Petition — Duckworth v. Adams
Supreme Court brief1979
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FILED
SCT 1 I979
JR CLERM
IN THE ee
Supreme Court of the United States
OctoBer TERM, 1979
° 49-536
Jack R. Duckwortu, Joe F. Koziowski,
Pete G. YouncsiLoop, Bos Gtiancy,
R. Suriner, Ropney Kets,
Ronatp BatcuHetor, G. WILKINS,
Brayon GLICK,
Petitioners,
N
VS.
Biturr R. Apams,
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
THeopore L. SENDAK
Attorney General of Indiana
Davip A. ARTHUR
Deputy Attorney General
Attorneys for Petitioners
Office of Attorney General
219 State House
Indianapolis, Indiana 46204
Telephone: (317) 232-6332
IN THE
Supreme Court of the United States
OctoBer TERM, 1979
NO.
Jack R. Duckwortn, Joe F. Koztowsk1,
Pete G. Youncsioop, Bos Gtiancy,
R. Suriner, Ropney Kets,
Rona_p Batcuetor, G. WILKINS,
Brayon GLIck,
Petitioners,
VS.
Biturre R. Apams,
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
TuHeopore L. SENDAK
Attorney General of Indiana
Davin A. ArTHUR
Deputy Attorney General
Attorneys for Petitioners
Office of Attorney General
219 State House
Indianapolis, Indiana 46204
Telephone: (317) 232-6332
TABLE OF CONTENTS
Page
eS oa 4a Facade ae eee ee wee eens il
PET eT eC eer eT eter re 2
I or hins ee ae nae ek enna Re eke ERO ES tis 2
Questions Presented for Review .................45. 2
Constitutional and Statutory Provisions Involved.... 2
tr OR es etenen eansndens 3
Facts Material to the Consideration of the
PG ihc cas ve sset ken seca ns 3
Reasons for Allowance of the Writ
I. The Seventh Circuit Erred in Considering the
Appeal herein when the Notice of Appeal was
Pee Five 1G) GO LD 6 os cos eos cece denne 4
II. The Seventh Circuit has erroneously Expanded
the Role of Federal Courts by Reversing the
District Court’s Dismissal of a Complaint and
thereby Requiring that Court to Evaluate the
Minutiae of Daily Prison Routine ........... 6
I sak cs hoe aae Kee S eae be eNOS 10
Appendix
Order of the Seventh Circuit ................... A-1
Memorandum Opinion of the District Court ..... A-10
Judgment of the District Court ................. A-25
TABLE OF AUTHORITIES
Cases Page
Aikens v. Lash, 371 F. Supp. 482 (N.D. Ind. 1974) ... 10
Baxter v. Palmigiano, 425 U.S. 308 (1976)........... 9
Bell v. Wolfish, __. U.S. ____., 99 S. Ct. 1861
CDT) 05 enc nccvedudeee tee 8
Brainerd v. Beal, 498 F.2d 901 (7th Cir. 1974),
cert. denied, 419 U.S. 1069, reh. denied,
AMO USD. GAB. vinccccdeannetee eee eee 5
Browder v. Director, Illinois Department of Correction,
434 O23. S67 (0008) .2dccksteadenee ee 4,5
Dunn v. Henderson, 446 F.2d 1398 (5th Cir. 1971)... 5
Durel v. United States, 299 F.2d 583 (5th Cir. 1962) .
Estelle v. Gamble, 429 U.S. 97 (1976) ........... Ricag ae
Fallen v. United States, 378 U.S. 139 (1964) ......... 5
Files v. City of Rockford, 440 F.2d 811 (7th Cir. 1971). 5
Fine v. Paramount Pictures, Inc., 171 F.2d 571
(tin Ci. BERD .. <cnindéncn eee ae 5
Four Certain Unnamed Inmates v. Hall, 550 F.2d 129
(ist Cie. S607). ..s.ccnccdedicenaeeeeeee ees 9
Glidden Company v. Zdanok, 370 U.S. 530 (1962) ... 5
Gregg v. Georgia, 428 U.S. 153 (1976) .............. 8
Jones v. North Carolina Prisoners’ Labor Union,
433 US. 119 C079). ..:ccksscsanckeeeeeeseeee 8
Lashley v. Ford Motor Co., 518 F.2d 749 (4th Cir.1975) 5
Montanye v. Haymes, 427 U.S. 236 (1976) ........... 9
Newman v. Alabama, 559 F.2d 283 (5th Cir. 1977),
cert. denied, U.S. ____., 98 S. Ct. 3144 (1978). 8
Pell v. Procunier, 417 U.S. 817 (1974) ............... 7
Price v. Johnston, 334 U.S. 266 (1948) .............. 7
Reed v. People of the State of Michigan,
986 F.2d S00 (th Ci. TGGB) oc cc ccecicvcccesees 5
Richland Knox Mutual Ins. Co. v. Kallen,
376 F.2d 360 (6th Cir. 1967) ............0ceeeeees 5
ii
Statutes
Page
Re EO cake Nati eras ph acta keckaunewes 2
oe Pere rrr Tt Pere reer ere 2
ee es sy as ga nV eae wee eee ee a 2,8
Rules
Rule 19(1)(b), Rules of the Supreme Court of the
os. al ble charg ies sass eae oe ee 2
Rule 4, Federal Rules of Appellate Procedure ....... 3, 4
ili
IN THE
Supreme Court of the United States
Octoser Term, 1979
NO.
Jack R. Duckwortnu, Joe F. Koztowsk1,
Pete G. YouncsLoop, Bos Guiancy,
R. Suriner, Ropney Keitu,
Rona.p BartcuHe.or, G. WILKINS,
Brayon GLuick,
Petitioners,
VS.
Bituie R. Apams,
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
Petitioners, Jack R. Duckworth, Joe F. Kozlowski, Pete
G. Youngblood, Bob Glancy, R. Shriner, Rodney Keith,
Ronald Batchelor, G. Wilkins; and Brayon Glick, respect-
fully pray this Court issue a Writ of Certiorari to review
the judgment of the United States Court of Appeals for the
Seventh Circuit (hereafter Seventh Circuit), entered in
cause number 78-1109 on July 3, 1979, which reversed the
judgment of the United States District Court for the
Northern District of Indiana, South Bend Division (hereaf-
ter District Court).
OPINIONS BELOW
The order of the Seventh Circuit issued on July 3, 1979,
has not been officially reported. A copy of said order is
]
2
appended hereto at page A-1. The December 5, 1977,
opinion of the District Court has not been officially re-
ported. A copy of said opinion is appended hereto at page
A-10. Some typographical errors have been corrected.
JURISDICTION
The jurisdiction of this Court is invoked pursuant to 28
U.S.C. § 1254(1) and Rule 19(1)(b) of the Rules of this
Court, to review a decision of the Seventh Circuit that is
in conflict with applicable decisions of this Court.
The decision of the Seventh Circuit was entered on July
3, 1979. This Petition is timely in that it is filed prior to
the expiration of the ninety (90) day period allowed by 28
U.S.C. § 2101(c). .
QUESTIONS PRESENTED FOR REVIEW
1. Whether the Seventh Circuit erred in considering
the appeal herein when the notice of appeal was filed five
(5) days late.
2. Whether the Seventh Circuit has erroneously ex-
panded the role of Federal courts by reversing the District
Court’s dismissal of a complaint and thereby requiring
that Court to evaluate the minutiae of daily prison rou-
tine.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Eighth Amendment to the Constitution of the Unit-
ed States provides as follows:
Excessive bail shall not be required, nor excessive
fines imposed, nor cruel and unusual punishments
inflicted.
42 U.S.C. § 1983 provides as follows:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any
State or Territory, subjects, or causes to be sub-
3
jected, any citizen of the United States or other
person within the jurisdiction thereof to the depri-
vation of any rights, privileges, or immunities se-
cured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.
Rule 4, Federal Rules of Appellate Procedure provides,
in pertinent part, as follows:
Appeals in Civil Cases. In a civil case (including
a civil action which involves an admiralty or mari-
time claim and a proceeding in bankruptcy or a
controversy arising therein) in which an appeal is
permitted by law as of right from a district court to
a court of appeals the notice of appeal required by
Rule 3 shall be filed with the clerk of the district
court within 30 days of the date of the entry of the
judgment or order appealed from; but if the United
States or an officer or agency thereof is a party, the
notice of appeal may be filed by any party within
60 days of such entry. If a timely notice of appeal is
filed by a party, any other party may file a notice of
appeal within 14 days of the date on which the first
notice of appeal was filed, or within the time
otherwise prescribed by this subdivision, whichever
period last expires.
STATEMENT OF THE CASE
This Petition arises from the reversal by the Seventh
Circuit of a decision by the District Court in the case of
Adams v. Duckworth et. al., Cause No. S77-35 whereby the
District Court dismissed a purported civil rights complaint
filed by Respondent (Plaintiff below).
Facts Material to the Consideration of the
Questions Presented
Respondent, a prisoner at the Indiana State Prison, filed
the first complaint in this action on March 7, 1977, pur-
porting to allege violations of his Eighth Amendment
4
rights. This complaint was supplemented on April 7 and
July 28, adding the names of additional defendants and
asserting violations of First and Fourteenth Amendment
rights. Petitioners (Defendants below) moved to dismiss
the original and first supplemental complaints on May 2,
1977, and the second supplemental complaint on Septem-
ber 7, 1977. The District Court issued its Memorandum
Opinion and Judgment dismissing this action on Decem-
ber 5, 1977. See Appendix at page A-10. Respondent’s
notice of appeal was filed on January 9, 1978. The Seventh
Circuit reversed the judgment of the District Court on
July 3, 1979. See Appendix at page A-1.
REASONS FOR ALLOWANCE OF THE WRIT
I.
The Seventh Circuit Erred in Considering
the Appeal herein when the Notice of Appeal
was Filed Five (5) Days Late
Consideration of the appeal in this case was precluded
in the Seventh Circuit by reason of Rule 4(a), Federal
Rules of Appellate Procedure. In rendering its decision,
the Seventh Circuit is thus in conflict with an applicable
decision of this Court in Browder v. Director, Illinois
Department of Corrections, 434 U.S. 257 (1978), in which
the Court held:
This 30-day time limit is “mandatory and jurisdic-
tional.” (Citations omitted.) The purpose of the rule
is clear: it is “to set a definite point of time when
litigation shall be at an end, unless within that
time the prescribed application has been made;
and, if it has not, to advise prospective appellees
that they are free of appellant’s demands. Any
other construction of the statute would defeat its
purpose.” (Citation omitted.) Jd., at 264.
5
A notice of appeal is a simple instrument to prepare and
file. Files v. City of Rockford, 440 F.2d 811 (7th Cir. 1971).
The Rule applies to all parties wishing to appeal, and
applies to state prisoners. Dunn v. Henderson, 446 F.2d
1398 (5th Cir. 1971). While this Court has overlooked
untimely filing by a prisoner if he has made every effort to
comply, Fallen v. United States, 378 U.S. 139 (1964), it
cannot be said in the present case that Respondent made
such effort. The record contains no showing of, or attempt
to show, excuseable neglect. See, Brainerd v. Beal, 498
F.2d 901 (7th Cir. 1974), cert. denied, 419 U.S. 1069, reh.
denied, 420 U.S. 913. The judgment of the District Court
was entered on December 5, 1977. Respondent signed his
notice on the thirtieth day, January 4, 1978. As a prisoner,
he knew that the notice would have to be mailed to
the District Court and could not arrive on January 4. No
time is allowed for mailing. Lashley v. Ford Motor Co., 518
F.2d 749 (4th Cir. 1975). It is the date of filing rather than
the date on which the notice is signed that controls. Durel
v. United States, 299 F.2d 583 (5th Cir. 1962).
While Petitioners did not raise the untimely filing in the
Seventh Circuit, it is a question that the Courts of Appeal
may consider sua sponte. Richland Knox Mutual Ins. Co. v.
Kallen, 376 F.2d 360 (6th Cir. 1967). The Seventh Circuit
made no mention of the late filing. It is an issue that the
Courts of Appeal cannot waive or modify, Reed v. People of
the State of Michigan, 398 F.2d 800 (6th Cir. 1968), and
therefore one that the Courts must consider whether ar-
gued or not. Fine v. Paramount Pictures, Inc., 171 F.2d
571, 574 (7th Cir. 1948). As timely filing is jurisdictional,
Browder v. Director, supra, it is an issue that can be raised
at any stage of the proceedings. See, Glidden Company v.
Zdanok, 370 U.S. 530, 535-36 (1962).
The Seventh Circuit should have dismissed the appeal
for lack of jurisdiction, and in considering the appeal and
reversing the judgment of the District Court, the Seventh
Circuit is clearly in conflict with this Court’s very recent
decision in Browder.
6
Il.
The Seventh Circuit has Erroneously
Expanded the Role of Federal Courts by
Reversing the District Court’s
Dismissal of a Complaint and Thereby
Requiring that Court to Evaluate the
Minutiae of Daily Prison Routine
The complaint and supplements comprise approximately
fifty handwritten pages listing many grievances. The
Conduct Adjustment Board (the institutional “court”)
found Respondent guilty of possessing marijuana and
money and sentenced him to a term in segregation. He
was to serve the term in the I-Cellhouse Detention Unit
(“I.D.U.”). He seeks to raise several claims, none of which
is of constitutional magnitude. He complains that he was
stripped and searched while other offenders were not
stripped; that he has been locked up for investigation and
released without being charged; that he was denied a visit
with a particular person; that he was not allowed to attend
religious services while in segregation; that he was denied
the use of the law library on weekends; that the adminis-
trative appeals might be determined after the sentence
had been served; that the medication he received was
inadequate; that he suffered the effects of “mace” sprayed
at adjoining cells; that property was lost when he was
moved to the segregation unit; that the visiting room was
too small; that he did not have adequate access to the
telephones; that mail was delayed or lost; that he was not
able to get a new lightbulb until the morning; that he
could not get matches on demand; that he could not get a
change of linen if Monday is a holiday; that on certain
occasions he did not get certain foods; that coffee is not
served with the evening meal; that one day in June, 1977,
the heat was left on; that mentally ill prisoners were
housed in nearby cells; that the Conduct Adjustment
Board “falsely” continued his case thereby raising the
inference that it was not the actual decision maker and
therefore was not impartial; that the Board only recorded
7
those facts that supported its decision; that certain officers
lied in their reports; that the periodic review of the status
of those in segregation was undertaken by the Board; and,
that conditions in I[.D.U. are unsanitary. Respondent
sought injunctive relief in his original complaint and
monetary damages in his supplemental complaints.
The complaint and supplements are actually a compen-
dium of petty grievances and disagreements. No single
claim states a violation of a constitutional right. The
Seventh Circuit erred in reversing the judgment of the
District Court — an error that would turn the District
Court into a forum for a grievance session for any inmate
who dislikes the manner in which the State administers
the institution and who lists enough grievances. This is
clearly in conflict with decisions of this Court.
This Court has recognized certain rights that are re-
tained even in prison. However, “[{l]Jawful incarceration
brings about the necessary withdrawal or limitation of
many privileges and rights, a retraction justified by the
considerations underlying our penal system.” Price uv.
Johnston, 334 U.S. 266, 285 (1948). Given that fact, and
given the fact that Respondent is merely presenting a
series of minor inconveniences that in no way could or do
amount to a violation of the Constitution, the District
Court should not be required to listen to such petty griev-
ances, but should be allowed to decermine, as it did, that
the matters sought to be raised are matters on which it
must defer to the decisions of corrections officials. See, Pell
v. Procunier, 417 U.S. 817 (1974).
Because the realities of running a penal institu-
tion are complex and difficult, we have also recog-
nized the wide-ranging deference to be accorded the
decisions of prison administrators. We noted in Pro-
cunier v. Martinez, 416 U.S. 396, 405, 94 S.Ct. 1800,
1867, 40 L.Ed.2d 224 (1974) that
“courts are ill equipped to deal with the increas-
ingly urgent problems of prison administration
and reform. Judicial recognition of that fact
8
reflects no more than a healthy sense of realism.
Moreover, where state penal institutions are
involved, federal courts have a further reason
for deference to the appropriate prison authori-
ties.” See also, Cruz v. Beto, 405 U.S. 319, 321,
92 S.Ct. 1079, 1081, 31 L.Ed.2d 263 (1971).
Jones v. North Carolina Prisoners’ Labor Union,
433 U.S. 119, 126 (1977).
There are many competing philosophies and theories of
corrections, and the courts are
not to exercise judicial power for the attainment of
what [judges] as individuals might like to see ac-
complished in the way of ideal prison conditions.
There are those who would argue that tmprison-
ment in any form is cruel and unusual. Newman v.
Alabama, 559 F.2d 283 (5th Cir. 1977), cert. denied,
____ U.S. ____ , 98 S.Ct. 3144 (1978).
_ This was most recently pointed out by this Court in Bell
v. Wolfish, ___ U.S. ____ , 99 S.Ct. 1861 (1979), in which
this Court deferred to the federal authorities responsible
for running the Metropolitan Correction Center in New
York. That the Petitioners are officials and officers of a
state institution is an additional reason for judicial re-
straint. Jones, supra, at 126.
The District Court clearly followed the decisions of this
Court that were ignored by the Seventh Circuit 42 U.S.C.
§ 1983 was never intended tg@:serve as a basis for allowing
Federal courts to intervene in purely administrative mat-
ters. The Eighth Amendment proscribes conduct that con-
stitutes “unnecessary and wanton infliction of pain.”
Gregg v. Georgia, 428 U.S. 153, 173 (1976); see also, Estelle
v. Gamble, 429 U.S. 97 (1976).
No condition alleged in any of the complaints or sup-
plements is of constitutional magnitude. The conditions,
practices and acts alleged may seem uncomfortable and
displeasing to some, but it must be kept in mind that
Respondent is a prisoner and is living in prison. There is
9
no right to maximum comfort or to have a particular theory
of penology put into effect. The “cumulative impact”
approach taken by the Seventh Circuit (See Appendix at p.
A- ) is not supported by decisions of this Court. In Bell v.
Wolfish, supra, this Court considered each condition and
practice separately, not as adding to the total environ-
ment.
Because of the needs of security and order, inmates may
be strip searched. Bell v. Wolfish, supra. Inmates are
sometimes subject to being housed in different areas when
an investigation is necessary. Four Certain Unnamed In-
mates v. Hall, 550 F.2d 129 (1st Cir. 1977), citing Mon-
tanye v. Haymes, 427 U.S. 236 (1976). Likewise, move-
ments within the institution are necessarily and legiti-
mately restricted when one is placed in segregation; thus,
the ability to attend religious services is lost during that
time. Visits and facilities for visiting, telephone access,
access to the law library on weekends, light bulbs,
matches, mirrors, linen on holidays, coffee at night, specif-
ic items on the menu, the type of medication received, and
the placement of prisoners are all conditions of confine-
ment best left to the discretion of the trained authorities
on the scene. Otherwise, courts would be forced to assert
themselves into the most minute, insignificant details of
daily prison life, whenever an inmate disagrees with an
administrative decision.
The due process claims are likewise merely minor
grievances. There is no absolute right to call witnesses,
Baxter v. Palmigiano, 425 U.S. 308, 321 (1976), and defer-
ence is proper. The Board is to report its findings, not
everything that it hears. In their findings of fact, courts
state what they find, not what everybody testifies. That
disciplinary appeals may not be decided until the sentence
is served is no more a violation than that overburdened
appellate courts might not decide a criminal appeal until
the defendant has completed his sentence.
The conditions of I.D.U. alleged to be unconstitutional
were considered previously by the same district court in a
10
class action suit, although with a different judge then
presiding. Aikens v. Lash, 371 F.Supp. 482 (N.D. Ind.
1974). The district court held against the plaintiff inmates
on their claims. /d., at 495. The district court disapproved
of certain of the conditions that it found, but appropriately
determined not to interfere in areas reserved to state
prison officials. Aikens was a class action that included
future inmates such as Respondent, and the issues should
be laid to rest.
CONCLUSION
For these reasons, a writ of certiorari should be issued to
review the judgment and order of the Seventh Circuit.
Respectfully submitted,
THEODORE L. SENDAK
Attorney General of Indiana
DAVID A. ARTHUR
Deputy Attorney General
Office of Attorney
General
219 State House
Indianapolis, Indiana 46204
Telephone: (317) 232-6332
APPENDIX
IN THE
UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
CHICAGO, ILLINOIS 60604
(ARGUED NOVEMBER 27, 1978)
JULY 3, 1979
Before
Hon. Lutuer M. Swycert, Circuit Judge
Hon. Rosert A. Sprecuer, Circuit Judge
Hon. Wi.uiam J. Bauer, Circuit Judge
Bitue R. Apams,
Plaintiff-Appellant,
No. 78-1109 vs.
Jack R. Duckwortu, Jor F.
Koz.owsk1, Pete G. YouNGBLOOD,
Bos Guiancy, R. Suriner, RopNey
Keitu, Ronatp Batcue vor, G.
Witkins, Brayon GLICK,
Defendants-Appeilees.
Appeal from the
United States District
Court for the Northern
District of Indiana,
South Bend Division.
No. 8-77-35 (Civil)
ALLEN Suarp, Judge.
ORDER
Plaintiff-appellant Billie R. Adams appeals from the
order of the district court granting defendants-appellees’
motion to dismiss his pro se amended complaint for failure
to state a claim upon which relief could be granted, pursu-
A-1
A-2
ant to Rule 12(b)(6) of the Federal Rules of Civil Proce-
dure. Appellant contends the failure of the district court to
construe liberally his pro se amended complaint, as well as
the substantial nature of the allegations raised therein
and the incorrect rulings on these allegations, require that
the decision of the district court be reversed and re-
manded. In consideration of the arguments advanced in
support of these contentions, we regard the district court’s
order of dismissal to be improvidently rendered. Accord-
ingly, for the reasons set forth below, we vacate the order
of the district court, and remand the cause with instruc-
tions to permit the appellant the opportunity to prove the
allegations presented by his complaint.
I. a“
The appellant is and, at all times relevant to this action,
has been a prisoner at the Indiana State Prison in Michi-
gan City, Indiana. On March 7, 1977, he filed a pro se civil
rights action under 42 U.S.C. § 1983 against the warden
and six other named employees of the Indiana State Pris-
on. On April 7, 1977, and again on July 28, 1977, the
appellant filed supplemental complaints naming two addi-
tional prison employees as defendants. These supplemen-
tal complaints were treated by the district court as
amendments to the original complaint for purposes of the
motion to dismiss.
Appellant’s complaint challenged the procedure by
which he was placed in disciplinary segregation at the
prison, and also the conditions of his confinement in the
disciplinary segregation unit. Appellant challenged the
procedures which accompanied the decision to place him in
disciplinary segregation on due process grounds, alleging,
inter alia, that he did not receive an impartial hearing,
that his ability to call witnesses was restricted, that he did
not have an opportunity to testify, that the decision was
not based upon substantial evidence, and that the evi-
dence relied upon and the reasons for the decision were
not stated by the Conduct Adjustment Board in its deci-
sion.
A-3
With respect to the constitutionality of the conditions of
his confinement, the appellant asserted the conditions in
the maximum security unit at the prison constituted cruel
and unusual punishment under the Eighth Amendment,
alleging, inter alia, that the detention unit was unsani-
tary, that the plumbing was inadequately maintained, and
that his cell lacked heat and proper ventilation. He also
complained. of the presence of insects and rodents in his
unit, the excessive use of mace, inadequate clothing, the
lack of medical and psychiatric care, and of being required
to live in close proximity with mentally disturbed prison-
ers, whom he had seen stab other inmates. Appellant also
alleged certain violations of his First Amendment rights,
including the denial of his access to religious services and
materials.
Appellant sought injunctive and declaratory relief, as
well as monetary damages in the amount of $90,000. The
district court, in its memorandum opinion and order, dis-
missed certain of the named defendants on the ground
that the appellant’s complaint failed to allege sufficient
personal involvement under 42 U.S.C. § 1983 with respect
to these defendants. The district court then granted the
appellees’ motion to dismiss for failure to state a claim as
to the other defendants, and the appellant subsequently
appealed to this Court.
Il.
As a threshold matter, we hold that the dismissal of
defendants Duckworth, Kozlowski, Youngblood, Glancy,
Glick and Wilkins constituted reversible error. Where
equitable relief, as distinguished from the monetary dam-
ages, is sought under the provisions of the Civil Rights
Act, the personal involvement of the defendant is not
required. See Adams v. Pate, 445 F.2d 105, 107, n.2 (7th
Cir. 1971). Thus, assuming arguendo that the appellant
did not allege sufficient personal involvement on behalf of
these six defendants to state a claim for relief as to
monetary damages, the appellant’s claim for equitable
relief against these defendants is cognizable under 42
A-4
U.S.C. § 1983. In reversing the order of the district court
on this ground, however, we express no view concerning
the sufficiency of the plaintiff's allegations of personal
involvement as to these six defendants. On remand, there-
fore, the court is directed to reinstate the appellant’s
complaint against these six defendants for purposes of
re-evaluating appellant’s claims for monetary and equit-
able relief.
Il.
Addressing the appellant’s contention that his pro se
amended complaint alleged sufficient facts to state a claim
for relief, we conclude the district court erred in dismiss-
ing his complaint under Fed. R. Civ. P. 12 (b)(6). |
It is well-settled that a complaint should not be dismis-
sed for failure to state a claim unless it appears “beyond
doubt that the plaintiff can prove no set of facts which
would entitle him to relief.” Conley v. Gibson, 355 U.S. 41,
45-46 (1957). Moreover, motions to dismiss are subject to
even greater scrutiny in cases of pro se complaints. Haines
vu. Kerner, 404 U.S. 519 (1972). Due to the lack of legal
expertise that accompanies their preparation, pro se com-
plaints are generally entitled to a liberal construction.
French v. Heyne, 547 F.2d 994 (7th Cir. 1976). Additional
reasons exist for requiring that pro se complaints drafted
by prisoners be accorded special liberality, which reasons
are present in the case at bar. Appellant was confined in
an isolation unit at the prison at the time he filed his
original complaint and two supplemental complaints, and
the fact of his confinement was made known to the district
court. The original complaint alleged: “Plaintiff being con-
fined in disciplinary segregation is unable to gather any
further information or to have access to proper forms,
typewriter, and experience needed to abide by every rule
of the court.” The predicament confronting the appellant
in this case is similar to that encountered by the
prisoners-plaintiffs in LaBatt v. Twomey, 513 F.2d 641
(7th Cir. 1975), in which we held that the district courts
should be especially cautious in granting summary dispos-
A-5
ition under such circumstances. LaBatt v. Twomey, supra,
at 650.
In this case, the record demonstrates that the district
court failed to construe liberally the appellant’s pro se
complaint. No recognition is made in the court’s opinion
that the appellant was proceeding pro se, but rather, the
court stated “while plaintiff’s complaint is vague, desul-
tory, inconcise and difficult to follow as a result of not —
being constructed in numbered paragraphs as con-
templated by Federal Rules of Civil Procedure, it is clear
that nowhere does it state a claim upon which relief can be
granted.”
IV.
Construing the appellant’s pro se amended complaint
liberally, it cannot be said that he is entitled to no relief
under any set of facts which could be proved in support of
his claims. A fair reading of the allegations contained in
the complaint indicates appellant was confined to disci-
plinary segregation prior to being afforded a hearing, that
the subsequent hearing was not impartial, that the Con-
duct Adjustment Board recorded only certain facts, that
appropriate procedures were not followed, that all wit-
nesses appellant wanted were not called, and that the
decision was not based upon substantial evidence. These
allegations (when taken as true as they must be on a
motion to dismiss) indicate that appellant was confined to
disciplinary segregation without being accorded due pro-
cess of law in violation of the rights secured to him by the
Fourteenth Amendment.
In the context of this case, the reliance of the district
court on Adams uv. Pate, 445 F.2d 105 (7th Cir. 1971) to
dismiss the appellant’s procedural due process claims is
inapposite. In United States ex rel. Miller v. Twomey, 479
F.2d 701 (7th Cir. 1973), cert. denied, 414 U.S. 1146
(1974), and its progeny, this Court further delineated the
procedural due process standards governing the placement
of prisoners in disciplinary segregation.
A-6
Thus, absent emergency circumstances, a prisoner is
entitled to notice and a hearing before he is confined to
segregation. LaBatt v. Twomey, 513 F.2d 641 (7th Cir.
1975); Hayes v. Walker, 555 F.2d 625 (7th Cir. 1977). Since
no emergency is claimed to have existed in this case, the
decision to place the appellant in segregation without a
hearing is judicially reviewable, and the allegations con-
cerning his pre-hearing segregation should not have been
dismissed.
Furthermore, a prisoner subject to disciplinary confine-
ment is entitled to an impartial hearing, an opportunity to
call witnesses unless to do so would jeopardize institu-
tional security, and a decision based upon substantial
evidence which sets forth the reason for the decision and
the evidence relied upon. Aikens v. Lash, 547 ¥.2d 372
(7th Cir. 1976); Hayes v. Walker, supra. In this case,
appellant alleged that the fact finders who imposed disci-
plinary segregation upon him were not impartial. It is
fundamental to do process that fact finders be impartial.
United States ex rel. Miller v. Twomey, supra.
Appellant also alleged he was not permitted to call all of
his witnesses to the disciplinary hearing. Although the
right to call witnesses at such hearings is limited, Baxter
v. Palmigiano, 425 U.S. 308, 321 (1976), and prison offi-
cials retain broad discretion in determining whether to
permit witnesses to be called, such discretion is not unfet-
tered. Wolff v. McDonnell, 418 U.S. 539, 566 (1974). In this
case, the record is silent as to the reasons why appellant
was not permitted to call his witnesses. This Court has
previously held that support for the denial of a request to
call witnesses must appear on the record. Hayes v. Walker,
555 F.2d at 630. Appellant further alleged that the disci-
plinary hearing decision was not based upon substantial
evidence and that the records of the hearing reflected only
certain of the facts adduced. These allegations, when
taken as true, indicate procedural due process violations.
Discipline decisions must be based upon substantial evi-
dence, Aikens v. Lash, supra, and must be supported by a
written statement of the fact finders as to the evidence
A-7
relied upon and the reasons for the disciplinary action.
Hayes v. Walker, supra; Wolff v. McDonnell, supra.
Accordingly, in view of the appellant’s pro se status and
the substantial nature of his procedural due process alle-
gations, we conclude his complaint stated valid claims
upon which relief could be granted.
¥.
Similarly, we conclude the district court erred in dismis-
sing the appellant’s complaint challenging the conditions
of his confinement for failure to state a claim under the
Eighth Amendment. In its opinion, the district court relied
extensively upon Aikens v. Lash, 371 F. Supp. 482 (N.D.
Ind. 1974), to hold that the appellant failed to state a
claim on issues pertaining to the living conditions in the
“T” Cellhouse Detention Unit (IDU) at the Indiana State
Prison. However, Aikens did not sanction the conditions in
the IDU as constitutionally adequate, but rather deferred
consideration of the claims challenging these conditions
until the legislature and the prison staff had an opportuni-
ty to act in correcting the many deficiencies existing on
the IDU. Aikens, supra at 495. Nor did this Court place an
imprimatur of constitutionality upon the conditions in the
IDU on the appeal in that case. Aikens v. Lash, 514 F.2d
55, 58, n.8 (7th Cir. 1975). Accordingly, we do not regard
these decisions as res judicata of the appellant’s challenge
to the conditions of his confinement.
Moreover, we regard the substantial nature of the appel-
lant’s allegations concerning these conditions as sufficient
to state a claim for relief. These conditions, which have
been summarized previously, are typical of the conditions
which have been condemned by other courts as violative of
the Eighth Amendment. Thus, in measuring these condi-
tions under the strictures of the Eighth Amendment, the
court must judge whether the conditions complained of
would be shocking to the collective national conscience.
See, e.g., LaBatt v. Twomey,.513 F.2d 641 (7th Cir. 1975).
In evaluating conditions of confinement against this stan-
A-8
dard, the court may consider the cumulative impact of all
the challenged conditions, Kirby v. Blackledge, 530 F.2d
583, 587 (4th Cir. 1976), the duration of the punishment,
LaBatt v. Twomey, supra at 648, and the appropriateness
of the punishment vis-a-vis the severity of thc offense.
LaReau v. MacDougall, 473 F.2d 974 (2d Cir. 1972).
Application of these principles to the instant case com-
pels the conclusion that the appellant’s pro se complaint
alleged sufficient facts to state a claim for relief under the
Eighth Amendment. The appellant was confined to the
maximum security unit for a period of six iuonths as a
result of the possession of marijuana and money. Consider-
ing the duration and proportionality of his punishment in
light of the offenses, together with the cumulative impact
upon the appellant of the debilitating conditions alleged in
his complaint, we find the appellant is entitled to an
opportunity to prove the allegations challenging the condi-
tions of his confinement.
Vi.
Finally, we conclude the appellant has stated a constitu-
tional claim based upon a denial of his First Amendment
religious rights. In view of the appellant’s pro se status, we
regard his factual allegations as sufficient to raise an
issue whether his confinement unconstitutionally denied
him access to religious materials and individual religious
services. On remand, therefore, the appellant will be per-
mitted to prove a constitutional violation of his rights
secured by the First Amendment.
As a final note, we observe that, in ruling on the
sufficiency of the appellant’s claims, the district court was
confronted with the difficult and laborious task of analyz-
ing some fifty handwritten pages representing the appel-
lant’s pro se original and two supplemental complaints. In
remanding this case to the district court, we are sym-
pathetic to the burden imposed upon the court by the
nature of the appellant’s complaint. However, we take
solace that ‘is burden will be alleviated in the assurance
A-9
at oral argument by appellant’s counsel on appeal, Legal
Services Organization of Indiana, Inc., that it will repre-
sent the appellant in the event the case is remanded.
For the foregoing reasons, the order of the district court
dismissing the appellant’s complaint is vacated, and the
cause is remanded with directions to permit the appellant
an opportunity to prove the allegations raised in his com-
plaint.
VACATED and REMANDED
A-10
IN THE |
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
Biture R. Apams
Plaintiff
Vv.
Jack DuckworTH
J. F. Koziowsk1
P. G. Youncsioop ;
Bos GLANEY
R. SHRINER
Ropney KeltH
Rona_p BatcHELOR
Defendants
No. S 77-35
MEMORANDUM OPINION
Defendants Duckworth, Kozlowski, Youngblood, Glancy,
Glick and Wilkins are dismissed from this cause since in
his supplemental complaint plaintiff requests monetary
damages from all defendants. The Seventh Circuit has
ruled that where monetary damages rather than equitable
relief is sought under the provisions of the Civil Rights
Act the doctrine of respondent superior does not apply, and
personal involvement of a defendant is required. Adams v.
Pate, 445 F.2d 105 (7th Cir. 1971). These individuals are
named as defendants but their names do not appear in the
body of the complaint and apparently plaintiff’s complaint
does not allege any overt acts on their part which denied
plaintiff his rights under 42 U.S.C.A. § 1983.
Plaintiff’s first allegation is that he was subjected to an
A-11
unreasonable search. It has long been established that a
convict loses a great measure of his protection against
unreasonable searches and seizures. Martin v. United
States, 183 F.2d 436 (4th Cir. 1950), and that a prisoners’
right to be free from unreasonable searches is subject to
curtailment made necessary by the purposes of confine-
ment and the requirements of security. Palmigiano uv.
Travisono (D.C. R.1.) 317 F. Supp. 776.
Circumstances very similar to this case were faced by
the U.S. District Court of the Western District of Missouri
in Burns v. Wilkinson (W.D. Mo.) 333 F. Supp. 94 (1971).
There, the inmate alleged that he had been “compelled by
guards at the prison to strip naked in an aggressive and
belligerent manner, that he was taken from the im-
mediate vicinity of his cell and was peremptorily con-
strained to remain undressed in the cold night air while
said cell was ransacked and searched.” Burns v. Wilkin-
son, supra, at 95. The Court concluded that:
... The facts alleged by petitioner, of a single
search “at some time before midnight” carried out
in an “aggressive and belligerent” manner, but
during which no actual assault or other abuse is
stated to have taken place, do not demonstrate that
the search was unnecessary and unrelated to prison
security. No violation of any federal right is
thereby made out to warrant interference by a
federal court in the control, discipline, treatment
and security of state prisoners by the state of Mis-
souri. In United States v. Follette (S.D.N.Y.) 282 F.
Supp. 10, 13, it was held that, with respect to
convicted probationers, a search could be deemed
unreasonable “only if made too often or if made at
an unreasonable hour or if unreasonably prolonged
or for other reasons establishing arbitrary or op-
pressive conduct by the parole officer.” None of
these conditions are alleged by petitioner, nor are
they inferable from the complaint or petition filed
in this case. A ruling in favor of petitioner on the
facts which he has alleged would set a precedent
A-12
which would endanger the security of the prisons
and the personal safety of the persons who main-
tain and guard the prisons. Petitioner therefore
does not state any claim of denial of a federal right
with respect to the search of his person. Nor does he
allege any facts which, if true, would constitute
irreparable injury. Burns v. Wilkinson, supra, at p.
96-97.
Hence plaintiff’s allegation of unreasonable search and
seizure do not raise questions of Constitutional dimension
and does not state a claim upon which relief may be
granted.
Plaintiff’s second allegation is that he has been subject
to cruel and unusual punishment because of harassment,
being in disciplinary segregation and being denied visita-
tion by a friend. None of these allegations have presented
the Court with any question of constitutional dimension.
As a general rule, the Eighth Amendment only gives
constitutional dimension to punishment that is barbarous
or shocking to the conscience of society. LaReau v. Mac-
Dougall, 473 F.2d 974 (2nd Cir. 1972), cert. denied 414
U.S. 878 (1973); Watkins v. Johnson, 375 F. Supp. 1005
(E.D. Pa. 1974), aff'd. 511 F.2d 1397.
The Seventh Circuit has held that to establish a viola-
tion of the Eighth Amendment, prisoners must show
either that the actions of the prison intentionally inflicted
excessive or grossly severe punishment on them or that
conditions were so harsh as to shock the general con-
science and were knowingly maintained by defendants.
LaBatte v. Twomey 513 F.2d 641 (7th Cir. 1975).
Segregation by itself is not cruel and unusual punish-
ment. Miller v. Twomey 479 F.2d 701 (7th Cir. 1973); Krist
v. Smith, (D.C. Ga. 1970), 309 F. Supp. 497, 439 F.2d 146;
Newsome v. Sielaff (D.C. Pa. 1974), 375 F. Supp. 1189.
Plaintiff’s general allegation of harassment lacks support-
ing evidence and is too broad to support a claim. The
decision of whether or not to permit an inmate to receive
visits from particular individuals has been held to be
A-13
within the discretion of prison officials. Walker v. Pate 356
F.2d 502 (7th Cir. 1966), cert. denied 86 S.Ct. 1598, 384
U.S. 966, 16 L.Ed.2d 678. Even if plaintiff's allegations
were true they fail to state a violation of plaintiff’s Eighth
Amendment rights under 42 U.S.C. § 1983.
Plaintiff’s third allegation is that he has been denied
due process and equal protection. “Prison disciplinary pro-
ceedings are not part of a criminal prosecution and the full
panoply of rights due a defendant is such proceedings does
not apply...In sum, there must be mutual accommoda-
tion between institutional needs and objectives and the
provisions of the Constitution that are of general applica-
tion.” Wolff v. McDonnell 418 U.S. 539, 94 S.Ct. 2963, 41
L.Ed. 935 (1974). Due process requirements are met if
there is some assurance of elemental fairness. Nolan v.
Scofati 430 F.2d 548 (1st Cir. 1970). The Seventh Circuit
has held that the requirements of due process in disciplin-
ary hearings are met if the prisoner is confronted with the
accusation and given a reasonable opportunity to present
his side of the dispute:
It thus appears that the prisoner is confronted with
the accusation against him and afforded a reason-
able opportunity to deny the accusation or explain
his actions. In the context of the nature of the
administrative action here involved, this would ap-
pear to fairly and rationally satisfy the concept of
procedural due process. Adams v. Pate, 445 F.2d
105 (7th Cir. 1971).
Here plaintiff did not allege that he was not notified of
the charges against him, nor does he allege that he was
not allowed to deny the charge or explain his actions.
Plaintiff does not even allege denial of access to the legal
department, merely that it was not available on weekends;
he does not allege that he was not allowed to call any
witnesses on his own behalf or cross-examine the accusing
officer; nor does he complain of a lack of appeal process,
merely the time that might be involved. Plaintiff's chal-
lenges to the hearing are really questioning interpretation
A-14
of evidence and facts and the sentence imposed, not the
procedure and his allegation about lack of impartial fact
finders is unsupported. Failure to follow procedure at a
disciplinary hearing is not a violation of constitutional
rights. Wolff v. McDonnell, supra.
Also since the portion of plaintiff's complaint dealing
with the disciplinary hearing is, in fact, challenging the
fact of his confinement in seclusion, not the conditions of
his confinement there, his claim is not cognizable under §
1983. The Supreme Court has ruled that 42 U.S.C. § 1983
is not the proper vehicle for relief for attempts to effect
discharge from unlawful confinement. Preiser v. Rod-
riguez, 411 U.S. 488, 93 S.Ct. 1827, 36 L.Ed.2d 439 (1973).
Thus even if plaintiff’s allegations were true, they fail to
state a violation of constitutional rights cognizaBle under
42 U.S.C. § 1983.
Plaintiff apparently also feels that defendants are deny-
ing access to the courts by restricting access to notaries.
However, plaintiff does not allege that he has been denied
access to a notary or the courts and, from the fact that he
filed two pleadings in one month, it appears that he was
able to procure the services of a notary. Even if these
allegations were true, and defendants do not concede that
they are, they fail to state a claim upon which relief can be
granted.
In the interest of fairness and justice the court chooses
to accept the second pleading as a supplemental complaint
and to treat it as an amendment to the original complaint.
Plaintiff’s first request for relief asks that he be allowed
the right to attend religious services on Sundays. It is well
established that “Denial of permission to prisoners in
administrative segregation to attend religious services (is)
reasonable in the light of the need for security so long as
inmates are allowed to receive religious materials and
visits by the chaplain or other ministers of their choosing.”
Diamond v. Thompson, (D.C. Ala. 1973) 364 F. Supp. 659;
Sharp v. Sigler (D.C. Neb. 1967) 277 F. Supp. 963. Plain-
tiff does not allege that he was denied access to the
A-15
chaplain or to religious material in segregation, and the
claim he does advance is not of constitutional proportions.
All or parts of plaintiff's second, third, fourth, sixth,
ninth, eleventh and twelfth requests for relief deal with
the physical condition of the cells in the I.D.U. (“I” Cell-
house Detention Unit). The living conditions in the I.D.U.
were also litigated in Aikens v. Lash (N.D. Ind. 1974), 371
F. Supp. 482,
Plaintiffs contend that long-term confinement
therein, under the living conditions and manner of
operation, constitutes a deprivation of rights under
the Fourteenth, Eighth, Fourth, and First Amend-
ment to the United States Constitution. Aikens v.
Lash, supra, at 492.
Since that trial was held at the prison, Judge Grant, the
presiding judge, was able to inspect the I.D.U. personally:
Mention should also be made of the fact that our
presence there made possible an unannounced in-
spection trip through the two segregation units
involved in this controversy. With the prior knowl-
edge and approval of all counsel and flanked only
by a law clerk and one prison guide, it was possible
for the Judge to walk the “range” on both floors of
both units, located in separate buildings a short
walk from the courtroom. Aikens v. Lash, supra,
485.
As a result of his inspection and the other evidence
presented in Aikens, Judge Grant ruled that one of the
seclusion units, the Deputies Office Unit (D.O.) was un-
constitutional and violated the Eighth Amendment. How-
ever, the Court held “against the plaintiffs on their con-
stitutional challenges against the I.D.U. Seclusion Unit.”
Aikens v. Lash, supra, at p. 495. Conditions there were
held not to constitute a deprivation of the constitutional
rights of inmates.
Other courts, including the Seventh Circuit have dealt
with similar circumstances involving ventilation, com-
A-16
modes, cleanliness, showers, lack of radios and other cell
conditions. In those cases, allegations of disorder, discom-
fort, inconvenience, and maintenance problems were held
not sufficient to suggest deprivation of any right secured
by the constitution or laws or show conditions so foul,
inhumane and violative of the basic concepts of decency as
to fall within the proscription of the Eighth Amendment.
Adams v. Pate, supra, at 109; Bussue v. Lankler (D.C. N.Y.
1972), 337 F. Supp. 146; Lovern v. Cox (D.C. Va. 1974), 374
F. Supp. 32. Thus, even if plaintiff’s allegations were true,
they fail to state a claim of action upon which relief can be
granted.
All or parts of plaintiff’s fourth and fifth requests for
relief deal with the food and food service at the I.D.U.
Plaintiff alleges that the food is not hot enough, the meals
do not vary enough from week to week and that the eating
utensils are inadequate.
The court also reviewed the dietary and utensil policies
of the I.D.U. in Aikens and found that the dietary and
service policies of the I.D.U. were adequate and did not
raise any questions of constitutional magnitude.
The segregation units are provided the same food
as the rest of the general prison population. The
menu for each week is based upon a recommenda-
tion of the Director of Food Service for the State,
who is a licensed dietitian. Food to these units is
delivered by an electronically-controlled hot food
cart. Tests have shown that there is a loss of but 4°
or 5° in transporting these carts from the kitchens
to the seclusion units. Aikens v. Lash, supra, at
493.
The Court also held that denial of items that could be
turned into weapons was reasonable in the I.D.U. for
security purposes.
While use of plastic rather than metal utensils was not
decided by Aikens, it is clear that these items are more
easily converted into weapons than stainless steel trays
and therefore, under Aikens, it should be within the dis-
A-17
cretion of prison officials to deny the use of metal utensils
for security reasons.
Plaintiff’s seventh request for relief deals with medical
treatment. Plaintiff does not allege that he is currently in
need of medical care, nor does he allege that he has been
deprived of medical care, though he does contend that the
cold pack provided for him was inadequate. Therefore, this
complaint does not allege a violation of constitutional
rights since the Seventh Circuit has consistently held that
improper, insufficient or inadequate medical treatment of
prisoners does not state a constitutional claim. U.S. ex rel.
Lawrence v. Ragen, 323 F.2d 410 (7th Cir. 1963); Hender-
son v. Pate, 409 F.2d 507 (7th Cir. 1969). The prisoner
must actually be deprived of essential medical care before
a cause of action is alleged. U.S. ex rel. Knight v. Ragen,
337 F.2d 425 (7th Cir. 1964), cert. denied, 380 U.S. 985
(1964). Plaintiff alleges only inadequate medical care, not
deprivation of medical care, therefore, he has not stated a
valid claim for which relief can be granted.
The issue of medical care in the I.D.U. was also litigated
in Aikens. The Court ruled that the medical services were
not inadequate and did not constitute deprivation of con-
stitutional rights.
True, these services are not as adequate nor
nearly as speedy as the plaintiffs demand but
countless citizens outside the Prison walls will tes-
tify that doctors are busy people and are not always
ready to break and run the moment we demand
them, day or night. Aikens vu. Lash, supra, at p. 493.
Plaintiff’s eighth request for relief asks that “plaintiff be
given daily outdoor fresh air exercise time with recreation
facilities, materials and with access to library for reading
materials.” In Aikens Judge Grant specifically noted that:
Prisoners are confined in I.D.U. twenty-four
hours a day and are not allowed outside their cells
for exercise and are only temporarily released for
visits or hospitalization, but for few other reasons.
Aikens v. Lash, supra, at 493.
A-18
The Court in Aikens did not rule these restrictions
unconstitutional and noted that a shortage of manpower
precluded the prison from providing some of the services
sought by plaintiffs. Plaintiff does not allege denial of
reading material in seclusion. Plaintiff’s allegations do
not raise any question of constitutional proportions.
Plaintiff’s tenth request for velief seeks that he be free
from “restraint(s) on visits” and “from all Chemical
Agents as corporal punishments.”
It is well established that visitation privileges are
within the discretion of prison officials and absent ex-
traordinary circumstances federal courts should not inter-
fere with their discretion. Walker v. Pate, (7th Cir. 1966)
356 F.2d 502, cert. denied 86 S.Ct. 1598, 384 U.S. 966, 16
L.Ed.2d 678; McCray v. Sullivan, (5th Cir. 1975), 509 F.2d
1332, 339 F. Supp. 271. Plaintiff’s allegations dealing with
restrictions on visitation do not present such extraordi-
nary circumstances as to invoke intervention by the
courts.
As to plaintiff’s allegations regarding corporal punish-
ment, the criteria used in determining if an assault
against a prisoner reaches the magnitude of a constitu-
tional deprivation is “whether the complaint indicates
that the prisoner has received physical and mental abuse
or corporal punishment of such base, inhumane and bar-
baric proportions that it shocks and offends the Court’s
sensibilities and offends the Eighth Amendment as well.”
Butler v. Bensinger (D.C. Ill. 1974), 377 F. Supp. 870. In
this case it does not appear that plaintiff has been the
subject of any corporal punishment, either physical or
chemical, let alone that he was subject to base or in-
humane treatment.
Courts have upheld the use of mace in proper circum-
stances as being within the discretion of prison officials.
Crafton v. Rose, (D.C. Tenn. 1972), 369 F. Supp. 131;
Washington v. Anderson (E.D. Okla.), 387 F. Supp. 412
(1974). Plaintiff does not allege that mace was used in
improper circumstances.
A-19
Plaintiff also alleges on pages 7 and 8 of his complaint
that the personal property he was prohibited from taking
into seclusion has been lost through the negligence of
defendants. Even if this were true, it is not conduct which
states a claim under the civil rights statutes since it does
not deprive him of rights, privileges or immunities secured
him by the Constitution or laws of the United States.
Howell v. Cataldi, 464 F.2d 272 (3rd Cir. 1972).
Plaintiff's final claim is for restitution for per-
sonal belongings which were missing after his
property was sent to him in the maximum security
cell block.... Even assuming that plaintiff could
establish that defendants are liable for the loss of
his personal articles, it would seem that such liabil-
ity would be founded on either a theory of common
law negligence or breach of a state statutory
duty—neither of which are cognizable actions
under the Civil Rights Act. Id. Plaintiff’s claim for
restitution should, therefore, be dismissed. Collins
v. Haga, 373 F. Supp. 923 (1974).
While plaintiff's complaint is vague, desultory, incon-
cise and difficult to follow as a result of not being con-
structed in numbered paragraphs as contemplated by the
Federal Rules of Civil Procedure, it is clear that nowhere
does it state a claim upon which relief can be granted.
Even if plaintiff’s allegations were true they fail to state a
violation of constitutional rights cognizable under 42
U.S.C. § 1983.
Plaintiff's Second Supplemental Complaint to this cause
of action alleges violations of his First, Eighth and Four-
teenth Amendment rights. The facts of his Complaint fail
to state a claim upon which relief can be granted.
Allegation 1(A) deals with the conditions and operations
of the visiting room. All that is required of a visitation
area is tolerable comfort or minimally tolerable physical
conditions. Giampetruzzi v. Malcolm, 406 F. Supp. 836
(D.C. N.Y., 1975). Restricting to three the number of
prisoners using the facilities at one time is within the
NNER
A-20
discretion of officials. In Giampetruzzi it was found that
allowing only two prisoners at a time in receiving units
was reasonable to thwart escape attempts. Plaintiff’s alle-
gations of retaliation are conclusory and do not state a
cause of action.
Allegation 1(B) deals with alleged denial of access to a
telephone. Plaintiff does not allege personal involvement
of any of the named defendants. To be actionable there
must be personal involvement in such acts. Adams v. Pate,
445 F.2d 105 (7th Cir. 1971); Boyd v. Adams, 364 F. Supp.
1180 (N.D. Ill. 1973).
Allegation 1(C) deals with delay in mail delivery. Pris-
oners cannot permissibly be denied mail. Collins v.
Schoonfield, 344 F. Supp. 257 (D.C. Md., 1972). However,
plaintiff does not allege that he has been denied the right
to receive mail, he merely claims that its delivery has
been delayed. So long as a delay is not unreasonable, it
does not reach constitutional dimensions. Fore v. Godwin,
407 F. Supp. 1145 (D.C. Va., 1976). Plaintiff’s complaint of
missing magazines appears from the complaint to be as a
result of negligence by guards which does not state a claim
of action under § 1983. Kent v. Prosse, 265 F. Supp. 673
(D.C. Pa., 1967), affirmed 385 F.2d 406 (3d Cir., 1967). In’
any event there is no allegation that any of the named
defendants were in any way personally involved in de-
layed mail delivery. Thus, this allegation does not state a
claim.
Plaintiff’s second allegation deals with physical condi-
tions of the cells, cleaning procedures and maintenance.
In allegation 2(A) he argues that it is cruel and unusual
punishment to have to clean the floor while standing on it
and to have to carry a change of clothing, towels, toilet
articles and a trash bag out of his cell at the same time.
The Seventh Circuit has held that to establish a violation
of the Eighth Amendment, a prisoner must show either
that the actions of the prison intentionally inflicted exces-
sive or grossly severe punishment on him or that condi-
tions were so harsh as to shock the general conscience of
A-21
society. LaBatt v. Twomey, 513 F.2d 641 (7th Cir.“1975).
Plaintiff’s allegations in item 1(A), even if true, fail to
meet this standard. Trivial or frivilous invasions of per-
sonal rights are not cognizable. Wells v. Ward, 470 F.2d
1185 (10th Cir. 1972).
Allegation 2(B) alleges that one night plaintiff was
denied a change in light bulbs until morning, was unable
to get mirrors on hair cut days or hatches on demand and
was denied a change of linen when holidays fall on Mon-
day. These allegations do not state a claim upon which
relief can be granted. He does not allege that he was not
allowed to clean his cell or person or that he was denied
the material to do it with. His allegation merely is that
there were some difficulties involved. Likewise he does not
allege that he has been denied haircuts or change of linen,
merely that they were sometimes delayed. Trivial or
frivilous invasions of personal rights are not cognizable
under § 1983. Wells v. Ward, supra.
The allegations of unsanitary conditions deal with mat-
ters of prison administration, and absent exceptional cir-
cumstances, federal courts will not inquire into such mat-
ters. U.S. ex rel. Knight v. Ragen, 337 F.2d 425, cert.
denied, 14 L.Ed.2d 277 (7th Cir., 1964); Bowman v. Hale,
302 F. Supp. 1306 (D.C. Ala., 1969). These allegations do
not reach constitutional proportions. Similar problems
have been held insufficient to suggest deprivation of any
right secured by the Constitution or show conditions so
foul, inhumane or violative of the basic concepts as to fall
within the proscription of the Eighth Amendment. Adams
v. Pate, 445 F.2d 105 (7th Cir., 1971); Bussie v. Lankler,
(D.C. N.Y., 1972), 337 F. Supp. 146; Lovern v. Cox, (D.C.
Va., 1974), 374 Supp. 32. Thus, even if plaintiff’s allega-
tions were true, they fail to state a claim of action upon
which relief can be granted.
Allegation 2(C) charges that plaintiff has been denied
certain food items on three Sundays and has not been able
to obtain coffee for evening meals. Prisoners in seclusion
are entitled to a diet that provides them appropriate
A-22
nutrition but not necessarily entitled to any particular
food. Collins v. Schoonfield, 344 F. Supp. 257 (D.C. Md.,
1972):
... As to inmates convicted and serving sen-
tences, the provision or denial of certain foods,
provided there is in any event no denial of that
quantity and quality of food required for appropri-
ate nutrition, may not be unconstitutional regard-
less of whether it is advisable....Collins v.
Schoonfield, supra at p. 278.
Plaintiff does not allege denial of a nutritional diet merely
that some items weren’t available at some meals. This is
not cruel and unusual punishment.
Item 2(D) alleges that on one occasion in June*the heat
was left on. This appears to be an isolatec instance and
there is no allegation that it was intended by officials to
punish anyone. Such incidents often occur in institutions
of all types especially in seasons when outside tempera-
tures are fluctuating. One such isolated incident is not
sufficient to suggest deprivation of any right secured by
the Constitution and does not constitute cruel and unusual
punishment.
Plaintiff's allegation in item 2(E) is that he suffered ©
from the use of mace on prisoners in adjoining cells. This
does not state a claim upon which relief may be granted
under 42 U.S.C. § 1983.
... when the jail guards used tear gas to quell a
disturbance in the exercise area of the jail. The gas
penetrated into the appellant’s cell and affected his
eyes and nasal passages.... But the allegations of
the complaint fall short of stating a claim for relief
for deprivation of a protected constitutional right.
Stripped of all the non-essential verbage, the com-
plaint shows that appellant was caused to come
into contact with tear gas used by the jail officers in
quelling the disturbance in the prison. Even if this
constituted an assault, it was insufficient to sustain
an action for relief under the civil rights statute.
A-23
Davis v. United States, 439 F.2d 1118 (8th Cir.,
1971) at p. 1119.
As to the tear gas incident, the alleged facts fall
far short of demonstrating a violation of a constitu-
tional right. Nowhere is it alleged that the spray-
ing was intentionally or maliciously directed at
petitioner, and a single tear gas incident is not
likely to amount to the gross negligence that is
minimally required to state a good cause of action
for inflicting cruel and unusual conditions of con-
finement. Fitchette v. Collins, 402 F. Supp. 147
(D.C. Md., 1975) at p. 157.
As in Fitchette and Davis, plaintiff does not allege that
mace was intentionally or maliciously directed at him, and
in such circumstances even if he was affected by the mace,
it doesn’t amount to cruel and unusual punishment and is
not actionable under 42 U.S.C. § 1983. Also there is no
allegation of personal involvement of defendants. Adams
v. Pate, supra.
Allegation 2(F) deals with prisoners plaintiff contends
are mentally ill being kept in the same security unit as he
is, which he contends endangers him. These allegations do
not state a cause of action because he does not claim there
has been any actual injury to him, and even if there were
an assault by a fellow inmate, it would constitute a tort
not cognizable under 42 U.S.C. § 1983. Kent v. Prosse,
supra; Bowman v. Hale, supra; Fitchette v. Collins, supra.
In any event assuming plaintiff’s allegations of insanity of
other inmates are correct, then defendants are properly
discharging their duties to the prison population by keep-
ing these inmates in a security unit rather than in the
general population.
Allegation 3 deals with plaintiff’s objections to review
procedures for prisoners in seclusion. Due process requires
periodic review of the situation of persons in segregation.
Kelley v. Brewer, 525 F.2d 394 (8th Cir., 1975). However,
plaintiff does not contend that there was no review, his
only objections are that review occurred every thirty days
A-24
and was performed by the Conduct Adjustment Board.
These objections do not show any denial of equal protec-
tion and do not state a claim for which relief can be
granted.
Thus, even if plaintiff’s allegations were true, they fail
to state a violation of constitutional rights cognizable
under 42 U.S.C. § 1983.
This Court now DISMISSES this case for failure to
comply with Rule 12(b)(6) of the Federal Rules of Civil
Procedure and to state a claim upon which relief can be
granted.
Enter December 5, 1977.
/s/ Allen Sharp
Judge, United States District Court
A-25
JUDGMENT ON DECISION BY THE COURT
UNITED STATES DISTRICT COURT
; FOR THE
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
Civit Action Fite No. S 77 0035
Bitte R. Apams
US.
Jack Duckworth, J. F. Koz_owski,
P. G. Youncs.oop, Bos GLaney, R.
Suriner, Ropney Keitu, RoNALD
BatcHe.or, Byron Guick, G.
WILKINS
JUDGMENT
This action came on for (hearing) before the Court,
Honorable ALLEN Suarp, United States District Judge, pre-
siding, and the issues having been duly (heard) and a
decision having been duly rendered,
It is Ordered and Adjudged that the plaintiff take noth-
ing, that the action be dismissed on the merits.
Dated at South Bend, Indiana, this 5th day of December,
1977.
Francis T. GRANDYS
[a se ee ee ee ee ee eee 688 ee eB eee ewe en ee 6 6 8
Clerk of Court
/s/ Eugene J.Szynski
Deputy Clerk
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.