Appendix — American Seating Co. v. National Seating Co.
Supreme Court brief1979
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IN THE
SUPREME COURT OF THE
UNITED STATES
OCTOBER TERM, 1978
no. 7£-/Z04
AMERICAN SEATING COMPANY,
Petitioner,
Vv.
NATIONAL SEATING COMPANY
Respondent.
PRICE, HENEVELD, HUIZENGA & COOPER
Attorneys for Petitioner
By: Lloyd A. Heneveld
BUSINESS ADDRESS:
P. O. Box 2567
Grand Rapids, Michigan 4950!
BN AS
(No, 417) De 1
TEXT
PATIENT. PRADIENEARIS & COPYRIGHED JOURNAL.
Bn the
Cited States Court of Appeals
For the Seventh Circuit
No, 77-1872
Rerubuic Inpustries, INC.
PlaintiyfAppellant,
vw
SCHLAGE Lock Comiany,
Defendant-aA ppellee.
Appeal from the Pirated States Dh treet Court for the
Seathern Detrat ef Theo, Tere Dianen
Mo PCaeT6 1 Rebert DD Morgan, Jeter
AkGUED June 5, 1978—Decioun Feeruary 1, 1979
Refore SWYGERT, CUMMINGS, and PELL, Crrenit Judges,
Swrarki, Coreait: Juda Republic Industries, Ine.
assignee and owner of the Slaybaush patent, OLS.
Patent No, 3.852.848, instituted this infringement action
ayrainst Sehhye Lack Company. Schlare counter:
Claimed, sllegung invaleinty of the patent: and) non:
infringernent. Without reaching: the titringrement issue,
the distiat court in’ a therough opimen held the
Slavbauyh patent: davahd) for obvieusness under 25
USC. S308 and entered judiment for defendant.
Re puhlre Joehustrios, dune. vw Sehlage Lack Ca, 483°.
Supp. G6e (SD. TL 177). We affirm
This appeal presents a recurrent problem: the proper
criteria oy whieh a combrution patent is measured for
nonebviewsiess, Increasingly, the distriets courts in this
cireuit, net without seme confa don enuunating: from: this
court, have taken the view Chat synerpism and not the
criteria articniated in Grade vo daha Deere Ca. 882
US. 2 (1986), is the controlling: test in) combanation
patent claims. Before addressime Uiis question, we
review the chaims of the patent: inwolved in’ his
appeal.
‘The Slavbauyeh patent compres nine claims. Chums |
through TF oof that patent were nat placed an suit by
Republie; only chums Rand Y are alleged to be
infringed. Sinee Republie concedes that the validity of
claim © is dependent upen the validity of claim 6, only
the latter claim will be discussed?)
‘ See, ea. ACE Lermeyer Menutactaring Cor Loter
national Components Conpe, (Na, (8 2int (Nt). DL. June 8
VYTS): Pderveee Prentvcts, Ine. eo WOOL Lee Co. 195 UES PQ au
(ND TL LOTT Sectors ae Bile Compan, 435 F.Supp
BOS (ND End. LOTT Repettie Dutustrees, dae rn Schlage Lock
Oo. A F.Supp. eee is bi wi
£ Cham 0 sunply provaies: “Phe combination of chum 8
where saad means der resiliently holdings enid valve are elec:
trically operated”
The invention of Slaybausgth’s chim § is a door closer
used to hold open and to close fire doors in hospitals,
institutional health care faciuties. and other publi
buildings. Republic arjrues that the Slavbaujh device
achieves a unique combination of two funetians ina
single unit: (1) mulaple-peint hold open, whereby a
deor can be held open at any point along the are
belween its closed and fally epened positions: and (2)
momentary manual release, wherehy a door in any open
apo becomes self closing when a person mormnentars
y pushes or pulls the door.' The Slavbaugh oatent we.
the first device in the history of door closers which
combined these two foatures
As illustrated by the schematic diagram below, claun
8 of the Slaybanugh device ts essentially comprised: ot
seven elements, each of which Repubhe concedes to be
old and known:!
(1) a deor-closingg main spring;
(2) a piston geared te the door and siding within
an enclosed cylinder, which is activated by the
main springs,
(3) hydraulic fluid in the evlinder anead of fin the
diagram, to the ryght side of) the pistan:
(4) a fluid escape passage to the right of the piston:
(5) a dual area valve* which closes the fluid eseay
passage:
Y Phe momentary manual release feature thereby ay
frome toanaal release on that Ube hate t's ¢ fhe y ?
quaning: manual force to clos the door comploteiy. Aiton
the manual relense fescire is offen caweected ta an wectrr
contre) circuit sueh as @ stnoke detector whi when ac
tivated. will cloww the cloor, the { wspeet ood fhe mores
tary manual release feature KR Hie Agaies ts that pe
ya
deers can be closed quaicnty amd easin rewarediess af sme
detector eperahion, eg. when a detector moht io. to operate
* Clarn S elaims as cnventien
A combdned door cheek and div device 4
Chradings tecahiant tests far args red closti
Upon expansive thercef tess itot ’
eviinder, a piston there conn te tese towope
end of sand eviinder with the PRpTNSIN ¢
Trreates, Smuned pe calaerit tenesems estiet
mnit aren om fund sucad of cai
with stud ome end ef sand ext
the escape of fad from: said ane end having a valve seat
therem, a valve ad ued ton otheese® iagrainst
fron the downstream side thereaf, sant valve hi
; ira
ah Theat
-%
‘
face larger thaw stad valve seat a waive ebae t
downstream oof sal seat, a geartiem af saad) waive
diewnstreatin of scued fie Closely comtarmed> on Scud eh oor
fo Subestantially prevent thuared flaw past wd wanlves aod
allow prescne cleo genes cited eave sehen said wale ts
Cpr, treats prowadange ca flea ee ere pra age’ sogeteasaa® ten"
stud Viive: ehuaneber apestrecumal ‘ se) bide eal 4%
Pre trends oof Siuad Sigdver, resent. prresstdange aa flue ¢ ¢
peissayte fram sand valve eboaniter feline th ebesely eon
tainedt portion of sud valve when on sand open peasat
And omeans aAd‘wpted to dold sard valve resdentin avacat
said seat with a foree un excess of the product af cord
pressure ated sand salve seat area ated less than the
product of saul pressure and said face area
§ Plydeauhe fad una
Which flews within the doer eh cer estinder te
Openings and closemge speed eontral as web a
lubrication for the movings mechanical parts ef the unit
© A valve is a device inn passe that regulate. fiatd tow |
Opening: or Lloehinw the prossave wate a meet ite center
tal area valve fanetions the
has two faeces, each a different sve
Mubliehed by THE NUREAU OF NATIONAL AFFAIRS, INC WASHINGTON DC 27 (QOQCVGY
\
ter SAN, Once that the valve
- Na, |
2 (Na, 417) ara)
: (3) FLULD
()) SPRING
i neseare, (DRAIN
PASSAGE
(6) a solenoid’ which, by exerting a force on the
valve, maintains the valve ina closed position
overcoming the opposing force of the doar-
closing: springy and
momentary pull tovetner with the force of the
springs are suffied nt to overcame the soa!
to close by itself.
(7) a drain behind the dual area valve to insure ‘
free valve movement, since accumulation of u
fluid behind the valve would block or interfere Schiage contends that the Slayhaush device is
with valve movernent, because it is merely a combination of ald
having: no synerjristic effeet It takes this 7
regardless of whether a synergism test as defi
terms of a combination that pre
unpredictable. or surprisings recut or in. ter
tdividual elements of a combination fanetioni
new and different manner, Aitheseh it ist
whether Schlae understands senervisin ta bea
tute for or an addition to the statute ry re
In its commercial embodiment, Republic's unit. called
Fire Bue 1 MR. is completely encapsulated.
As the door is opened to any desired position (the
multiple-point hoeld-open feature), ao gear meehanism
attached to the door eases the piston in the diagram to
nieve te the left, thereby compressinge the elosinr Sprint,
The electrically controlled solenoid exerts a force on the
valve to close off the fluid eseape passage, thus
Preventing: the fluid interposed between the piston and to
Valve from escaping. Even though the closing Springs is ,
urging: the piston toward the rurht. movement of the
piston is blocked because fluid eannot escape from its
chamber through the fluid eseape passage when the
valve is closed. The door remains open as long as the
equilibrium between the opposings forces of the spring
and solenoid is maintained. ;
SYNerpism om rey
Pavers nt Ce, A Tae |
Pro, Ine. 425 US. BTR UNTO dee
tetens, A res
context, demonstrates otherwise
The Batent Aet of LTH) required that a device
be both new and useful te be patentable
February 21, 1708, eho X18 1. 1 Stat
third criterion was judienlly created
An open door tay be closed either automatically ar
manually. The door is closed antematically by deactiva:
tion of the solenoid. The solenoid is connected to an
external cireat which usually melades sinoke or fire de:
tectors, When the erenit is opened. eq. tw the trigareririy
of the smoke detector, the solenond relenses the force on
the valve. thereby unseating it Once the valve is open
the closings spring forees the piston righteard The
preston ain turn forces the hsdraulie flaw Guterposed
2s. There
a device
be an “invent
to be elusive, Noariv a
said as much about the
Ih.” Pdefteinige “tave
manner as toe afford any substantial and oan
vnomds « ff
and unseat the valve, whieh. when open, allows the duar
.
ren
é
minis; whether a partieutar destee qavely
2-28-79
’
t
invalid
of ald elements
wsition
ned in
thes AN nen pected,
‘tins af
ge. 30F 2
mewear
substi
.
wnt oF
nenobvieusness as interpreted in Gresham vo Jota Lhere
SSB US. 1D 98H at nonetheless arjene
s that
ured by the audersan’s Back Nock
PUSS. ST clita, and Sadraida wn Ag
Tt ad nf
these cases, particularly when placed in’ historical
had to
Act of
after a
ention” proved
iat the Supreme Court
The truth is the word eannet be defined in sueh
deter.
x AN
between the piston and the valved past the valve throng exerene of the inventive fealty or net In agave
the eseape passate, The gear mechanim attached to the case we may be able to say that there is present
piston swings Uhe door toward elasure ie bh ola NOY hivh oreter in } we Sen
: The allesedhy ania fs heipe of the Shavhanyh pute ni oe Ah iaisiaL ag Daag (cen s Race: iteatetes ee ; * nod
Hane, rata aga oar Cade pre we | eal Sh Carts adhgtine at prea
i WUE assistance? the Shay. eide, have by oa proces of exclusion determined
baugh deviee requires only a brief pull or push on the
door, whereby the door closes hy itself. The force of the
that certain variations on old. oe
‘
involve inventions but whether the variaties
A solenoid is a device whieh aoes eloete ival energy ta create
Amaynetic held mn a eo so that aomevagle esre as deawn inte
the cou when a carrent flows, Elere the solenoid ts attached to
the dual area valve.
.
ordinary mechameal skill as
a qQhestion
In the case of manuab operation. the force of the manual
ballon the deer teansnitiod throaeh the gear meehanise,
Supple ments the preecstioge force of the closings Spring “The
combiuned resultant foree mmeaxe theopasten ruvhtward. ‘Vhis ;
HStOM Presi rent pemerites cattrenenthy tageh pressure ino the ’
aid chamber te the rysht ot the piston to overcome the force
of the solenow) and unseat the valve
general definition,
MeClain + Ortmapr, VAL US $19, 427 C80]
imprecision of the “invention” standard resuited
A Its generally recameited that Mat ihe e Gree
U.S. (UE How SES CISA) as the earliest statement of
quirement of “uacention
Publeohed by DHE BUREAU OF NATIONAL AFFAIRS. INC | WASHINGTON fC 2AO4T OOOE
viees door de nat
i relied
Upon in a particular ease is anything? more than
which
cannot be answered by applying the test of any
The
in an
wig S08
the re
»?
ao |
2-e2-79 (TED ‘ TEXT
inconsistent and unpredictable body of bee beeaase ot
required that the decision of pateatability be based
ultimately upon the subjective whims of the reviewing
court.!
Congress revised the patent laws in 1852." The
novelty and ulility requirements were maintained and
recodified 25 1 S.C §$ 101, lag The retention of these
requirements did not however, completely define the
concept of patentidality: missing was that essential
quality whieh joes beyond mere newness oF usefulness
the “something” that the courts had unsuecessfully
strived for by the use of the term “nivention.” In order
te start afresh ino a semiintic sense and toa promote
uniformity in the appheation of the patent laws,
Congress added section 10302 ‘That provisten replaced
the judically imposed requirement of “invention” with
that of “nonobviousness”:*
A patent. may not be obtained .. . if the
differences between the subject matter songht to be
patented and the prior art are sueh that the subject
matter as a whole would have been obvious at the
time the invention was made to a persan having
ordinary skill in the art te which said subject
matter pertaias, Patentability shali net be nesa-
tive by the manner in which the invention was
made,
35 U.S.C. § 103.
Section 108 received its definitive interpretation in
Graham v. John Deere Co. B83 US. (19565). There, the
Court, in calling for “strict observance” of its require:
ments, laid out the analysis te be followed in cases
involving the obviousness standard:
While the ultimate question of patent validity is
one of law [citation omitted], the § 103 condition,
which is but one of three conditions, each of which
must be satisfied, lends itself to several basic
factual inquiries Unader § 10%. the seape and
content of the prior art are to he determined;
differences between the pri and the clits at
iesuie are to be ascertained: and the level of ordinary
skill in the pertinent art resolved.
Id. at 17. Wis against this backdrop that Black Rock and
Sakraida nust be read ‘
Black Rock invelved & combination patent in which
each ef the elements were knewn in the prior art. In
that ease the Court recited that it would adhere to tae
guidelines at had developed in Grate nm aon US. at 61.
hf this repard, Jude Rich. one of the coauthors af section
VOR, stated
In the final gamalysis. all it amemnted te was that if the
Cornet thovagelet thee reevetitien, theeaate tess and useful, was
Tut porate titcatote thers at cdeed met areveel “gnventoan” amd vice
versa The peaguivernent fae “miveritis was the plaything
Of he puddges whe dee Chey fecatme inatt dante its
mysteries, deltebted to devise ame exgwnited their awn
inde as of what pt rent, sore Very lovely pPruse resltine
Primeples of Patentubdita 28 Geo (Vash. 1. Rew. S04. doa
Cyt
1 Patent Aet af Tite eho 840, G6 Stat. 78, codifed oe i
US. §8 LOD ef seq
n The Lev gserr’S pretes fee Set nen qent pre thes
Theve os tee perenne rote Comes gent Larne Gor the: feet secmtennes
eagle atts stated ate Qbear perersent otatites beat the refusal of
watent. by the T t OE free, ard thee betebang: af geutents
prvartacd bey thee eecrerts.. eetr fear greener Veflad of ipventoon or
Lack of patentable meavelty has baer followed since at least
as carly as ISSO. This patraggraph os added wath the view
that an explicit statement mn the statute mity have some
stabilizing «fleet. and alse Ge serve ae a basis for the addi:
tien at a later time of some eriteria whack may be worked
out
Seo ales WR. Rep. Na Ts, sud Conse, 2 Sees, 7 (1952),
qpacted: in (irae, sapere, 3N8 US. at 1
Under the He Aet, the word “povention™ was statutorily
defined as any “rvention er divcoveny sc § latin)
Thus, an anventien whieh be novel metal camel remben aes as
patentable mention. a deviee whieh pe lackime one or more of
the criterias an unpatentable invention
be hs he eee Ok A A
(Na, 417) be A
G3. Usingr such analysis, the Court held) the patent at
issue dnwaled beeause “the combination was reasonably
obvious to one wath ordinary <kill un the art” dd. at 64.
Although during the course of its discussion the Court
neted that a cambination “may recat” ina synergustie
effect.” the Court went on te held that the device ai
question “was net oan invention by the obvieus nen
obvious standard.” ad at 8c. this phrase could only refer
to Greham and sertion 1038
Similarly in Sudravda, the Court scrutinized the
combination patent in issue by cansudering the scope and
content of the prier art teeether with the differences
between that art and the chated mvention.! In helding
the patent invalid. the Court held: “PU ,his partionlar
use af the assembly of old elements would be obvious to
any person skilled in Uae art of mechanical appleatian.”
425 US. at B82. Although the Court again discussed
synergism, itis apparent frou the context of the opinion
that the Supreme Court raised the topic oniy in respense
to the court of appeals’ assertion that synersusm was
present; the Court sunply dad net agree that the effert
produced by the clauned invention in that case was
synergistic.)
Neither Sakratde nor Black Roek ean be cited as
prescribing: seme other, Speen test for the evaluation of
combination chums. Nawbere in these two decisions did
the Court hold a synergistic effect to be a necessary
condition of patentability: nor dad it hold thats)
stisay supersedes a finding af nunobeiousness under the
Graham analysis, To the contrary, each case qisted
Groban with approval, Each turned on whether the
claimed invention was nenobvions on the basis of the
three-pronged test in Greham. In short. we believe that
Sakrasia and Black Rock rather than establisiongy an
additional, different, om substitated test for nonobwincs-
ness under section 104, reaffirmed Ute comunuing
vitality of Graken
The distriet court. while agreeing that Mires Rock and
Sokraida dud nots ish synersistn as a requisite: to
patentainlity, nonetheless interpreted eases from) this
Court as requiriys that every ceeniimation invention
must have a synergistic effect toa be patentable
The synergism test necessarily involves a teo-pronited
hypothesis: (1) the subject matter of the patent claim
comprises a combination of several elements, exch of
The elacmed ine
a radiant heat t
Aegehaalt sbaagee apy
were eld an the saevuagye art. dhe allegeet contri
combauninge ef these three elements ota a Singtie paangs
machine
‘
~ Mee athe
® The extent of the Caonrt’s ere cn st
Danrvitecd tee tena cermetetnces ON te seetereias
result in an effect greater than the sate
taken together, No sach s) nergtistas result is argued nere.
US. at 61
i The patent. in Sufracia. a dessce desyned te remove
anima’ Wastes fren a elaine barn, ivelved the combrration of
ze ptrauteed Clee fn che treatin, cuned ge tavecares far Moriy, Water
for a flee} effect release ante the tearm Cher,
The bafth Circuit vy Sefeaueda had held that the unventey
ity issn “[elid? aetue ve ta sy nee cestie re eo aca Fd WaT AT
(ithe Ce VUE RD bee Citas catenins the 3
wd “We ‘ agree that the ce
element cute pee rly bee ebnare
te ae <i S at ZS? Ut os thes ageeasent hast the reteret
to Svnergism aries et as a Stcute tte tirtaative re
quirement of putentatolity, but rather as a regeciion of the
Fifth) Coreuit’s balding
nN
>
|
mete Cova respon H
nr Of these aid
a SL MTEC
™ We believe our view 1 supported ta the Court's action in
Dann ov. dette. Alo ToS. SE ebetee dec theo
weeks befare Nera, der Ten Pieper, the tarrets of
atl one of the aeces argued that sp rergtietta is esse
— Loidite: avtaed Chaat Che goatermt ite tsaue Was teat synen aristae
Nee Herref of Petitioner at 2% Brief of tee Cure for the
Comiprter & i has Eaeqeuagerneenrat Mar ifactarers Av.n at“
Trngeortantio. the Conart lid niet dscns. ner adeeb at ever
tian. svanergtr th Tousteated, thee elaaatreeed geate rst im that es
evaluated exveliooavely under the Gorafene pattern wf sats
425 US. at Qk, dl
alys >
Published by THE HURBAU OF NATIONAL AFFAIRS, INC . BASTINGTON, ne wer
ee hia lle si casts ites se ihn sn a OLIN SS
ia the ay
Wirier, aces Kens tean Chie perder pertinent cart, comet Clo) the
combination ds ssnenactie cer at feast) produces a
synergistic “effeet” Ome premise ef thr. hypothesis. at
least as applied to mechomenh or bvdraahe clewiees. rs
that all such aavention. are ierei ones apphenation. of
known elements and materia: on ab fferent combinations,
As Judge Learned Hand ohsarverd
tis idle te say that cersbinations of old element.
Cannot be inventions, sub-tantialis every invention
is for such a “combination”: thatis to say. at consist
of former elements in a new assemblajce.
Reiner oc. LE Lene Can 8st Ftd Sod, 5038 (2d Cir, iin,
cert, dennd, 266 US oe (on p Tf this be true Gand of
new noenoebviows combinations are net patentabley then
almost nothings world be patentable. See Reeves Lustre
nent Carp 0 Be ehman Dictements, due, VA Fitd 265,
270 (Mth Cir. cert. denied. tay CLS. UAL aged
Onee it has been determined that sll of the ejements
in the combination are knewn, the next inquiry under
the synerpisin appreneh i. whether the cbumed patent is
synergistic or preduces a synernistic effeet. ihis has
been ne easy tisk. Court. have jong eo restled sath the
meangne: of synenjristn and have forrnnlated a number of
definitions. “The twoO mest comunan have heen that one of
the elements funetians different! in combination the
did previowste ea. Rete Trine Menafaetar
Ce, DIB Fd Ass, See ih Cir, WITH). and Shar the
combination results 2 ain effeet vreater than the sum of
iv ie Ten Si. qh wes Pape r
:
Co. vr. Bemis Ca. 540 Fh af ene (ein. Cation
denied. ASL ULS. Sa8 Get A realistic appraisal of
these formulations, however, reveals that synergism. is
only a figure of speech. for in its literal sense synergism
never has existed and never can exist in mechanical or
hyaraulic inventions when the term is defined as a
whole result greater than the sum of its constituent
parts *!
There is, im feet. mo such thing as a mechanieal or
bvdranhe element: fanet: edifferentiv ino combina
tion thanat did outside the caret nation. A spring ar valve
will always function as a spring or valve. alone or in
concert with other components -? Moreover. mechanical
elements can do no mere than contribute to the com:
bination the mechanical fanetiuns of whieh they are in-
herently capabie See Apylieatran of Menough, 925 Folks
1OLI, 11H CCLCLUPLAL 2963). Thus. the overall perfor-
™ Nee alten Sotty Car Meartivg & Louiteng Cor Geer!
Bilectiie Ca Va Fo ee enced Cin Mi: Latent Cond
sor Coe Cape beaned Retrug ration Corp. So Fotd akT. SUL (ld
Cir, Metey ceet emer? ou US. en eyeny
Other dhe finitians
a Sup presinge epaelity, le vovranr Abvvavrefene dco aces, fae io. Leven
"N Spoet Sd Ftd PE De ith Cie Uo, the comtunatien
rave t peeadrieg t
samedi ferd the elements must tke an
oa re cudt otter than the antierpated sum of the
separate parts 8 7 *e her Carp O84
Poveda, Guy cath tar 7 TSR STA
the elements tmiust oon the aggereseaat wew. unnsual er
stroking: recults, Bareiait Corp ev dts jo. WT Pd os
Beach Cie deceet. ofa, At Bs. ust (Ie Tor the re outt
ret be uredieseed bey parson dart tee tare Reese o bUPhaet
Woeledrneg ae Bardee Werk dos the F 2d SUT, S26 Cth Cor
wih
2M At tent an one bade sense, ne result is cctually gereater
threats the carn of vt peotet [rv the a gion? tt
af eoprses tentrebpgticn
¢
H
of eleonents stptpwnaee Vneeps tte, ow a wetiem of aur tt
perfeer knot tedpe ef the prenert fede parts. Uf ne coal
trvly pet oneare ent of a oriatinctwn th Sas put ante at at
womb coment te erect eee thane eat oat te ee
world eanteavene the bs sah mate as we cmon tind
ther » Dawes remain § Pheer Vg peeerahee of sn. merge
trerely peyetbe ates peerer prreranee otmetesd of eréation te
noranee or tack of Koowtedve is. hewecer, but part of the
Question ef obyiensness Tha at hest. the appearance af svn
erjtism os stibeamaed within the question of nonebyjousness un:
der section LOR and the Grates eriterin
MS Assnaring: ace nuefo that Chere exist. an excepitian three meres
frarvestacnty sHeemabed geersecrt bie des runt dee ca cere porn neeee Ven a fortedanear
of peitentabality. bat nierely be talcen os es e to be eon
stiered along: sath other evidence asulable in the ebviou.
noneb viens maquiry.
TEXT Pa i 0
seanee of the cerebanation ds cbwaes eqant te the cum vf
the funetion. of ats indivedial ee As Digee
Willian Conner of the Southern Pustret af New York
observed: “Tn the real ork) too pias te
fine” Seone Hola Percent ies rin we
Ani Pat. 1, TL NIT, Con rn nah awe P Tet
| eae Nujermartel hoje pret tly bid | i > Lis ie
C1050) CoP aed te hace been adeedd tops ther and they
still make onix four)
A definition of synergic tint refleets rs etsinen is
that the elements in the combination mitt cooperate ar
interact with exch others! Se
tingraishes thease
Iy asstresateds? ane these am whieh the pourts ceatet wy
wo that the result esnes fran the car baed
eftned. semersism dis
ventions my th Ute pris AS ertere-
rh
euch othe :
effect of the severnl parts anedo net sits
senarate action ef each Viuder
presence or abscnee of svneryistn,
proves hitthe. Toray. al
sist of parts which interact cots
teraction has littie i amsthirg. ¢
Nonebeviaisness + :
absence of interaction may
of the corm bans
does mot owmpart omerobstenes
surest. they Che prior’
fear the
simply tue bread ta pravid
Which to measure pouentabilits
finitional asy
‘
SE PR Pe pee es ah Ev auiwus
Bin the use of svmergsisn as a dard
Putting the ¢
fundamental fl:
for patentsialits In enacti
expressly miundated: nenobying ness, het symeryisim. as
the sole test for the patentaiality of navel and useful
inventions: in! svnersrisin is net even mentioned in
the Patent Act of 1952. Moreover, as seetion 103 applies
to all patent eciuams, there is one sastification why
patentabnhity of ace i
sured by a diferent
invention
se
epee rnportaativ,
tae treute
proach ta deter:
differentiy ar wh
parts, one is requar
the elements att
vonre combined must neeessacls oe p
on the assumption that it is amass ¢ “I~ to take
Known elements 3 fined Uines
assumption un wif omar be
that in certain w overs choice af the
elements ta he seleeted is met obvious Ava:
Hand thoatert:
All machines are nude
’
rocks. pads. patna. ae sre
wand the like, cil setime Chen
ane always rmiust. Aid earipees
samme substances, retaining chem teed enemneal
properties Put the element. nee en { in-
Piette cat peerenatiatiay. ced ibe see ae it
sroup Shieh proves sereieshbe ted oven need tie
require a high deyree of orinality. [os nat act ot
colewters ue be ty She beter
Rte, Cosape Uor’* A at’ ¢ 4 ad Oe tions kane
Cir, UN berratiasts telderdy Ses ‘ 3 Sree ak
Menangh, Sen Ftd YOM Wat eClell, Thess
The seconed and more tins d
Uhisat section TOG sets as the stare
Nonabwiewsmess of Che enventian
The tern svmergeman ela cives free the Cremek sae. tags ther
amd ere, mark. te voark te, Ceperat The Cunard
Bayelich Dhet Wlarendan Pres PP See Rien Lae
;
the taht at the “fuvention” Repevesccet, L Am, Pat LQ. 2s
SAT CHL.
Phe etascie example of ayy is tars lead pencil
and rubber eracer see decks Pubes; OSU dS) Ate
(ISvs)
Published by THE BUREAU OF NATIONAL AFFAIRS, INC . WASHINGTON, DC 20047
ONO?
a2. jn ‘ abe 4)
,
ton was mite toa person hasiege ordinary skull in tn
art 2 This provision there fore ee ‘hs thee covirt~ te
View the invention fron the vantages ps med the field of
TU ete Speen fie peer in tire ee the time toe invention
wis. made. See Kueh. d'raene rp et Patentahadety, 23 Geo
Wash. L. Rev. 202) 405-06 1900), From. this vantage
point the eritical question becomes whether the level of
skill in the art was such that the combining: of the
Ciements in the manner claimed would have been
obvious, not in recrespect. bat at the time it was done by
the inventor. As the Supreme Court stated in Unorteed
States ro Adams, 223 U.S. 39, 50 (1966), a companion
case to Graham:
It begs the ouestions . 2. to state merely that
Inagnesinm and euprous chloride were individualiy
known battery compone
navel, the issue is whether bringing: them together
as taught by [the inventor] was obvious in the light
of the prior art.
Synergism, however, pre s this analysis. Recanse
synergism centers exclusively on the performanee of the
elements after combination and without reyard to the
obviousness er nenobviousness of murkovg Combine.
Gon, synergism does net comport with the Grakam man-
date to apply section 103.
Reprettaily, we have heretofore failed to provide clear
and consistent ! reysurding the standards ap-
propriate for carn atents. Although we have in
fact continued, ether expheitly or impheitly, to judge
patent validity ordiniy te the Graham analysis. we
have alse from time te time commented an the presence
or absence of a requirement alan to synergism in the
claimed invention under review, And in St. Kens. we
" .
stated our conclusion in such aw ay that it may seem
that we regard svnerisin ay a test separate from and
coequal to that for nenobviousness under section TOR
Tnastiuch as Crrahem and seetion 108 continued ta he
the jruiding light, the reenits of these eaces were notin
error, Rat as the forests iseis en tas
cae lent,
this court: newer intended that vaergst be applied
. “ ; |
literally or Chat rym ods the sue per onan af
patentibal ts
a fiyrure of Speeeh fo eX pres
the parts of a claimed
combination (and the acto
Cather. the comeept ways empleved only as
sm that when all
are known, the
ye) ts hkely to be
more obvious to ane reasonably skilled in the art..* See
Neeves du sent Os ry Lhekman Prstruments, Jne.,
444 Ftd 284, 271 (9th Cir cert de need, 404 US. 95}
(UOT) Hewever. because syuergism has prevented the
development of a eonsistent. predictable body af law
under section LO% and bees 4
Corres st does net bear
any logieal pen facte celationsnyy to obsiousne ss. the
term bas btthe if any. utiles Therefore until Congress
shall otherwise leishate or the Supreme Court. shall
otherwise Sparc rfiesily bolel, this court will cont
HSIS fs the exe dusive menuns hy
mine to
apply the Gorm
which to measure nonebviousness under section Lng,
ea
”- r
eaete
Perhaps a caveat is in order: by ous ry today we
w high standared of
pettentabihty whieh as reflected inthe Mack Rock ane
= th rerede tle cys)
have no intentian of depeurting
‘ys
ns. Thonith rendered nearly aes ntury
are, the Supre tree Corts eliseus sort an eillamtie Works os
Brady yay us 12 BUMP ETS Ty of
the purpose behind
the patent kuws remauney trie tuts
The desu of the patent hows is to rewnrd these
who make some sub fantial discovery or invention,
Which adds to our knowledge and makes a Step in
advance ino the usetul arts
worthy of all favor. It was neve
laws to prant a mone i
h mventors are
@ obwet af those
Muy lor
* ‘The Sunre er ar t bh “| ot thie : "
Suprerne Wt Pas ey parersce iS 1a lin Sirnlar
terms: “Courts should serurmice MATION satent clams
WH A Care Prepertianed tet sated im probabal
frrvedinge fa puttentablel
“an bes 2 | \ "
elements “Ferent oh at
Supermarket Corp, }
Te e180 deen. Sakraeia v Ag Pro, Jue... 42h
BS, aes,
US. 273, E81 (108),
'
1 ; . uabslashere k SAU OF NATIONAL AFFAIRS. INC . BASHINGTON, DC 20
Published by THK HUREAU OF NATIONAL AFFAIRS INC . ®ASHINGTON DC 20017 OOOGBS Published by THE BUREAU
TEXT
left with the question
valid. 25 USC. S$ 2s
F.2d &383, S38 «7
(IYTTH it merely snaft
attacking: the v:
harner Co 4
S08, 312 (7th Cir.
(W972) Furthermore,
ayainst evidence af
Offices, The Aen ton
Elisom Ca., S325 Fd
prior art reference ne
Manutictaring Cu 8.
criteria
The parties
| the Marton
pertinent prior get pe!
hydraalie de
without momentar
feature of the Martin
electrically controlled
hsdraulie flute
blocked passage of the
tnovernent of th
the solencid-operated
profits made in grood faith,
Having thus disposed of the s¥nergism issue. we are
begin this analysis by ne
not conclusive, St died.
=s
~
1
(7th Cir, 178) Goer curiam)
can suffice ta overthrow the
Fi2d lunes, “2018 (ith Cir
} Considerstions. we new evaluate
determine whether ato is ObvvieUs
The Martin patent. ake awnee by Republ
moan the elastin direction > Use ef
1) si WN, 8074 TEXT (PLC ty dea eg
(Na, V7) fy =f
; : by hold cqen valve apparatn. Ao oa result uote has th The ase and effect of dual area valves an hidrauhe
every shindow of a shiade of a4 theca whch sensi Itapl | tei ie Hee esis tes : Gh te is taal em ty ‘eer: tiptoe gr
naturalls nnd spantanear ' : thane at lier! mu Apr Peery Peenred expaerny athe a TEANEU EET Se otersptage fecatipper mY tennis ils oefe ld we al wea ws warty ty > am oe
meehaunie or operate in the erdinas a SiR an The distinetive aed ain Repabtie’s ie. the innovative prblestion entutled Pace dy drerubenc Phat ortiebe
as ay Tl Nuch hae Ni ebtari cond A ing haan feature of the Shavbanyn device a3 the addition of eephaned: the pemveundes of operation Anvolved! in a
Path intdeerinansate cre, ment : momentary manual release to the dear closer art. bivalocusslie pores ater redie€ cades re the aren af the
exehusive privileges tems rather te obstruet than te : . nelve seca aller than the at f the valve facean
Stimulate invention Uereates a els ef Speratative Republic argues that Shotevih's contribation te ce iii a a oy Cth: baftfor ee gat a pies
Schemers who make it their beaomness ty wate: the ; art momentary manual rele sas achieved by ace: dhisctisserd the: « {feet o us edifferential area ont - valve
advancing wave of provement. and jeather its ' ing Components te the Martin yaitent and by proportion operation. Nero nate 3n crepe. It showed that tv
foam in the form of patented Monopolies, whieh ing key elements. The crax of Sho buach’s unprovement intentionally proportioning: the force of the wpe inget -
enable them to lay a heavy tax upon the industry of ever Martin and the principal difference which allows nee, renee wat area, the valve fare area. aml the amount
the country, without contributing anvthine te the tementiry manual release is the employment of a dual’ of force holding the valve clo hone ¢: Ms by thementari-
real advancement of the arts. [t embarrasses the area valve. As Wustrated in the diagram below. a dual ly adding PFEssure, open & closet valve. then remove
honest pursuit of business with fears and ap: area valve is constructed witn a face area (B) which is that added pressure and vet have the valve remain open.
pigs agro of concealed bens and unknown labili- larger than the area of its seat when the valve is closed A number of patents’ have emplosed the concepts
ties of lawsuits
and vexatious accountings for (A)"
articulated in Posie Hieirarades and have used them to
advantage in fluid control relief waives. Although the
valves described in these patents vary int racture
Il and preeise mode of operation. each of them teaches use
‘ept to keep a valve open ata
of the differential area cone
reduced pressure onee it has been epened ata hisher
pressure. The valves in these patents are constructed im
asimilar fashier perform: similar funetions, and achieve
A B results similar to those achieved by the valve construe:
of the instant patent’s vahidite, We
thal & patemt is pre.
t presumption. however, rs
Ca. « Bemis On, 54a
tion defined in claim S of the Slarbaugh invention.”
> the Repubhe argues. however, that these patents are not
v of in the pertinent prior art beesie the v related to the
QT csrt denna 2 Poco
tleat Peesnpengyt ye . justified. (f Graham vy doh
a | pr Ua C168) see also Juan re Johar, 4
Once the valve is opened by the combined force of the (1876), The sla as ys i by
closing spring and the mementary push. the fi claim of absigieness as defired by
Prior art not he
pr Nu Ntor
Teevan’
37s. 38:
pressure acts on a larger face area than it did when the problem caine dosages Tier Wontiiedene
t consis valve was closed. Since force is the product of pressure lem Cor eAG LE: =? aus bat aot, oe een mcd
} : times area, the hich pressure find actiae on the entire manual release was to devise as ay the dour contre!
4 comprare re. projected valve far © areal expo ed whea the valve is i valve would er eopresy teter it Tasaes en Man tally & Hy :
open, develops ai force sufficient to overpower the } open, Once he opretilem wit ada tag. ge =. ”
Opposing: farce exerter! on the valve hy the solengid find the Seoliat teri saead cparent, A ssint heart
j Because the selencid is overpowered, the valve stays Abas sinha wll Lp dis en eee
open until the fhiid eseapes and the door closes by itsell, the Avid - aia art
trict court £ that Without sviditional manual assistance." te: sed gen rage aaa
‘at a 3A Me The Martin patent, however. is not the only pertinent pertinent to the clumed mventio
Shing: te the Shaviatageh ipeenttan : prior art. Other patents, which Repubtic failed to Having
crihes : disclose to the Pacent Office. teach the concept of dual Shas bauyh .
sath manktiple peut h area valves.” | ise Republic did not disclose these, end our in
Ths the presumption of validity does net obtain for the thich
thes * introduction ¢ a7 SI: viaugrth prsaternt ayrainst this evidence of prior art, The seme elomer ;
valve y CSCAPO PAssajpre ne alien Croup. tne a NoeStar, Iie supra; Ropat Corp. &. - difference betsvern thee in
ws ersized by a solenoid, ‘ Metiraw Bdison Co. supract ques is a difference simed
} ;
finid. thereby presenting farther cable
nternal
aed . Stibyect matter aruote jars
7 ‘This diapram ois, of course, but oa twe dimen sbi ey Rape or bet
representation of the eonmecal structure in the Slaybaugh de- art. Chana vr. doknses nhl iaiet
this manner vice quotes omitted) In making tha
oth, CPEIN fee bse
* : ae - k oat, ’ : : ae : " “s 5 cust i by what we to one
had two er effeets: €)) ; year son dele ° The principie of dual area is aliustrated: by the pach oP = ty { ee, * anphentie orto net <s “nat
Buteriatic uly au contre! ried folls ving ewangl if the area vative stat (A) is UD Teasanaleiv Silos a UM 4 ed rT a ‘ iS wa
} Valve crrenit was interr Vigne. «4 DY trisvertngy af ia square meh and eree (everteal fy ccietoud, for ex
smoke detectar’’ and (i tie ecomtinainee ho vad amds as suffer ta Keegy the salve closed. the Valve Seat areal the waive fires ares aimed the saice acesage
STOR : R= ye ’ Nie ih } ~ ; sd : ;
smenow on the vate Sf punssitsie fie " : erack open when the hydrauhe poessure exceeds S00 pounds foree, The Martin potent
hai acleEa i 2 BIAS ne K e an ; per Square ineh €P Sd) sonee So PSD tumes OS square inch rtertionally pacgeer trend
AVE A multiple page emise af tt ;
irs: em ede aan pea ties pd bai acs equal QoO pounds ot foree Onee the valve has cracked open, prevsuire camed thaw stes
aciitition oft the Valve-sobenoid ire, othe Martin however, the S00 PSE (laid is expesed te the larger aren of the pressure « fleet oom Mie sadee face dtropes: te a predtetersaaieed
vite * ’ etn three ae “wart. - “ST ce j
fe , 6 “arte dio’ . ede Bla etlPnd Undo valve UR LO square inch. ter exanple SOO PST tir schist ‘a debian ,
wd 4 Mat pie poi Hea open fentire ated whieh could DOO Srare ineh equal G00 ponds of farce then holdi uk *y
be Cis d cerborpeatieia ee valve ‘oan amennt for on exces. of the 250 peund psislesanibee ani '
’ 1 a] 3 ani i.) . Hy ° \
‘The Shaybaneh pea ' COTE Ga f) Mee eat eT oe atherrgetinge ter elece the wahoo Ae welingely. mrseies Hows out of ether ola raek Pen ahr bh eae
7 as ‘ th , Sen the Teer seed guaet thee sabee camtel the badganuhe pressure val serene aPt Phigg das Picaragets
pd reatienn te Viner Naser bray afeen ers ee ae drop. fram So PSt te Ve PS > Uaarel that uw the valve Altherugl wt valves vere sed as ding
Shite tin ™! ijt tal Tey ‘ renin. apen allowing: Che flutd toe eeu and theret ¥ clasings ‘ tee > Are Pee? ces) :
eviincder t Like ’ the deor dump all the flied ont of a Hah Partrerg ker Ree
Shen aod -_ Ie “pas ? i 7 - _ : owing eu of 3 Prarrrbecr + pressure mm the eh:
Slaybauvi also uses ar uly operated ! WS ea. Prigatel etal, US Patent Noe. 2.080 182: Parker, 7 pped t ‘I — a pred termine! level. Sew eg. Pryatel. eta
~ . is er aaa 5 . Z . « ” elropeper wri) q peter ? tee VUE, aes, £9... 3) ‘ a.
4 Martin was net the first Patent te Usea Sulentalonwrsted US. Patent Neo 2.34..760: Hubbard. US. Patent No. 3.117. Parker.
“nth th £y Oe Nica ; “ See eee, dal is ‘ c
cont a valve Karler p ip, ise treertested Le . * During the preseenution of patent. the |
sarst in? . tht e* FM <0 : ‘« o) ¥ ante ’ - 4 * i “de ge ;
ae ll do shih oe bimata hs * gee shies Uh Ley girs *% Republic argues that Martin. in using a ball valve. alse ented several patents te » abisek
* Drexsiure eee eo or tl ee ; ’ ‘ : “0 . lee ; ”
us! if Err Late eats US. Patent Ne. 2294005. Rech had a dnal area valve construction. As a result, Regoablic x hha Cited in nate Les
pe MEN No ESSA, tends that the Marte patent is omere pertinent prmr art than Closer art. Interestingly. S
© The Martin peutent waus ebrected teuaeed sati Sing the in Prayated. et ab. beeauce Martin oon the door holder elaer art Palertis were monarchy. Fl,
Gustry’s need for a dear bealtedeen aes 4 beyee In offeet. Re pubhe trycitess Cheat Martie: eeetions the scame hand F Waerres cweet Ubier scantaes
watateete ff fire or smoke vere Gotected area Valve construction and femetionm thot Prantel et alo did pressure fron ew gstrecamn «
SOAs with prion dear closers, the Martin eesiee contd also he The fact is that most valves do nave Lager valve face areas it agen STEW AN
. : P > as ete i sendshans so Dhue Bia Lene :* ’
Chesed mann tthe deer had to be pushed or railed eon than valve seat ares: Hout such valves. incheling the ball tL ee
tinuously all the w;
tre clostpe valve employed ty Martin cto not cetoteaetin propertion the that pressure dropped to a predeterme
e722 7-™ mba
;
weld he erbex pangs te ou fave “an id mt phen Noe alto
Coritham, supra ASUS at RT And obviousness ts
Measured mot hy camsadering: what was obvious to actual
trtsans bat by considertnge whether a hruethetien
person. havens all of the prior art at hand. would have
found the sane solution wien addressing himself to the
same problem Papel Brothes fue oe Sebuek Bheetrie,
dre, AGS E20 182. IGT CU Car LNT dp sce Sustenirtec
Tee! & Machim Co. rv. Welter Nudie & Ca. dow. Bar 7
Fe2d 482, 298 n& etd Cir dd, cont, denied. ANY US. £57
CUNT Malstara Manutarturinyg Cucv Ald, ine ANT
Fo2d SO8, SES (7th Cir, 197, iStevens, J, dissenting)
The district court: found, and we agree, that such 2
hypothetical person in the dear closer art would have
Knowledge of basic hydraulies. This know ledge would
have included safety and pressure relief valves which
teach use of the dual area conrept to keep a valve open
after the initial pressure is reduced.”
Even with this awareness. Republic arjrues that
Slaybaugh advanced the art because of his proportion-
ing of the force of the main sprini, the valve seat area,
the projected salve face area, and the counterforce of the
solenoid. This, however, amounted to little more than the
mathematical task of filling in the variables of a given
yaation. We find this proportioning sunply to be “the
* Slarhangh himself adeutted ona deposition that he was
famihar with relief valves of the type disclosed by Prijatel, et
. Sgt a Sag | in
al. Defendant's Trial Exnitit No. &8 at 15g.
TEXT
(Na, AES) fo- @
work of a skillful mechanic. not that of the ameenter”
Hatehhiss ov Greenwood, Se US. (1) Tew.) 2as, ust
(IR5S1)
Republic strenueusly ares that we should oweash
such secondary considerations as eommercial suceess,
long felt need. and failure of ethers. See Graham. Soaperey,
B83 US. at P7-18. Even acoimunge the Presence of thee
factors in this case--of which we have come doubt ove
decline this invitation. Whale such secondary considera:
Gens nay be “indicia of obviousness or nonobviousne-s,”
td. aL TK “those matiers “without invention wall not
make patentability,“ Anederson’s-dack Berk, Ine. r.
Pacement Sulrage Ca. 306 U8. 570 a8) Only ina
close case, in whieh application of the prunary eriteria
of nonohviousness under section 103 does not produce a
firm conclusion, can these secemdary eonsid
used to “tip the seaies in fiver of
’
‘
denied, 4230.8. UST (YTA Beenuse we hold that the
claims made here are clearly obvious under section 1.
We deem at unnecessary to examine these secondary
considerations.
The judgment of the district court is affirmed.
A true Copy:
Teste:
Clerk af the United States Cuare of
Appeals for the Seventh Crreurt
-- Kud of Section D --
Published by THE BUREAU OF NATIONAL AFFAIRS, INC . ¥ASHINGTON DC 20047
0907
F °
' i
vce ,
; ae .
?
~
\ Pe:
*. .
a * \
Reinke Manufacturing
Company,
Apsellant-Cross-Appellee,
Sidney Ua
United States Court of Appeals pane she)
POR Lik EIGHTH CIRCUIT
re
aaa t No. 78-1341
' ies ad oe No. 78-1301
Be ofa
»
+2 + 4+ Oe 6 H+ OH &
Appeal
States
.
Dal
rein
from the United
District Court
the District of
Vis for
Nebraska
nufecturing
Corporation,
Appellee-Cross-Appellant.
Before ST
STEPHENS
Submitted:
Filed:
sony
November 15,
February 26,
1978
1979
BPHENSON, HENLEY and McMILLIAN, Circuit Judues.
IN, Circuit Judge.
This case involves two patents, No. 3608826 ('826) ana
No. 3750953 ('953), on a circular irrigation system known as
the Elect
Company,
the trial
for reasons of obviousness.
facturing
primarily
rogator. Plaintiff-appellant
Reinke
Manufacturing
the assignee of the patents, primarily appeals from
court's!
Corporation, the alleged infringor of the patents
determination that the patents are invalid
Defendant-appellee Sidney Manu-
oy
Cross-appeals from the trial court's determination
Line
Judge for
Honorable Robert F. Denney, United States District
the District of Nebraska.
00071
| Ni teng
| i
poet if cs - 1} >. . ; .
that, if the patents are valid, Sidney infringed the claims
of the patents in questio - ;
ie : or nonobviousness of the subject matter is deter-
wined. Guch secondary considerations as commercial
success, Tong felt but unsolved necds, failure of
O'hers, etle., might be utilized to give licht te
Ss under 35 U.S.C. tir: Circumstances surrounding the origin of the
subject matter sought to be patented. As indicia
of obviousness or nonobviousaess, these inguiries
- He y =) -s> 2uU we * *
valid patent. may have relevancy. .
Because we affirm the district court's finding that the
patents are invalid for reasons of obviousne
cata. Sior ‘
§ 193,” it is not necessary to consider the issue of infringe-
mene, There can be no infringement of an in
Greening Nursery Co. v. J & R Tool & M
*
fg. Co., 376 F.2d 738, This: is, not to say, however, that there will
742 (8th Cir. 1967). not be difficulties in applying the nonobviousness
Ne $e ter Uae een A A ial test. What is obvious is not a question upon
- ’ which there is likely to be uniformity of thought
The Supreme Court set out the section 103 standard in in every given factual context. The difficulties,
Graham v. John Deere Co., 383 U.S. 1, 17-18' (1966); eg os ne
/
eae in gence and scienter, and should be anenable to a
Walle the ultimate question of (6 — (G7 Gt
patent validity
\ case-by-case development. We believe tnat strict
1S one Of law, * * * the § 103 condition, which is observance of the requirements laid down here will
but one of three conditions, each of which must result in that uniformity and definiteness which
be satistied, [4] lends itself to several basic Congress called for in the 1952 Act.
factual inquiries. Under § 103, the scope and
& atone t2 the prior art are to bre determined:
Wiaserences between the prior art and the Slaime While a presurption of validity is accurded to patents th
Pe | . es ery ee ° sae i.
et 258548 are to be scert: ae P }, Te . . ‘ ae . > -
PRET PA SE dae BOCERE TSO, and the level of have “urvivec the scrutiny of the Patent Office," Weodstrean
eulhary Srxitil in the pertinent art resolved, Sc. res
Avtinse this background, the obviousness Cor. v. Herier's, Inc., 446 F.2d 1143, 1149 (8th Cir. 197]),
and while the primary responsibility for initially makin
Sidney aiso raises several other issues, but in light determinations inherent in approving patents lies with the
of our holdings, a discussion of
£ ¢} hy We ee ene ne ae hts ‘ - “
those is not necessary. Patent Office, the reviewing court has the responsibility of
3
35 U.S.C. § 103 provides: applying the strict and invariable standard of section 163 as
A patent may not be obtained though the in- randated by the Supreme Court in Graham v. Joha Decre Co.,
vention is not identically disclosed or Gescribed 283 U.S ; / em tli. | “fi #
S set- forth & tne : 5 ay Supra, 363 U.S. at. #19. /**.. eke ces = meen BO! es eae
a5 see forth in section 102 of this titiec, if the ¢
differences between the Subject matter sought to
be patented and the prior art are such that the
subject matter as a whole would have been obvious
at the time the invention WaS made to a person
having ordinary skill in the art to which said sub-
in applying section 103, it is important to keep in mind
that the test is not wh cher the object is an improvement in
: ‘ . ares. 5 is whether the ject works better; “* Lmprove-
ject mattar pertains, Patentability shall not Me Sens |e Peete er eee EO SCE WOE UEC ER “ae emule
be negatived by the manner in which the invention ment which is obvious to those skilled in the art is not
was made, a . : : a : ; = 3
te entitled to protection." Airlite Plastics Co. v. Piastilite
In addition to being nonobvious, an invention must also ai Corp., 526 F.2d 1078, 1082 )(3th Cir. 1975), cert. denied, 425
be useful and novel in Order to be patentable, 35 C2858 ce U.S. 938 (19753 ; : : :
- > ie G x - i > = ed : ee - bs = m é a ‘ = 7, ee 2394 - i
102, 103; Clark Equip, Co. v. Keller, 570 F.2d 778, 785 (Sth, i ee i a ed ot A
Cir. 1978), cert.
Genied) AT UTS Lowy 3222 (uct. 3, 1978, No. 77-1640). ,
~2 y the district court's factual discussion of the Reinke
Hs) ee a
See ee a \ 09073
'
ty
!
pucentls provides an excellent understanding of the subject
macters
the subject of the Reinke patents is an electri-
Cally driven circular irrigation system in which the
water ae Carrying Sprinkler heads serves as part of
a traveling sectional boom. One end of the boom is
connected to a stand assembly PERE Lone? in the center
of « eyvare area to be irrigated. The boom moves in
a circular path around the stand ni anab ie: Such
Machines are generally known as center pivot irrigation
systems, because the boom carrying the sprinkler heads
travcls around the central stand or pivot location
containing the water supply pipe.
In the Reinke patents, the boom is propelled in
a circular path by electrically driven wheeled towers,
i.e., “drive units,” spaced at intervals. ‘The wheel
pipe eng) (otc also provide support so that the boom is
ained in a Straight line as it rotates. ‘The boom
assembly underneath and interconnected with the water
.
Genccally, the truss is constructed as follows[:]}
tnt water pipe forms the top chord of the truss
ana the bottom or tension chord is formed by cables or
tis rods. Qn cither side of the water pipe, brace
chords in the shape of a "V," attached to the pipe at
the upper ends of the V, extend downward with the apex
of cach V connected to a bottom or tension chord. The
races form the web members of the truss. A trans-
versely extending brace, or connector bar, is attached
to the apices of the V's at the points where the apices
are fixed to the bottom or tension chords.
int
itself consists of the water pipe and a supporting truss
Reinke Mfg. Co. v. Sidney Mfg. Corp., 446 F. Supp. 1056, won
(b.
Neb. 1978).
Fig. 2a of Patent '826
Side Sketch of Electrogator
=
hb V damien Fe PTE
hcniepatinntygeosaa o£ oD bh es
of the
which
p Sketch of Truss Section of
Close-u
es
1‘
7
rogator
The dispute in this case centers around claims 4 and 11
‘ . Tae ]
e'826 patent, and claims 1, 3, 4 and 5 of the 953 patent,
primarily describe the truss which supports the water
ait tal attachliyg devices used in conjunction with the
~ " ’ I“™- {Ye ; le ; Ie E TANS wae
Mne Ciains provide 1n pertinent part:
The '$26 patent:
4. AD irrigation apparatus comprising an eclonga-
ipe{;,] * * * said clongated pipe including a
ructure disposed along the undersurface
hereof batween the wheeled means, said structur
including a plurality of pairs of V-shaped brace
having the upper ends connected to the pipe in
longitudinally spaced relation with the braces in
each palr depending downwardly in converging relation
to cach other and in diverging relation to the braces
in an opposed palr, means interconnecting the apices
of the pairs of braces to retain them rigidly in
Speced-apart relation, and tension rods connected
longitudinally of the apices of the braces along
each side of the pipe with the ends thereof being
connected to the pipe at the end of each section
thereof thereby rigidifying and supporting the pipe.
e
n
S
ll. * * * that improvement comprising a
= 09075
The district court stated the issue as follows:
} ; ; ; & | ; mor » + « ~4 + ron
Center pivot irrigation cqulpment 1s subject
supporting truss structure tor the pipe including
a plurality of longitudinally spaced brace aszom-
bites fixed to said pipe and depending therefrom,
brace assembly including a pair of opposed
members of V-shaped configuration having the
upper ends thereof att ached to the pipe and depend
in Giverging reletic-, means retaining the lower
apices of opposed pairs of brace members in spaced
relation, and tension members connected to the
apices of said brace members and extending and ;
attached to the pipe points for rigidifying
at remote
i ike c - “ho Foe
the pipe and forming a truss support therefor.
each
brace
The '953 patent:
ll. * * * that improvement comprising a Sup-
portin:: truss structure for the pipe including ae
plurality of longitudinally spaced brace assemblies
fixed to said pipe and depending there from, each
brace assem!: including a pair of 0; posed brace
; Veshaped configuration having the upper
attached to the pipe and depending in
»lation,means retaining the lower apices
airs Of brace members in spaced relation,
C members connected to the apices of the
brace mombers and extending and attached to the pipe
at remote points for rigidif fying the hipe and forming
a truss support therefor, said pipe being sectional
with the ping ips being joined Dy abutting end .
flanges, Said tension members belng att iched to the
pine by exter ding through and being secured to a
ni
peir of ahrutting flanges.
3. * * * that improvement comprising a sup-
porting truss structure for the pipe including nf -
plurality of longitudinally spaced prac. pet ies
fixed to said pipe and depending therefrom, cach
br-ce assembly including a pair of Oppose brace
m. bers of V-shaped configuration having the upper
ASSCMe
ends thereof attached to the pipe and depending - R
diverging relation, means retaining the riegragh 4 barvend
of opposed pairs of brace inembers in ath relation,
and tension members connected to the apices of the
brace members and extending and attache a to the
pipe at remote points for rigidifying the pipe and
Bilt U9076
to a variety of loads and stresses » Such as the
weight of its own Structure, natural forces such as
wind, stresses arising from the dynamics of travel
over rough terrain, uneven loads as water passes
through the pipe. All such se rami therefore,
must include features to maintain the pipe in align-
ment and avoid breakage or collapse of the pipe
Spans
and drive units.
Mr. Reinke asserts * * * that his truss struc-
ture prevents
S Or withstands Socal, Or "whipping"
| Sucit stresses by the “manner in which the
and pipe are arranged and interconnected with
each other and the tying rods [which] produces an
prschailed ame: which rigidifies the assembly. Defendant
ontends that even if the Reinke v-brace configuration
witha cena loads and
stresses more effectively thon
truss Structures previously used on pivot spri ohters
the Reinke trussed pipe represents an obvious e3 en-
Sion of the prior art.
f-armi’ Pr fvuss support therefor, the Upper ends
Of the brece members being secured to angular clip
rigidly affixed to the exterior surface of the pipe,
4. * * * a supporting truss structure for the
pipe including a plurality of longitudinally spaced
brace assemblies fixed to said pipe and depending
therefron, each brace assembly including a pair of
oppesed brace members having the upper ends thereof
attached to the pipe and depending in diverging
relation,
means retaining the lower ends of opposed
pairs Of brace members in Spaced relation, and ten-
Sion members connected to the lower ends of the
brace members and ex ‘tending and aaa
at remote points for rigidifying the pipe and forming
a truss support therefor, the upper ends of the brace
eee °-s be ing secured to ‘clips rigidly affixed to the
xterior surface of the pipe, said tension inembers
ner ie attached to the pipe by being secured to
flanges on the pipe,
ied to the pipe
5. The structure as defined in Claim 4 wherein
Said pipe is sectional with the sections being joined
by abutting end flanges, said tension members
extending
through and pean secured to a paix of abutting end
flanges, each of said opposed brace me: bers including
two depending members defining a substantially V-shaped
configuration having their lower end portions connected
with ea we other and the tension menbers being connected with the
lower end portions of the brace members,
09077
Pe, BA
“281 °)(1976),
Reinke Mfg. Co. v. Sidney Mfy. Corp., Supra, 446 F. Supp. at
lv48 (footnote omitted).
id ‘
As the district court noted, the patents in question are
combination patents and "[cJourts should scrutinize combina-
tion patent claims with a care proportioned to the difficulty
and improbability of finding invention in an assembly of old
Clements. .. . A patent for a combination which only unites
old elements with no change in their respective functions ...
obviously withdraws what already is known into the field
of its monopoly and diminishes the available to
425 U.S. 273,
v. Supemmirket Kyuip,.
resources
skill€éul—men ...." Sakraida v. Ay Pro, Inc.
quoting from Great A. & PP. _Tea Co.
Corp., 340 U.S. 147, 152-53’ (1950) -
a structure that combines old and well known elements, one of . .:
— * o - rte Bees ak a ik, f
Thus , if the claims cover
fs ae
a
° ° ° ® ® ‘ uv
the factors this court must look for in determininy whether ,
synergism: that
"in an effect greater than the sum of the several
the: patents meet section 103 requirements is
which results
effects taken
separately Anderson's-Black Rock, Inc. v.
rage Co., 396 U.S. 57, 61'(1969).
Pavement Sa als
(-714 -b "Is
In our examination we will not only consider whether it
was obvious that by
putting together the various elements used
the result would be the effect achieved in the Electrogator;
we will also consider Whether the effect is a new effect, or
Simply cach of the items performing its cxpected function.
As directed by Graham, we shall examine the prior art,
the differences between the prior art and the claims in issue,
and the le@ével of ordinary skill in the art.
A, > PEZOS AES
Initially we note that principles of truss design are
en
Q9075
egy
—
long Known to the structural arts of bridge, roof
and related designs, A truss is essentially a
structure consisting of Straight pieces joined to
for’: a series of triangles in a single plane. Con-
tinuous triangles may also be built into more than
one plane, in which case the truss will have sta-
bility in each plane in which triangular support is
' found,
"Shear" consists of forces acting along a
planar surface, If the shear load is more than the
material can stand, it will fracture along the plane
where the shear load is too great. Under tension,
molecules spread or expand. Under compression, they
compress. Ina truss, members of the triangle re-
Sist by tension the tendency of other members to
compress, and vice versa.
In general, the truss is based upon the geo-
metric principle that the shape of a triangle can-
not be deformed without Biter tig the length of its
sides, i.e., the sides of a triangle cannot move
WIth pesenst LO enon other. The web members of
a truss, the diagonal and vertical elements,
assuming aGegquate connection features, maintain
Sta’ ‘lity between the horizontal upper and lower
chorus of the truss. Therefore, as the triangle is
the most cuabic planar configuration, the more
planes into which triangulation is introduced, the
greater the stability of the structure, |
Reinke Mfg. _ Co. Vv. M
aT es. oeee
1070.
Claims in dispute,
Sidney ! fg. Corp., Supra, 446 F. Supp. at
Further, the connecting device is described by the
i.e., the angle clips connecting the V-
braces to the waterpipe and the method of connecting the
ends of the tie rods ,7 are not new connecting devices or
methods; all were known as part of the art prior to construc-
tion of the Electrogator.
6 ou ,
There was sufficient evidence to support the conclusion
that "trusses" are obvious, There was testimony from two
expert witnesses concerning principles of truss construction
and there was evidence of the use of truss structures in other
Simibers irrigation systems and in bridge construction.
This consisted of extending the ends of the tie rods
ao | 09079
ee
Sidney relies upon (1) the "“Raincat" system; (2) the
"Modified Mel Brown" system; (3) the Wallace U.S. Patent No.
3,335,958; (4) the Allwood Australian Patent No. 227737; and
(5) the. illustrations in the Swiss Klasse Patent No. 201557
as evidence of prior art pertaining to the mechanical function
of the irrigation system.
Whe Raincat is a pivot irrigation system with the water-
pipe supported underneath by a simple truss design of tri-
angular braces in vertical planes transverse to the pipe.
The lower corners of the braces are connected by longitudinal
tie members extending between the corners and up to the pipe.
throuyh holes in the pipe coupling flanges at the end of
the boom section,
See picture in text, p. 5, Figure 14, #102 for an example of
the angle clip.
«i.
UV9080
:
si \|
There 15 a 90-foot Span between the drive units.
Si
Example of
triangular braces
Although the Raincat was built somewhat differently over
a period of years, there was testimony that indicated thi
the arms of the triangles in the truss system were cither
attached to the waterpipe with clamps that were fastened
around the machine or fastened to the flange that hocked to-
gether the pipe spans. In subsequent machines, the arms of
the braces were welded to lugs.
At the beginning of production of the Raincé
ats, the tie
rods were fastened to the pipe with U-bolts‘
The Modified Mel Brown--in essence, a modified Raincat--
came about as a result of experimentation with the Raincat.
Because the U-bolts connecting the tie rods slipped on the
Original design, the arm of the machine would go into an S-
curve and consequently bend the waterpipe.
The first step toward correcting this problem was to
«ii.
00051
put a V-brace at the center triangular brace, in order to keep
the waterpipe and the tension rods from going in different
directions (causing the S-curve).
ue .
=m -"OoOe
y Pe etek S&S
‘
Sues a] e
Crampleo the
. . 2 ’ - ~
added to trianyular braces
The V-brace, depending upon the novement of the pipe and
tension rods, will go into either tension or compression,
Later still, the V-braces were eliminated when the U-
bolts were changed; the tension rods were instead welded to-
gether at a common point onto the pipe, solving the S-curve
problem in a Giffercnt manner.
Bone of Reinke's contentions on appeal is that th
dence was insufficient to establish the Modified Mel Brown
as prior art. We hold the evidence was sufficient; Mel
testified that he had built at least two of the modified
Structures and that they were shipped out to be used by custo-
mers, There was corroborating evidence of a drawing reflecting
the modified design, which was initialed by Mel Brown and
dated March 26, 1963. ‘ihe Reinke Patents are dated 1971 and
1973. Although Brown did admit that the structure as built
brown
al2«
VVOS82
The Wallace U.S. Patent No. 3335958 and the Allwood
Australian Patent No, 227737 are irrigation systems similar
to the Raincat and the Electroygator. ‘Ihe Swiss Patent No.
201557 discloses the truss Structure of what was referred to
in testimony as a bridge. It was admitted as evidence by the
district court but limited to the illustrations; the text is
not translated into English.
Thus the scope and content of the prior art as shown at
trial is, at its most refined point, generally included in
the Raincat and Modified Mel Brown systeins,
B. The Differences Between the Prior Art and the Claims
in Issue
Reinke's primary argument is that none of the prior art
discloses an arrangement in which the pipe between each pair
of crive units is rigidified laterally, vertically, and tor-
Sionally by joining it with a plurality of assemblies of
Opposed Praces of V-shape so arranged from one another and
interconnected by the tie rods as in the Electrogator.
It is true that the Allwood, Raincat and Modified mel
Brown units all have vertical supports--the Electrogator does
not. However, the Modified Mel Brown, in addition to the
vertical supports, also has V-shaped braces similar to those
on the Flectroyator. In addition, truss design in general
makes use of triangular braces in different planes in order
to provide the support strength for which trusses are used,
ee ee
was somewhat different than the drawing, the differences
were minor. The primary modification, the added V-brace,
was reflected in the drawing and Brown testified that the
change was made to the two structures on which he worked,
sii UYO83
as
Reinke Still contends that the effect of its invention
was to achieve a self-propelled irrigation system with a Span
between drive units in excess of 90 feet (120 feet) with the
same attributes of strength, alignment and economy as the pre-
viously marketed irrigation systems with only 90-foot spans
between drive units. Reinke partially attributes this to the
connecting devices used in the Electrogator. The connecting
devices fur the truss support and the tie rods were different?
in the Electrogator from prior art insofar as irrigation
Iie note that Mr. Reinke did not attribute a great deal
of importance to this at trial:
@. (Mr. Thomte] I believe, Mr. Reinke, that
yeu testified that the location of the openings in the
flanges for the tie rods, were, I think in using your
words, located at a very critical or strategic place,
Would y's elaborate on that, please?
A. {[Mr. Reinke) They are located in the flanga
One-third From the bottom because that is the
most ecencmical way to do it that I know of and as
another pipe is attached to it, which there always
iss in this system, you have two flanges to go through,
and that maxes the cheapest, the most cconomical,
the stronrgest way to attach the end tie rod.
abort
Q. Could the tie rod be attached at the upper
portion of the flange or at the bottom of the
flange?
a ft could be,
Q. It wouldn't matter really where you attach it?
A It would matter; it would make a difference,
e) Significant difference.
Q. No Significant difference where it is attached?
A. Well, I wouldn't make it that broad,
Q. I think that is just what you said, Mr. Reinke,
that there wouldn't be any significant difference?
A. What I am Saying is that it is located at the
most ideal location, one third up.
afte
VOO84
systems are concerned, Beeause Reinke alleges that the com-
bined cffect of all of the elements was new--new in that it
Created an effect heretofore undiscovered which enabled the
Span distance between drive units to be increased to 120 feet--
Reinke contends that this complies with the concept of syner-
gism,
We do not agree that this is synergism.
When the resulting new combination produces a 4dtotally
new functional aspect, to deny patentability in every
case would be to sanction the use of "hindsight" in
light of the claimed patent, liowever, at the same
time, to deny patentabi) ity where the combination of
eloments is an obvious step, where no inherent diffi-
culties or deterrents are involved in making the step,
where the new combination results in a natural pheno-
menon, even though all of the advantages were not
Fargccaan
EOTCE Cee ar
shonld not bring into play the tnlrospook ive
conformation of using “hindsight.” ‘The test of obvious-
ness, again, must turn upon a case by case analysis,
Natlional
aaumestor Corp. Vv. Malco Mfg. Co., 392 F.2d 766, 771,
(Sth Cir.), cert. denicd, 393 U.S. 923 (19638). ) a
: a ae or)
Thus, the difference here, even when considered most
favorably to Reinke, must be confined to the fact that Reinke
used a better and different truss design than had been used
before in irrigation systems; Reinke used better and different
connecting devices than had been used before in irrigation
Systems; and Reinke achieved a longer span between drive
units--without compromising other qualities--than had been
achieved before in irrigation systems,
C. Level of Ordinary Skill in the Art
Testimony at the trial indicated that a person of ordin-
ary Skill in the structural arts in 1967 would have been a
a LOSS
/
.
“it * ‘
tm
“lod. dos,
i she ry ski in d
person "with somewhat more than clementary skills in an
“th — s el Hy S \ AS conver- .
knowledg> of the structural engineering arts who was
, P oa a . : Te aps would havi: been
sant with irrigation equipment. Such person woulc
avare of basic principles of truss design," Reinke Mfg. Co.
v. Sidney Mfq. Corp., Supra, 446 F. Supp. at sects Cane Sk ee
The question that must be resolved is whether this hypo-
thetical person of ordinary skill in the art could have
created the Electrogator with the differences as noted in
Part B, supra. If such an ordinary person could have achieved
the advancements discussed, the Electrogator is not a patent-
able invention as anticipated by section 103.
ers Bo te oy =} 5
i AS we stated 3 in University of Ill. Foun ydation v. Winegard
Box): 402 Yr. ad pn. 127)(8th Cir. 1968), ort, denicd, 394 U.S.
~917)(1969) , quoting Atlantic Works v. Brady, 1lO7 U.S. 192,
2992200 lesz):
The process of development in manufactures
creates a constant demand for new appliances, which
the skill of ordinary Jar aaah and engineers esl
generally adequate to devise, and which, indced, are
the natural and proper pinta ct of such developHant.
Each stdp forward prepares the way for the next, an
each is usually taken by spontancous trials ane
attempts in a hundred different places. To eee a
to a Single party a monopoly of every cape we sschehwiltgiaa
made, except where the exercise of Invention, ori ik,
what aleve fe lygataiors mechanical or engineering ski
is distinctly show is unjust _in principle and in-
jurious in its aaah HO pe
stated in
90):
as the Supreme Court Busell aoe
137 U.S. 423 (18
10 or example,
Trimmer Co, v. Stevens,
The most that can be said of [the patent batore
us) is that it shows * * * great industry gy
quiring a thorough knowledge of what others 1ac
done in the attempt to trim shoe soles ina be
and @mproved mode, by the various devices perfec ed
-l6=-
QV0Sb
_
ee
AS we Stated before, the truss design in the Blectrogator
appears to be a better truss design than the Modified Mel
the angle clip appears to be a better connecting device;
Brown;
and
the attachment of the tension rods to the pipe in the L
gator de
lectro-
Sign appears to be a better way of connecting them,
Because of these improvements, the span between the
gator drive units
Electro-
can be greater while still maintaining all
other desirable features Yet,
sults
the improvements and the re-
achicved by those improvements are no more than those
which a “hypothetical person skilled in the art, who has
thought about the subject matter of the patent invention in the
light of that art" could have accomplished, Flower City -*
Architectural Metals v. Alpana Aluminum, Prod., Inc., 454 F.2d
98, 108 (8th Cir. 1972),
There is substantial evidence to Support the trial
court's
by patents for that purpose, good judgment in
selectins: and combining the best of them with no
little mechanical skill] in their applications but
it presents no discoverable trace of the exercise
Of original thought.
Busell Trimnc r Co. v. Stevens, Supra, 137 U.S. at 435, quoted
in Univer petty Or AIT. Foundatioi ve j Winegard bo, 402 Pr lad
igs, 327 44 (8th Cir. prety! So cert. denied, 394 U.S. 917 (1969).
Reinke argues that the testimony of the fabrication a Aa
manager for Layne & Bowler (manufacturer of the Raincat), Mr. 7% -
Walker, is in direct conflict with the trial court's finding
of obviousness. walker's testimony indicated that’ Layne &
Bowler experimented with various truss designs in order to
achieve a 120-foot span while still keeping other desirable
features, Under the mandate of Graham, this "failure of
Others" is certainly a factor which may be considered as in-
‘dicia of obviousness, Graham v. John Dee ts Co., supra, 383
-—— me ‘ -- ——, oe .
USS. at 17-18. "But where, as here, the facts establish con-
vincingly that the jven' ie: obvious against the back-
ground of the relevant prio t, [this] cannot
be controlling."
Cummins Engine Co. v. General Motors Corp., 299 F, Supp, 59,
89 (DL MdT L965) catt'd, 4247 72d 1368" (4th Cir. 1970), cao
quoted in Hadfield Ve “Pyan Equip. Co., 456 F.2d 1218, os > ae
(8th Cirl 1972) > yee WG
. Ngo” a
J A: xt, o3Z2%
' ms Ph 32] 3
f — ~
V9087
*
i
tir bf \ i)
K\ YN) PUBLISH BNA Bes GFF
a Y Bo
s } iss } = N i i , ak od wn ws 227 e Oote Pecel ands 2 - & ;
f. : nding { hat the 326 and ‘953 patent cla ims an a2550UC are 2h : U) ITED STAT Eo COURT OF APPEAI > £4 ; AF
a | i 4 I 4 / }H
Lt ae © ; rj Sness,. ae there LOR og 2. unnecessary ; . cae ous if L )
Val 1, id ER reasons Of ob\ lhousnc ¢ x 5 & i - . tt } eo ox
Tenth Circuit
Nos. 77-1561 and 77-1562 MAR 9 1979
HQSVARD K. PHILLIPS
A true copy. (lesa
DEERE & COMPANY, )
)
Attest: Plaintiff-Appellee and )
Cross-Apoellant, ) Appeal from the United States Distric
) Court for the District of Utah
" > babe 337" Me ; ig 3 ° a ak
CLERK, U. S. COURT OF APPEALS, EIGHTH CIRCUIT, Vv. ) Central Division
) (D.C. No. C 299-73)
HESSTON CORPORATION, )
)
Defendant-Aspellant and) &
Cross-Appellee. )
Ducald S. McDougall, Chicago, Illinois ‘(Dennis McCarthy and
‘ . Rand L. Cook, Salt Lake City, Utah, and Theodore PR. SCOtt, TALreseo,
Illinois, on the briefs), for Plaintifi-Aappellee and Cross-Apoelienk.
] Gordon D. Schmidt of Schmidt, Johnson, Hovey & Williams, Kanses
City, Wissouri, for Defendant-Appellant and Cross-Apvelice.
Before HOLLOWAY and DOYLE, Circuit Judges, and STANLEY,* Senior
District Judge.
on
DOYLE, Circuit Judge.
bd Of the District of Kansas, sitting by designation.
ay
09058
09059
—_,-
a
THE PLEADINGS AND PROCEEDINGS
Plaintiff-appellee Deere & Company instituted this action in
the United States District Court for the District of Utah. A
declaratory judgment to declare certain patents invalid was
prayed for against the Hesston Corporation of He
7))
un
et
oO
=
?s
fw
pe |
“
~
“
the owner of United States Patent No. 3,556,327, entitled "Loose
Hay Wagon," issued January 19, 1971, and filed by Harold
Garrison April 14, 1969; also, United States Patent No. 3,728,349
entitled "“iiay Loader," issued April 24, 1973, on application filed
November 14, 1969, by Ezra Cordell Lundahl.
From further allegations in the complaint it appears that
Deere has designed and built a hay wagon, has exhibi
otfered it for sale at meetings of farm implement dealers anc
is now manufacturing and selling in competition with a hay wagon
manufactured and sold by Hesston, named Staxi!
It is further alleged that Hesston notified Deere that it
considered the Deere implement to have infringed on beth the
Garrison and Lundahl Patents. Deere maintains
its complaint that the Hesston and Lundahl Patents are invalid and
so not infringed; aiso, it maintains that the Garrison and Lundahl
Patents were obtained through fraud on the Patent O that
ry
ry)
-
ie)
#8)
fw
pe |
tu
they are invalid because of the sale of a prototype of the hay
loader in the Lundahl Patent.
The answer on behalf of the defendant-appellant denies the
allegations as to the invalidity, fraud and prior sale of a
prototype and contains a counterclaim alleging infringement.
YVOIU
A supplemental counterclaim lists a series of Hesston Patents.
These include those mentioned above together with improvement
patents.*
Plaintiff-appellee Deere has filed a reply to the fourth
supplemental counterclaim as a result of which all matters are
fully in issue.
This matter was tried to the court before United States Districts
Judge Anderson, District of Utah, who ruled all eight patents of
Hiesston: Corporation invalid under 35 U.S.C. § 102(b) ana s> U.S.C.
§ 103. The district court essentiaily ruled that tne patents in
issue were invalid for obviousness as provided in 35 U.S.C. § 103
and known to the public for more than one year before the pate
application under § 102(b).
= =
1. The numbers, name and dates of issue are as follows:
Number Title ; Patented
3,556,327 Loose Hay Wagon January 19, 1971
3,728,849 Hay Loader April 24, 1973
3,757,687 Press Mechanisin for Septenber ll, 1973
in s
e ie)
g Implements
3,828,535 Hay Loader August 13, 1974
3,842,732 Tailgate Control for
Stackers
October 22, 1974
3,847,072 Loose Hay Wagon
3,878,670 Stack Forming Loader April. 22, 1975
3,899,966 Machine for Loadins, August 19, 1975
Stacking and Unloading
Crops
oa a
YVOO91L
The trial court said that the controversy centered around
four patents: Lundahl Patent No. 3,728,849, a haystacking method;
Lundahl Patent No. 3,828,535, a haystacking machine(Lundahl I
Patent and Lundahl II Patent, respectively). The other two
primarily involved are the Garrison Patent No. 3,556,327, a
haystacking machine, and the Garrison Patent No. 3,847,072, a
haystacking method (the Garrison I Patent and Garrison II Patent,
respectively).
Lh
HISTORY AND BACKGCROUSD
This controversy had its origins in 1960 and the years
following.
The Lundahls, Cordell and Ezra, son and father respectively,
were engaged in the manufacture of loose hay wagons. Cordell,
the son, saw the need for a machine that would transform loose
hay into closely packed haystacks which could either be
tt
tete in
the field or moved to a storage place.
Lundahl's first machine was a simple wagon which compressed
the hay. It was loaded by a machine known as a Farmhand grapple
fork or a Farmhand. This latter was pulled by a tractor through
the hay field where it would pick up loose hay and deposit it into
wn
the wagon. This wagon had high side walls and a front panel which
moved toward the rear and in so doing compacted the hay against the
rear doors. Lundahl discovered that this mechanism loaded the hay
unevenly and without a uniform density. The reshlt was disintegratic
of the hay stack. There were other deficiencies. The loading was
O9092 '
_——««~
a
a separate function; there was a lack of integrated method of
pulling the wagon down the windrow. The operation was in two
separate steps, in other words.
After the loading there followed
the horizontal compaction which was also in stages. Each time some
hay was loaded it had to be compressed and then more hay would be
added and compressed until the wagon was filled. While producing
one complete haystack, this process resulted in a stack which
tended to separate and fall apart. To overcome this,Lundahl added
vertical compression units consisting of two gate-like top presses
which would be set as extensions of the side walls and would swing
down from the top on hinges powered by hydraulic compressors.
Notwithstanding this, though, the principal compression was the
horizontal force created by compressing the crop against the back
walls of the wagon.
In February 1966, Lundahl advertised in a farm journal a one-
man automatic feeding system for long hay. While the advertisement
Said that the machine would stack and compress loose hay from the.
windrow into neat uniform stacks without any manual handling, at this
time an integrated system had not been developed: The wagon still
had to be loaded separately. One Warren DePuy purchased one of
these incomplete machines. It lacked the attachment which would
make the machine self-loading. This was promised at a later date.
This is here referred to as the DePuy machine and it was put to use
during the 1966 haying season and for part of the 1967 season, but
had mechanical difficulties as a result of which DePuy sued the
Lundahl Corporation for breach of warranty. After this the machine
was abandoned by DePuy.:
QV09G
In 1966, the Hesston Corporation, defendant-appellant here,
bought the assets of the Lundahl Corporation. Hesston was very
much interested in the stacking machine idea and pursued it through
one of the engineers for Hesston, Keith Garrison, who worked with
Cordell Lundahl on improving the design. Prior to this, Lundahl had
come to the realization that vertical compaction was desirable. This
led to the development of the swinging top-gates which came down on
the loaded haywagon and also the addition of the tuckers to the
undersides of the hinged gates on the earlier prototype. So the
research was pursued along the line of developing the vertical
compaction. Testing along this line continued through 1968 with
several prototypes, including a 1966-67 prototype with recesigned
top-presser gates integrated with a crop pick-up and distribution
System. Eventually Garrison came up with a method of continuous
loading of hay into a moving wagon by using the blower duct system
with a dispersal mechanism which served to spread the hey evenly.
Garrison also discarded the two-gate approach and adopted a single
unit, described as an inverted U, which is used to apply downward
pressure. These innovations were said to have preduced “real good"
results which yielded stacks of uniform density and having a self-
Supporting nature. Also, the stacks were better shaped from the
Standpoint of shedding water. This machine was ultimately marketed.
Hesston, in the year 1969, commenced the production of the StakHa.
60, which made six ton stacks. Some smaller editions or models were
2. A bricf description of the Hesston Corporation is set forth in
Appendix I.
09094
added later, such as the StakHand 30, for forming three ton Stacks,
and the StakHand 10, which produced a one ton stack. Improved
models were identified with. an "A" after the number.
Deere and Company started selling machines which made one ton
stacks, three ton stacks and six ton stacks, all of which appeared
to be based on the same design as the Hesston machine. This
activity produced the present controversy. t
The application for patent on the Garrison I was filed in
1969. It matured January 19, 1971.
At the very outset the Garrison II Patent was rejected on
the basis of prior art. The Patent Office ruled that Garrison II
was the same as the Sutherland British Patent, the only difference
being its blower conveyor. After this, Hesston offered an
amendment claiming that it was not based on any prior art and
Saying that "it is absolutely new to provide a hay gathering
er collection feature in a press as its initial functicn in
cooperation with the main crop receiving body." The Patent was
finally issued August 13, 1974.
The Lundanl Patents I and II suffered somewhat the same fate.
Lundahl I was filed in 1969 and rejected in 1972. The rejection
was based on the prior issuance of Garrison I. Lundahl, by
“swearing back, established that he had completed his invention
prior to the date the Garrison I Patent was filed. The application
was accepted and the patent matured in 1973.
QOOYS
The Lundahl II, which was also based on the Garrison I, was
rejected by the examiner. Again, this objection was overcome by
BWwearing back, but ultimately some but not all of the claims were
allowed,
These four described patents, together with four so-called
Minor patents, were all ruled invalid, and basically these rulings
are the issues for consideration on this appeal.
III.
THE JUDGMENT OF THE TRIAL COURT
-
Judge Anderson's opinion, which is published in 456 PF. Supp. 52C
(D. Utah 1977), constitutes thorough and careful workmanship, end
in writing this opinion we have made full use of it. The Opinicn .
considers the following issues:
A. Fraud on the Patent Office.
The contention of plaintiff-appellee Deer
@
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ct
ial)
ai
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was perpetrated On the Patent Office.
B. The patentability of the Garrison, Lundahl and improven..
patents, Included was the nonobviousness under § 103,
and prior sale or use under § 102(b).
Essentially the contention of fraud perpetrated on the Patent
Office is predicated on Hesston's failure to disclose in the
application for the Garrison I and II Patents the prior art conraine
in the Lundahl prototype haystacking wagon which was merely mechanic
improved by Lundahl originally, and also the failure to aisclose
in the Lundahl I and II proceedings the sale and development of
the bePuy machine,
.
—*
QOUYb
The trial court pointed out that under McCullough Tool Co.
v. Well Surveys, Inc., 343 F.2d 381, 394 (10th Cir. 1965),
Deere
had the burden of eStablishing the obtaining of the four main patents
by the use of fraud. Here the form of the fraud was nondisclosure
rejected the Hesston application but for the fraudulent n
See Norton v. Curtiss, 433 F.2d Tia, Cee (€C. 259.4. E970).
“
judge waS not convinced that the Patent Office would have
the four major patents but for the nondisclosure, nor was
able to conclude that there was any willful, intentional,
or even reckless conduct in the failure to disclose. The
concluded as follows:
Based on the present state of the record,
the court concludes that the evidence is
insufficient to impute to Hesston and its
attorncys a fraudulent intent or gross
and reckless conduct that would justify a
finding of patent invalidity due to a r
purported
fraud on the Patent Office iesston and its
attorneys exercised good faith judgment on
whether to include the prior Lundahl wagons
as prior art in the Lundahl I, II and Garrison
~ I, II patent applications. That good faith
judgment, based on a strict notion of the
Scope of the intended patent in reference
to the prior art, though erroneous, will not
render the patent invalid. The cbur
therefore, denies Deere a declaratory Judgment
.
-¢
that the four major patents in issue are
invalid due to Hesston's alleged fraud on
the Patent Office.
On the question of invalidity of the patent as having been
ondisclosure
The trial
rejected
the court
wrongful
courte
unpatentable under the prior art, the trial court reviewed the
history of the particular provision noting that
Act of 1952, the requirements were that the device was to be
and useful." Cited was Hotchkiss Vv. Greenwood, 52 U.S. (1
prior to the Patent
"new
lL tow. )
00997
EEE EEE EEE
the he Sur ec in defining the term "new ik
248 (1851), where the Supreme Court in J unsolved needs, failure of others, etc., might be utilized to
at ™ a vice must demonstrate ‘Skill and ‘ . 3 eee
Stated that “to be patentable a devic ; give light to the circumstances surrounding the origin of the
inc ‘ - ss C y ‘the skillful mechanic. '" ; ;
ingenuit,’ beyond that possessed by ‘the ‘ Subject matter sought to be patented." 383 U.S. at 18-19. These
could not, however, substitute for lack of invention.
52 inted out, reenacted the "new and
The 1952 Act, the court pointed ' F In subsequent cases the Supreme Court has continued to apply
s ility j he form of the terms novelt 273
useful" formula of patentability in th > 5 the Graham test of patentability under § 103. The more important
1d ility i a requirement of the invention test by : :
and utility in place of the 4 ' of the Supreme Court cases on the subject are Sakraida v. Ag Pro,
introducing nonobviousness. Inc., 425 U.S. 273, 280 (1976), and Dann v. Johnston, 425 U.S. 219,
} ided that the standards for determinin
The trial court concluded a g 230 (1976).
ak ility of tl esston's Patents were, then, utility, novelty \ ‘ id j
patentability of the H ™ eee : ‘ The court then goes on to consider the Hale, Isom and
7 sness. The court also concluded that Deere had not A ‘ °
and nonobviousness ae Sutherland Patents cited as prior art by Deere. Hale dates back
ds . enged the patents as not having utility. ; se %
seriousiy challengec the Pp Pe ee oe 3 to 1887 and describes a hay-cocking machine, the main function of
which was to gather hay or other fodder up from a field and discharge
the fodder to the ground in compact piles or cocks for protection
WHETEE? ERIN
PATENTS FALL FOR OBY r US
FACTS aND THE
against storms. It sounds familiar. The Haie claims 1 through 4
State that the machine gathered the hay from the ground, elevated,
\
; — . - ica } = ran mv. Joh Joere a ' - a F ‘ a P F P
The trial court relied on the case of Granam v. John D Co., it into an open bin, provided distribution reciprocating back and
383 U.S. 1 (1966). Obviousness under § 103, it was said in John
forth over the open top together with a hinged bottom to drop the
. . ; } ; 3 ; - Vaicehe € , ; tt bv stuc vi
Deere, is to be determined in the light of the prior art oy stucying hay "cock" on the ground.
y }- «! & } ic - ne ne } ims iSsi ; - . a ae 2 3 a
the differences between the prior art and the claims at issue and The Isom Patent, which is dated in July 1918, describes a
»solving the re £ y skill in the pertinent art. \ 1; ; ;
by resolving the level of ordinary skill in the pertinent art mechanical hay shocker which, in combination, comprised a hopper,
this background > ilousness or nonobviousness of the ' ae , ; ere
Against this background the obviousness or nonobviousness delivery means discharging into the hopper, tamping members within
subject matter is determined. The Court, in John Deere, said that
the hopper, a draper forming the bottom of the hopper and a facility
" : ary considerati Ss as unmercial 5s ess, long felt but . : : : ‘
Such secondary considerations as commercial success, long sis for stopping the delivery means. The tamping member operated, the
doors opened, and the draper started in motion.
3. Apvoencded to the opinion is a discussion of the operation of the
pundahl and Garrison machines. We hope that it will provide a better
understanding of the functions of the patents in sult.
The Sutherland Patent described a harvesting machine which
provided an improved construction and a method
- 10 -
- ll -
Y0IV0U8 QV09S
wa
by which the hay can be compressed to form a stack and then deposited
on the ground. This Sutherland Patent, dated in 1964,
was t examiner's prior art reference for rejection of the Garrison
II Patent application. This British patent was said by the trial
court to clearly teach vertical compression of the hay to form a
Stack. Sutherland had a wheeled trailer attached to a tractor with
a compression chamber mounted on the trailer into which hay could
be "charged," the chamber being open at the top and having a rear
wall which could be opened, and a hydraulically operated compression
member by which the hay introduced into the chamber could be
4
compressed so as to form a stack which could then be ejected from
y .
the chamber when the rear wall was opened.
shumber of other prior art patents were cited, particularly
s .
the DePuy machine and the Lundahl prototype from which Garrison
and Lunéanl worked in order to perfect the vertical compression as
well as pickup, elevation, even distribution, compaction and
discharge.
McCullough Tool Co. v. Well Surveys, Inc.., 343 F.2d 381, 393
(10th Cir. 1965), articulated a somewhat liberal test governing an
aggregation of old parts so as to produce a patentable invention.
The opinion said:
The test of whether a particular patent is a
mere aggregation and invalid or a combination
and valid has been variously stated. Generally,
where elements old in the art are united in
such a way that a new and useful result is
secured or an old result is attained in a more
facile, economical and efficient manner, there
is a patentable combination. DBewal, Inc. v.
Minnesota Mining and Mfg. Co., 10 Cir., 292
F.2d 159; Oliver United Filters v. Silver, 10
Cir., 206 F.2d 658, cert. denied, 346 U.S. 923,
74 S.Ct. 308, 98 L.Ed. 416.
343 F.2d at 393.
= 12 «
; 09100
It is noteworthy that this court also said, just prior to the
above quote, that:
.It is universally held that a mere aggregation
of a number of old parts-or elements which, in
the aggregation, perform or produce no new or
different function or operation than previously
performed or produced by them, is not a patentable
invention. Great Atlantic & Pacific Tea Co. v.
Supermarket Equipment Corp., 340 U.S. 147, 71
S.Ct. 127, 95 L.Ed. 162; Admira’? Corporation v.
Zenith Radio Corp., 10 Cir., 296 F.2d 708;
Consolidated Electro. Corp. v. Midwestern
Instruments, 10 Cir. 260 F.2d 8ll.
343 F.2d at 393.
it would appear that the Supreme Court has recognized in Dann
Vv, Johnston, 425 U.S. 219 (1976), that commercial success and failure
of others may be relevant in determining obviousness or nonobviousnes
However, the Supreme Court in Dann v. Johnston, supra}; Saxraida v.
Ag Pro, Inc., 425 U.S. 273 (1976); and Great Atlantic & Pacific Tea
Co. v. Supermarket Equipment Corp., 340 U.S. 147 (1950), also
emphasized that commercial success without invention dces not suffice
in Sakraida, the invention, a system to flush cow manure from barn
floors, was held to be obvious. In Dann v. Johnston, supra, a
computer system which provided recordkeeping for bank checks and
deposits coded into categories by the bank customer was not patentab]
because it was obvious. The point was also made in Sakraida that in
order for the combination of old elements to prevail, there must be
a synergistic effect, that is, an effect greater than the sum of the
several effects taken separately. The trial court was mindful of the
Supreme Court's admonition in Great Atlantic & Pacific Tea Co. v.
Supermarket Equipment Corp., supra, that courts should scrutinize a
combination of patent claims with care proportioned to the difficulty
- }3 «
VO9OLO1L
and improbability of finding an invention in an assembly of old
elements. The patent is supposed to add to the sum of useful
knowledge, the Supreme Court said, and patents are not to be
sustained when their effect is to subtract from former resources
freely available to skilled artisans. The trial court was cognizant
of this in determining whether the differences were obvious to one
reasonably skilled in the art, pointing out that one who makes such
an invention is charged with awareness of the existing technology.
The trial court was not incorrect, as we view it, in its holding
that the Hesston Patent? did not achieve a synergistic result that
would be nonobvious to one reasonably skilled in the art. On the
contrary, the court concluded that Hesston's Patents demonstrated
the work of a skilled mechanic, the difference being that these
patents do not achieve a nonobvious patentable difference from the
prior art since they have combined old elements which continue to
function as they did previously. “The Old elements do not in
combination perform a new and different function even though the
wagons did succeed in producing a striking result by combining the
old elements.
In our view, the strongest point in Hesston's case rests in
its contention that a new and different result, which realized great
commercial success, flowed from the combination of the old clements
and that this overcomes the argument that the result was invalid
for obviousness. Nevertheless, we must disagree with tiesston's
position. It is our conclusion, as indicated above, that the trial
judge correctly appraised the prior art and the combination in the
le
light of the commercial success of the patents.
= }4 «
VOLVOZ
The issue in question has iver usS pause and concern, but
we are in a less favorable position than was the trial court in
terms of making the present evaluations.
The other issues determined by the trial court, which we have
described in detail, fraud on the Patent Office and prior sale or use
(09)
re
ie)
<
oO
under § 102(b), are supported by the evidence. Although w
examined them for possible plain error, none is
One further matter which we deem it necessary to consider is
whether the trial court erred, as Deere contends, in denying the
request for lawyers' fees. Here again, our disposition is to
accept the finding and conclusion of the trial court, which was
not convinced that this was an extraordinary case, whereby Deere
would be entitled to fees. After all, Hesston was the patentee in
this case and it surely had the right to litigate without being
assessed Deere's attorneys' fees, in the absence of any extraordinar:
actions, like fraud, by Hesston.
“ + . ,c a fey ~ Q
The judgment of the district court iS afftirmec.
APPENDIX I
The Hesston Corporation, of Hesston, Kansas, is a rapidly
growing corporation which primarily manufactures farming and
industrial equipment. In the past ten years it has grown nearly
tenfold. In fiscal 1966, Hesston reported net sales of $25,466,000,
a net income of $1,148,000, and total assets of $13,440,000. In
fiscal 1975, it reported net sales of $207,857,000, a net income
of $9,572,000, and assets totaling $161,641,000. In the same
period the number of persons it employed rose from an average of
1,050 to an average of 4,581.
By way of comparison, in fiscal 1975 Deere & Company reported
net sales of $2,955,204,000, a net income of $179,073,000 and
total assets listed at $2,440,829,000. At the close of 1975
Deere had 53,794 employees.
Both companies produce a wide range of products in general
categories which include farm equipment, industrial equipment,
and office and consumer products. Both operate in the United States
and abroad. As an example of the level of diversity of these two
corporations, Deere makes machines ranging from snowmobiles and
lawn tractors to heavy duty graders, large tractors, and combines.
Hesston also has a wide range of products. It makes, inter alia,
back-hoes, waste disposal units (compactors, incinerators, ete. }4
snowblowers, harvestors, office furnishings, and of course, windrowe:
and stack forming machines.
“ Hesston's largest division is farm equipment which, in 1975,
accounted for 96% of Hesston's net sales. The hay stacking machines
Q0104
Bois
APPENDIX I (continued)
here at ansue fall into this category. The hay SA sa" eauionent
product line, in 1975, produced 37%: of Hesston's net sales. This
37% is a figure which rose from 168 in 1971. Hesston's second
leading product line consists of windrowing machines, which, in
1975, accounted for 24% of Hesston's net sales.
Hesston is a corporation of global scope.
lants i j j
Pp in France and Italy, has licensees in Australia, Argentina,
and Brazil, and distributors throughout the world.
OOTOS
AVPENDIX II
OPERATION OF THE LUNDAHL AND GARRISON MACHINES
The Lundahl Machine.
In this design, two parts, a loader and a compressing wagon,
comprise the machine. The loader loads the hay from the windrow
by a rotary pickup unit which has tynes or {Pipers rotating on
a horizontal axis. This unit delivers the hay to an "endless"
conveyor belt which elevates the crop. Neither aspect is particularl
novel and the applicant notes this by providing that these elements
may be powered in any suitable fashion.
The elevator unit consists of two parallel endless chains
connected by cross Slats. This unit inclines up towarc the conveyor
assembly which extends horizontally rearwards, from the elevator,
and is located over the chamber in which the hay is to be dropped.
An endless belt which runs up the elevator anc over the conveyor
actually carries the crop. At the back end of the conveyor is a
roller which moves longitudinally back and forth and serves to
skaceces the hay to the front and rear of the chamber boc
The elevator/loader housing and the main body are connected
in a pivotal fashion allowing the body to be shifted from side to
side without shifting the loader. This allows the hay to be
dispersed from side to side in the wagon as the wagon is shifted.
(This pivotal nechanisin also permits better operation over uneven
terrain by allowing the unit to twist on a longitudinal axis so that
while the loader cants go the left the body lists tothe right, and
vice versa.)
00106
—
APPENDIX II (continucd)
The compression is achieved by the suingoble gatos, and
tuckers attached thereto, which are a part of the main body.
In the loading stage each gate is set in an upward position, as
an extension of the side of the body, and aids in channeling hay
from the conveyor into the body.
In the comoression stage, the gates swing in and cown,
compressing the hay towards the floor. The tuckers add pressure
to the hay near the walls. The resulting stack is packed and
rounded on the top thus having the desirable cuality of readily
shedding moisture.
In unloading, the loader/elevator housing and the main body
can be separated. This allows the operator to tow only the body
to the unlaading area. Offloading is accomplished by tilting the
body down so that the rear rests on or near the ground, opening the
tail gate, and pushing the stack by means of the false front.
The Garrison Machine.
In this machine the loading component is again housed at the
front of the body. The crop is picked up by a drum rotating on a
horizontal axis. The drum has projecting tynes which actually pick
up be crop. The hay is then delivered to another rotating drum,
placed superjacent to the pickup drum, which has retractable fingers
which carry the crop. This latter device delivers the hay into the
path of a fan. The fan, housed in a duct, blows the hay upward.
The hay, channeled by the duct housing, is directed up and*then
back into the wagon.
090107
APPENDIX II (continucd)
The loading system moves laterally back and forth at all APPENDIX III
times during the loading thus causing the crop to be dispersed
DIAGRAMS OF THE LUNDAHL AND GARRISON MACHINES
from side to side in the wagon. At the outlet of the duct is a .
deflector plate which the operator may cause to swing up and Figures one and two portray the Lundahl machine in the
down, as the blower swings back and forth, allowing the hay to compression stages. The view is from the rear. In figure one
‘be distributed to the front and back of the receiving body. _ the side gates are swinging down to press the hay. In figure
These two oscillating elements are calculated to produce even : two the gates are down and the manner in which the "tuckers"
distribution of the crop in the body. compress the crop near the side walls of the wagon is shown.
The body has, as an integral part, a press. The press Figures three and four are Side depictions of the Garrison
consists of a pitched roof (one that slopes down from both sides machine. In figure three the press is raised for loading. In
of the longitudinal center line), sides, and a rear wall which figure four the press has been lowered to form the stack.
also functions as a gate. When the press is raised, the body and Figure five shows the Garrison machine from the rear, figure
the press form a closed chamber into which the hay is blown. Six the front. One can see, in figure five, the Sloping
When the chamber is full, i.e., when the hay reaches the blower . Characteristics of the press roof. In figure six the blower/
L ; a e Bhan ae : : me ae : A ss We
outlet near the top and front of the body, the loading is halted levator loading apparatus can be seen. The fashion in which
and the press activated. The press descends vertically upon the the duct oscillates from side to side is'also shown.
Mass of hay. This process is repeated until the wagon is full of
pressed hay.
When the stack is ready to be offloaded, the press does not
have to be raised as both the back wall of the main chamber and :
the back wall of the press open as gates. The gates are raised and
the body tilted so-that the rear rests on or near the ground. The
wagon is pulled forward and, at the same time, the stack pushed back
rsand out. This last maneuver is achieved by means of a push bar
which is located at or near the front of the wagon, near the base,
and runs from one side to the other. The bar is attached to chains
whieh yun the length of the body and, when engaged, pull the bar
towards the rear.
| <a 09108 |
: 09109
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090116
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United States Court of Appeals
for the Tenth Circuit
104 Fea ENSURE WZ, y a gmap tbat . : rere)
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09118
O9112 i LQ eee : Ae Ls ad a ME TE PM RRS TES
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.