Petition — Leguennec v. Chinese for Affirmative Action
Supreme Court brief1979
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Supreme Court, U.S. \ }
FILED
In the Supreme Court
United States
OcToBER TERM, 1978
No.
LAWRENCE J. LEGUENNEC, individually and in his )
official capacity as Registrar of Voters, City and
County of San Francisco; THomas J. MELLON, indi-
vidually and in his official capacity as Chief Admin-
istrative Officer, City and County of San Francisco;
City AND COUNTY OF SAN FRANCISCO, a municipal
corporation, Petitioners,
vs.
CHINESE FOR AFFIRMATIVE ACTION; SAN FRANCISCO
CounciL, LEAGUE oF UNITED LaTIN AMERICAN CITI-
ZENS; LUE SHE Tom; Tak LAN CHAN Huey; Rose
Yuen; Nitsa M. Matos, and Maria DEL CARMEN
MarRRERO, on behalf of themselves and those similarly
situated,
GEORGE AGNOST
City Attorney
Burk E. DELVENTHAL
Deputy City Attorney
JupitH L. TEICHMAN
Deputy City Attorney
206 City Hall
San Francisco, California 94102
Telephone: (415) 558-3731
Attorneys for Petitioners
s
Respondents. |
78-839
PETITION
FOR WRIT OF
CERTIORARI
TO THE
UNITED
STATES
COURT OF
APPEALS FOR
THE NINTH
CIRCUIT
THE JAMES H. BARRY CO.. 170 SOUTH VAN NESS. SAN FRANCI®©cO CA. 94103
Table of Authorities ..........---seeeeeeeeeeeeeeee
Opinion and Judgment Below .....-....++seessrrres
Jurisdiction .......-.. cc cccccccccecereceseccccees
Questions Presented .......-----eeseeeeeererreeees
Constitutional and Statutory Provisions Involved .....
Statement of the Case
5.
II.
Ill.
The Law And Its Applicability To San Francisco
San Francisco’s Efforts To Comply With The
New Law In Time For The November 4, 1975
ast wi ciccceccctavescsndavneveuteses
Summary Of Proceedings In This Action ......
Argument
I.
II.
Congress Does Not Have The Power Under Sec-
tion 5 Of The Fourteenth Amendment To Require
A State Or Its Political Subdivisions To Conduct
Multilingual Elections Without A Finding Of In-
tentional Voting Discrimination And Solely To
Remedy The Effects Of Unequal Educational Op-
portunities Not Found To Have Been Intention-
ally Imposed ........-- es ceeeereeeeerencers
Even If The Fourteenth Amendment Empowers
Congress To Require States And Political Subdi-
visions To Provide Multilingual Assistance To
Voters, It Must Exercise This Power So As Not
To Interfere Unreasonably With The Powers Re-
served To The States By The Tenth Amendment
And The Substantial Interest A State May Have
In Setting Policy Regarding The Number Of Lan-
guages In Which State And Local E!actions Are
ong ois kids dep dcdensasteecusenees®
13
16
20
III. Even If The Fourteenth Amendment Empowers
Congress To Require States And Political Subdi-
visions To Provide Multilingual Assistance To
Voters, Congress Acted Arbitrarily And Thus
Unlawfully When It Adopted Legislation Requir-
ing A Local Jurisdiction To Provide Written Elec-
tion Materials In, A Foreign Language I[n the
Event That The Illiteracy Rate Of Persons
Deemed To Be Members Of That Language Mi-
nority Group (As A Group) Is Higher Than The
National Illiteracy Rate ..........cceeeeeeees
IV. Congress Did Not Intend That A Jurisdiction
Should Be Deemed To Have Violated The New
Voting Rights Amendments When The Local
Officials Were Acting In Good Faith But Had Not
Had A Reasonable Time To Comply Fully With
ee eh oa Sen en eee eerecee ees
a i hae a 6 eke aes
ii
31
TABLE OF AUTHORITIES
Cases Page
Carmona v. Sheffield, 475 F.2d 738 (9th Cir. 1978 .... 80
Castro v. State, 2 Cal.8d 228 (1970) .....-seeeeeeeee 28, 29
Chinese for Affirmative Action v. Leguennec, 549 F2d
97 (Oth Cir. 1978) ...... cece cece eeeereeneverees 1, 33
Frontera v. Sindell, 422 F.2d 1215 (6th Cir. 1975) .... 80
Katzenbach v. Morgan, 384 U.S. 641 (1966) .......--- 22
Lassiter v. Northampton County Board of Election, 860
U.S. 4B (1950) oc cccrcccccvcccsccccccncccscscess 21
Lau v. Nichols, 414 U.S. 563 (1974) .....--+55: 6, 19, 20, 29
Mayor of City of Phila. v. Educational Equality League,
415 U.S. G05 (1974) .... cece rere e cee ereceeeeeees 34
Millikin v. Bradley, 418 U.S. 717 (1975) ....----.+00s 34
National League of Cities v. Ussery, 426 U.S. 833
CROTE) nn cccicccccvvissveceetedsstvccccccccsens 30
Oregon v. Mitchell, 400 U.S. 112 (1970) .......s0eees 22, 26
Rizzo v. Goode, 428 U.S. 362 (1976) .....-. see eeeeees 34
South Carolina v. Katzenbach, 383 U.S. 301 (1966) ... 22
United States of America v. City and County of San
Francisco, et al., U.S. D.C., N.D. Cal., No. C-78-3521-
ee SACs RARSNAR EOD E SUPE EO ENED SOs 25
University of California Regents v. Bakke, 98 S.Ct.
QTBB (1978) ...ccccccccvecccervcsevsveseesesess 19, 20
Village of Arlington Heights v. Metropolitan Housing
Development Corp., 429 U.S. 252 (1977) ....... 16, 19, 20
Washington v. Davis, 426 U.S. 229 (1976) ........ 16, 19, 20
United States Constitution
Fifteenth Amendment ........:seceeereerenvees 17, 21, 22
Fourteenth Amendment .......... 2, 16, 18, 19, 20, 21, 27, 31
Equal Protection Clause ......-.-+seeees 16, 21, 22, 27, 28
ee S| IEC ERT TTC EAT LAE 2, 16, 17, 20, 22, 30, 34
Tenth Amendment ........--eeseeereereerees 2, 3, 21, 26, 30
Federal Statutes Page
OU Se OS oie oe es 2
PU IO oo nin cece ibe ekecdtouss be, 7
ae OG Bee ii epee, ees. 2
| Oe iss ae eee. 2
SMe bee se eee re 2
BEE a caaes nececl cones tLe ee 2
RE etek cide la eon ce ee 2
Be SorsaGytesacectcr i ee 15
Ge OE OU 6. bb cc wales nuh cede 3, 4, 5
Le a PaaS RS a ee MRS PUY, 14, 21
er ae 5, 17, 31
© RP So bss acces cahun decane 3, 5, 14, 23
5 SPN 5% chica (aad ble oe 6
FIM «Wass vs mackie + oa Wiccaddc oun 5, 6
Title VI of the Civil Rights Act of 1964............ 6, 19, 29
Voting Rights Act of 1965 .................. 2, 4, 17, 21, 25
Voting Rights Act Amendments of 1975 ...... 2, 3, 4, 7, 8,14
WEDD bc vnnecons eukuwcimicens sateen 4
CM, TR, so nobis oa chaanneee te ee 4,17
WOE Ee ha kha cease 4, 15, 17, 18, 20, 21, 22, 29, 31, 34
California Constitution and Statutes
Constitution
ee FS tt ir niin +s 6
Education Code SP tn sac on gucneueeeneonde eens 6,7
Se isaccikbaeounvous ee 6
mesctions Code § SURG). te a ee 16
DOOD ko 00inerinscsdees Cee 16
DBO 65-004 08 suc eee 16
BO oe 11, 16
2 ROME. 6 ob id nknns ne 16
Shatahen: ef 107K, CR. FOR 5 kc cs kceek cee 12
Federal Regulations and Notices _ Page
ee ON i ene nideks dh va ccecnds cnebocin 22, 30
a Sind id tes Met led aed baie tic Ade . 24
| Be ee are ea ee toy eee 23
he a Er nn pe eer er 24
Re Sates o's he « ic ae 6 SU 8 bbe 0 Wakes abet 23
whi as bh alad 6 hae 0 i nie bw clowns 6
ote REIRSON SES | 1 ERG Ae ane ae een a 30
Court Rules
Supreme Court Rule 19.1(b) ...........ccccccccccce 2
Other Authorities
H.REP. No. 94-196, 94th Cong., 1st Sess. } oo) |) 4,18
U.S. Department of Commerce, Current Population Re-
ee, I La kee ce en 5, 6
U.S. Department of Commerce, General Social and Eco-
nomic Characteristics California, Table 81 ......... 7
U.S. Department of Commerce, Subject Report P.C.
(2)-1G, “Japanese, Chinese and Filipino in the United
MEE URW Eis oils ak. cei is tiene ene 5
INDEX TO APPENDICES
Appendix A. Chinese for Affirmative Action, et al. v.
Leguennec, et al., 549 F.2d 97 (9th Cir.
pa Rae ef at Sa a eae ee A—1l
Appendix B. Chinese for Affirmative Action, et al., v.
Leguennec, et al., U.S.D.C., N.D. Cal. De-
Te? Sian) coer ee ceu rt B—1
Appendix C. Complaint, United States of America v.
City and County of San Francisco, et al.,
U.S.D.C., N.D. Cal., No. C-78-8512-CFP . C—1
Vv
. |
1
In the Supreme Court of the
United States
OcToser TERM, 1978
No.
LAWRENCE J. LEGUENNEC, ET AL., Petitioners
,
vs.
CHINESE For AFFIRMATIVE ACTION, ET AL., Respondents
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Petitioners pray that a writ of certiorari issue to re-
view the judgment of the United States Court of Ap-
peals for the Ninth Circuit entered in this proceeding
on August 23, 1978.
OPINION AND JUDGMENT BELOW
The Opinion of the United States Court of Appeals
for the Ninth Circuit is reported at 549 F.2d 97 (9th
Cir. 1978) and is printed as Appendix A hereto. The
Order and Findings of the District Court (CT 212)
were unreported, but are printed as Appendix B here-
to.
JURISDICTION
The Opinion and Judgment of the United States
Court of Appeals was entered on August 23, 1978.
2
Jurisdiction of the District Court was alleged under
28 U.S.C. §§ 1331, 1343, 1857, 1361, and 5 U.S.C.
§§ 701 et seg. (CT 2)
This Court’s jurisdiction is based on 28 U.S.C.
§ 1254 (1) and Rule 19.1(b).
QUESTIONS PRESENTED
1. Does Congress have the power under Section 5 of
the Fourteenth Amendment to require a State or its
political subdivisions to conduct multilingual elections
without a finding of intentional discrimination and
solely to remedy the effects of unequal educational op-
portunities not found to have been intentionally im-
posed.
9. Even if the Fourteenth Amendment empowers
Congress to require States and political subdivisions
to provide multilingual assistance to voters, can Con-
gress exercise this power so as to unreasonably inter-
fere with the powers reserved to the States by the Tenth
Amendment and the substantial interest a State may
have in setting policy regarding the number of lan-
guages in which State and local elections shall be con-
ducted.
3. Did Congress act arbitrarily and thus unlawfully
when it adopted legislation requiring a local jurisdic-
tion to provide written election materials in a foreign
language in the event that the illiteracy rate of persons
deemed to be members of that language group (as a
group) is higher than the national illiteracy rate.
4. Did Congress intend that a jurisdiction should be
deemed to have violated the 1975 Voting Rights Act
Amendments when the local officials were acting in
good faith but had not had a reasonable time to comply
fully with the new law.
3
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED
1. The Tenth Amendment to the United States Con-
stitution provides:
The powers not delegated to the United States
by the Constitution, nor prohibited by it to the
States, are reserved to the States respectively, or
to the people.
2. The Voting Rights Act Amendments of 1975,
Title 42 U.S.C. §§ 1973 et seq.’ The particular section
involved here is Title 42 U.S.C. § 1978aa-la(a) and
(b) which provides:
(a) The Congress finds that, through the use of
various practices and procedures, citizens of lan-
guage minorities have been effectively excluded
rom participation in the electoral process. Amon
other factors, the denial of the right to vote of suc
minority group citizens is ordinarily directly re-
lated to the unequal educational opportunities af-
forded them, resulting in high illiteracy and low
voting participation. The Congress declares that,
in order to enforce the guarantees of the four-
teenth and fifteenth amendments to the United
States Constitution, it is necessary to eliminate
such discrimination by prohibiting these prac-
tices, and by prescribing other remedial devices.
(b) Prior to August 6, 1985, no State or politi-
cal subdivision shall provide registration or vot-
ing notices, forms, instructions, assistance, or
other materials or information relating to the elec-
toral process, including ballots, only in the Eng-
lish pg if the Director of the Census deter-
mines (i) that more than 5 percent of the citizens
of voting age of such State or political subdivision
are members of a single language minority and
(ii) that the illiteracy rate of such persons as a
group is higher than the national illiteracy rate:
1. Pub. L. 89-110, Title II, § 203 as added Pub. L. 94-78, Title III, § 301,
August 6, 1975, 89 Stat. 402.
4
Provided, That the prohibitions of this subsection
shall not apply in any political subdivision which
has less than five percent voting age citizens of
each language minority which comprises over five
percent of the statewide population of voting age
citizens. For purposes of this subsection, illiteracy
means the failure to complete the fifth primary
= The determinations of the Director of the
ensus under this subsection shall be effective up-
on publication in the Federal Register and shall
not be subject to review in any court.
STATEMENT OF THE CASE
I. The Law And Its Applicability To San Francisco.
On August 6, 1975, President Nixon signed into law
amendments to the Voting Rights Act of 1965 which
mandate multilingual elections under specified cireum-
stances.’ As amended the Act provides in pertinent
part:
“Prior to *, jane 6, 1985, no State or political
subdivision shall provide registration or voting no-
tices, forms, instructions, assistance, or other ma-
terials or information relating to the electoral pro-
cess, including ballots, only in the English lan-
guage if the Director of the Census determines (i)
that more than 5 percent of the citizens of voting
age of such State or political subdivision are mem-
bers of a single language minority and (ii) that
the illiteracy rate of such —— as a group is
higher than the national illiteracy rate. * * * ”
42 U.S.C. §1973aa-la(b).
2. Title I of the Voting Rights Act Amendments of 1975 extended the
Voting Rights Act of 1965, Titles II and III expand the Act to require for-
eign language materials and assistance for covered Vie dry.» minority
citizens.” The primary distinction between Titles II and III is that Title II
applies to those jurisdictions where less than 50% of the electors registered
or voted in the most recent presidential election. A jurisdiction covered
under Title II is required to preclear all voting changes with the Depart-
ment of Justice and Federal examiners and observers may be designated to
serve in the covered areas. The premise on which the additional Title II
requirements are based is that the low participation in the election process
is due to discrimination in the election system. H.REP. No. 94-196, 94th
Cong., 1st Sess. (1975), p. 30.
5
A “language minority group” is defined to include
any persons who are “American Indian, Asian Ameri-
ean, Alaskan Natives, or of Spanish heritage.” 42
U.S.C. §1978aa-la(e). “Illiteracy” means the failure
to complete the fifth primary grade in any school. 42
U.S.C. §1973aa-1a(b). The national illiteracy rate for
voting age citizens is 4.6%.’
For purposes of these multilingual voting rights re-
quirements, the Director of the Census has determined
that a person is deemed to be Chinese and a member of
the Chinese language minority group if the person
identified himself or herself as Chinese in the 1970
census.’ The Director of the Census deems a person to
be of Spanish heritage and thus a member of the Span-
ish language minority group if in the 1970 census the
person was recorded as having Spanish as a mother
tongue, or as living in a family in which the head or
wife was reported as having Spanish as a mother
tongue, or as having a Spanish surname.’ The deter-
minations of the Director of the Census “shall not be
subject to review in any court.’’ 42 U.S.C.
§ 1973-aa-la(b).
The amendments became effective as to San Fran-
cisco on September 9, 1975, when the Director of Cen-
sus published his determination that San Francisco is
covered by the multilingual requirements for Spanish
and Chinese minority language persons." This deter-
3. U.S. Department of Commerce, Current Population Reports, Series
P.25, No. 627, p. 1.
4. According to U.S. Department of Commerce, Subject Report P.C.(2)-
1G, “Japanese, Chinese and Filipino in the United States,” App. 5-6, for
purposes of the 1970 Census, persons were determined to be Chinese lan-
guage minority persons if they identified themselves as being Chinese in
answering a question which asked the respondent to circle the appropriate
racial description.
5. Current Population Reports, supra. pp. 1-2.
6. In its opinion in this case the Ninth Circuit stated that, “[O]n Sep-
tember 3, 1975, the Director of the Census designated San Francisco as a
political subdivision covered by § 1973aa-la(b).” Opinion, p. 2, Appendix
6
inination was based on the fact that of the 495,519 citi-
zens 18 years old and over residing in San Francisco at
the time of the 1970 census, 5.07% (25,038) were Chi-
nese and 8.9% (43,859) were of Spanish heritage. Of
the Chinese, 15.7% (3,941) had failed to complete the
fifth primary grade, and of the Spanish, 6.7% (2,920)
had failed to complete the fifth primary grade."
In order to vote in California a person must be “a
United States citizen, 18 years of age and resident in
this state.” California Constitution, Article 2, Section 1.
There are very few voting age citizens who do not
have at least a minimal ability to read and speak Eng-
lish since almost all United States citizens have either
been subject to compulsory education in schools where
the basic language of instruction is English, or they
have been required to demonstrate literacy in English
to qualify for citizenship.
In California, full-time education is compulsory for
children between the ages of six and sixteen. Cal. Edu-
cation Code § 48200. English is the basic language of
instruction for children in California schools.* Cal. Ed-
A. In fact, the determination by the Director of the Bureau of the Census
was dated September 3, 1975, but was not actually published in the Federal
Register until September 9, 1975. 40 F.R. 41827. Under 42 U.S.C.
aap ev tag “The determinations of the Director of the Census .. . shall
aa upon publication in the Federal Register. . . .” [Emphasis
7. Current Population Reports, supra, p .5.
8. In Lau v. Nichols, 414 U.S. 569 (1974), an HEW condition on federal
financial assistance which required that San Francisco provide English
wenguage = mtn bh rey tery oan wes upheld as within
ope of power gran under Title of the Civil Rights Act
of 1964. Writing for the Court, Mr. Justice Douglas opined hate
: . . those ba not ee En a ose — to find their
classroom ex ences wholly incomprehensible and i -
ingful.” 414 Os. at 566. . oe
Surely this is an overstatement. Some English would be learned in the
educational process even if the process was not as meaningful as it might
have been had the child been fluent in English. In a concurring opinion
Mr. Justice Blackmun, who was joined by the Chief Justice, cautions
— oe the — too _— ly and notes that “earlier gen-
erations of American ethnic groups have overcome th -
rier....” 414 U.S, at 572. rt cao ction
OOOO ooo
7
ucation Code § 30. These requirements are typical
throughout the United States.*
In order to become a naturalized citizen, under Fed-
eral naturalization law one must “demonstrate an un-
derstanding of the English language, including an abil-
ity to read, write, and speak words in ordinary usage
in the English language.” 8 U.S.C. § 1428. The only
relevant exception contained in this section is for any
person who, on the effective date of this chapter, is over
fifty years of age and has been living in the United
States for periods totaling at least twenty years. This
English literacy provision was enacted on June 27,
1952. Thus the only naturalized citizens affected by
the Voting Rights Act Amendments who have not de-
monstrated literacy in English are the handful who
lived in this country for at least twenty years prior to
mid-1952. These citizens are now at least 76 years of
uge.
Il. San Francisco’s Efforts To Comply With The New Law In
Time For The November 4, 1975 Election.
The President signed the Voting Rights Act Amend-
ments on August 6, 1975; the Director of the Census
designated San Francisco as being covered by the
amendments for both the Chinese and Spanish lan-
guages on September 9; and San Francisco held a ma-
jor municipal election on November 4. During a sub-
stantial portion of this period, from August 18 to Sep-
tember 21, the City was attempting to exist with and
settle a strike of police officers and firefighters. The
November election was important in that the Mayor
and six of the eleven members of the Board of Super-
9. The only significant exception is Puerto Rico where people of voting
age today may have been instructed in Spanish rather than English. In
the 1970 Census, however, out of a total San Francisco population of
715,673, there were only 3,667 (0.5%) persons of an.’ age of Puerto Rican
birth or parentage. U.S. Department of Commerce, General Social and
Economic Characteristics California, Table 81.
8
risors were running for election. There were also 19
ropositions on the ballot.
On August 6, the day the President signed the
amendments, the Mayor assigned his Economic Analy-
sis Unit to provide assistance to the Registrar of Voters
{Registrar} in developing a plan for complying with
the multilingual voting requirements. The task in-
cluded studying precisely how election material in
Spanish and Chinese could be provided for the Novem-
ber 1975 election and preparing cost estimates and sug-
gested procedures for providing it."
The Chief Administrative officer announced the
City’s plan for a multilingual November election on
September 2, 1975—irthe middle of the police and fire
strike, less than a month after the Voting Rights Act
Amendments were signed by the President, and a week
before the Director of Census published his September
9 determination that San Francisco was covered for
the Spanish and Chinese languages. The plan was pre-
pared and released in the context of both adverse public
reaction to the multilingual election requirements
based at least in part on anticipated cost, and concern
by the language minority community that the City
would not comply fully with the new law. One of the
purposes in releasing the plan was to defuse the con-
controversy over the multilingual election requirement
by settling unfounded rumors." This action is a prime
example of the City’s good faith in attempting to com-
ply fully with the law at the earliest date possible.
Prior to a multi-issue election the San F i
rancisco
Registrar of Voters mails to registered voters a sample
—_ --——
10. Affidavit of R. Dan Gardner, Director, Economic Analysis Unit,
aragraph 1,
oor ito for summary judgment noted at CT 113,
11, See paragraph 2 of Mellon’s lette
mitting the plan, dated September 2, 8 ped orn Lag oy. 7 ts
9
ballot which is a facsimile of the ballot as it appears
on the voting machine and a voter information hand-
book containing arguments and statements. On about
September 3, 1975, the City let contracts for the very
delicate job of translating and printing the sample
ballot and the voter information handbook for the No-
vember election. San Francisco’s voter information
handbook and sample ballot for the November election
consisted of 184 pages in English, 168 pages in Chinese
and 249 in Spanish.’* The City’s goal was to have the
handbooks and sample ballots available for the October
6 opening of absentee balloting.’* Absentee ballots and
voting instructions were also available in Spanish, Chi-
nese and English for the November election.”
The Registrar made extensive efforts to recruit per-
sons bilingual in English and Spanish, Cantonese or
Mandarin to serve as election officials for the Novem-
ber election. As part of a “notice of inquiry” which will
be described below, the Registrar mailed to all regis-
tered voters a notice in September which, among other
things, asked bilingual voters to call or come by the
Registrar of Voter’s office if they were willing and able
to serve as election officials. In addition, the need for
bilingual election officials was publicized through sev-
eral press releases in English, Spanish and Chinese and
members of the Human Rights Commission staff also
publicized the need among both public and private com-
munity organizations. Over 175 additional bilingual
election workers were recruited as a result of these ef-
forts. Those who spoke Cantonese, Mandarin or
12. Copies of the sample ballot and handbooks in these three languages
ae as Exhibit 3 to City defendants’ memorandum in opposition to aw
tiffs’ motion for an order shortening time for discovery, noted at CT 31
but transmitted separately.
13. See the Affidavit of Quinn, paragraph 3, noted at CT 113 but trans-
mitted separately.
14. Affidavit of Quinn, paragraph 23, noted at CT 113 but transmitted
separately.
10
Spanish were assigned to precincts in which there were
concentrations of persons of Spanish or Chinese origin.”
The Registrar attempted to reach the minority lan-
guage community with information relating to voter
registration and the availability of election materials
and assistance at the polling places through English,
Spanish and Chinese language press releases distrib-
uted to the minority language media and néighborhood
newspapers as well as to the dominant English-speak-
ing radio and television stations and newspapers.”
Instructions in the use of the voting machines were
placed on each machine used in the November election
in English, Spanish and Chinese. There was no space
for translations of the labels identifying the items to
be voted upon, however, so the labels used on the vot-
ing machines contained the given name of candidates
for office and English words were used to describe the
candidate’s occupation and the titles of the proposi-
tions. The voter unable to read English was permitted
to take up to two persons with him into the voting
booth. In addition, voters were allowed to take into the
voting booth a sample ballot which was a facsimile of
the machine face with its labels but written in Spanish
and Chinese, and a w2lector card which was available
in Spanish and Chinese as well as English. The selector
card was mailed with the sample ballot and voter hand-
book and summarized the ballot choices. The card was
to be marked in advance and taken into the voting
booth to enable the voter to match given names of can-
didates for office and the letter designations for the
propositions appearing on the machine. In view of the
15. See Affidavit of Quinn, paragraphs 11 and 12 and Affidavit of
Mickins, noted at CT 113 but transmitted separately. ave of Coant
16. See the Affidavit of Quinn, paragraphs 21 and 22 and the A
Grant Mickins, noted at CT 113 but transmitted separately. vigor
——
11
typically long ballot in San Francisco, many English-
speaking voters cast their ballot using the selector card
as a guide.”
In planning for multilingual elections in San Fran-
cisco, the City officials decided to identify the persons
who desired either oral assistance in Spanish, Canto-
nese, Mandarin, or Tagalog (a Filipino dialect) or
written assistance in Spanish or Chinese, and to serve
these people specifically while avoiding the enormous
cost and waste of providing trilingual election mate- —
rials and information to all persons registered to vote.
To this end a “notice of inquiry” written in four lan-
guages was mailed to all registered voters asking those
who desired bilingual assistance or information to
make a check mark in the appropriate box and to re-
turn the enclosed self-addressed, postage-paid post-
card.” The notice of inquiry generated a return of
about 1400 requests for Chinese or Spanish election
materials.”
The City made other efforts to reach persons who
needed election materials in Spanish or Chinese. Sam-
ple ballots were mailed to all voters in English, Chinese
and Spanish. The English version of the voter infor-
17. Affidavit of Quinn, paragraphs 13 and 14, noted at CT 31 but trans-
mitted separately.
18. Oral assistance in Tagalog was included to comply with a State law
requiring “appropriate efforts . . . to minimize obstacles to voting by citi-
zens who lack sufficient skill in English to vote without assistance.” Cal.
Elections Code § 1635(c).
19. This correspondence a ry as Exhibit 2 to Defendants’ opposition
to shortening time, noted at $1 but transmitted separately; see also the
ae of Quinn, paragraphs 4 and 5, noted at CT 113 but transmitted
separately.
20. There were 783 requests for written information in Chinese and 580
in Spanish. The requests for oral assistance were: Cantonese, 362; Man-
darin, 34; Spanish, 208; and Tagalog, 70. CT 186-187. The difference in
the cost between sending 600 pages of voter handbooks in three languages
to all of San Francisco’s registered voters, and sending a handbook in
English to all with one in Spanish or one in Chinese to the persons who
requested it is obvious. The cost of compliance for the November election
was estimated at $125,000. (CT 51)
12 ©
mation handbook contained on the inside cover a note
in Spanish, Chinese and English indicating that the
handbook was available at the Registrar’s Office. Hand-
books in Chinese and Spanish were distributed in the
neighborhoods having concentrations of Spanish and
Chinese origin persons. And, finally, the sample ballot
in all three languages was posted at the polling places
and there was a poster at the polling places indicating
that written materials (referring to the ballots and
handbooks) were available in English, Spanish and
Chinese.”
Voter registration for the November 4, 1975 election
closed on October 5, 1975. No effort was made to pro-
vide multilingual registration materials for the elec-
tion since, as a practical matter, there was simply not
enough time between the effective date of the 1975
Amendments, September 9 and October 5, when reg-
istration closed, to get the voter registration forms
printed in Spanish and Chinese and distributed to the
volunteers (primarily from interest groups) who tra-
ditionally conduct most of the voter registration effort
in San Francisco. Futhermore, after mid-September it
became an administrative necessity to delay purchas-
ing trilingual registration affidavits because a statute
authorizing postcard registration for Californians be-
ginning July 1, 1976 was enacted.”
There were additional administrative reasons for
not providing a trilingual version of the registration
affidavit then in use. The print on the present affidavit
was so crowded that the affidavit could not be published
in two or three languages without either eliminating
some of the questions (most of which were required by
21. Affidavit of Quinn, paragraphs 7 and 9 and Affid
paragraph 7, noted at CT 113 but transmitted separately. ee
22. Ch. 704 of the California Statute
ernor on September 15, 1976. utes of 1975 was signed by the Gov-
13
State law), reducing the size of the print to an unread-
able size, or changing the size of the form.”
Since it was not an acceptable adjustment to reduce
the size of the print on the current affidavit, or to leave
off items required by State law, or to convert to a dif-
ferent size form until the State converted to a postcard
registration form, or to have affidavits solely in Span-
ish or Chinese, it was decided to wait and adopt new
registration affidavits in Chinese and Spanish on a
form identical to the one which it was anticipated
would be adopted early in 1976 by the Secretary of
State for postcard registration. It was anticipated that
adoption of the form would be in sufficient time to al-
low for purchase of trilingual registration forms for
the voter registration activity that would pecede the
June 1976 primary.”
Ill. Summary Of The Proceedings In This Action,
The complaint in this case was filed on October 21,
1975, six weeks after the effective date of the multi-
lingual voting requirements. (CT 1) The Chinese and
Spanish American plaintiffs sought declaratory and
injunctive relief against both the City defendants and
the United States Attorney General and the Assistant
Attorney General for Civil Rights for alleged violations
of their rights under the Voting Rights Act Amend-
ments. (CT 1-31)
On November 17, 1975, the City defendants filed a
motion to dismiss the action pursuant to Rule 12(b)
(6) of the Federal Rules of Civil Procedure. (CT 75)
rd
24. A copy of the registration affidavit appears as Exhibit 5 to de-
fendants’ opposition to shortening time, noted at CT 31 but transmitted
separately.
24, Affidavit of Leguennec, page 3, noted at CT 31 but transmitted sepa-
rately. Affidavit of Quinn, paragraph 19, noted at CT 113 but transmitted
separately and Supplementary Affidavit of Quinn, page 2, CT 183.
14
Subsequently, on November 26, the City defendants
also filed a motion for summary judgment.” Following
extensive briefing and oral argument the District
Court dismissed the action in its entirety as “prema-
ture,” but without prejudice. (CT 212) Although there
was no motion to dismiss by the Federal defendants on
file, an oral motion made at the hearing on the City de-
fendants’ motion was also granted by the District
Court. That order provides in relevant part:
“The Court now fina. as follows:
“1. There has been no indication that defend-
ants are acting in other than good faith; and
“2 The public interest requires that defendants
be given a reasonable period of time to meet the
requirements of the law in a reasonable fashion
... » Appendix B
Thereafter the plaintiffs filed their notice of appeal.
(CT 216)
On appeal the case was briefed and argued primar-
ily on the opposing claims of the plaintiffs and the City
defendants over whether the action was premature and
whether the City was in compliance with the Voting
Rights Act Amendments. The appeal was not perfected
as against the Federal defendants.
The Ninth Circuit vacated the District Court order
and remanded the case for further proceedings. It ob-
served in its opinion that:
“The determination, in early September, that
the city was subject to § 1973aa-la(b) left the city
a a few days in which to make the contracts
and accomplish the changes necessary to modify
its election procedures to hg with the Act be-
fore the November elections. However, shortage
of time will not necessarily shield election officials
25. Non-reproducible document, see CT 113,
15
from the diligent assertion of rights under the
Act. It is Congress’s intention to eradicate voting
discrimination with all possible speed. Briscoe v.
Bell, 432 U.S. 404, 410 (1977). The law imposes a
duty on parties having grievances based on dis-
eriminatory practices to bring their complaints
forward for preelection adjudication. Toney v.
White 488 F.2d 310, 314 (5th Cir. 1973). There-
fore, the complaint was not ‘premature,’ even
though it may have been highly inconvenient. The
city could have been protected by the conditions of
any injunction from unreasonable or impossible
burdens.”’ Appendix A, p. 2.
The constitutionality of the multilingual election re-
quirements is being raised for the first time in this
Petition for a Writ of Certiorari. As evidenced by the
very significant efforts the City made to comply with
the requirements when first enacted, the City chose
initially to comply with the new law rather than chal-
lenge its legality. However, passage of “Proposition
13” and the movement for tax reform which began in
California and is now being considered across the na-
tion have placed local governments in a very difficult
situation. Every expenditure of public funds not ab-
solutely mandated by law is being re-examined and
evaluated in terms of its social utility. Where the City
is considering the closure of hospitals and fire stations
and cutting back on other public services essential to
the health, welfare and safety of its residents it needs
to know whether it must expend money to conduct mul-
tilingual elections or whether this item of expense may
be weighed against others.
Because the constitutionality of Title III of the Vot-
ing Rights Act Amendments of 1975 are in issue the
provisions of 28 U.S.C § 2403 may be applicable. No
court has certified to the Attorney General the fact
that the constitutionality of an Act of Congress has
a
16
been drawn into question in this case. The Attorney
General has participated in the case, however, as a de-
fendant in the District Court and as an Amicus Curiae
in the Ninth Circuit.
AR\>UMENT
i, Congress Does Not Have The Power Under Section 5 Of The
Fourteenth Amendment To Require A State Or Ite Political
Subdivisions To Conduct Multilingual Elections Without A
Finding Of Intentional Voting Discrimination And Solely To
Remedy The Effects Of Unequal Educational Opportunities
Not Found To Have Been Intentionally Imposed.
The instant case presents the issue of whether Con-
gress has the power under Section 5 of the Fourteenth
Amendment to require a state or political subdivision
to conduct multilingual elections where there has been
no finding of intentional voting discrimination” and
where the sole reason given is the need to remedy the
effects of unequal educational opportunities for lan-
guage minorities which also were not found to have
been intentionally imposed,
It is now well established that the Equal Protection
Clause of the Fourteenth Amendment proscribes only
invidious, intentional discrimination. Washington vy.
Davis, 426 U.S, 229, at 288-48 (1976) (employment
tests which had a disparate racial impact did not estab-
lish a violation of the Equal Protection Clause absent
a racially discriminatory purpose) ; Village of Arling-
ton Heights v. Metropolitan Housing Development
Corp., 429 U.S. 252 (1977) (same as to the denial of a
zoning variance to permit a low and moderate income
oe ee
26. In fact, in California there are statutes which require the counties
to make efforts to provide bilingual assistance in regiatration and votin
to persons who lack sufficient akilla in English to register or vote withou
nm 7 Smaaiaais Elections Code § 802(c¢) and (d) and § 1686(b),
c) an :
17
housing project). Therefore, Congress in enacting leg-
islation to remedy Fourteenth Amendment violations
pursuant to its power under Section 5 of the Four-
teenth Amendment must be acting on the basis of a
finding, either express or capable of being inferred,
that the jurisdictions subject to its regulation have, in
fact, committed intentional and therefor unconstitu-
tional discrimination,
In enacting Title III of the 1975 Amendments to the
Voting Rights Act Congress made no finding that the
legislation was necessary to eliminate or to prevent in-
tentional discrimination in the election system, Con-
gress’s findings are set forth in 42 U.S.C,
§ 1978aa-la(a) which provides:
“The Congress finds that, through the use of vari-
ous practices and procedures, citizens of language
minorities have been effectively excluded from
yarticipation in the electoral ‘cop aps Among other
factors, the denial of the right to vote of such mi-
nority group citizens is ordinarily directly related
to the unequal educational opportunities afforded
them, bak, in high illiteracy and low voting
articipation. The Congress declares that, in or-
oe to enforce the guarantees of the fourteenth and
fifteenth amendments to the United States Con-
stitution, it is necessary to eliminate such dis-
crimination by prohibiting these practices and by
prescribing other remedial devices.” (Emphasis
added),
The distinction between Title II with its more exact-
ing requirement (not applicable to San Francisco) that
the Department of Justice preclear any change in the
election system of a covered jurisdiction and Title IIT
is described in the House Committee on the Judiciary
Report on the legislation ;"
27. The various titles in the Voting Righta Act Amendments of 1975 are
described in footnote 2 on p, 4,
18
“Title III of H.R. 6219, like Title II, seeks to en-
franchise citizens of four language minority
groups (persons of Spanish heritage, Asian Amer-
icans, American Indians, and Alaskan natives)
which have been excluded from the elecioral pro-
cess because of their inability to speak, write, or
understand English, The line between Title II and
Title III is based on the severity of voting discrim-
ination a such language minorities, The evi-
re be ore the or penn por re he that the
voting problems of language minority groups are
not uniform in all parts oft the country. That evi-
dentiary record is reflected in the different find-
ings made under the two titles, 7'he less stringent
provisions of Title III are based largely on the un-
equal educational opportunities which language
minorities have suffered at the hands of state and
local officials. In contrast, the more severe reme-
dies of Title I] are premised not only on education-
al disparities, but also on evidence that language
minorities have been subjected to ‘physical, eco-
nomical, and political intimidation’ when the
seek to participate in the electoral process.” H.
REP, No, 94-196, 94th Cong., Ist Sess. (1975) pp.
29-30. [Emphasis added.)
Thus the Legislative findings on which the statute
is based make it clear that in adopting Title III Con-
gress was imposing a duty on jurisdictions which had
not been found by Congress to have intentionally
denied the right to vote to any racial or other group.
Rather, Congress sought to remedy unequal education-
al opportunities which language-minority children
have experienced in the educational process due to the
school’s failure to provide bilingual education, H.REP.
No, 94-196, supra, pp. 25-26, And even the educational
deprivation was not treated as intentional and thus
could not have been a violation of the Fourteenth
Amendment. The central issue then is under which
—
19
circumstances may Congress, pursuant to its Four-
teenth Amendment enforcement powers, impose affirm-
ative obligations on the state’s administration of their
elections to remedy unequal educational opportunities
which themselves were not violations of the Fourteenth
Amendment.
Although Congress may legislate on the basis of less
than conclusive proof of intentional, invidious discrim-
ination, it is not free to enact measures under the Four-
teenth Amendment which are merely desirable, They
must be aimed at eliminating or preventing intention-
al, invidious discrimination, This conclusion is based
on this Court’s holdings in Washington v. Davis and
in Arlington Heights, discussed above, that a state does
not violate the equal protection rights of its citizens
merely because a state law or procedure fairly and ra-
tionally conceived adversely affects some identifiable
minority.
In University of California Regents v. Bakke, 98
S.Ct. 2788 (1978), Mr. Justice Powell commented as
follows on the scope of Title VI of the Civil Rights Act
of 1964:
“In view of the clear legislative intent, Title VI
must be held to proscribe only those racial classi-
fications that would violate the Equal Protection
Clause of the Fifth Amendment.” 98 S, Ct. at 2747,
Lau v. Nichols, 414 U.S. 568 (1974), does not re-
quire a different result. Lau upheld a requirement un-
der Title VI of the Civil Rights Act of 1964 that a local
jurisdiction provide materials or instructions in other
than English where necessary to assure more equal op-
portunities for language minority children, There was
no finding of intentional deprivation.
Writing for himself and three other members of the
20
Bakke Court, Mr. Justice Brennan discussed this theme
further and in doing so he cast doubts on the continu-
ing vitality of the Lau analysis and result:
“We recognize that Lo», especially when read in
light of our subsequent decision in Washington v.
Davis, 426 U.S. 229 (1976), which rejected the
general proposition that governmental action is
unconstitutional solely because it has a racially
disproportionate impact, may be read as being
predicated upon the view that, at least under some
circumstances, Title VI proscribes conduct which
might not be prohibited by the Constitution. Since
we are now of the opinion, for the reasons set forth
above, that Title VI’s standard, applicable alike
to public and private recipients of federal funds, is
no broader than the Constitution’s we have serious
doubts concerning the correctness of what appears
to be the premise of that decision... .” [Emphasis
added.} 98 S.Ct. at 2780.
Implicit in this comment is the proposition that Con-
gress’ power is limited to prohibiting and prescribing
under Section 5 of the Fourteenth Amendment reme-
dies for intentional discrimination prohibited by the
Fourteenth Amendment.
In the instant case the only justification for enact-
ment of the requirements in Title III suggested by
either the legislation or the legislative history was a
history of unequal educational opportunities not invi-
dious by or intentionally imposed. In view of Wash-
ington v. Davis, and Arlington Heights, supra, it is
now clear that Congress was acting in excess of its au-
thority in enacting Title III of the Voting Rights Act
Amendments of 1975.
II. Even If The Fourteenth Amendment Empowers Congress
To Require States And Political Subdivisions To Provide
Multilingual Assistance To Voters, It Must Exercise This
Power So As Not To Interfere Unreasonably With The Pow-
21
ers Reserved To The States By The Tenth Amendment And
The Substantial Interest A State May Have In Setting Policy
Regarding The Number Of Languages In Which State And
Local Elections Are Conducted.
The City believes that a line must be drawn between
the powers of Congress under the Fourteenth Amend-
ment and the powers reserved to the states under the
Tenth Amendment; and that even if Congress had
authority to enact bilingual voting requirements, Title
III of the Voting Rights Amendments and the inter-
pretive guidelines under it interfere unnecessarily
with the rights of a state to regulate its own elections
and to chose the primary language in which they are
conducted.
Congress’ attempt to require multilingual elections
arises as an extension of the ban on literacy tests. In
Lassiter v. Northampton County Board of Election,
360 U.S. 45 (1950), the Court held that in the absence
of proof that it was being used for discriminatory pur-
poses or being applied in a discriminatory fashion, the
State of North Carolina did not violate the Fourteenth
Amendment in imposing a literacy test which was fair
on its face. Literacy tests were subsequently banned
through provisions in the original Voting Rights Act
of 1965 and amendments thereto. In each instance the
Court upheld the ban on the basis of either Congres-
sional power to enact legislation under the Fifteenth
Amendment, which prohibits racial discrimination in
voting, or under the Equal Protection Clause of the
Fourteenth Amendment.”
28. The Tenth Amendment provides: “The powers not delegated to the
United States by the Constitution, nor prohibited by it to the States, are
reserved to the States respectively, or to the people.”
29. The original Voting Rights Act of 1965 suspended literacy and other
voting tests in states and political subdivisions where less than 50% of the
voting-age residents were registered to vote or voted in the residential
election of 1964. 42 U.S.C. § 1973b. This ban was upheld under the Fif-
22
It does not follow from the fact that Congress has the
power to ban literacy tests, however, that Congress
also has the power to require the conduct of all aspects
of elections in multiple languages. An election con-
ducted solely in English may make it more difficult for
persons who are not fluent in English to vote, but it
does not operate as an absolute bar to their voting as
does a literacy test. The more narrow question then is
whether Congress may, consistent with the powers re-
served to the States, require State and local jurisdic-
tions to conduct multilingual elections to the extent
required by Title III and the Department of Justice
guidelines adopted under it.
Title III and the interpretive guidelines promulgated
by the Department of Justice” illustrate the complex-
ity of running an election, the degree to which the De-
partment of Justice as the policing organ for the Fed-
eral government must necessarily get involved in de-
cisions affecting the running of the election in deter-
mining what is compliance with the multilingual elec-
tion requirements, and the degree to which the multi-
lingual requirements affect the conduct of an election.
The Act itself provides that the multilingual re-
quirements apply to the provision of
“registration or voting notices, forms, instruc-
teenth Amendment in South Carolina v. Katzenbach, 383 U.S. 301 (1966).
The 1965 legislation also provided that no person who had successfully
yr eye the sixth primary grade in a school within the territorial juris-
diction of the United States in which the ——— of instruction was other
than English, i.e., what are commonly erred to as “American flag
schools” in Puerto Rico, could be denied the right to vote because of his
inability to read or write English. In Katzenbach v. Morgan 384 U.S. 641
(1966), this provision was upheld as within Congress’ enforcement power
under Section 5 of the Fourteenth Amendment on, among other unds
the need to remedy the effects of past discrimination. In 1970 Gunquess
amended the Act and suspended for 5 years all literacy tests everywhere
in the United States. This action was upheld by the Court in Oregon v.
Mitchell, 400 U.S. 112 (1970), under the Equal Protection Clause of the
Fourteenth Amendment and the Fifteenth Amendment.
30. They appear at 41 F.R. 29998, 28 C.F.R. § 55.1 et seq.
23
tions, assistance, or other materials or informa-
tion relating to the electoral process, including bal-
lots.” 42 U.S.C. § 1973aa-la(b).
In its interpretive guidelines the Department of Jus-
tice warns with reference to this language that it
“should be broadly construed to apply to all
stages of the electoral process, from voter regis-
tration through activities related to conducting
elections, including, for example the issuance, at
any time during the year, of notifications, an-
nouncements, or other informational materials
concerning the opportunity to register, the dead-
line for voter registration, the time, places and
subject matters of elections, and the absentee vot-
ing process.” 28 C.F.R. § 55.15.
Application of these multilingual election require-
ments is particularly complex in San Francisco where
the statute requires assistance to Chinese speaking cit-
izens. Although there is only one written language,
there are a number of dialects. Most San Franciscans
who speak Chinese either speak Cantonese or Man-
darin. In this connection the Department of Juctice
warns that it is the obligation of the local jurisdiction
“to ascertain the dialects that are commonly
used by members of the applicable language mi-
nority group in the jurisdiction and to provide
oral assistance in such dialects.” 28 C.F.R. § 55.20.
Section 55.20(c) goes into detail regarding the use of
interpreters, or “helpers” as they are called :
“With respect to the conduct of elections, the lo-
cal jurisdiction will need to determine the number
of helpers (i.e., persons to provide oral assistance
in the minority language) that must be provided.
In evaluating the provision of assistance, the At-
torney General will consider such facts as the
number of a precinct’s registered voters who are
members of the applicable language minority
24
group, the number of such persons who are not
apne in English, and the ability of a voter to
assisted by a person of his own choice. The basic
standard is one of effectiveness.”
Written election materials raise translation prob-
lems. Since there is often a difference between the
language in common use and the formal language, and
because words cannot always be translated on a one
for one basis, questions of the accuracy and complete-
ness and the effectiveness of a translation may arise.
In 28 C.F.R. § 55.2(b), the Department of Justice
states that one of the two basic standards which will
be applied by the Attorney General in measuring com-
pliance with the multilingual voting requirement is
“that materials and assistance should be pro-
vided in a way designed to allow members of ap-
plicable language minority groups to be effectively
informed f and participate effectively in voting-
connected activities. ...’’ [Emphasis added.]
In the provisions relating specifically to the accur-
acy and completeness of written materials the guide-
lines provide that
“the Attorney General will consider whether the
jurisdiction has consulted with members of the
applicable language minority group with respect
to the translation of materials.” 28 C.F.R.
§ 55.19(b).
The problems arising from differences within a
single language are often impossible to resolve very
satisfactorily. In San Francisco there is a diverse,
heterogeneous Spanish speaking population with peo-
ple coming from all countries in Latin America, from
Mexico to the Tierra de] Fuego. Each has its own polit-
ical system and institutions. How, for example, does a
translator render in Spanish the office of the “City At-
torney” when such an office simply does not exist in
25
most Latin-American (civil law) countries, and where
there is some equivalent it inevitably has six different
names in six different countries.
The interest of a State and its political subdivisions
in limiting the multilingual aspects of the election sys-
tem is evident from even this incomplete review of the
problems inherent in a multilingual election system.
The most eloquent description of the level of involve-
ment in local affairs by the federal government which
may flow from the multilingual voting requirements
appears in paragraph “b” of the prayer for relief in
a new suit against San Francisco under the Voting
Rights Act Amendments filed by the Attorney General
on October 27, 1978. United States of America v. City
and County of San Francisco, et al., U.S. D.C., N.D.
Cal., No. C-78-3521-CFP.” It includes everything
from requiring the City to develop a glossary of key
election-related words in English and applicable mi-
nority languages for election officials (sub-para. 4),
to establishing a “cooperative working relationship
between the office of the Registrar and community
groups in language minority communities” (sub-para.
7), and to providing “community groups interested in
voter registration, access to addressees of all wnreg-
istered residences” (suv-para. 8, emphasis added).
What is most significant about this prayer is that it
does not depart in substantial degree from what Title
III and the interpretive guidelines purport to require.
This federal involvement in the conduct of elections
constitutes a serious displacement by the federal gov-
ernment of a state’s power to order its own affairs and
set priorities for the allocation of limited human and
fiscal resources to deal with an infinite number of prob-
31. A copy of the complaint appears as Appendix C hereto. Paragraph
(b) begins on p. 6.
26
lems. A state’s decision to conduct its elections pri-
marily in English must be recognized as a considered
judgment by the people of that state through their
elected and appointed officials of how best to admin-
ister a basic institution in a democratic society, the
electoral process.
The most analagous attempt by Congress to regu-
late the conduct of elections in recent years was the
attempt to lower the minimum voting age in state and
local elections from,21 to 18. This legislation was
struck down in Oregon v. Mitchell, 400 U.S. 112
(1970). The plurality opinion upheld the power of Con-
gress to lower the voting age in federal elections while
overruling the attempted exercise by Congress of the
power to regulate age limits in state elections. In con-
cluding that it was beyond the reach of Congress to
impose a lower minimum voting age on state and local
elections Mr. Justice Black observed in a separate
opinion:
“rT jhe Constitution was also intended to preserve
to the States the power that even the Colonies had
to establish and maintain their own separate and
independent governments, except insofar as the
Constitution itself commands otherwise. My
Brother Harlan has persuasively demonstrated
that the framers of the Constitution intended the
States to keep for themselves, as provided in the
Tenth Amendment, the power to regulate elec-
tions. 400 U.S. at 124-25; [footnote Omitted)
* * * *
‘No function is more essential to the separate and
independent existence of the States and their gov-
ernments than the power to determine within the
limits of the Constitution the qualifications of
their own voters for state, county, and municipal
offices, and the nature of their own machinery for
27
filling local public offices. [400 U.S. at 125; empha-
sis added, citations omitted]
» * * *
“In interpreting what the Fourteenth Amendment
means, the Equal Protection Clause should not be
stretched to nullify the States’ powers over elec-
tions which they had before the Constitution was
adopted and which they have retained throughout
our history. [400 U.S. at 126)
+ * + *
“While this Court has recognized that the Equal
Protection Clause of the Fourteenth Amendment
in some instances protects against discriminations
other than those on account of race, {footnote and
citations omitted] it cannot be successfully argued
that the Fourteenth Amendment was intended to
strip the States of their power, retain preserved
in the original Constitution, to govern t emselves.”’
400 U.S. at 127-8.
In another separate opinion Mr. Justice Harlan dis-
sented from the result of the decision that Congress
could reduce the minimum age for voting in federal
elections stating that:
“It is difficult to see how words could be clearer
in stating what Congress can control and what it
cannot control. Surely nothing in these provisions
lends itself to the view that voting qualifications in
federal elections are to be set by Congress. The
reason for the scheme is not hard to find. In the
Constitutional Convention, Madison expressed the
view that: ‘The qualifications of electors and
elected were fundamental articles in a Republican
Govt and ought to be fixed by the Constitution. If
the Legislature could regulate those of either, it
ean by — subvert the Constitution.’ 2 M.
Farrand. Records of the Federal Convention of
1787, pp. 249-250 (1911).” 400 U.S. at 210-11.
28
In short, it is one thing for Congress acting under
the Equal Protection Clause of the Fourteenth Amend-
ment to prohibit the imposition of a literacy require-
ment which absolutely precludes a person who has re-
ceived an inferior education because of an inadequate
educational system from exercising his or her funda-
mental right to vote, It is an entirely different thing
for Congress to attempt to burden the electoral system
with the conduct of totally multilingual elections in
order to compensate for disabilities which do not pre-
clude participation in the election process and which
are not imposed for discriminatory reasons.
An English literacy requirement in California was
struck down in 1970 by the California Supreme Court
in Castro v. State, 2 Cal.8d 223 (1970). The California
Supreme Court upheld the constitutionality of English-
only elections, however. The California Court con-
cluded, as should this Court:
“It is clear that the goal of efficient and inexpen-
sive administration, while F oven tata cannot
Ts depriving citizens of fundamental rights.
ut this does not imply that the state must not
only provide all qualified citizens with an equiva-
lent ss Magpiaeon 4 to exercise their right to vote, but
must also provide perfect conditions under which
such right is exercised. The equal protection clause
does not require, for example, that California pro-
vide explanatory material (see Elec. Code § 3566)
of varying degrees of complexity and sophistica-
tion even though the ability to comprehend an anal-
ysis of a technical ballot measure may vary widely
among voters. Similarly, California is not required
to adopt a bilingual electoral apparatus as a result
of our decision today that it may no longer exclude
Spanish literates from the polls. T'he state interest
in maintaining a single language system is sub-
stantial and the provision of ballots, notices, ballot
29
mphlets, etc., in Spanish is not necessary either
to the formation of intelligent opinions on election
issues or to the implementation of those opimons
through the mechanics of balloting. It reasonably
may be assumed that newly enfranchised voters
who are literate in Spanish can pecan themselves
to vote through advance study of the sample ballots
with the assistance of others capable of reading
and translating them... .” 2 Cal.3d at 242. (Em-
phasis added.}
As mentioned previously, the only instance in which
this Court has upheld a requirement that a iocal juris-
diction provide instruction in other than English is Lau
v. Nichols, 414 U.S. 563 (1974), where the Court up-
held U.S. Department of Health, Education and Wel-
fare regulations issued pursuant to Title VI of the Civil
Rights Act of 1964, requiring a school district receiving
federal financial assistance to provide bilingual educa-
tional opportunities to minority language school chil-
dren. Even if Lau continues to have vitality, it is not
authority for the degree of intrusion into local elec-
tions called for by Title III and its interpretive guide-
lines. As Mr. Justice Douglas noted, the federal gov-
ernment was not attempting to dictate a particular
remedy for this disadvantage :
“No specific remedy is urged upon us. Teaching
English to the students of Chinese ancestry who do
not speak the language is one choice. Giving in-
structions to this group in Chinese is another.
There may be others. Petitioners ask only that the
Board of Education be directed to apply its ex-
pertise to the problem and rectify the situation.
414 U.S. at 564-5. ;
The general requirement that San Francisco “apply
its expertise” to remedying the disadvantage of non-
English speaking children in the educational process
is in stark contrast to the detailed requirements which
30
Congress has imposed through the 1975 Voting Rights
Act Amendments. See the discussion at pp. 22-24,
supra,
Elections, furthermore, do not involve young chil-
dren. They do not involve persons who are the intended
beneficiaries of federal financial assistance. Elections
are infrequent. The contact of the minority language
adult with the election system is not of long duration.
It may not always be convenient, but it is not a great
hardship for the elector to seek out his English-speak-
ing contacts and support groups for assistance in reg-
istering or in casting his ballot.
These facts coupled with the fact that there are very
few minority language citizens of voting age who do
not have some ability in English, see the discussion at
pp. 6-7, supra, make it clear that the line between what
Congress can require of the elective process pursuant
to Section 5 of the Fourteenth Amendment, and what
is reserved to the States pursuant to the Tenth Amend-
ment, should be drawn far short of permitting Con-
gress to require the states and their political subdivi-
sions to conduct totally multilingual elections,
For a recent affirmation of the principle that the
Tenth Amendment articulates a constitutional limita-
tion on Congress’ power, see National League of Cities
v. Ussery, 426 U.S. 8338, 845-6 (1976). For federal
appellate decisions rejecting the notion that the Equal
Protection Clause requires states to administer their
affairs bilingually, see Frontera v. Sindell, 422 F.2d
1215 (6th Cir. 1975) (civil service exam does not have
to be conducted in Spanish for Spanish-speaking appli-
cant); and Carmona v. Sheffield, 475 F.2d 788 (9th
Cir. 1978) (California is not required to provide no-
tices of rights under the unemployment laws in other
than English).
ama a
31
For these reasons we respectfully contend that even
if Congress has authority to require electoral aid for
language minorities, it has far overstepped that au-
thority in enacting Title III of the Voting Rights
Amendment of 1975,
Ill. Even If The Fourteenth Amendment Empowers Congress
To Require States And Political Subdivisions To Provide
Multilingual Assistance To Voters, Congress Acted Arbi-
trarily And Thus Unlawfully When It Adopted Legislation
Requiring A Local Jurisdiction To Provide Written Elee-
tion Materials In A Foreign Language In The Event That
The Iliteracy Rate Of Persons Deemed To Be Members
Of That Language Minority Group (As A Group) Is Higher
Than The National Illiteracy Rate.
Under 42 U.S.C. Section 1978aa-1la, a State or politi-
cal subdivision must provide materials and information
relating to the election process in a foreign language if
more than 5% of its voting age citizens are members
of that “language minority” and “if the illiteracy rate
of such persons as a group is higher than the national!
illiteracy rate... .” “Tlliteracy”’ is defined as the failure
to complete the fifth primary grade in any school any-
where.
The method used by the Census Bureau to identify
who is Chinese or Spanish is such that Chinese or Span-
ish-heritage persons are included in the count if they
have a Spanish surname or believe themselves to be
members of the Chinese race regardless of what lan-
guage they speak.” It is a commonly known fact that
in California there are substantial numbers of Chinese
and Spanish heritage persons who can trace their fam-
ilies back in California for well over a century. Thus,
the Census Bureau identification of persons as Chinese
or of Spanish heritage includes an unknown but sub-
82, See footnote 4, supra, page 5.
82
stantial number of persons who do not need foreign
language assistance to participate effectively in the
electoral process,
Even more significant, the statutory measure of per-
sons who are illiterate (i.e., have not completed the
fifth grade in any school) as a device to trigger the re-
quirement that written election materials be provided
in another language is absurd. It is obvious that the
person who has failed to complete the fifth primary
grade in avy school is not likely to find election ma-
terials in ayy language to be of much assistance.
As 4 matter of law, therefore, the failure to complete
the fifth primary grade in any school coupled with a
Spanish surname or the identification of oneself as
Chinese is not a rational basis for requiring a local
jurisdiction to provide written materials in Spanish or
Chinese. The only sound conclusion is that even if the
Fourteenth Amendment empowers Congress to require
State and political subdivisions to provide multilingual
assistance to voters, Congress acted arbitrarily and
thus in excess of its authority when it adoped legisla-
tion requiring the States and political subdivisions to
provide multilingual written election materials on the
basis of these criteria,
For the reasons stated, even if the Court concludes
that Congress had the power to require States and their
political subdivisions to provide multilingual assist-
ance orally, the requirement that they provide written
materals on a finding that the illiteracy rate of the par-
ticular language minority is higher than the national
illiteracy rate should be declared unconstitutional.
IV. Congress Did Not Intend That.A Jurisdiction Should Be
Deemed To Have Violated The New Voting Rights Amend-
ments When The Local Officials Were Acting In Good
&
33
Faith But Had Not Had A Reasonable Time To Comply
Fully With The New Law.
The District Court dismissed the complaint as ‘“‘pre-
mature” because of its finding that the City was acting
in good faith and was entitled to a reasonable time to
come into compliance with the new multilingual re-
quirements. In vacating this decision and remanding
the case the Ninth Circuit reasoned as follows:
“Shortage of time will not corgeqersh shield elec-
tion officials from the diligent assertion of rights
under the Act. It is Congress’s intention to eradi-
cate voting discrimination with all as speed.
Briscoe v. Bell, 432 U.S. 404, 410 (1977). The law
imposes a duty on parties having grievances based
on discriminatory practices to bring their com-
laints forward for “peagiry, adjudication,
—_ v. White, 488 F.2d 310, 314 (5th Cir, 1973).
Therefore, the complaint was not ‘premature,’ even
though it may have been po a age The
city could have been protected by the conditions of
any injunction from unreasonable or impossible
burdens. pier We Ss
“Because a federal claim based on a denial of vot-
ing rights has no deep common law roots, there is
no well-defined common law defense of good faith
to such a claim. Since good faith is not a defense
to the violations alleged in this case, dismissal of
the complaint on the ground of good faith was
error.” Appendix A, p. 2.
In stating that “{t)he city could have been protected
by the conditions of any injunction from unreasonable
or impossible burdens,” the Ninth Circuit clearly as-
sumed that the City had violated the new Voting Rights
Amendments and that an injunction to direct the City
officials in complying wih the amendments would be
appropriate notwithstanding the fact that the City was
acting in good faith and had not had a reasonable time
34
to comply fuliy with the recently imposed requirements.
As described fully in the Statement of the Case, supra,
the record in the instant case documents in exhaustive
detail the procedures adopted on very short notice by
the City and the many actions taken to bring the City
into compliance with the multilingual election require-
ments at the earliest practicable time.
The ruling by the Ninth Circuit apparently assumes
that Congress intended that, upon designation by the
Director of the Census, a jurisdiction must comply
immediately with the new multilingual requirements.
Logically this would appear to be true even as to an
election occurring the day after designation. This anal-
ysis assumes an irrational Congress, paints the City as
a law violator even though it could not possibly have
complied fully with the new law and leads to judicial
control over the City’s elections for no sound reason.
We contend that Congress intended no more than
prompt, good faith and reasonable compliance with the
new law, and that if it intended more than this it acted
arbitrarily and in excess of its authority under Section
5 of the Fourteenth Amendment. If allowed to stand
the Ninth Circuit decision will necessarily involve the
federal courts in decisions very similar to those which
have been recognized as beyond the purview of the fed-
eral courts unless discrimination in violation of the
Fourteenth Amendment is established. See Rizzo v.
Goode, 423 U.S. 362, at 648 (1976) ; Millikin v. Brad-
ley, 418 U.S. 717 at 744 et seg. (1975) ; and Mayor of
City of Phila. v. Educational Equality League, 415 U.S.
605, at 614 et seq. (1974).
Therefore, even if the constitutionality of Title III
of the Voting Rights Act Amendments of 1975 is up-
held, we urge the Court to reverse the decision of the
Ninth Circuit and recognize, as did the District Court,
ae
35
that Congress intended that jurisdictions making a
good faith attempt to comply with the law be given a
reasonable time to come into compilance with it.
CONCLUSION
for the reasons set forth above, it is respectfully
urged that this Court should grant the Petition for a
Writ of Certiorari and set aside the decision of the
Ninth Circuit Court of Appeals.
Dated : November 20, 1978.
Respectfully submitted,
GEORGE AGNOST
City Attorney
BuRK E. DELVENTHAL
Deputy City Attorney
JUDITH L, TEICHMAN
Deputy City Attorney
Attorneys for Petitioners
APPENDIX A
A—1
United States Court of Appeals
For the Ninth Circuit
CHINESE FOR AFFIRMATIVE ACTION; SAN)
FRANCISCO CoUNCIL, LEAGUE OF UNITED LaTIN
AMERICAN CITIZENS; LuE SHE Tom, Tak LAN
Cuan Huey, Rost Yuen, Nivsa M. Matos, and
of themselves and those similarly situated, No. 76-1517
Appellants, ¢
v. OPINION
LAWRENCE J. LEGUENNEC, individually and in
his official capacity as Registrar of Voters,
et al.,
Appellees. |
Appeal from the United States District Court
for the Northern District of California
Before: GOODWIN and HUG, Circuit Judges, and
PALMIERI, * District Judge.
GOODWIN, Circuit Judge:
Chinese and Spanish American minority plaintiffs
appeal the dismissal without prejudice of their com-
plaint seeking declaratory and injunctive relief for
alleged violations of their rights under the Voting
Rights Act Amendments of 1975, 42 U.S.C. § 1973
et seq.
The complaint alleged that the City of San Francisco
failed to meet the requirements of the Act in city elec-
tions in November and December of 1975. Plaintiffs
assert: (1) no action had been taken to provide voter
*The Honorable Edmund L, Palmieri, United States District Judge for the
Southern District of New York, sitting by designation.
A—2
registration materials and voter affidavits in any lan-
guage other than English; (2) no multilingual ballots
or voting machines were provided; (3) an unequal
burden was placed on language-minority voters who
desired election information.
The Act, iu pertinent part, provides:
“Prior to August 6, 1985, no State or political
subdivision shall provide registration or voting
notices, forms, instructions, assistance, or other
materials or information relating to the electoral
process, including ballots, only in the English lan-
guage if the Director of the Census determines (i)
that more than 5 percent of the citizens of voting
age of such State or political subdivision are mem-
bers of a single language minority and (ii) that
the illiteracy rate of such persons as a group is
higher than the national illiteracy rate. * * * ”
42 U.S.C. § 1973aa-la(b).
On September 3, 1975, the Director of the Census
designated San Francisco as a political subdivision
covered by § 1973aa-la(b). On October 21, 1975, ap-
pellants filed their complaint.
The district court dismissed the action from the
bench “as premature,” adding that there was “no indi-
cation that the defendants are acting other than in
good faith.” The dismissal was based on the court’s
belief that the city was entitled to reasonable time to
meet the requirements of the newly-enacted amend-
ments.
The determination, in early September, that the city
was subject to § 1973aa-la(b) left the city only a few
days in which to make the contracts and accomplish
the changes necessary to modify its election procedures
to comply with the Act before the November elections.
However, shortage of time will not necessarily shield
election officials from the diligent assertion of rights
A—3
under the Act. It is Congress’s intention to eradicate
voting discrimination with all possible speed. Briscoe
v. Bell, 482 U.S. 404, 410 (1977 ). The law imposes a
duty on parties having grievances based on discrimina-
tory practices to bring their complaints forward for
pre-election adjudication. Toney v. White, 488 F.2d
310, 314 (5th Cir. 1973). Therefore, the complaint was
not “premature,” even though it may have been highly
inconvenient. The city could have been protected by
the conditions of any injunction from unreasonable or
impossible burdens.
The city describes the district court’s dismisses] of
the complaint on the grounds of good faith as “emi-
nently reasonable.” While good faith has an abstract
element of equity about it, and may be a defense under
some circumstances to an action brought under civil
rights acts for damages, it is not a bar to an action for
injunctive and declaratory relief. Eslinger v. Thomas,
476 F.2d 225 (4th Cir. 1973). Moreover, the good-
faith defense is available only to the extent that the
common law action based on the parallel tort so pro-
vides. Williams v. Gould, 486 F.2d 547 (9th Cir. 1973).
Because a federal claim based on a denial of voting
rights has no deep common law roots, there is no well-
defined common law defense of good faith to such a
claim. Since good faith is not a defense to the viola-
tions alleged in this case, dismissal of the complaint on
the ground of good faith was error.
The city now asserts that actions taken since 1975
in regard to election procedures have rendered the case
moot or “about to become moot.” This action might
indeed be considered moot if subsequent events have
made it clear that the alleged violations could not rea-
sonably be expected to recur. But the record before us
sheds no light on the problem, and the city’s own state-
A—A
ment of mootness cannot support an affirmance on that
ground. United States v. Concentrated Phosphate Ex-
port Association, Inc., 393 U.S. 199 (1968). The dis-
pute over the elections of November and December 1975
is now moot, but the sufficiency of the city’s current
compliance with the Act is, or may be, a live, justiciable
controversy “capable of repetition, yet evading re-
view.” Southern Pacific Terminal Co. v. ICC, 219 USS.
498, 515 (1911), quoted in Moore v. Ogilvie, 394 U.S.
814, 816 (1969). Only a trial court can answer the
relevant questions.
Finally, both parties seek attorneys’ fees. Title 42
U.S.C. § 19731(e) permits this court, in its discretion,
to allow attorneys’ fees to the “prevailing party” in
“any action to enforce the voting guarantees of the
fourteenth and fifteenth amendment.”
No issue on the merits has been finally determined
in favor of any party. Any award of attorneys’ fees
can await the outcome of the action in the district
court. When the prevailing party has been determined,
the district court may consider in any award of attor-
neys’ fees the effort expended in the appeal by the at-
torneys for the party that ultimately prevails.
Vacated and remanded.
APPENDIX B
B—1
United States District Court
Northern District of California
CHINESE FOR AFFIRMATIVE ACTION, ET =
Plaintiffs, No. C75 2211
™ LHB
LAWRENCE J. LEGUENNEC, individually; f | ORDER
FRANK R. Quinn, in his official capacity as Act-| | Dismissinc
ing Registrar of Voters; Ciry anp CouNTY oF ACTION
SAN FRANCISCO, ET AL., Defendants
i
The Order of this Court of January 5, 1976, dis-
missing this action is hereby rescinded.
This action having come regularly on for hearing on
December 19, 1975 before the Court on the San Fran-
cisco Defendants’ motions to dismiss and for summary
judgment; and
The attorneys for all parties having been heard, the
Court having been fully informed on the issues, and
the motions submitted :
The Court now finds as follows:
1. There has been no indication that defendants are
acting in other than good faith; and
2. The public interest requires that defendants be
given a reasonable period of time to meet the require-
ments of the law in a reasonable fashion; therefore,
IT Is HEREBY ORDERED that the complaint and the
B—2
action be and are hereby dismissed in their entirety
without. prejudice as to all defendants. ;
Dated: January 7, 1976.
LLoyD H. BURKE
UNITED STATES DISTRICT JUDGE
APPENDIX C
C—1
G. Wi.uiaM HuNTER
United States Attorney
AMANDA METCALF
Assistant United States Attorney
P.O, Box 36055
450 Golden Gate Avenue
San Francisco, California 94102
Telephone: (415) 556-6430
Attorneys for the Plaintiff
United States District Court
Northern District of California
Unitep STATES OF AMERICA, og ) C-78-2521-CFP
Plaintiff Crvit ACTION
No.
Vv.
COMPLAINT
City aND County OF SAN FRANCISCO, a munici- FOR
pal corporation; Boarp oF Supervisors or | !NJUNCTIVE
THE City AND County oF SAN FRANCISCO; AND
Grorce R. Moscone, in his official capacity as r DECLARATORY
Mayor of the City and County of San Francisco, Rewer (Crvit
RocER Boas, in his official capacity as Chief} _Ricuts—
Executive Officer of the City and County of San | __ VOTING 42
Francisco; THomas P. KEARNEY, in his official U.S.C. §1973)
capacity as the Registrar of Voters of the City
and County of San Francisco, THREE JUDGE
Defendants.) COURT
The United States of America alleges:
1. The Attorney General brings this action for
declaratory and injunctive relief on behalf of the
United States of America pursuant to 42 U.S.C. §$§
C—2
1978a, 1978aa-la, 1978aa-2, 28 U.S.C. §2201, and the
Fourteenth and Fifteenth Amendments to the Consti-
tution of the United States.
2. Jurisdiction is conferred by 28 U.S.C. 1845, and
2201 and 42 U.S.C. §1978aa-2. Venue is proper under
28 U.S.C. §1391(b).
8. This action requires the empanelling of a three-
judge court to hear and determine the issues presented
herein as provided by 42 U.S.C. §1973aa-2 and 28
U.S.C. §2284.
4. Defendant CITY AND COUNTY OF SAN
FRANCISCO is a political subdivision of the State of
California and is subject to the minority language pro-
visions of the Voting Rights Act of 1965, as amended,
42 U.S.C. §1973aa-la.
5. Defendant BOARD OF SUPERVISORS OF THE
CITY AND COUNTY OF SAN FRANCISCO is the
governing board of the City and County of San Fran-
cisco.
6. Defendant GEORGE R. MOSCONE is the Mayor
of the City and County of San Francisco and as Chief
Executive Officer of the City and County of San Fran-
cisco has supervisory authority over the Registrar of
Voters and those matters within the purview of the
Registrar.
7. Defendant ROGER BOAS is the Chief Adminis-
trative Officer of the City and County of San Francisco
and has supervisory authority over the Registrar of
Voters and those matters within the purview of the
Registrar.
8. Defendant THOMAS P. KEARNEY is the Regis-
trar of Voters for the City and County of San Fran-
cisco. Pursuant to the Charter of the City and County
of San Francisco, Section 9.102, defendant KEARNEY
is charged with:
C—3
The conduct, management and control of the regis-
tration of voters, and of the holding of elections
and of all matters pertaining to elections in the
city and county....
9. On August 6, 1975, the United States Congress
enacted Public Law 94-73 (now codified as 42 U.S.C.
§1978aa-la, et seq.) as an amendment to the Voting
Rights Act of 1965, 42 U.S.C. §1973. This amendment
explicitly recognized, and sought to eliminate forth-
with, the existence of pervasive discrimination suffered
in the United States by citizens who, as members of.
“language minority groups,” were deprived of their
right to vote.
10. 42 U.S.C. §1978aa-la(b) prohibits the use of
“English language only” voting and registration no-
tices, forms, instructions, assistance, ballots, and other
related materials in jurisdictions targeted by the Di-
rector of the United States Census Bureau as having
the statutorily specified percentage of voting age, lan-
guage minority citizens. 42 U.S.C. §1973aa-la(b) pro-
vides that targeted jurisdiction shall be those states
and political subdivisions which the Director of the
United States Census Bureau determines to have more
than five percent of their voting age citizens as mem-
bers of a single language minority and that the illiter-
acy rate of such persons as a group is higher than the
national illiteracy rate.
11. 42 U.S.C. §1978aa-la(c) provides, inter alia,
that any registration and voting notices, forms, in-
structions, assistance, ballots and other materials re-
lating to the electoral process provided in English by a
state or political subdivision targeted by the Director
of the United States Census and subject to the prohibi-
tion specified in 42 U.S.C. §1978aa-la(b) must also be
provided in the language of the applicable minority
group.
C—4
12. The standards of compliance for jurisdictions
subject to the statutory requirements of 42 U.S.C.
§1973aa-la in providing registration and voting ma-
terials and assistance for language minority citizens
are set forth in 28 C.F.R. §55.1 et seq. The two basic
standards are:
(1) That materials and assistance should be pro-
vided in a way designed to allow members of appli-
cable minority groups to be effectively informed of
and participate effectively in voting-connected ac-
tivities; and
« (2) That an affected jurisdiction should take all
‘\, reasonable steps to achieve that goal.
28 C.F.R. §55.2(b) (emphasis added).
13. On September 9, 1975, the City and County of
San Francisco became subject to the minority language
provisions of the Act by virture of a determination by
the Director of the United States Census Bureau, pur-
suant to 42 U.S.C. §1973aa-la(b), that more than five
percent of San Francisco’s citizen population were
members of language minorities, specifically Chinese
and Spanish, and that the illiteracy rate for each group
was greater than the national rate.
14. Defendants have failed to conduct voter regis-
tration efforts in such a way as to provide language
minority citizens an effective opportunity to register,
and have thereby deprived language minority citizens
in the City and County of San Francisco of their right
to effective access to and use of minority language reg-
istration materials and assistance in violation of 42
U.S.C. §1978aa-la. Defendants have failed to comply
with the requirements of said voting provisions for the
general election of November 7, 1978 and all electoral
processes thereafter.
15. Defendants have failed to recruit, hire and train
ee
ne RES ne rene ere >
~~ eee a eee
C—5
an adequate number of bilingual personnel in the office
of the San Francisco Registrar of Voters to provide
language minority citizens residing in San Francisco
with effective oral assistance in the registration process
and have thereby deprived langage minority citizens
of an effective opportunity to register to vote in viola-
tion of 42 U.S.C. §1973aa-la for the general election of
November 7, 1978 and all electoral processes thereafter.
16. Defendants have failed to recruit, hire and train
an adequate number of bilingual poll officials to provide
language minority citizens with effective access to and
use of minority language voting materials and assist-
ance and have thereby deprived language minority citi-
zens of their right to effective access to and use of such
materials and assistance for the general election of
November 7, 1978 and all elections thereafter in viola-
tion of 42 U.S.C. §1973aa-la.
17. Defendants have failed to effectively inform lan-
guage minority citizens residing in the City and County
of San Francisco of the availability of and have failed
to provide effective access to minority language regis-
tration and voting materials and assistance, including
but not limited to, ballots, for the general election of
November 7, 1978, thereby depriving language minor-
ity citizens of their right to effective access to such ma-
terials and assistance in violation of 42 U.S.C.
§1973aa-la.
WHEREFORE, the United States of America prays
that this Court:
a. Enter a judgment declaring that defendants have
failed to take reasonable measures to provide minority
language voting and registration materials and assist-
ance in such a way as to allow language minority citi-
zens residing in the City and County of San Francisco
C—6
to be effectively informed of and effectively participate
in the voting process for the general election of Novem-
ber 1, 1978 and all electoral processes thereafter, and
have thereby violated the provisions of 42 U.S.C.
§1973aa-la.
b. Issue a preliminary and permanent injunction re-
quiring defendants to take any and all action necessary
or appropriate to eliminate discrimination against lan-
guage minority citizens residing in the City and County
of San Francisco in the exercise of their right to vote,
and to assure the full and fair exercise of their right to
vote as required by the Constitution and statutes of the
United States, such action to include, but not be limited
to:
1. Recruitment of bilingual poll officials on a year-
round basis through assignment of regular staff in
the office of the San Francisco Registrar of Voters.
Said recruitment efforts to be conducted through
and with the cooperation and assistance of com-
munity groups in language minority communities,
and to include development and publication of pub-
lic service messages via English and minority lan-
guage press, radio and television for the recruit-
ment of such bilingual poll officials;
2. Development of a training program to instruct
oll officials, both bilingual and monolingual, in the
ilingual voting requirements of federal law, bi-
lingual registration and voting — under-
taken by the City and County of San Francisco in
compliance with federal law, and approved meth-
ods of rendering effective assistance to language
minority voters;
3. Establishment and use of accurate assessment
procedures to measure bilingual language ability
of bilingual poll officials and of minimal standards
of speaking in the relevant minority language for
such officiais;
4. Development of a glossary of key election-re-
ae ee
masini
C—7
lated words in both English and the applicable mi-
nority languages and publication and distribution
¢ said glossary to election officials prior to each
election ;
5. Establishment and advertisement of a telephone
hotline for language minority citizens to provide
information necessary to assist language minority
citziens in registering and in exercising their right
to vote; |
6. Development of a voter registration outreach
plan to actively register language minority voters
which plan shall include: (1) establishment of a
timetable for distribution and collection of regis-
tration forms, and related material, and (2) a
procedure for identifying specific places in the
community where registration forms should be dis-
tributed to effectuate said plan;
7. Establishment of a cooperative working rela-
tionship between the office of the Registrar and
community groups in language minority communi-
ties for the development and implementation of
voter outreach programs;
8. Provide community groups interested in voter
registration, access to addresses of all unregistered
residences ;
9. Development of a comprehensive media cam-
paign directed to language minority citizens to ad-
vertise all aspects of the voting process from regis-
tration to the casting of ballots which program em-
phasizes both the right to vote and the importance
of voting;
10. Establishment of a task force under the super-
vision of the Chief Administrative Officer of the
City and County of San Francisco to advise and
assist the Registrar of Voters in complying with
federal voting laws;
11. Establishment of effective measures for dis-
tribution of bilingual voting and registration ma-
C—
terials to all language minority citizens of voting
age;
12. Assignment of regular staff of the office of the
Registrar of Voters to manage the development
and implementation of tasks necessary to bring the
City and County of San Francisco into compliance
with 42 U.S.C. §1973aa-la;
13. Establishment of effective procedures to deter-
mine in advance of election day those language mi-
nority voters who require minority language as-
sistance at polling > arggon and establishment of pro-
cedures to insure that such assistance will be avail-
able when and where needed.
c. Authorize the appointment of Federal examiners
pursuant to 42 U.S.C. 1973a(a) and 1973d to enforce
the voting guarantees of the United States Constitu-
tion and Federal statutes in the City and County of
San Francisco.
d. Grant such other and further relief as the Court
deems appropriate together with the cost and disburse-
ments of this action.
Dated: October 27, 1978.
GRIFFIN B. BELL
Attorney General
By: Drew S. Days III
Assistant Attorney General
G. WILLIAM HUNTER
United States Attorney
GERALD W. JONES J
Attorney, Civil Rights Division
Department of Justice
Washington, D.C. 20530
AMANDA METCALF
Assistant United States Attorney
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