Petition — American Broadcasting Cos. v. Writers Guild of America, West, Inc.
Supreme Court brief1978
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4 Supreme Court, U. $
FILED
_on FES 14 4977
Supreme Court of the United Statess, ciom
October Term, 1976
Pe <eo 08 112 l
AMERICAN BROADCASTING COMPANIES, INC., CBS INc.,
and NATIONAL BROADCASTING COMPANY, INC.,
Petitioners,
vs.
WRriTerRS GUILD OF AMERICA, WEsT, INC.,
Respondent.
PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT.
CHARLES G. BAKALY,
611 West Sixth Street,
Los Angeles, Calif. 90017,
Attorney for Petitioners:
American Broadcasting Companies,
Inc., CBS Inc., and National Broad-
casting Company, Inc.
Of Counsel:
O'MELVENY & MYERS,
RICHARD N. FISHER,
Gorpon E. KRiscHEer.
Parker & Son, Inc., Law Printers, Los Angeles. Phone 724-6622
Page
Opinions Below conncmeers > A
EE ae tie a i a ee 2
Question Presented ............. 2
Statute Involved cece 2
Statement of Case . 3
Reasons for Granting the Writ 8
1. The Decision Below Is in Direct Conflict
_ With Decisivizs.of the Seyenth and District
of Columbia Circuits Which Hold That
Union Discipline of Supervisor-Members for
Performing Supervisory Duties During a
Strike Violates § 8(b)(1)(B) of the Act... 8
2. The Decision Below Raises an Important
Question of Federal Labor Law Which
Should Be Settled by This Court 10
Conclusion . , lene. Ce
il.
INDEX TO APPENDICES
Appendix A. Decision of Administrative Law
FUDD <ncesaxtencsncnieeteneantiodetingpebdimgumauatia -App. p. A-l
bor Relations Board ............ B-1
Appendix D. New York Typographical Union No.
6, International Typographical Union, AFL-CIO
and Daily Racing Form, a Subsidiary of Triangie
Publications, Inc., 216 N.L.R.B. 896 (1975) .. Dl
Appendix E. Chicago Typographical Union No.
16 and Hammond Publishers, Inc.,216 N.L.R.B.
903 (1975) . ‘ ie .. Bl
iii.
TABLE OF AUTHORITIES CITED
Cases Page
Booster Lodge No. 405, LA.M. v. NLRB, 412 US. .
OFF CE seleditecnaiinsietedahtonantens Focuitiene eter oa= 7s. 11
Chicago Typographical Union No. 16, 216
N.L.R.B. 903 (1975) ..................- 5
Chicago Typographical Union No. 165 v. NLRB,
No. 75-1320 (D.C. Cir., June 21, 1976); petition
for cert. filed, 45 U.S.L.W. 3385 (U.S. Nov. 16,
1976) (No. 76-688) ............. 9
Florida Power & Light Co. v. I.B.E.W., Local 641,
417 US. 790 (1974) ........ 4, 5, 6, 7, 8, 10, 11, 12
1.B.E.W., Local 134 v. NLRB, 487 F.2d 1143
Cel Gly PSD: vetenenasteneiventinscyene 12
International Brotherhood of Boilermakers v. Harde-
man, 401 U.S. 233 (1971) , 11
New York Typographical Union No. 6, 206
N.L.R.B. 294 (1973), reconsidered and affirmed,
216 N.L.R.B. 896 (1975) ..... . 5, 6
NLRB v. Allis-Chalmers Manufacturing Co., 388
A: a 11
NLRB v. Boeing Co., 412 U.S. 67 (1973) .......... il
NLRB v. Granite State Joint Board, Textile Work-
ers Local 1029, 409 U.S. 213 (1972) . il
Scofield v. NLRB, 394 U.S. 423 (1969) .... il
Wisconsin River Valley District Council of Car-
penters v. NLRB, 532 F.2d 47 (7th Cir., 1976). 8
Rules
Supreme Court Rules, Rule 19 000.0... ccccceeeeeeeee. 2
iv.
Statutes Page
Labor Management Relations Act of 1947, Sec. 8
(b)(1)(B) (29 U.S.C. § 158(b)(1)(B)) ........
sczevsusnasuntanepumapninanienuagiiipenepreiil 2, 4, 5, 6, 7, 8, 9, 10
Labor Management Relations Act of 1947, Sec.
10(6) (29 U.S.C. § 160(€)) ......---cececeoccesscccceee 6
Labor Management Relations Act of 1947, Sec.
BOLT) CD WAG. & BGREED) ccnscecencnectectnenntnencttige 6
United States Code, Title 28, Sec. 1254(1) ........ 2
Supreme Court of the United States
October Term, 1976
Petitioners,
vs.
Writers Gui_p or America, West, INc.,
the judgment of the United States Court of . Appeals
for the Second Circuit which denied enforcement of
an order of the National Labor Relations Board (here-
colin
217 NLRB No. 159, is set forth in Appendix B hereto.
The decision of a divided panel of the court of appeals
which denied enforcement to the Board’s order, with
Judge Moore dissenting, is not yet reported and is set
forth in Appendix C hereto.
Jurisdiction.
The judgment of the court of appeals was entered
on November 22, 1976. The jurisdiction of this Court
is invoked under 28 U.S.C. § 1254(1), and in accord-
ance with Supreme Court Rule 19.
Question Presented.
Does a labor union violate § 8(b)(1)(B) of the
Labor Management Relations Act, as amended, by
those supervisor members and managerial members who
perform solely their normal supervisory and managerial
duties including grievance adjusting and collective bar-
gaining during a strike by said union against their
employer?
Statute Involved.
Section 8(b)(1)(B) of the Labor Management Rela-
tions Act of 1947, as amended, (hereinafter “Act”)
29 U.S.C. § 158(b)(1)(B) provides:
“It shall be an unfair labor practice for a labor
organization or its agents to restrain or coerce
. . » an employer in the selection of his represen-
tatives for the purposes of collective bargaining
or the adjustment of grievances... .”
f
nsilitain
Statement of Case.
In March of 1973, Respondent, Writers Guild of
America, West, Inc. (hereinafter “Guild”) commenced
a four month economic strike against Petitioners (here-
inafter the “Networks”) and others.* In anticipation of
il
i
i
—4-
prior to the strike. During the strike, supervisor-members
did not perform any rank-and-file struck work. The
Guild’s threats against the supervisor-members were
followed by disciplinary trials and the imposition of
substantial fines. j ;
ing violations by the Guild of § 8(b)(1)(B) of the-Act.
Complaints issued against the Guild alleging violations
of § 8(b)(1)(B) and a hearing was held before an
administrative law judge on said complaints. He deter-
mined that when the Guild prevented or sought to pre-
vent the Networks’ supervisor-members from perform-
ing work in theiz managerial and supervisory capacities
during the strike, the Guild restrained and coerced
the Networks in the selection of their representatives
for the purpose of collective bargaining and adjusting
grievances in violation of § 8(b)(1)(B) of the Act.
(App. A at 46-48). In reaching this conclusion, he
distinguished Florida Power & Light Co. v. 1.B.E.W.,
Local 641, 417 U.S. 790 (1974) where a bare majority
of this Court held that “unions did not violate §
8(b)(1)(B) of the Act when they disciplined their
supervisor-members for performing rank-and-file struck
work.” 417 US. at 813. [Emphasis supplied. |
The Board adopted the findings of fact and decision
of the administrative law judge and additionally held
that the Guild’s threats of discipline also violated
§ 8(b)(1)(B). (App. B at 3). The Board’s decision
does not elaborate its reasoning but it is quite clear that
the Board did not regard Florida Power & Light, supra,
~
Gm
as controlling. Rather, the Board relied on and cited two
subsequent Board decisions to sustain its finding of
§ (8)(1)(B) violations in the instant case: New York
Typographical Union No. 6, 206 N.L.R.B. 294 (1973)
reconsidered and affirmed in light of Florida Power &
Light Co., 216 N.L.R.B. 896 (1975); Chicago Typo-
graphical Union No. 16, 216 N.L.R.B. 903 (1975),
enforced, No. 75-1320 (D.C. Cir., June 21, 1976);
petition for cert. filed, 45 U.S.L.W. 3385 (U.S. Nov.
16, 1976) (No. 76-688). These two Board decisions
are set forth respectively in Appendices D and E hereto.
In Florida Power & Light, the Court had stated:
“The conclusion is thus inescapable that a union’s
discipline of one of its members who is a super-
visory employee can constitute a violation of 8(b)
(1)(B) only when that discipline may adversely
affect that supervisor's conduct in performing the
duties of, and acting in his capacity as, grievance
adjuster or collective bargainer on behalf of the
employer.” 417 U.S. at 804-05. [Emphasis sup-
plied. |
The Board interpreted the Court’s language as follows:
“We believe that the adverse future effect which
the Supreme Court referred to as violative in
Florida Power is as likely to occur, regardless
of a union’s professed reasons or intent, if a
supervisor-member is disciplined after having per-
formed only his normal supervisory duties or if
he is disciplined after having engaged in contract
interpretation. In the latter case it is the super-
visor’s future manner of contract interpretation
=
which is likely to be influenced and in the former
case it is the supervisor’s actual future performance
of supervisory duties, including grievance adjust-
ment or collective bargaining, which is likely to be
influenced. In either case the employer has been re-
strained in the selection of his 8(b)(1)(B) rep-
resentative.” 216 N.L.R.B. at 897, App. D at 6
(Footnote omitted). See also App. E at 4-8.
Board Member Fanning dissented in the instant case
(App. B at 5) for the reasons set forth in his dissent
in New York Typographical Union No. 6, supra (App.
D at 7-20), to wit: that in light of Florida Power
& Light, § 8(b)(1)(B) must be read to permit unions
to discipline supervisor-members for working during
a strike against their employer despite the fact that
adjudication of an alleged violation of § 8(b)(1)(B).
In the instant case the Board’s petition for enforce-
ment and the Networks’ petition for review of the
Board’s order were filed with the court of appeals pur-
suant to § 10(e) and § 10(f) of the Act, 29 U.S.C.
§§ 160(e), (f), respectively. A divided panel of the
court of appeals denied enforcement of the Board's
order substantially for the reasons set forth in Member
Fanning’s dissent. Notwithstanding the facts as found by
fe 4
en” a eae S
EY
a, Se
the Board, the court held “that the Board, as a matter
of law incorrectly applied Section 8(b)(1)(B) to the
instant case... .” (App. C at 3) Dissenting, Judge
Moore would have enforced the Board’s order because
he found that the majority's reliance on Florida Power &
Light was misplaced in that this Court “made it clear
[therein] that there is a definite cleavage between super-
“ft}he Court of Appeals should not usurp the function
of the ALJ and Board unless there is complete absence
of evidence to support its findings.” (App. C at 6).
Duties During a Strike Violates § 8(b)(1)(B) of
the Act.
In Florida Power & Light Co. v. 1.B.E.W., Local
641, supra, supervisor-members who crossed their
union’s picket lines during a strike to perform struck
bargaining unit work were disciplined by their union.
The Court framed a narrow question for decision:
. . » Whether the unions committed unfair labor
practices under § 8(b)(1)(B) when they dis-
ciplined their supervisor-members for crossing the
picket lines and performing rank-and-file struck
work during lawful economic strikes against the
companies.” 417 U.S. at 792.
It reached an appropriately narrow holding:
“[Wle hold that the respondent unions did not
violate § 8(b)(1)(B) of the Act when they dis-
ciplined their supervisor-members for performing
rank-and-file struck work.” Jd. at 813.
Subsequent to Florida Power & Light, the Seventh
and District of Columbia Circuits have reviewed and
enforced Board orders finding § 8(b)(1)(B) violations
where unions disciplined supervisor-members who per-
formed their normal supervisory duties against their
unions’ wishes. Both courts regard the nature of the
work performed by the supervisor-members as being
the key legal issue in § 8(b)(1)(B) adjudications.
In Wisconsin River Valley District Council of Car-
penters v. NLRB, 532 F.2d 47 (7th Cir., 1976),
as the Board 20 found, adversely affect the supervisor's
conduct of his § 8(b)(1)(B) duties. The Seventh Cir-
cuit stated:
. . . Florida Power and its antecedents teach that
the focus of a Section 8(b)(1)(B) inquiry rests
on the nature of the supervisors’ duties when dis-
cipline is imposed. Where supervisors cross picket
lines to perform regular supervisory duties, union
discipline violates Section 8(b)(1)(B) since it
tends to deprive the employer of its supervisors’
services—including their § 8(b)(1)(B) services—
and because the supervisors would reasonably an-
ticipate that union discipline would also be imposed
if future performance of their § 8(b)(1)(B) fune-
tions did not meet with union approval.” 532 F.2d
at 53.
Similarly, in Chicago Typographical Union, No. 16
v. NLRB, No. 75-1320 (D.C. Cir., June 21, 1976),
petition for cert. filed, 45 U.S.L.W. 3385 (U.S. Nov.
16, 1976) (No. 76-688) the District of Columbia
Circuit enforced the Board’s order on the basis of
the Board’s opinion reported at 216 N.L.R.B.
90? (1975) (App. E). In Chicago Typographical
Union, No. 16, the union disciplined supervisor-
members who we:‘ced behind picket lines during a law-
ful strike but performed supervisory duties including
grievance adjusting. The court thus sustained the
=— =
Board's finding of a violation of § 8(b)(1)(B) and the
Board’s interpretation of Florida Power & Light.
By affirming the Board’s decisions, the Seventh
and District of Columbia Circuits have clearly and
unmistakably rejected Member Fanning’s interpretation
of Florida Power & Light to the effect that the nature
of the work actually performed by supervisor-members
who are disciplined for working in violation of union or-
ders is irrelevant to the determination of a § 8(b)(1)(B)
violation. The Second Circuit's decision herein by
adopting Member Fanning’s dissent as a matter of law
is thus directly in conflict.
2. The Decision Below Raises an Important Ques-
tion of Federal Labor Law Which Should Be
Settled by This Coart.
The question presented has not been decided by
this Court and until it is it will remain an open
and persistently recurring question with which both
sides to labor disputes must contend and somehow
govern their conduct.
The Court in Florida Power & Light reached the
narrow holding that “unions did not violate § 8(b)(1)
(B) . . . when they disciplined their supervisor-members
for performing rank-and-file struck work.” 417 U.S. at
813. [Emphasis supplied]. In his dissenting opinion in
Florida Power & Light, joined by three other Justices,
Justice White stated: “I do not read the Court to
say that § 8(b)(1)(B) would allow a union to disci-
pline supervisor-members for performing supervisory or
management functions, as opposed to customary rank-
atone
and-file work, during a labor dispute.” 417 U.S. at
815, n.2. Therefore, it is clear that the question pre-
sented herein has not been decided by this Court.
The circumstances under which the question arises
is the common, everyday economic strike wherein some
supervisors of the struck employer may also be members
of the striking union. The striking union, in order to
maintain solidarity and to increase its economic pres-
sure, fines members who work during the strike, and
now, under the principle established by this case, will no
doubt fine supervisor-members who, even though they
work, do not perform bargaining unit work. With good
reason, the ability of a union legally to levy fines and
discipline its members has in the past been and continues
=— =
on.* Under its principle, workers are allowed to tell
their supervisors and managers who may retain some
form of union membership, “Now that we are on strike,
you can’t work either. If you continue working, by
ance adjusting and collective bargaining, you will re-
ceive a substantial fine.” It is submitted that such a dra-
matic change in the traditional economic weapons
available to unions is one not contemplated by the Act
or by federal labor policy.
normal supervisory duties which is strongly indicated
by the Court’s narrow holding in Florida Power &
Light, supra, is firmly rooted in articulated federal
labor policy and is founded upon the traditional and
—13—
Conclusion.
For the foregoing reasons, this petition for a writ
of certiorari should be granted.
Respectfully submitted,
CHARLES G. BAKALY,
Attorney for Petitioners:
American Broadcasting Companies,
Inc., CBS Inc., and National Broad-
casting Company, Inc.
Of Counsel:
O'MELVENY & MYERS,
RICHARD N. FISHER,
Gorpon E. KRISCHER.
February 11, 1977.
APPENDIX
%4
Jt ee. 2 ao tk ae
—A-1—
APPENDIX A.
Decision.
UNITED STATES OF AMERICA
BEFORE THE
NATIONAL LABOR RELATIONS BOARD
DIVISION OF JUDGES
WASHINGTON, D.C.
Writers Guild of America, West, )
Inc. )
ont ) Case No.
sina Pieiees cag) 24D 1208-2
)
)
)
)
. Case No.
) 31-CB-1223
)
)
)
)
) Case No.
4 31-CB-1316
)
)
)
)
Case No.
31-CB-1313
po nes
= -
—_s
Writers Guild of America, West, )
Inc. ) Case No.
and ) 31-CB-1355
QM Productions )
Philip R. LeVine, Esq., for the General Counsel.
Charles K. Hackler, Esq., and Gerald Goldman, Esq.
(Levy, VanBourg & Hackler), and John A. Men-
donsa, Esq., Los Angeles, Calif., for the Respond-
ent.
Harry J. Keaton, Esq. (Mitchell, Silberberg & Knupp;
Andrew B. Kaplan, Esq., on the brief); David
G. Miller, Esq. (Loeb and Loeb), Los Angeles,
Calif.; for the Charging Party AMPTP.
Richard N. Fisher, Esq. (O'Melveny & Myers; Ray-
mond P. Herman, Esq., on the brief), Los An-
geles, Calif. for the Chargirg Party Networks.
DECISION
Statement of the Case
SIDNEY J. BARBAN, Administrative Law Judge:
This matter was heard at Los Angeles, California,
on several dates from May 21 until November 26,
1973." The hearing was closed by an order dated
January 25, 1974.
1. Procedure
Upon a charge filed in Case No. 31-CB-1203-2,
on March 8, against Writers Guild of America, West,
Inc. (herein “Respondent”) by Association of Motion
Picture and Television Producers, Inc. (herein
‘All dates herein are in 1973, unless otherwise noted.
—A-3—.
“AMPTP”), and a charge filed in Case No. 31-CB
anf tion
General Counsel filed a motion dated December 11,
to substitute a Second Consolidated Amended Com-
plaint for all complaints previously issued in the above-
captioned cases, to which Respondent filed an answer
dated December 13. Finally, in lieu of further hearing
in these matters, all parties submitted a stipulation
of facts with exhibits attached, dated December 17.
By Order dated January 25, 1974, General Counsel's
motion to substitute the Second Consolidated Amended
Complaint for all prior complaints was granted and
the complaint and the answer thereto were received
into the record, and the stipulation of facts, with speci-
fied exhibits, was received, the hearing in this proceed-
ing was closed, and date set for receipt of briefs.’
2. Allegations
The various complaints issued in this proceeding,
cumulated in the Second Consolidated Amended Com-
plaint (herein referred to as the complaint), allege
that Respondent violated Section 8(b)(1)(B) of the
Act by restraining and coercing employer-members of
AMPTP, and NBC, CBS, ABC, and OM in the selection
of their representatives for collective bargaining and
the adjustment of grievances by threatening to dis
Upon the entire record in this case, from observation
of the witnesses, and after due consideration of the
briefs filed by the General Counsel, the Respondent,
and the Charging Parties," I make the following:
vy
$100,000 from sales to customers located outside Cali-
fornia, and each annually purchases goods valued in
excess of $50,000 directly from suppliers located outside
California.
OM, a corporation with its principal place of busi-
ness in Burbank, California, engaged in the production
and distribution of motion picture and television films,
annually sells such films valued in excess of $50,000
directly to customers located outside California.
Respondent’s answer admits, and it is found that
the Association, and its members through the Associa-
tion, CBS, NBC, ABC, and QM are employers engaged
in commerce within the meaning of the Act.
Respondent's answer admits, and it is found that
Respondent is now and at all times material has been
a labor organization within the meaning of the Act.
II. Preliminary Statement of Facts
and Principal Issues
Respondent has for some time represented persons
engaged in writing functions employed by members
of AMPTP, the Networks, and certain independent
producers such as QM. As a result of prior bargaining,
Respondent was a party to collective-bargaining agree-
ments with AMPTP, for its members, with the Net-
works, and with QM due to expire in 1973. The
AMPTP agreements were terminated effective March
4, by notice from the Respondent pursuant to the
terms of the agreements. On or about that same date,
Respondent engaged in a strike against the AMPTP
and its employer members which continued until June
24, during which time Respondent picketed some of
those employers at various times. Beginning on or
for on strike, or to cross picket lines to
go upon the premises of such employers without
permission of Respondent. Respondent took other ac-
tion, and caused certain publicity to issue designed
to impress upon its members the consequences of violat-
ing these Rules.
even when their principal function is other than writing,
the nature of the work is such that they must and
do engage in some writing. The hyphenate’s principal
work function (other than writing) will sometimes be
referred to herein as his (or the) “primary function.”
enfiiiiies
General Counsel contends that these hyphenates oc-
cupy supervisory positions within the meaning of the
Act, and are representatives, or potential and likely
representatives, for their respective employees [sic] for
the purposes of collective bargaining or the adjustment
of grievances.
The record indicates that Respondent was particu-
larly concerned that its hyphenate members should
not cross picket lines or go to work during the strike.
Members who were in a withdrawn status prior to
the strike were reactivated. Most of the hyphenates
appear to have held only associate membership in Re-
spondent at the time. Those hyphenates questioned
indicated their understanding that, as associate mem-
bers, they had no right to vote on the adoption of
the Respondent's strike rules, and did not do so. With
one exception, the hyphenates also testified to the same
effect with respect to the vote authorizing Respondent
to strike. Herbert Wright, an associate producer, testi-
fied that at the strike vote meeting he was given
a card permitting him to vote on authorization of
the strike, but was not given an opportunity to vote
on the strike rules.
Respondent’s Constitution and By-Laws in evidence
(G.C. Exh. 12a) are confusing on the issue. Those
in effect until December 1972 in Article IV,
Section 6, paragraph 1, that associate members shall
not have the right to vote, while Article XTV, Section
mative
IV, Section 7(b) provides that associate members under
certain conditions (different from those noted above)
might vote on strikes. However, it is not shown that
prior to the strike, to resign from membership in Re-
—A-10—
The major issues to be resolved are the following:
2. Whether various actions of alleged restraint and
coercion of hyphenates by Respondent designed to com-
pel the hyphenates to cease work for the struck em-
|
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ill
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E
;
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under the supervision of the producer or others associ-
ated with the producer; the employment of a director
and cast for the film, as well as other employees
necessary to make the film (cameraman, etc.); the
selection of sets, locations; the performance of executive
+e
id
Het
il
3
|
+
—A-12—
if the producer had decided that a commitment had
been made, that would have been binding and resolved
tion in situations in which there may be dispute over
the assignment of screen credits to writers, although
this is a complex matter, subject to extensive review.
In situations in which the film is being shot on a
distant location, the producer may be involved in negoti-
ating or agreeing to short-term agreements with local
unions where the services of local craft members are
required, and possibly adjusting, or attempting to adjust,
local jurisdictional conflicts.
In general, an executive producer supervises one
or more producers (this seems to be particularly the
case in the television industry where an executive pro-
ducer may have responsibility for several series or
projects at the same time, each with its own producer).
The associate producer is an assistant to the producer.
Without distinguishing among them in detail, it is clear
on this record that persons occupying these positions
in the motion picture or television industries have the
authority to hire, terminate, and responsibly direct other
employees, and to adjust employee grievances, or to
effectively recommend such action, and are thus super-
visors within the meaning of Section 2(11) of the
Act. Respondent does not contest this finding or conclu-
sion (brief, pp. 7-8), except, as noted, in respect to
the producer's role in adjusting grievances of writers.
(Brief, pp. 4, 7-8). As found above, however, I find
that producers, executive producers and associate pro-
ducers do or potentially may adjust grievances involving
writers.
Respondent contends that persons performing the
functions considered here, as well as those occupying
ee
i
g 8
5 E
t
—A-14—
hire or effectively recommend the employment of crew
employees. They have authority to and do adjust griev-
ances of such employees. It is found that persons
performing the functions of director in the television
grievances of employees within the meaning of the
Act.
The record indicates approximately 15 hyphenate
members of Respondent in this position employed by
the charging parties (without duplicating those listed
as producer-directors, or the like). Of these Respondent
charged the following with violation of its strike rules:
Philip Kaufman, Michael Crichton and Sam Peckinpah,
Crichton was brought before a trial panel and was
3. Story editors, story consultants, script consult-
ants, executive story editors, executive story consultants.
—A-15S—
He also may serve as a buffer between management
and the writer, as in ameliorating a writer's distress
over material that has been rewritten. Thus one execu-
tive story editor testified that because he is the first
person in the studio that the writer meets, and due
to the story editor's close association with the writer,
“if he [the writer} has a problem, more likely than
not, he will come to me because it is usually a problem
with a producer, or things aren't working out.” During
the disciplinary trial of one in this group, Coles Trap-
nell, it was indicated that he supervised story analysts
employed by the employer.
In all of these functions it is found the story
editor is expected to and does use individual judgment,
initiative and responsibility. On the basis of the entire
record, it is found that those persons in the television
Of approximately 15 hyphenate-members of Respond-
ent in this position employed by the charging party
Hari a
bers of AMPTP, it is noted that the
hy
i ie
—_Y =
series interviewing other writers, suggesting story ideas
or script changes to other writers, or recommending
approval of material submitted by writers, shall be
subject to this Basic Agreement (excluding Executives,
Executive Producers, and Producers; and also excluding
persons who are employed as bona fide Associate Pro-
ducers, who do not perform services as a writer for
the series and where the above duties of such persons
are incidental to their primary duties ).”
The term “writer” as defined in Article 1, paragraph
B.1.a., and paragraph C.1.a. of that Agreement, in-
cludes, in pertinent part, a person “who pé@rforms serv-
ices . . . in writing or preparing . . . literary material
or making revisions, modifications, or changes in such
literary material .. . , provided, however, that any
writing services described below performed by Produc-
ers, Directors, Story Supervisors (other than as provided
in Article 14 hereof), . . ., or other employees, shall
not be subject to this Basic Agreement and such sources
shall not constitute such person a writer hereunder:
(a) Cutting for time, (b) Bridging material necessitated
by cutting for time, (c) Changes in technical or stage
directions, (d) Assignment of lines to other existing
characters occasioned by cast changes, (e) Changes
necessary to obtain continuity acceptance or legal clear-
ance, (f) Casual minor adjustments in dialogue or
narration made prior to or during the period of principal
photography, (g) Such changes in the course of produc-
tion as are made necessary by unforeseen contingencies
(e.g., the elements, accidents to performers, etc.), (h)
Instructions, directions, or suggestions, whether oral
or written, made to writer regarding story or teleplay.”
These latter eight exceptions were referred to during
the hearing, and will be referred to herein, as “A
to H functions.”
bargaining agreement. Some producers and directors
these changes, perhaps most, involve A to H functions,
and may be made by producers or directors or story
editors whether or not they are members of the Re
spondent. It is indicated that prior to the strike, other
changes of a more substantial nature might be made
in the script when the producer or the director desired.
Such changes would be made by persons qualified
under the applicable contract between Respondent and
the employer.
Respondent argues, however, that even when manage-
ment executives and supervisors perform functions
—A-20—
which have been excluded from the bargaining agree-
ments, such as A through H functions, they are never-
theless performing writing functions within the jurisdic-
tion of Respondent. The argument misses the point.
It is not necessary to decide here what constitutes
writing, or even what different segments of the industry
might consider writing as such. The important point
is that when these executives and supervisors perform
those functions excluded from the Respondent’s bargain-
ing agreements they thereby perform functions which
the parties have acknowledged do not constitute work
reserved to Respondent’s non-hyphenate members under
the agreements, but rather are accepted as a normal
part of the duties and responsibilities of the executives
and supervisors (as hereinabove discussed) employed
by the employers involved.”
V. Strike Related Activities
1. Respondent's strike rules
In February, the Respondent promulgated and dis-
tributed to all its members, including hyphenates oc-
cupying positions discussed above, a list of 31 RULES
FOR CONDUCT OF MEMBERS DURING A
STRIKE. These received considerable publicity in the
local papers and the trade press. Fifteen of these strike
rules relate, in whole or in part, to prohibitions against
writing for struck employers, or the submission of
literary material to such employers (Rules 2, 3, 4,
5, 6, 7, 8, 9, 10, 11, 14, 16, 18, 23, 25). Various
15), acts of agents (Rules 17, 20),
individual negotiations by members (Rule 21), penalties
provided by Respondent's Constitution and By-Laws
(Rule 29), and enforcement of the rules by committees
(Rule 31). The remaining rules in pertinent part, are
as follows:
1. Amy act or conduct which is prejudicial to
the welfare of the Guild is subject to discipli-
nary action. Conduct tending to defeat a s’rike
or in any way. weaken its effectiveness is per
se conduct prejudicial to the welfare of the
Guild.
12. All members are prohibited from crossing a
picket line which is established by the Guild
at any entrance to the premises of a struck
producer. 3
13. Members are prohibited from entering the prem-
ises of any struck producer for the purpose
of discussion of the sale of material or contract
of employment, regardless of the time it is
to take effect. Members are also prohibited
from entering the premises of any struck produc-
er for the purpose of viewing any film . . . should
a member find if necessary to visit the premises
of a struck producer for any reason apart from
the foregoing he should inform the Guild in
advance of the nature of such prospective visit.
19. A member may not, during the course of a
strike, conduct negotiations with a struck pro-
ducer for financing the production of any of
his literary material or scripts, or for his partici-
pation in such production in any capacity.
22.
24.
26.
27.
28.
—A-22—
A member is chargeable with knowledge of
all strike rules and regulations, . . . circularized
through the mail to the membership and of
any strike information made known . . . through
.. . trade papers, newspapers, radio broadcasts
or telecasts. .. .
All members, regardless of the capacity in which
they are working, are bound by all strike rules
and regulations in the same manner and to
the same extent as members who confine their
efforts to writing.
The term “member” encompasses anyone admit-
ted to the membership rolls of the Writers Guild
of America, both West and East, and classi-
fied as either active or inactive, associate, with-
drawn or suspended, whether in good standing
or bad.
No member may be relieved of the responsibil-
ity for the payment of any fine, or from any
disciplinary action fesulting from any infraction
of strike rules by offering his resignation from
the Guild. Membership in any guild or union
is not a voluntary association of parties but
a binding contract between them which cannot
be abrogated unilaterally by either party except
under provisions of the Guild constitution or
state or federal law. It should be noted that
fines levied for infringement of strike rules are
collectible in a suit at law.
The Guild shall have the authority to assign
and direct members in the performance of duties
relating to the strike including, but not limited
to, picket duty. Any member found guilty of
refusal to perform picket duty shall be fined
—A-23—
not less than $100 per day for each day of
|
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satiety
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it
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with certain
A
i
Dishonor *” and “be listed in Guild publications ‘in
perpetuity so that Guild members for years to come
will never forget.’ ”. The Guild official assertedly “char-
acterized those members guilty of scabbing as ‘pariahs
who have betrayed their colleagues.’ ”
was maintaining an improper sanction, a matter
of anathema to this Guild, the Board of Directors
rescinded old Rule 30 at its regular monthly meet-
ing of April 30, 1973. This action was taken
voluntarily, in the belief that ample disciplinary
measures remain available to trial committees, in-
cluding penalties of fines, expulsion from member-
—A-25—
ship and other sanctions, and with the conviction
that even in the pursuit of strike discipline, mem-
bers of the Guild do not wish to be a part
of an action which carries the odious implications
may have threatened you with fines
listing in the event it calls a strike and
services for us in any capacity or you fail to
a ee 2
—A-26—
report for picket duty. Any attempt of the Guild
to interfere with your services for us in a capacity
other than as a writer is unlawful and the Guild's
threat of fines, censure, expuision and blacklisting
damages and other penalties."*
3. Enforcement of Respondent's strike rules
As has been previously noted, Respondent, by issu-
ance of the strike rules, by a meeting with the hyphenate
members prior to the strike, by communications and
publicity, emphasized that it would take disciplinary
producers, directors, etc., as the case might be. There
is evidence that Respondent was informed of this."*
i
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Hit
———————————— ll tti—(iCt:~S™
e.g., director, producer, story editor, etc., or in some
other executive position, and exercised the authority
appertaining to such positions.**
From April 6 through November 8, 1973, Respond-
ent notified more than 30 hyphenate members that
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—A-29—
they had been charged with violation of Respondent's
strike rules and set hearings on the charges. The only
rules alleged to have been violated were rules 1, 12,
13 and 28. Most hyphenates were alleged to have
violated rules 1, 12 and 13; some culy rules 12 and
13; some rules 1, 12, 13 and 28; some rules 12,
13 and 28, and one only rule 12. Typical of the
language of the charges is the following:
*- + *#
NOTICE IS HEREBY GIVEN that you are
charged with violation of the Guild’s Strike Orders
and Sections 1, 12, 13, and 28 of the Rules for
the Conduct of Members during a Strike, dated
February 20, 1973, as amended May 1, 1973,
copies of which is attached hereto.
Specifically, you are charged with: (1) having
crossed the Guild’s picket lines at CBS Studio
Center, during the months of March, April, May
and June 1973, without having informed the Guild
in advance of the nature of your business with
said company and without having obtained a Guild
pass to enter said premises; (2) having during
the months of March, April, May and June 1973,
rendered services for Columbia Broadcasting Sys-
tem, Inc., a company against whom the Guild
was at such times on strike; and (3) refusing
—A-31—
bon copy to the Board’s Regional Director. The follow-
ing letter to AMPTP sets forth the basis for the requests:
Gentlemen:
Reference is made to the Writers Guild of America
1970 Theatrical and Television Film Basic Agree-
ment (“Agreement”). A dispute exists between
the Guild on the one hand and the Association
its member companies on the other hand concern-
ing the interpretation of the terms of the Agree-
ment and their application and effect with respect
to the effect of the current strike by the Guild
on the employment contracts of its members and
the claimed right of yourself and the companies
to complain of the Guild’s enforcement of its
strike rules with respect to all its members, includ-
ing those employed in other capacities. The Guild
ee
- — i
—A-32—
ened or imposed by the Guild on any of its
members.
This will constitute a notice of grievance in ac-
cordance with the provisions of the Agreement
with you and your member companies that the
Guild submits the dispute to grievance and arbi-
tration pursuant to the provisions of Articles 10,
11, and 12 of the Agreement. In that connection,
the Guild is willing to waive the grievance step
By letters dated May 14, and May 18, AMPTP
and the Networks replied denying Respondent’s griev-
ance and request for arbitration. The pertinent part
of the AMPTP letter, in substance similar to the Net-
work’s [sic] reply, is as follows:
This is in response to your letter of April 28,
1973, in which you claimed that there is a dispute
between the Guild and the Association and its
and application of the terms of the . . . (“Agree-
ment”) in connection with the current strike of
the Guild.
* + *#
In view of the legal nature of the questions raised
by you, and by virtue of the fact that your
letter was obviously an effort to make a record
for purposes of the imminent National Labor Re-
lations Board proceeding in which a complaint
has been issued against the Guild, your letter
was carefully reviewed by our attorneys.
Your request to arbitrate the foregoing issues is
hereby denied for the following reasons:
1. The Grievance and Arbitration procedure
which you seek to invoke is no longer in effect
—A-33—
an impasse by letter of March 27, 1973, we
advised you that effective April 2, 1973, our
member companies intenced to effectuate certain
changes in working conditions including that they
would no longer apply the Grievance Arbitration
provisions of the Agreement, except as to matters
arising before March 5, 1973. You were given
an opportunity to bargain about this intended
change but failed to do so and on April 2, 1973,
said change was implemented.
posed. You have heretofore advanced this theory
unsuccessfully to the General Counsel of the Na-
tional Labor Relations Board. You will no doubt
urge it again in the impending hearing on the
complaint issued by the General Counsel.
* ¢ ¢
—_ so
In Respondent’s answer — the complaint, it raised
three affirmative defenses based upon the above. In
the first two “special defenses,” Respondent asserted,
almost in haec verba, the two positions set forth above,
which would have required the Board to interpret the
agreement, or find the defenses irrelevant. In its original
brief, as previously noted, Respondent has withdrawn
these two defenses. In Respondent’s “Third Separate
Special Defense,” Respondent recites the fact that it
has requested the Association and the Networks to
arbitrate the two issues set forth, and concludes: “In
view of the pendency of the above described arbitration
proceedings, Respondent respectfully requests that the
issues raised in thé Second Consolidated Amended Com-
plaint be deferred to arbitration and the Board retain
jurisdiction pending the arbitral decision thereof.”
Analysis and Conclusions
Under Section 8(b)(1)(B) of the Act it is an
unfair labor practice for a labor organization “to restrain
or coerce . . . an employer in the selection of his
representatives for the purposes of collective bargaining
or the adjustment of grievances.” The Board, in a
series of cases, some of which are discussed in Florida
Power & Light Co. v. IBEW Local 641, supra, has
previously held that action by a union to restrain
or coerce the performance of duties by supervisors
who were or might be selected by their employers
for the purposes of collective bargaining or adjustment
of grievances violates that section of the statute. Thus
it has been held that union threats to discipline super-
visors for allegedly violating bargaining agreements or
asserted practices or policies of the union, charges
brought by a union against such supervisors, trials
—A-35—
held, and penalties levied against then for contravening
the purposes and directives of the union were prohibited
by this section of the law, on the ground that such
action subverted the loyalties the employer was entitled
to expect from the supervisor in the performance of
his functions and deprived the employer of the super-
i whom the employer had selected—or potentially
in Florida Power & Light, the Board had held that
union discipline of union-member supervisors who
and file struck work during the strikes involved there
thus violated Section 8(b)(1)(B)). The Court of Ap-
(slip opinion, p. 7, footnotes omitted): "it
In a 5-4 decision, the court [of appeals] held
that
to enforce the Board’s Orders. Section 8(b)(1)
(B), the court held, was intended to proscribe
only union efforts to discipline supervisors for
their actions in representing management in col-
lective bargaining and the adjustment of griev-
ances. It was the court’s view that when a super-
bb
—tt—
discipline” 487 F.2d at 1157. We granted cer-
tiorari, 415 US. ..., to consider an important
and novel question of labor law.
The Supreme Court itself affirmed the Court of
Appeals by a vote of 5-4, holding that the legislative
history of the pertinent amendments to the Act made
it clear that in enacting Section 8(b)(1)(B), “Congress
was exclusively concerned with union attempts to dictate
to employers who would represent them in collective
bargaining and grievance adjustment” (slip op. p. 13),
and not with the general problem of the supervisor's
conflict of loyalty as between his employer and his
union. As the Supreme Court said (slip op. p. 14,
emphasis in original ):
Nowhere in the legislative history is there to be
found any implication that Congress sought to
extend protection to the employer from union
restraint or coercion when engaged in any activity
other than the selection of its representatives for
the purposes of collective bargaining and griev-
ance adjustment. The conclusion is thus inescap-
able that a union’s discipline of one of its members
who is a supervisory employee can constitute a
violation of §8(b)(1)(B) only when that disci-
pline may adversely affect the supervisor’s con-
duct in performing the duties of, and acting in
his capacity as, grievance adjuster or collective
bargainer on behalf of the employer.
The Court then noted that in the cases before it
(Florida Power & Light and Illinois Beil) “it is certain
that these supervisors were not engaged in collective
bargaining or grievance adjustment, or in any activities
related thereto, when they crossed union picket lines
—s
during an economic strike to engage in rank and file
struck work.” (Slip op. p. 15)
The Court concluded, “for these reasons, we hold
that the Respondent unions did not violate Section
8(b)(1)(B) of the Act when they disciplined their
supervisor-members for performing rank and struck
file
In coming to this conclusion, the Court also noted
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!
1
1
sarily incur obligations to the union. And,
while have
by their employer after the strike had ended. Those
who did work during the strike but performed
only their regular duties were not disciplined by
the union. In Florida Power, the record does not
disclose whether the supervisors crossed the picket
lines at the company’s request or not, but in
any event, the union did not discipline those who
did so only to perform their normal supervisory
functions.
Similarly, in N.L.R.B. v. San Francisco Typographi-
cal Union No. 21, etc. (California Newspapers, Inc.)
486 F.2d 1347 (also relied upon by Respondent),
where the Board had found the union there involved
had violated Section 8(b)(1)(B) by disciplining super-
visor-members for crossing the union’s picket lines,
the Court held that “the Board’s broad interpretation
of Section 8(b)(1)(B) .. . is an unjustifiable extension
of the limited language of Section 8(b)(1)(B). Had
the members elected to resign from the union, the
power of the Union over them would have ended.
ment duty.” (486 F.2d at 1349-50)
Compare Scofield v. N.L.R.B., 394 US. 423, where,
in the course of holding that Section 8(b)(1)(A)
did not proscribe a union's enforcement of productivity
ceilings through the discipline of members, the Supreme
Court stated (at p. 430), “. . . Section 8(b)(1)
(Emphasis added. ) meth
In this case we are concerned with certain super-
ployers the terms for renewal of Respondent's
arpaining agreements. Respondent promulgated
distributed strike rules to all its members
coverage of the Guild contract. ...
—_A42—
a strike situation, normally called upon to act
as the principal recruiter of strike breakers.
In order to perform under his producer contract,
the hyphenate Guild member necessarily must
place himself directly in direct opposition to the
strike strategy of the Guild and, at the same
time, be free from the normal discipline imposed
upon strike-breakers. The matter of disloyalty aris-
es from the continued performance of the hiring
function itself.”
In its supplementary brief, Respondent
it would be difficult to determine in these
i
:
:
g
5
:
—A4+4—
Further, it has long been established that an employer
may legally employ replacements for striking employees
during a strike (in union terminology “strikebreakers” )
see N.L.R.B. v. Mackay Radio & Telegraph Co., 304
U.S. 333, 345. Thus action by managerial or supervi-
sory employees in recruiting employees during a strike
would manifestly fall within the normal functions of
such persons. There is no evidence of which I am
aware that any hyphenate performing as a producer
during the strike (as argued by Respondent) recruited
or hired a writer during the strike—for the most part
the evidence is that such producers were involved with
scripts already written and ready for production but
if any such writer was recruited or hired by a producer,
this was clearly a proper managerial or supervisory
function.
Nor is it material, in the circumstances of this case,
that by going in to work at managerial and supervisory
functions during the strike, hyphenate-members frustrat-
ed Respondent’s strike strategy, or provided the employ-
ers with more economic clout than they otherwise might
have possessed. Respondent cannot deny the hyphenates
the right to resign from membership, and thus be
free of the obligations of membership, while at the
same time argue that because the hyphenates continued
to be members they cannot be “free from the normal
discipline imposed upon strike breakers.” It was well
known among the hyphenates that Respondent would
not permit them to resign prior to or during the strike.
At least one hyphenate’s attempt to resign from member-
ship in Respondent during this period was rejected.
It is, of course, known how many hyphenates
would have if this had been an option available
to them. It is inferred that at least those who went
iio
back to work during the strike would have done so,
and possibly others. The rights of the hyphenates and
their employers are not reduced because the exercise
of those rights might make Respondent’s position more
difficult.
The result of the strike would be of only problem-
atical benefit to many of the hyphenates involved.
Respondent's contracts did not cover the hyphenates’
managerial and supervisory functions (as was the situa-
tion in Florida Power) and would have benefited the
hyphenates only if they engaged in writing covered
by the bargaining agreements. There was testimony
from a number of hyphenates that they had done
no substantial writing of such character for a consider-
able number of years There is little indication that
the hyphenates received other substantial benefits from
their membership in Respondent, except that derived
from being part of the writing community which provid-
ed significant contacts with writer-members of Respond-
ent, a sense of pride in belonging to the organization,
and, perhaps most important, providing the hyphenate
with a wider range of capabilities and thus enhancing
his usefulness to his employer.
It has been previously found that those hyphenates
occupying the positions of Executive Producers, Produc-
ers, Associate Producers, Directors, Story Editors, Story
Consultants, Script Consultants, Executive Story Editors
and Executive Story Consultants, as considered herein-
above, are supervisors within the meaning of Section
2(11) of the Act selected by their employers to adjust
grievances, and, in the case of the producer function,
to negotiate agreements with labor organizations within
the meaning of Section 8(b)(1)(B) of the Act. On
the basis of the above discussion and the record as
—A-46— -
a whole it is found that by issuing strike rules designed
to compel such hyphenates from going to work during
the strike called by Respondent, and by meetings, per-
sonal contacts, telegrams, and phone calls designed
to restrain and coerce such hyphenates from going
to work during the strike, Respondent restrained and
the strike, including the adjustment of employee griev-
ances and participation in collective bargaining, and
thus coerced and restrained those employers in the
selection of representatives for collective bargaining
and the adjustment of grievances within the meaning
of Section 8(b)(1)(B); that those hyphenates involved
in this matter who worked during the strike performed
managerial and supervisory functions including the ad-
justment of grievances on collective bargaining as re-
quired, and did not perform rank and file work; and
that by charging, trying, and disciplining such hyphen-
ates who worked during the strike in such circum-
stances, Respondent further coerced and restrained the
employers in the selection of their representatives for
the purposes of collective bargaining within the meaning
of Section 8(b)(1)(B) of the Act. It is therefore
found that Respondent, by the activities set forth above,
violated Section 8(b)(1)(B) of the Act.
In coming to this conclusion, I have given careful
consideration to Respondent’s contention that the Su-
preme Court in Forida Power, not only disapproved
of the Board’s finding that a violation of Section 8(b)
(1)(B) had occurred in those cases, but, by completely
overturning the Board's rationale in those cases, in
effect held that coercion, restraint and discipline of
supervisor-members by a labor organization for working
—A47—
during a strike cannot be held by the Board to violate
the Act. I disagree. It is clear that Respondent’s action
in this case violated the plain meaning of the statute
without the necessity of resort to statutory exegesis.
To illustrate: A person performing the function of
a director acts in a managerial or supervisory capacity,
which normally includes the adjustment of grievances
employee grievances. In addition, if the film is being
shot on distant location the producer has authority
erced and restrained their employers in the selection
of those specific producers and directors for the purpose
of collective bargaining and the adjustment of griev-
—A-48—
restrained their employers from selecting those persons
as the employers’ representatives for the adjustment
of grievances and for collective bargaining during the
strike.
The General Counsel also contends that Respondent's
rule restricting the right of hyphenate-membexs to resign
from membership should also be found to violate the
Act. This raises what seems to me a quite important
: 22As to the rank and file since they are compelled!
: by law to accept labor cheese, Sy Go saguy
in the unit, and be compelled to join or assist
unions even if vi to them, and to comply with
3 their rules if obnoxious to the employees in-
F rules. Some commentators who have considered the
suBject indicate that this is a likely direction of the law. See
estrictions the Right to Resign: Can ember’s Freedom
—A49—
tion and the complaint in this proceeding be dismissed.
I have determined that this contention should be denied
for the following reasons:
1. The parties have not agreed that the issues pre-
sented by the complaint in this matter should be de-
and further that these pro-
ments do
formed by the
visions of
members of Respondent could respect Respondent's matter are subject to arbitration in any event. Almost
picket lines or its strike call with impunity from action all of Respondent’s conduct with which we are here
by the employers, but we are concerned with whether concerned, including the charges against the hyphenates,
the Respondent may legally restrain and coerce the the disciplinary trials and the penalties imposed, oc
hyphenate-members from going to work, at the insist- curred after the termination of the bargaining agree-
ence of their employers, to perform functions not ments and at a time when neither Respondent nor
covered by Respondent’s contracts, and whether Re- the employers had consented to arbitration of their
spondent may discipline such members for going to actions.
work in such circumstances. No contractual basis ap- 3. The legal issues involved in this proceeding are
pears and Respondent points to none which would matters of importance to the administration of the
authorize an arbitrator to pass on such issues.” Act, as shown by the Supreme Court’s recent decision
Assuming, without deciding, that the employers had in Florida Power. The application of the principles
to absolve Respondent’s hyphenate-members of laid down in that decision and the development of
all liability for breach of their personal services con- the law in this area should be made by the Board
tracts (which, es noted, the employers vigorously dis- in an unified and consistent fashion, and not delegated
pute), it does not follow, as Respondent argues, that to the diverse opinions of various arbitrators who have
the employers thereby agreed not to ask, direct, or neither been selected to administer the Act nor sworn
insist that such members come in to work. or agreed to do so. This matter is highly complex and involves
that the employers would not select such members many factual and legal issues having little or no relation
as their representatives for adjustment of grievances to contractual questions. The parties have spent much
or collective bargaining, or that the employers agreed time litigating these issues and at considerable expense.
that Respondent could restrain or coerce the members It would seem to me an act of administrative abnega-
not to work, or, if the members did come in to work tion of duty to tell the parties to start over again
at the employers’ insistence, that Respondent could before another tribunal when the proceeding has already
discipline the members for doing so been tried before the agency appointed by Congress
> There is substantial doubt that Respondent's ac- to hear and decide the issues.
"CE. Houston Beaters One 0. 36, ote. (Houston Cle. 1. The employer members of the Association of
icle), 199 NLRB No. 36, vets employer and the wnlon there Motion Picture and Television Producers, Inc., Ameri-
involved had specifically agreed in their bargaining agreement can Broadcasting Companies, Inc., Columbia Broad-
the only issue before the Board concerned discipline of a 4
by the union, the Board deferred to the arbitration Inc.. and QM Productions (herein collectively referred
with the bargaining agreement of the
—A-52—
an employer engaged in commerce within the meaning
of Sections 2(6) and (7) of the Act.
2. Writers Guild of America, West, Inc. (“the Re-
spondent” ) is a labor organization within the meaning
of Section 2(5) of the Act.
3. By restraining and coercing the employers of
hyphenate-members of the Respondent, and each of
the employers, in the selection of their representatives
for the purpose of collective bargaining or the adjust-
ment of grievances, as found hereinabove, the Respond-
ent has engaged in and is engaging in unfair labor prac-
tices within the meaning of Section 8(b)(1)(B) of the
Act.
4. The aforesaid unfair labor practices affect com-
merce within the meaning of Sections 2(6) and (7)
of the Act. :
The Remedy
Having found that the Respondent engaged in unfair
labor practices in violation of Section 8(b)(1)(B)
of the Act, it will be recommended that Respondent
cease and desist therefrom and take certain affirmative
action designed to effectuate the policies of the Act.
The record is convincing that Respondent, well aware
of the primary supervisory, management, and executive
functions of its hyphenate-members, drafted its strike
(Resp Exh. 12) In at least one instance, in the disci-
.
Hi
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stay! lis ele . i ij
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Sir He TUBULE Tepe tere
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RUA EH Gee Eee
—A-56—
ORDER
Writers Guild of America, West, Inc., the Respondent
herein, its officers, agents and representatives, shall:
1. Cease and desist from:
(a) Restraining or coercing any employer in the
selection. of its representatives for the purpose of col-
lective bargaining or the adjustment of grievances:
(1) by issuing rules, orders, directions or instruc-
tions in any form to any supervisor, executive or other
management personnel whose functions involve or may
invoive collective bargaining or the adjustment of griev
ances not to perform supervisory, managerial or ex-
ecutive functions for such employer, or
(2) by threatening any such employer representative
with fines, suspension or expulsion from membership,
blacklisting, obstracism, or any other penalty or reprisal
for performing supervisory, managerial or executive
functions for such employer, or
(3) by citing or charging any such employer repre-
sentative with violation of any such rule, order, direction
or instruction, or by summoning any such employer
representative before any committee, board, panel,
tribunal to be tried for, or by trying any such employer
representative for violation of any such rule, order,
direction or instruction forbidding such representative
from performing supervisory, executive, or managerial
—A-57—
(5) by enforcing in any other manner any such
rule, order, direction, or instruction.
(b) In any like or related manner restraining or
coercing any employer in the selection of representatives
for the purpose of collective bargaining or the adjust-
ment of grievances.
2. Take the following affirmative action designed
to effectuate the purposes of the Act:
(a) Revoke, rescind, and expunge from Respond-
ent’s records, the fines, suspensions, or expulsions from
membership, or other disciplinary action, or penalty
imposed upon Hugh Benson, Robert Blees, Cy Cher-
mack, Jon Epstein, David Levinson, John T. Mantley,
Herman S. Saunders, David Victor, Robert A. Cinader,
Barry Crane, or upon any other employer representative
as described in paragraph 1.(a)(1) above, for working
during the strike beginning on or about March 4,
1973, as a supervisor, executive, or in a managerial
capacity.
(b) Reimburse Hugh Benson, Robert Blees, Cy
Chermack, Jon Epstein, David Levinson, John T.
Mantley, Herman S. Saunders, David Victor, Robert
A. Cinader, and Barry Crane, and any other employer
representative as described in paragraph 2(a) above,
for the fines levied against them, with interest thereon
at 6 percent per annum.
(c) Advise Hugh Benson, Robert Blees, Cy Cher-
mack, Jon Epstein, David Levinson, John T. Mantley,
Herman S. Saunders, David Victor, Robert A. Cinader,
anitinn
and Barry Crane, and any other employer representative
as described above, in writing, that any fines levied
against them, and any action suspending or expelling
them from membership in the Respondent, or any
other penalty imposed upon them for working during
the said strike, has been revoked and rescinded, and
that such fines and suspensions or expulsions, or other
penalties have been expunged from Respondent’s rec-
ords.
(d) Post at its office and meeting halls copies of
the notice attached, marked “Appendix.”"” Copies of
—A-59—
(f) Publish the attached notice marked “Appendix”
for one week (6 consecutive issues) in “Hollywood
Reporter” and “Daily Variety,” immediately after post-
ing said notice.
(g) Notify the Regional Director for Region 31,
in writing, within 20 days from the date of the receipt
of this Decision, what steps have been taken to comply
herewith.
Dated at Washington, D.C.
/s/ Sidney J. Barban
Sidney J. Barban
Administrative Law Judge
Form NLRB—4726. agerial position during the strike which began on of
NOTICE TO about March 4, 1973:
MEMBERS Hugh Benson
Robert Blees
POSTED BY ORDER OF THE Cy Cl
NATIONAL LABOR RELATIONS BOARD Robert A. Cinad
AN AGENCY OF THE Berry Crane
UNITED STATES GOVERNMENT Jon Eostel
WE WILL NOT restrain or coerce any employer in David Levinson
the selection of representatives for the purpose of collec- ee ee
” See “e David Victor
(a) by ordering, directing, or instructing any such
representative not to perform supervisory, execu-
tive or managerial functions for an employer, or
(c) by charging, trying, or penalizing any such
representative for working as a supervisor, execu-
tive, or in a managerial position.
WE WILL NOT in any like or related manner restrain
or coerce any employer in the selection of representa-
tives for the purpose of collective bargaining or the
adjustment of grievances.
WE WILL rescind and revoke, and expunge from
our records any fine, suspension or expulsion from
membership or any other penalties to the extent pre-
viously imposed on the following persons or on any
other representative of an employer for the purpose
of collective bargaining or the adjustment of grievances
who worked as a supervisor, executive, or in a man-
WE WILL reimburse the persons named and described
above for any fines imposed upon them for working
during the strike which began on or about Mar-h
4, 1973, with interest thereon at 6 percent per annum.
THIS IS AN OFFICIAL NOTICE AND MUST
NOT BE DEFACED BY ANYONE
This notice must remain posted for 60 consecutive
days from the date of posting and must not be altered,
defaced, or covered by any other material. Any ques-
tions concerning this notice or compliance with its
provisions may be directed to the Board’s Office, Federal
Building, Room 12100, 11000 Wilshire Boulevard, Los
Angeles, Calif. 90024, Telephone (213) 824-7351.
oe
APPENDIX B.
Decision and Order.
UNITED STATES OF AMERICA
BEFORE THE
NATIONAL LABOR RELATIONS BOARD
Writers Guild of America, West, ) C
inc. ss ; 31-CB-1203-2,
Association of Motion Picture and ) saan
Television Producers, Inc.’ ) ’
and ) Cases
American Broadcasting Compa- ) 31-CB-1223,
nies, Inc. ) and
Columbia Broadcasting System, ) 31-CB-1313,
National Broadcasting Ccmpany, ) and
Inc." Case
and )
OM Producti ) 31-CB-1355
On September 18, 1974, Administrative Law Judge
Sidney J. Barban issued the attached Decision in this
be
Insulated Wire, 192 NLRB 837 (1971). Accordingly, that
issue is not before the Board for resolution.
a Ginn
The Board has considered the record and the attached
Decision in light of the exceptions and briefs and
has decided to affirm the rulings, findings, and con-
clusions of the Administrative Law Judge to the extent
consistent herewith, and to adopt his recommended
Order.
1. The Administrative Law Judge found violations
of Section 8(b)(1)(B) only with respect to the
phenates™ in the producer, dire tor, and
record
of the
the Union
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rt
cigidt
;
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:
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therefore did not resolve these additional allegations
= }-3—~ >
4
in the complaint. The Association and the Networks,
two of the Charging Parties herein, except to this
omission for reasons we deem meritorious.
There is no question that, although only some of
the hyphenates were brought to trial and actually fined
or disciplined for crossing the picket line, all of the
hyphenates named in the complaint were threatened
with similar discipline and adverse action if they crossed
the picket line to go to work. There is also no question
spondent was determined to enforce its threats without
regard to the fact that the Charging Parties uniformly
jowed a policy during the strike not to require hy-
phenates to perform any unit or struck work. Further-
more, if it had any doubt at all, Respondent could
easily have ascertained whether any struck work was
in fact performed by comparing dated scripts to the
8(b)(1)(B) of the Act, in toto.
~ €Chicago Typographical Union No. 16 (Harmmond Pub-
lishers, Inc.), 216 NLRB No. 149 (1975); New York Typo-
Union No. 6, International
graphical
AFL-CIO 0) Form, a Subsidiary of
lishers, _ 216 NLRB 147 (1975).
Pub-
en Oe Eee ee ee on
AFL-CIO (Mansfield NLRB
(1972); International Union Bn Bog BH By FB ~
Cie Cees Se Cee en ee
png bs Free Inc.), 189 = a tb Nec
Slate, ew grag by dpm | se orkers
Association, No. 220 (Jones and Jones, Inc.), 177 NLRB
av ™
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board adopts as its Order the recommended Order
of the Administrative Law Judge and hereby orders
that the Respondent, Writers Guild of America, West,
Inc., Los Angeles, California, its officers, agents, and
representatives, shall take the action set forth in the
said recommended Order, except that the attached no-
tice is substituted for that of the Administrative Law
Judge.
Dated, Washington, D.C. May 13, 1975.
Howard Jenkins, Jr.,
Member
John A. Penello,
Member
NATIONAL LABOR
RELATIONS BOARD
(Seal)
| . vy. International Brotherhood
of Electrical Workers, Local 641, 417 U.S. 790 (1974).
*For a discussion of the history of Section 8(b)(1)(B)
— a=GiG=
D—9835
| APPENDIX
NOTICE TO MEMBERS
) Posted by Order of the
National Labor Relations Board
|
An Agency of the United States Government
WE WILL NOT restrain or coerce any employer
in the selection of representatives for the purpose of
collective bargaining or the adjustment of grievances:
(a) by issuing rules, orders, directions, or instruc-
tions in any form to any such employer repre-
sentative not to perform supervisory, executive,
or managerial functions for an employer, or
(b) by threatening any such employer representa-
tive with fines, suspension, or expulsion from mem-
bership, blacklisting, ostracism, or any other pen-
alty or reprisal for performing supervisory, execu-
tive, or managerial functions, or
(c) by charging or trying any such employer
representative for performing supervisory, execu-
tive, or managerial functions, or
(d) by fining or otherwise disciplining any such
representative for performing supervisory, execu-
tive, or managerial functions, or
(e) by enforcing in any other manner any such
rule, order, direction, or instruction.
WE WILL NOT in any like or related manner
restrain or coerce any employer in the selection of
representatives for the purpose of collective bargaining
or the adjustment of grievances.
—B-8—
This is an official notice and must not be defaced
by anyone.
This notice must remain posted for 60 consecutive
days from the date of posting and must not be altered,
defaced, or covered by any other material.
Any questions concerning this notice or compliance
with its provisions may be directed to the Board’s
Office, 12100 Federal Building, 11000 Wilshire Boule-
vard, Los Angeles, California 90024, Telephone 213—
824—7351.
- ce
APPENDIX C.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT .
’
Nos. 604, 1161—September Term, 1975.
(Argued May 10, 1976 Decided November 22, 1976.)
|
No. 75-4089
No. 75-4121
Intervenors,
a
Petition to review, and application to enforce, order
of National Labor Relations Board, 217 N.L.R.B. No.
159 (1975), requiring a labor union to cease and
desist from certain conduct during a four month strike
in the spring of 1973 which the Board found to be
in violation of Section 8(b)(1)(B) of the National
Labor Relations Act and to take certain affirmative
action to remedy the violations. _
Enforcement denied.
John G. Eiligers, Atty., NLRB, Washington, D.C.
(John S. Irving, Gen. Counsel, John ©. Higgins,
Jr., Deputy Gen. Counsel, Elliott Moore, Deputy
Assoc. Gen. Counsel, NLRB, Washington, D.C..,
on the brief), for Petitioner-Respondent Nation-
al Labor Relations Board.
Richard N. Fisher, Los Angeles, Cal. (Steven C.
Babb, and O'Melveny & Myers, Los Angeles,
Cal., on the brief), for Petitioners-Intervenors
American Broadcasting Companies, Inc., CBS,
Inc., and National Broadcasting Co., Inc.
Harry J. Keaton, Los Angeles, Cal. (Andrew B.
Kaplan, and Mitchell, Silberberg & Knupp, Los
Angeles, Cal., on the brief), for Intervenor As-
sociation of Motion Picture and Television Pro-
ducers, Inc.
Julius Reich, Los Angeles, Cal. (Reich, Adell &
Crost, and Selvin & Weiner, Los Angeles, Cal.,
on the brief), for Respondent Writers Guild
of America, West, Inc.
=—
Per Curiam:
On this petition to review by the networks (American
Broadcasting Companies, Inc., CBS, Inc., and National
Broadcasting Company, Inc.), and an application by
the National Labor Relations Board to enforce, an
order of the Board, 217 N.L.R.B. No. 159 (1975),
requiring the vaion (Writers Guild of America, West,
Inc.) to cease and desist from certain conduct during
a strike found to be in violation of Section 8(b)
(1)(B) of the National Labor Relations Act and to
take certain affirmative action to remedy the violations,
we find the essential issue to be whether as a matter
of law the Board correctly applied Section 8(b)(1)(B)
a strike.
For substantially the reasons set forth in the dissent-
ing opinion of Board Member John H. Fanning, 217
N.LL.RB. No. 159, we hold that the Board as a matter
US. 790 (1974).
Enforcement denied.
ofit
Moore, Circuit Judge (Dissenting) :
I cannot join in the conclusion of the majority
that enforcement should be denied because in my opin-
ion the facts and the law clearly call for an opposite
In Florida Power, the Court of Appeals (487 F.2d
1143, 1157 [D.C. Cir., 1973]) stated:
ee eee >
a we
“The question to be decided is whether the unions
committed unfair labor practices under §8(b)(1)
(B) when they disciplined their supervisor-mem-
bers for crossing the picket lines and performing
rank-and-file struck work during lawful economic
strikes against the companies.” (Emphasis added)
417 US. at 792.
The basis of the Supreme Court’s decision was made
even clearer when it stated:
“The ¢>nclusion is thus inescapable that a union's
discipline of one of its members who is a super-
visory employee can constitute a violation of §8
(b)(1)(B) only when that discipline may adverse-
ly affect the supervisor's conduct in performing
the duties of, and acting in his capacity as, griev-
ance adjuster or collective bargainer on behalf of
the employer.” 417 U.S. at 804-5.
The Court of Appeals should not usurp the function
of the ALJ and Board unless there is a complete
absence of evidence to support its findings. Both con-
cluded that the hyphenates were bona fide supervisors
and had managerial functions. Since there is more
than adequate proof to support these findings, I would
enforce the Board’s order.
ail is
APPENDIX D.
New York Typographical Union No. 6, International
Typographical Union, AFL-CIO and Daily Racing
Form, a Subsidiary of Triangle Publications, Inc.
Case 22-CB-2345.
March 6, 1975
SUPPLEMENTAL [DECISION
On October 5, 1973, the Board issued a decision’
in the above-entitled proceeding in which it affirmed
the rulings, findings, and conclusions of the Adminis-
trative Law Judge, as contained in his Decision of
June 27, 1973, and ordered that the Respondent take
the action set forth in the recommended Order of
the Administrative Law Judge. :
Thereafter, on July 30, 1974, the Board advised
the parties of its decision, sua sponte, to reconsider
the decision in the above-entitled proceeding in light
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its authority
in this proceeding to a three-member panel.
1206 NLRB 294 (1973).
*Florida Power and Light Co. v. International Brotherhood
of Electrical Workers, 417 U.S. 790 (1974).
a Ge S482 eens eee ——— =
working behind the Union’s picket line.” _
In Florida Power and Light, supra, the Supreme
Court held that whether or not a union violates Sec-
tion 8(b)(1)(B) by disciplining a supervisor-member
depends on whether that discipline may adversely
:
these employees, although it claimed jurisdiction over the Com-
pany’ room and that the performing
Rack work Flood was one of the ow, i not the only
individual at struck plant was a member
wf Rocpondeat et oo tame of tae oui.
—I)-3—
the supervisor’s performance of his 8(b)(1)(B) duties.
Thus, the Court said:
The conclusion is thus inescapable that a union’s
discipline of one of its members who is a super-
visory employee can constitute a violation of 8(b)
(1Y(B) only when that discipline may adversely
affect that supervisor’s conduct in performing the
duties of, and acting in the capacity as, grievance
adjuster or collective bargainer on behalf of the
employer. [Emphasis supplied. |
In Hammond Publishers, Inc.,* a Board majority
interpreted the Supreme Court’s holding in Florda Pow-
er and Light to mean, inter alia, that in situations
where the disciplined supervisor has engaged “only
in the performance of supervisory activities (not limited
to grievance adjustment or collective bargaining),” a
union’s disciplining of that supervisor violates Section
8(b)(1)(B) of the Act because “it is reasonably likely
that an adverse effect will carry over to the supervisor's
performance of his 8(b)(1)(B) duties. .. .” In so
holding in Hammond, the Board focused on the type
and amount of activities performed by the supervisor-
member during the strike rather than, as urged by
the dissent herein, on the union’s professed reason
for imposing the discipline.
We agree with the reasoning in Hammond and feel
that it controls in the instant case since the disciplined
supervisor-member herein performed only his normal
supervisory duties during the strike. Our dissenting
colleague feels, however, that the discipline in the in-
stant case was not violative of Section 8(b)(1)(B).
*Chicago Wm mer Union No. 16 (Hammond Publishers,
Inc.), 216 No. 149 (1975).
=
In so concluding, the dissent intimates that Section
8(b)(1)(B) is violated only where the discipline is
directed toward the manner in which a supervisor per-
forms his 8(b)(1)(B) duties, since it is asserted,
only under such circumstances may the discipline ad-
versely affect the supervisor's future performance of
his 8(b)(1)(B) duties. Under the dissent’s analysis,
therefore, a union may legally discipline a supervisor-
member for “crossing a picket line” or for “working
during a strike,” etc., even though the supervisor has
performed only supervisory functions. Thus, under the
dissent, a union may in effect tell a supervisor-member
that he may not perform any functions, even grievance
adjusting or collective bargaining, during a strike with-
out running the risk of being disciplined. The reasoning
of the dissent seems to be rooted in the conviction
that a supervisor-member is acting as a “strikebreaker”
and thus should be subject to union discipline if he
performs any function during a strike. The justification
for this analysis draws support from the dissent’s asser-
F.24 1143, 1157 (CA.DC., 1973), in
‘supra: When a Be as
—D-5S—
In fact the majority noted® that the supervisors who
had performed only their regular duties during the
strike had not been disciplined. As Mr. Justice White
stated in the dissent: “I do not read the Court to
say that § 8(b)(1)(B) would allow a union to disci-
pline supervisor-members for performing supervisory or
management functions, as opposed to customary rank-
and-file work, during a labor dispute.”
Therefore, nothing in the Supreme Court's Florida
Power decision dictates the conclusion, urged by the
dissent, that a union has a right to discipline a super-
visor-member who performs any function during
a strike." The most that can be said is that the
Court sanctioned the disciplining of supervisor-members
who performed rank-and-file struck work during
a strike. In this same vein, it is apparent to us that
it was the performance of rank-and-file struck work
$417 U.S. 790, 812 (1974), fm. 22.
*Id. at 815, fn. 2.
_ TAs stated in the circuit court opinion in /Winois Bell, 487
ailiifes
permitting a supervisor to be a union member, is that
the supervisor-member cannot, with immunity, cross
union picket lines to perform rank-and-file work.’
We believe that the adverse future effect which the
Supreme Court referred to as violative in Florida Power
is as likely to occur, regardless of a union’s professed
reasons or intent, if a supervisor-member is disciplined
after having performed only his normal supervisory
duties or if he is disciplined after having engaged
in contract interpretation.” In the latter case it is
the supervisor’s future manner of contract interpretation
which is likely to be influenced and in the former
case it is the supervisor's actual future performance
of supervisory duties, including grievance adjustment .
or collective bargaining, which is likely to be influenced.
In either case the employer has been restrained in
the selection of his 8(b)(1)(B) representative.
Ae At By Eb GER CHEE. A SREY, OS CO A
oo aa mar ym ty Ap na
t Join unions = the employe aa laren
his right to . Even if he permits them to
join unions, Section 8(b)(1)(B), as by Oak-
land Mailers and Meat Cutters, immunizes from union
—D-7—
grievances and participating in the collective-bargaining
process, we find, for the reasons stated above, that>
the Respondent violated Section 8(b)(1)(B) of the
Act by fining and expelling Figod from membership
for working behind its picket line. We, therefore, reaf-
firm our previous Decision and Order. |
MEMBER FANNING, dissenting:
Section 8(b)(1)(B) of the Act makes it an unfair
labor practice for a labor organization “to restrain
or coerce . . . an employer in the selection of his
representatives for the purposes of collective bargaining
or the adjustment of grievances.” (Emphasis supplied. )
The Supreme Court’s analysis of Section 8(b)(1)(B)
in Florida Power & Light Co. v. International Brother-
hood of Electrical Workers" now leads me to conclude
that the statutory language of Section 8(b)(1)(B)
means only what it says and no more. Because there
is absolutely no evidence tending to establish that the
Company herein was restrained or coerced in its selec-
tion of representatives for the purposes of collective
bargaining or the adjustment of grievances, I dissent.
The basic defect in the majority's analysis is that
it attempts to interpret Florida Power & Light at
the expense of the history of Section 8(b)(1)(B).
I do not believe a meaningful analysis of Florida Power
is possible under such circumstances and therefore pro-
vide that history.
Section 8(b)(1)(B) was enacted, via the Taft-Hart-
ley amendments, in 1947. Its legislative history irre-
futably indicates, as the Supreme Court in Florida
HIT U.S. 790 (1974).
—D-8—
Power recognized, that Congress intended, solely and
exclusively, to prevent labor organizations from forcing
employers to join or withdraw from multiemployer bar-
gaining groups and to end the practice of some labor
organizations at that time of dictating whom employers
should select as bargaining or grievance adjustment
representatives. As the Supreme Court pointed out,
Senator Taft’s remarks were illustrative:
This unfair labor practice referred to is not
perhaps of tremendous importance, but employees
cannot say to their employer, “We do not like
Mr. X, we will not meet Mr. X. You have to
send us Mr. Y.” That has been done. It would
prevent their saying to the employer, “You have
to fire Foreman Jones. We do not like Foreman —
Jones, and therefore you have to fire , or
we will not go to work.” This is the only section
in the bill which has any relation to Nation-
wide bargaining. Under this provision it would
be impossible for a union to say to a company,
“We will not bargain with you unless you appoint
your national employers’ association as your agent
so that we can bargain nationally.” Under the
bill the employer has a right to say, “No, I will
not join in national bargaining. Here is my repre-
sentative, and this is the man you have to deal
with.” I believe the provision is a necessary one,
and one which will accomplish substantially wise
purposes.”
For some 20 years after its enactment, the Board’s
view of the parameters of Section 8(b)(1)(B) substan-
tially coincided with both the legislative history and
1993 Cong. Rec. 3950, 3953-54 (1947).
—D-11—
management when called on to serve as a management
718
<i
and its members, and the union’s particular objec- ~
tive—solidarity in strike action—was deemed by
sTHRIHHT fl i ‘
Ait li
Hi el ih iu
HAHA:
tia ait lie
Nell Tbega: Hi Hi neds
ii tt
i} at al fpl:
eet het Ba
la
—
—>13—
functions. In all of those cases it could reasonably
be inferred that the union’s discipline was imposed
because of the manner in which a supervisor had
performed a collective-bargaining or grievance adjust-
ment function, and was therefore properly proscribed.
However, in a strike situation, what the supervisor
does behind the picket .line is, in the ordinary case,
and most assuredly in this one, completely irrelevant.
The union's interest is quite simply to preserve strike
=
reasonable conclusion the supervisor can draw the con-
clusion that he has been disciplined simply for working
at all? In the future, when the supervisor represents
the employer at the bargaining table, is it reasonable
for the supervisor to fear subsequent discipline if he
defects in the Board’s position when it wrote the
in
8(b)(1)(B) to proscribe union discipline
arising out of disputes arguably related to a grievance
adjustment or collective-bargaining function, but also
union discipline of supervisor-members who acted as
strikebreakers; i.c., union members who crossed a lawful
picket line to in part replace their fellow union members
honoring the line. The discipline was violative, it was
found, because the supervisors were working at the
behest or in the interest of the employer and any
other result
had
193 NLRB 30 (1971).
™192 NLRB 85 (1971).
192 NLRB 77 (1971).
—D-14—
selected to act as its collective-bargaining agents
or to act for it in adjusting grievances.”
That refrain is echoed in the Administrative Law
Judge’s Decision adopted by the majority here:
[T]he pressure extended by Respondent’s actions
on the Company's supervisor would tend to inhibit
him and impair his effectiveness as a loyal super-
visor in maintaining the Company’s interests.
My reading of Florida Power, on the other hand,
compels the conclusion that the “loyalty” an employer
may demand from any supervisor is, during a strike,
no greater than the loyalty that may be demanded
by his union, at least for 8(b)(1)(B) purposes. As
the Court stated:
It is strenuously asserted, however, that to per-
mit a union to discipline supervisor-members for
performing rank-and-file work during an economic
strike will deprive the employer of the full loyalty
of those supervisors. Indeed, it is precisely that
concern that is reflected in these and other recent
decisions of the Board holding that the statutory
language “restrain or coerce . . . an employer
in the selection of his representatives for the pur-
poses of collective bargaining or the adjustment
of grievances” is not confined to situations in which
the union’s object is to force a change in the
identity of the employer’s representatives, but may
properly be read to encompass any situation in
which the union’s actions are likely to deprive
the employer of the undivided loyalty of his super-
192 NLRB at 78.
—D-15—
The concern expressed in this argument is a
very real one, but the problem is one that Con-
gress addressed, not through § 8(b)(1)(B), but
through a completely different legislative route."
Similarly, when Florida Power is read against the
backdrop of the history of Section 8(b)(1)(B), one
would think my colleagues would at least consider
the following statement:
Nowhere in the legislative history is there to
be found any implication that Congress sought
to extend protection to the employer from union
restraint or coercion when engaged in any activity
other than the selection of its representatives for
the purposes of collective bargaining and griev-
ance adjustment. [Emphasis in original. ]™
says it will because (a) the Board said so in Hammond
Publishers and (b) the Board says so now.
2417 U.S. at 805-807 (emphasis supplied).
21d. at 804,
=i}.1G-=
over effect may result where the disciplined supervisor
had been engaged in the activity of contract inter-
pretation.” This “recognition,” the Hammond majority
reasoned, led to the conclusion that when the supervisor
engaged only in supervisory duties there was “clearly
a violation” in the discipline because “it is reasonably
likely that an adverse effect will carry over to the
supervisor's performance of his 8(b)(1)(B) duties
where he is disciplined after having engaged only in
the performance of supervisory duties.” The Ham-
mond “rationale” reappears here:
We believe that the adverse future effect which
the Supreme Court referred to as violative in
Florida Power is as likely to occur, regardless
of a union’s professed reasons or intent, if a
supervisor-member is disciplined after having per-
formed only his normal supervisory duties or if
he is disciplined after having engaged in contract
interpretation [citing Oakland Mailers). In the
latter case it is the supervisor's future manner
of contract interpretation which is likely to be
influenced and in the former case it is the super-
visor’s actual future performance of supervisory
duties, including grievance adjustment or col-
lective bargaining, which is likely to be influenced.
Several flaws come immediately to mind. First, the
majority has engaged in a semantic gambit. The super-
therein were not disciplined for that reason but rather
because they had also performed bargaining unit work;
they knew that to be the reason and with that knowledge
there could be no argument that their performance
of the specific 8(b)(1)(B) functions could reason-
ably be expected to be influenced. Third, an effect
on one’s performance of supervisory duties does not
constitute a violation of Section 8(b)(1)(B), as I
read Florida Power, if the effect is not also on one’s
cited to appear before Respondent's executive committee
which had the power to discipline union members. The cits-
tions involved certain alleged violations by the individuals of
evidence of a number of threats made Respondent's agents
aes ot A
These threats also arose over disagreements contract
7 or grievance adjustment... .” 172 2173
(
Unless colleagues still of the view that Florida
Peear tam ther ba Games oo Gees Oe rule
seen C1 yee See, a Seneien Land fe. S00
(Anheuser Busch, Ine), 19 NLRB $51 (1972)
TEA EHHE
eal
itl
hi TER Hn
union members as supervisors, the opportunity
2 ddaads iin oe aie
fairs, the opportunity to incorporate into a collective-
iv daa a
ity Hi Roo
HHI i ule {i=
Dra ee Hiiles 1 nA
Hite 2|=4 : - aL ait 1
Fayizsese°2 it of ee PPE il:
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THULE Rs Hen
HEH eae Hut Hi
Thi Hal Ha
—D-20—
er, having forsaken such opportunities, cannot now
be heard to argue that the union is affecting its selec-
tion of the very grievance adjustment or collective-
bargaining representative it permits to retain union
membership.
Because the Board majority continues to ignore the
fundamental questions posed by its “relatively straight-
forward” approach,” because the Board majority is,
in my view, still wedded to preserving the remnants
of its pre-Florida Power intrusion into the area of legit-
imate and substantial intraunion interests, and because
I believe union discipline of all members for conduct
Yelated to and during a strike remains unregulated
by Congress” and is both outside the line of cases™
commencing with Oakland Mailers and within the line
of cases beginning with the Supreme Court’s decision
in Allis-Chalmers,* 1 reject the majority's purported
analysis.
*°The Janguage comes from the majority opinion in Hammond.
*But see fn. 11, supra.
*] know of no case not since overruled, and the majority
cites none, wherein a violation of Sec. 8(b)(1)(B) has been
found in a union's discipline of a supervisor for crossing a
%Gould, Some Limitations Upon Union Under the
. The Radiations Allis-Chalmers,
On July 10, 1974, Administrative Law Judge Jerry
B. Stone issued the attached Decision in this proceeding.
Thereafter, the Charging Party and the General Counsel
filed exceptions and supporting briefs, and the Respond-
ent filed a brief in answer to the exceptions. —
The Board has considered the record and the at-
tached Decision in light of the exceptions and briefs
Hieiiontiee
ie int
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. iE tel SUH Ea ee (ith
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ATE i i i eh it
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discipline of one of its members who is a super-
visory employee can constitute a violation of § 8
(b)(1)(B) only when that discipline may adverse-
ly affect the supervisor's conduct in performing the
duties of, and acting in his capacity as, grievance
.), 172 NLRB 2173
=_ To
decision as turning on a determination of the motivation
behind a union’s act of discipline, but rather on 4
determination of the reasonable effect of that discipline
The conclusion is thus inescapable that a
adjuster or collective bargainer on behalf of the
employer. {Emphasis supplied. }
The further question of “when that discipline may
of the union’s motivation. That this is so seems apparent
from the Supreme Court's treatment in Florida Power
of the Board’s decision in San Franciscg-Oakland Mail-
ers’ Union No. 18, International Typographical Union
Inc.)
(1968). By assuming without deciding that Oakland-
Mailers’ fell within the outer limits of its test, the
Supreme Court has implicitly recognized that an adverse
4
to have
The
Union,
7 US.
on the supervisor’s activities as an 8(b)(1)(B) repre-
sentative.* As stated by the Supreme Court:
lit | iil
in a as
a i is
Hee if itl
iti ‘inl
aa
papas TTT LT CHE Sel he if E :
lai lee ‘i i Prune WE it
a : Haunt tnt T ; i
: Be POLE jb ‘lb is
+ r > 1} uler: hh at i att im
i age i fat fu jet i rit
Desir ata ci
ani Aun
under our view of Florida Power it makes no difference
whether a supervisor performs a minimal amount of
struck work because it is still reasonably likely that
an adverse effect may carry over to the supervisor's
We do not believe that this analysis conflicts in
any way with the Supreme Court's treatment of the
issue of a supervisor-member’s conflict of loyalties.
interviewed and hired by Andress. Thus, Andress testified that
he hired 3 to 4 new on about 3, 1973,
and that by 1973, he had around 33
new employees (the original 10 went back to their other jobs).
—E-9—
thereto they also arguably perform a minimal amount
of rank-and-file struck work.”
In sum, due to the fact that these supervisor-members |
crossed Respondent's picket line and thereafter per-
formed substantially the same duties as they had done
before the strike, which were principally or only super-
visory functions (including grievance adjusters), we find
that Respondent has violated Section 8(b)(1)(B) of
the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board thereby orders that the Respondent, Chica-
go Typographical Umion No. 16, Chicago, Illinois, its
officers, agents, and representatives, shall:
1. Cease and desist from restraining or coercing
Hammond Publishers, Inc., in the selection of represen-
tatives for the purpose of collective bargaining or the
adjustment of grievances:
(a) By fining, expelling, otherwise disciplining, or
attempting by any means to collect or enforce any
In the words of the majority of the circuit court in Jn-
ternational Brotherhood of Electrical Workers, AFL-CIO [Illinois
Bell) v. N.L.R.B., 487 F.2d 1143, 1169-70 (C.A.D.C., 1973):
right to ven if he permits them to
join unions, Section 8(b)(1){B), as interpreted by Oak-
eta mse Pena Ping rafts meery a from
manner
i
i
i
dministrative Law Judge
—i—
* The A
s decision to discipline
all the evidence,
the discipline
it construed subject to its disci-
pline from working during a
Respondent's
ial ip
work stoppage.”
was to “keep those
iii aE
ee
ett
q2s8
—
at he
ene
ar
i ei
Feb
Tees
a t
ih
ink
Atal:
iti
Faalalif
“tite
fs -
yal. te uf He HF
HH Ti :
Fe hi
i! = tee
fal
TRE Ee
” clearly
depends on an analysis of the activity engaged in
172 NLRB 2173
The conclusion is thus inescapable that a union's
(1968). By assuming without deciding that Oakland-
discipline of one of its members who is a super-
visory employee can constitute a violation of § 8
(b)(1)(B) only when that discipline may adverse-
ly affect the supervisor's conduct in performing the
duties of, and acting in his capacity as, grievance
adjuster or collective bargainer on behalf of the
employer. [Emphasis supplied. |
The further question of “when that discipline may
=o
decision as turning on a determination of the motivation
behind a union’s act of discipline, but rather on @
determination of the reasonable effect of that discipline
of the union’s motivation. That this is so seems apparent
from the Supreme Court's treatment in Florida Power
by the supervisor during the period for which the
discipline is imposed, rather than on an evaluation
of the Board’s decision in San Franciscg-Oakland Mail-
ers’ Union No. 18, International Typographical Union
on the supervisor's activities as an 8(b)(1)(B) repre-
sentative.® As stated by the Supreme Court:
adversely affect the supervisor's conduct . .
(Northwest Publications, Inc.),
iin
is
!
|
cluding grievance adjusting) but also, at least arguably,
i
a minimal amount of rank-and-file struck work during
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ih
th
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ili
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:
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.
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lit iil uo it
precsay PHAGE nh if : EE:
[fin lees ay li El
aii iii ua iF i 1 i 7
Shi mE ces L; i Gelb i: z i;
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nine, | ali thai ant
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j
/
—E-8—
acts of discipline in the instant case violated Section
8(b)(1)(B) notwithstanding the fact that Palmer and
Andress may have performed a minimal amount of
rank-and-file struck work. This follows, we feel, since
under our view of Florida Power it makes no difference
whether a supervisor performs a minimal amount of
struck work because it is still reasonably likely that
an adverse effect may carry over to the supervisor's
performance of his 8(b)(1)(B) duties when he is
disciplined after having performed substantially only
supervisory functions and only a minimal amount of
what might arguably be called rank-and-file struck work
during a work stoppage. 2s
We do not believe that this analysis conflicts in
any way with the Supreme Court’s treatment of the
issue of a supervisor-member’s conflict of loyalties.
-
and that by mid December’ 1973, he had around
new employees (the original 10 went back to their other jobs).
—E-9—
thereto they also arguably perform a minimal amount
of rank-and-file struck work.”
In sum, due to the fact that these supervisor-members
that Respondent has violated Section 8(b)(1)(B) of
the Act.
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board thereby orders that the Respondent, Chica-
go Typographical Union No. 16, Chicago, Illinois, its
officers, agents, and representatives, shall:
1. Cease and desist from restraining or coercing
2. Take the following affirmative actions which,
we find, will effectuate the policies of the Act:
(a) Rescind and expunge all records of the fine
and expulsion levied against Norman E. Andress on
November 25, 1973, and against Vernon M. Palmer
on December 30, 1973, after they had performed sub-
copies of the attached notice marked “Appendix.””
—E11—
able steps shall be taken by Respondent to insure
that said notices are not altered, defaced, or covered
by any other material.
(d) Furnish the Regional Director for Region 13
with signed copies of said notice for posting by Ham-
mond Publishers, Inc., if willing, in places where potices
to employees are customarily posted.
(e) Notify the Regional Director for Region 13,
in writing, within 20 days from the date of this Order,
what steps Respondent has taken to comply herewith.
MEMBER FANNING, dissenting:
The facts of the case, the law as set out in the
-
~
i re s
—B12—
joined by approximately 10 other employees, 7 of which
Hammond had secured from various other companies
within its organization. Of these latter employees, none
were even apprentices at the trade. Approximately three
had some composing room experience but not in the
work over which Respondent has jurisdiction. The rec-
ord does not detail its exact function, but an essential
process in production is performed by the “505 photo-
graphic unit.” Prior to August 23, only three employees
were trained in its operation. Two of those employees
were engaged in the work stoppage—the third was
Andress. According to his own testimony, it took
Andress 2 or 3 weeks of training given by the manu-
facturer to learn the operation of the 505 in addition
to “several months” of concurrent textbook study. The
mechanical operation of the machine is, according to
Andress, quite simple and can be taught in a matter
of moments; however, when problems arise with the
machine more extensive knowledge is required.
As to the composing room itself, Andress testified
that immediately upon commencement of the picketing:
All windows were completely sealed; the doors
were kept under lock; there was no exit in or
out of the composing room unless it was okayed
by me by getting in or out. There was also,
as I said, all the windows were completely blanked
over so there was no way of anyone seeing into
the composing room what was going on at that
particular time. .. . We had a guard at two areas.
These conditions existed at Hammond for the extent
of Andress’ stay in the composing room.” Andress
.
:
,
|
when he was replaced by Palmer, the foreman of
the composing room. Palmer had participated in the
work stoppage from August 23 to September 9.
Both Andress and Palmer testified that while behind
the picket line they performed work which normally
would have been perrormed by rank-and-file employees
had there not been a strike, ic., Andress and Palmer,
by their own words, admitted performing struck work,
albeit they characterized the extent of struck work
performed as “minimal.”
Although Hammond had sealed off the composing
men and guards
that Andress and
the striking em-
Respondent was
|
98
*§
é
>
F
fi
—b14—
charges were being brought against them for “ratting.”
Neither Andress nor Palmer attended his hearing on
the charges. Both trial committees were told that both
had, according to reports, performed the work of em-
ployees engaged in the work stoppage. The record
further establishes that both trial committees had ex-
pressed concern with the hearsay nature of the charge
that Andress and Palmer hac. performed struck work,
but, given their failure to appear, coupled with the
secrecy with which their actions were undertaken, little
choice remained but to recommend guilty verdicts. Both
Andress and Palmer were notified that any defenses
they might have offered to the trial committees would
not be deemed waived upon their attendance at the
—E-15—
majority, it is necessary to clarify what that case (and
its companion case, N.L.R.B. v. International Broth-
erhood of Electrical Workers, and Local 134, IBEW
(Illinois Bell Telephone Company), 487 F.2d 1143),
involved. The complaint in Florida Power charged the
respondent unions with violation of Section 8(b) (1) (B)
because the unions fined certain supervisors who “con-
tinued working for Florida Power and crossed Respond-
ent’s picket lines as required in order to do so” (empha-
sis supplied). The case came to the Board on stipulated
facts. The stipulation indicated that the fined super-
visors “performed bargaining unit work.” There was
no indication that the supervisors performed “only”
bargaining unit work. In point of fact, the Board's
original decision in Florida Power stated that “the
Company’s supervisors routinely crossed the picket line
during the course of the strike and performed work,
including unit work for the company.”
In the companion Illinois Beli case, the supervisors,
according to the General Counsel’s complaint, “worked
and/or supervised the performance of work on behalf
of the Employer” (emphasis supplied). A hearing was
conducted in the case during which all parties stipulated
that the fined supervisors “during the same period
performed work of a supervisory nature.” At least
one fined supervisor testified that besides performing
rank-and-file work, “I acted in the capacity of a super-
visor to other people who were performing work during
the strike.” ! |
As a point of logic and given the clear, irrefutable
facts of both Florida Power and Iilinois Bell, 1 am
at a loss to understand the majority's “doubt” as to
1193 NLRB 30 (1971). (Emphasis supplied.)
np
aac a f ae
i i : i il bait,
il ab i i sail i i :
lh eh i ae a dE ttielt
anise
eae Ha HF ia
rat aL i
TRIB THT any
erie F £ 242 + ii ‘ 1975
itil Haat lit thee ah shy af
aE li i Hap ete
4 E i} Bote | pte 4 i cuit
5 | ' ial gags i he ALE 1
hn i at hil
HARTA Lea i ish
i Hee area rit tii?
aS ehtege ba |: Hh ae hind
“eisegee
ite [i ca
it : t 7 : ia tn iP
li ei nf [i TEATTE
Hie ee ate
HiHe Ht HF ally! a aH
drais H: pln ital ‘lint : nit
—E-20—
[The Appendix to the Board’s Order and the Decision
of the Administrative Law Judge have been omitted. ]
Ns.
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e a ‘4a Cte «eS Ree eee
rh
gfe
sho dets
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.