Petition — Ivy v. Security Barge Lines, Inc.
Supreme Court brief1980
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IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
NO.
79-1228
WARNIE LEE IVY ET AL., PLAINTIFFS-APPELLEES,
CROSS-APPELLANTS,
SECURITY BARGE LINES,
VS.
Petitioner,
INC., DEFENDANT-
APPELLANT, CROSS-APPELLEE,
Respondent.
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT
February, 1980
MARVIN L. JEFFERS
251 Florida St.
Suite 400
Baton Rouge LA 70801
504/344-3718
JOSHUA A. TILTON
Post Office Box 3356
Baton Rouge LA 70821
504/766-2899
TABLE OF CONTENTS
OPINIONS BELOW ,
JURISDICTION .
QUESTIONS PRESENTED
STATEMENT OF THE CASE
REASONS FOR GRANTING THE WRIT:
a
The Higginbotham Decision
does not approve the Pecuniary
Loss Rule of the Vreeland
Case tee a atl Sg
id.
The Vreeland Rule cannot
withstand analysis under
the standards set out in
Moragne
tT.
The Court of Appeals In-
correctly require an unsea-
worthiness finding to sustain
a claim under General Maritime
Law .
Page
13
19
28
Page TABLE OF AUTHORITIES
CAPR. bk) ele 6 Me ae Ce ome Sle ee Page
APPENDIX "A" - Opinion of United Cases
States Court of Bar an a
Appeals for the Baker v. Bolton
Fifth Circuit, A «ee ee Se ee 24
sitting en banc,
rendered November Barbe v. Drummond
13, 1979, found at ss ae sb OR ak iy 5” 18
Cnt: Pia wee. ee ee
Cities Service Oil Co. v. Launey
APPENDIX "'B" - Opinion of United > Gar, Beees S0a Poae Gals 3 20
States Court of
Appeals for the Cortes v. Baltimore Insular Lines,
Fifth Circuit, snc. , 1932, 267 0.8. 367,: $3
rendered December i ee to Pe x ae SS” SR ° 33
4, 1978, found at
Oe. Pee tee fe se el Edmonds v. Compagnie Generale
Transatlantique, Ue .
APPENDIX "C'' - Memorandum of June 27, 1979, ere ee, Os
PeGaeeee «6 8 ee BO
Garrett v. Moore-McCormack Cc., Inc.
APPENDIX "D'"' - Special Verdict 4992, 22! Use. 239, 63 S.Ct. 246, Pr
with 87 L.Ed. 239 ‘ “Une ar ae oh 26
Interrogatories ... 91
Gillespie v. United States Steel jf
APPENDIX "E" - Final Judgment Corp., 1964, 379 U.S. 148, 85
rendered in the S.Gt. 508, 15 L.Bd.2d 199 . ..30, 35
Northern District
of Mississippi, Igneri v. Cie de Transports
Greenville Division, Oceaniques, 2 Cir. 1963, 323 F.2d
on September 23, 257, cert. denied, 1964, 376 U.S.
ae eae ea eee 949, 84 S.Ct. 965, 11 L.Bd.2d
| a EP oo Gee a te 20
In re: M/V ELAINE JONES
> Cir. 1973, 480 F.2d 11, reh.
granted, 1973, 513 F.2d 911,
cert. denied, 1975, 423 U.S.
S40, 96 S.Ct. 71, 46 L.Ed.2d 60. 20
11ii
ii
Page
Ivy v. Security Barge Lines. Inc.
a Gide Bove, Sees Vian cae cos 14
Ivy v. Security Barge Lines, Inc.
5S Cir. en banc 1979, 606 F.2d
524 peta See I <_ane 2a, 2
Kermarec v. Compagnie Generale
Transatlantique, 1959, 358
U.S. 623, 79 Silt. 866, ‘3
been SOW. 6 ise 8 BI We 22
Lindgren v. U.S.
1929, 261 U.S. 38, at 46, 36
5.0. 207, 74 SiBRc ORO a SRG Sy
ae, SEb us: se ee RR ee ee ee
Michigan Central R.R. v. Vreeland
1913, 227 U.S. SO, @.Ce. 296,
a a te es eo. ae i
4. 2b. Hi. a, th he,
By lg ete Vict ae eee 36
Mobil Oil Corp. v. Higginbotham
1978, 436 U.S. 618, 98 S.Ct.
2010, 36 L. 86.26 SSL ais - By Be,
13, 26, 43, 169 BG Ben See 8 ss
Mobile L. Ins. Co. v. Brame
95 U.S; 756, 86 b.06- Bees a ce
Moragne v. States Marine Lines, Inc.
1970, 398 U.S. 375, 90 S.Ct. 1972,
oe ee eee ee, Oe
0. 23, 23. 26, 38. SS; By Oe
35, ole Ve be. a ee oe
Sea-Land Services, Inc. v. Gaudet
1974, 414 U.S. 573, 94 S.Ct. 806,
39 L.8ad.2¢.9 . ..«- 4, BR, 2h, Sky
$3. 38. 35. 37
iv
The Harrisburg
Rene, 220 U.o. 399, 7 S.Ct.
360, 30 L.Bd. S58... ~ .20,..24,:..25,
The Osceola
beees 2ee 1G. 2085 22 S00. 885,
fg” | ee © mee: Paes Pee
United States v. Boykin
® Cit. seen, 29 F526 762
United States v. Reliable Transfer
Ceaa: Eee. 3975, 421 U.S... 397,
95 S.Ct. 1708, 44 L.Ed.2d 251
Miscellaneous
Pound, R., 13 NACCA L.J. 19,
"Some Thoughts on Stare
Decisis". 1954
Page
30
27
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1980
NO.
WARNIE LEE IVY, ET AL., PLAINTIFFS-APPELLEES,
CROSS-APPELLANTS,
Petitioners,
VS.
SECURITY BARGE LINES, INC., DEFENDANT-
APPELLANT, CROSS-APPELLEE,
Respondent.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
The petitioners, Warnie Lee Ivy and Jewel
Ivy, plaintiffs below, respectfully pray that
a writ of certiorari issue to review the judg-
ment and opinion of the United States Court
of Appeals for the Fifth Circuit, reversing
the decision of the trial court, the United
States District Court for the Northern Dis-
trict of Mississippi, Greenville Division,
which had entered a judgment on a jury ver-
dict for petitioners. The Court of Appeals'
decision should be reversed due to its re-
fusal to allow recovery of damages for loss
of society for the death of a seaman within
the territorial waters of the United States,
and the action should be remanded for further
proceedings to the District Court.
OPINIONS BELOW
The opinion of the United States Court
of Appeals for the Fifth Circuit, sitting en
banc, reported at 606 F.2d 524, appears as
Appendix A to this petition. The original
panels' decision in this case reported at
585 F.2d 732, appears as Appendix B to this
petition. The opinion of the United States
District Court for the Northern District of
Mississippi, Greenville Division, as report-
ed at 424 F.Supp. 1154, appears as Appendix
C to this petition. The jury verdict on
special interrogatories in this case appears
as Appendix D to this petition. The final
jusgment of the United States District Court
for the Northern District of Mississippi,
Greenville Division, appears as Appendix E
to this petition.
JURISDICTION
The judgment of the United States Court
of Appeals for the Fifth Circuit was entered
on November 13, 1979. This petition for
certiorari was filed within 90 days of this
date. This Court's jurisdiction rests on 28
U.S.C. 1254(1).
QUESTIONS PRESENTED
1. Whether or not this Court's decision
in Mobil Oil Corp. v. Higginbotham approved
the doctrine announced in Michigan Central
R.R. v. Vreeland which limited damages recov-
erable under the F.E.L.A. statute to pecuniary
loss as applicable to actions for wrongful
death of seamen within the territorial waters
of the United States.
2. Whether or not Michigan Central R.R.
v. Vreeland should still be considered as
binding precedent in a Jones Act wrongful
death action.
3. Whether or not a finding of unsea-
worthiness is required to maintain an action
under Moragne v. State Marines Lines, Inc.
and Sea-Land Services, Inc. v. Gaudet.
STATEMENT OF THE CASE
On August 11, 1975, John Ivy was employ-
ed by the respondent, Security Barge Lines,
Inc., as a member of the crew of the vessel,
M/V ISSAQUENA, in the capacity of a deckhand.
At approximately 9:15 P.M., on that night,
Ivy _— engaged in the task of installing a
fathometer on a barge located on the bow of
the vessel's tow. Ivy was performing this
task with the first mate, Bobbie Davis and
another crew member, Charles Glasco. The
vessel and its tow were headed upriver on
the Mississippi near mile 245 a few miles
from Baton Rouge, Louisiana. Charles Glasco's
experience working on the river was limited
to the fifteen days of this voyage immediately
preceding this incident. Glasco had no train-
ing prior to this incident, and he was not
familiar with any of the safety rules of the
company. Also, he was not familiar with any
deckhand manual containing the safety rules
and regulations of the vessel owner or with
certain safety bulletins posted on board the
vessel. Glasco was not aware that the lead
barge on the port side where the fathometer
was being installed was five feet longer than
the barge to its starboard.
It was approximately 1200 feet from the
location where the fathometer was being in-
stalled on the vessel's tow to the vessel it-
self. The only lighting available to the
crew members were ordinary flashlights.
Mate Davis was carrying a walkie-talkie to
be used to communicate with the pilot of the
5
vessel, Captain Smith.
While installing the fathometer on the
lead barge on the port side, Glasco stepped
into the vacant space on the starboard side
of the lead barge and fell into the river.
When Glasco went overboard, Ivy proceeded
down the tow of the vessel waving his flash-
light in order to communicate to Captain
Smith the fact that a man was overboard.
The vessel owner had established rules con-
cerning rescue operations. These rules
were that the engines should be stopped and
life saving operations should begin immediate-
ly when a man went overboard. Captain Smith
did not follow these rules, but rather he be-
gan backing the vessel and its tow when learn-
ing Glasco was overboard.
Glasco surfaced on the port side of the
tow approximately two barges from the stern
of the tow, and he began screaming for help.
Ivy, who had been proceeding toward the vessel
down one of the middle pathways between the
6
barges of the tow, heard Glasco's shouts.
Whereupon ivy, realizing Glasco was in great
peril, proceeded to the outside of the barge
where Glasco was in the water. There he was
able to communicate with Glasco, who told Ivy
that he had removed his life jacket in order
to get from under the barges. At this time,
by communicating with his flashlight, Ivy
answered twice to Captain Smith's question
in the affirmative that he had spotted Glasco.
Captain Smith, despite having knowledge
that Glasco had surfaced, continued backing
the vessel and its tow. At this point, the
whell wash created by the 5000 horsepower
engines with ten foot props inside of court
nossels at 790 R.P.M. in full reverse was
great. Any attempt by Ivy to throw the life
jacket to Glasco would have been useless be-
cause of the backwash. Ivy told Glasco he
was going to get him a line, and Ivy proceed-
ed down the outside of the barges to the ves-
sel. Captain Smith saw Ivy fall off the
stern of the vessel's tow, but he still con-
tinued backing for approximately five more
minutes. The next measure taken by Captain
Smith was to come ahead and cross to the
opposite bank before beginning life-saving
operations. It was approximately fifteen
minutes form the time Ivy went overboard
until Captain Smith stopped the ISSAQUENA's
engines and began life saving-operations.
At the time Ivy went overboard, all the
lights on the M/V ISSAQUENA were in use.
This included two high intensity search
lights mounted above the pilot house which
rotated on a 360° axis. At no time during
this incident was there any communication
between Captain Smith and Mate Davis by use
of the walkie-talkies.
As a result of this incident, John Ivy
was lost. After a search by the Coast Guard
and East Baton Rouge Sheriff's Department,
his body was never recovered. Glasco managed
to swin to a bank where he was picked up and
returned to the M/V ISSAQUENA.
This action was brought by petitioners,
for the wrongful d.ath of their son, John
Ivy, pursuant to the Jones Act, 46 U.S.C.
section 688 and General Maritime Law for
unseawothiness, in the Middle District of
Louisiana. The action was transferred to
the Northern District of Mississippi, Green-
ville Division, on motion of the respondents,
Security Barge Lines, Inc.
At trial, in answer to special interroga-
tories, the jury awarded John Ivy's parents
$50,000.00 each for loss of support, services
and society. These awards were reduced by
50% to reflect the contributory negligence
of the decedent. The jury award was based
solely on negligence. There was no finding
of unseaworthiness. (Appendix D) Both
parties appealed.
On December 4, 1978, a panel of the
United States Court of Appeals for the Fifth
Circuit, consisting of Circuit Judges
9
Coleman, Clark and Rubin, reversed the judg-
ment and remanded for a new trial. The
- judgment was reversed for the following
reasons:
1. Nonpecuniary damages could not be
recovered under the Jones Act.
2. Plaintiffs had no procedural capacity.
3. !scilure of the trial judge to in-
struct the jury on discount to
present value.
4. Insufficiency of the evidence to
support loss of services and support.
5. Some confusion as to an instruction
on negligence.
6. Closing argument by counsel for pet-
itioners contained a reference to
the golden rule argument.
A petition for rehearing en banc was filed
timely by petitioners. An en banc rehearing
was granted and held solely on the issue of
whether or not loss of society could be re-
covered by the survivors of a seaman for a
10
death occurring within the territorial waters
of the United States when the action was
based solely on negligence. On November 13,
1979, in a decision written by Circuit Judge
Alvin B. Rubin, a majority of the en banc
Fifth Circuit affirmed the decision of the
original panel. Chief Judge John R. Brown,
joined by Circuit Judge Kravitch, filed a
dissenting opinion. The basis of the major-
ity opinion by the en banc Fifth Circuit was
two-fold. First, it relied on The Osceola,
1903, 189 U.S. 158, 23 S.Ct. 483, 47 L.Ed.
760, to maintain the proposition that a
general maritime cause of action based on
Moragne-Gaudet, remedy required an unseawothi-
ness finding. This was despite the express
holding of Lindgren v. U.S., 1929, 281 U.S.
38, at 48, 50 S.Ct. 207, 211, 74 L.Ed. 686,
693, that The Osceola remedy did not apply
to actions for wrongful death. The majority
of the en banc Court failed to realize that
the general maritime action for wrongful
ll
death arose under Moragne v. States Marine
Lanes, Inc. ,:- 1970, 396 U.S. 378, 90 S.Ct.
1772, 26 L.Ed.2d 339, and it was expressly
created with the intent of being beyond the
preclusive effect of the Jones Act. (90
S.Ct. 2765, n.i2)
The second aspect of the opinion relied
upon a mistaken view that Mobil Oil v.
Higginbotham, 1978, 436 U.S. 618, 98 S.Ct.
2010, 56 L.Ed.2d 581, silently approved of
the rule of Michigan Central R.R. v. Vree-
sand, i915, 227 U.S. 59, S35: S.Ct. 392,.-$9
L.Ed.2d 417 limiting damages to pecuniary
loss under the F.E.L.A. as being applicable
to actions for the wrongful death of a sea-
man.
Petitioners submit that the majority of
the en banc Court erred in requiring an un-
seaworthiness finding for the maintenance
of a general maritime action for the wrong-
ful death of a seaman. Also, it is submitted
that the Court below erred in reading
12
Higginbotham as an approval of the continued
application of the Vreeland rule to actions
brought by the survivors of seamen. Further,
petitioners maintain that the Vreeland rule
can no longer be accepted as valid precedent
in cases concerning the death of seamen.
Due to the national importance of the
issue of whether or not the survivors of
seamen can recover damages for loss of soci-
ety for a death occurring within the territor-
ial waters of the United States, this case
presents a question of sufficient seriousness
in the field of admiralty to warrant and
require a review by this Court.
REASONS FOR GRANTING THE WRIT
Bé
THE HIGGINBOTHAM DECISION DOES
NOT APPROVE THE PECUNIARY
LOSS RULE OF THE VREELAND CASE,
In reaching its decision that loss of
society was not recoverable by the survivors
of a seaman in an action for wrongful death
13
arising within the territorial waters of
the United States, both the original panel
and the majority of the en banc of the Fifth
Circuit concluded that this Court approved
the pecuniary loss rule of the Vreeland!
case in Mobil Oil Corp. v. Higginbotham,
1978, 436 U.S. 618, 98 S.Ct. 2010, 56 L.Ed.2d
581. (Ivy v. Security Barge Lines, Inc.,
S Ciri. 2976, $85 Fize 732, 756; Ivy_v. Secur-
ity Barge Lines, Inc., 5 Cir. en banc 1979,
606 F.2d 524, 528). This conclusion was
based on this Court's silence regarding the
Jones Act status of two claimants in Higgin-
botham, 5 Cir. en banc 1977, 545 F.2d 422,
433. All claimants were restricted to pecun-
iary loss under the provisions of DOHSA, 46
U.S.C. 761, regardless of their status or
the basis upon which the cause of action
1. Michigan Central R.R. v. Vreeland,
RP ea UESt UeGs SPg sa ScUS. iPS, - 23
L.Ed.2d 417.
14
arose. Higginbotham, supra. The Court of
Appeals concluded that the silence as to
Jones Act status should be construed as an
approval of the Vreeland rule fundamentally
misreading the theoretical basis underlying
the Higginbotham decision.
No language in the Higginbotham decision
Supports the conclusion of the Court of
Appeals, nor is there language from which
such a conclusion can be inferred. The
Higginbotham case presented a question of
Statutory construction, and it was decided
solely on that basis:
"Congress did not limit DOHSA bene-
ficiaries to recovery of their pecun-
iary losses in order to encourage
the creation of nonpecuniary supple-
ments." (98 S.Ct. at 2015)
The statutory limitation on damages con-
tained in DOHSA is, where geographically
applicable, binding on the courts regardless
of the status of the claimants or the basis
for the cause of action. Higginbotham's
Silence regarding issues of status is
LS
0s een ar tat laste
reflective of the predominance of DOHSA's
explicit language on damages. The issue of
damages under the Jones Act was not addressed
in Higginbotham, because, within the statu-
torial and judicial scheme of remedies for
maritime wrongful death, Congress had fore-
Closed the issue where DOHSA was geographical-
ly applicable.
"The Act (DOHSA) does not address
every issue of wrongful death, see
e.g., n.15, supra., but when it
does speak directly to a question,
the courts are not free to 'supple-
ment' Congress' answer so thoroughly
that the Act becomes meaningless.
(98 S.Ct. at 2015)
This Court approached the questions
presented in Higginbotham not on the basis
of situs because of the geographical nature
of DOHSA. The explicit language of DOHSA
had a preclusive effect on the claims of all
the parties regardless of status, because
DOHSA was a clear expression of congressional
intent in a remedial field that constitutes
a scheme combining both statutorially and
16
judicially created remedies. This is be-
cause Congress has never adopted "a compre-
hensive maritime code", (Higginbotham, 98
S.Ct. at 2015); thus, the admiralty courts
have been left the traditional task of
fashioning maritime law in areas where
Congress has not addressed itself. (Edmonds
v. Compagnie Generale Transatl., U.S.
» June 27, 1979, Blackmun, Jr. dissent-
ing » Slip op. p.: 6.)
Higginbotham reflects this Court's re-
fusal to ignore a clear mandate of Congress
even though its traditional rule making
power has been great where Congress has left
voids. Higginbotham relied on the explicit
language of DOHSA regardless of status.
This creates some overlap between DOHSA and
the Jones Act due to the silence of the Jones
Act on the issue. In this manner, Higgin-
botham answers the question reserved in
Lindgren v. U.S., 1929, 281, U.S. 38, at 48,
SO S.Ct. 207, 212, 74 L.Bd: 606, 694, the
ay
a ar te eS a RII Bea RP aa SA. Bice
.
se ane aa
relationship of DOHSA to the Jones Act.
Higginbotham does not mean that DOHSA
pre-empts the Jones Act on the High Seas.
The two statutes create separate remedies,
but, under Higginbotham, DOHSA's rule on
damages restricts the recovery under the
Jones Act. Where DOHSA is silent or where
the statutes conflict, the two statutes
must be given separate effect. This is true
in regard to jury trial and survival. The
Jones Act provision as to Jury trial con-
flicts with DOHSA, but there is no reason
why this provision should not be given ef-
fect. Nor should the survival provision of
the Jones Act, a subject upon which DOHSA is
silent,? be affected by DOHSA. DOHSA controls
a Within such a scheme of remedies,
DOHSA's silence on survival can be sup-
plemented by a general maritime cause of
action where the Jones Act is not appli-
cable, because there is no congressional
mandate against such a remedy. (Barbe v.
Drummond, 1 Cir. 1974, 507 F.2d 794,
cited favorable in Higginbotham, 98 S.Ct.
at 2035,3
18
only the single issue of damages for wrong-
ful death on the high seas. On this issue
there is an overlap by the more specific
statute, DOHSA.
It is submitted that the Vreeland rule
on damages was not explicitly or inferential-
ly approved in Higginbotham. Higginbotham
decided the issue of damages as to all clain-
ants regardless of status or basis of remedy
on the same controlling principle, the con-
gressional mandate clearly expressed in
DOHSA. The Vreeland rule must be examined
in it own right not with the aid from
Higginbotham.
ee
THE VREELAND RULE CANNOT WITHSTAND
ANALYSTS UNDER THE STANDARDS
SET OUT IN MORAGNE.
In 1913, the Vreeland Court held that
recovery under the F.E.L.A., 45 U.S.C. 51,
for wrongful death was limited to pecuniary
loss. This decision has been consistently
applied by the Courts of Appeal to cases
19
sd ny i NN le a a ta
Ne at iclerl ais
arising under the Jones Act, 46 U.S.C. 688.
(In re: M/V ELAINE JONES, 5 Cir. 1973, 480
F.2d 11, reh. granted, 1973, 513 F.2d 911,
cert. denied, 1975, 423 U.S. 840, 96 S.Ct.
71, 46 L.Ed.2d 60; Cities Service Oil Co. v.
Launey, 5 Cir. 1968, 403 F.2d 537; Igneri v.
Cie de Transports Oceaniques, 2 Cir. 1963,
323 F.2d 527, cert. denied, 1964, 376 U.S.
949, 84 S.Ct. 965, 11 L.Ed.2d 969; United
States v. Boykin, 5 Cir. 1931, 49 F.2d 762.)
In Moragne v. States Marine Lines, Inc.,
1970, 598 U.S. 375, 90 S.Ct. 1972, 26 L.Bé.26
339, a unanimous Court overruled The Harris-
burg, 1886, 119 U.S. 199, 7 S.Ct. 140, 30
L.Ed. 358, which had held that there was no
general maritime cause of action for wrongful
death. Speaking through Justice Harlan, the
Opinion recites the various factors which
should be considered in overruling prior
decisions:
"Very weighty considerations under-
lie the principle that courts should
not lightly overrule past decisions.
20
Among these are the desirability that
the law furnish a clear guide for the
conduct of individuals, to enable them
to plan their affairs with assurance
against untoward surprise; the im-
portance of furthering fair and expe-
ditious adjudication by eliminating
the need to relitigate every relevant
proposition in very case; and the
necessity of maintaining public
faith in the judiciary as a source
of impersonal and reasoned judgments.
The reasons for rejecting any estab-
lished rule must always be weighed
against these factors. (Moragne, 90
$.Ct. at 1772)
Justice Harlan's analysis is a proper
starting point for a consideration of the
continued validity of the Vreeland rule.
To begin such analysis the effect of the
Vreeland rule within the territorial waters
of the United States should be considered.
This effect is that if the negligence of a
vessel owner operates to kill his own Jones
Act seaman and an independant contractor's
longshoreman, different measures of recovery
would result if the incident occurred with-
in territorial waters. Recovery under the
Jones Act would be limited by Vreeland, and
21
eee ee rn eee
the longshoreman's recovery would be con-
trolled by Sea-Land Services, Inc. v. Gaudet,
1974, 414 U.S. 573, 94 S.Ct. 806, 39 L.Ed.2d
9, including loss of society. Also, this
would be true of the survivors of any visitor
or passenger recovering under Kermarec v.
Compagnie General Transatlantique, 1959, 358
U.S. 625, 79.S.Ct. 406, 3 L.Ed.2d 550. This
anomaly brings on even more serious problems
in a situation where a joint tort-feasor is
liable with a vessel owner to the survivors
of Jones Act seamen. Contribution under
United States v. Reliable Transfer Co., Inc.,
19735, 421 U.5.. 397, $5 $.Ct. 1708, 44 L.Ed. 2¢
251, would be avoided, because the survivors
of a seaman would not be limited by Vreeland
in their recovery against the joint tort-
feasor who was not a Jones Act employer.
Presumably, Edmonds v. Compagnie Generale
Transatlantique, supra., would apply to
allow the survivors a full recovery against
the non-employer defendant. Whether or not
22
such a defendant could seek indemnity on the
basis of proportionate fault against the
J'nes Act employer is a serious question.
Consideration of these issues is demanded
by this case, when it is realized that such
factual situations occur more often within
the territorial waters where the maritime
industry requires regular contact between
the various kinds of activity and endeavors
in ports and rivers than on the high seas.
The decision of the Court of Appeals ignores
these problems, and, if it is allowed to
stand, it will result in endless litigation
to resolve these issues.
The consequences of a continuation of
the Vreeland rule, contrasted to its origin,
raises serious doubt of its present useful-
ness. The Vreeland rule was decided within
. 2 In the original opinion, the panel
noted these problems, 585 F.2d at 738-
739, n.8, but, the majority of the en
banc Court did not address these issues.
23
AE Ee Re A el eo eb oe
the jurisprudential back drop of The Harris-
burg, supra. The relationship of the two
cases is clear from the following language
from Vreeland.
"In Baker v. Bolton, 1 Campb. 493,
Lord Ellenborough ruled that ‘in a
Civil court, the death of a human
being could not be complained of as
an injury." Mobile L. Ins. Co. v.
Brame, 95 U.S. 7/56, 24 L.ed. 580;
The Harrisburg, 119 U.S. 199, 204,
30 L.ed. 358, 359, 7 Sup. Ct. Rep.
140.
The obvious purpose of Congress
was to save a right of action to cer-
tain relatives dependent upon an
employee wrongfully injured, for the
loss and damage resulting to them
financially by reason of the wrong-
ful death. Thus, after declaring
the liability of the employer to
the injured servant, it adds - ‘or
in the case of the death of such
employee, to his or her personal rep-
resentative, for the benefit of the
Surviving widow or husband and child-
ren of such employee; and, if none,
then of such employee's parents; and,
if none, then of the next of kin dep-
endent upon such employee, for such
injury or death,' etc. There is no
express or implied limitation of the
liability to cases in which the death
was instantaneous.
This cause of action is independent
of any cause of action which the de-
cedent had, and includes no damages
which he might have recovered for his
injury if he had survived. It is one
24
beyond that which the decedent had,
one proceeding upon altogether dif-
ferent principles. It is a liability
for the loss and damage sustained by
relatives dependent upon the dece-
dent. It is therefore a liability
for the pecuniary damage resulting
to them, and for that only."
(Vreeland, 33 S.Ct. at 195)
Since The Harrisburg was overruled by
Moragne, the present validity of this analy-
sis in Vreeland is doubtful. Vreeland, like
The Harrisburg, was an adoption of the
English rule.
"The word 'pecuniary' did not appear
in Lord Campbell's Act, nor does it
appear in our act of 1908. (The
F.E.L.A.) But the former act and all
those which follow it have been con-
tinuously interpreted as providing
only for compensation for pecuniary
loss." (Vreeland, 33 S.Ct. 196)
As with The Harrisburg, the following
statement by Justice Harlan in Moragne
bears with equal force to Vreeland.
"The most likely reason the English
Rule (The Harrisburg) was adopted
in this country without much question
is simply that it had the blessing
of the age." (Moragne, 90 S.Ct. 1780)
Considering its origin and the anomaly
25
ee Tepe rene Sen ety Pewee
Ave tte aes ot oe eet
ee ee ee ee eee Lee iat i an * ~
A et lian A ala te eee nD er th cnnhtnsets Rte nat 98 wi oe a ree
i. sn on rs le
it creates, which Justice Harlan considered
strange, (Moragne, 90 S.Ct. 1785), the inhi-
bition of the recovery of the survivors of
Jones Act seamen, when seamen are the tradi-
tional wards of the admiralty courts, Garrett
v. Moore-McCormack Co., Inc., 1942, 317 U.S.
239, 63 S.Ct. 246, 87 L.Ed. 239, the Vreeland
case cannot be said to have the "blessing of
the age". 4
The criteria Moragne established for
overruling prior decisions are met when the
result of the Vreeland rule are considered:
1) A continuation of the Vreeland rule will
promote rather than eliminate litigation of
issues in Jones Act cases; 2) Different
measures of recovery for different claimants
does not provide a clear standard for con-
duct of affairs, the shipowner should not
realistically expect that one consequence
will flow from the death of a Jones Act
4. Gaudet, 94 §.Ct. 816, n.21, stating
that 27 of 44 state and territorial wrong-
ful death statutes allow recovery for loss
of society.
26
seaman and another from a longshoreman; For these reasons, it is submitted that
3) The different measures of recovery based the Vreeland rule on damages should be over-
on technical rules of status without a ration- ruled, so as to bring the remedies of the
al basis for discrimination does not comport Survivors of seamen into line with the sur-
itself with public faith in reasoned and im- ‘ vivors of other classes of decedents within
the territorial waters of the United States.
personal judgments. As stated by Dean Pound:
"Again stare decisis has no legitimate | This is harmonious with Higginbotham's (98
application to doctrines of the law in
of torts built upon a mistaken foun- S.Ct. at 2015) recognition that there will
dation persisting in books after that
foundation has been undermined, which
are out of accord with general prin-
ciples recognized today. So that
if they are rejected the general law
is clarified rather than unsettled
‘ . Anomalies of this sort ought
not to be protected by stare decisis.
(Pound, R., 13 NACCA L.J. 19, 23
'Some Thoughts on Stare Decisis'."
1954.)
be two measufes of recovery for wrongful
etted —
death, one mandated by Congress on the high
seas, and the other developed by the Courts.
Such a rule should apply to all claims re-
PE ee Se ) At tit 3 Sie.
gardless of the status.
Ba,
es
The majority of the en banc Court's an-
THE COURT OF APPEALS INCORRECTLY
REQUIRE AN UNSEAWORTHINESS FINDING TO
swer that relief should be sought from Con- - !
SUSTAIN A CLAIM UNDER GENERAL MARITIME LAW
gress, 606 F.2d 529, n.13, is not an adequate ie TER
The decision of the majority of the en
answer to the questions presented by this case: ;
banc Court of Appeals relies on The Osceola,
"This Court, in other appropriate
contexts has not hesitated to over-
rule an earlier decision and settle
a matter of continuing concern, even
though relief might have been obtain- Say ieee a
ed by legislation." 95 S.Ct. at 1715, the finding of an unseaworthy condition or
n.is.
gyee, 259 U.S. 158, 25 S.Ct. 483, 47 L.Be.
760, in enunciating a rule which necessitates
a ne ce ee ee
direct vessel owner negligence to sustain an
action under the general maritime law for
wrongful death. This reliance is misplaced.
In Lindgren v. U.S., 1929, 281 U.S. 38, 47,
50 S.Ct. 207, 211, this Court held that the
general maritime law did not provide an
action for wrongful death on the basis of
unseaworthiness.
"The statement in The Osceola, supra.,
175 of 189 U.S., 23 S.Ct. 483, on
which the administrator relies, re-
lates only to the seaman's own right
to recover for personal injuries oc-
casioned by unseaworthiness of the
vessel, and confers no right whatever
upon his personal representatives to
recover indemnity for this death."
(Lindgren v. U.S., 1929, 50 S.Ct. 211)
The distinctions made in The Osceola re-
garding negligence of co-employees and unsea-
worthiness are not applicable to actions for
wrongful death. Moragne v. States Marine
Lines, Inc., 1970, 398 U.S. 375, 90 S.Ct.
1772, 27 L.Ed.2d 339, created the action for
wrongful death under general maritime law.
Moragne specifically held that this judicial-
ly created remedy was available to seamen and
29
beyond the preclusive effect of the Jones
Act.
"Likewise, the remedy under general
maritime law that will be made avail-
able by our overruling today of The
Harrisburg, seems to be beyond the _
preclusive effect of the Jones Act
as interpreted in Gillespie. The
existence of a maritime remedy for
deaths of seamen in territorial
waters will further, rather than
hinder, ‘uniformity in the exercise
of admiralty jurisdiction'; and, of
course, no question of preclusion of
a federal remedy was before the Court
in Gillespie or its predecessor,
Lindgren v. United States, 281 U.S.
38, ti S.Ct. 207, 74 L.Ed. 686 (1930),
Since no such remedy was thought to
exist at the time those cases were
decided. See Gilmore § Black, supra.,
at 304; cf. Kernan v. American Dredg-
ing Co., 355 U.S., at 429-430, 78 S$
t
> at 397." (90 S.Ct. 1785, n.12)
Since The Osceola, supra., does not
establish a requirement of an unseaworthi-
ness finding to maintain an action for wrong-
ful death under the general maritime law,
the purposes of Moragne must be considered
before such a requirement is established.
In holding "that an action does lie under
general maritime law for death caused by
30
violation of maritime duties" (90 S.Ct. 1792)
this Court meant to bring uniformity to this
area of admiralty law. To require a seaman's
survivor to prove unseaworthiness, when every
other class of maritime claimant has no other
basis for recovery other than negligence,
(cf. 33 U.S.C. 905[b]) would result in a
true lack of uniformity. Such a holding
cannot be reconciled with Moragne. The de-
cedent's in Gaudet and Moragne were both
longshoremen, and, if a Moragne action can-
not be maintained on the basis of negligence,
then the 1972 amendments to the Longshoremen
and Harborworkers Act, 33 U.S.C. 901, et seq.,
must be read as a legislative overruling of
Moragne, since unseaworthiness was eliminat-
ed as a basis for longshoremen recovery.
There is nothing in the legislative history
of the 1972 amendments to suggest that this
was the intent of the amendments.
While petitioners in this case did not
allege an action for negligence under the
31
anand ttn. we
general maritime law in the district court,
the Court of Appeals thoroughly considered
this issue in its en banc decision,” and
the decision relied primarily on The Osceola®
in requiring the unseaworthiness finding.
As previously stated, this was error. But,
further, the doubt which the dissent in
Gaudet had for enlargement of the tradition-
al damages available on the basis of unsea-
worthiness is not present here. The dissent
in Gaudet was primarily concerned with the
nature of the absolute liability which flow-
ed from an unseaworthiness remedy. The
dissent in Gaudet urged that a remedy based
on absolute liability should have limits
which prevent the possibility of punishment
entering into the award. (Gaudet, 94 S.Ct.
- See. Moragne, 90 S.Ct. at 1776-1777,
n. 1.
6. The Osceola, supra., was based on the
fellow-servant rule which has been re-
jected as even a basis for dimunition
of damages recently by this Court.
Edmonds, supra.
32
at 827-828, Powell, J., dissenting.) Since
petitioners are relying on negligence in this
action, the same policy considerations which
concerned the dissenters in Gaudet are not
present.
By allowing a recovery under general
maritime law based on negligence, this Court
would recognize that the tie the Jones Act
has to the F.E.L.A. is not absolute. Jones
Act cases have never been absolutely tied
to the F.E.L.A. This has been recognized
by this Court in the rescue doctrine in
seaman's cases. (Cortes v. Baltimore Insu-
lar Lines, Inc., 1932, 287 U.S. 367, 535 S.Ct.
173, 77 L.&d. 368; Also, see Brown, Chief
Judge dissenting, Ivy, 606 F.2d 531, n.3,4,
5S §& 6) The F.E.L.A. does not contain any
clear congressional mandate to justify a
refusal to supplement the Jones Act recovery
with a general maritime action based on neg-
ligence.’
Fe It is submitted that since the only
body of federal law concerning the direct
33
ail toni
The majority of the en banc Court of
Appeals, in refusing to allow an action
based on negligence for wrongful death,
departed from the dictates of Moragne.
This is shown by the following passage from
o
the majority opinion:
"These statutes were often unwieldy
and not designed to accommodate mari-
time claims; moreover, because they
varied from state to state, the rep-
resentatives of similarly situated
deceased seamen might be awarded
widely varying sums based on the for-
tuity of whether the accident occur-
red within or without the three-mile
limit and, if it were within that
timit, based on the laws of the par-
ticular state where the casualty
occurred. One of Moragne's objec-
tives was to substitute a uniform
current for these unpredictable
eddies.'' (Emphasis added. Ivy, 606
F.2d 527) nice?
employment of a seaman is found in the
Jones Act cases, in this action the gen-
eral maritime action for negligence should
be co-extensive with the Jones Act case
law. This would prevent the need for
the courts to develop a body of different
substantive rules to cover identical
fact situations, and it would recognize
that longshoremen and passengers rarely
face the same hazzards as seamen.
34
This statement clearly belies a misunder-
standing of the state of the law prier to
Moragne. The survivors of a seaman could
not take advantage of these varying state
remedies, nor any federal remedy for unsea-
worthiness. The Jones Act had a preclusive
effect as to a state remedy and a federal
remedy was not thought to exist. (Gillespie
v. United States Steel Corp., 1964, 379 U.S.
148, 8S S.Ct. 308, 13 L.Ed.2d 199; Lindgren
v. U.S., supra.) This was the strangest
anomaly which Moragne was meant to correct.
Now, if the Court of Appeals decision is
allowed to stand, a stranger anomaly will
be created. The Moragne-Gaudet remedy will,
if an unseaworthiness finding is required,
be only available to the survivors of sea-
men. This is not unfair to the survivors of
seamen where unseaworthiness can be proved,
but it is a tragic full circle from Moragne.
The only way to provent Moragne from becoming
an anomaly itself is to recognize that a
35
Moragne action can be maintained on the
basis of negligence, and that such an action
is available to both the survivors-of sea-
men and non-seamen within the territorial
waters of the United States.
CONCLUSION
This case presents issue of exceptional
national importance to the various maritime
interests. A review of the decision of the
en banc Court of Appeals is required due to
the results its decision dictates. There
is no rational basis to distinguish between
the survivors of seamen and non-seamen in
actions arising within the territorial
waters of the United States. Such a distinc-
tion is contrary to the dictates of an unan-;
imous Court in Moragne, and it is not sup-
ported by any express mandate by Congress.
The only basis for such a distinction would
be the Vreeland decision, and Vreeland does
36
not stand as a bar to a recovery of Gaudet
damages under the general maritime law with-
in the territorial waters of the United
States.
For these reasons, a writ of certiorari
should issue to review the judgment and de-
cision of the United States Court of Appeals
for the Fifth Circuit.
Respectfully Submitted:
_ Marvin L. Jeffers
251 Florida, Suite 400
Baton Rouge, LA 70801
504-344-3718
Joshua A. Tilton
r.0, 2908
Baton Rouge, LA 70821
504-766-2899
February, 1980
37
I, MARVIN L. JEFFERS, one of the attor-
neys for petitioners herein, and a member of
the Bar of the Supreme Court of the United
States, hereby certify that on the eth
day of February, 1980, I served three copies
of the petition for a writ of certiorari on
respendents by mailing the same, through
the United States mail, to counsel of record
for Security Barge Lines, Inc., Philip
Mansour, Post Office Box 1406, Greenville,
MS 38701, and to Amicus Curiae below,
Louisiana Trial Lawyers Association, through
Harvey J. Lewis, 601 Spain St., Baton Rouge,
LA 70802, first Class, postage pre-paid.
I further certify that all parties required
to be served have been served.
February y » 1980.
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1980
NO.
WARNIE LEE IVY ET AL., PLAINTIFFS-APPELLEES,
CROSS-APPELLANTS,
VS.
SECURITY BARGE LINES, INC., DEFENDANT-
APPELLANT, CROSS-APPELLEE
APPENDIX
APPENDIX "A"
WARNIE LEE IVY ET AL., PLAINTIFFS-APPELLEES,
CROSS-APPELLANTS,
VS.
SECURITY BARGE LINES, INC., DEFENDANT-
APPELLANT, CROSS-APPELLEE
Number 76-4130
United States Court of Appeals
Fifth Circuit
APPEALS FROM THE UNITED STATES DISTRICT
COURT FOR THE NORTHERN DISTRICT OF
MISSISSIPPI
Before BROWN, Chief Judge, COLEMAN,
GOLDBERG, AINSWORTH, GODBOLD, CLARK,
RONEY, GEE, TJOFLAT, HILL, FAY, RUBIN,
VANCE, and KRAVITCH, Circuit Judges.*
ALVIN B. RUBIN, Circuit Judge:
We gathered en banc to consider whether
*Judges Fay, Frank M. Johnson, Jr., Garza,
Henderson, Reavley, Politz, Hatchett, And-
erson, Randall, Tate and Sam D. Johnson
did not participate in the consideration of
ordecision in this case. The case was
taken under submission by the court en banc
on June 5, 1979,
damages for loss of society may be recover-
ed by the survivor of a Jones Act seaman
who met death in territorial waters of the
United States as a result of negligence for
which his employer was liable. The settled
Jones Act jurisprudence denying recovery
for this and other elements of nonpecuniary
loss and the absence of any adequate reason
to take a different tack compel us to hold
to the charted course and deny recovery for
this element of damages.
John Ivy, the decedent, was a member of
the crew of the vessel M/V ISSAQUENA until
he was lost and presumably drowned on the
night of August 11, 1975 as he was attempt-
ing to aid a fellow crewman who had fallen
overboard. The vessel and its tow were
then a few miles above Baton Rouge, Louisi-
ana, heading up the Mississippi River.
Decedent's father, Warnie Lee Ivy, in-
stituted this suit under the Jones Act for
negligence and the general maritime law for
2
unseaworthiness. In answer to special in-
terrogatories, the jury found that the ves-
sel was not unseaworthy, and that John Ivy
died as a result of the negligence of the
defendant but was 50% contributorily negli-
gent himself, and awarded each of his par-
ents $50,000 for loss of support, services,
and society. We agreed to hear the case
en banc to consider only the issue of
whether this award was permissible in the
light of the jury's conclusion that recov-
ery was premised solely on the Jones Act.
[1] In The Osceola, 1903, 189 U.S.
158, 23 S.Ct. 483, 47 L.Ed.: 760, the Su-
preme Court concluded that general maritime
law does not create a cause of action on
behalf of a seaman for the negligence of
his master or fellow crewmen. The Court
held that a "seaman is not allowed to re-
cover an indemnity for the negligence of
the master, or any member of the crew" be-
yond his maintenance and cure, although
3
under general maritime law he may be entitl-
ed to consequential damages for unseaworthi-
ness of the vessel. Id. at 175, 23 S.Ct.
at 487, 47 L.Ed. at 764. Responding to the
decision, Congress in 1915 enacted the Jones
Act, 46 U.S.C.§ 688, extending to seamen
the remedies made available to railroad
1. The Jones Act, 46 U.S.C. § 688, provides:
Any seaman who shall suffer personal
injury in the course of his employment
may, at his election, maintain an ac-
tion for damages at law, with the right
of trial by jury, and in such action all
statutes of the United States modifying
or extending the common-law right or
remedy in cases of personal injury to
railway employees shall apply; and in
case of the death of any seaman as a
result of any such personal injury the
personal representative of such seaman
may maintain an action for damages at
law with the right of trial by jury,
and in such action all statutes of the
United States conferring or regulating
the right of action for death in the
case of railway employees shall be ap-
plicable. Jurisdiction in such actions
shall be under the court of the district
in which the defendant employer resides
or in which his principal office is
located.
workers under the provisions of the Federal
Employers' Liability Act, 45 U.S.C. § 51 et
seq. (F.B.L.A.).° Congress thereby legis-
latively overruled The Osceola insofar as
it denied to a seaman the right to recover
damages from his employer for negligence
of his co-workers. The Jones Act thus be-
came, and has remained, the sole basis upon
which a seaman or his beneficiaries may sue
his employer for negligence.”
2. The Federal Employers' Liability Act,
45 U.S.C. § 51, provides in part:
Every common carrier by railroad...
Shall be liable in damages to any per-
son suffering injury while he is employ-
ed by such carrier ... or, in case of
the death of such employee, to his or
her personal representative, for the
benefit of the surviving widow or hus-
band and children of such employee; and,
if none, then of such employee's parents;
and, if none, then of the next of kin
dependent upon such employee, for such
injury or death resulting in whole or
in part from the negligence of any of
the officers, agents, or employees of
such carrier .
Fe The Jones Act imposes liability on
the owner of the vessel for injuries or
death resulting from negligence whether
5
Neither the Jones Act nor the F.E.L.A.
contains any reference to the items of dam-
age that are recoverable in such a suit.
However, in Michigan Central Railroad v.
Vreeland, 1913, 227 U.S. 59, 33 S.Ct. 192,
57 L.Ed. 417, the Supreme Court interpreted
the F.E.L.A. to permit recovery only for
damages that "flow from the deprivation of
the pecuniary benefits which the benefici-
aries might have reasonably received if the
deceased had not died from his injuries."
of the owner directly, vicariously for
the acts of employees who are not sea-
men, and vicariously for the acts of
the master and members of the crew.
In this case, the pleadings, pretrial
order and interrogatories make it clear
that the negligence on which liability
was predicated arose in the navigation
of the vessel. This case does not,
therefore, involve the question and we
express no opinion concerning, whether,
an action for negligence might be brought
against the owner under general maritime
law if the fault were not with the mas-
ter or a crew member, or whether the
Jones Act is the sole remedy for an
employee whose employer is negligent.
EG. Ot: 70,5. 33. S.Ct. 00-1396; $7. 1.80. et .421.
Thus construed, the act permits recovery
for loss of services of the deceased and,
when the beneficiary is a child, for the
loss of the care, counsel, training and
education that it might have reasonably re-
ceived from the parent. As interpreted by
the Court, the act excludes injuries "to
the affections and sentiments which arise
from the death of relatives, and which,
though most painful and grevious to be
borne, cannot be measured or recompensed by
money. It excludes, also, those losses
which result from the deprivation of the
society and companionship, which are equal-
ly incapable of being defined by any recog-
nized measure of value."" Id. at 71, 33 S.
Ct. BO <296,; 57 &.8¢. at 432:
The Court also held that the F.E.L.A.
did not embrace survivorship damages, and
denied the beneficiaries recovery for the
decedent's pain and suffering prior to his
7
death. Congress anticipated this aspect of
Vreeland by adopting in 1910, prior to the
Supreme Court decision, an amendment to the
F.E.L.A., making the decedent's action sur-
vive for the benefit of the beneficiaries
who would be entitled to wrongful death
damages, Act of April 5, 1910, c. 143, § 2,
36 Stat. 291, now 45 U.S.C. § 59.
In 66 years since the Vreeland decision,
its principle that recovery under F.E.L.A.
is limited to pecuniary damages has remain-
ed a constant roadbed for railway workers
suits.’ The same principle has uniformly
4. See, e.g., Chesapeake & Ohio Ry. v.
Kelly, 1916, 241 U.S. 485, 36 S.Ct.
630, 60 L.Ed. 1117; American R.R. Co.
v. Didvicksen, 1913, 227 U.S. 145, 33
SoGt. 229, 37 LBA. 656: Stark vy.
Chicago, horth Shore & Milwaukee Ry.,
7 Cir. 1953, 203 F.2d 786; Mobile &
Ohio R.R. v. Williams, 1930, 221 Ala.
402, 129 So. 60; Atlantic Coast Line
R.R. v. Daugherty, 1967, 116 Ga.App.
438, 157 S.E.2d 880; Simmons v. Louisi-
ana Ry. & Wav. Co., 1923, 153 La. 405,
96 So. 12; Torchia v. Burlington North-
ern, Inc., Mont. 1977, 568 P.2d 558,
cert. denied, 1978, 434 U.S. 1035, 98
SoGt. FFU, 3% L.BE.2E 783.
8
CORINNA os coe
Ce ee ee ate
Te ey as a
been adopted with respect to Jones Act
actions.>
$. See, e.g., In re M/V Elaine Jones,
5 Cir. 1973, 480 F.2d 11, 32 reh. grant-
ed, 513 F.2d 911, cert. denied, 1975,
423 U.S. 840, 96 S.Ct. 71, 46 L.Ed.2d
60; Cities Service Oil Co. v. Launey,
5 Cir. 1968, 403 F.2d 537; Igneri v.
Cie de Transports Qceaniques, 2 Cir.
1963, 323 F.2d 257, cert. denied, 1964,
376 U.S. 9469, 84 &.Ct. 965, 11 L.Ed.2¢4
969; Sabine Towing Co. v. Brennan, 5
Cir. 1936, 85 F.2d 478, cert. denied,
299 U.s. 599, 3? 8.6. 19%, Gh &. 84.
441; United States v. Boykin, 5 Cir.
1931, 49 F.2d 762; Thompson v. Offshore
Co., S.D.Tex.1977, 440 F.Supp. 752;
Petition of Risdal & Anderson, Inc., D.
Mass., 1968, 291 F.Supp. 353; Petition
of Southern Steamship Co., D.Del.1955,
135 F.Supp. 358; American Barge Line Co.
v. Leatherman's Administratrix, 1947,
306 Ky. 284, 206 S.W.2d 955; Standard
Products, Inc. v. Patterson, Miss.1975,
2,7 $0.26 376.
In addition, we have denied damages
for nonpecuniary loss when a seaman is
injured and survives by refusing to
permit his spouse to recover for loss
of consortium. Christofferson v. Halli-
burton Co., 5 Cir. 534 F.2d 1147.
Nothing in this case, or in the juris-
prudence, is sufficient to plot a change in
the Jones Act course. The only question
that can be raised concerning it comes as a
result of a trident of death cases, begin-
ning with Moragne v. States Marine Lines,
anc., 1970, 398 U.S. 375, 90 S.Ct, 1772,
27 L.Ed.2d 339. The Supreme Court there
recognized for the first time a cause of
action for wrongful death based on general
maritime law. Before then death arising
from unseaworthiness could be the basis of
a suit under the Death on the High Seas Act,
46 U.S.C. 761, which is limited to events
occurring outside the territorial waters of
the United States; if the accident occurred
within territorial waters, the plaintiff
was forced to resort to state wrongful death
statutes. These statutes were often un-
weildy and not designed to accommodate mari-
time claims; moreover, because they varied
from state to state, the representatives
10
of similarly situated deceased seamen might
he awarded widely: varying sums based on the
fortuity of whether the accident occurred
within or without the three-mile limit and,
if it were within that limit, based on the
laws of the particular state where the casu-
alty occurred. One of Moragne's objectives
was to substitute a uniform current for
these unpredictable eddies. The Court left
open the issue of appropriate damages under
this new cause of action, noting, "If still
other subsidiary issues should require reso-
lution, such as particular questions of the
measure of damages, the courts will not be
without persuasive analogy for guidance.
Both the Death on the High Seas Act and the
numerous state worngful-death acts have been
implemented with success for decades." 398
U.S. at 408, 90 S.Ct. at 1792, 26 L.Ed.2d
at 361.
In the wake of Moragne, some circuit
courts concluded that the uniformity with
11
which the Supreme Court had been concerned
in that case involved uniform bases of lia-
bility rather than standard damage recoveries,
and held that nonpecuniary damages could be
awarded by utilizing state remedies to supple-
ment the new Moragne cause of action. See,
e.g., Dennis v. Central Gulf Steamship Corp.,
§ Cir. 1972, 453 F.2d 137 cert. denied, 409
U.S. 948, 93 S.Ct. 286, 34 L.Bd.2Zd 218;
Greene v. Vantage Steamship Corp., 4 Cir.
1972, 466 F.2d 159. Others concluded that
the policy of uniformity embodied in Moragne
required that the statutory and judicially-
developed limitation to pecuniary damages
of DOHSA and the Jones Act be extended to
claims under general maritime law. See, e.
g-, Simpson v. Knutsen, 9 Cir. 1971, 444 F.
2d 523; In re United States Steel Corp., 6
Cir. 1970, 436 F.2d 1256, cert. denied,
1971, 402 U.S. 987, 91 S.Ct. 1649, 29 L.Bd.
2d 153.
12
bet RETNA Nas POR TT OEE fet SE ST ee
The Supreme Court decided that nonpecun-
iary damages could be recovered by survivors
of a longshoreman for death resulting from
unseaworthiness in Sealand Services, Inc. v.
Gaudet, 1974, 414 U.S. 573, 94 S.Ct. 806, 39
L.Ed.2d 9. There the decedent had, while
living, recovered for injuries suffered on
State waters, but later died as a result of
the same event; his widow sued under Moragne.
Although the Court refused to allow double
recovery, it did hold the widow entitled to
compensation for pecuniary damages, includ-
ing loss of support, and services, as well
as funeral expenses. The Court then turned
to the nonpecuniary claim for loss of soci-
ety and, noting that recovery for this in-
tangible deprivation had been available
under the majority of state wrongful death
Statutes prior to the decision in Moragne,
it permitted the award. Id. at 587-90, 94
S.Ct. at 816-17, 39 L.Ed.2d at 22-24.
13
; : bu i ‘
Neither Moragne nor Gaudet involved a t one context, the coupling of unseaworth
| iness (capable of producing Gaudet) with a
Jones Act seaman. Each of them dealt only
; . . J i j ;
with an unseaworthiness claim asserted ones Act claim to give birth to Jones Act
under general maritime law. Neither of | damages for negligence. To consider the
Moragne-Gaudet result a supplemental remedy
them intimates even in dicta a change in
to j j a
the Jones Act rule. Other reasons, some- the Jones Act when the suit is for neg
; ligence i |
what more complex, appear to preclude inter- & only is not to supplement the statute
: , but to al i i i é
preting the Jones Act as being supplemented ter the interpretation it has con
tinuously received.
by Moragne-engendered negligence action
- . W :
for damages if (but only if) death occurs e turn then to the most recent signal
: P P from th i isi i
in territorial waters or on land. Moragne e Supreme Court, its decision in
Mobil Oil Corp. v. Higginbotham, 1978, 436
did not create or even discuss an action for
negligence; it dealt only with death occa- i uU.3. 618, 98 S.G£. 2010, 56 L.Ed.2d 1
sioned by unseaworthiness. The suggestion There suit was brought by several claimants
that the Jones Act measure of damages can seeking recovery for the deaths of their
Pe eee a ee oe
be supplemented by the Moragne-cause-of- husbands in a helicopter crash outside
action-Gaudet-damages rule will not bear United States waters. One of the passengers,
analysis;° that hybrid could be spawned in Shinn, was found by the district court to
tid a PI esa) Bintan atlas re tree ke
be a Jones Act seaman and his widow was
0. See generally Maraist, Maritime |
Wrenatul Death - Wisciabothan Reverses allowed to sue under the Jones Act, DOHSA,
: Trend and Creates New Questions, 39 La.
L.Rev. 81 (1978); Swaim, Requiem For
Moragne: The New Uniformity, 25 Loy.
L.Rev. 1 (1979). Compare Note, 53 Tul.
L.Rev. 254, 263 (1978). 15
14
and general maritime law. Representatives
EEN AT A OCT NM RTE SOE RENN ERAS RE a” MPR Mae Teme TERE TET ore tnt or rE eM Re
of two other passengers sued under DPHSA
and general maritime law. On appeal, one
of these two passengers, Nations, was also
found to be a Jones Act seaman, and his
widow's claims were remanded to the district
court for a determination of damages under
the Jones Act. Id., 5 Cir. en banc 1977,
S45 F.2d 422, 433. All were awarded damages
premised on Mobil's negligence, including
an amount for loss of society.
The Supreme Court held that the case
was distinguishable from Gaudet because of
the place of the death, and refused to
allow the award for loss of society to
stand. Noting that Congress had specifi-
cally limited damages under DOHSA-to pecun-
iary loss, the Court found the goal of uni-
formity insufficiently compelling to negate
clear legislative intent: "Congress did
not limit DOHSA beneficiaries to recovery
of their pecuniary losses in order to en-
courage the creation of nonpecuniary
16
supplements."' 436 U.S. at 625, 98 S.Ct.
at 2015, 56 L.Ed.2d at $87. The Court
also commented, "It is true that the
measure of damages in coastal waters will
differ from that on the high seas, but even
if this difference proves significant, a
desire for uniformity cannot override the
statute," id. at 624, 98 S.Ct. at 2015, 56
L.Ed.2d at 587; but expressed the belief
that the difference between a damage award
including loss of society and one without
it could be "primarily symbolic" and that
the disuniformity created by the opinion
may not have "a great practical signifi-
cance." Id. at 624 n.20, 98 S.Ct. at 2015,
56 L.Ed.2d at 587. Thus in Higginbotham,
two claimants, Mrs. Shinn and Mrs. Nation,
whose right to recover was based only on
the Jones Act because recovery was premis-
ed solely upon negligence,’ were denied
vs We note that the negligence proved
was not negligence of a master or crew
member. See n.3, supra.
17
damages for loss of society. While the
Jones Act issue was not discussed in the
opinion, it was raised squarely by the facts,
and urged on application for rehearing.
[2,3] The Jones Act remedy for negli-
gence remains unaffected by either the
_rules governing damages recoverable for un-
seaworthiness in general maritime law or
by changes in those rules.® The Jones Act
applies in equal force to the death of
8. A seaman may, of course, joint a
claim for unseaworthiness under general
maritime law with his Jones Act claim
for negligence. We do not here reach
the issue of whether after Higginbotham
nonpecuniary damages may be recovered
in such an action if unseaworthiness
is found. Ivy recovered solely for
the negligence of decedent's employer.
General maritime law does not provide
a cause of action for negligence to a»
seaman against his employer supplemen-
tal to that created by the Jones Act;
The Osceola has never been overruled.
Therefore, to the extent that Gaudet
remains seaworthy after Higginbothan,
it can have no impact when, as here,
no general maritime law (Moragne-type)
claim is involved.
18
a ee eee eee | a
seumen on the high seas, ? in domestic ter-
ritorial waters, 9
waters: and on land if suffered in the
in foreign territorial
course of employment as a seaman. ?? None
can doubt, following Higginbotham, that, if
a seaman dies on the high seas, his surviv-
ors can recover only pecuniary damages.
To adopt the suggestion that, inferential-
ly, the Jones Act has been amended by
Gaudet in respect to death on domestic
a. E.g., Antypas v. Cia Maritima San
Basilo, $.A., 2 Cir. 1976, 541 F:24
307, cert. denied, 1977, 429 U.S. 1098,
97 $.Ct. 3236, 31 L.Bd.2é 545.
10. E.g., Moragne v. States Marine Lines,
inc., 1970, 396 U.S. 3f3, 393 G.i2, FP
$.Ce. 1772, 1765, 26 &.86.28 339, 394.
Ads E.g., Farmer v. Standard Dredging
Corp., D.Del.1958, 167 F.Supp. 381.
2. E.g., O'Donnell v. Great Lakes Dredge
& Dock Co., 2943, 326 Usd. 36; °635 8.Ct.
488, 87 L.Ed. 596; Hopson v. Texaco,
Enc., £966, 383 0.8. 262, 36*8.Ctv: 765,
15 L.Ed.2d 740; Vincent v. Harvey Well
Setv., 3 Cie. 197i, 643 F.2a 266.
19
territorial waters would be to approve a
different measure of damages under the
same federal statute dependent on where
death occurred. Neither logic nor the
jurisprudence under the gemini Jones Act-
F.E.L.A. can sustain such a result. Al-
_ though many statutes state different rules
to apply to different geographical areas
and courts have, absent legislation, for-
mulated rules that vary territorially in
application, it would be chimerical to
convert a single statute into different
applications in different geographical
areas after it has been applied uniformly
throughout our nation and in all the for-
eign waters to which our ships travel for
two-thirds of a century.
[4] For these reasons, we conclude
that the Jones Act is a vessel designed
for special purposes; it is not certified
for Gaudet cargo, and it does not permit
the recovery in a wrongful death action
20
of damages for loss of society of a sea-
man.?°
ih There is superficial appeal in the
argument that to award damages for loss
of support would be humanitarian, and
the correlative implication that to
deny it is callous. The same emotive
semantics would characterize as par-
simonious and unfeeling any denial of
any sort of nonpecuniary damage; a-
wards for grief and anguish, for loss
of consortium, for loss of affection
or for any other sort of emotional
distress could be justified by the
same appeal that sentiment should dis-
regard history and jurisprudence.
The Jones Act not only implicitly
limits the kind of damage that may be
recompensed; by incorporating remedies
available under the F.E.L.A., it ex-
pressly permits only certain persons
to receive even redress for pecuniary
losses. A dependent, widowed mother
may receive nothing for the death of
her sole support if her son was married;
a dependent, enfeebled aunt, who was
actually being supported by her nephew,
may recover nothing if her compassionate
relative also had a parent, even a
wealthy and completely self-supporting
one. See 45 U.S.C. § 51. If sheer
compassion alone dictates a change in
the scope of the Jones Act with respect
to items of damage, after more than six
decades of consistent interpretation,
or with respect to beneficiaries, for
whom an even more compelling appeal can
be addressed to Congress, as the author
of the Jones Act, for it is only under
the authority of that statute that the
plaintiff has a right to be in court.
21
The panel opinion, 5 Cir., 585 F.2d
732, is reinstated as to other matters dis-
cussed in it. The decision is REVERSED and
the case is REMANDED FOR A NEW TRIAL.
JOHN R. BROWN, Chief Judge, with whom
KRAVITCH, Circuit Judge, joins, dissenting:
Today a majority of this Court destroys
the possibility of recovery in a wrongful
death suit for loss of society under the
Jones Act for the death of a seaman in
territorial waters. In so doing, the
Court drains Moragne and Gaudet of their
vitality and make much ado of Higginbotham's
silence. The end result is a decision con-
trary to all humanitarian instincts contin-
uously reflected in the admiralty, with
P 1
the possible exception of The Harrisburg
which took 85 years to scuttle.
1. 1886, 119 U.S. 199, 7 S.Ct. 140,
L.Ed. 358.
22
Le
The general maritime law was devoid of
a wrongful death remedy for seamen for many
years. Courts wrestled with the lack of
such a remedy, recognizing the inequity
and inhumanity of that void, and developed
a clutter of conflicting exceptions to the
rule. In an effort to correct the anoma-
lies and confusion engendered by this lack
of a wrongful death remedy, the Supreme
Court handed down Moragne v. States Marine
Lines, Inc., 1970, 398 U.S. 375, 90 S.Ct.
1772, 27 L.Ed.2d 339, 1970 AMC 967, over-
ruling its prior, restrictive and ancient
decision in The Harrisburg, 1886, 119 U.S.
199, 7 S.Ct. 140, 30 L.Ed. 358. In Moragne
the Court considered the claim of a widow
of a Sieracki seaman who was killed while
working as a longshoreman aboard an ocean-
going vessel on navigable waters within the
State of Florida. Embracing a modern and
a i Seas Shipping Co. v. Sieracki, 1946,
328 U.S. 85, 66 S.Ct. 872, 90 L.Ed.
1099, 1946 AMC 698.
23
humane approach, the Court permitted the
widow her claim, recognizing a new cause
of action for recovery under general mari-
time law.
Four years later, in Sea-Land Services,
Inc. v. Gaudet, 1974, 414 U.S. 573, 94 S.Ct.
806, 39 L.Ed.2d 9, 1973 AMC 2572, the Supreme
Court delineated the measure of damages
available in a Moragne maritime recovery.
In Gaudet, as in Moragne, a widow of a
Sieracki seaman killed while working as a
longshoreman on Louisiana navigable waters,
brought a wrongful death action. The
Court held that certain nonpecuniary losses-
including loss of society - could be recov-
ered. Again, taking an openhanded approach,
the Court recognized the propriety of com-
pensation for certain losses of a nonpecun-
iary nature.
Together, Moragne and Gaudet present
an expansive approach to recovery of non-
24
a Rr Se
pecuniary damages. They recognize the
"humane and liberal character of proceed-
ings in admiralty," The Sea Gull, 21 F.Cas.
909 (No. 12,578) (C.C.Md. 1865), quoted in
Moragne, supra, 398 U.S. at 387, 90 S.Ct.
at 1781, 26 L.Ed.2d at 349, 1970 AMC at
977. And, repeatedly, they underscore the
"special solicitude for the welfare of
those men who [undertake] to venture upon
hazardous and unpredictable sea voyages."
Moragne, supra, at 387, 90 S.Ct. at 1780,
26 L.Ed.2d at 349, 1970 AMC at 977. Gaudet,
supra, 414 U.S. at 577 and 588, 94 S.Ct. at
811l- and 816, 39 L.Ed.2d at 17 and 23, 1973
AMC at 2575 and 2584.
It is this framework that our case must
be analyzed. It is true, as the en banc
Court points out, that in both Moragne and
Gaudet the Supreme Court was primarily con-
cerned with general maritime law and that
neither case specifically involved a Jones
Act seaman. But it is not true, despite
25
the insistence of the en banc Court, that
Moragne and Gaudet can be pigeonholed wholly
apart from the Jones Act.
Rather, the Supreme Court intended to
apply Moragne and Gaudet to the Jones Act,
encompassing damages for loss of society
within the purview of a wrongful death
Jones Act recovery. Moragne's creation of
a wrongful death remedy was predicated
upon a desire to bring the admiralty law
in line with modern notions of tort com-
pensation. In particular, the states had
enacted wrongful death laws, while the
seaman had no redress for wrongful death
under general maritime law. In Gaudet,
the Court also looked to the modern trend
and to the types of losses recoverable
under state law in deciding the scope of
the Moragne recovery. It is these develop-
ments in the law, and their innate ration-
ality, that led the Supreme Court to de-
. cide Moragne and Gaudet. These very
26
same concerns should lead the en banc Court
to apply Moragne and Gaudet to the Jones
Act.
Until today, this Court has applied
Moragne and Gaudet to the Jones Act, per-
mitting the recovery of nonpecuniary dam-
ages. In Landry v. Two R. Drilling Co.,
5S Cir., 1975, 511 F.2d 138, 1975 AMC 2137,
rehearing denied, 517 F.2d 675, 1975 AMC
2135, we recognized the propriety of non-
pecuniary Gaudet damages where there is
liability under both a general maritime
claim for unseaworthiness and a Jones Act
claim. And, in Petition of M/V ELAINE
JONES, 5 Cir., 513, F.2d 911, 1975 AMC
2098 (on petition for rehearing), cert.
denied, 1975, 423 U.S. 840, 96 S.Ct. 71,
46 L.Ed.2d 60, involving claims of both
unseaworthiness and the Jones Act, the
Court made no distinction between the two
claims. The panel remanded the case to
allow an award for loss of society. In
27
remanding, the panel relied upon Gaudet,
indicating that Gaudet very much applies
to Jones Act claims.
This is consistent with the broad pur-
poses of the Jones Act. In enacting the
Jones Act, Congress intended. '"'to provide
liberal recovery for injured workers."
Kernan v. American Dredging Co., Inc. 1958,
355 U.S. 426, 432, 78 S.Ct. 394, 356, ¢
L.Ed.2d 382, 388, 1958 AMC 251, 256. Sea-
men are deemed wards of the admiralty and
the Jones Act is "liberally construed to
carry out its full purpose, which was to
enlarge admiralty's protections to its
wards."' Garrett v. Moore-McCormack Co.,
Inc., 1942, 317 U.S. 239, 248, 63 S.Ct.
246, 252, 87 L.Ed. 239, 248, 1942 AMC 1645,
1652. Indeed, the Jones Act is not a static
remedy, but one to be "developed and en-
larged to meet changing conditions and
changing concepts of industry's duty to-
ward its workers." Kernan, supra, 355 U.S.
28
at 432, 78 S.Ct. at 3598, 2 L.Bd.24 at. 588,
1958 AMC at 256.
In reaching its decision, the en banc
Court relies heavily on the 1913 decision
in Michigan Central Railroad v. Vreeland,
42? U.S. .59, 335 S.Ct. 192, 57 41.8e. 417,
interpreting the Federal Employers' Liabil-
ity Act, 45 U.S.C.A. § 51, et seq. (FELA).
Such reliance is misplaced. Despite the
statutory tie between FELA and the Jones
Act, 46 U.S.C.A. § 688, the two are not
necessarily nor immutable linked. There
was drift away from Vreeland prior to
Gaudet, but Gaudet surely marked the end
of the anchorage between Jones Act recov-
eries and Vreeland.
To be sure, FELA case law has often
provided a persuasive starting point for
analyzing Jones Act claims.> But in gen-
eral, "The admiralty has led, not
. Kernan v. American Dredging Co.,
supra.
29
4 The seaman is thought to be
followed."
subject to greater risks and inconvenience
than the railroad worker. Accordingly, the
Jones Act has frequently granted relief
where the FELA has not. Thus the employer's
defense of assumption of risk of the ship-
owner's negligence was eliminated in Jones
Act cases, while the FELA continued to per-
q .
mit this defense.” And in Cox v. Roth,
1955, 348 U.S. 207, 75 S.Ct. 242, 99 L.Ed.
260, 1955 AMC 942, the Court went beyond
the FELA to allow a Jones Act recovery
4. China Union Lines, Ltd. v. A. O.
Andersen & Co., 5 Cir., 1966, 364 F.2d
769, 798, 1966 AMC 1653, 1695 (Brown,
J., concurring in part and dissenting
in part) (different context).
De The Arizona et al. v. Anelich, 1936,
298 U.S. 110, 56 S.Ct. 707, 80 L.Ed.
1075, 1936 AMC 627; Beadle v. Spenser,
1936, 298 U.S. 124, 56 S.Ct. Faz, Se
L.Ed. 1082, 1936 AMC 635. Robinson
concludes that these cases “show that
the Supreme Court is not so much trans-
plaintin»s the railroad statute with its
railroad setting as it is growing the
transplanted act in its new admiralty
environment." G. Robinson, Admiralty
314 (West 1939).
30
against the estate of the deceased employer.
Proceeding specifically to Vreeland, it
is true that for many years courts have
repeated Vreeland's language that only
"pecuniary" damages are permitted. Yet
Jones Act recovery has been, nevertheless,
subtly but effectively expanded. First,
Vreeland's definition of "pecuniary" was
read so as to encompass what were at one
6. Other examples of the consistent
lead which the Jones Act has taken
over FELA include: the extension of a
Jones Act remedy to dock workers - in
contrast to restrictive FELA interpre-
tation of the definition of railroad
workers, Butler v. Whiteman, 1958, 356
U.S. 271, 78 &8.€Ct. 734, 2 L.Bd.2d 754,
2 L.Ed.2d 754, 1959 AMC 2566; survival
of the nonrailroad remedy of maintenance
and cure after passage of the Jones Act,
Cortes v. Baltimore Irsular Line, Inc.,
BUsay SOF Bibs 205 FS B.CO. B73, 77
L.Ed. 368, 1933 AMC 9; and the judicial
creation of a-~Jones Act rescue doctrine,
not found in FELA cases. Cortes v.
Baltimore Insular Line, Inc., Supra
(dictum); Gardner v. National Bulk
Carriers, Inc., 4 Cir., 1962, 310 F.24
284, 1963 AMC 29 (en banc), cert. denied,
Apes. ora Vee. 9143, 83 8:6. 728; 9 L.
Ed.2d 721.
31
time essentially nonpecuniary losses.’
Second, juries have been permitted to
hear evidence which, although tangentially
related to "pecuniary" losses, is in fact
highly probative of nonpecuniary losses.®
After Moragne was decided, admiralty
decisions drifted much farther from Vree-
land's limitation on damages.” Then came
ua This judicial sleight of hand is
well-demonstrated by the fact that ad-
miralty courts began awarding damages
for the deaths of minor children. E.g.
Complaint of Farrell Lines, Inc., S.D.Ga.,
1975, 389 F.Supp. 194, 1976 AMC 1684.
As In re Sincere Navigation Corp., E.D.
La., 1971, 329 F.Supp. 652, 655 & n.8,
1972 AMC 482, 485 & n.8 (Rubin, J.)
points out, these awards could not come
about unless the courts were awarding
damages for nonpecuniary losses.
8. E.g., Petition of Risdal & Anderson,
Inc., 1968, D.Mass., 29) F.Supp. 353,
358, 1968 AMC 2474, 2479. See generally
W. Prosser, The Law of Torts, §127, at
907-08 (4th ed. 1971) (jury nullification).
9. Indeed, two leading opinions by then
District Judge Rubin come close to repud-
iating Vreeland's principle (although
the cases were not specifically under
the Jones Act). In re Sincere Naviga-
tion, supra; Dennis v. Central Gulf Steam-
shies Corp., &.0.La., i971, 323 F. Supe.
34
Gaudet, which permitted recovery of the non-
pecuniary loss of society at issue here.
Liability in Gaudet was predicated on un-
seaworthiness, but, as discussed above,
Gaudet necessarily applies to the Jones Act.
Not only does the analysis above show that
Gaudet controls in Jones Act cases involving
loss of society, but a close reading of the
majority and dissenting opinions in Gaudet
makes clear the departure from Vreeland.
See G. Gilmore §& C. Black, The Law of
Admiralty 371-72 (2d ed. 1975).
First, the Gaudet dissenters state:
"Because of its relationship to the FELA
. . « , the Jones Act also has been read
as forbidding recovery of the sentimental
losses approved by the Court today." 414
943, af2 "4, 5 Cée., 432 7,28: 237, i072
AMC 330, cert. denied, 1972, 409 U.S.
948, 93 S.Ct. 286, 34 L.Ed.2d 218. See
also In re Farrell Lines, Inc., E.D.La.,
1971, 339 F.Supp. 91. But see Petition
of M/V ELAINE JONES, 5 Cir., 1973, 480
F.2d 11, 33-34, 1973 AMC 843, 870-71
(modified upon rehearing, after Gaudet
was decided, 513 F.2d 911, 1975 AMC 2098);
p. » Slip op.p. 1059.
33
U.5. at 606, 94 S.Ct. at 825,.39 L.Ed.24 at
33, 1973 AMC at 2597-98 (Powell, J.) (empha-
Sis supplied). In an accompanying footnote,
the dissenters cite Vreeland. The dissen-
ters cite Vreeland. The dissenters thus
decry the majority's "repudiation" of "(t)he
traditional admiralty view . . . that such
pecuniary damages are not recoverable under
the... . Jones Act." Id, at: G05, :94.8.Ct,
at 825, 39 L.Ed.2d at 32, 1973 AMC at 2597.
Although one does not always necessarily
say what the dissenters say it says, the
dissenting Justices were in an excellent
position to see exactly what the majority
was doing and the consequences to existing
decisions. ?°
10. It is certainly true that the Gaudet
dissenters also felt that the majority
was repudiating the pecuniary loss limi-
tation expressly contained in the Death
on the High Seas Act (DOHSA), and this
portion of the dissent was relied upon
in Law v. Sea Drilling Corp., 5 Cir.,
E9/3, 323 F.2d 793, 796, 1977 Amc 2394,
2397 (on rehearing) (Law II). Higgin-
botham demonstrated that this reliance
34
Second, the opinion of the Court in
Gaudet itself indicates that Vreeland's linm-
itations are no longer to be followed. The
Gaudet Court explicitly rejects arguments
which caused early English Courts to add a
pecuniary loss limitation to Lord Campbell's-
type Acts. Ibid. at 588-90, 94 S.Ct. at
816-817, 39 L.Ed.2d at 23-24, 1973 AMC at
2584-86. In construing FELA, Vreeland re-
lied upon those early English cases, and
the Gaudet Court expressly recognizes that
fact. Ibid. at 582 § 586 n.18, 94 S.Ct. at
813 §815 n.18, 39 L.Ed.2d at 19 §& 22 n.18,
1973 AMC at 2579 §& 2582 n.18. Thus it can-
not be denied that Gaudet totally rejects
the policies upon which Vreeland was based.
on the Gaudet dissent was misplaced,
since Higginbotham effectively over-
ruled Law II. But because Gaudet in-
volved territorial waters-where DOHSA
could not apply but where the Jones Act
could-and because both the dissent and
majority focused more on the Jones Act
and Vreeland than on DOHSA, reliance
on the Gaudet dissent is appropriate
in this case.
35
Moreover, Gaudet draws a careful distinction
between judge-made limitations on damages
and those enacted by state or federal leg-
islatures, arguably presaging Higginbotham.
see, e.g., ibid. at 585-88 § n.22, 94 S.Ct.
St: 624-617 @& we. 22, 39 Li Bd. 2d at 21-23 .%
n.22, 1973 AMC at 2582-84 §& n.22. Gaudet
Clearly places the Vreeland limitation into
the judge-made category, which the Court
then proceeds to "shape [in order to] com-
port with the humanitarian policy of the
maritime law . ."" Ibid. at 588, 94 S.Ct.
at 816, 39 L.Ed.2d at 23, 1973 AMC at 2584.
is S
Unlike the en banc Court, I do not be-
lieve the recent but narrow holding in
Mobil Oil Corp. v. Higginbotham, 1978, 436
U.S. 618, 98 S.Ct. 2010, 56 L.Ed.2d 581,
1978 AMC 1059, is controlling here. The
en banc Court makes a mountain of the
Supreme Court's molehill of silence. I
cannot read so much into so little.
36
In Higginbotham, the Supreme Court
granted Mobil's writ of certiorari on the
sole question of:
Whether the maritime cause of
action for deaths occurring with-
in a state's territorial waters
created by this Court in Moragne
completely replaces the statutory
cause of action for death mandat-
ed by Congress with respect to
deaths occurring within the geo-
graphical scope of the Death on
the High Seas Act.
Mobil Oil's Writ Application. Clearly,
Mobil Oil did not ask the Court to even
consider the question of damages under the
Jones Act.
Nor did the Court depart from the rea-
son it granted certiorari. The Court based
its decision entirely on DOHSA. The entire
opinion is cast in terms of an analysis of
congressional intent under DOHSA. As the
37
en banc Court itself points out, the Supreme
Court did not even discuss the Jones Act in
the case. P. » slip op.p. 1061.24
Nonetheless, even though Higginbotham
involved the high seas, even though the
opinion was based entirely on DOHSA and
even though the Jones Act was nowhere dis-
cussed in the Supreme Court opinion, the
en banc Court reads in Higginbotham a
holding of the law applicable to the Jones
Act and applicable in territorial waters.
The en banc Court makes this quantum leap
by pointing out that "While the Jones Act
issue was not discussed in the opinion, it
was raised squarely by the facts..."
Peta Ny sis op.p. 1061. Specifically,
the en banc Court adopts the reasoning
of the panel opinion in Ivy, which points
11. See Note, A Post-Higginbotham
Analysis-Ivy v. Security Barge Lines,
Inc., 4 Maritime Lawyer 149, 152 ("(T)
t is noteworthy that nowhere in Higgin-
botham is there any consideration of
the Jones Act status of one of the
victims.").
38
out that Higginbotham did not affirm as to
the representatives of Shinn, even though
Shinn sued under the Jones Act as well as
under DOHSA. Ivy v. Security Barge Lines,
ee. 3 Che... 207e, Bee Fide ton, Teer
Therefore, the panel reasoned, the Supreme
Court must have held explicitly that non-
pecuniary damages are not recoverable under
the Jones Act.
I think a more reasonable interpreta-
tion of Higginbotham is that the Supreme
Court passed no judgment on the measure of
12 It consid-
damages under the Jones Act.
ered solely the DOHSA issue and then re-
versed and "remanded for further proceed-
ings consistent with this opinion," 436 U.S.
a2. See Maraist, Maritime Wrongful Death-
Higginbotham Reverses Trend and Creates
New Questions, 1979, 39 La.L.Rev. 81,
91-92 ("Nowhere in Higginbotham did the
Supreme Court allude to the Jones Act
status of Shinn and his beneficiaries
- « « « Consequently, the Ivy court
may have read too much into the Court's
silence in Higginbotham.").
39
at 626, 98 S.Ct. at 2015, thereby leaving 14
has to give way to DOHSA.
open to the Court of Appeals, or on its
The result of the Court's reading of
direction the District Court, the possibili-
Higginbotham is to seriously undermine
ty of Shinn's representatives recovering
13 Gaudet in its application to death on ter-
under the Jones Act. All that the Court
ritorial waters. Despite the en banc
held was that as between Moragne and DOHSA,
Court's claim to the contrary, p. - S229
Congress intended that DOHSA should govern —
; op.p. 1061, the representatives of Shinn
in wrongful death recoveries on the high
recovered not only under DOHSA and the
seas. The fact that the Supreme Court does
: Jones Act, but under the general
not even discuss the Jones Act provides
strong support for this interpretation. 14. Even assuming that the Supreme
Court in Higginbotham did interpret
Alternatively. the most the Court in the Jones Act as it applies to the
high seas, there is still no basis
Higginbotham could have been holding is for extending this holding to a Jones
J Act death arising on territorial navi-
that in a wrongful death action involving gable waters. The en banc Court is no
' doubt concerned about a lack of uni-
a death on the high seas, DOHSA-where ap- formity. Yet in language which the en
. banc Court itself quotes, the Court in .
plicable- is exclusive and the Jones Act . Higginbotham makes clear that "the
measure of damages in coastal waters
will differ from that on the high seas."
The Jones Act death claim was left 436 U.S. at 624, 98 S.Ct. at 2015, 56
initially to the Court of Appeals. On L.Ed.2d at 587, 1978 AMC at 1064-65.
remand this Court simply remanded the Thus it is simply not the case that to
case to the District Court for consid- reach the humanitarian result, it is
eration in light of the Supreme Court's necessary to “disregard history and
mandate. In the District Court the jurisprudence." P. ~ifehh. B1ip op.
case was thereafter settled with no p. 1062, n.13.
Court ever undertaking to determine
whether, or to what extent, the Jones
Act recoveries were subject to an over-
riding DOHSA restriction.
40 in
maritime law as well.
Applying the panel
Court's extrapolation approach regarding
the Jones Act (an approach that is implicit-
ly affirmed by the en banc Court), the
Supreme Court must have heid that nonpecun-
iary damages are not recoverable under gen-
eral maritime law, otherwise it would have
affirmed as to the representatives of Shinn.
Applying this approach to a death on terri-
torial waters, a Court would have to hold
nonpecuniary damages may not be recovered
by the representatives of a Jones Act sea-
man who died on territorial waters when
) §. As the District Court stated:
We hold therefore that. .
there be judgment in favor of
the representatives of Shinn a-
gainst Movil under the Jones Act,
the Death on the High Seas Act
and the General Maritime Law.
Higginbotham v. Mobil-0Oil Corporation,
W.D.La., 1973, 357 F.Supp. 1164, 1178.
The Court of Appeals decision also recog-
nized that the representatives of Shinn
had recovered below under DOHSA, The
Jones Act, and general maritime law.
545 F.2d at 424-25, 1977 AMC at 293.
42
the claim is expressly brought and recovery
sustained under the general maritime law.
Guadet would thus be consigned to the Briney
deep alongside the Harrisburg.
Moragne takes on some leaks too. For
against the efforts of Moragne to eliminate
the irrational anomalies, Moragne, 398 U.S.
at 395-96, 90 S.Ct. 1772, the en banc Court's
holding introduces a new one. Under Gaudet,
the representatives of a Sieracki seaman,
whose rights are derived from the relation
of ship and seaman, could recover damages
for nonpecuniary losses from an accident in
territorial waters under the general mari-
time law, but the representatives of a Jones
Act seaman in the same situation could not.-!
16. Indeed, the panel opinion in Ivy ex-
plicitly states that Jones Act seaman's
survivors are limited to pecuniary dan-
ages, even when actions are brought under
both the Jones Act and under the general
maritime law. 585 F.2d at 738-39 n.8.
17. See Maritime Lawyer Note, supra,
note 11, at 153-54 (discussing this and
other anomalies).
43
The en banc Court's reluctance to ap- ' :
recovery due to location of the accident
ply Moragne and Gaudet to the Jones Act is
over the anomaly of allowing representa-
based on a desire for uniform application ’ ; ,
tives of a Sieracki seaman to recover dam-
of the Jones Act, and the result is a uni- ; : ; :
E ages disallowed representatives of a Blue
formity of sorts: the representatives of
Water Jones Act seaman. In short, I would
Jones Act seamen cannot recover nonpecuniary ;
interpret the Jones Act to provide Gaudet
damages regardless of where the death ocur-
nonpecuniary, as well as pecuniary, damages,
St ADE A OE
red. But this uniformity directly conflicts " ss aa
at least as to death claims arising on or
CDT as Bb ee
with Higginbotham's recognition that the
out of territorial navigable waters.
measure of damages in coastal waters will
not be the same as that on the high seas.
No solution to the problem will elimi-
nate all disparities in the law. But the "
Re lS et, RL EI CIE eee ie iD
purpose of the Jones Act emphasized in
Gaudet is "to shape (a) remedy to comport
with the humanitarian policy of the mari-
time law to show 'special solicitude' for
those who are injured within its jurisdic-
,18
tion. I would choose a disparity in
18. 414 U.S. at 588, 94 S.Ct. at 816,
39 L.Ed.2d at 23, 1973 AMC at 2584.
45
APPENDIX "B"
WARNIE LEE IVY ET AL., PLAINTIFFS-APPELLEES
CROSS-APPELLANTS,
VS.
SECURITY BARGE LINES, INC., DEFENDANT-
APPELLANT, CROSS-APPELLEE
Number 76-4130
United States Court of Appeals
Fifth Circuit
APPEALS FROM THE UNITED STATES DISTRICT
COURT FOR THE NORTHERN DISTRICT OF
MISSISSIPPI
Before COLEMAN, CLARK and RUBIN,
Circuit Judges.
ALVIN B. RUBIN, Circuit Judge:
In this case we explore for the first
time since the Supreme Court's decision
an Mobil Oil Corp. v. Higginbotham, 1978,
U.S. » 98 S.Ct. 2010, 56 L.Ed.2d
581, the question whether damages for non-
pecuniary losses may be recovered in a
46
Ts
ih canis 2 catia tha tA REL 5 eS Oils Vt Kcecnctn wine bi emt nse EAD
Jones Act suit for the death of a dece-
dent on the ter1’torial waters of the
United States. We find ourselves compel-
led both by the facts of Higginbotham and
the policy underlying it to conclude that
damages for loss of society may not be
allowed. Defendant Security Barge Lines
has also raised several other alleged
errors. We conclude that the cumulative
effect of these irregularities requires us
to reverse and remand for a new trial.
I. Facts
John Ivy, the decedent, was a member
of the crew of the vessel M/V ISSAQUENA
until he was lost and presumably drowned
on the night of August 11, 1975 as he was
attempting to aid a fellow crewman who had
fallen overboard. The vessel and its tow
were then heading up the Mississippi
River a few miles above Baton Rouge,
Louisiana.
47
Decedent's father, Warnie Lee Ivy, in-
stituted this suit under the Jones Act for
negligence and the general maritime law for
unseaworthiness. Although plaintiff pro-
fessed to be the personal sepreenicacive
of decedent, his appointment as administra-
tor of John Ivy's estate was revoked before
the cas2 came to trial.
In answer to special interrogatories,
the jury found that John Ivy died as a re-
sult of the negligence of defendant, but
was 50% contributorily negligent himself,
and awarded each of his parents $50,000
for loss of support, services, and society.
"The trial judge refused to instruct the
jury to discount any award made to present
value. The award was reduced by 50% to
/reflect the, contributory negligence of the
decedent, and a judgment was entered.
Both parties appealed. !
zs Plaintiff challenges the jury's
finding that the decedent was 50%
negligent, and that the vessel was
48
ee ae Seen ee
ee ie eee ny
on eens —
II. Procedural Capacity to Sue
[1] The Jones Act, 46 U.S.C. § 688,
provides in part: "{I]n case of the death
of any seaman as a result of any [personal
injury in the course of his employment]
the personal representative of such seaman
may maintain an action for damages at law
."" (emphasis added). The requirement
that the cause of action be asserted only
by the personal representative of the de-
cedent and not by the beneficiaries of the
claim has been extended by analogy to suits
brought under general maritime law since
Moragne v. States Marine Lines, Inc., 1970,
398 U.S. 375, 90 S.Ct. 1772, 26 L.Ed.2d
339. See, e.g., Savoie v. Nolty J. Theriot,
Inc., E.D.La. 1972, 396 F.Supp. 973; Futch
v. Midland Enterprises, Inc., M.D.La. 1972,
seaworthy. We find both findings
supported by the weight of the evidence,
and plaintiff's motion for judgment n.
o.v. or for a new trial was therefore
properly denied. See Hampton v. Mag-
nolia Towing Co., 5 Cir. ToeL, 338
49
344 F.Supp. 324, aff'd 5 Cir. 1973, 471
F.2d 1195. In the few cases in which
courts have allowed wrongful death suits to
be maintained by the beneficiaries of the
decedent rather than his personal repre-
sentative the result can be explained
either by the failure of the defendant to
object in a timely fashion as required by
Rule 9(a), Federal Rules of Civil Procedure, ~
see, e.g., Landry v. Two R. Drilling Co., 5
ooo
Cir. 1975, 511 F.2d 138; Summers v. Inter-
state Tractor §& Equipment Co., 9 Cir. 1972,
466 F.2d 42; Marston v. American Employers
Insurance: (O., 1 Cir. 1971, 439 F.2d.1035;
Young v. Pattridge, N.D.Miss. 1966, 40 F.R.D.
2. Rule 9(a), F.R.C.P. requires:
When a party desires to raise an
issue as to the legal existence
of any party or the capacity of
any party to sue or be sued or
the authority of a party to sue
or be sued in a representative
capacity, he shall do so by specif-
ic negative averment, which shall
include such supporting particulars
as are peculiarly within the plead-
er's knowledge.
50
NS ne
Oe Ee ee EE ETS 0 enn Rae ae ee Soe ae aA ee Ses
rs
376, or by the existence of a possible con-
flict of interest among the beneficiaries
requiring multiple representation, see, e.
g., Smith v. Clark Sherwood 0il Field Con-
tractors, 5 Cir. 3972, 457 F.26 3339 cert.
denied, 1972, 409 U.S. 980, 93 S.Ct. 308,
34 L.Ed.2d 243; Civil v. Waterman Steamship
Corp., 2 Cir. 1954, 217 F.2d 94.
The Supreme Court has likewise inter-
preted similar language in the Federal
Employers’ Liability Act, 45 U.S.C. § 51.
In American Railroad Co. of Porto Rico v.
Birch, 1912, 224 U.S. 547, 32 S.Ct. 603,
56 L.Ed. 879, the widow and son of a de-
ceased railroad worker brought an action
as sole beneficiaries, and the lower court
held that they should’ not be compelled to
have an administrator appointed for pur-
poses of the suit. The Supreme Court re-
versed, although a full jury trial had been
held:
51
But the words of the act will not
yield to such a liberal construc-
tion. They are too clear to be
other than strictly followed.
They give an action for damages to
the person injured, or, “in case
of his death, .. . to his or her
personal representative."
[Tj]his distinction between the
parties to be benefited by the
suit makes clear the purposes of
Congress. To this purpose we must
yield. Even if we could say, as
we cannot, that it is not a better
provision than to give the cause
of action to those in relation to
the deceased. In the present case
it looks like a useless circumlo-
cution to require an administra-
tion upon the deceased's estate,
but in many cases it might be much
the simpler plan and keep the con-
52
troversy free from elements but
those which relate to the cause of
action. But we may presume that
all contending considerations
were taken into account and the
purpose of Congress expressed in
the language it used. (224 U.S.
at 357, 32 S.Ct. at 606, 56 L.Ed.
at 882).
See also St. Louis, San Francisco § Texas
Ry. Ws SO@Rse, 19135, 229 U.S. 156, 35 8.Ct.
651, 57 L.Ed. 1129; Troxell v. Delaware,
Lackawanna § Western R.R., 1913, 227 U.S.
434, 33 S.Ct. 274, 57 L.Ed. 586; Missouri
Kansas §& Texas Ry. v. Wulf, 1913, 226 U.S.
o70, as B.0t. 235, $7. 4.88. 355.
The trial judge, therefore, erred in
deciding that the plaintiff had procedural
Capacity to bring this action. Whether
Rule 61, Federal Rules of Civil Procedure,
modifies the result in American Railroad
Co., supra, so that, in the absence of
53
prejudice to the employer, a new trial would
not result from this error alone, we need
not determine. See United States ex rel.
Harvey Gulf Int'l Marine, Inc. v. Maryland
Cas. Go., 5 Cir. 1976, S73 F.26 2463; ane
opinion of Judge Rubin, concurring in part
and dissenting in part.” Because we are
remanding for a new trial on the basis of
the other errors in the original proceed-
ings, the complaint may there be amended
so that the claim is asserted by the prop-
er party; if this is not promptly done,
the trial court should dismiss the sttion.”
. a Counsel for Security Barge Lines
conceded during oral argument that
defendant had in no way been harmed
by palintiff's lack of procedural cap-
acity.
4. Plaintiff's counsel claimed below
that his client could not secure let-
ters of administration because of his
inability to prove that John Ivy is
dead. However, Mississippi law explic-
itly provides for appointment of a
guardian in cases like this. Under
Miss.Code Ann. § 93-13-161(1):
Whenever a person, hereinafter
54
Oe POE ea ty eta, Seat Sere aD mea een eee Tere te
III. Award for Loss of Society
The court refused to eliminate from
the damage award the sum allowed as com-
pensation for the parents' loss of society
resulting from their son's death. This
alleged error requires a detailed analysis
of the statutory and judicially-developed
damage remedies for maritime deaths, guided
by the newly lit Higginbotham beacon.
referred to as an absentee, who
. . while serving as a merchant
seaman, has been officially re-
ported or listed as missing :
has an interest in any property in
this state or is a legal resident
of this state and has not appoint-
ed an attorney-in-fact with author-
ity to act in his behalf in regard
to his property or interest, then
the chancery court, or the chancel-
lor in vacation, of the county of
such absentee's legal residence,
or of the county where the absen-
tee's property is situated, upon
petition alleging the foregoing
facts and showing the necessity
for providing care of the property
of such absentee made by any per-
son authorized under law to act as
guardian, giving preference to next
of kin as now provided by law, and
upon good cause being shown, may
appoint a guardian to take charge
of the absentee's estate.
55
The Death on the High Seas Act (DOHSA),
46 U.S.C. § 761, provides for recovery by
the personal representative of a person
whose death resulted from a wrongful act,
neglect, or default occurring on the high
seas. 46 U.S.C. § 762 specifically limits
damages in such a suit to "ta fair and just
compensation for the pecuniary loss sustain-
ed by the persons for whose benefit the
suit is brought "(emphasis added).
- The Jones Act has no such specific lim-
itation on damages, but does incorporate by
reference the statute governing the death
of railway workers, the Federal Employers'
Liability Act, 45 U.S.C. § S51 et seq. The
Liability provision #@f that statute, 45
U.S.C. § 51, also contains no explicit lim-
itation of damages to pecuniary losses, but
was early interpreted thus to confine the
award. See, e.g., Michigan Central R.R. v.
Vreeland, 1913, 227.U.S.. 59, 33 §.Cte. 192,
57 L.Ed. 417; American Railroad Co. of Porto
¥
56
os sitar atin .
Rico v. Didricksen, 1913, 227 U.S. 145, 33
S.Ct. 224, 57 L.Ed. 456. Because of the
incorporation of FELA into the Jones Act,
courts have uniformly interpreted Jones Act
damage recoveries as similarly limited to
pecuniary losses. See, e.g., In re'M/V
ELAINE JONES, 5 Cir. 1973, 480 F.2d 11, reh.
granted, 1973, 513 F.2d 911, cert. denied,
1975, 425 U.S. 840, 96 S.Ct. 71, 46 L.Ed.2d
60; Cities Service Oil Co. v. Launey, 5 Cir.
1968, 403 F.2d 537; Igneri v. Cie. de Trans-
ports Oceaniques, 2 Cir. 1963, 323 F.2d 257,
cert. denied, 1964, 376 U.S. 949, 84 S.Ct.
965, 11 L.Ed.2d 969; United States v. Boykin,
> Civ. 293f, 49 F.26@ 762. ;
The present question about continuing
along the course thus charted comes as a
result of another line of cases, beginning
with Moragne v. States Marine Lines, Inc.,
1970, 398 U.S. 375, 90 S.Ct. 1772, 26 L.Bd.2d
339. The Supreme Court there recognized for
the first time a cause of action for wrongful
57
death based on general maritime law. Be-
fore then death arising from unseaworthi-
ness could be the basis of a suit under
DOHSA, which is limited to events occurring
outside the territorial waters of the United
States; if the accident occurred within
territorial waters, the plaintiff was forc-
ed to resort to state wrongful death statutes.
These statutes were often unwieldy and not
designed to accommodate maritime claims;
moreover, because they varied from state
to state, the representatives of similarly
Situated deceased seamen might be awarded
widely varying sums based on the fortuity
of whether the accident occurred within or
without the trhee-mile limit and, if it
were within that limit, based on the laws
of the particular state where the casualty
occurred. One of Moragne's objectives was
to substitute a uniform rule for these un-
predictable eddies. The Court left open
the issue of appropriate damages under
:
*
wf
a
;
2
§
red
2
rf
%
*
4
4
;
<
+
58
this new cause of action, noting "If still
other subsidiary issues should require reso-
lution, such as particular questions of the
measure of damages, the courts will not
be without persuasive analogy for guidance.
Both the Death on the High Seas Act and
the numerous state wrongful death acts have
been implemented with success for decases."
398 U.S. at 408, 90 S.Ct. at 1792, 26 L.Ed.2d
at 361.
In the wake of Moragne, some lower
courts concluded that the uniformity with
which the Supreme Court had been concerned
in that case involved uniform bases of
liability rather than standard damage re-
coveries, and held that nonpecuniary damages
could be awarded by utilizing state reme-
dies to supplement the new Moragne cause of
action. See, e.g., Dennis v. Central Gulf
Steamship Corp., 5 Cir. 1972, 453 F.2d 137,
cert. denied, 1972, 409 U.S. 948, 93 S.Ct.
286, 34 L.Ed.2d 218; Greene v. Vantage Steam-
ship Corp., 4 Cir. 1972, 466 F.2d 159. Others
59
concluded that the policy of uniformity em-
recovery for this intangible deprivation
bodies in Moragne required that DOHSA's limi-
was available under the majority of state
tations to pecuniary damages be extended to
wrongful death statutes, replaced by Moragne.
claims under general maritime law. See, e.g.,
mines It continued:
Simpson v. Knutsen, 9 Cir. 1971, 444 F.2d 523;
We recognize, of course, that our deci-
In re U.S. Steel Corp., 6 Cir. 1970, 436 F.2d
sion permits recovery of damages not
1256, cert. denied, 1971, 402 U.S. 987, 91
generally available under the Death on
S.Ct. 1649, 29 L.Bd.2d 153.
the High Seas Act. Tranditionally,
The Supreme Court added another beacon
however, "Congress has largely left to
to guide lower courts through the unmapped
this Court the responsibility for fash-
seas in Sea-Land Services, Inc. v. Gaudet,
ioning the controlling rules of admiral-
i974, 414 U.S. 573, 94 '&.Ct. 806, 39 L.B4é.28
ty law," . . . The scope and content of
9. There the decedent had recovered for in-
the general maritime remedy for wrongful
juries suffered on state waters, but later
death established in Moragne is no excep-
died as a result of the same event; his
tion. After combing the legislative
widow sued under Moragne. Although the Court
history of the Death on the High Seas
refused to allow double recovery, it did
Act, we concluded in Moragne that Con-
permit the widow to receive compensation for
j gress expressed "no intention... of
pecuniary damages, including loss of support, :
: foreclosing any nonstatutory federal
and services, as well as funeral expenses.
remedies that might be found appropriate
The Court then turned to the nonpecuniary :
to effectuate the policies of general
claim for loss of society, and noted that
maritime law." . . . Nothing in the
60
61
legislative history of the Act suggests
that Congress intended the Act's statu-
tory measure of damages to pre-empt any
additional elements of damage for a
maritime wrongful-death rememdy which
this Court might deem "appropriate to
effectuate the policies of general mari-
time law." To the contrary, Congress’
insistence that the Act not extend to
territorial waters indicates
that Congress was not concerned that
there be a uniform measure of damages
[414 U.S. at 588 n.22, 94 S.Ct.
at 816, 39 L.Ed.2d at 23.)
Read boradly, Gaudet would have elimi-
nated the restriction of damages to pecuni-
ary losses, at least so far as a claim for
loss of society is concerned, whenever a
cause of action could be maintained under
general maritime law, whether or not there
was also a claim maintainable under DOHSA
or the Jones Act. Taking that reading of
62
asia Ki ible asain anil
the wind, the Fifth Circuit sailed with it
following Gaudet. See Law v. Sea Drilling
Corp., 5 Cir. 1975, 523 F.2d 793;° Landry
v. Two R. Drilling Co., 5 Cir, 1975, 511
F.2d 138.°
ie In Law Chief Judge Brown saw the dis-
parity in damage recoveries under the
various causes of action as precisely
the sort of disuniformity that Moragne
was designed to eliminate, and declar-
ed, "It is time that the dead hand of
The Harrisburg - whether in the courts
or on the elbow of the congressional
draftsmen of DOHSA - follow the rest
of the hulk to an honorable rest in
the briny deep . . No longer does
one need . . . DOHSA as a remedy.
There is a federal maritime cause of
action for death on navigable waters -
any navigable waters - and it can be
enforced in any court." 523 F.2d at 798.
6. Claims were made in Landry both on
the basis of general maritime law and
under the Jones Act. The defendant had
urged that nonpecuniary damages were
not recoverable. The court held, how-
ever, that a finding of liability would
support the award for loss of society,
noting, "(W)hile the question of the
proper measure of damages when the re-
covery is solely under the Jones Act
has not been decided by this Circuit,
where, as here, there is liability
under both a Jones Act claim and a gen-
eral maritime claim for unseaworthiness,
this Court has recognized Gaudet damages
are proper." 511 F.2d at
63
The lower court's decision in this case
was the first reported after Gaudet that con-
fronted the issue of the propriety of award-
ing nonpecuniary damages when a recovery is
premised solely on the Jones Act. Ivy v.
Security Barge Lines, Inc., N.D.Miss. 1976,
424 F.Supp. 1154. The court concluded that
Moragne's special solicitude for men chal-
lenging the seas, combined with Gaudet's
extension of this concern to seamen's de-
pendents, required "that in cases where
the only basis of recovery is the negligence
of the ship or its owner, such as the case
here, dependents of a wrongful-death victim
are not limited to a recovery for pecuniary
loss, but may recover also for lo-s of
services, and society." Id. at 1156.
Since this appeal was filed, however,
the Supreme Court has explained that Gaudet
is to be read in straitened fashion, and
does not negate the statutory limitations
on damages in DOHSA, or the judicially
64
ee eee
es an Sok
Se ee a)
en At hte i sil. Ah a at i Wich ha en 4) 9
developed restrictions on damages under
the Jones Act, at least when the death oc-
curs beyond the territorial limits of United
States waters. In Mobil Oil Corp. v. Hig -
ginbotham, _—_—iU.S._ —_—si«,:« 98 S.Ct. 2010, 56
L.Ed.2d 581, suit was brought by several
claimants seeking recovery for the death of
their husbands in a helicopter crash outside
United States waters. One of the passenents,
Shinn, was found by the district court to
be a Jones Act seaman and his widow was
allowed to sue under the Jones Act, DOHSA,
and general mari ime law. Representatives
of two other passengers sued under DOHSA
7 All secured a
and general maritime law.
damage award premised on Mobil's negligence,
including an amount for loss of society.
i On appeal, one of these two passen-
gers was also found to be a Jones Act
seaman, and his widow's claims were re-
manded to the district court for a
determination of damages under the
Jones Act. 545 F.2d at 433.
65
The Supreme Court held that the case
was distinguishable from Gaudet because of
the place of the death, and refused to al-
low the award for loss of society to stand.
Noting that Congress had specifically limit-
ed damages under DOHSA to pecuniary loss,
the Court found the goal of uniformity in-
sufficiently compelling to negate clear
legislative intent; "Congress did not
lirit DOHSA beneficiaries to recovery of
their pecuniary losses in order to en-
courage the creation of nonpecuniary sup-
plements." 98 S.Ct. at 2015, 56 L.Ed.2d at
587. The Court also noted, "It is true
that the measure of damages in coastal
waters will differ from that on the high
seas, but even if this difference proves
Significant, a desire for uniformity can-
not override the statute," id., but expres-
sed the belief that the difference between
a damage award including loss of society
and one without it could be "primarily
66
symbolic" and that the disuniformity creat-
ed by the opinion may not have “a great
practical significance." 98 S.Ct. at 2015
n.20, 56 L.Ed. at 587.
[2] By deciding that pecuniary dam-
ages could not be recovered by any of the
plaintiffs, including the representative
of Shinn, the Supreme Court decided sub
silentio that a Jones Act seaman's bene-
ficiaries can not recover nonpecuniary dam-
ages for a death occurring on the high seas.
Were nonpecuniary damages available under
the Jones Act, although not under DOHSA,
the Supreme Court would have affirmed as to
Shinn while reversing as to the other plain-
tiffs. We are bound by its failure to do so.
[3] Our sole remaining task, there-
fore, is to consider siekehar this limitation
on Jones Act recoveries extends to deaths
occurring within the territorial limits of
the United States. In failing to differ-
entiate between the Jones Act plaintiff
67
and those seeking recovery only under DOHSA
and general maritime law, the Court has in-
dicated that, as a policy matter, it will
not distinguish between the statutorily
imposed limitation on damages in DOHSA and
the judicially created restriction on dam-
ages under the Jones Act. To allow the re-
covery of nonpecuniary damages under the
Jones Act merely because the accident occur-
red within territorial waters would not
only be inconsistent with this policy and
negate years of firmly established legal
precedent, but would create two separate
Jones Act rememdies, each applicable only
within its own geographical sphere. It would
be anomalous indeed if we interpreted the |
Supreme Court's opinion to encourage the
creation of needless disuniformity based
solely on the place of the accident, bring-
ing the law full circle from the days prior
to Moragne. We have no authority to change
68
the course thus set for us, no matter what
star we would have chosen to steer by were
we plotting the voyage.°
8. We are not unaware of the implications
of this result, mandated though it is
by Higginbotham. If an explosion occur-
red aboard a vessel in the Port of New
Orleans, caused by both negligence and
unseaworthiness, resulting in the death
of a passenger, a longshoreman employed
-y a third party stevedore, and a Jones
Act seaman, the recovery by the repre-
sentative of each would be based on a
different standard and be for a different
amount: (a) The passenger's represent-
ative would have an action under Moragne-
Gaudet including damages for loss of
services; query: could they join a
wrongful death action under Louisiana
law, invoking Civil Code Art. 2315 and
also recover for survivor's grief? (b)
The longshoremen's representative would
have a 905(b) action based on land-type
negligence standards. 33 U.S.C. § 905(b).
See Hess v. Upper Mississippi Towing Corp.,
5 Cir. 1977, EEG F.2d 1030, cert. denied,
1978, 435 U.S. 924, 98 S.Ct. 1489, 55
L.Ed.2d 518. The 905(b) claim is ex- |
clusive, but the statute does not state
the measure of damages. Because the
negligence is land-type, would the meas-
ure of damages likewise be land-anal-
ogized and include grief, as allowed
under Civil Code Article 2315? Or does
Higginbotham limit their recovery to
pecuniary loss? (c) Finally, the Jones
Act seaman's survivors receive only re-
imbursement for pecuniary losses. They,
presumably, could not join the state
69
The award of nonpecuniary damages under
the Jones Act here was improper and cannot
stand.
death claim with their Jones Act claim.
Lindgren v. United States, 1930, 281
‘4 fi 2 50 5.Ge. 207; TZ, L.Ed. 686;
Gillespie v. United States Steel Cor
1964, a U.8. £46, 62 8.Gt. sou.
L.Ed.2d 199; Schlichter v. Port Arthur
Towing Co., 5 Cir. F,
606, cert. ‘denied, 1961, 368 U.S. 828,
Se B.0e.: 30,7 hs Ed.2d 32.
If the passenger's representative
could cumulate a state death action
with the maritime-type action, or the
longshoremen's administrator could re-
cover land-measured damages, then we
would be back to the situation criti-
cized in Moragne in that the recovery
measure would be different if the ex-
plosion occurred in Florida waters.
See 398 U.S. at 401-02, 90 S.Ct. at
1788, 26 L.Ed.2d at 357.
If the deaths of these persons,
each having the same status as one of
the three in the first hypothesis,
were caused by unseaworthiness and neg-
ligence on the: high seas, then similar
questions would arise and like contra-
dictions might ensue.
70
IV. Failure to Instruct the Jury to
Discount Award to Present Value
Counsel submitted requests for special
charges respecting damages. After the trial
judge had instructed the jury in substantial
accordance with counsel's requests, he afford-
ed counsel, as required by Rule 51, Federal
Rules of Civil Procedure, an opportunity to
object. Then, for the first time, defen-
dant's lawyer asked for a charge that any
sum allowed for loss of future services and
support must be discounted. The trial judge
expressed willingness to give the instruc-
tion to the jury if the attorney would give
him the substance of the request. The law-
yer asked for a recess to return to his
office to prepare such a charge. The judge
refused to permit a delay in the trial and
declined to prepare the instruction him-
self - to "shoot from the hip" as he put
it - and overruled the objection. This
conduct is charged as error.
71
\
[4] There can be no doubt that an al-
lowance for future damage must take into
account the earning power of the money a-
warded over the term for which it compen-
sates the plaintiff. Chesapeake § Ohio Ry.
Co. v. Kelly, 1916, 241 U.S. 485, 491, 36
S.Ct. 630, 632, 60 L.Ed. 1117, 1122; In re
United States Steel Corp., 6 Cir. 1970, 436
F.2d 1256, 1280; Sleeman v. Chesapeake §
Ohio Ry. Co., 6 Cir. 1969, 414 F.2d 305,
307; Yodice v. Koninklijke Nederlandsche
Stoomboot Maatschappij, 2 Cir. 1971, 443
F.2d 76, 79, aff'd after remand, 1972, 471
F.2d 705, cert. denied, 1973, 411 U.S. 933,
93 S.Ct. 1902, 36 L.Ed.2d 393. It would
thus have been incumbent on the lower court
to instruct the jury to discount the award
to present value had such instruction been
timely requested. Ball v. Delta Marine
Drilling Co., 5 Cir. 1973, 476 F.2d 287.
Trial judges, however, are not black-
robed computers, equipped to spew forth
72
jury charges on every point of law at the
prodding of counsel's magical words. Rule
51 contemplates that requests for special
charges shall be submitted in writing "Lal
t the close of the evidence or at such
earlier time during the trial as the court
reasonably directs . .. " This permits
the court to consider the exact charge
counsel desires and also gives opposing
counsel time to object.
[5S] While the trial court does have a
duty to honor counsel's requests for spe-
cial charges timely made, even in instances
where only the substance of the issue is
made known,” there is an obligation on
lawyers, too, who know far better than the
court the issues in the case and its hid-
den complexities, to plan ahead, to give
9. See, e.g., Sharp v. Root, 5 Cir.
1957, 240 5a 510-307 & ni 3; Dunn v.
United States, 5 Cir. 1963, 318 F.2d
589, 93 (requests under Rule 30, F.R.
Ce.F..3.
73
the judge at least some opportunity to re- 817, 81 S.Ct. 49, 5 L.Ed.2d 48; Turner
flect on requests and te accord to oppos- Construction Co. v. Houlihan, 1 Cir. 1957,
ing counsel an opportunity to respond. 240 F.2d 435, 439-40; Seeraty v. Philadelphia
[6] In this case is was evident long Coca-Cola Bottling Co., 3 Cir. 1952, 198 F.2d
before the trial began that the plaintiff 264, 265; Churchfield v. Paul Snyder, Inc.,
was requesting substantial damages for future M.D.Pa. 1952, 102 F.Supp. 441, 443-44; Paul
losses. Instead. of anticipating the neces- v. Duluth Missabe §& Iron Range Ry., D.Minn.
sity for jury guidance on the question, 1950, 96 F.Supp. 578. See generally Black-
defense counsel waited until the charge mar, Problems of Court and Counsel in Re-
had been completed and the jury was stand- quests and Exceptions: How to Avoid Them,
ing by, ready to begin deliveration. Where, 62 F.R.D. 251 (1974).
as here, a charge was requested orally only | | Now that the issue has been raised, how-
after the jury had been instructed, and ever, on retrial an appropriate instruction
even then only the subject not the content on discounting any damage award for future
of the charge was suggested, it was not losses to present value should be given;
error for the trial judge to refuse to counsel should prepare a draft of the in-
deliver it. See, e.g., Pinto v. States struction he suggests in accordance with
Marine Corp., 2 Cir. 1961, 296 F.2d 1, 4 Rule 51.
n.3, cert. denied, 1962, 369 U.S. 843, 82 V. Insufficiency of Evidence to Support
S.Ct. 874, 7 L.Ed.2d 847; Wilson v. Southern ee Se eee ee ee eee
Farm Bureau Casualty Co., 5 Cir. 1960, 275 BoB Nest tcensad ened danni amines eae
F,2d 819, 822, cert. denied, 1960, 364 U.S. oO Oe ee a eee
ward for loss of support and services, and,
74 | 75
j
in any case, alleges that the award was
excessive. While our decision to remand
for a new trial obviates the need to rule
on the excessiveness of the award, we re-
view the evidence on lost services and
support to determine whether it was suf-
ficient to sustain an award in order to
provide guidance for the new trial.
The record contains testimony that
John Ivy paid certain utility bills, phone
bills, and otherwise contributed to house-
hold expenses. He also bought gifts for
and gave spending money to his younger
brother. However, he paid nothing for his
room and board. His dervices did not go
beyond yard work and occasional babysitting.
No documentary evidence was introduced
establishing the amount of his financial
contributions to the family, nor were his
services around the house in any way valued.
Under the circumstances, we conclude that
the evidence of support and services was
76
insufficient to show that the Ivys suffered
any monetary loss for support and services
by their son's death; the net value of his
contribution to the household was offset by
the room an- board furnished him. The trial
judge erred in submitting this issue to the
jury. Our conclusion on this issue is, how-
ever, without prejudice to the right of
the plaintiff to adduce further evidence on
remand if such evidence is available to
support an award.
VI. Instructions on Negligence
[8] The trial court's instructions on
negligence are also assigned as error by
defendant. The court instructed the jury:
In considering whether or not an oper-
ation was negligent, it is not necessary
that the Plaintiff prove that there was
a better or safer method than the method
used. Ail the Plaintiff need to show
in order to prove the existence of a
negligent operation is to show that
77
the operation was not reasonably safe
under the circumstances.
The court continued sometime later:
Negligence under the Jones Act may con-
sist of a failure to comply with a duty
required by law. Employers of seamen
have a legal duty to provide their
employees with a safe place in which to
work.
These instructions demonstrate a cer-
tain amount of confusion between the abso-
lute duty imposed upon the owner to main-
tain a seaworthy vessel and the qualified
duty imposed by the negligence standard.
The owner of a vessel has an unqualified
duty to furnish a vessel and appurtenances
reasonably safe and fit for their intended
use. See, e€.g., Gutierrez v. Waterman
Steamship Corp., 1963, 373 U.S. 206, 83
S.Ct. 1185, 10 L.Ed.2d 297; Marshall v.
Ove Skou Rederi A/S, 5S Cir. 1967, 378 F.2d
193, cert. denied, 1967, 389 U.S. 828, 88
78
3 ia er re ae
S.Ct. 86, 19 L.Ed.2d 84; Vickers v. Tumey,
5 Cir. 1961, 290 F.2d 426. However, the
owner is negligent only if he fails to use
reasonable care to maintain a reasonably
safe place to work. Cox v. Esso Shipping
Co., 5 Cir. 1957, 247 F.2d 629, 637, adopted
by the Supreme Court in Michalic v. Cleveland
Tankers, Inc., 1960, 364 U.S. 325, 328, 81
S.Ct. 6, 9-10, 5 L.Ed.2d 20, 23-4. See also
The M/V "'TUNGUS" v. Skovgaard, 1959, 358 U.S.
$88, 79 S.Ct, 503, 3 L.Bé.2¢é 324.
At the conclusion of the new trial on
remand, appropriate insructions should of
course, be given, with special attention
to the distinction between the unseaworthi-
ness and negligence standards.
VII. Improper Closing Argument to Jury
[9] Defendant lastly contends that
plaintiff's counsel made an improper clos-
ing argument to the jury, including blatant
appeals to sympathy. The relevant section
of the argument is set out in full in
79
footnote. .9
We need only note that counsel
clearly argued the Golden Rule, that the
jurors should put themselves in the shoes
4
10. "Now, it is a happy situation that
we are not often faced with having to
determine or go to court because of the
loss of a son. This, fortunately, does
not happen very often. And in our sys-
tem of justice the only way that we
have of compensating anyone for a wrong
that was done to thiem, and there is
just no question of the wrong in this
case, the only way we have to compen-
sate them is with money. That is not
adequate, but it is the only thing
they have, and it is the only thing
available. If my son were killed, I
don't know, I don't know what the com-
pensation would be. I think probably
I would have to go to Mandeville, or
some place to the mental institution.
But, at any rate, Johnny Ivy was lost
and his parents are entitled to recover
for his death. Just as you would be
entitiled if your sons were wrongfully
killed, and I would be entitled if my
son were killed. But to put a dollar
value on a son's life, you know-..
What is grief worth? Grief. What is
the permanent lack of a smile? ...
This loss has got to, be adequately com-
pensated. And I can only suggest to
you that when you determine the amount
of damages to be awarded to Mr. and Mrs.
Ivy that you place yourselves in their
position, that you put yourself in their
shoes. And I can only suggest to you
that an award of less than $100,00 per
parent would not be adequate. There is
just no way to adequately compensate
them, but that is the best way we have."
80
of the plaintiff and do unto his as they
would have him do unto them under similar
circumstances. Such an argument is univers-
11 because it
ally recognized as improper
encourages the jury to depart from neutral-
ity and to decide the case on the basis of
personal interest and bias rather than on
11. See, e.g., Chicago & N.W. Ry. v.
Kelly, 8 Cir. 1936, 84 F.2d 569, 576;
F.W. Woolworth Co. v. Wilson, 5 Cir.
1934, 74 F.2d 439, 442-43; Klein v.
Herring, Fla.Dist.Ct.App. 1977, 347
So.2d 681, 682; Delaware Olds, Inc. v.
Dixon, Del. 1976, 367 A.2d 178, 179;
Colgan v. Raymond, 1966,%275 Minn. 219,
146 N.W.2d 530, 535; Miku v. Olmen, Fla.
Dist.Ct.App. 1966, 193 So.2d 232; Copiah
Dairies, Inc. v. Addkison, 1963, 247
Miss. 327, 153 So.2d 689, 694; Roth v.
Jelden, 1962, 80 S.D. 40, 118 N.W.2d
20, 25; Phillips v. Fulghum, 1962, 203
Ta. 363, TEs SsBcae Bas, S29 s Sraent v.
Wabash R.R., 1961, 31 111.App.2d 337,
176 N.E.2d 13, 14, rev'd on other grounds,
L962« 24. £33,246 341, 162 &.8.2¢ 2613
Jackson v. Southwestern Pub. Serv.Co.,
1960, 66 N.M. 458, 349 P.2d 1029, 1040;
Faught v. Washam, Mo. 1959, 329 S.W.2d
588, 602; Red Top Cab Co. v. Capps,
Tex.Civ.App. 1954, 270 S.W.2d 273,
ato Bids
81
the evidence. Counsel's remarks at the
conclusion of the new trial on remand must
be confined to appropriate argument.
REVERSED AND REMANDED FOR A NEW TRIAL.
82
APPENDIX "'C"
Warnie Lee IVY, etc., Plaintiff,
Vv.
SECURITY BARGE LINES, INC.,
Defendant.
No. GC 75-137-S.
United States District Court
N. D. Mississippi,
Greenville Division.
sent. 22, 1976.
MEMORANDUM OF DECISION
ORMA R. SMITH, District Judge.
The jury in response to interrogatories
submitted to it by the court found that the
Issaquena, its gear, crew or appurtenances,
were not unseaworthy; that defendant was
negligent and such negligence played a part
in bringing about or causing the death of
the unmarried seaman John Edward Ivy.
In fixing damages for the parents of
John Edward Ivy the jury found that the
father suffered damages of $20,000 for loss
83
of support, $10,000 for loss of services
and $20,000 for loss of society. The mother's
damages were fixed in similar amounts.
The jury also found that the seaman
was guilty of negligence which proximately
contributed to his death and fixed the per-
centage at 50 percent.
At the conclusion of the trial the
court requested memoranda from counsel as
to the proper amount. of the judgment to be
entered on the verdict of the jury. The
memoranda have been received and carefully
considered.
Defendant takes the position that the
only award which can be made by virtue of
the verdict is that portion of the award for
damages wwich represents actual pecuniary
loss to plaintiffs, occasioned by the sea-
man's death, citing as authority for the
position, Petition of Canal Barge Co., 323
F.Supp. 805, 820 (N.D.Miss.1971) wherein
Chief Judge Keady said "[t]he personal rep-
resentative may recover for the actual
84
pecuniary loss occasioned by the seaman's
death. This is the measure of damages under
PoO,UiR. 85 0.8.0. § 52... « “ ATHhIs: held-
ing was affirmed on appeal. Petition of M/V
ELAINE JONES, 480 F.2d 11, 32 (5th Cir. 1973).
Defendant also cites a long line of cases
which hold that in a death action brought
under the Jones Act recovery is restricted
to pecuniary losses only.
The Fifth Circuit, however, on petition
for rehearing, remanded Canal Barge to the
District Court for reexamination of its
findings of general damages in light of the
Gaudet decision;? Petition of M/V ELAINE
JONES, 513 F.2d 911, 913 (Sth Cir. 1975).
In Gaudet the Supreme Court said:
Our review of those authorities, and
the policies of maritime law, persuade
us that, under the maritime wrongful-
death remedy, the decedent's dependents
he Sea-Land Services, Inc. v. Gaudet, 414
U.S. 3573, 94 &.Ct. 306, 39. L.Ed.2d 9
(1974).
85
may recover damages for their loss of
support, services, and society, as well
as funeral expenses.
414 U.S. at 584, 94 S.Ct. at 814, 39 L.Ed.2d
at 20-21.
[1] The Court cannot find a case where
the Fifth Circuit has considered the question
of the proper measure of damages when the
recovery is solely under the Jones Act. The
issue, however, is settled, at least in this
circuit, where liability is fixed under both
a Jones Act claim and a general maritime
claim for unseaworthiness. In such instances
Gaudet damages are proper. Landry v. Two R.
Drilling Co., 511 F.2d 138, 143 (5th Cir.
1975).
The Supreme Court in Moragne v. States
Marine Lines, Inc., 398 U.S. 375, 90 S.Ct.
1772, 26 L.Ed.2d 339 (1970) held that an
action lies under general maritime law for
death caused by violation of maritime duties
but left the shaping of the new non-statutory
86
action to future cases.
The question was considered by the
_ Supreme Court in Gaudet, a case which in-
volved an action brought by a widow of a
longshoreman for the wrongful death of her
husband-alleged to have resulted from in-
juries suffered by him while aboard a vessel
in navigable waters-after the decedent re-
covered damages in his lifetime for his in-
juries. The Supreme Court affirmed the
holding of the Fifth Circuit that Moragne
gave "Mrs. Gaudet . . . a compensable cause
of action for Mr. Gaudet's death wholly a-
part from and not extinguished by the latter's
tt
recovery for his personal injuries
Sea-Land Services v. Gaudet, 414 U.S. 573,
574-75, 94 S.Ct. 806, 810, 39 L.Ed.2d 9, 15
(1974), quoting, Gaudet v. Sea-Land Services,
os eee Puee 1338, 13552 (Sth Cir. 1972).
The Court went on to observe, as noted a-
bove, that under the maritime wrongful-
death remedy. the dependents of a decedent
87
may recover for loss of support, services
and society, as well as funeral expenses.
[2] The appellate courts when consid-
ering the uniform federal cause of action
for maritime death created in Moragne, rea-
son that the action is "designed to extend
to the dependents of maritime wrongful-death
victims admiralty's 'special solicitude for
the welfare of those men who under[take] to
venture upon hazardous and unpredictable
sea voyages.''' Sea-Land Services v. Gaudet,
41@ U.S. at $77, 34 S.Ct. at BE2,°59 L.Ed. 20
at 17, quoting, Moragne v. States Marine
Lines, 398 U.S. 375, 387, 90 S.Ct. 1772, 26
L.Ed.2d 339 (1970). Such reasoning convinces
the court that in cases where the only basis
of recovery is the negligence of the ship
or its owneh, such as the case here, depen-
dents of a wrongful-death victim are not
limited to a recovery for pecuniary loss,
but may recover also for loss of services,
and society. See Law v. Sea Drilling Corp.,
88
523 F.2d 793 (Sth Cir. 1975).
The Court concludes that judgment should
be entered in favor of each parent against
defendant for the sum of $25,000. (The
aggregate award decreased by the seaman's
negligent contribution to his death.)
[3] Defendant has made the contention
that, in any event, the jury awards must be
discounted to present values, using a dis-
count rate of not less than 4 percent, the
rate used by Judge Keady in Canal Barge.
The cases are not similar. Judge Keady tried
the Canal Barge case without a jury and in
the case at bar, the awards were fixed by
the jury on the evidence and instructions
of the court. It is elementary that a jury
award "need not conform to strict arithmetical
calculations."' McDonald v. Federal Barge
Lines, Inc., 496 F.2d 1376,°:1378 (Sth Cir.
1974). The court in McDonald said:
The jury, as finders of fact, have
the exclusive obligation to compute
89
damages and that computation need not
conform to strict arithmetical calcu-
lations but may be in the form of a
lump sum award. [Citations omitted]
We review the jury verdict, whether it
be lump sum or itemized, to find if
there is sufficient evidence to support
the award.
496 F.2d at 1378
In the opinion of the court, there was
sufficient evidence in the action sub judice
to support the several awards made by the
jury.
The clerk will enter final judgment in
accordance with the provisions of this deci-
sion.
90
APPENDIX "D"
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF MISSISSIPPI
GREENVILLE DIVISION
WARNIE LEE IVY, ETC
VERSUS NO. GC 7§-137-S
SECURITY BARGE LINES, INC.
SPECIAL VERDICT
WITH 7
INTERROGATORIES
We, the jury, having been duly empanel-
led and sworn to try the issues, find our
special verdict as follows:
INTERROGATORY NO. 1
Do you find from a preponderance of
the evidence in the case that John Edward
Ivy lost his life on the occasion in ques-
tion:
ANSWER: Yes
91
If your answer to this Interrogatory
No. 1 is "No'', do not answer any of the in-
terrogatories which follow, and have the
foreperson to sign and date the verdict form
and return it to the Court as the verdict of
the jury.
If your answer is "Yes", then proceed
to answer the interrogatories which follow
as may be directed.
INTERROGATORY NO. 2
Do you find from a preponderance of
the evidence in the case that the M/V
ISSAQUENA, its gear, crew, or appurtenances
were unseaworthy at any time John Edward Ivy
was e~ ployed by the vessel?
ANSWER No
INTERROGATORY NO. 3
If your answer to Number Two (2) above
is "yes", do you find from a preponderance
of the evidence in the case that the unsea-
worthy condition caused or contributed to
John Edward Ivy's death?
92
ANSWER
INTERROGATORY NO. 4
Do you find from a preponderance of
the evidence that the defendant, Security
Barge Lines, Inc., or anyone for whose con-
duct defendant was legally responsible, was
negligent?
ANSWER Yes
INTERROGATORY NO. 5
If your answer to Interrogatory No. 4
above is "yes'', do you find from a prepond-
erance of the evidence that such negligence
played any part, no matter how small, in
bringing about or causing John Edward Ivy's
death?
ANSWER Yes
If your answer to Interrogatory No. 5
and Interrogatory No. 3 above is "No", you
shall not answer any of the interrogatories
which follow. In such an event the fore-
person should sign and date the verdict
form and return it to the Court as the
93
verdict of the jury.
If your answer to Interrogatory No. 5
or Interrogatory No. 3 above is "Yes", con-
tinue with the interrogatories which follow,
as directed.
INTERROGATORY NO. 6
Do you find from a preponderance of
the evidence in the case that John Edward
Tvy was negligent?
ANSWER’ Yes
If your answer to Interrogatory No. 6
is "Yes", answer the following Interroga-
tory No. 7; otherwise, do not do so.
INTERROGATORY NO. 7
Do you find from a preponderance of
the evidence in the case that the negligence
of John Edward Ivy proximately caused or
contributed to his death.
ANSWER Yes
If your answer to this Interrogatory
No. 7 is "Yes'', then answer the Interroga-
tory No. 8 which follows; otherwise, do not
do so.
94
INTERROGATORY NO. 8
To what extent, stated in terms of
percentage, do you find from a preponderance
of the evidence in the case that John Edward
Ivy's negligence epdteiaated to his own death?
ANSWER 50%
INTERROGATORY NO. 9
What amount. do you find, from a pre-
ponderance of the evidence in the case,
without any reduction for any negligence
which you may find on the part of John Ed-
ward Ivy, will fairly and adequately compen-
sate Warnie Lee Ivy and Jewel Dean Ivy?
Answer separately for each.
A. Warnie Lee Ivy
(1) loss of support $20,000
(2) loss of services $10,000
(3) loss of society $20,000
B. Jewel Dean Ivy
(1) loss of support $20,000
(2) loss of services $10,000
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(3) loss of society $20,000 APPENDIX "E"
7/21/76 s/Mrs. Linda Dunn IN THE UNITED STATES DISTRICT COURT
(Date) Foreperson
FOR THE NORTHERN DISTRICT OF MISSISSIPPI
GREENVILLE DIVISION
WARNIE LEE IVY and
JEWEL DEAN IVY,
Plaintiffs
vs No. GC 75-137-S
we SECURITY BARGE LINES, INC.,
Defendant
- FINAL JUDGMENT
This action came on for trial before
the Court and a jury, Honorable Orma R.
Smith, District Judge, presiding, and the
issues having been duly tried and the jury
having duly rendered its verdict,
It is Ordered and Adjudged
That the plaintiff, Warnie Lee Ivy,
father of the deceased, John Edward Ivy,
recover of the defendant, Security Barge
Lines, Inc., the sum of $25,000, with
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interest thereon from this date until paid
at the rate of 8 per cent as provided by
law and his cost of the action.
That the plaintiff, Jewel Dean Ivy,
mother of the deceased, John Edward Ivy,
recover of the defendant, Security Barge
Lines, Inc., the sum of $25,000, with interest
thereon from this date until paid at the rate
of 8 per cent as provided by law and her cost
of the action.
Dated at Greenville, Mississippi, this
the 23rd day of September, 1976.
NORMAN L. GILLESPIE, Clerk
By: s/Margaret K. Tubbs
Margaret K. Tubbs,
Deputy Clerk
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