Petition — Gunter v. Lussier
Supreme Court brief1977
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In the
Octoser TERM, 1977.
No
77-161 ¢
FRANK O. GUNTER, SuperinTENDENT,
MASSACHUSETTS CORRECTIONAL INSTITUTION, WALPOLE,
AND
FRANK A. HALL,
CoMMISSIONER OF CORRECTION,
PETITIONERS,
vo.
ALAN LLOYD LUSSIER,
RESPONDENT.
Petition for Writ of Certiorari
to the United States Court of Appeals
for the First Circuit.
Francis X. BELLOTTI,
Attorney General,
TERENCE M. TROYER,
Assistant Attorney General,
Criminal Division,
One Ashburton Place,
Boston, Massachusetts 02108.
(617) 727-2240
BATEMAN & SLADE, INC., BOSTON, MASSACHUSETTS.
at al te |
Table of Contents.
Opinions below
Jurisdiction
Questions presented
Statutory provisions
Statement of the case
Reasons for granting the writ
I. The respondent is not entitled to federal
habeas corpus relief in the absence of “cause”
or “prejudice”
II. The Court of Appeals erred in holding that
the Massachusetts courts had overlooked re-
spondent’s waiver
Conclusion
Appendix A: Opinion of the United States Court of
Appeals for the First Circuit
Appendix B: Opinion of the United States District
Court for the District of Massachusetts
Appendix C: Opinion of the Supreme Judicial Court
of Massachusetts
Table of Authorities Cited.
CASEs.
Brathwaite v. Manson, 527 F. 2d 363 (2d Cir. 1975),
cert. granted, 425 U.S. 957 (1976) (No. 75-871)
Commonwealth v. Freeman, 352 Mass. 556, 227 N.E.
2d 3 (1967)
aor WON WN PY
10a
l3a
1]
8
ii TABLE OF CONTENTS.
Commonwealth v. Lussier, 364 Mass. 414, 305 N.E.
2d 499 (1973) 2,4
Estelle v. Williams, 425 U.S. 501 (1976) 9, ll
Francis v. Henderson, 425 U.S. 536 (1976) 9,11
Lussier v. Gunter, 552 F. 2d 385 (1st Cir. 1977) 2, 5, 11
Wainwright v. Sykes, 45 U.S.L.W. 4807 (June 23,
1977) 8,9
Warden v. Hayden, 387 U.S. 294 (1967) 9, 11
STATUTES.
United States Code, Title 28
§ 1254(1) D)
§ 2241 4
§ 2254 4
Mass. G.L. c. 278, § 33E 3, 8
MISCELLANEOUS.
Federal Rules of Criminal Procedure, Rule 52(b) 8
tad
a
= OS Ps Pe OT
In the
Supreme Court of the United States.
OcrosBer TERM, 1977.
No.
FRANK O. GUNTER, SuperInTENDENT,
MASSACHUSETTS CORRECTIONAL INSTITUTION, WALPOLE,
AND
FRANK A. HALL,
COMMISSIONER OF CORRECTION,
PETITIONERS,
v.
ALAN LLOYD LUSSIER,
RESPONDENT.
Petition for Writ of Certiorari
to the United States Court of Appeals
for the First Circuit. ©
The petitioners request that a writ of certiorari be issued
to the Court of Appeals for the First Circuit. This is a
cross-petition and is intended to be contingent upon the
granting of certiorari in Lussier v. Gunter, No. 76-7000,
filed June 28, 1977.
2
Opinions Below.
The opinion of the United States Court of Appeals for the
First Circuit is reported at 552 F. 2d 385 (1977) (Appendix
A, la-9a). The opinion of the United States District Court
for the District of Massachusetts is unreported, but is
appended to this petition (Appendix B, 10a-12a). The
opinion of the Supreme Judicial Court of Massachusetts is
reported at 364 Mass. 414, 305 N.E. 2d 499 (1973) (Ap-
pendix C, 13a-24a).
Jurisdiction.
The jurisdiction of this court is invoked pursuant to 28
U.S.C. § 1254(1). The opinion and judgment of the Court
of Appeals were entered on March 31, 1977. On July 7,
1977, Mr. Justice Brennan extended until July 28, 1977, the
time in which this petition may be filed.
Questions Presented.
1. Whether the respondent’s failure to comply with the
Massachusetts contemporaneous objection rule constituted a
waiver sufficient to bar federal habeas relief in the absence
of “cause” or “prejudice.”
2. Whether the Massachusetts Supreme Judicial Court’s
consideration of the claim that plain error had occurred at
the respondent’s trial authorized the United States Court of
omen ee 8
3
Appeals to overlook the respondent's failure to comply with
the Massachusetts contemporaneous objection rule.
Statutory Provisions.
Massachusetts General Laws, c. 278, § 33E, provides as
follows:
“The clerk shall, as speedily as possible but in any
event within ten davs after the filing of the assignment
of errors or within such further time as a justice of the
superior court may for cause allow, transmit the bound
copy of the transcript of the evidence, the summary of
the record and the assignment of errors, which to-
gether shall constitute the record on appeal, to the
supreme judicial court for the county in which the case
is pending or to the supreme judicial court for the com-
monwealth whichever first has a law sitting, including
an adjourned sitting in the case of the court for the
commonwealth, after the assignment of errors is filed,
and upon receipt of the same such appeal shall forth-
with be entered by the clerk on the docket of such
court. Immediately, upon transmission of the record
on appeal as herein provided, the clerk shall notify
counsel for the defendant and for the commonwealth
of such transmission. Except in a capital case, the
entry of the appeal shall not transfer the case but only
the questions to be determined. The supreme judicial
court shall consider all questions of law fairly raised.
“In a capital case as hereinafter defined the entry in
the supreme judicial court shall transfer to that court
the whole case for its consideration of the law and the
evidence. Upon such consideration the court may, if
4
satisfied that the verdict was against the law or the
weight of the evidence, or because of newly discovered
evidence, or for any other reason that justice may re-
quire (a) order a new trial or (b) direct the entry of a
verdict of a lesser degree of guilt, and remand the case
to the superior court for the imposition of sentence.
For the purpose of such review a capital case shall
mean a case in which the defendant was tried on an
indictment for murder in the first degree and was con-
victed of murder either in the first or second degree.
After the entry of the appeal in a capital case and un-
til the filing of the rescript by the supreme judicial
court motions for a new trial shall be presented to that
court and shall be dealt with by the full court, which
may itself hear and determine such motions or remit
the same to the trial judge for hearing and determina-
tion. If a motion is so remitted, or if any motion is
filed in the superior court after rescript, no appeal shall
lie from the decision of that court upon such motion
unless the appeal is allowed by a single justice of the
supreme judicial court on the ground that it presents
a new and substantial question which ought to be
determined by the full court.”
Statement of the Case.
The respondent was convicted of murder in the
Massachusetts Superior Court, and his conviction was
affirmed on appeal. Commonwealth v. Lussier, 364 Mass.
414, 305 N.E. 2d 499 (1973). He petitioned the United
States District Court for a writ of habeas corpus pursuant to
28 U.S.C. §§ 2241, 2254. The District Court denied his
petition, holding that his failure to comply with the
5
Commonwealth’s contemporaneous objection rule consti-
tuted a waiver which barred habeas relief in the absence of
plain error. The Court of Appeals affirmed, holding that
any error present was harmless beyond a reasonable doubt.
Lussier v. Gunter, 552 F. 2d 385 (1st Cir. 1977).
The respondent’s petition for federal habeas corpus arose
out of a remark made during final argument by the
Assistant District Attorney who prosecuted the case.
During the course of his extensive closing, the Assistant
District Attorney said, “I don’t know how he got her down
there. There’s only one person that could tell us that.”
The respondent did not object to this remark, nor did he
request that the judge instruct the jury concerning it or take
any other action. The judge’s charge to the jury included
extensive instructions on the respondent’s privilege not to
‘In full context, the statement was:
“You may ask yourselves, ‘Why did she leave with Lussier in the
first place?’
“What did she see in this creepy-looking character?
“I don’t know the answer to that one, why she left with him.
“A number of possibilities present themselves. Maybe some
conversations took place as to who she was staying with, what's her
address, a possible future date type of thing.
“Or, ‘How much rent are you paying?’
“*There’s a sweetheart of an apartment on the second floor, three
bedrooms, a stone’s throw from Northeastern. Want to come down
and take a look at it?’
“There’s no evidence of this. This is conjecture. This girl was
drinking. Maybe she was half in the bag from the half dozen cans
of beer she consumed.
“Perhaps he suggested, ‘Come down to my apartment and get
more beer.’
“Maybe he told her, there was a party down there. I don't
know how he got her down there. There’s only one person that
could tell us that. But, in any event, she went with him.” (Em-
phasis added.)
6
testify." The respondent did not object to these instructions
or request that they be extended or clarified. Nevertheless,
on appeal to the Massachusetts Supreme Judicial Court and
upon his petition for writ of habeas corpus, the respondent
charged that the judge’s failure to strike the remark and
give special instructions concerning it constituted constitu-
tional error.
The evidence against the respondent (which the District
Court judge characterized as “a strong circumstantial case”)
established that on October 30-31, 1971, he attended a
Halloween party in an apartment on the third floor of a
*“The third fundamental proposition is the following — and I am
referring to that portion of the statute which is General Laws, c. 233,
§ 20, Part Third. While the defendant in this case did not testify, I told
you that under the law he is presumed to be innocent.
“And, again, it’s found in G.L., Ter. Ed. c. 233, § 20, Part Third,
and I am quoting: ‘the defendant in the trial of an indictment,
complaint, or other criminal proceedings shall at his own request but
not otherwise be allowed to testify, but his neglect or refusal to testify
shall not create any presumption against him.’
“Our Supreme Judicial Court has interpreted that section of the
statute and it has said time and time again that this is a privilege of the
defendant which is guarded zealously by the courts. And his decision
not to testify at the trial is a matter that cannot tend to incriminate
him or create in the mind of the fact-finding tribunal, you the jury, in
this case, any unfavorable circumstances and no unfavorable inferences
can be drawn against him for his failure to so testify.
“The logic for this is simple, because under the law the Common-
wealth has the burden of proof to prove guilt of the defendant when it
charges him with an offense. That means that it must establish each
and every element of the crime with which he is charged and to prove it
beyond a reasonable doubt. The defendant is not obliged to prove that
he is innocent.
“He is not obliged to assist in any way or to do anything when he is
charged with an offense. He can remain absolutely mute. The
Commonwealth's burden is to prove that he committed the offense
charged. And he does not have to prove he did not commit it.
“As a matter of fact and as a matter of law, he has no obligations at
all to disprove that which the Commonwealth alleges.”
" ee en
7
building in Boston. Although “scores” of people attended
the party, the respondent was one of the few not in
costume. The respondent was a resident superintendent of
the building where the party was held.
The victim, a 19-year-old woman who was studying
nursing at nearby Northeastern University, was also present
at the party. Two eyewitnesses testified that, at approxi-
mately 2 a.m., she and the respondent left the party hand
in hand. Approximately 18 hours later, her badly battered,
nude body was found in a vacant apartment on the second
floor of the same building. A resident of a first floor apart-
ment of the building testified to hearing noises which
tended to show that the murder had taken place not more
than half an hour after the victim and the respondent had
left the party together. The wounds upon the victim’s body
were consistent with repeated kicks with boots such as those
the respondent was wearing.
This evidence was buttressed by the following facts:
(1) The following day, the respondent twice denied
leaving the party with the victim. One denial took place
before the body was found.
(2) The respondent’s observed behavior during the
remainder of the night of the party was somewhat peculiar,
consistent with a theory that he was disposing of certain
articles of the victim’s clothing which were never found.
(3) Small amounts of blood matching the victim’s blood
type were found on the defendant’s boots and clothing.
This last item was undercut to a considerable degree by
cogent and convincing evidence that another person of the
same blood type had been involved in a fight during the
party and had shed blood. How much blood was shed and
respondent’s proximity to the event remained in dispute.
(4) The respondent was aware of the fact that the apart-
ment on the second floor was vacant. He had helped clean
the apartment the preceding day.
8
Reasons for Granting the Writ.
The petitioners intend to press this cross-petition only if
the petition of Alan Lloyd Lussier (No. 76-7000), filed on
June 28, 1977, is granted. If the original petition should be
granted, it would be inequitable to preclude the petitioners
from presenting the arguments to which they have
consistently adhered throughout this litigation and which
this Court has subsequently accepted in another case. The
Court of Appeals did not consider these arguments, because
it decided in favor of the petitioners on the other grounds.
I. THe RESPONDENT 1s Not ENTITLED TO FEDERAL HABEAS
Corpus RELIEF IN THE ABSENCE OF “CAUSE” OR “ PREJUDICE.”
Throughout this litigation, the petitioners have consistent-
ly argued that the standard of review on federal habeas
corpus was established when the respondent failed to
comply with the Massachusetts contemporaneous objection
rule. The petitioners have argued that, in these circum-
stances, the writ can be granted only if the Court finds that
“plain error” exists within the meaning of Fed. R. Crim. P.
52(b) and the similar Massachusetts rule. See Mass. G.L.
c. 278, § 33E; Commonwealth v. Freeman, 352 Mass. 556,
563-64, 227 N.E. 2d 3, 8-9 (1967). Subsequent to the
decision of the Court of Appeals, this position has been
completely accepted by this Court, with only verbal
changes. Wainwright v. Sykes, 45 U.S.L.W. 4807
(June 23, 1977). The Court held that failure to comply
with a state procedural rule constitutes an independent and
adequate state ground precluding federal habeas in the
absence of cause or prejudice.
8 ee IN
9
The rule in Wainwright v. Sykes governs the present
case and the Court of Appeals ought to have decided the
case on that basis. The court thought it prudent, however,
despite this Court’s decisions in Francis v. Henderson, 425
U.S. 536 (1976), and Estelle v. Williams, 425 U.S. 501
(1976), to avoid the necessity of deciding the question
presented by the petitioners by deciding the case on other
grounds. Thus, the Court of Appeals found that any error
present was harmless “beyond a _ reasonable doubt.”
Although this decision was correct and is supported by the
evidence, its effect was to place upon the petitioners a
heavier burden than the law required them to bear. If the
case is relitigated, this error should be rectified.
II. THe Court or AppEALs ErRRED IN HOLDING THAT THE
MASSACHUSETTS COURTS HAD OVERLOOKED RESPONDENT'S
WaAlIVER.
The decision of the Court of Appeals to reject the peti-
tioners’ arguments and reach the merits was based on
Warden v. Hayden, 387 U.S. 294, 297 n. 3 (1967). In that
case, the Court remarked that when a state court has over-
looked a procedural failure, a federal habeas court may also
do so. The Court of Appeals apparently concluded that the
Massachusetts Supreme Judicial Court had overlooked the
respondent’s failure to observe the Commonwealth’s con-
temporaneous objection rule.
“On appeal to the Massachusetts Supreme Judicial
Court, Lussier argued that the prosecutor’s comments
were ‘improper and [he] challenge[d] the failure of the
trial judge to order the remarks struck when they were
made or to subsequently instruct the jury to disregard
10 11
them.” Commonwealth v. Lussier, 364 Mass. 414,
424, 305 N.E. 2d 499, 505 (1973). The court ruled:
at 506 n. 3.” (Ellipses in original; emphasis added.)
552 F. 2d at 387-388 (Appendix A, 4a-5a).
““While we do not approve of some portions of the
prosecutor’s summation to the jury, when viewed in
the overall context they are not so prejudicial as to
justify reversal. ... Moreover, there is a simple and
obvious reason for the trial judge’s alleged “failure”
to strike them or attempt to mitigate their impact as
effectively as the defendant now argues was appro-
priate. That is, defense counsel took no exceptions
at the close of the prosecutor’s summation, and made
no request for special instructions despite ample
opportunity to do so.... While under G.L. c. 278,
§ 33E, we will, in appropriate circumstances, act
to rectify a substantial risk of a miscarriage of
justice, despite the absence of exceptions in the
record, we do not feel that such action is warranted
here.’ Id. at 424-25, 305 N.E. 2d at 506.
“In a footnote the Supreme Judicial Court quoted
The Court of Appeals erred in deciding, on the basis of
this language, that it was free to reach the merits of the
respondent's claim. The treatment given the matter by the
Supreme Judicial Court was obviously in furtherance of the
Massachusetts plain error rule. The court specifically noted
the absence of an exception, but recognized its obligation to
consider the alleged error further to determine whether it
required action despite that failure. In determining the
remarks were not “so prejudicial as to justify reversal,” the
court was clearly holding that there was no plain error.
Such a treatment by a state court was not sufficient to
invoke the doctrine of Warden v. Hayden. Brathwaite v.
Manson, 527 F. 2d 363, 366 (2d Cir. 1975), cert. granted,
425 U.S. 957 (1976) (No. 75-871) (dictum).
Virtually every jurisdiction in the country has a plain
error rule. Consequently, virtually every appellate court is
obliged to consider alleged error under the terms of that
rule even though an appellant has nct complied with the
applicable procedural rules. To hold that such obligatory
the prosecutor’s remarks which were asserted to be
prejudicial. With reference to the comment that
‘[t]here’s only one person that could tell us that,’ the
court stated:
“*This last remark would raise serious questions as
to the infringement of the defendant’s Fifth Amend-
ment right to remain silent, see Griffin v. California,
380 U.S. 609, 611, 85 S. Ct. 1229, 14 L. Ed. 2d 106
(1965), were it not for that portion of the judge's
charge specifically explaining to the jury that the
defendant had the right not to testify, and that no
unfavorable inferences were to be drawn from his
exercising that right.’ Id. at 424 n. 3, 305 N.E. 2d
consideration releases an appellant from the effects of his
waiver would be to render nugatory the decisions of this
Court in Wainwright, Francis, and Estelle. The Court of
Appeals for the Second Circuit recognized this obvious fact
when it stated that plain error treatment by a state court
would not bring a case within the principle of Warden v.
Hayden. That statement should be adopted by this Court.
In the present case, the Court of Appeals apparently
decided that the Supreme Judicial Court’s treatment of the
matter was plenary consideration on the merits. This
12
decision is plainly erroneous.’ The only question which
was before the federal courts was whether or not there was
constitutional error. As the District Court judge put it:
“(T]he error we are talking about, it is agreed by
everyone, is the error of the trial judge in not singling
out for special, explicit jury attention the almost casual
comment of the prosecuting attorney made in the
course of the prosecuting attorney's final argument.”
(Appendix B, lla.)
This question was also presented to the Supreme Judicial
Court and that court explicitly refused to decide it. The
court noted the absence of either a request for instructions
or an exception and stated that, under these circumstances,
it need not act. This clear holding cannot be dismissed by
referring to the court’s footnote. Even in the absence of an
exception, the court was obliged to consider whether the
error alleged was so egregious as to constitute plain error.
Read in the light of the court’s holding, the footnote clearly
does nothing more than {fulfill this function. The reading
of the Court of Appeals is strained and invades the province
of the Supreme Judicial Court. It should not be upheld by
this Court.
*If this is a factual question, it is one which was resolved in the peti-
tioners’ favor by the District Court. The Court of Appeals erred by
needlessly disturbing this finding. If this is a legal question, it is one
upon which this Court should pass in resolving the case.
13
Conclusion.
If certiorari is granted in Lussier v. Gunter, No. 76-7000,
it should be granted in this case. If certiorari is denied in
No. 76-7000, the Court need not consider the present
petition.
Respectfully submitted,
FRANCIS X. BELLOTTI,
Attorney General,
TERENCE M. TROYER,
Assistant Attorney General,
Criminal Division,
One Ashburton Place,
Boston, Massachusetts 02108.
(617) 727-2240
14
la
Appendix A.
United States Court of Appeals
for the First Circuit.
No. 76-1282.
[Caption omitted in printing. ]
Before Corrin, Chief Judge, Cxarx, Associate Justice,
(Retired), CampBe.L, Circuit Judge.
Levin H. CampBELL, Circuit Judge.
The district court dismissed appellant Lussier’s petition for
a writ of habeas corpus under 28 U.S.C. § 2254 and he
appeals.
Lussier was convicted after a jury trial in Massachusetts
Superior Court of first degree murder committed with
extreme cruelty or atrocity and was sentenced to life
imprisonment. The Commonwealth introduced evidence
that in 1971, at the time of the murder, Lussier was a part-
time resident superintendent at an apartment building on
Westland Avenue, Boston. Late in the evening of Octo-
ber 30 he arrived at a Halloween party in the building
which was attended by the victim, a 19-year-old student
nurse, and scores of other persons. While Lussier was there
a fight broke out between one Devereaux and others. The
testimony was conflicting as to the amount which Deve-
reaux bled and petitioner’s proximity to him. The defense
contended that the type O positive blood which was later
found caked in small amounts on Lussier’ boot and
clothing had originated with Devereaux.
2a
There was evidence that Lussier conversed with the
victim and several others for about one half hour. Two
participants in this conversation testified that they later saw
petitioner and the victim leaving the apartment hand in
hand. About eighteen hours after the couple had left the
party, the victim’s badly battered, nude body was found in
a vacant apartment in the same building. A downstairs
neighbor's testimony recalling sounds of a struggle and a
loud thud emanating from the vacant apartment at about
2:30 a.m. on the night of the party tended to show that the
murder occurred no later than one half hour after petitioner
was observed leaving the party with the victim. The
wounds about the victim’s head were consistent with those
which might have been inflicted by repeated kicks with
boots such as those worn by petitioner. The victim’s blood
was of type O positive, the same type as that found on
petitioner's boot. There was testimony indicating that
petitioner had been aware that the apartment was vacant,
he having assisted in cleaning it on the day before the
party.
The prosecutor's closing statement to the jury included a
number of comments the propriety of which Lussier has
since challenged. The comment which Lussier focuses upon
here, and which he argues entitles him to issuance of a writ
of habeas corpus as in violation of his privilege against self
incrimination, is the following:
“Maybe he told her, there was a party down there.
I don’t know how he got her down there. There’s only
one person that could tell us that. But, in any event,
she went with him.” [Emphasis supplied. ]
3a
Lussier’s attorney, who does not now represent him, did not
object or request a curative instruction from the court. The
court’s lengthy jury instructions included, however, the
following:
“The third fundamental proposition is the following
— and I am referring to that portion of the statute
which is General Laws, c. 233, § 20, Part Third.
While the defendant in this case did not testify, I told
you that under the law he is presumed to be innocent.
“And, again, it’s found in G.L. Ter. Ed. c. 233,
§ 20, Part Third, and I am quoting: ‘the defendant in
the trial of an indictment, complaint, or other criminal
proceedings shall at his own request but not otherwise
be allowed to testify, but his neglect or refusal to testify
shall not create any presumption against him.’
“Our Supreme Judicial Court has interpreted that
section of the statute and it has said time and time
again that this is a privilege of the defendant which is
guarded zealously by the courts. And his decision not
to testify at the trial is a matter that cannot tend to
incriminate him or create in the mind of the fact-
finding tribunal, you the jury in this case, any un-
favorable circumstance and no unfavorable inferences
can be drawn against him for his failure to so testify.
“The logic for this is simple, because under the law
the Commonwealth has the burden of proof to prove
guilt of the defendant when it charges him with an
offense. That means that it must establish each and
every element of the crime with which he is charged
and to prove it beyond a reasonable doubt. The
defendant is not obliged to prove that he is innocent.
“He is not obliged to assist in any way or to do any-
thing when he is charged with an offense. He can
4a
remain absolutely mute. The Commonwealth’s burden
is to prove that he committed the offense charged.
And he does not have to prove that he did not commit
it.
“As a matter of fact and as a matter of law, he has
no obligations at all to disprove that which the Com-
monwealth alleges.”
On appeal to the Massachusetts Supreme Judicial Court,
Lussier argued that the prosecutor's comments were
“improper and [he] challenge[d] the failure of the trial
judge to order the remarks struck when they were made or
to subsequently instruct the jury to disregard them.”
Commonwealth v. Lussier, 364 Mass. 414, 424, 305 N.E.
2d 499, 505 (1973). The court ruled:
“While we do not approve of some portions of the
prosecutor’s summation to the jury, when viewed in the
overall context they are not so prejudicial as to justify
reversal. ... Moreover, there is a simple and obvious
reason for the trial judge’s alleged ‘failure’ to strike
them or attempt to mitigate their impact as effectively
as the defendant now argues was appropriate. That
is, defense counsel took no exceptions at the close of
the prosecutor’s summation, and made no request for
special instructions despite ample opportunity to do
so.... While under G.L. c. 278, § 33E, we will, in
appropriate circumstances, act to rectify a substantial
risk of a miscarriage of justice, despite the absence of
exceptions in the record, we do not feel that such
action is warranted here.” Jd. at 424-25, 305 N.E. 2d
at 506.
5a
In a footnote the Supreme Judicial Court quoted the
prosecutor’s remarks which were asserted to be prejudicial.
With reference to the comment that “[t]here’s only one
person that could tell us that,” the court stated:
“This last remark would raise serious questions as to
the infringement of the defendant’s Fifth Amendment
right to remain silent, see Griffin v. California, 380
U.S. 609, 611, 85 S. Ct. 1229, 14 L. Ed. 2d 106
(1965), were it not for that portion of the judge’s
charge specifically explaining to the jury that the
defendant had the right not to testify, and that no
unfavorable inferences were to be drawn from his
exercising that right.” Id. at 424 n. 3, 305 N.E. 2d at
506 n. 3.
In the district court the Commonwealth resisted the
habeas corpus petition on grounds that Lussier had waived
objection to constitutional errors in failing to take exception
to the prosecutor’s comment. According to this argument,
Massachusetts’ statutory “miscarriage of justice” exception to
a waiver is the equivalent of the federal “plain error” rule,
Fed. R. Crim. P. 52(b). The Commonwealth also argued
that the prosecutor’s comment was harmless in light of the
trial judge’s extensive instructions on the defendant's right to
remain silent. The district court denied the petition.
On appeal, Lussier presses the argument that the prosecu-
tor’s remark was an unconstitutional and harmful comment
on an accused’s exercise of the right to remain silent. He
contends that his attorney's failure to except was not a
“deliberate bypass” of state court procedure, see Fay v.
Noia, 372 U.S. 391, 483, 83 S.Ct. 822, 9 L. Ed. 2d 837
(1963), for the prosecutor’s misconduct had put him in the
6a
position of making a “grisly choice” between suffering the
comment in silence and objecting, thereby calling further
attention to the prejudicial remark. He denies that a
calculated tactical decision to forego objection was ever
made. Id. at 439, 83 S. Ct. 822. Furthermore, Lussier
argues, the Supreme Judicial Court actually reached the
constitutional issue, so the Commonwealth’s reliance on a
theory of waiver is inapposite.
[1] We need not decide whether or to what extent Fay’s
“deliberate by-pass” standard has been broadened by the
Supreme Court in giving effect to state rules concerning
waiver. See Francis v. Henderson, 425 U.S. 536, 96 S. Ct.
1708, 48 L. Ed. 2d 149 (1976); P. Bator, et al., Hart &
Wechsler’s The Federal Courts and The Federal System
256-58 (Supp. 1977). We agree with petitioner that the
Supreme Judicial Court decided the substance of his consti-
tutional claim. It characterized the prosecutor's offensive
comments as “not so prejudicial as to justify reversal.” Id.,
364 Mass. at 424, 305 N.E. 2d at 506. The comment that
is the subject of this appeal was said to “raise serious
questions as to the infringement of the defendant's Fifth
Amendment right to remain silent . . . were it not for that
portion of the judge’s charge specifically explaining that the
defendant had the right not to testify, and that no unfavor-
able inferences were to be drawn from his exercising that
right.” 364 Mass. at 424 n. 3, 305 N.E. 2d at 506 n. 3.
While it also stressed the lack of exceptions and requests for
special instructions, we are satisfied that the court reached
and decided the merits of the constitutional issue presented
in this appeal. We are therefore free to consider it.
Warden v. Hayden, 387 U.S. 294, 297 n. 3, 87 S. Ct.
1642, 18 L. Ed. 2d 782 (1967).
In Griffin v. California, 380 U.S. 609, 615, 85 S. Ct.
1229, 1233, 14 L. Ed. 2d 106 (1965) the Supreme Court
7a
held that “the Fifth Amendment, . . . in its bearing on the
States by reason of the Fourteenth Amendment, forbids
either comment by the prosecution on the accused's silence
or instructions by the court that such silence is evidence of
guilt.” In determining whether Lussier’s fifth amendment
rights were infringed we must therefore inquire whether the
prosecutor's statement was a “comment ... on the
accused’s silence.” The tenth circuit has formulated the
following test:
“[W Jhether the language used was manifestly intended
or was of such character that the jury would naturally
and necessarily take it to be a comment on the failure
of the accused to testify.” Knowles v. United States,
224 F. 2d 168, 170 (10th Cir. 1955).
The comment in this case came after the prosecutor had
speculated about how Lussier might have lured the victim
to the vacant apartment:
“I don’t know how he got her down there. There's
only one person that could tell us that.”
It is not entirely clear who the “one person” was supposed
to be. Either the prosecutor was rhetorically invoking the
' Accord, United States v. Williams, 172 U.S. App. D.C. 290, 521 F.
2d 950, 953 (1975); United States v. Aldridge, 484 F. 2d 655, 660 (7th
Cir. 1973), cert. denied, 415 U.S. 921, 94S. Ct. 1423, 39 L. Ed. 2d 477
(1974); United States v. Biondo, 483 F. 2d 635, 644 (8th Cir. 1973);
cert. denied, 415 U.S. 947, 94 S. Ct. 1468, 39 L. Ed. 2d 563 (1974);
Doty v. United States, 416 F. 2d 887, 890 (10th Cir. 1968), vacated on
other grounds, 401 U.S. 1066, 91 S. Ct. 1247, 28 L. Ed. 2d 542 (1971).
8a
victirn (“there’s only one person that could tell us that and
she no longer can”), or else he was pointing his finger at the
silent Lussier. Cf. Rodriguez-Sandoval v. United States,
409 F. 2d 529, 531 (lst Cir. 1969); Desmond v. United
States, 345 F. 2d 225, 227 (lst Cir. 1965). We cannot
quite say, in the words of the tenth circuit, that the remark
was “manifestly intended or was of such character that the
jury would naturally and necessarily take it” as a comment
on Lussier’s failure to testify.
[2, 3] Even, however, if the comment were interpreted as
coming within the class of prosecutorial comment which the
fifth amendment forbids, we believe that the Superior
Court justice’s lengthy instruction to the jury on a defend-
ant’s right not to take the stand rendered the improper
remark “harmless beyond a reasonable doubt.” Chapman
v. California, 386 U.S. 18, 24, 87 S. Ct. 824, 17 L. Ed. 2d
705 (1967). While the judge did not immediately interrupt
argument to admonish the prosecutor and instruct the jury,’
his instruction at the conclusion of the trial on Lussier’s
right to remain silent was unusually emphatic and
complete. It far exceeded the more perfunctory general
instructions which have often been found inadequate to
5
s <
* Petitioner notes that this circuit, in United States v. Flannery, 451 F.
2d 880, 882 (1 Cir. 1971), announced that in future cases we would
reverse a conviction where after a prosecutorial comment on a defend-
ant’s silence, the trial judge did not immediately and sua sponte
interrupt the argument to admonish the prosecutor and instruct the jury.
The Flannery rule, as petitioner concedes, rests on our supervisory
powers over the federal courts within this circuit. It was not addressed
to the state judiciary, and insofar as it might require actions in some
cases going beyond the strict requirements of the Constitution, we shall
not apply it in habeas review of state proceedings. This is not to say
that the immediacy and force of a state judge's corrective actions will
not be important in determining whether the prejudice from an uncon-
stitutional comment has been neutralized.
9a
combat specifically prejudicial remarks. The prosecutor's
comment was itself brief, indirect and isolated. It plainly
could and preferably should have been dealt with by an
immediate, sua sponte instruction. But given the thorough-
ness of the later instructions, we think that whatever preju-
dicial impact the comment had in heightening the jury’s
awareness of defendant’s failure to take the stand was
adequately offset. See United States v. Biondo, 483 F. 2d
635, 645 (8th Cir. 1973), cert. denied, 415 U.S. 947, 94 S.
Ct. 1468, 39 L. Ed. 2d 563 (1974); United States v.
Mahanna, 461 F. 2d 1110, 1114-15 (8th Cir. 1972); United
States v. Alloway, 397 F. 2d 105, 113 (6th Cir. 1968);
Jacobs v. United States, 395 F. 2d 469, 477-78 (8th Cir.
1968). Cf. United States v. Schartner, 426 F. 2d 470, 478
(3d Cir. 1970); United States v. White, 444 F. 2d 1274,
1278 (5th Cir.), cert. denied, 404 U.S. 949, 92 S. Ct. 300,
30 L. Ed. 2d 266 (1971). But see Berryman v. Colbert,
538 F. 2d 1247, 1249-50 (6th Cir. 1976); United States v.
Handman, 447 F. 2d 853, 855 (7th Cir. 1971).
Affirmed.
10a
Appendix B.
United States District Court
for the
District of Massachusetts.
[Caption omitted in printing. ]
Proceedings.
THe Crerx: Civil Action 75-3931-G, Alan Lussier versus
Frank Hall.
Tue Court: I will state the ruling and the grounds
therefor, and the ruling is that the petition is denied. The
ground is that in my view, the commonwealth is correct in
holding or in contending that the Davis and Allen cases,
and I refer to Davis versus United States, 411 U. S. 233, in
the year 1973, and United States ex rel. Allum, A-l-l-u-m,
versus Twomey, T-w-o-m-e-y, Seventh Circuit, 1973, 484
Federal 2d 740, engraft on habeas corpus procedure the
federal plain error whenever a state has adopted a similar
rule.
There is not a great deal that can be added, except that I
should make some subsidiary or ancillary findings.
I consider that the case in the state court was a strong
circumstantial evidence case. I do not think it could fairly
be said that the case was overwhelming, but nevertheless
strong and clearly ample to support the conviction, in my
view.
I think that the error of the state court judge was
arguably harmless, but I do not rest the decision here on
that ground, because I think it is a close question, and I
think that it is difficult to say that the error was harmless
lla
beyond a reasonable doubt. The Chapman standard is a
relevant standard, and at least in the habeas cases that have
come before me, I have interpreted it to be, I think, a
stricter standard than has been interpreted in some other
parts of the country. I am not talking about the First
Circuit or this court, but in other parts of the country.
I read syllabuses of cases in which courts hold error to be
harmless, and I have real difficulty in agreeing with those
decisions if Chapman requires, as we know it does, that it
be harmless beyond a reasonable doubt. Nevertheless, the
error we are talking about, it is agreed by everyone, is the
error of the trial judge in not singling out for special,
explicit jury attention the almost casual comment of the
prosecuting attorney made in the course of the prosecuting
attorney's final argument.
The type of prejudicial statement that was arguably made
by the D. A. could, it seems to me, be cured as well in the
course of general, boilerplate instructions on the defendant's
rights under the Fifth Amendment, which were given, as by
singling out the particular statement made by the prosecut-
ing attorney and giving it an emphasis that, in the context
of this case, I think it very probably did not have in the
jury’s minds. In the context in which it was made, I think
it is arguable that the jurors might have thought that the
prosecutor was referring to the deceased, the victim of this
crime.
I recognize that the past tense was not employed, but still
it was certainly not an explicit appeal to the jury’s making
an inference — to an inference permissible from the
defendant’s failure to testify. It simply does not strike me
as having been made in a context where the jury would
probably so interpret it, so that I have no hesitancy at all in
concluding, as I do, that it was not plain error.
12a
If, as I think the law is, the plain error rule is properly
applied in the course of a habeas corpus proceeding in this
court, well, then, that is determinative of the case. I think
I have considered the nature of the case, the circumstantial
evidence against the petitioner, the nature of the error, and
my understanding as to what the correct rule of law is here,
and it is for those reasons that the petition is denied.
This statement, when Mrs. Fitzhugh types it up,
constitutes the Court’s memorandum of decision, and that is
the end of this case, at least in this court.
(Thereupon the hearing was concluded.)
——
13a
Appendix C.
414 364 Mass. 414
Commonwealth v. L.ussicr.
COMMONWEALTH vs. ALAN L. LUSSIER.
Suffolk. November 5, 1973. — December 18, 1973.
Present: TAURO, C.J., REARDON, QUIRICO, KAPLAN, & WILKINS, JJ.
Homicide. Jury and Jurors. Constitutional Law, Due process of law,
Equal protection of laws. Practice, Criminal, Fair trial, Argument by
prosecutor, Election.
At the trial of an indictment for murder of a girl by beating her, the
evidence, together with reasonable inferences to be drawn therefrom,
was sufficient to support the jury’s conclusion that the defendant was
guilty beyond a reasonable doubt. [420-422]
At the trial of an indictment for murder, the rights of the twenty-four year
old defendant under the due process and equal protection clauses of the
Fourteenth Amendment of the Federal Constitution were not violated
by G. L. c. 234, § 1, in that it exempted from jury duty persons under
twenty-two years of age. [423-424]
At the trial of an indictment for murder, although certain remarks made
by the prosecutor in his closing argument were not approved by this
court, when viewed in the overall context they were not so prejudicial as
to justify reversal. [424-425]
At the trial of an indictment for murder, after the decision in Furman v.
Georgia, 408 U.S. 238 (1972), the judge did not commit error by allow-
ing inquiries, and eventual dismissal, of jurors who were opposed to
the death penalty where the Commonwealth was not restricted to a
rape-murder theory; this court was unable to conclude that the exclusion
of jurors opposed to capital punishment resulted in an unrepresentative
jury on the issue of guilt or substantially increased the risk of convic-
tion. [425]
INDICTMENT found and returned in the Superior Court on
January 12, 1972.
The case was tried before Paquet, J.
Lawrence D. Shubow for the defendant.
Thomas J. Mundy, Jr., Assistant District Attorney, for
the Commonwealth.
Tauro, C.J. This is an appeal pursuant to G. L. c. 278,
§§ 33A-33G, from a conviction of murder in the first degree
committed with extreme atrocity or cruelty. The defendant,
aged twenty-four at the time of his arrest, argues that (1)
l4a
364 Mass. 414 415
Commonwealth v. Lussier.
young persons were unconstitutionally excluded from the
jury in violation of the Due Process and Equal Protection
clauses of the Fourteenth Amendment to the United States
Constitution, (2) the verdict was based on insufficient evi-
dence, (3) the prosecutor’s summation argument was im-
proper and prejudicial, (4) the trial court erred in failing to
require the Commonwealth to elect among its theories of
murder and in allowing the exclusion of jurors with strong
views against capital punishment. We cannot agree.
The evidence, which was solely circumstantial as it related
to the defendant’s guilt or innocence, may be briefly sum-
marized as follows. The victim, a nineteen year old third
year student at Northeastern University’s School of Nursing,
on the evening of October 30, 1971, with her roommate and
some friends went to a Halloween party on the third floor,
apartment 32, at 72-74 Westland Avenue, Boston. The next
night, around 7:30 p.m., she was found dead, badly beaten
and bloodied, in a vacant apartment, number 22, on the sec-
ond floor in the same building. From six to eight weeks
prior to the party the defendant Alan Lussier had occupied
apartment 14 along with three other men. The four per-
formed janitorial services in lieu of rental payments, and on
the day of October 29, Lussier, along with two of his room-
mates, had spent time cleaning and preparing apartment 22
for prospective tenants.
Lussier had been observed at the Halloween party by a
number of witnesses. He had not been invited, and was one
of the few persons out of between twenty-five and one hun-
dred in attendance who had not worn a costume. Witnesses
recalled his wearing brown leather square-toed boots, blue
and white striped dungarees, and a black leather motorcycle
jacket. These articles of clothing, along with a purple and
white pin-striped shirt and a cat-faced ring, were all later
identified as belonging to Lussier. Bloodstains were discov-
ered on these items in the course of the police investigation,
but only in the case of the right boot was there sufficient
quantity of blood to allow for blood group identification.
The F. B. I. identified the blood as **O positive.” Two per-
15a
416 364 Mass. 414
Commonwealth v. Lussier.
sons at the party were determined to be within this blood
group — the victim, and one William Devereaux, who had
been involved in an altercation during the course of the
party, and with whom the defendant, according to the testi-
mony, had been in near or actual contact during and after
the altercation.
The Devereaux incident occurred about 12:30 or 12:454.M.
Witnesses recalled that a group of persons had assaulted
Devereaux in the vicinity of the kitchen and hallway in apart-
ment 32, and that he had been bleeding afterwards. Dev-
ereaux was later taken to a hospital for stitches and minor
oral surgery. One witness described the bleeding as ‘‘contin-
uous”’ but not ‘‘massive.’’ Another remembered that there
were a couple of splotches of blood on the wall and on the
casing of the kitchen entrance. A defence witness testified to
the existence of a pool of blood in the hallway after the fight,
but other witnesses either had no such recollection or
described the ‘‘pool of blood’’ as the sticky residue of spilled
beer.
Devereaux, who himself characterized his bleeding as
‘*flowing every time I opened my mout’ ,”’ was ‘‘almost posi-
tive,’” but ‘‘not absolutely 100% positive,”’’ that Lussier had
come between him and his assailant and had broken up the
fight. He testified to spitting out blood as a result of his in-
juries but could not recall whether he had spit or dripped
any blood directly onto Lussier. Other witnesses were also
unable to say whether Devereaux’s blood had at some point
come onto Lussier’s person or clothing.
Immediately after the fight, Devereaux had been ushered
out into the main hallway on the third floor of the apartment
building. Witnesses testified that Lussier then appeared at
the scene, described himself as superintendent of the build-
ing, and ordered Devereaux off the premises. Devereaux
was still bleeding at that point and, according to one witness,
was close to, but not in actual contact with, Lussier. (‘“The
kid [Devereaux] was leaning against the wall. Alan Lussier
was standing on this side of him — with his hand up against
the wall — like that — a foot and a half away from.”’)
16a
364 Mass. 414 417
Commonwealth v. Lussier.
Devereaux soon left for the hospital.
After these events, about 1:15 4.m., Lussier, the victim, one
James Yurkus and a Wayne Fricke were engaged in a conver-
sation in the kitchen of apartment 32. Yurkus had met the
victim previously, and Fricke had known her for at least two
years as a student at Northeastern. Both testified that the
group had remained in the kitchen for fifteen or twenty
minutes. Yurkus recalled that the victim at some point dur-
ing the conversation remarked to Lussier that all the super-
intendents she knew were ‘‘freaky,”’ but when he asked her
if he appeared that way, she answered, ‘‘No.’’ About
1:30 A.M., the group inoved into the living room where Fricke
cleared an area for himself and the victim to sit. He testified
that about fifteen minutes later, Lussier said to the victim,
“I'd like to talk to you for a few minutes.’’ Lussier then took
her hand and they went out into the hallway of apartment 32,
where the victim sat down in a chair. Fricke, who had in-
tended to walk the victim home after the party observed the
two talking in the hallway for the next fifteen minutes, until
approximately 2 A.M., at which point they stood up, joined
hands, and left the apartment through the back door. The
victim was never seen alive again.
Kathleen Bahm lived in apartment 12, directly below
apartment 22 where the victim’s body was later found. She
testified that around two fifteen she heard people, more than
one, running in the apartment upstairs, and that five minutes
later she heard a ‘‘loud thud as though someone fell.’’ Her
roommate, Sherry Klein, gave the same testimony.
According to Bryan McMahon, one of the defendant’s
roommates, Lussier came back to apartment 14 about two
thirty, picked up some clothes, and departed for the apart-
ment of his girl friend. Her testimony was that Lussier had
come by that night, but she did not remember the time, and
that he was there when she awoke the next morning. Wit-
nesses testified to seeing Lussier return to his apartment
building around 4 a.m.
That morning about eleven, Lussier knocked on the door
of apartment 32 and spoke with a Charles Bell. Bell, who
17a
418 364 Mass. 414
Commonwealth v. Lussier.
knew Lussier only as someone who worked around the build-
ing, testified that Lussier said something to the effect that
he, Lussier, had had quite a bit to drink at the party the night
before, and inquired if there had been any trouble during the
course of the evening.
By 7 P.M. the victim’s roommate had not heard from her
and was concerned about her whereabouts. She called An-
drew Hildreth, another resident of apartment 32, who in
turn went down to apartment 14 to ask Lussier whether he
had seen the victim. Lussier said he had not seen her, nor had
he left the party with her. ;
Shortly thereafter, about 7:30 p.m., the severely battered
and bloody body of the victim was discovered in apartment
22 by Sherry Klein and her roommates.
Miss Klein testified that the victim’s body was in the ap-
proximate location where she had heard the “‘thud’’ in the
early morning. The group then contacted Lussier and his
roommates in apartment 14 and told them what they had dis-
covered. At the request of one of the members of the group,
Lussier telephoned the police. His demeanor, according to
Miss Klein, was calm.
The police arrived at eight thirty and began examining the
scene. With the exception of the victim’s hat, headband, and
shoes, none of her clothing was found. A bloody footwear
impression was discovered in the carpet near the body. A
piece of bloodstained toilet tissue was found belund the toilet
in the bathroom, and scrape marks were detected on the edge
of a nearby sink. Along with Lussier’s clothing, described
earlier, and a blood-free chair leg, these items constituted the
whole of the Commonwealth’s physical evidence connecting
Lussier with the crime.
Lussier was arrested on the same night, soon after the
police discovered his bloodstained boots in apartment 14. At
police headquarters, Lussier made a statement in which he
admitted speaking to the victim in the kitchen at the party in
apartment 32, but he denied sitting and speaking with her at
any other time, and maintained that they had not left the
party together.
18a
364 Mass. 414 419
Commonwealth vo tussier
At the trial, three expert witnesses testified as to the results
of their examination of the victim’s body, the defendant’s
clothing, and other objects found at the scene of the crime.
Dr. George Curtis, Suffolk County medical examiner, who
arrived at the murder scene at 10:30 P.M., testified to what he
observed during his examination of the victim’s body, and
used photographic exhibits and slides to explain his observa-
tions. He placed the time of death somewhere between
twelve midnight and seven in the morning of October 31,
1971. In his opinion, the cause of death was ‘‘multiple blows
to the head.”’ These injuries, he said, were consistent with
the victim being kicked in the nose, eyes, forehead and prob-
ably the neck by a person wearing a boot. He also felt that
the chair leg discovered in apartment 22, if used as a striking
instrument, was consistent with some of the injuries. On
cross-examunation, Dr. Curtis acknowledged that other sim-
ilar shoes or objects could have been used to inflict death.
Boston police officer William Charbonnier, an evidence
technician of six months experience at the time he investi-
gated the scene of the crime and the objects discovered
there, also testified for the Commonwealth. So did Paul R.
Bidez, an F. B. |. agent who analyzed some of the evidence in
Washington. Charbonnier testified that he had made visual
observations and performed benzidine tests on the boots
identified as belonging to Lussier. The right boot proved
positive for blood in the area where the heel and leather parts
joined and on the inside of the strap. The subsequent F. B. I.
analysis determined the blood to be ‘‘O positive.’ The ben-
zidine test on the left boot also proved positive, but the
amount of blood was insufficient to allow for blood group-
ing. On the right boot, Charbonnier had initially detected a
pattern of bloodstaining which he characterized as ‘“‘direc-
tional,’” consisting of stains in an upward and rearward
direction, as if the boot had been wiped off, but by the time
of trial he was no longer able positively to identify such a
pattern. Continuing in his testimony concerning the boots,
Charbonnier stated that he had taken a footwear impression
from the blood soaked carpet near the victim’s body on the
19a
420 364 Mass. 414
Commonwealth v. Lussier.
night of his initial investigation. He had observed that the
impression on the carpet was similar in dimension to the heel
of the defendant’s boots. The F. B. I. report proved the
blood to be ‘‘O positive,’’ but by the time of trial, the im-
pression had become diffused to the point where scientific
matching with Lussier’s boot was impossible.
Charbonnier also gave the details of his analysis of other
evidence used by the police to connect Lussier to the crime.
Human blood was found on the left cuff of Lussier’s purple
and white striped shirt, on the left knee of his dungarees, and
in the mouth of the figure of the head of a cat on his ring.
However, because the amounts of blood were insufficient,
the F. B. I. was unable to determine the blood type. But ‘‘O
positive’ blood was found on the toilet tissue discovered by
Officer Charbonnier behind the toilet in apartment 22.
On this evidence, the jury returned a verdict against
Lussier of first degree murder committed with extreme atroc-
ity or cruelty. The defendant asserts that this was error as a
matter of law, and that he was entitled to a directed verdict.
The argument is that, assuming all the facts in evidence to be
true, reasonable inferences equally support the defendant's
innocence as they do his guilt, and thus the conviction must
be overturned because ‘‘[w]hen the evidence tends equally to
sustain either of two inconsistent propositions, neither of
them can be said to have been established by legitimate
proof.”” Commonwealth v. Carter, 306 Mass. 141, 147
(1940). See Commonwealth v. Cooper, 264 Mass. 368, 373
(1928), and Commonwealth v. Shea, 324 Mass. 710, 713-714
(1949). We disagree. Instead, we think that another well
established principle governs the disposition of this case: “*A
jury may find a crime proved beyond a reasonable doubt
even though the inference of guilt from the facts established
is not inescapable or necessary.”” Commonwealth v. Ehrlich,
308 Mass. 498, 500 (1941). “‘It is enough if the inferences
drawn from the circumstances be reasonable and possible.”’
Commonwealth v. Medeiros, 354 Mass. 193, 197 (1968).
The evidence clearly gives rise to ‘‘reasonable and pos-
sible’’ inferences supportive of the jury’s verdict. Testimony
364 Mass. 414 2a 421
Commonwealth v. Lussier.
indicated that Lussier and the victim left the party holding
hands about 2 4.M. on October 31. While Lussier denied this
in his statement to the police, a number of factors warranted
a jury finding that the identifying witness was not mistaken.
Lussier, without a costume at a costume party, was relatively
conspicuous. The witness Fricke, who said he saw Lussier
leave with the victim, had earlier spoken with Lussier in a
group for at least fifteen minutes and thus was not likely to
have so soon thereafter forgotten his appearance. Other wit-
nesses had seen the two holding hands, a fact which further
supports the likelihood that the couple eventually left the
party together. And while these facts do not conclusively
establish that Lussier and only Lussier could have been alone
with the victim in apartment 22, ‘‘[iJt is not necessary to
prove that no one other than the accused could have done the
act. . . . That another might have had the opportunity to
do the act goes only to the weight of the evidence.’’ Com-
monwealth v. Medeiros, supra, at 197.
The next link in the chain of circumstantial evidence, that
Lussier committed the murder in apartment 22 between 2
and 2:30 am, can also be reasonably inferred from the
testimony of a number of witnesses. Both Miss Klein and her
roommate Kathleen Bahm testified to hearing a ‘‘loud thud’”’
and more than one person running around in that apartment
at approximately 2:15 a.m. That this testimony was correct
is even more likely in light of the fact that Miss Klein dis-
covered the victim’s body in the approximate location from
which the “‘thud’’ emanated. And finally, since Lussier had
cleaned up apartment 22 two days earlier, and therefore
knew it was vacant, it was reasonable for the jury to infer
that he would have considered the apartment to be a relative-
ly safe place to commit his crime.
The physical evidence, while not conclusive, also points
convincingly to the defendant’s guilt. Lussier maintains that
the bloodstains found on his clothing and boots are as con-
sistent with his association with Devereaux as they are with
his assaulting and murdering the victim. We believe, how-
ever, that the jury were justified in concluding otherwise.
2la
422 364 Mass. 414
Commonwealth v. Lussier.
There was no evidence that Lussier did, in fact, have actual
contact with Devereaux or that Devereaux’s blood came onto
Lussier’s person or clothing. Nor was there a positive show-
ing that Devereaux’s blood ever spilled onto the floor, thus
leaving the jury without a satisfactory alternative explana-
tion for the O positive blood found on the lower portions of
Lussier’s boot. That the bloodstains were connected with
Lussier’s presence in apartment 22 is made more plausible by
Officer Charbonnier’s testimony that he had _ initially
detected a close similarity between Lussier’s boot heel and
the blood impression in the area of the carpet next to the vic-
tim’s body. The fact that by the time of trial the impression
was no longer clearly visible goes only to the weight of that
testimony and does not necessarily discredit it.
The same may be said of Officer Charbonnier’s initial ob-
servations of ‘‘directional’’ staining on Lussier’s boot, a
fact which when considered with the O positive bloodstained
toilet tissue found in apartment 22, permits an inference that
Lussier used the toilet tissue to wipe his shoes and points to
Lussier’s presence at the scene of the crime. Along with Dr.
Curtis’s testimony that the victim’s fatal injuries were con-
sistent with kicking and stomping by boots of the type worn
by Lussier, this evidence is more than sufficient to establish a
‘reasonable and possible’’ inference that at least a large por-
tion, if not all, of the blood detected on the boots and other
articles of clothing was the victim’s and not Devereaux’s.
We conclude, therefore, that, giving consideration to all
the evidence and reasonable inferences to be drawn there-
from, it was sufficient to support the jury’s conclusion that
the defendant was guilty beyond a reasonable doubt.
We now turn to questions raised by the defendant concern-
ing the constitutionality of the Commonwealth’s jury selec-
tion process, the propriety of certain of the prosecutor's
remarks in his summation argument to the jury, and the
failure of the trial judge to require the Commonwealth to
elect among its theories of murder and to prevent inquiries of
and eventual dismissal of prospective jurors who were op-
posed to the death penalty.
22a
364 Mass. 414 423
Commonwealth v. Lussier.
We need not pause long in disposing of the defendant’s
contention that G. L. c. 234, § 1,' as amended, violates the
Due Process and Equal Protection clauses of the Fourteenth
Amendment to the United States Constitution. The statute
exempts from jury duty all persons under twenty-two years
of age and, according to the defendant, in operation results
in the exclusion of those under twenty-two and one-half and
in the underrepresentation of those between twenty-two and
one-half and twenty-four and one-half. Based on this analy-
sis, and on the fact that he was twenty-four at the time of his
arrest, the defendant makes two arguments: (1) he was de-
prived of his Due Process right to an impartial jury because
persons within his age class and with similar backgrounds
and outlooks were excluded from his jury, and (2) the statute
on its face violates the Equal Protection clause because it
arbitrarily discriminates against younger persons.
Recently, in Commonwealth v. Therrien, 359 Mass. 500,
507, we said in reference to an identical challenge to an
earlier version of G. L. c. 234, § 1, which then exempted per-
sons under twenty-five from jury service, ‘*[the] argument
that exclusion of those persons under twenty-five years of
age from the jury panel was prejudicial to him requires no
discussion. King v. United States, 346 F. 2d 123, 124 (Ist.
Cir.). See Commonwealth v. Slaney, 350 Mass. 400, 401-
'**Section 1. A person of either sex qualified to vote for representatives to the
general court, whether a registered voter or not, shall be liable to serve as a juror, ex-
cept that the following persons shall be exempt: The governor; lieutenant governor;
members of the council; state secretary; members and officers of the senate and
house of representatives during a session of the general court; judges and justices of
a court; county commissioners; clerks of courts and assistant clerks and all regularly
appointed officers of the courts of the United States and of the Commonwealth;
registers of probate and insolvency; registers of deeds; sheriffs and their deputies;
constables; marshals of the United States and their deputies; and all other officers of
the United States; attorneys at law; settled ministers of the gospel; officers of col-
leges; preceptors and teachers of incorporated academi¢s; registered practicing
physicians and surgeons; persons over seventy years of age; persons under twenty-
two years of age; superintendents, officers and assistanis employed in or about a
state hospital, insane hospital, jail, house of correction, state industrial school or
State prison; teachers in public schools; i and members of the fire depart-
ment of Boston, and of other cities and towns in which such exemption has been
made by vote of the city council or the inhabitan's of the town; Christian Science
practitioners and readers, respectively; trained murses; assistants in hospitals;
attendant nurses; mothers of children under sixteen years of age or women having
custody of such children and women members of religious orders."’
23a
424 364 Mass. 414
Commonwealth v. Lussier.
402.’’ We perceive no reason why we should treat the defend-
ant’s argument any differently today.’
Next, the defendant characterizes certain remarks made by
the prosecutor in his closing argument as improper and chal-
lenges the failure of the trial judge to order the remarks
struck when they were made, or subsequently to instruct the
jury to disregard them. We have fully and carefully exam-
ined the record in this case. While we do not approve of
some portions of the prosecutor’s summation to the jury,’
when viewed in the overall context they are not so prejudicial
as to justify reversal. Compare, e.g., Commonwealth v.
De Christoforo, 360 Mass. 531, 544 (1971) (Tauro, C.J.,
dissenting). Moreover, there is a simple and obvious reason
for the trial judge’s alleged ‘‘failure’’ to strike them or at-
tempt to mitigate their impact as effectively as the defend-
ant now argues was appropriate. That is, defence counsel
took no exceptions at the close of the prosecutor’s summa-
tion, and made no request for special instructions despite
ample opportunity to do so (the judge did not charge the jury
until the next morning). At the end of the charge to the jury,
defence counsel asked for further explanation on one point,
and when the explanation was completed, he indicated no
‘Many other courts have been asked to recognize “young persons” as a distinct
group for purposes of determining whether a jury panel includes a fair cross-section
of the community, and have declined to do so. See, ¢.g., King v. United States, 346
F. 2d 123 (ist Cir. 1965) (21-25 year olds); United States v. Ross, 468 F. 2d 1213 (Mh
Cir. 1972) (21-24 year olds); United States v. Olson, 473 F. 2d. 686 (8th Cir. 1973)
(18-20 year olds). A recen: First Circuit case, United States v. Butera, 420 F. 2d 564
(1970), arguably to the contrary, is clearly distinguishable. There the court was con-
cerned about the size of the excluded group, stating. “We cannot allow the require-
ment of a ‘distinct’ group to be applied so stringently with regard to age grouping
that possible discrimination against a large class of persons — in our case, those be-
tween 21 and 34 — will be insulated from attack."’ /d. p. $70. Furthermore, the
court in Butera found that the jury were properly drawn.
*THE PROSECUTOR: “‘I submit to you if [F. B. I1.] Agent Bidez was the chemist on
the scene on the night in question, | submit to you you wouldn't be up in that jury
room more than two riinutes deciding this case. But we are stuck with the evidence
we have to present to sou "* Tin reostcutok “What did she [the victim] see in this
creepy-looking character?"’ Tin rrostcutok “i don't know how he got her down
there. There’s only one person that could tell us that.’’ This last remark would raise
serious questions as to the infringement of the defendant's Fifth Amendment right
to remain silent, see Griffin v. California, 380 U. S. 609, 611 (1965), were it not for
that portion of the judge's charge specifically explaining to the jury that the defend-
ant had the right not to testify, and that no unfavorable inferences were to be
drawn from his exercising that right.
24a
364 Mass. 414 425
Commonwealth v. Lussier.
further disagreement. While under G. L. c, 278, § 33E, we
will, in appropriate circumstances, act to rectify a substantial
risk of a miscarriage of justice, despite the absence of excep-
tions in the record, we do not feel that such action is war-
ranted here. Compare Commonwealth v. Freeman, 352
Mass. 556, 563-564 (1967); Commonwealth v. De Christo-
foro, 360 Mass. 531, 544 (1971) (Tauro, C.J., dissenting).
The defendant’s final argument is that in light of the re-
cent decision of Furman v. Georgia, 408 U. S. 238 (1972),
declaring the death penalty to be unconstitutional in certain
Situations, it was reversible error for the trial judge to ques-
tion the jury panel concerning their views on the death pen-
alty unless the prosecution restricted itself to a rape-murder
theory. The contention is presumably based on the theory
that even after the Furman case the death penalty could be
constitutionally imposed for rape-murder, but it probably
could not be imposed for other types of murder where the
jury are vested with discretion in deciding on the appropriate
penalty. Thus, the argument runs, the pudye, by not forcing
the Commonwealth to make this election, and by allowing
inquiries, and eventual dismissal, of jurors who were op-
posed to the death penalty, unnecessarily deprived the
defendant of ‘‘scrupled jurors’ (see Witherspoon vy. Illinois,
391 U. S. 510 [1968]) that he might have had on his jury if
rape-murder were not going to be a basis of prosecution. We
think this attenuated argument entirely misses the mark. In
rejecting this contention, we need only repeat what the
Supreme Court said in the Witherspoon case at 517-518:
‘“‘We simply cannot conclude, cither on the basis of the
record now before us or as a matter of judicial notice, that
the exclusion of jurors opposed to capital punishment results
in an unrepresentative. jury on the issue of guilt or substan-
tially increases the risk of conviction.’’
Pursuant to the requirements of c. 278, § 33E, we have
reviewed the entire transcript and record and we found no
reason either to order a new trial or to direct a verdict of a
lesser degree of guilt.
Judement affirmed.
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