Petition — Claymont School Dist. v. Evans
Supreme Court brief1977
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MICHAEL RODAK, JR., CLERK
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Supreme Court of the U
October Term, 1977.
No. 77- %77220"
CLAYMONT SCHOOL DISTRICT and
STANTON SCHOOL DISTRICT,
Petitioners,
0.
BRENDA EVANS, et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT.
James T. McKinstry,
Ricuarps, Layton & FINGER,
4072 DuPont Building,
: Wilmington, Delaware. 19899
| Attorneys for Claymont School
District and Stanton School
) District, Petitioners.
international Printing Co., 711 So. 50th St., Phila., Pa. 19143 — Tel. (215) 727-8711
.
Page
Gm TI oo onc nck cc vtccccccccccvctconcesecescoss 1
JURISDICTION ... 2.26. - cece eee ee cere rece eect eerneeeenes 2
QUESTIONS PRESENTED ........ 0-0 eee ce cere reece eeeeeeees 2
STATEMENT OF THE CASE ........0:-ceccceceeeccseececees 3
REASONS FOR GRANTING THE WRIT .......- +6. eee cece eeeeee 10
I. The Decision of the Case Below Stands Alone in
That It Is in Direct Conflict With This Court's Rul-
ings and Decisions Beginning With Milliken I and
Continuing Through Dayton as Well as the Decision
of the Fourth Circuit Court of Appeals in Bradley v.
School Board of Richmond .........-..++++++0055 10
Il. This Court’s Summary Affirmance Has Been the
Source of Confusion as to Its Significance in the
Court Below and in Other School Desegregation
Cases and Should Be Reviewed ..........+++.+++: 12
III. Assuming, Arguendo, That This Court Affirmed the
Three-Judge Court’s Finding of a Constitutional
Predicate for an Inter-District Remedy, the Action
of the Court of Appeals Precludes Petitioners From
Any Appellate Review of the Trial Court's Finding
That They Were Implicated in the Violation and
Thus Subject to Being Included in an Inter-District
Remedy .........cccceccecececenceneececeereres 15
IV. Assuming Arguendo That This Court's Prior Sum-
mary Affirmance Was Intended to Affirm the Three-
Judge Court’s Holding of an Inter-district Violation,
the Court of Appeals Committed Error in Refusing
to Determine Which Findings Were Necessarily De-
termined by the Summary Affirmance ............ 18
INDEX (Continued).
Page
V. An Essential Basis for the Trial Court’s Finding of a
Predicate for an Interdistrict Remedy Was the
Cumulative Effect of Several Suggested Violations in
Which Neither Claymont Nor Stanton Were Impli-
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TABLE OF CITATIONS.
Cases: Page
Austin Independent School District v. United States, — U. S.
L. W. — (December 6, 1976) .......-5--e-seeeeeeeees 10, 13
Brennan v. Armstrong, 45 U. S. L. W. 3850 (June 29, 1977) 10
Brown v. Board of Education, 347 U. S. 483 (1954) ........ 5
Buchanan v. Evans, 423 U. S. 963 (1975) ........--.-. 6, 7, 10, 12
Dayton Board of Education, et al. v. Brinkman, et al., 45
U. S. L. W. 4910 (June 27, 1977) ........+-++-- 10, 13, 19, 22
Delaware State Board of Education v. Evans, — U. S. -, 45
U. S. L. W. 3394 (Nov. 29, 1976) .......-.eeeeeeeeeee 17
Evans v. Buchanan, 379 F. Supp. 1218 (D. Del. 1974) ...... 4,6
Evans v. Buchanan, 393 F. Supp. 428 (D. Del.) affd 423
U. S. 963 (1975) ..... cece eee eee eeeeees 3, 4, 5, 6, 13, 14, 21
Evans v. Buchanan, 416 F. Supp. 328 (D. Del. 1976) ....6, 12, 21
Hills v. Gautreaux, 425 U. S. 283 (1976) ......-+.+-- 10, 11, 17, 18
Milliken v. Bradley, 45 U. S. L. W. 4873 (June 27, 1977) ... 10
Milliken v. Bradley, 418 U. S. 717 ¢ Peers 5, 10, 11, 13, 17
Morgan v. Kerrigan, 530 F. 2d 401 (1st Cir. 1976) ......... 14
- §chool District of Omaha v. United States, 45 U. S. L. W.
3850 (June 29, 1977) ....-.. eee cece eee e eerste eens 10, 19
United States v. Board of School Commissioners of the City
of Indianapolis, 541 F. 2d 1211 (7th Cir. 1976), vacated
45 U. S. L. W. 3508 (January 25, 1977) ......--++-- 10, 13, 14
Village of Arlington Heights v. Metropolitan Housing De-
velopment Corporation, 45 U. S. L. W. 4073 (Jan. 11,
VOTT) wc cecccscccccnccccccccccceescscessssncecses 7, 10,13
Washington v. Davis, 426 U. S. 229 (1976) ....7, 10, 11, 13, 14, 17
Statutes:
Delaware Educational Advancement Act of 1968, 14 Del. C.
§ 1001 et seq. .....- eee eee reece teen cece eens eeeeees 5, 11, 21
U. §. Constitution, Fourteenth Amendment ..........-+---- 10, 11
IN THE
Supreme Court of the United States
OcrosEer TERM, 1977.
No. 77-
CLAYMONT SCHOOL DISTRICT and
STANTON SCHOOL DISTRICT,
Petitioners,
v.
BRENDA EVANS, et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT.
Petitioners, Claymont School District and Stanton
School District, respectfully request that a Writ of Certi-
orari issue from this Court to review the judgment of the
United States Court of Appeals for the Third Circuit
(hereinafter “Third Circuit”) in cause numbers 76-2103
through 2107.
OPINIONS BELOW.
The opinions of the Court of Appeals for the Third
Circuit are not yet reported. They are set out as Ap-
pendix A to the Petition for Writ of Certiorari filed by
Delaware State Board of Education in No. 77-131 at pages
Al to A4l. The opinions of the United States District
Court for the District of Delaware, sitting as a three-judge
court, are reported at 416 F. Supp. 328 (1976) and are also
2 Petition for Writ of Certiorari
set out as Appendix B to the Petition of the Delaware
State Board of Education at pages A42 to All2. Other
pertinent opinions of the three judge court below are re-
ported at 393 F. Supp. 428 (1975) and 379 F. Supp. 1218
(1974).
JURISDICTION.
The opinion of the United States Court of Appeals
was filed on May 18, 1977. This Court's jurisdiction is
invoked pursuant to 28 U.S.C. § 1254.
QUESTIONS PRESENTED.
1. Can an inter-district remedy in a school desegrega-
tion case include local governmental entities such as
suburban school districts which operate unitary school
systems absent a predicate of intentional or purposeful dis-
criminatory acts by such districts and an incremental seg-
regative effect involving them?
2. Can an inter-district remedy in a school desegrega-
tion case be ordered where it would be highly speculative
to determine which constitutional violation has been
committed as well as the incremental segregative effects
thereof?
3. Can in inter-district remedy in a school desegrega-
tion case include local governmental entities such as sub-
urban school districts when based on the cumulative
impact or effect of various acts of public officials other than
such suburban school officials?
Petition for Writ of Certiorari 3
STATEMENT OF THE CASE.
This is an application for a Writ of Certiorari by the
Claymont School District and Stanton School District seek-
ing a review of a judgment dated May 19, 1977, entered
by the District Court for the District of Delaware pursuant
to the mandate of the Court of Appeals as specified in its
Opinion of May 18, 1977 (A20-24). The judgment or-
dered an inter-district desegregation plan which has the
effect of desegregating ten suburban school districts in-
cluding the two petitioning districts, which maintain uni-
tary school systems, Evans v. Buchanan, 393 F. Supp. 437
(D. Del. 1975) at p. 437; 416 F. Supp. 328 (D. Del. 1976)
at p. 339 (A52), and which have not been found to be
unconstitutionally segregated, in addition to the Wilming-
ton School District which has been found to have operated
a dual school system and to have vestiges of racially segre-
gated schools. The Court’s judgment threatens to dis-
solve all ten of the suburban school districts and merge
them with the Wilmington School District into one large
super district. There was no evidence submitted to the
court below, nor any finding, that, but for the alleged con-
stitutional violations, such a super district would exist in
northern New Castle County containing approximately
60% of the public school children of the State of Delaware.
Nor was there any finding that, but for the alleged consti-
tutional violations, the racial composition of petitioners’
schools would be any different than what they are today.
The history of this litigation is well documented in
the reported opinions of the three-judge Court below as
well as in the opinion of the Third Circuit of May 18,
1977. We will not undertake to record a detailed history
of the public education system of Delaware at this time.
However, we believe that a brief summary of the more
salient facts of such history is pertinent background to this
certiorari proceeding:
4 Petition for Writ of Certiorari
1. Since 1829, the State of Delaware has followed a
policy of comparatively small autonomous school districts
throughout the three counties of the State and has not
utilized county wide school districts as has been the case
in some other states.
2. Since 1905, the geographical boundaries of the
Wilmington School District have been coterminous with
those of the City of Wilmington. Evans v. Buchanan, 393
F. Supp. 428 (D. Del. 1975) at 443, 451.
3. Since, at least, the early 1960s, all of the ten sub-
urban school districts affected by the judgment below have
maintained unitary autonomous districts. Except for one,
the De La Warr School District, they have done so since
the 1950s. Evans v. Buchanan, 393 F. Supp. 428 (D. Del.
1975) at 437.
4. From July 24, 1961, to July 27, 1971, no questions
were raised by anyone concerning school segregation in
Wilmington or New Castle County.’ At one point during
that period, H. E. W. pointed to Delaware as the first
border state which has “completely eradicated the dual
system” Evans v. Buchanan, 393 F. Supp. 428 (D. Del.
1975) at 451.
5. Following a hiatus since June 26, 1961, at which
time the District Court for the District of Delaware ap-
proved a plan prepared by the State Board of Education
which included the continuance of Wilmington’s historic
school boundaries,’ this litigation was reactivated on July
27, 1971, when the current plaintiffs filed a petition for
supplemental order claiming violation of the constitutional
rights of black students in the Wilmington School District.
1. There were two isolated exceptions not here pertinent which
are referred to in f.n. 19 on page of 393 F. Supp.
2. Evans v. Buchanan, 379 F. Supp. 1218 (D. Del. 1974), at
1221, f.n. 2.
as
Petition for Writ of Certiorari 5
6. On July 12, 1974, the District Court for the District
of Delaware, sitting as a three-judge Court, found that be-
cause many schools in Wilmington which had been black
schools prior to Brown v. Board of Education, 347 U. S. 483
(1954) had remained identifiably black until 1975, the dual
school system in Wilmington had not been eliminated.’
The Court asked the State Board of Education to submit
alternative desegregation remedies, one limited to the
boundaries of the existing Wilmington School District and
the other incorporating school districts in northern New
Castle County. The inter-district remedy was requages
for the reason of the “central issue . . . whether an‘€ffec-
tive remedy for the continuing school segregation in Wil-
mington may be found within the existing boundaries of
the Wilmington School District.” Prior to submission of
the requested plans, the case of Milliken v. Bradley, 418
U. S. 717 (1974) was decided by the United States
Supreme Court and, in the light of that decision, the court
below gave suburban New Castle County School Districts
an opportunity to intervene and present evidence.
7. On March 27, 1975, the trial court rendered an
opinion, Layton, J., dissenting, in which it held that certain .
provisions of the Educational Advancement Act of 1968, 14
Del. C. § 1001 et seq. which excluded the Wilmington
School District from eligibility for consolidation with con-
tiguous districts were unconstitutional. Evans v. Bu-
chanan, 393 F. Supp. 428 (D. Del. 1975). The Court
proceeded to enter an interlocutory order on April 16,
1975, enjoining the State Board of Education and other
parties, including the Claymont School District and
- Stanton School District, to submit intra-district and inter-
3. The Court did not explain or consider how “virtually all-
black schools” could become non-black schools in a school district
when the district was moving from a white-black ratio of 72-28
percent in 1954 to 14-83 percent in 1974.
6 Petition for Writ of Certiorari
district plans to remedy the segregation found by the
Court to exist within the Wilmington School District. An
appeal was taken from the interlocutory injunctive order
of April 16, 1975, to the United States Supreme Court.
‘Lhe interlocutory injunctive order was summarily affirmed
without an opinion, Buchanan v. Evans, 423 U. S. 963, 46
L. Ed. 2d 293, 96 S. Ct. 381 (1975), Justices Rehnquist
and Power and Chief Justice Burger dissenting.‘
8. While the appeal to the Supreme Court was pend-
ing, the parties were submitting plans of remedy to the
three-judge Court below and extensive hearings were being
held. On May 19, 1976, after this Court’s summary af-
firmance, the three-judge Court rendered a further opinion
on remedy and entered its final judgment on June 15, 1976.
Evans v. Buchanan, 416 F. Supp. 328 (D. Del. 1976). The
opinion and order (A115) for the first time, included peti-
tioners in the far-reaching inter-district remedy. Appeals
were taken to the Third Circuit Court of Appeals and to
the United States Supreme Court from the lower court's
final judgment. The appeal to the Third Circuit was
4. There has been disagreement as to the significance of this
Court’s summary affirmance and what was intended by it. How-
ever, even if it is assumed, arguendo, that the Court of Appeals was
correct in holding that this Court affirmed a findin “that one or
more inter-district constitutional violations” had taken place and
that this pee Cg constitutes the law of the case, it should be
noted that neither the order nor judgment that was then appealed
to this Court, nor the supporting opinions thereto, i.e., 379 F. Supp.
1218 and 393 F. Supp. 428 held or found that the Claymont or
Stanton Districts were implicated in any violation or involved in
the incremental segregative effect of any inter-district violation.
Accordingly, not even an inflexible application of the law of the
case rule to this case affects the petitioners, the Claymont and
Stanton School Districts. It was not until the three-judge Court’s
final judgment of June 15, 1976, and its supporting opinion. 416
F. Supp. 328, that it was held that the petitioning districts should
be included in the remedy even though no ific finding of in-
volvement or implication by the Claymont or Stanton Districts was
made at that time.
Petition for Writ of Certiorari 7
stayed pending the procedings in the United States Su-
preme Court. This Court ultimately dismissed the appeal
for want of jurisdiction. The matter then proceeded in the
Third Circuit.
9. The appeal to the Third Circuit Court of Appeals
was heard anc considered en banc. By a vote of 4 to 3,
the Court of Appeals affirmed the final judgment of the
three-judge Court with certain modifications. More
specifically, the majority of the Court:
(a) Concluded that it was precluded from re-
viewing the three-judge Court’s finding that an inter-
district constitutional violation had taken place in the light
of this Court’s summary affirmance in Buchanan v. Evans,
423 U. S. 963, 46 L. Ed. 2d 293, 96 S. Ct. 381 (1975) even
though the Court conceded that it would be “highly specu-
lative” to determine which of eight possible violations were
“necessarily decided” by the summary affirmance. The
majority held that “one or more inter-district constitutional
violations were found by the District Court and affirmed
by the Supreme Court” and suggested that, if the defend-
ants (including petitioners herein) disagreed, they should
seek review by this Court (A13). The three judge dissent
agreed that the question of whether the finding of a con-
stitutional violation emanating from the Educational Ad-
vancement Act was affected by this Court’s subsequent
decisions in Washington v. Davis and Village of Arlington
Heights was “in the province of the Supreme Court and
not of the Court of Appeals” and observed that petitioners’
argument in that regard “merits serious consideration”
(A37).
(b) Concluded that the remedy must correct the
constitutional violation and eradicate its effects by return-
ing the school system and its students, as nearly as pos-
sible, to the position they would have been in but for the
8 Petition for Writ of Certiorari
constitutional violation; but, at the same time, made the
task impossible by leaving to speculation the question of
which constitutional violations were involved as well as the
effects, if any, of such violations.
(c) Approved the inclusion of petitioners, Clay-
mont School District and Stanton School District, in the
remedy (as well as other suburban districts contiguous
and noncontiguous to the City of Wilmington) even though ©
the trial court had found that they maintained unitary
school systems and in the absence of a finding by the trial
court that these petitioners were implicated in the violation
or that there was an incremental segregative effect involv-
ing the petitioners. Nevertheless, the majority mandated
that the restructuring or dissolution of petitioners and eight
other unitary suburban districts would be an appropriate
remedy even though the lower court had not found that a
super district would have existed in northern New Castle
County “but for” the alleged violations.
Petitioners, Claymont School District and Stanton
School District, are two of the five non-contiguous suburban
school districts that may be dissolved by reason of the
Third Circuit’s rulings of May 18, 1977. The two school
districts are similarly situated in that they are suburban
school districts, operate unitary school systems and are not
contiguous to the boundaries of the Wilmington School
District. Each district is administered by its own school
board of five citizens elected by the voters of the district.
Prior to the Educational Advancement Act of 1968,
both districts were non-contiguous to the Wilmington
School District and could not have been consolidated with
the Wilmington School District unless other districts situ-
5. This is true of all but one of the ten suburban districts, the
Alexis I. duPont School District, whose board is appointed. Wil-
mington’s board is also appointed.
Petition for Writ of Certiorari 9
ated in between Claymont and Stanton were also consoli-
dated. In point of fact, the State Board of Education in
implementing the provisions of the Educational Advance-
ment Act of 1968 in New Castle County did not consoli-
date more than two contiguous districts into any new
reorganized district with one limited exception.
The Claymont School District has further unique
characteristics. Claymont is the only remaining commu-
nity in New Castle County, other than Wilmington, which
has its own schoo! district within its boundaries. Although
an unincorporated area, it is a compact community with
its own fire department and post office. It has traditionally
had its own school district and the support of public edu-
cation in the district has been good through the years.
Claymont was one of the few suburban districts which
were not involved in a consolidation or merger under the
Educational Advancement Act of 1968.
Claymont is the only suburban district in New Castle
County which is a “walk in” district. Its pupils and parents
are not accustomed to busing even within the district ex-
cept in a small minority of cases. Approximately 10% to
11% of the students are bused within the district. There
was testimony at the hearings below that the socio-
economic characteristics of the Claymont community are
such that it is likely that mandatory busing would be more
difficult to implement smoothly within the district than
within other suburban districts.
Both of these autonomous school districts have been
operating unitary systems. Neither have been found to
have committed an unconstitutional act. No finding has
been made and no evidence has been cited to the effect
that a racially discriminatory act has been committed in
another district which has caused racial segregation in
either the Claymont or Stanton School Districts. Yet, the
Courts below have decreed that they may be abolished.
10 Petition for Writ of Certiorari
REASONS FOR GRANTING THE WRIT.
I. The Decision of the Case Below Stands Alone in That
it Is in Direct Conflict With This Court’s Rulings and
Decisions Beginning With Milliken I and Continuing
Through Dayton as Well as the Decision of the Fourth
Circuit Court of Appeals in Bradley v. School Board
of Richmond.
This Court has made it abundantly clear that, in the
setting of a school desegregation case, a desegregation
remedy cannot be decreed by a federal court based upon
the violation of the Fourteenth Amendment in the ab-
sence of a showing that an “incremental segregative effect”
has resulted from an intentional or purposeful act on the
part of school officials. Milliken v. Bradley, 418 U. S. 717,
41 L. Ed. 2d 1069, 94 S. Ct, 3112 (1974); Hills v. Gau-
treaux, 425 U. S. 283, 47 L. Ed. 2d 792, 96 S. Ct. 1538
(1976); Washington v. Davis, 426 U. S. 229, 48 L. Ed.
2d 597, 96 S. Ct. 2040 (1976); Village of Arlington Heights
v. Metropolitan Housing Development Corporation, 45
U. S. L. W. 4073 (Jan. 11, 1977); United States v. Board
of School Commissioners of the City of Indianapolis, 541
F. 2d 1211 (7th Cir. 1976), vacated 45 U. S. L. W. 3508
(January 25, 1977); Austin Independent School District v.
United States, — U. S. L. W. — (December 6, 1976); Day-
ton Board of Education, et al. v. Brinkman, et al., 45
U. S. L. W. 4910 (June 27, 1977); Milliken v. Bradley, 45
U.S. L. W. 4873 (June 27, 1977); School District of Omaha
v. United States, 45 U. S. L. W. 3850 (June 29, 1977);
Brennan v. Armstrong, 45 U. S. L. W. 3850 (June 29,
1977).
The interlocutory injunctive order (A113) which was
summarily affirmed by this Court in Buchanan v. Evans,
423 U. S. 963, 46 L. Ed. 2d 293, 96 S. Ct. 381 (1975) was
/
Petition for Writ of Certiorari 11
entered by the majority judges of the three-judge Court
below following that court’s opinion which is reported in
393 F. Supp. 428. In that opinion, certain provisions of a
state statute, the Delaware Educational Advancement Act,
14 Del. C. § 1004(c) (4) were held to be in violation of the
Fourteenth Amendment and the basis for an inter-district
desegregation remedy.’ Even though the court expressly
found that the statute had not been enacted with a racially
discriminatory purpose or intent, 393 F. Supp. at p. 439,
racial impact or effect was found to be a sufficient predi-
cate for the finding of a constitutional violation on which
an inter-district remedy could be based. Further, the
court did not find that there had been an incremental
segregative effect flowing from that violation. As of the
date of the three-judge court’s opinion and order, only
Milliken I had been decided by this Court. Therefore,
the court below did not have the benefit of the clarity of
the subsequent decisions of the court beginning with Hills
ov. Gautreaux.
We respectfully submit that the summary affirmance
by this Court of the three-judge court’s order of April 16,
1975, was not intended to be an affirmance of the court's
holding that the discriminatory effect or impact of the
statute was a constitutional basis for inter-district remedy
in the light of the affirmative finding by the court of an
absence of intent or purpose since such a holding by this
Court would be contrary to the rulings of this Court in the
above-cited cases. If the summary affirmance was in-
tended to affirm the lower court’s holding, we submit that
it must be deemed to have been reversed by Washington v.
Davis. Any other analysis of the summary affirmance
6. The three-judge court also discussed other “violations” but
made no findings with respect to intent or purpose nor as to in-
cremental egregative effect. The other violations are identified in
the dissenting opinion of Judge Garth (A27-28).
12 Petition for Writ of Certiorari
would set this case apart from all of the others. The dis-
senting Justices in Buchanan v. Evans, 423 U. S. 963, 46
L. Ed. 2d 293, 96 S. Ct. 381 (1975) inferred that the
majority of this Court undertook to resolve issues other
than the “Milliken” issues by its summary affirmance and
urged that an opinion be written by the Court denominat-
ing the “issues the Court conceives to be resolved by its
summary affirmance.” This inference appears to have been
verified by the various decisions of this Court since the
date of the summary affirmance in this case.
Il. This Court’s Summary Affirmance Has Been the
Source of Confusion as to Its Significance in the
Court Below and in Other School Desegregation
Cases and Should Be Reviewed.
This Court should note the three-judge court's con-
clusion as to the significance of the summary affirmance.
At page 334 of 416 F. Supp. (A42-43) the Court sum-
marized its prior findings and cited this Court’s affirmance.
Those findings included “that the segregation was never
erased; and that this segregation resulted from a combina-
tion of factors, including demographic and housing pat-
terns initiated and supported by state action. ..”. At
p. 339 of the same opinion, the Court stated:
“We need not catalogue the set of violations with
regard to housing and zoning set forth in the last
opinion affirmed by the Supreme Court...” (Em-
phasis supplied, A52) a
Thus, it is apparent that the trial court below viewed this
Court’s summary affirmance as supporting the proposition
that the constitutional predicate for an inter-district school
desegregation remedy may be made out by showing that
demographic and housing and zoning patterns have af-
fected the racial balance of adjacent school districts even
Petition for Writ of Certiorari 13
though school authorities have had no involvement in
them. We know of no Supreme Court authority for such
a proposition. In fact, it cannot be squared with various
views expressed by the Justices of this Court.’ Conceiv-
ably, other trial courts may be laboring under the same
misconstruction of this Court’s summary affirmance.
Opinions of circuit courts elsewhere have reflected
confusion over the significance of this Court's summary
affirmance. Thus, in U. S. v. Board of School Commis-
sioners of City of Indianapolis, 541 F. 2d 1211 (7th Cir.
1976), the majority opinion of the Court of Appeals for the
Seventh Circuit discussed and cited Evans v. Buchanan,
393 F. Supp. 428 (D. Del. 1975), aff'd 423 U. S. 963, 96
S. Ct. 381, 46 L. Ed. 2d 293 (1975) for the proposition that
racial impact and effect of state legislation was a sufficient
basis for an inter-district school desegregation remedy and
pointedly noted that “[T]he Supreme Court summarily
affirmed”. 541 F. 2d at 1222. It is significant to observe
the dissenting judge’s observation at p. 1226 that the
Indianapolis case was briefed before the Seventh Circuit
prior to this Court’s decision in Washington v. Davis and
that the appellees assumed that a finding of a racially dis-
criminatory purpose was not required.* The three-judge
7. In Dayton emphasis is given to the redress of violations on
the part of ‘school officials” or “school boards”. In Austin, Justice
Powell's concurring opinion pointedly observes that racial and
ethnic imbalance in urban schools is the result of imbalance in
residential patterns which “are typically beyond the control of school
authorities”. Milliken I spoke in the context of acts of school
officials or public officials acting in educational matters. Swann
warned against overloading the school authorities with all of the
“baggage” of racial prejudice.
8. This Court made a similar observation in Village of Arling-
ton at 45 U. S. L. W. 4078, noting that the case was tried and then
reviewed in the Court of Savon before Washington v. Davis and
that “r dents proceeded on the erroneous theory that“. . . a
raciall yor oe effect . . . was, without more, unconstitu-
tional.
14 Petition for Writ of Certiorari
court’s decision on liability below, based upon a finding of
racial impact and effect and including an express finding
of no intent or purpose, as well as this Court’s summary
affirmance, were also decided prior to the Washington v.
Davis decision. In any event, this Court has remanded
U. S. v. Board of School Commissioners of City of Indian-
apolis and its racial impact theory to the Seventh Circuit
for reconsideration in the light of Washington v. Davis.
It would appear, therefore, that the Seventh Circuit's
analysis of the significance of the summary affirmance of
the case below was incorrect. The Third Circuit majority
opinion below would appear to be consistent with the
Seventh Circuit’s analysis of the significance of this Court's
summary affirmance and should be reviewed by this Court.
In comparison with the Seventh Circuit’s treatment of
Evans v. Buchanan is the citation of the case, including its
summary affirmance by this Court, by the Court of Appeals
for the First Circuit in Morgan v. Kerrigan, 530 F. 2d
401 (1st Cir. 1976) at p. 422, wherein the Court states that
“racial isolation imposed by historic school district bound-
aries . . . becomes constitutionally significant only when
the district boundaries are drawn with segregative intent,
Evans v. Buchanan, 393 F. Supp. 428, 445-46 (D. C. Del. )
aff d 423 U. S. 963, 96 S. Ct. 381, 46 L. Ed. 2d 293 (1975)
.”. Since the majority of the three-judge court in
Evans v. Buchanan clearly and expressly did not find segre-
gative intent and, indeed, made a finding as to the absence
of such intent, the First Circuit Court of Appeals must have
rationalized this Court’s summary affirmance in the light of
this Court’s subsequent decisions by concluding that the
three-judge majority must have found racial intent or pur-
pose, the clear language of their opinion to the contrary
notwithstanding.
Thus, the analysis of the Seventh Circuit of this
Court’s summary affirmance appears to be in contradiction
a
Petition for Writ of Certiorari 15
to the analysis of the First Circuit. The First Circuit's
analysis, in turn, is in direct contradiction of the clear
language of the three-judge court below and would appear
to be based upon the assumption that this Court would not
intend to make a decision in this field of law inconsistent
with the long line of cases which have been handed down
since the date of this Court’s summary affirmance.
The proceedings below should be reviewed by this
Court to dispel the confusion that the Third Circuit was
confronted with as well as the precedential significance of
the case in other school desegregation cases throughout
the country.
III. Assuming, Arguendo, That This Court Affirmed the
Three-Judge Court’s Finding of a Constitutional Pred-
icate for an Inter-District Remedy, the Action of the
Court of Appeals Precludes Petitioners From Any
Appellate Review of the Trial Court’s Finding That
They Were Implicated in the Violation and Thus Sub-
ject to Being Included in an Inter-District Remedy.
The opinion of the majority judges of the three-judge
court on liability which formed the basis for the issuance
of the interlocutory injunctive order of April 16, 1975 made
no findings of liability as to the petitioning suburban
school districts of Claymont and Stanton nor of their in-
volvement in any of the suggested violations.
More specifically, and using the eight possible inter-
district violations suggested ® by the three judges’ dissent
to the Third Circuit's opinion, the only passing reference
to either the Claymont or Stanton School Districts in the
9. The word “suggested Na used advisably since it is not clear
that the three-judge court intended that each of the alleged acts
constituted a violation upon which an inter-district remedy could
be based or merely referred to them as historical events.
16 Petition for Writ of Certiorari
trial court’s opinion of Mazch 27, 1975, is found at p. 433
of 393 F. Supp. wherein it was observed by the Court that
in the 1954-55 school year, some white students from the
Claymont district attended Wilmington schools. Footnote
7 on page 433 identifies seven suburban districts in which
a total of 191 black students resided who attended Wil-
mington schools in 1954-55. Neither Claymont nor
Stanton were so identified. This single reference to Clay-
mont does not relate even to the pre-Brown inter-district
transfers of a small number of suburban black students to
black Wilmington schools, since the reference to Claymont
involves white and not black students.
Neither the order appealed from in 1975 nor its sup-
porting opinions made any findings as to unconstitutional
acts by the Claymont or Stanton school officials nor do they
suggest any implication in any way. The court merely
concluded that it would “consider” inter-district as well as
Wilmington only remedies. 393 F. Supp. at p. 446. It's
specific holding was that the Court would consider plans
“(b) incorporating other areas of New Castle County”.
No holding was made as to which “areas” would be con-
sidered. No findings were made that such areas would or
could include school districts non-contiguous to Wilming-
ton such as petitioners. No finding was made that either
Claymont or Stanton were implicated or involved in the
violation or in the incremental segregative effect. This
was the posture of the case at the time of this Court’s sum-
mary aflirmance.
It wasn’t until the opinion of May 19, 1976, which
formed the basis for the Court’s final judgment of June 15,
1976, that the majority members of the three-judge court
held that Claymont and Stanton should be included in the
inter-district remedy. In doing so, the Court made no
findings of implication in any constitutional violations by
Claymont or Stanton school officials. Nor did the Court
Petition for Writ of Certiorari 17
make any findings of the presence of an incremental segre-
gative effect within these districts. Yet, the Court held
that it could directly interfere with these local govern-
mental entities and restructure them.
The Court’s actions were contrary to Milliken I and
Hills v. Gautreux, which had already been decided. Hills
had been decided but a month before the Court's opinion
of May 19, 1976 and after briefing had been completed by
the parties. The parties were not asked to consider and
brief the significance of Hills. The Court’s opinion pre-
dated Washington v. Davis by about a month and, there-
fore, the Court did not have the benefit of this Court's
opinion in that case. The opinion of May 19, 1976 (as
well as the earlier opinion of March 27, 1975) is in direct
contradiction with those cases and those that have fol-
lowed. For the first time, the Claymont and Stanton school
districts were found to be subject to dissolution by judicial
fiat and to be involved in an inter-district remedy so as to
remove the remaining vestiges of a dual school system in
the Wilmington School District.
Petitioners, Claymont and Stanton School Districts,
appealed to this Court. The appeal was dismissed for lack
of jurisdiction. Delaware State Board of Education v.
Evans, — U. S. —, 45 U. S. L. W. 3394 (Nov. 29, 1976).
Petitioners then pursued their appeal to the Third Circuit
only to find that an appellate review of the constitutional
violation issues at that level was precluded by the law of
the case principle because of this Court’s summary affirm-
ance. They were told by the Court of Appeals that it would
be too “speculative” to determine which violations they
had been implicated in. Thus, the petitioners, Claymont
and Stanton School Districts, together with other suburban
districts, will be deprived of any appellate review in this
matter unless the Court grants this petition for certiorari.
Although they have been found to have operated unitary
Ss
18 Petition for Writ of Certiorari
school systems and although they have never been found
to have been implicated in any act with the intent or pur-
pose of discriminating against Wilmington’s black children,
and although they have never been found to have com-
mitted any acts having a discriminatory effect or impact
upon Wilmington’s black children, they are to be involved
in an inter-district remedy with probable dissolution.
The final judgment of the three-judge Court contem-
plates “a judicial decree restructuring the operation of
local governmental entities that were not implicated in any
constitutional violation”. Hills v. Gautreaux. We submit
that there should be an appellate review of this action. It
has been denied these petitioners. This is not the ordinary
situation where an intermediate court has previously re-
viewed the acts of the trial court. We urge this Court to
exercise its discretion so as to assure these petitioners one
appellate review of the decision to restructure and, prob-
ably, to dissolve them.
IV. Assuming Arguendo That This Court’s Prior Summary
Affirmance Was Intended to Affirm the Three-Judge
Court’s Holding of an Interdistrict Violation, the
Court of Appeals Committed Error in Refusing to
Determine Which Findings Were Necessarily Deter-
mined by the Summary Affirmance.
The Court of Appeals held that it was precluded from
reviewing the findings and conclusions of the three-judge
court on the question of liability because of the application
of the law of the case principle. The court stated that
“constitutional questions necessarily decided in a summary
affirmance” may not be reexamined by lower courts but re-
fused to decide what had been “necessarily decided”. The
court stated that it would be “a highly speculative exer-
Petition for Writ of Certiorari 19
cise” to determine which of eight possible violations found
by the three-judge court were affirmed or not affirmed by
the Supreme Court (A13).
In determining remedy, it is essential to know which
violation and what incremental segregative effect is being
redressed. Dayton Board of Education v. Brinkman,
School District of Omaha v. United States, Brennan v.
Armstrong, supra. Conceivably, a given suburban district
might have been implicated in one violation but not the
others. Or, possibly, an incremental segregative effect
may appear in a given suburban district as flowing from
one violation but not the others. As the three dissenting
judges observed, it is impossible to fashion a remedy with-
out knowing the specific violation that is involved or the
incremental segregative effect therefrom. The dissenters
stated:
“.. . After all, it is by no means obvious what the
racial composition of the affected schoois would be at
present if the eight violations found by the district
court had not occurred. One could argue in good
faith that but for those violations the ratio of black
students to white students would be approximately
the same in all the affected schools. One could also
argue in good faith that even if those eight violations
had never occurred, the racial composition of the af-
fected schools would not be appreciably different
from what it is today. I do not see how a proper
remedial plan can be developed until the court as-
sesses the continuing effects of any valid interdistrict
violations. Until such an assessment is made, it will
be impossible to determine whether or not the re-
quired causal connection exists between the violations
and the remedies which the parties may propose.”
(A29).
20 Petition for Writ of Certiorari
These observations were applied by the dissenters to the
total desegregation area, generally. However, they apply
to each suburban district, specifically.
The fact that one or more suburban districts are im-
plicated in a given violation does not mean that all were.
The fact tha: there may be an —e ef-
fect in one or more does not mean that thefé was in all of
them. The petitioners, Claymont and Stanton, have the
iight to have these findings made with respect to them
based on a sufficient record. This right has been denied
them. We submit that the decisions of this Court call for
a review of this issue and of the case below.
If review is granted by this Court, we will be pre-
pared to show that there has been no finding and that there
is no basis on which a finding may be made that either
Claymont or Stanton were implicated in any of the sug-
gested violations nor that there was any incremental seg-
regative effect in either district flowing from any of the
suggested violations.
V. An Essential Basis for the Trial Court’s Finding of a
Predicate for an Inter-district Remedy Was the Cumu-
lative Effect of Several Suggested Violations in Which
Neither Claymont nor Stanton Were Implicated. _
In his dissenting opinion from this Court’s summary
affrmance, Mr. Justice Rehnquist correctly noted that the
three judge court relied in large measure upon the cumu-
lative effect of various “governmental policies” which en-
couraged and assisted “in part” the demographic shift of
whites to the suburbs outside Wilmington and the growth
of identifiably black schools in Wilmington. Justice Rehn-
quist observed that the majority judges of the three judge
court below determined that “the cumulative effect” of
these policies “constituted segregative acts with interdis-
Petition for Writ of Certiorari 21
trict effect” and found a basis for inter-district relief.
Buchanan ». Evans, supra. Reference to the lower court’s
opinions confirm the accuracy of Justice Rehnquist’s ob-
servations of the lower court's thesis.
In the opinion of March 27, 1975, reported at 393
F. Supp. 428, the Court discussed the various possible
contributors to the racial imbalance or disparity between
the city and the suburbs using such ambiguous comments
as to cause and effect as “assisted”, “encouraged”, “evident
effect”, “may have”, “to some extent”, and “undoubtedly
served to augment” the racial disparity between the city
and its suburbs. 393 F. Supp. 434-437. The court sum-
marized that since Brown, governmental authorities (other
than suburban school officials) had contributed to the
racial isolation of the city from the suburbs by a variety of
federal, state and local conduct which assisted the white
exodus from the city. The governmental authorities were
said to have condoned and encouraged discrimination in
the private housing market. The court concluded that
“governmental authorities are responsible to a significant
degree for the increasing disparity in residential and school
populations” over the last 20 years and that “This conduct
constitutes segregative action with inter-district effects”
(393 F. Supp. at 438).
In the three-judge court’s opinion of May 19, 1976 re-
ported at 416 F. Supp. 328, the court referred to its prior
opinion saying that it had ruled that the segregation of
Wilmington schools had never been erased “and that this
segregation resulted from a combination of factors, includ-
ing demographic and housing patterns initiated and sup-
ported by state action” in addition to the enactment of the
Educational Advancement Act (416 F. Supp. 334). The
court further stated at p. 339 that:
“We need not catalogue the set of violations with
regard to housing and zoning set forth in the last
22 Petition for Writ of Certiorari
opinion affirmed by the Supreme Court. Nor need
we rehearse the reasons why we held the Educational
Advancement Act to be an unconstitutional ‘redrawing
of district lines’. It suffices to say that the acts de-
scribed in the prior opinions were the acts of the
State and its subdivisions, and had a substantial, not
a de minimis, effect on the enrollment patterns of the
separate districts.” (Emphasis supplied, A52)
At p. 343, the court stated:
«<<
_ . . Moreover, state action was also found to be re-
sponsible here for the racial identifiability of the
suburbs and the city, through enforcement of racial
covenants, zoning and encouragement and support of
private discrimination in housing . . .” (A59)
Thus, in addition to the holding with respect to the
Educational Advancement Act, the lower court made a
separate finding of the existence of a predicate for inter-
district relief on the basis of the “cumulative violation”
concept rejected by this Court in Dayton. Further, the
cumulative violation and effect theory of the lower court is
based on a series of suggested violations in which the peti-
tioners, Claymont and Stanton, had no part. No findings
were made of their implication or involvement. No find-
ings were made with respect to incremental segregative
effect flowing from these suggested violations or the cu-
mulative effect thereof within the two districts.
In refusing to review the liability issue in this case,
the Court of Appeals permitted the cumulative violation
and effect findings of the lower court to stand because it
would be “highly speculative” to do otherwise. We sub-
mit that the petitioners are entitled to a judicial review of
this patently erroneous holding.
Petition for Writ of Certiorari 23
CONCLUSION.
The case below, a metropolitan school desegregation
case, involves the restructuring of local governmental en-
tities by federal court order. The predicate for such fed-
eral judiciai interference has not been reviewed. All of
the seven judges of the Court ef Appeals for the Third
Circuit, sitting en banc, concludel that they were pre-
cluded from reviewing the basic liability issues of this
case and that only this Court could do so.
For the reasons set forth herein, we respectfully sub-
mit that this Court should grant the Petition for Writ of
Certiorari to review and reverse the judgment below.
Respectfully submitted,
James T. McKinstry,
RicHarps, LAYTON & FINGER,
4072 DuPont Building,
Wilmington, Delaware. 19899
Attorneys for Claymont School
District and Stanton School
District, Petitioners.
Al-A41
APPENDIX A.
We adopt and incorporate by reference Appendix A
to the Petition for Writ of Certiorari to the United States
Court of Appeals for the Third Circuit filed by the Dela-
ware State Board of Education in No. 77-131.
A42-A112
APPENDIX B.
We adopt and incorporate by reference Appendix B
to the Petition for Writ of Certiorari to the United States
Court of Appeals for the Third Circuit filed by the Dela-
ware State Board of Education in No. 77-131.
All13-A1l14
APPENDIX C.
We adopt and incorporate by reference Appendix C
to the Petition for Writ of Certiorari to the United States
Court of Appeals for the Third Circuit filed by the Dela-
ware State Board of Education in No. 77-131.
Al1l5
APPENDIX D.
In THE UNiTED States District Count
For the District of Delaware
BRENDA Evans, et al.,
Plaintiffs,
Civil Action
” Nos. 1816-1822
MADELINE BUCHANAN, et al.,
Defendants. |
Judgment.
This 15th day of June, 1976, for the reasons stated in
the Opinion of the Court issued May 19, 1976.
It Is HEREBY ORDERED AND DECREED:
1. (a) That this action shall be maintained as a class
action, and the class shall consist of all black and Hispanic
children presently enrolled in the Wilmington, Delaware
School system, and that the representation of the Inter-
vening Plaintiffs Pacheco, Rodriguez, et al., is limited to
the protection of the interests of the Hispanic students who
are members of the class, in receiving bilingual education;
(b) That the class so defined shall be represented by
the named plaintiff before the Court who are members
of the class, through their parents, legal guardians, or next
friends;
2. That the school in that area of Delaware north of
the northern line of the Appoquinimink School District;
that is, the area presently comprised of the Alfred I. Du-
A116
Pont, Alexis I. DuPont, Claymont, Conrad, DeLaWarr,
Marshallton-McKean, Mount Pleasant, Newark, New
Castle-Gunning Bedford, Stanton, and Wilmington School
Districts, shall be desegregated in accordance with the
Opinions of this Court, and shall be recognized into a new
or such other new districts as shall comply with the
Opinion of this Court issued on May 19, 1976;
3. The State Board of Education shall:
(a) Appoint a board of five members (the “New
Board”) to oversee the operation of the schools of the
area as defined in { 2 of this Order, such members to be
appointed so that one member of the New Board shall be
a member of the present Newark School Board; one mem-
ber of the New Board shall be a member of the present
Wilmington School Board; one member of the New Board
shall be a member of either the present New Castle-Gun-
ning Bedford, or DeLaWarr or Conrad School Boards;
one member of the New Board shall be a member of the
present Stanton, Marshallton-McKean, or Alexis I. DuPont
School Boards; and one member of the New Board shall
be a member of either the present Alfred I. DuPont, Mount
Pleasant or Claymont School Boards; and that the mem-
bers of the New Board so appointed shall serve until their
successors are selected and duly qualified;
(b) Cooperate and assist the New Board in all plan-
ning and operational phases of the implementation of a
plan which shall be designed to desegregate the schools in
accordance with the Opinion of the Court issued May 19,
1976;
(c) Exercise appropriate supervision of the New
Board or its successor or successors and its exercise of
authority;
All7
(d) Set a date certain for the transfer of full re-
sponsibility for the operation of the schools to the New
Board or such successor or successors designated by state
law; such date to be prior to September 1, 1977;
(e) Be responsible, together with the presently exist-
ing boards, for any expenses created by the operation of
the New Board or its successor or successors until such
time as the New Board or its successor or successors, in a
transfer of authority, receive taxing power, in accordance
with § 3(d) hereof, and state law;
4. The New Board or its successor or successors shall:
(a) Commence immediately upon appointment to
consider any necessary planning for the transfer to it of
operating authority;
(b) Prepare a plan for the operation of unitary de-
segregated schools, in accordance with the Opinion of
May 19, 1976;
(c) Accept responsibility for the operation of the
schools, beginning with the Fall, 1977 term, in accordance
with a timetable to be set by the State Board of Educa-
tion;
5. The existing boards of the present school districts
shall assist in the transfer of authority, and shall be liable
together with the State Board for the expenses of the New
Board or its successor or successors, until such time as the
New Board or its successors receive taxing authority, in
accordance with § 3(d) hereof, and state law, the afore-
said expenses of the New Board shall be borne by the
existing boards of the present school districts and by the
State Board; each existing board’s contribution being as-
sessed in proportion to the ratio which the assessed value
of taxable property in that present school district bears to
A118
the total assessed value of taxable property in all districts;
provided, however, that each existing board’s contribution
shall be reduced from the aforesaid sum by virtue of the
State Board’s required contribution,, which contribution
shall equal the largest contribution required from any of
the local boards.
6. The State Board, in cooperation with the existing
local districts, may assign members of the professional
staff of the Department of Public Instruction or the local
districts, to assist the New Board during the period prior
to September, 1977;
7. Upon the transfer of full authority to the New
Board or its successors, the present boards shall, in ac-
cordance with state law, cease to exist;
8. The provisions of Paragraph 1 through 7 of this
Order in accordance with the Opinion of May 19, 1976,
shall be inapplicable to the New Castle County Voca-
tional-Technical School District.
9. The application of the plaintiff class for an injunc-
tion to restrain the payment by the State of any subsidy
for the transportation of students to private schools is
denied;
10. The provisions of Paragraphs 2 and 7 of this
Order shall be stayed in accordance with the Opinion of
May 19, 1976; and
11. The three-judge panel convened for the purpose
of considering the above matters is dissolved, and super-
visory jurisdiction will remain in the District Court, in
accordance with the provisions of the Opinion of May 19,
1976, and the mandate of the Court of Appeals for the
A119
Third Circuit in Evans v. Ennis, 281 F. 2d 385, 391 n. 1
(1960).
/s/ Joun J. Grpsons,
John J. Gibbons,
United States Circuit Judge.
/s/ Cates M. Wricut,
Caleb M. Wright,
United States Circuit Judge.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.