Plant, San Luis Drain, East Side Canal and

Tracy Pumping Plant would or did each have the effect of

altering or modifying the course, location, condition and capa-

city of the channels of navigable waters of the United States, to

wit, the Sacramento River, the Delta, the San Joaquin River

and San Francisco Bay, and is therefore unlawful pursuant to

Section 403 of the Rivers and Harbors Act of 1899 because such

work has not been affirmatively authorized by Congress, recom-

mended by the Chief of Engineers of the United States Army

Corps of Engineers and authorized by the Secretary of the

Army. Specifically, each of said facilities, by diverting water

from or discharging water into said navigable waters, or waters

of the United States, would alter or modify the direction,

quantity and rate of flow of said navigable waters. The

continuing and substantial destructive alteration of the Delta

and San Francisco Bay environment resulting from the oper-

ation of said failities by the State of California and Bureau of

Reclamation is in violation of their statutory jurisdiction and

authority and is detrimental to the rights and interests of the

plaintiffs. The operation of the Tracy Pumping Plant and Delta

Pumping Plant has, prior to the commencement of this action,

caused reversals of the normal direction of the flow in said

navigable waters and has reduced the level of said water below

normal and customary levels, which reversals of flow and

reduction in water levels has caused direct damage to fish and

wild life and the recreational capacity of the Delta region. The

Peripheral Canal would itself constitute a substantial alteration

and modification of the navigable waters of the Sacramento

River.

,

28a

47. Congress has not approved the diversions of water

from and discharge of water into navigable waters of the

United States, the alteration and modification of the course,

location, condition and capacity of said waters, or the obstruc-

tion to the navigable capacity of said waters, which would be

caused by or result from the construction or operation of the

Peripheral Canal, Tracy Pumping Plant, Delta Pumping Plant,

San Luis Drain or East Side Canal.

48. The Chief of Engineers has not recommended and the

Secretary of the Army has not approved the diversions of water

from and discharge of water into navigable waters of the

United States, the alteration and modification of the course,

location, condition and capacity of said waters, or the obstruc-

tions to the navigable capacity of said waters which would be

caused by or result from the construction or operation of the

Peripheral Canal, Tracy Pumping Plant, Delta Pumping Plant,

San Luis Drain or East Side Canal or the plans therefor.

SECOND CLAIM FOR RELIEF

49. Plaintiffs refer to and by this reference incorporate

herein paragraphs 1 through 48 of the complaint.

50. Section 13 of the Rivers and Harbors Act of 1899, 33

U.S.C.A. § 407, frequently referred to as the “Refuse Act”,

provides as follows:

“It shall not be lawful to throw, discharge, or deposit,

or cause, suffer or procure to be thrown, discharged,

or deposited either from or out of any ship, barge or

other floating craft of any kind, or from the shore,

wharf, manufacturing establishment or mill of any

kind, any refuse matter of any kind or description

whatever other than that flowing from streets and

sewers and passing therefrom in a liquid state, into

any navigable water of the United States or into any

tributary of any navigable water from which the

29a

same shall float or be washed into such navigable

water; and it shall not be lawful to deposit or cause,

suffer or procure to be deposited material of any kind

in any place on the bank of any navigable water, or

on the bank of any tributary or any navigable water,

where the same shall be liable to be washed into such

navigable water, either by ordinary or high tides, or

by storms or floods or otherwise, whereby navigation

shall or may be impeded or obstructed: Provided that

nothing herein contained shall extend to, apply to or

prohibit the operations in connection with the im-

provement of navigable waters or construction of

public works, considered necessary and proper by the

United States officers supervising such improvement

or public works: And provided further that the Secre-

tary of the Army, whenever in the judgment of the

Chief of Engineers anchorage and navigation will not

be injured thereby, may permit the deposit of any

material above mentioned in navigable waters,

within limits to be defined and under conditions to be

prescribed by him, provided application is made to

him prior to depositing such material; and whenever

any permit is so granted the conditions thereof shall

be strictly complied with, and any violation thereof

shall be unlawful.”

51. The construction and operation of the San Luis Drain

will result in the discharge into navigable waters of the United

States of polluted water, pesticides, herbicides and agricultural

and other wastes in violation of said Section 13 of the Rivers

and Harbors Act of 1899, and is in substantial violation of the .

statutory jurisdiction and authority of the Bureau of Reclama-

tion, defendants RoGers C. B. MorTON and GILBERT G. STAMM

and the other defendants herein and is detrimental to the rights

and interests of plaintiffs. .

30a

THIRD CLAIM FOR RELIEF

Fish and Wildlife Coordination Act

52. Plaintiffs refer to and by this reference incorporate

herein paragraphs | through 51 of the complaint.

53. The impounding or diversion of the waters of the

Sacramento or San Joaquin Rivers by means of the Tracy

Pumping Plant, Delta Pumping Plant, East Side Canal or

Peripheral Canal is made unlawful by the Fish and Wildlife

Coordination Act, 16 U.S.C.A. §§ 661-666c, specifically Section

2 thereof, 16 U.S.C.A. § 662, which prohibits such impounding

or diversion by any department or agency of the United States

or by any public or private agency unless such department or

agency shall have first consulted with the United States Fish

and Wildlife Service, Department of the Interior, with a view to

the conservation of wildlife resources by preventing loss of and

damage to such resources.

54. The construction or operation of the Tracy Pumping

Plant, Delta Pumping Plant, East Side Canal or Peripheral

Canal will each constitute or result in the impounding or

diversion of waters of the Sacramento or San Joaquin Rivers.

Specifically, by means of said facilities, defendants propose to

impound and divert in excess of seven million acre feet of water

per year from said rivers and their tributaries.

55. Neither the State of California nor the Bureau of

Reclamation has consulted with the United States Fish and

Wildlife Service, Department of the Interior, with a view to the

conservation of wildlife resources of preventing loss of and

damage to such resources in the manner required by the Fish

and Wildlife Coordination Act.

56. The Fish and Wildlife Coordination Act further

provides in Section 2(b) thereof, 16 U.S.C.A. § 662(b), that

the reports and recommendations of the Secretary of the

Interior on the wildlife aspects of such projects and any report

of the head of the State agency exercising administration over

3la

the wildlife resources of the State, based on surveys and

investigations conducted by the United States Fish and Wildlife

Service and such State agency for the purpose of determining

the possible damage to wildlife resources and for the purpose of

determining means and measures that should be adopted to

prevent the loss of, or damage to such wildlife resources, shall

be made an integral part of any report prepared or submitted

by any agency of the Federal Government responsible for

engineering surveys and construction of such projects when

such reports are presented to Congress or to any agency or

person having the authority or the power, by administrative

action or otherwise, (1) to authorize the construction of water-

resource development projects or (2) to approve a report on

the modification or supplementation of plans for previously

authorized projects. Said section further provides that the

recommendations of the Secretary of the Interior shall be as

specific as is practicable and shall describe the damage to

wildlife attributable to the project and the measures proposed

for mitigating or compensating for these damages.

57. The Secretary of the Interior has made no report or

recommendaticn pursuant to and in the manner required by

said Section 2(b) of the Fish and Wildlife Coordination Act,

and no such report has been made a part of any report

prepared or submitted to the Congress, the Secretary of the

Army, the Corps of Engineers of the United States Army or any

other agency of the Federal Government as required by said

Section 2(b).

58. The Fish and Wildlife Coordination Act further

provides, in Section 2(b) thereof, that the project plan for any

diversion or impounding of waters shall include “such justifi-

able means and measures for wildlife purposes as the reporting

agency finds should be adopted to obtain maximum overall

project benefits.”

32a

59. The project plans of the Peripheral Canal, Delta

Pumping Plant, East Side Canal, San Luis Drain and Tracy

Pumping Plan in no instance include such justifiable means and

measures for wildlife purposes as are required by said Section

2(b) of the Fish and Wildlife Coordination Act and no studies

or reports have been made by any agency of the California state

government or of the federal government sufficient to permit a

determination to be made of the means and measures necessary

to prevent loss of or damage to wildlife resources as the result

of the construction or operation of said facilities.

60. The existing and proposed impounding and diversion

of the waters of the Sacramento and San Joaquin Rivers is

further made unlawful by Section 3 of the Fish and Wildlife

Coordination Act, 16 U.S.C.A. § 663, by reason of the failure of

the State of California and the Department of the Interior to

make adequate provisions for the use of said facilities for the

conservation, maintenance and management of wildlife re-

sources as required by said Section 3 of the Fish and Wildlife

Coordination Act, subsection (a) of which provides:

“Subject to the exceptions prescribed in section

662(h) of this title, whenever the waters of any

stream or other body of water are impoundea, diver-

ted, the channel deepened, or the stream or other

body of water otherwise controlled or modified for

any purpose whatever, including navigation and

drainage, by any department or agency of the United

States, adequate provision, consistent with the pri-

mary purposes of such impoundment, diversion or

other control, shall be made for the use thereof,

together with any areas of land, water, or interests

therein, acquired or administered by a Federal

agency in connection therewith, for the conservation,

maintenance and management of wildlife resources

thereof, and its habitat thereon, including the devel-

opment and improvement of such wildlife resources

pursuant to the provisions of section 662 of this title.”

33a

61. The State of California and the Departmen* of the

Interior have not made adequate provisions for the use of the

Peripheral Canal, East Side Canal, San Luis Drain, Delta

Pumping Plant and Tracy Pumping Plant for the conservation,

maintenance and management of wildlife resources affected by

said facilities in the manner required by said Section 3 of the

Fish and Wildlife Coordination Act.

62. For the reasons set forth in paragraphs 53 through 62

above, the construction, commencement of construction, oper-

ation or continued operation of the Peripheral Canal, East Side

Canal, San Luis Drain, Delta Pumping Plant or Tracy Pumping

Plant is and will be unlawful until such time as the defendants

(1) have consulted with the United States Fish and Wildlife

Service, Department of the Interior in the manner required by

the Fish and Wildlife Coordination Act, (2) have presented to

the Congress reports and recommendations of the Secretary of

the Interior on the wildlife aspects of said facilities including

(a) a report of the head of the agency of the State of California

exercising administration over the wildlife resources of the State

of California and (b) a specific description of “such justifiable

means and measures for wildlife purposes” as should be

adopted to achieve compliance with the national policies set

forth in and the requirements of the Fish and Wildlife Coordi-

nation Act, and (3) have made adequate provision for the

conservation, maintenance and management of wildlife re-

sources of the Sacramento and San Joaquin Rivers, the Delta,

San Francisco Bay and the adjoining waters of the Pacific

Ocean. The continuing construction or operation of said

facilities or approval thereof by the defendants and each of

them is in violation of their statutory jurisdiction and authority

and is detrimental to the rights and interests of plaintiffs.

FOURTH CLAIM FOR RELIEF

National Environmental Policy Act of 1969

63. Plaintiffs refer to and by this reference incorporate

herein paragraphs | through 62 of the complaint.

34a

64. The National Environmental Policy Act of 1969

(“NEPA”) Public Law 91-190, 83 Stat. 852, specifically Sec-

tion 101 thereof, declares a national policy of encouraging

productive and enjoyable harmony between man and his

environment, to promote efforts which will prevent or eliminate

damage to the environment and biosphere and stimulate the

health and welfare of man, and to enrich the understanding of

the ecological systems and natural resources important to the

Nation.

65. Section 101 of NEPA further provides that it is the

responsibility of the Federal Government to use all practicable

means, consistent with other essential considerations of national

policy, to improve and coordinate Federal plans, functions,

programs and resources to the end that the Nation may

(1) fulfill the responsibilities of each generation as

trustee of the environment for succeeding generations;

(2) assure for all Americans safe, healthful productive

and esthetically and culturally pleasing surroundings;

(3) attain the widest range of beneficial uses of the

environment without degradation, risk to health or safety,

or other undesirable and unintended consequences,

(4) preserve important, historic, cultural and natural

aspects of our national heritage, and maintain, wherever

possible an environment which supports diversity and

variety of individual choice;

(5) achieve a balance between population and re-

source use which will permit high standards of living and a

wide sharing of life’s amenities; and

(6) enhance the quality of renewable resources and

approach the maximum attainable recycling of depletable

resources.

66. Section 102 of NEPA provides that to the fullest extent

possible the policies, regulations and public laws of the United

35a

States shall be interpreted and administered in accordance with

the policies set forth in NEPA and that all agencies of the

federal government shall:

(a) utilize a systematic, interdisciplinary approach

which will insure the integrated use of the natural and

social sciences and the environmental design arts in plan-

ning and in decision-making which may have an impact on

man’s environment;

(b) identify and develop methods and procedures, in

consultation with the Council of Environmental Quality

established by title II of this Act, which will insure that

presently unquantified environmental amenities and values

may be given appropriate consideration in decision making

along with economic and technical considerations;

(c) include in every recommendation or report on

proposals for legislation and other major Federal actions

significantly affecting the quality of the human environ-

ment, a detailed statement by the responsible official on

(i) the environmental impact of the proposed

action,

(ii) any adverse environmental effects which

cannot be avoided should the proposal be imple-

mented,

(iii) alternatives to the proposed action,

(iv) the relationship between local short-term

uses of man’s environment and the maintenance and

enhancement of long-term productivity, and

(v) any irreversible and irretrievable com-

mitments of resources which would be involved in the

proposed action should it be implemented.

67. The environmental impact statement prepared for the

San Luis Drain is inadequate and does not meet the statutory

requirements, in that it fails to describe in detail the

36a

environmental impact, adverse environmental effects, long-term

and short-term balance of use and productivity, irreversible and

irretrievable commitments of resources and alternatives to the

San Luis Drain. The location and manner of discharge of the

San Luis Drain are currently being determined or soon will be

determined by the Secretary of the Interior. This determination

must be made in accordance with the policies set forth in

NEPA, Fish and Wildlife Coordination Act and Estuarine

Areas Act and must be preceded by preparation of a statement

[Environmental Impact Statement”] in compliance with Sec-

tion 102(c) of NEPA, detailing the environmental effects of

and the alternatives to further construction of the Drain and the

proposed discharges into it.

68. Neither the Corps of Engineers nor the Bureau of

Reclamation has prepared a detailed statement as required by

Section 102(c) of NEPA with respect to water being diverted,

at past and present levels, by means of the Tracy Pumping

Plant, Delta Pumping Plant, East Side Canal or Peripheral

Canah Said detailed statement must contain information on the

above project or proposals with respect to environmental

impact, adverse environmental effects, long-term and short-

term balance of use and productivity, irreversible and irretriev-

able commitments of resources and alternatives to those proj-

ects or proposals.

69. Neither the Corps of Engineers nor the Bureau of

Reclamation has prepared a detailed statement with respect to

environmental impact, adverse environmental effects, long-term

and short-term balance, irreversible and irretrievable com-

mitments of resources and alternatives to the proposals which

would result from diversions of larger quantities of water than

are presently being diverted by means of the Tracy Pumping

Plant, Delta Pumping Plant, East Side Canal or Peripheral

Canal. Additionally, no statement has been prepared advising

Congress of the environmental effects which would result from

congressional authorization of different levels of diversion.

37a

70. The existing and proposed diversions of water from

the Sacramento and San Joaquin Rivers by means of the

Peripheral Canal, Delta Pumping Plant, Tracy Pumping Plant

and East Side Canal and the discharge of polluted water and

wastes in the Delta and San Francisco Bay by means of the San

Luis Drain contravene the national policy set forth in NEPA

and is in substantial violation of the statutory jurisdiction,

authority and power of defendants to the detriment of the rights

and interest of plaintiffs.

FIFTH CLAIM FOR RELIEF

71. Plaintiffs refer to and by this reference incorporate

herein paragraphs | through 70 of the complaint.

Estuarine Areas Act

72. The Estuarine Areas Act, 16 U.S.C. §§ 1221 et seq.

establishes that it shall be the public policy of the United States

and of Congress to protect, conserve and restore the estuaries of

the United States.

73. The San Francisco Bay and the Sacramento River

Delta are estuaries of the United States.

74. The maintenance of an adequate flow of water at all

times in the Sacramento River and from the Sacramento River

into San Francisco Bay is essential to the protection, con-

servation and restoration of San Francisco Bay and the Delta.

75. The diversion of water from the Sacramento River or

the San Joaquin River, whether by means of the Peripheral

Canal, the Delta Pumping Plant, the East Side Canal, the Tracy

Pumping Plant or otherwise, and the deposit of polluted water

in the Delta by means of the San Luis Drain, hinders and

prevents adequate protection, conservation and restoration of

San Francisco Bay and the Delta.

38a

Federal Water Pollution Control Act

76. The Federal Water Pollution Control Act, 62 Stat. 115

(1948), as amended, 33 U.S.C. §§ 1151 et seq., establishes a

national policy for the prevention, control and abatement of

water pollution and the enhancement of the quality and value

of the water resources of the United States.

77. Section 1171(a) of the Federal Water Pollution

Control Act provides that “Each Federal agency... . having

jurisdiction over any real property or facility, or engaged in any

Federal public works activity of any kind shall, consistent with

the paramount interest of the United States as determined by

the President, insure compliance with applicable water quality

standards and the purposes of this chapter in the administration

of such property, facility or activity.”

78. The President of the United States has elaborated on

federal policy with regard to water pollution by issuing Execu-

tive Order 11507, 35 F.R. 2573 (1970), which states:

It is the intent of this order that the Federal Govern-

ment in the design, operation, and maintenance of its

facilities shall provide leadership in the nationwide

effort to protect and enhance the quality of our air

and water resources.

79. The construction or operation of the Peripheral Canal,

East Side Canal, San Luis Drain, Delta Pumping Plant, or

Tracy Pumping Plant is or would be contrary to the national

policy established by the Federal Water Pollution Control Act

in that the diversion of water in connection with the construc-

tion or operation of any of said facilities would contribute to

and cause an increase in the pollution of the Sacramento-San

Joaquin Delta and San Francisco Bay.

80. The Secretary of the Interior has violated the policies

expressed in the Federal Water Pollution Control Act and

Executive Order 11507 and has failed to discharge his duties

pursuant thereto in that he has failed to limit or modify the

39a

operation or proposed operation of the facilities of the Central

Valley Project so as to comply with the policies and require-

ments of the Federal Water Pollution Control Act and Execu-

tive Order 11507.

Failure of Defendants to Comply with

Federal Statutes and National Policies

ee

~ 81. Defendants, WILLIAM C. GRIBBLE, JR., as Chief of

Engineers of the Corps of Engineers of the United States Army,

HOWARD H. CALLAWAY, as Secretary of the Army, and

GEORGE B. FINK, as Division Engineer, are authorized and

empowered to enforce compliance with the national policies set

forth in the Estuarine Areas Act, the Federal Water Pollution

Control Act, the Fish and Wildlife Coordination Act and the

National Environmental Policy Act of 1969, with respect to

structures and activities which require the approval of the Chief

of Engineers pursuant to the Rivers and Harbors Act of 1899.

82. Said defendants cannot authorize, approve or recom-

mend the creation of any obstruction to the navigable capacity

of, any alteration or modification of the course, location,

condition or capacity of, the diversion of waters from, the

discharging of waters into or the impounding of the navigable

or other waters of the United States in violation of or without

giving due regard to the requirements of and the national

_ policies expressed in the Estuarine Areas Act, the Federal

. Water Pollution Control Act, the Fish and Wildlife Coordina-

tion Act, and the National Environmental Policy Act of 1969.

83. Said defendants cannot authorize, approve or recom-

mend the construction or operation of the Peripheral Canal,

Delta Pumping Plant, Tracy Pumping Plant, East Side Canal or

San Luis Drain until such time as they have been furnished with

the following in compliance with the policies and requirements

of the Estuarine Areas Act, the Federal Water Pollution Control

Act, the Fish and Wildlife Coordination Act, and the

Environmental Policy Act of 1969:

40a

(a) A report of the Secretary of the Interior as

required by the Fish and Wildlife Coordination Act, on the

wildlife aspects of such projects based on surveys and

investigations conducted by the United States Fish and

Wildlife Service and the California Department of Fish

and Game for the purpose of determining the extent of

damage to wildlife resources which would result from such

projects;

(b) A report of the Secretary of the Interior, as

required by the Fish and Wildlife Coordination Act, on the

means and measures which would have to be adopted to

prevent the loss of or damage to wildlife resources in the

San Joaquin and Sacramento Rivers, the Delta, San Fran-

cisco Bay and the adjoining portions of the Pacific Ocean

as the result of the construction and operation of said

facilities.

(c) A report of the Secretary of the Interior pursuant

to the National Environmental Policy Act of 1969 on the

environmental impact, the adverse environmental effects,

the alternatives to, and the irreversible and irretrievable

commitments of resources which would result from the

construction and operation of the Peripheral Canal, Delta

Pumping Plant, Tracy Pumping Plant, East Side Canal and

San Luis Drain.

84. In seeking any approval of Congress of the construc-

tion or operation of the Peripheral Canal, Tracy Pumping

Plant, Delta Pumping Plant, San Luis Drain or East Side Canal,

defendants GitBert G. STAMM, RoGers C. B. MorTON, STATE

OF CALIFORNIA, NoRMAN B. LiverRMORE, JR. and JOHN R.

TEERINK are required to submit to Congress the reports of the

Secretary of the Interior referred to in the preceding paragraph

of this complaint and to disclose to Congress the extent to and

manner in which said construction or operation contravenes the

policies set forth in and the requirements of the Estuarine Areas

Act, the Federal Water Pollution Control Act, the Fish and

Wildlife Coordination Act and the Environmental Policy Act of

4la

1960, all of which said defendants have failed to do, as a result

whereof the operation, construction or continued construction

of said facilities is unlawful.

85. The operation, construction, continued operation or

construction or the approval thereof by the defendants and

each and all of them is in substantial violation of their statutory

responsibilities, powers, jurisdiction and authority to the detri-

ment of the rights and interests of plaintiffs.

SIXTH CLAIM FOR RELIEF

California Environmental Quality Act of 1970

86. Plaintiffs refer to and by this reference incorporate

paragraphs | through 85 of the complaint.

87. The California Environmental Quality Act of 1970

(“CEQA”), California Public Resources Code Division 10,

specifically Chapter 1 thereof, declares a state policy of devel-

oping and maintaining a high-quality environment now and in

the future, providing the people of California with clean air and

water, preventing elimination of fish and wildlife as a result of

man’s activities, ensuring that long-term protection of the

environment be the juiding criterion in public decisions, requir-

ing governmental agencies at all levels to develop standards

and procedures necessary to protect environmental quality and

requiring governmental agencies to consider qualitative factors

as well as economic and technical factors, long-term versus

short-term benefits and costs and alternatives to proposed

actions affecting the environment.

88. Section 2100 of the California Public Resources Code

provides further that it is the state government’s responsibility

to take immediate steps and to coordinate actions of various

state agencies to preserve the health and safety of the people of

the state, that each citizen bears a responsibility to contribute to

the overall environmental policy and that all agencies which

42a

regulate the activities of people and corporations within the

state and public agencies, whose activities affect the quality of

the environment, shall, in regulating such activities, give major

consideration to the prevention of damages to the environment.

89. In order that the above policy and intent may be

properly effectuated Section 21100 of the Public Resources

Code provides as follows:

“All state agencies, boards, and commissions shall

prepare, or cause to be prepared by contract, and

certify the completion of an environmental impact

report on any project they propose to carry out or

approve which may have a significant effect on the

environment. Such a report shall include a detailed

statement setting forth the following:

(a) The environmental impact of the proposed

action.

(b) Any adverse environmental effects which

cannot be avoided if the proposal is implemented.

(c) Mitigation measures proposed to minimize

the impact.

(d) Alternatives to the proposed action.

(e) The relationship between short-term uses of

man’s environment and the maintenance and

enhancement of long-term productivity.

(f) Any irreversible environmental changes

which would be involved in the proposed action

should it be implemented.

(g) The growth-inducing impact of the pro-

posed action.”

90. Section 21101 further provides:

“In regard to any proposed federal project within this

state which may have a significant effect on the

43a

environment and on which the state officially com-

ments, the state officials responsible for such com-

ments shall include in their report a detailed state-

ment setting forth the matters specified in Section

21100 prior to transmitting the comments of the state

to the federal government. No report shall be

transmitted to the federal government unless it in-

cludes such a detailed statement as to the matters

specified in Section 21100.”

91. Section 21102 provides that no state agency, board or

commission shall request funds, nor shall funds be authorized,

if the project for which the funds are contemplated falls under

the provisions of sections of the Act requiring environmental

impact report, if the request for funds is not accompanied by an

environmental impact report.

92. The Delta Pumping Plant, Peripheral Canal, East Side

Canal, Tracy Pumping Plant and San Luis Drain are projects

within the State of California, which have a significant effect on

the environment.

93. The Delta Pumping Plant, Peripheral Canal, East Side

Canal, Tracy Pumping Plant and San Luis Drain are “Projects”

within the meaning of CEQA and therefore subject to its

provisions.

94. The existing and proposed diversions of water to and

from the Sacramento and San Joaquin Rivers by means of the

Delta Pumping Plant, Peripheral Canal, East Side Canal, Tracy

Pumping Plant or San Luis Drain are in substantial violation of

the statutory jurisdiction, authority and power of the defend-

ants to the detriment of the rights and interests of plaintiffs.

Failure of State Defendants to Comply

With State Statutes and Policies

95. Defendants, STATE OF CALIFORNIA, NORMAN B. Liver-

MORE, JrR., as Secretary for Resources of the State of California

and JOHN R. TEERINK, as Director of the Department of Water

44a

Resources for the State of California, are authorized, empower-

ed, and required by law to enforce compliance with the state

policies set forth in the California Environmental Quality Act of

1970, with respect to the Delta Pumping Plant, the Peripheral

Canal, the East Side Canal, the Tracy Pumping Plant and the

San Luis Drain.

96. Said defendants have fail J to prepare or cause to

have prepared environmental impact reports for the Delta

Pumping Plant and Peripheral Canal and are therefore in

substantial violation of their statutory authority to the detriment

of the rights and interests of plaintiffs.

97. Said defendants have failed to include in any report

within the meaning of Section 21101 a detailed statement

setting forth the matters specified in Section 21100 of the Public

Resources Code, as regards the Tracy Pumping Plant, East Side

Canal or San Luis Drain, all as required by Section 21101.

98. By reason of said defendants’ failure to prepare or

cause to have prepared environmental impact reports on the

Delta Pumping Plant or Peripheral Canal and said defendants’

failure to comply with the provisions of Section 21101 of the

Public Resources Code as regards the Tracy Pumping Plant,

East Side Canal or San Luis Drain, the operation or construc-

tion or continued operation or construction or any State of

California participation in any or all of the projects here-

inbefore mentioned is unlawful.

Basis for Declaratory and Injunctive Relief

99. A present controversy exists between plaintiffs and

defendants in that defendants propose to proceed with the

operation of the Tracy Pumping Plant, the completion and

continued operation of the Delta Pumping Plant, and the

construction of the Peripheral Canal and East Side Canal and

San Luis Drain without obtaining the consent of Congress and

the approvals of the Secretary of the Army and Chief of

45a

Engineers which plaintiffs herein claim are required by law and

without making due provision for the protection, preservation

or conservation of the waters of San Francisco Bay, the

Sacramento-San Joaquin Delta, the adjoining waters of the

Pacific Ocean, the Sacramento and San Joaquin Rivers, the

marshes, beaches and wetlands adjacent to these waters, and

the marine life, plant life and wildlife which are dependent

thereon and without complying with the requirements of law

referred to herein.

100. Plaintiffs have no adequate remedy at law in that a

money judgment could not compensate for the inquiry which

would be suffered by the plaintiffs and by the class of persons

represented by plaintiffs if defendants proceed with the activi-

ties plaintiffs seek to enjoin and cause substantial degradation

of the quality of water in San Francisco Bay, the Sacramento-

San 'eaquin Delta, adjacent waters of the Pacific Ocean and the

Sacramento and San Joaquin Rivers and further damage and

endanger the future of the various species of marine life and

wildlife which are dependent in whole or in part on the quality

and flows of said waters.

101. The injury caused by said degradation of water

quality and the act of defendants complained of herein would

be irreparable and irreversible.

PRAYER FOR RELIEF

For the reasons set forth above, plaintiffs pray this Court to

enter judgment herein as follows:

1. Declaring and adjudging that the Rivers and

Harbors Act of 1899 makes unlawful the operation, con-

struction or commencement or continuance of construction

of the Delta Pumping Plant, Tracy Pumping Plant, Per-

ipheral Canal, San Luis Drain, or the East Side Canal until

such time as the consent and authorization of the Congress

and the approval of the Secretary of the Army and Chief of

Engineers has been obtained.

46a

2. Declaring and adjudging that construction of the

Peripheral Canal, Delta Pumping Plant, East Side Canal

and San Luis Drain cannot commence or proceed further

until such time as Congress and the Secretary of the Army

and Chief of Engineers have been provided with the

following:

(a) A report of the Secretary of the Interior, as

required by the Fish and Wildlife Coordination Act,

on the wildlife aspects of such projects based on

surveys and investigations conducted by the United

States Fish and Wildlife Service and the California

Department of Fish and Game for the purpose of

determining the extent of damage to wildlife resources

which would result from such projects;

(b) A report of the Secretary of the Interior as

required by the Fish and Wildlife Coordination Act,

on the means and measures which would have to be

adopted to prevent the loss of or damage to wildlife

resources in the San Joaquin and Sacramento Rivers,

the Delta, San Francisco Bay and the adjoining

portions of the Pacific Ocean as the result of the

construction and operation of said facilities.

(c) A report of the Secretary of the Interior

pursuant to the National Environmental Policy Act of

1969 of the environmental impact, the adverse

environmental effects, the alternatives to, and the

irreversible and_ irretrievable commitments of re-

sources which would result from the construction and

operation of the Peripheral Canal, Delta Pumping

Plant, Tracy Pumping Plant, East Side Canal and San

Luis Drain.

3. Declaring and adjudging that the Secretary of the

Army, Chief of Engineers, and the Division Engineer of

the South Pacific Division of the Corps of Engineers must

give due consideration to the requirements of and the

47a

national policy set forth in the Rivers and Harbors Act of

1899, the National Environmental Policy Act of 1969,

the Fish and Wildlife Coordination Act, the National

Estuarine Areas Act, and the Federal Water Pollution

Control Act in acting or passing upon any applications for

approval of the operation or construction of the Peripheral

Canal, Tracy Pumping Plant, Delta Pumping Plant, East

Side Canal, San Luis Drain, or any related or appurtenant

structures.

4. Enjoining the defendants from constructing or

continuing the construction of and from operating the

Peripheral Canal, Delta Pumping Plant, Tracy Pumping

Plant, East Side Canal or San Luis Drain until such time as

Congress, the Secretary of the Army, and the Chief of

Engineers have authorized the specific diversions of water

from and discharge of water into the Delta and Sacra-

mento River which would result from said construction or

operation after having been furnished the following:

(a) A report of the Secretary of the Interior as

required by the Fish and Wildlife Coordination Act,

on the wildlife aspects of such projects based on

surveys and investigations conducted by the United

States Fish and Wildlife Service and the California

Department of Fish and Game for the purpose of

determining the extent of damage to wildlife resources

which would result from such projects;

(b) A report of the Secretary of the Interior, as

required by the Fish and Wildlife Coordination Act,

on the means and measures which would have to be

adopted to prevent loss of or damage to wildlife

resources in the San Joaquin and Sacramento Rivers,

the Delta, San Francisco Bay and the adjoining

portions of the Pacific Ocean as the result of the

construction and operation of said facilities.

48a

(c) A report of the Secretary of the Interior pursuant

to the Environmental Policy Act of 1969 of the

environmental impact, the adverse environmental effects,

the alternatives to, and the irreversible and irretrievable

commitments of resources which would result from the

construction and operation of the Peripheral Canal, Delta

Pumping Plant, Tracy Pumping Plant, East Side Canal and

San Luis Drain.

5. Enjoining defendants from submitting to Congress, to

the Secretary of the Army or to the Chief of Engineers any

proposal or request for authorization or approval of the con-

struction or operation of the Peripheral Canal, Delta Pumping

Plant, Tracy Pumping Plant, East Side Canal and San Luis

Drain or any related or appurtenant structure unless such

proposal or request is accompanied by the reports required by

the Fish and Wildlife Coordination Act and the National

Environmental Policy Act of 1969 and, in the event such

proposals or requests are or have been made by any of the

defendants named herein and are not accompanied by said

reports, directing said defendant or defendants to submit said

reports to the Congress, the Secretary of the Army and the

Chief of Engineers in the shortest reasonable time.

6. Enjoining the further operation, construction or partici-

pation of the STATE OF CALIFORNIA in the Delta Pumping Plant,

the Peripheral Canal, the East Side Canal, the Tracy Pumping

Plant and the San Luis Drain until the proper state agencies

comply with the dictates of CEQA.

7. For plaintiffs’ costs of suit herein, including those costs

incurred for expert witness fees, for the reasonable attorneys’

fees of plaintiffs and for such other and further relief as the

Court may deem proper.

49a

Dated: December 21, 1973.

JOHN B. CLARK

JOHN B. BIGELOW

By JOHN B. BIGELOW

JOHN B. BIGELOW

Attorneys for Plaintiffs

SIERRA CLUB and

HANK SCHRAMM

By GARY J. NEAR

Gary J. NEAR

Attorney for Plaintiffs

FRIENDS OF THE EARTH and

WILLIAM DIXON

[Statement of Service omitted |

50a

STATE DEFENDANTS’ ANSWER

EVELLE J. YOUNGER,

Attorney General

of the State of California

CARL BORONKAY,

Assistant Attorney General

BERTRAM G. BUZZINI

- Deputy Attorney General

555 Capitol Mall, Suite 550

Sacramento, California 95814

Telephone: (916) 445-6280

Attorneys for State Defendants

UNITED STATES DISTRICT COURT

For THE NORTHERN DISTRICT OF CALIFORNIA

[Case Caption omitted |

ANSWER OF STATE DEFENDANTS

TO FIRST AMENDED COMPLAINT

Come now the defendants State of California, Norman B.

Livermore, Jr., as Secretary for Resources of the State of

California, and John R. Teerink, as Director of Water Re-

sources of the State of California, sued herein as Director of the

Department of Water Resources of the State of California,

sometimes collectively herein referred to as State defendants,

and, answering the first amended complaint on file herein,

admit, deny, and allege as follows:

FIRST DEFENSE

That the first amended complaint fails to state a claim

upon which relief may be granted.

5la

SECOND DEFENSE

That the State of California and State defendants have not

consented to be sued herein, nor has any of them.

THIRD DEFENSE

That the above entitled Court lacks jurisdiction over the

State and State defendants, and each of them.

FOURTH DEFENSE

That the Court lacks jurisdiction over the subject matter of

the first amended complaint.

FIFTH DEFENSE

That there is no Federal question or diversity of citizenship

or proper cause for declaratory relief.

SIXTH DEFENSE

That the first amended complaint herein does not state a

cause of action under Federal or State statutes.

SEVENTH DEFENSE

That the plaintiffs herein, and each of them, lack standing

to sue.

EIGHTH DEFENSE

That the plaintiffs herein, and each of them, are guilty of

laches and may not at this late date have the relief prayed, even

if it were to be assumed, but not conceded, that there were any

claim.

52a

NINTH DEFENSE

Allege that the matter in controversy is not susceptible of

evaluation and, therefore, that the State defendants deny that it

exceeds $10,000.

TENTH DEFENSE

That the first amended complaint contains no allegations

of detriment to the plaintiffs, no allegations of adverse effect

upon the plaintiffs or allegations of diversity, the State of

California not being a citizen of the United States, and the

remaining State defendants in their official capacity not being

or acting as citizens of the United States.

ELEVENTH DEFENSE

That there is no justiciable controversy stated in the first

amended complaint.

TWELFTH DEFENSE

That the motion of State defendants heretofore made and

filed and ail points and authorities and matters in support

thereof are hereby incorporated herein and made a part hereof

and that, there being no cause for relief, the first amended

complaint herein and this case, and each of them, should be

dismissed.

THIRTEENTH DEFENSE

That the gravamen and gist of the first amended complaint

is water quality in the Delta of the Sacramento and San Joaquin

Rivers, sometimes herein referred to as the Delta, and that the

plaintiffs, or some of them, are already participants in other

actions pending in the courts of the State of California.

F*

53a

FOURTEENTH DEFENSE

That there is proper cause for abstention.

FIFTEENTH DEFENSE

That the first amended complaint contains no proper cause

for class action.

SIXTEENTH DEFENSE

That the sixth claim for relief is barred by the provisions of

section 21167 of the California Public Resources Code which

provides in part as follows:

“Any action or proceeding to attack, review, set

aside, void, or annul the following acts or decisions of

a public agency on the grounds of noncompliance

with this division shall be commenced as follows:

“(a) An action or proceeding alleging that

a public agency is carrying out or has approved a

project which may have a significant effect on

the environment without having determined

whether the project may have a significant effect

on the environment shall be commenced within

180 days of the public agency’s decision to carry

out or approve the project, or, if a project is

undertaken without a formal decision by the

public agency, within 180 days after com-

mencement of the project... .”

That the decision to carry out or approve the project or the

commencement of the project all occurred more than 180 days

prior to December 27, 1973, the date when plaintiffs’ claim for

relief under California Environmental Quality Act of 1970 was

filed with the Court as the sixth claim for relief.

54a

SEVENTEENTH DEFENSE

That the California Environmental Quality Act is not

applicable to the Delta Pumping Plant nor to the California

Aqueduct for the reason that the project was planned, con-

structed, and placed into operation prior to November 23,

1970, the effective date of the Act.

EIGHTEENTH DEFENSE

That the National Environmental Policy Act is not appli-

cable to the Delta Pumping nor the California Aqueduct in that

the project was planned, constructed, and put into operation

prior to January 1, 1970, the effective date of said Act.

NINETEENTH DEFENSE

1. Answer to paragraph | of the complaint on file herein,

that State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

2. Answering paragraph 2 of the complaint on file herein, -

that State defendants deny each and every, all and singular, the

allegation therein for lack of information and belief.

3. Answering paragraph 3 of the complaint on file herein,

that State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

4. Answering paragraph 4 of the complaint on file herein,

that State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

5. Answering paragraph 5 of the complaint on file herein,

that State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

6. Answer paragraph 6 of the complaint, that State

defendants admit the allegations therein.

55a

7. Answering paragraph 7 of the complaint, that State

defendants admit the allegations therein.

8. Answering paragraph 8 of the complaint, that the State

admits the allegations therein.

9. Answering paragraph 9 of the complaint, that the

defendants admit the allegations thereof.

10. Answering paragraph 10 of the complaint, that the

defendants admit the allegations thereof.

11. Answering paragraph 11 of the complaint, that State

defendants admit that Norman B. Livermore, Jr., is the Secre-

tary iur Resources of the State of California, allege that he has

general supervision over the departments of the Resources

Agency of the State of California, allege that he is the officer in

charge of the Resources Agency of the State of California, and

deny each and every, all and singular, the remaining allegations

contained therein.

12. Answering paragraph 12 of the complaint, that State

defendants allege that John R. Teerink is the Director of Water

Resources of the State of California; that the Director of Water

Resources is the officer in charge of the Department of Water

Resources of the State of California; that the Department of

Water Resources of the State of California is one of the

departments under the general supervision of the Secretary for

Resources under the statutes therefor made and provided; and

State defendants deny each and every, all and singular, the

remaining allegations therein.

13. Answering paragraph 13 of the complaint, that State

defendants allege that in the performance of their duties and in

their operations they have complied with the applicable statutes

in such cases made and provided, and will so comply, and State

defendants deny each and every, all and singular, the remain-

ing allegations therein.

56a

14. Answering paragraph 14 of the complaint, that State

defendants, having no information on the purpose or intention

of plaintiffs herein, deny each and every, all and singular the

allegations therein for lack of information and belief; and that

State defendants deny that State defendants have caused, or

will cause, excessive diversion of water from the Sacramento

and San Joaquin Rivers, or either of them, or irreparable

damage, or any damage, or harm to any person or any

property.

15. Answering paragraph 15 of the complaint, that State

defendants admit that the Sacramento and San Joaquin Rivers

combine and drain the Central Valley of California, and deny

each and every, all and singular, the remaining allegations

therein for lack of information and belief.

16. Answering paragraph 16 of the complaint, that State

defendants admit that the Delta contains navigable waterways

which harbor fish and forms of aquatic life, and deny each and

every, all and singular, the allegations therein for lack of

information and belief.

18. Answering paragraph 18 of the complaint, that State

defendants admit that the San Francisco Bay is a body of water

affected by the tides, that waters from the Delta are discharged

ultimately into the San Francisco Bay through other bays, and

deny each and every, all and singular, the remaining allegations

therein for lack of information and belief; that State defendants

specifically deny that the San Francisco Bay is critically depend-

ent upon continued discharge of fresh water from the Delta.

19. Answering paragraph 19 of the complaint, that State

defendants deny each and every, ali and singular, the allega-

tions contained therein for lack of information and belief.

20. Answering paragraph 20 of the complaint herein, that

State defendants admit that the Burns-Porter Act was adopted

in 1959, that the Act authorized the construction of the State

Water Project, that the Project would consist of a system of

dams, canals, pumping plants, and other facilities designed to

divert water in excess of 4,000,000 acre-feet a year from places

57a

of diversion to other parts of the State of California and to

various users, that the Burns-Porter Act was submitted to and

approved by the voters of the State of California on November

8, 1960. That the State Water Project was designed to operate

in coordination with the Central Valley Project, and that some

of the essential facilities of the State Water Project are joint-use

facilities, which also constitute integral parts of the Central

Valley Project of the United States Bureau of Reclamation; and

that State defendants deny each and every, all and singular, the

remaining allegations therein.

21. Answering paragraph 21 of the complaint, that State

defendants admit that the Department of Water Resources has

entered into contracts under which it has agreed to use its best

efforts to deliver 4.23 million acre-feet of water annually, that

the primary purchasers of water are the Kern County Water

Agency, which has agreed to purchase 1,153,400 acre-feet

annually, and the Metropolitan Water District of Southern

California, which has entered into contracts for 2,011,500 acre-

feet a year; and that State defendants deny each and every, all

and singular, the remaining allegations therein.

22. Answering paragraph 22 of the complaint, that State

defendants allege that initially the State Water Project will

obtain substantially all of that portion of the 4.2 million acre-

feet required annually by said Project from the Sacramento and

San Joaquin Rivers and their tributaries, that among the

facilities completed or partially constructed for this purpose are

the Oroville Dam on the Feather River and the Delta Pumping

Plant, which is adjacent to the Delta, that the purpose of the

Delta Pumping Plant is to divert approximately 4,000,000 acre-

feet of water a year from the Sacramento River and Delta to be

transported by means of canals, pumping plants, and other

facilities to users in other areas in California; and that State

defendants deny each and every, all and singular, the re-

maining allegations therein.

23. Answering paragraph 23 of the complaint, that State

defendants admit that the Delta Pumping Plant is located near

a body of water known as Clifton Court Forebay, allege that

58a

Clifton Court Forebay is in an area formerly known as Clifton

Court Tract, admit that the Delta Pumping Plant pumps water

from Clifton Court Forebay into the California Aqueduct, and

deny each and every, all and singular, the remaining allegations

therein.

24. Answering paragraph 24 of the complaint herein, that

State defendants lack information and belief as to the allega-

tions therein and therefore deny each and every, all and

singular, the allegations therein.

25. Answering paragraph 25 of the complaint herein, that

State defendants lack information or belief as to the allegations

thereof and therefore deny each and every, all and singular,

allegations of said paragraph.

26. Answering paragraph 26 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations in said paragraph contained for lack of information

and belief.

27. Answering paragraph 27 of the complaint herein, that

State defendants allege that the Peripheral Canal is planned in

the State Water Project and that it is proposed to be about 400

to 500 feet wide and about 42 miles long; allege that said Canal

is proposed to be constructed between a point near Hood on the

Sacramento River to Clifton Court Forebay near Old River;

and that State defendants deny each and every, all and

singular, the remaining allegations therein.

28. Answering parcgraph 28 of the complaint herein, that

State defendants aliege that one of the purposes and functions

of the Peripheral Canal is to transfer fresh water to the Delta

and Tracy Pumping Plants from the Sacramento River, that

other purposes of said Canal are the control of salinity intru-

sion, the maintenance of water quality adequate for irrigation

purposes, preservation and enhancement of fish, wildlife, and

recreational environment of the Delta, inter alia, and to achieve

the same by planned release of fresh water at various points

along the Canal aforesaid into the Delta; and that State

defendants deny each and every, all and singular, the re-

maining allegations of said paragraph 28.

e%

59a

29. Answering paragraph 29 of the complaint herein, that

State defendants allege that the State of California has ex-

pended public funds for engineering design of the Peripheral

Canal; that the State has approved and authorized construction

of the same; that the State Department of Water Resources is

preparing an Environmental Impact Report on the same; that

the State proposes to commence construction in 1975 and not

prior to that year; and that State defendants deny each and

every, all and singular, the remaining allegations therein for

lack of information and belief.

30. Answering paragraph 30 of the complaint herein, that

State defendants allege that the Tracy Pumping Plant, East

Side Canal and San Luis Drain are Federal project facilities,

none of which is designed, constructed, operated, or controlled

by any of the State defendants, that no claim is stated against

State defendants upon which relief may be granted; and that

State defendants deny each and every, all and singular, the

remaining allegations therein contained for lack of information

and belief.

31. Answering paragraph 31 of the complaint herein, that

State defendants incorporate herein and restate the allegations

in answer of State defendants to paragraph 30, hereinabove,

and deny each and every, all and singular, the remaining

allegations in paragraph 31 of the complaint contained.

32. Answering paragraph 32 of the complaint herein, that

State defendants allege that the proposed diversions of water

from the Sacramento and San Joaquin Rivers by means of the

Peripheral Canal, and East Side Canal will from time to time

reduce the flow of water in the Sacramento River, that up-

stream storage facilities’ releases will from time to time increase

the flow of water in the Sacramento River, that at present the

operation of the Tracy Pumping Plant and the Delta Pumping

Plant contribute to a reversal of direction and reduction of net

60a

flow from time to time in some channels of the Delta; and that

State defendants deny each and every, all and singular, the

remaining allegations in said paragraph 32; and that State

defendants further allege that the control of salinity intrusion,

and incursion, and its effect upon the flow of water in the Delta

has been the subject of protracted public hearings, that a

decision has been made thereon after such hearings by the State

Water Resources Control Board of the State of California, a

public agency vested with legal authority to establish water

quality standards pursuant to State law as well as pursuant to

the Federal Water Pollution Control Law, that the Department

of Water Resources of the State of California and other

departments and entities of the Resources Agency of the State

of California as well as the Sierra Club, plaintiff herein, have

participated in such hearings; that the State regulatory agency

aforesaid received evidence relating to the volume of stream

flow, direction of flow, water levels, currents, water diversion,

and the effect that various alterations of those factors might

have upon the qualities of water in the Delta aforesaid for

beneficial uses within the meaning of the statutes in such cases

made and provided, including irrigation, navigation, recreation,

esthetics, and fish and wildlife, inter alia; that the function of

prescribing water quality standards and the exercise of the right

to divert water in conformance with such standards present

questions of State law within the province of the State Water

Resources Control Board aforesaid. That the decision aforesaid

by State Water Resources Control Board was made in the year

1971; and that thereafter, judicial review of such decision

having been expressly provided for by the statutes and laws of

the State of California, two suits were filed in the Superior

Court of the State of California in and for the County of

Sacramento, and the same were consolidated and are now

pending; that the Sierra Club is a party therein; that the

plaintiffs above-named have failed to exhaust their remedies

expressly provided for in the State courts. That their claim for

relief herein is premature and that this Court may be, and is,

beholden, in the exercise of sound discretion to abstain from

y

6la

exercising jurisdiction to the end that the State of California

may initially declare and interpret the State law and applicable

provisions of the Federal Water Pollution Control Act.

33. Answering paragraph 33 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

34. Answering paragraph 34 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

35. Answering paragraph 35 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

36. Answering paragraph 36 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

37. Answering paragraph 37 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

38. Answering paragraph 38 of the complaint herein, that

State defendants do hereby incorporate by reference and make

a part hereof as though fully set forth at this place, their

responses, and each of them, to paragraphs | to 37 of the

complaint, both inclusive.

39. Answering paragraph 39 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein.

40. Answering paragraph 40 of the complaint herein, that

State defendants allege that portions of the Sacramento River

and San Joaquin Rivers within the Delta are navigable waters;

that portion of San Francisco Bay are navigable; and that State

defendants deny each and every, all and singular, the remain-

ing allegations in paragraph 40.

62a

41. Answering paragraph 41 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

42. Answering paragraph 42 of the complaint herein, that

State defendants allege that the East Side Canal, San Luis

Drain, and Tracy Pumping Plant, and each of them, are

Federal facilities over which the State defendants have no

jurisdiction or control; that State defendants deny that State

works come within the purview of the Rivers and Harbors Act

of 1899; and that State defendants further deny that any of such

facilities are within the purview of section 9 of said Rivers and

Harbors Acts, and that State defendants further deny each and

every, all and singular, the remaining allegations therein.

43. Answering paragraph 43 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein, and, further, specifically deny

that any such facilities come within the purview of section 10 of

said Rivers and Harbors Act.

44. Answering paragraph 44 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein.

45. Answering paragraph 45 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein.

46. Answering paragraph 46 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein.

47. Answering paragraph 47 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

48. Answering paragraph 48 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

63a

49. Answering paragraph 49 of the complaint herein, that

State defendants hereby incorporate herein and make a part

hereof their responses to paragraphs | to 48, both inclusive, of

the complaint as though set forth at length at this place.

50. Answering paragraph 50 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein and allege that the statute therein

is misquoted.

51. Answering paragraph 51 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations contained therein for lack of information and belief.

52. Answering paragraph 52 of the complaint herein, that

State defendants herein incorporate by reference and make a

part hereof their responses to 1 through 51 of the complaint,

both inclusive.

53. Answering paragraph 53 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained; and that State defendants allege

that they have complied with any applicable requirements of

the Fish and Wildlife Coordination Act in connection with the

construction of the Delta Pumping Plant.

54. Answering paragraph 54 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

55. Answering paragraph 55 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

56. Answering paragraph 56 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained and allege that the statute is found

in its own manner and form.

57. Answering paragraph 57 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained for lack of information and belief.

>

64a

58. Answering paragraph 58 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained, and allege that the statute is

found in its own manner and form.

59. Answering paragraph 59 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

60. Answering paragraph 60 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein contained.

61. Answering paragraph 61 of the complaint herein, that

State defendants herein deny each and every, all and singular,

the allegations therein.

62. Answering paragraph 62 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

63. Answering paragraph 63 of the complaint herein, that

State defendants hereby incorporate herein and make a part

hereof their responses to paragraphs | through 62, both

inclusive, as though set forth at length at this place.

64. Answering paragraph 64 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein, and allege that the statute is found in its

own manner and form.

65. Answering paragraph 65 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein, and allege that the statute is found in its

own manner and form.

66. Answering paragraph 66 of the complaint herein, that

State defendant deny each and every, all and singular, the

allegations therein, and allege that the statute is found in its

own manner and form.

65a

67. Answering paragraph 67 of the complaint herein, the

State defendants lack information or belief as to the allegations

thereof and therefore deny each and every, all and singular, the

allegations of said paragraph.

68. Answering paragraph 68 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

69. Answering paragraph 69 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

70. Answering paragraph 70 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

71. Answering paragraph 71 of the complaint herein, that

State defendants hereby incorporate herein and make a part

hereof their responses to paragraphs | through 70 of the

complaint, both inclusive, as though they were fully set forth at

length at this place.

72. Answering paragraph 72 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein, and allege that the statute is found in its

own manner and form.

73. Answering paragraph 73 of the complaint herein, that

State defendants admit that portions of the Sacramento River

and the San Joaquin River within the said Delta are estuaries of

the United States; and that State defendants deny each and

every, all and singular, the remaining allegations therein.

74. Answering paragraph 74 of the complaint herein, that

State defendants are unable from the vagueness of the language

therein to ascertain its meaning and have no information and

belief thereon; and that State defendants deny each and every,

all and singular, the allegations therein for lack of information

and belief.

66a

75. Answering paragraph 75 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

76. Answering paragraph 76 of the complaint herein, that

State defendants deny each and every all and singular, the

allegations therein.

77. Answering paragraph 77 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein, and allege that the statute is found in its

own manner and form.

78. Answering paragraph 78 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein, except that State defendants admit the

quoted portion is a part of said executive order 11507.

79. Answering paragraph 79 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

80. Answering paragraph 80 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein, contained for lack of information and

belief.

81. Answering paragraph 81 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

82. Answering paragraph 82 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

83. Answering paragraph 83 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein for lack of information and belief.

84. Answering paragraph 84 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

67a

85. Answering paragraph 85 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

86. Answering paragraph 86 of the complaint herein, that

the State defendants herein incorporate by reference and make

a part hereof their responses to paragraphs | through 85 of the

complaint, both inclusive.

87. Answering paragraph 87 of the complaint herein, that

the State defendants admit that the California Environmental

Quality Act of 1970 is contained in the California Public

Resources Code Division 10 and allege that the statute is found

in its own manner and form, and deny each and every, all and

singular, the allegations therein contained.

88. Answering paragraph 88 of the complaint herein, that

State defendants allege that section 21100 of the Public Re-

sources Code is a part of the California Environmental Quality

Act of 1970 which is found in its own form and manner, and

deny each and every, all and singular, the allegations therein.

89. Answering paragraph 89 of the complaint herein, that

State defendants allege that section 21100 of the Public Re-

sources Code is found in its own manner and form, and deny

each and every, all and singular, the allegations therein.

90. Answering paragraph 90 of the complaant herein, that

State defendants allege that section 21101 of the Public Re-

sources Code is found in its own manner and form, and deny

each and every, all and singular, the allegations therein.

91. Answering paragraph 91 of the complaint herein, that

State defendants allege that section 21102 of the Public Re-

sources Code is found in its own manner and form, and deny

each and every, all and singular, the allegations thereof.

92. Answering paragraph 92 of the complaint herein, that

State defendants admit that the Peripheral Canal is a project

within the State of California, which will have a significant

effect on the environment and deny each and every, all and

singular, the remaining allegations therein.

68a

93. Answering paragraph 93 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

94. Answering paragraph 94 of the complaint herein, the

State defendants deny each and every, all and singular, the

allegations therein.

95. Answering paragraph 95 of the complaint herein, that

the State defendants allege the powers and duties of the

Secretary for Resources and the Director of Water Resources

are prescribed by statutes found in their own manner and form,

and deny each and every, all and singular, the allegations

therein.

96. Answering paragraph 96 of the complaint herein, that

State defendants deny each and every, all and singular, the

allegations therein.

97. Answering paragraph 97 of the complaint herein, the

State defendants deny each and every, all and singular, the

allegations therein.

98. Answering paragraph 98 of the complaint herein, the

State defendants deny each and every, all and singular, the

allegations therein.

99. Answering paragraph 99 of the complaint herein the

State defendants deny each and every, all and singular, the

allegations therein.

100. Answering paragraph 100 of the complaint herein,

the State defendants deny each and every, all and singular, the

allegations therein.

101. Answering paragraph 101 of the complaint herein,

the State defendants deny each and every, all and singular, the

allegations therein.

69a

PRAYER

WHEREFORE, State defendants, State of California, Norman

B. Livermore, Jr., as Secretary for Resources of the State of

California, and John R. Teerink, as Director of Water Re-

sources of the State of California, sued herein as Director of the

Department of Water Resources of the State of California, and

each of them, pray judgment as follows:

l.

That the complaint and the cause, and each of

them herein, be dismissed.

2.

That State defendants, and each of them, have

judgment.

3.

That declaratory relief be denied.

4. That injunction be denied.

5. That plaintiffs take nothing.

6.

7. For attorneys’ fees.

8.

For costs, disbursements, and expenses.

For such other and further relief as may be meet in

the premises.

Dated: June 5, 1974

EVELLE J. YOUNGER

Attorney General

CARL BORONKAY

Assistant Attorney General

BERTRAM G. BUZZINI

Deputy Attorney General

Attorney tor State Defendants

[Statement of Service omitted |

70a

FEDERAL DEFENDANTS’ ANSWER

James L. BROWNING, JR.

United States Attorney

FRANCIS B. BOONE

Assistant United States Attorney

16th Floor, Federal Building, Box 36055

450 Golden Gate Avenue

San Francisco, California 94102

Telephone: (415) 556-3215

Attorneys for United States Defendants

UNITED STATES DISTRICT COURT

For THE NORTHERN DISTRICT OF CALIFORNIA

[Case caption omitted |

ANSWER OF UNITED STATES DEFENDANTS

Come now the United States defendants, Rogers C.B.

Morton, as Secretary of the Interior of the United States; Ellis

L. Armstrong, as Commissioner of the United States Bureau of

Reclamation; Stanley R. Resor, as Secretary of the Army of the

United States; Frederick B. Clarke, as Chief of Engineers of the

Corps of Engineers of the United States Army; Brigadier

General Frank A. Camm, as Division Engineer of the South

Pacific Division of the Corps of Engineers; by James i

Browning, Jr. United States Attorney, and Francis B. Boone,

Assistant United States Attorney, and for their answer and

defenses to plaintiffs’ Complaint herein admit, deny, allege, and

state as follows:

Tila

SECOND DEFENSE

This is a suit against the United States to which it has not

consented, and therefore the Court lacks jurisdiction over the

person, the United States officers named herein as defendants.

THIRD DEFENSE

The Court lacks jurisdiction over the subject matter in the

Complaint.

FOURTH DEFENSE

The Complaint does not state a cause of action under the

United States Constitution or any Federal statutes or acts of

Congress.

FIFTH DEFENSE

The plaintiffs lack the standing to sue.

SIXTH DEFENSE

1. The allegations in paragraph | of the Complaint are

conclusions of law which require no answer, other than as

stated in the foregoing defenses.

2. The defendants admit the allegation in paragraph 2 of

the Complaint that the Sierra Club is a non-profit California

corporation. The defendants deny the allegation that the Sierra

Club and its members are adversely affected and aggrieved by

the acts complained of in the Complaint. The defendants allege

that they are without information or belief sufficient to enable

them to answer the remaining allegations in paragraph 2 of the

Complaint, and therefore on that ground deny each and every

such allegation.

72a

3. The defendants allege that they are without information

or belief sufficient to enable them to answer the allegations

contained in paragraph 3 of the Complaint, and therefore on

that ground deny each and every such allegation.

4. The defendants allege that they are without information

or belief sufficient to enable them to answer the allegations

contained in paragraph 4, and therefore on that ground deny

each and every such allegation.

5. The defendants allege that they are without information

or belief sufficient to enable them to answer the allegations

contained in paragraph 5 of the Complaint, and therefore on

that ground deny each and every such allegation.

6. The defendants allege that they are without information

or belief sufficient to enable them to answer the allegations

contained in paragraph 6 of the Complaint and therefore on

that ground deny each and every such allegation.

7. The defendants admit the allegations contained in

paragraph 7 of the Complaint.

8 The defendants admit the allegations contained in

paragraph 8 of the Complaint.

9. The defendants admit that Stanley R. Resor was the

Secretary of the Army of the United States at the time of the

institution of this action; however, the present Secretary of the

Army is Robert F. Froehlke.

10. The defendants admit the allegations contained in

paragraph 10 of the Complaint.

11. The defendants admit the allegations contained in

paragraph 11 of the Complaint.

12. The allegations contained in paragraph 12 of the

Complaint do not pertain to the defendants herein. Therefore,

the defendants neither admit nor deny same, since they apply to

the State of California defendants only.

73a

13. The allegations contained in paragraph 13 of the

Complaint do not apply to the defendants herein. Therefore,

the defendants neither admit nor deny same, since they apply to

the State of California defendants only.

14. With respect to the allegations contained in paragraph

14 of the Complaint, the plaintiffs merely set forth the relief

which they allegedly are seeking from this Court. Therefore,

the allegations require no answer and the defendants neither

admit nor deny same. However, defendants do deny that the

United States Bureau of Reclamation has in any way proceeded

or will in the future proceed in any activity described in

paragraph 14 without having complied with the laws and

statutes of the United States.

15. The plaintiffs’ allegations in paragraph 15 of the

Complaint relate to the purpose of the action as described by

the plaintiffs. The defendants neither admit nor deny the

purpose of the action as alleged by the plaintiff. However, the

defendants deny that the defendants have or will cause ex-

cessive diversions of water from the Sacramento and- San

Joaquin Rivers and the defendants further deny that there will

be permanent and irreparable damage to fisheries, public

health, and recreation caused by any diversions of water by the

defendants.

16. The defendants admit the allegations contained in

paragraph 16 of the Complaint.

17. The defendants admit the allegations contained in

paragraph 17 of the Complaint.

18. The defendants admit the allegations contained in

paragraph 18 of the Complaint.

19. The defendants deny the allegation contained in

paragraph 19 of the Complaint that the water quality of San

Francisco Bay is critically dependent upon continued discharge

of fresh water from the Delta to provide flushing and circula-

tion necessary to reduce salinity content, phosphate concentra-

tion, and pollution of the waters of San Francisco Bay. The

74a

defendants admit the remaining allegations contained in para-

graph 19 of the Complaint.

20. The defendants admit that the Secretary of the Interior

is charged with the responsibility for preserving, conserving,

and protecting the fish and wildlife and other natural resources

of the United States. The defendants deny each and every

other allegation contained in paragraph 20 of the Complaint.

21. Answering paragraph 21 of the Complaint, the

defendants deny that the State Water Project is financed in

large part by Federal funds or that the State’s portion of the

joint use facilities constitute integral parts of the Central Valley

Project of the United States Bureau of Reclamation. The

defendants neither admit nor deny the remaining allegations in

paragraph 21 of the Complaint, since they apply to the State of

California defendants.

22. The defendants neither admit nor deny the allegations

contained in paragraph 22 of the Complaint, since they apply to

the State of California defendants.

23. The defendants deny that the Delta Pumping Plant

has been financed in part with money contributed by the

Federal Government and is being constructed with the assis-

tance of and in cooperation with the United States Bureau of

Reclamation, as alleged in paragraph 23 of the Complaint. The

defendants neither admit nor deny the remaining allegations in

paragraph 23 of the Complaint, since they apply to the State of

California defendants.

24. The defendants deny that the Tracy Pumping Plant is

located on a body of water known as Clifton Court Forebay.

Defendants further deny that the Bureau of Reclamation took

any part in excavating and building dikes around the periphery

of an area of land within the Delta formerly known as Clifton

Court Tract. The defendants neither admit nor deny the other

allegation in paragraph 24 of the Complaint, since it applies to

the State of California defendants.

a

75a

25. The defendants admit the allegations contained in

paragraph 25 of the Complaint.

26. In answering the allegations contained in paragraph

26 of the Complaint, the defendants allege that the use and

purpose of the Tracy Pumping Plant is not correctly described

in said paragraph 26. The Plant is located in the southern

Delta and diverts water from Old River, one of the channels of

the Delta. The water diverted is a mixture of waters from both

Sacramento and San Joaquin River Basins. The defendants

admit that water is transmitted from the Tracy Pumping Plant

through the Delta-Mendota Canal to various locations in the

Central Valley of California.

27. In answering paragraph 27 of the Complaint the

defendants allege that the annual diversion of water at the

Tracy Pumping Plant varies from year to year. Defendants do

not, however, deny the substance of paragraph 27 in the

Complaint.

28. In response to the allegations contained in paragraph

28 of the Complaint the defendants allege that the Bureau of

Reclamation proposes to finance, construct, and operate the so-

called “Peripheral Canal” only upon proper authorization by

the Congress of the United States and upon appropriation of

funds therefor from the said Congress of the United States.

Since Congress has not authorized construction of the Per-

ipheral Canal as a Federal facility and has not appropriated

money for the construction and operation thereof, the allega-

tions contained in paragraph 28 of the Complaint are denied as

to the Bureau of Reclamation proposing to finance, construct,

and operate the Canal at this time.

29. In answering paragraph 29 of the Complaint the

defendants admit that one of the purposes and functions of the

Peripheral Canal is to transport fresh water to the Delta and

Tracy Pumping Plants from the Sacramento River. Defendants

further allege that the proposed Peripheral Canal would have

many other important purposes, such as salinity control in the

76a

Delta, maintenance of water quality, protection and preserva-

tion and enhancement of fish and wildlife and recreational

environment, to name a few. The defendants deny each and

every remaining allegation of said paragraph 29 of the Com-

plaint.

30. The defendants deny that the Bureau of Reclamation

proposes to commence excavation for the Peripheral Canal in

the near future. Defendants allege that the Bureau of Reclama-

tion will not take part in the construction of the Peripheral

Canal until Congressional authorization therefor. Defendants

deny that the Department of the Interior has submitted to

Congress a recommendation that the Federal Government

participate in the financing and construction of the Peripheral

Canal. Defendants are without information or belief sufficient

to enable them to answer the remaining allegations in para-

graph 30, and therefore on that ground deny each and every

such allegation.

31. In answering paragraph 31 the defendants deny that

construction is about to commence on the East Side Canal.

Defendants further allege that such construction by the Bureau

of Reclamation will not be undertaken until and unless Con-

gressional authorization is received for the Project. Defendants

further deny that the Bureau of Reclamation proposes to divert

two and one-half million acre-feet (or any amount) of water

annually from the Sacramento and San Joaquin Rivers and

their tributaries by means of a proposed canal known as the

East Side Canal, reservoirs, pumping plants, and other related

facilities collectively referred to as the East Side Canal without

prior Congressional authorization and appropriations therefor.

32. The defendants admit that the Bureau of Reclamation

has commenced construction of a facility known as the “San

Luis Drain” for the purpose of collecting water drained from

agricultural lands in the San Joaquin Valley as said project was

authorized by Public Law 86-488, approved July 3, 1960. The

defendants deny the allegations in paragraph 32 of the Com-

plaint not herein specifically admitted.

77a

33. The defendants deny each and every allegation

contained in paragraph 33 of the Complaint.

34. The defendants deny each and every allegation

contained in paragraph 34.

35. The defendants deny each and every allegation in

paragraph 35 of the Complaint.

36. Defendants deny that diversions of water proposed by

the Bureau of Reclamation will increase salinity of the Sacra-

mento River and Delta so as to alter and adversely affect

marine life and the habitat of migratory birds in said waters

and in wetlands, marshes, and other adjacent areas.

37. The defendants deny each and every allegation

contained in paragraph 37 of the Complaint.

38. The defendants deny each and every allegation

contained in paragraph 38 of the Complaint.

39. In answering paragraph 39 of the Complaint the

defendants here refer to and incorporate herein as if fully set

forth at length paragraphs | through 38 of this Answer.

40. In answering paragraph 40 of the Complaint the

defendants herein allege that the construction and operation of

the Tracy Pumping Plant and the construction of the San Luis

Drain have been authorized by Congress and funds for the

construction have been lawfully appropriated for the purposes

for which they were used. Construction of the Peripheral Canal

and the East Side Project will not be undertaken until lawfully

authorized by Congress and until all requirements for such

authorization and appropriation for construction have been

made. Therefore, the defendants deny each and every allega-

tion contained in paragraph 40 of the Complaint relating to a

Federal Peripheral Canal, the Tracy Pumping Plant, the San

Luis Drain, and the East Side Canal.

41. The defendants admit the allegations contained in

paragraph 41 of the Complaint. ,

78a

42. Defendants deny the allegations contained in para-

graph 42 of the Complaint.

43. In answering paragraph 43 of the Complaint the

defendants deny that the operation of the facilities described in

said paragraph would cause or result in the diversion of water

from or the discharge of water into navigable water of the

United States, which diversion and discharge are unlawful in

the absence of the approval of the Secretary of the Army and

the Chief of Engineers required by the Rivers and Harbors Act

of 1899. Defendants admit the remaining allegations in

paragraph 43 of the Complaint.

44. Defendants deny each and every allegation contained

in paragraph 44 of the Complaint.

45. Defendants deny each and every allegation in para-

graph 45 of the Complaint.

46. Defendants deny each and every allegation contained

in paragraph 46 of the Complaint.

47. In answering paragraph 47 of the Complaint the

defendants deny that the construction or operation of the

Peripheral Canal, Delta Pumping Plant, San Luis Drain, East

Side Canal, and Tracy Pumping Plant are unlawful pursuant to

Section 403 of the Rivers and Harbors Act of 1899 for any

reason. Defendants further deny that these projects result in

the continuing and substantial destructive alteration of the

Delta and the San Francisco Bay environment and that the

operation of the facilities is in violation of the statutory

jurisdiction and authority of the State of California and the

Bureau of Reclamation. Defendants further deny that the

operation is detrimental to the rights and interests of the

plaintiffs. Further, the defendants deny that the operation of

the Tracy Pumping Plant and the Delta Pumping Plant has

caused direct damage to fish and wildlife and recreational

capacity of the Delta region. The defendants admit the

remaining allegations in paragraph 47 of the Complaint.

79a

48. The defendants admit that Congress has not approved

the diversion of water from and discharge of water into

navigable waters of the United States, the alteration and

modification of the course, location, condition, and capacity of

said waters, or the obstruction to the navigable capacity of said

waters which may be caused by or result from the construction

or operation of the Peripheral Canal or the East Side Canal.

The defendants deny the allegation that Congress has not

approved the diversion of water from and the discharge of

water into navigable waters of the United States; the alteration

and modification of the course, location, condition, and capa-

city of said waters; or the obstruction to the navigable capacity

of said waters which may be caused by or result from the

construction or operation of the Tracy Pumping Plant and the

San Luis Drain.

49. The defendants admit the allegations contained in

paragraph 49 of the Complaint.

50. In answering paragraph 50 of the Complaint, the

defendants refer to and incorporate herein as if fully set forth at

length the paragraphs | through 49 of this Answer.

51. The defendants admit that the quotation contained in

paragraph 51 of the Complaint is a correct quotation of Section

13 of the Rivers and Harbors Act of 1899, 33 U.S.C. § 407.

52. The defendants deny each and every allegation

contained in paragraph 52 of the Complaint.

53. In answering paragraph 53 of the Complaint the

defendants refer to and incorporate herein as if fully set térth

paragraphs | through 52 of this Answer.

53. In answering paragraph 53 of the Complaint the

defendants refer to and incorporate herein as if fully set forth

paragraphs | through 52 of this Answer.

54. The defendants deny the allegations contained in

paragraph 54 of the Complaint.

7

80a

55. The defendants admit that the operation of the Tracy

Pumping Plant and the Delta Pumping Plant constitute or

result in the diversion of waters from the Sacramento or San

Joaquin Rivers. The defendants further admit that if and when

authorized and constructed the East Side Canal and the Per-

ipheral Canal will result in diversion of water from the Sacra-

mento or San Joaquin Rivers. Defendants further admit that

the State of California and the United States of America

propose to divert in excess of seven million acre-feet of water

per year from the Sacramento-San Joaquin Rivers and Delta

area and their tributaries upon ultimate development. Defend-

ants deny the remaining allegations contained in paragraph 55

of the Complaint.

56. Defendants deny each and every allegation contained

in paragraph 56 of the Complaint.

57. In answering paragraph 57 of the Complaint the

defendants admit that this may be a correct description of

Section 2(b) of the Fish and Wildlife Coordination Act, 16

US.C. § 662(b), but allege that the best evidence is the

quotation of the section itself.

58. The defendants deny the allegations contained in

Section 58 of the Complaint.

59. The defendants admit that the quotation from Section

2(b) of the Fish and Wildlife Coordination Act contained in

paragraph 59 of the Complaint may be an accurate partial

quote.

60. The defendants deny the allegations contained in

paragraph 60 of the Complaint.

61. The defendants deny the allegations contained in

paragraph 61 of the Complaint.

62. The defendants deny the allegations contained in

paragraph 62 of the Complaint.

63. The defendants deny the allegations contained in

paragraph 63 of the Complaint.

8la

64. In answering paragraph 64 of the Complaint the

defendants refer to and incorporate herein as if fully set forth at

length paragraphs | through 63 of this Answer.

65. The defendants admit the allegations contained in

paragraph 65 of the Complaint may be a correct description of

the section referred to, but allege that the best evidence is the

exact quotation of the section itself.

66. The defendants admit the allegations contained in

paragraph 66 of the Complaint may be correct description of

the section referred to, but allege that the best evidence is the

exact quotation of the section itself.

67. The defendants admit the allegations contained in

paragraph 67 of the Complaint may be a correct description of

the section referred to, but allege that the best evidence is the

exact quotation of the section itself.

68. The defendants deny each and every allegation

contained in paragraph 68 of the Complaint.

69. In answering paragraph 69 of the Complaint the

defendants allege, as set forth elsewhere in this Answer, the

Congress of the United States has not authorized construction

of the Peripheral Canal or the East Side Canal. Reports on

feasibility of the Peripheral Canal and the East Side Canal have

not been submitted to Congress for consideration. When they

are submitted they will contain an environmental statement and

all other required statements and reports. An environmental

statement on the San Luis Drain is being processed as required

by administrative procedures and will be filed with the Presi-

dent’s Council on Environmental Quality when the adminis-

trative requirements have been complied with.

70. The defendants admit the allegations contained in

paragraph 70 of the Complaint; however, defendants specific-

ally deny the legal necessity of submitting a detailed statement

with respect to the environmental impact, the adverse

environmental effects, or the irreversible or irretrievable com-

mitments of resources insofar as the Tracy Pumping Plant is

82a

concerned. The Tracy Pumping Plant has been in operation

since June 1971. The defendants allege and aver that the

National Environmental Policy of 1969 does not require or call

for retroactive effect. With respect to the San Luis Drain, an

environmental statement on the San Luis Drain is being

processed and will be filed with the President’s Council on

Environmental Quality.

71. With respect to allegation No. 71 in the Complaint, the

defendants refer to and incorporate herein as if fully set forth at

length paragraphs | through 70 of this Answer.

72. The defendants admit the allegations contained in

paragraph 72 of the Complaint may be a correct description of

the sections referred to, but allege that the best evidence is the

exact quotation of the sections themselves.

73. The defendants admit the allegations contained in

paragraph 73 of the Complaint.

74. The defendants admit the allegations contained in

paragraph 74 of the Complaint.

75. The defendants deny the allegations contained in

paragraph 75 of the Complaint.

76. The defendants admit the allegations contained in

paragraph 76 of the Complaint, except that the citation is

inaccurate; 33 U.S.C.§§1151, et seq.

77. The defendants admit that the quotation contained in

paragraph 77 of the Complaint is an accurate excerpt from

Section 1171(a) of the Federal Water Pollution Control Act.

78. The defendants admit that the statement in paragraph

78 of the Complaint is an accurate excerpt from Executive

Order 11507, 35 Federal Register 2573 (1970).

79. The defendants deny the allegations contained in

paragraph 79 of the Complaint.

80. The defendants deny the allegations contained in

paragraph 80 of the Complaint.

83a

81. The defendants admit the allegations contained in

paragraph 81 of the Complaint, except that defendants allege

that Robert F. Froehlke is the Secretary of the Army.

82. The defendants admit the allegations contained in

paragraph 82 of the Complaint.

83. In answering paragraph 83 the defendants deny that

they can authorize or approve the construction or operation of

the Peripheral Canal, Delta Pumping Plant, Tracy Pumping

Plant, East Side Canal, or San Luis Drain since only Congress

may authorize, approve, and appropriate funds for the con-

struction of a Federal project. The defendants admit that in

recommending construction of the Peripheral Canal and the

East Side Canal they must comply with all applicable Federal

Regulations and statutes.

84. The defendants deny the allegations contained in

paragraph 84 of the Complaint.

85. The defendants deny the allegations contained in

paragraph 85 of the Complaint.

86. In answering paragraph 86 of the Complaint the

defendants deny that there is a present controversy between the

plaintiffs and the defendants. The United States defendants

admit that they propose to proceed with the operation of the

Tracy Pumping Plant. The United States defendants deny that

they propose to construct the Peripheral Canal and the East

Side Canal without first obtaining the consent of Congress. The

United States defendants deny that if the Congress of the

United States authorizes the construction of the Peripheral

Canal and the East Side projects that the Secretary of the Army

and the Chief of Engineers must furnish approval for such

projects.

87. The defendants deny the allegations contained in

paragraph 87 of the Complaint.

88. The defendants deny the allegations contained in

paragraph 88 of the Complaint.

84a

Wuererore, the defendants pray this Court enter judg-

ment dismissing the Complaint, denying the declaratory relief,

denying the injunctive relief, and awarding costs to the defend-

ants.

Dated: December 6, 1971.

JAMES L. BROWNING, JR.

United States Attorney

FRANCIS B. BOONE

Francis B. Boone

Assistant United States Attorney

Attorneys for United States De-

fendants.

[Statement of Service omitted |

85a

DECISIONS OF COURT OF APPEALS AND DISTRICT

COURT

[The decision of the U.S. Court of Appeal is reprinted as

an Appendix to the Petition for Writ of Certiorari filed by State

of California et al. in No. 79-1252, at pages 2-65 thereof. The

decision of the district court is reprinted as a Supplemental

Appendix to the petition for Writ of Certiorari filed by State of

California et al. in No. 29-1252, at pages 1-69 thereof. ]

86a

PRE-TRIAL ORDER

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

[Case caption omitted |

AGREED PRE-TRIAL ORDER

RESPECTING THE FIRST

PHASE OF BIFURCATED TRIAL

A pre-trial conference in this matter was held on June 10,

1974, before United States District Judge Charles B. Renfrew.

All parties were present by their counsel. This order, having

been prepared with the assistance of United States Magistrate

Owen E. Woodruff, Jr. pursuant to a prior order of the Court

and having been submitted by the parties as their proposed

agreed pre-trial order respecting the first phase of this bifur-

cated trial and all parties having consented to its entry, is

adopted, pursuant to Local Rules 104 through 107, as the Pre-

Trial Order in this action.

* * * *

3. Undisputed Facts

All parties have stipulated that the following facts are true

and correct (for ease of reference, the letter designating each

exhibit is set forth in the margin opposite the first reference such

exhibit).

3.1 Plaintiff Sierra Club is a non-profit California corpo-

ration and from 1892 to the present has maintained its principal

office in San Francisco, California.

87a

3.2 The Sierra Club has in excess of 130,000 members of

whom more than 40,000 live in the San Francisco Bay and the

Sacramento-San Joaquin Delta (the Delta) areas.

3.3. The stated purposes of the Sierra Club include the

preservation and conservation of the natural resources, fish and

wildlife of the United States, including its rivers, bays, wet-

lands, delta and estuarine areas. Included in the membership

of the Sierra Club are many persons who use the waters

referred to in the complaint for recreational purposes, including

but not limited to boating, fishing and swimming.

3.4 The Sierra Club has brought this action in behalf of its

members, as well as in its own behalf, and will adequately

represent the interests of such persons.

3.5 Plaintiff Friends of the Earth is a non-profit corpo-

ration organized and operating under the laws of the State of

New York, with a principal place of business in San Francisco,

California. Its stated purposes include the preservation, resto-

ration and rational use of the environment.

3.6 Plaintiff Hank Schramm is and has been engaged for

the past 20 years in the business of commercial fishing and the

operation of sports-fishing party boats in the waters of San

Francisco Bay and of the Pacific Ocean in the region of San

Francisco. Hank Schramm has an economic interest and

depends for his livelihood on the maintenance, preservation

and conservation of sports and commercial fisheries in San

Francisco Bay and in the adjoining waters of the Pacific Ocean.

3.7 Plaintiff William Dixon is a lifelong resident of the San

Francisco Bay Area and owns substantial property in the Delta,

including a partnership interest in the St. Germain Duck Club

on Simmons Island. William Dixon has an economic interest in

the maintenance, preservation and conservation of adequate

non-polluted supplies of water in the Delta and San Francisco

Bay regions.

nr en or al

88a

3.8 Defendant Rogers C. B. Morton is the Secretary of the

Interior of the United States and is responsible for the adminis-

tration of the United States Department of the Interior.

3.9 Defendant Gilbert G. Stamm is the Commissioner of

the Bureau of Reclamation of the United States Department of

the Interior.

3.10 Defendant Howard H. Calloway is the Secretary of

the Army of the United States.

3.11 Defendant William C. Gribble, Jr. is the Chief of

Engineers of the United States Army and the Administrator of

the United States Corps of Engineers.

3.12 Defendant George B. Fink is the Division Engineer

of the South Pacific Division of the United States Army Corps

of Engineers and maintains his office in the City and County of

San Francisco, State of California. Included within the geogra-

phic boundaries of the South Pacific Division of the Corps of

Engineers are the Sacramento River, the Sacramento-San Joa-

quin Delta, San Francisco Bay and adjoining waters of the

Pacific Ocean.

3.13 Defendant Colonel Frederick J. Rockwell, U.S.A., is

District Engineer of the Sacramento, California District of the

U.S. Army Corps of Engineers.

3.14 Defendant Colonel James L. Lammie, U.S.A., is

District Engineer for the San Francisco, California District of

the United States Corps of Engineers.

3.15 Defendant Norman B. Livermore, Jr. is the Secretary

for Resources of the State of California in which capacity he

supervises the operations of the Resources Agency of the State

of California.

3.16 Defendant John R. Teerink is the Director of the

Department of Water Resources, which is a department within

the Resources Agency of the State of California.

89a

3.17 The Sacramento and San Joaquin Rivers and their

tributaries combine to drain most of the Central Valley of

California, which comprises about 37% of the total land area of

the State of California. '

3.18 The Sacramento-San Joaquin Delta contains approxi-

mately 700 miles of meandering waterways some of which are

navigable. Approximately 35% of California warm water and

anadramous sport fishing and about 80% of the commercial

salmon fishing of California are dependent upon the Delta

environment. As used herein, the Sacramento-San Joaquin

River Delta (“Delta”) shall include all lands within those

boundaries set forth in California Water Code §12220 and

depicted on State Defendants’ Exhibit A.

3.19 The Delta and the marshes and wetlands adjoining

the Delta and downstream waters including Suisun Marsh, are

a wintering area and a major and customary natural habitat for

migratory birds on the Pacific Flyway.

3.20 More than 4,000,000 people reside in the metropoli-

tan San Francisco Bay Area, some of them use and depend in

one way or another upon the water of San Francisco Bay for

recreation, commerce or aesthetic enjoyment.

3.21 The Legislature of the State of California has author-

ized the “State Water Project.” In 1959 the California Legisla-

ture adopted the Burns-Porter Act to provide funds fo

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