Petition — Rojas v. United States
Supreme Court brief1977
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IN THE MICHAEL RODAK, JR., CLERK |
Supreme Court of the United States
No. i!
GERALD ROJAS, SR.
Petitioner
vs
THE UNITED STATES OF AMERICA
Respondent
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BARRY A. COHEN, P.A.
100 Twiggs Street
Suite 4000
Tampa, Florida 33602
and
PAUL ANTINORI, JR. of
ANTINORI & THURY, P.A.
601 East Twiggs Street
Tampa, Florida 33602
Attorneys for Petitioner
FREE PRESS PUB. CO., INC., TAMPA, FLORIDA
OO
INDEX
Page
onan Ghee eS ee aes 1
TOE .....- + 2 cent Sidon p-eee 1
QUESTIONS PRESENTED .___________________ 2
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ______-_-.._-------. 2
CONCISE STATEMENT OF THE CASE
CONCERNING FACTS MATERIAL TO
QUESTIONS PRESENTED __.__——s—_—_i—_—_i Pe ae
REASONS FOR GRANTING THE WRIT ..______. 4
APPENDIX
OPINION OF THE FIFTH CIRCUIT
COURT OF APPEALS -_______-- sinh sibs wads A-1
DENIAL OF PETITION FOR REHEARING _ A-9
i . A-10
ii
CITATIONS
CASES
Aldridge v United States,
51 S.Ct. 470 (Footnote #3)
Brown v United States,
338 F.2d 543 (1964) _.._______-
Conrad v Louisiana,
Se
Dennis v United States,
70 S.Ct. 519 (Footnote #1) __.
Morford v United States,
70 S.Ct. 586 (Footnote #2) _____-
Pointer v United States,
I ca os con coco cases
Ristaino v Ross,
96 S.Ct. 1017 (1976)
Sellers v United States,
271 F.2d 475 (Footnote #3)
Swain v State of Alabama,
EEE, wo dcecnccncucuvccss
United States v Dellinger,
472 F.2d 340 (1972) _._._ _______.
CONSTITUTION
Constitution of the United States
Sixth Amendment
Fourteenth Amendment
iii
STATUTES
Page
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Tis Bh, GE SHR GNG GE sk ch oe cpn an ccousaees- 2
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See SE, TG, Gee nccececanSivesess.dece. 1
MISCELLANEOUS
Supreme Court Rule 19(b) ---.------------------ .1
Supreme Court Rule 23(1)(e) --.------.-------- 3
IN THE
Supreme Court of the United States
NO. 75-3760
GERALD ROJAS, SR.
Petitioner
v8
THE UNITED STATES OF AMERICA
Respondent
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
The Petitioner, Gerald Rojas, Sr., respectfully prays
that a Writ of Certiorari issue to review the judgment
and opinion of the United States Court of Appeals for
the Fifth Circuit, which opinion was rendered on August
20, 1976, and Petition for Rehearing was denied on
October 1, 1976.
OPINION BELOW
The Opinion of the Fifth Circuit Court of Appeals
is reported at 537 F.2d 216, attached hereto and incor-
porated herein. (Appendix 1).
JURISDICTION
The judgment of the Court of Appeals was entered
on August 20, 1976. The Petition for Rehearing was
denied on October 1, 1976. (Appendix 2)
This Court’s jurisdiction is invoked under 28 U.S.C.
$1254(1) and Rule 19(b) of the Supreme Court of the
United States.
QUESTION PRESENTED
Whether the perfunctory voir dire of prospective
jurors, failure to inquire into germane matters of atti-
tude, coupled with the Court’s demeanor during voir
dire, deprived Petitioner of his right to a fair trial.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
This case involves the Sixth and Fourteenth
Amendments to the United States Constitution.
CONCISE STATEMENT OF THE CASE CONCERNING
FACTS MATERIAL TO QUESTION PRESENTED
The Federal Grand Jury, for the Middle District of
Florida, indicted the Petitioner in a four count indict-
ment, charging the Petitioner, Gerald Rojas, Sr., in two
counts, to-wit: in Count One with violation of Title 21,
United States Code, Section 841(a)(1) and Section
846; and in Count Four with violation of Title 21, United
States Code, Section 841(a)(2) and Title 18, United
States Code, Section 2. (Appendix 3)
The trial commenced in the Middle District of
Florida before the Honorable Daniel Thomas, visiting
Judge by designation from Alabama, and concluded on
July 17, 1975, with a finding by the jury that Petitioner
was guilty of both Count One and Count Four. The Peti-
tioner was sentenced to a term of ten (10) years.
A Motion for New Trial was timely filed and denied.
Petitioner appealed to the Fifth Circuit Court of Ap-
peals, which was denied; as was the Petition for Re-
hearing.
In compliance with Rule:23(1)(e) of the Supreme
Court of The United States, the following is submitted
to this Court.
The Trial Judge. sitting in the Middle District of
Florida, Tampa Division, by designation from the
Southern District of Alabama, during a pre-trial con-
ference the day before the trial, expressed the opinion
that he “did not like the way we chose jurors in this
District because it took too much time”. Consistent
with this opinion, when voir dire commenced, the trial
Court conducting the voir dire, having denied defense
counsel’s motion to allow counsel to voir dire, addressed
the panel very generally, hurriedly and perfunctorily.
During the jury selection process the Court, while
pacing back and forth behind the bench, admonished
defense counsel in the hearing presence of the jury to
“let’s get this jury hurried up now’. When the trial
Court told defense counsel the second time in a some-
what “meaningful” way, “let’s get this jury hurried up
now” defense counsel felt compelled to comply with the
order and thus immediately, but reluctantly accepted
the panel.
The Court, in the manner above described, asked
nine general questions of the panel and then immed-
iately specifically asked each juror his name, address,
employment, marital status and employment of spouse.
The Court refused to substantially comply with the
Petitioner’s requested questions submitted in writing,
and significantly refused the following specific
questions: :
1. “41. Do you believe that merely because one
is a law enforcement officer he will always
tell the truth, or do you believe that he may
intentionally mis-represent something, exag-
4
gerate or not disclose when there is a duty to
disclose, like any other witness who may not
want to be completely accurate?”
2a. “63. Will you be able to give one charged with
a drug related offense, the presumption of
innocence?
2b. 64. State your feelings concerning persons
charged with drug related crimes.
2c. 65. Have you or any members of your immed-
iate family or close friends ever been arrested
or accused of any drug related offense? If so,
Pursue.”
Bobby Hornsby of Brandon, Florida, became the
foreman of the jury and it was subsequently learned
that the said foreman helped organize a project known
as Reach Out Crisis Center, which organization was to
help people on drugs. Mr. Hornsby served on the Ad-
visory Board and Board of Directors of the organiza-
tion. Mr. Hornsby has sworn, by way of affidavit, that
had he been asked questions concerning his feelings
toward drugs and other related type questions, he
would have expressed his attitude concerning the same
which would have allowed the Petitioner the oppor-
tunity to exercise a peremptory challenge.
REASONS FOR GRANTING THE WRIT
The Opinion of the Fifth Circuit Court of Appeals
in the case sub judice is in conflict with decisions of
this Court, Federal Appellate Courts and State Courts
on the federal question of substance.
This case presents an unfortunate situation in the
life of the Petitioner in that as a citizen of the United
States, he was denied his constitutional right to a fair
and impartial trial and thus he was denied due process
of law. If this matter is not corrected by this Court, he
will be ordered to the Federal Penitentiary for a period
of ten (10) years consistent with the order of the trial
Court.
This case is as important to the American system
of criminal justice as it is to Gerald Rojas, Sr., but for
different reasons. It is important to Gerald Rojas, Sr.,
because his freedom is in jeopardy. It is important to
the criminal justice system because the necessity to
review the entire voir dire process within the Federal
judiciary is overdue.
The hurried and perfunctory procedure manifested
in this case by the trial Court illustrates a very real
problem in the Federal judiciary. Because of insur-
mountable work loads, Courts, as the trial Court at bar,
attempt to expedite and accelerate the process resulting
in a denial of due process of law. —
This Court has long recognized the principle of law
that the trial Court “while impaneling a jury has a
serious duty to determine questions of actual bias and
a broad discretion in its rulings on challenges therefor,
and, in exercising its discretion, trial court must be
zealous to protect the rights of an accused’ and further
that the “preservation of the opportunity to prove
actual bias is a guarantee of a defendant’s right to an
impartial jury”.*
This Court recently recognized the principle of law
in Ristaino v Ross, 96 S.Ct. 1017 (1976) that demeanor
1 Dennis v United States, 70 S.Ct. 519
2 Morford v United States, 70 S.Ct. 586
is an important part of determining impartiality. Fur-
ther, this Court has long recognized the principle of
law that the peremptory challenge is one of the most
important rights secured to the accused. Pointer v
United States, 14 S.Ct. 410. Once again, this Court in
examining the voir dire process in Swain v Siate of
Alabama, 85 S.Ct. 824, 835, stated:
“Although ‘(t)here is nothing in the Constitution
of the United States which requires the Congress
(or the States) to grant peremptory challenges,’
nonetheless the challenge is ‘one of the most im-
portant of the rights secured to the accused.’ The
denial or impairment of the right is reversible error
without a showing of prejudice.”
The limited number of voir dire questions submit-
ted by the ‘Court, coupled with them calling for a yes
or no response, makes meaningful the insignificance of
the Court’s question, “is there any reason you cannot
be fair and impartial?”
The Seventh Circuit Court of Appeals in United
States v Dellinger, 472 F.2d 340 (1972) stated:
“The general question to veniremen whether there
is any reason they cannot be fair and impartial,
cannot be relied on to produce a disclosure of any
disqualifying state of mind.”
and furthermore, the Court pointed out that:
“... it is not necessary for defendants to show that
members of the jury were in fact prejudiced. The
focus is exclusively on whether the procedure used
for testing impartiality created a reasonable assur-
ance that prejudice would be discovered if present.”
(P. 367).
7
The refusal of the trial Court to ask any question
concerning the nature of the offense, either as sub-
mitted or in the Court’s own discretion, prohibited the
Petitioner from learning about the state of mind of the
prospective jurors concerning such an allegation and
what attitudes they may have concerning the issues in
the case.
In Conrad v Louisiana, 304 So.2d 318, when the
trial Court refused to ask defense counsel’s question:
“Gentlemen, we have a serious drug problem in this
state, in this country. (1) Will that and the fact
that this is a drug case in any way affect your im-
partial judgment in this case? (2) Do you feel that
a person charged with possession of a large
quantity of Marijuana, for example, should satisfy
you as to her innocence?” (numbers supplied).
the Supreme Court of Louisiana stated:
“We hold that the trial court’s disallowance of the
above-quoted questions which defendant sought to
ask prospective jurors constitutes curtailment of
voir dire examination .. .” (P. 319).
The refusal to make an inquiry with reference to
the credibility of the law enforcement officer as stated
in paragraph 41 of the questions requested by Peti-
tioner set forth in the specific questions quoted in the
facts herein was dealt with by Justice Burger in Brown
v United States, 338 F.2d 543 (1964), when, in examin-
ing the trial court’s refusal to ask of the prospective
juror, “Would you give greater credence to testimony
of law enforcement officer merely because he was an
officer as compared to any other witness.”, held:
“Although the trial court possesses a ‘broad dis-
cretion as to the questions to be asked’ on voir dire,
the exercise of that discretion is ‘subject to the
essential demands of fairness’.’’*
Justice Burger concluded that the failure to ask such a
question departed from the essential demands of fair-
ness and reversed the conviction.
As busy as Courts are, our system of criminal
justice should not and cannot tolerate rationalizing due
process principles in the name of judicial expediency.
There are other forums and ways to correct the admin-
istrative problems of the Courts, and this Court above
all must be vigilant in insuring that constitutional prin-
ciples are not diluted as part payment for “expediting
the process”.
It is submitted to this Court that perhaps more
particular guidelines are needed to insure fairness
during the voir dire process so that lower Courts are
3 Cites Aldridge v United States, 51 S.Ct. 470, and relies on
Sellers ‘v United States, 271 F.2d 4io.
not encouraged under the authority of “broad discre-
tion” to conduct a voir dire exhmination as was present
in this cause.
Respectfully submitted,
BARRY A. COHEN, P.A.
100 Twiggs Street
Suite 4000
Tampa, Florida 33602
BARKY A. COHEN
and
ANTINORI & THURY, P.A.
601 East Twiggs Street
Tampa, Florida 33602
PAUL ANTINORI, JR.
Attorneys for Petitioner
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that in accordance with
Rule 33 of the Rules of this Court, on the day of
October, 1976, three copies of the Petition for Writ of
Certiorari were mailed, postage prepaid, to the Solicitor
General, United States Department of Justice, Washing-
ton, D.C. 20530, and three additional copies were mailed
to United States Attorney, Federal Building, Tampa,
Florida. I further certify that all parties required to be
served have been served.
Paut ANTINORI, JR.
A-1
UNITED STATES v. ROJAS
UNITED STATES of America,
Plaintiff- Appellee,
Vv.
Gerald ROJAS, Sr.
Defendant- Appellant.
No. 75-3760.
United States Court of Appeals,
Fifth Circuit.
Aug. 20, 1976.
Defendant was convicted befofe the
United States District Court for the Mid-
dle District of Florida, Daniel Holcombe
Thomas, J., sitting by designation, of
possession of a controlled substance with
intent to distribute and of conspiracy to
possess cocaine with intent to distribute,
and he appealed. The Court of Appeals,
Lewis RK. Morgan, Circuit Judge, held
that district court’s refusal to ask pro-
spective jurors on voir dire to state their
feelings concerning persons charged with
drug-related crimes was not abuse of dis-
cretion, that requested instruction that
defendant’s mere physical proximity to
cocaine hidden in the common room of
house which he occupied was insufficient
to establish the element of possession
was properly refused in view of instruc-
tions given, that evidence was sufficient
to support conviction and that although
police officer's testimony that defendant
was the only occupant whom the police
had information on as selling cocaine
smacked of “informant’s hearsay,” trial
court’s admonition to jury to “Disregard
that remark,” was sufficient to obviate
need to declare a mistrial.
Affirmed.
5198
1. Jury @131(2)
Scope of voir ‘ire is committed to
the sound discretio of the trial judge,
who may choose to ask counsel to submit
proposed questions and conduct the voir
dire itself. Fed.Rules Crim.Proc. rule
24a), 18 U.S.C.A.
2. Jury @131(6)
District court’s refusal to ask pro-
spective jurors on voir dire to state their
feelings concerning persons charged with
drug related crimes, rather than relying
on careful though general questions per-
taining to possibility of bias was not
abuse of discretion and did not effect
essential fairness, notwithstanding that,
following trial, one juror stated that he
hac helped organize and had served on
organization that was designed to help
people on drugs. Fed.Rules Crim.Proc.
rule 24(a), 18 U.S.C.A.
3. Drugs and Narcotics ¢= 123
A defendant’s mere presence in an
area where narcotics are discovered is
insufficient evidence to support a convic-
tion for possession. Comprehensive
Drug Abuse Prevention and Centro! Act
of 1970, § 40K(aX1), 21 USCA.
§ 841(aX(1).
4. Criminal Law #=829(3)
Requested instruction that defend-
ant’s mere physical proximity to cocaine
hidden in the common room of residence
was insufficient to establish element of
possession was properly refused in view
of instructions given, which instructions
stated that in order to find possession
the jury must find that defendant had
either direct physical control or the pow-
er and intention to exercise dominion or
control over the cocaine. Comprehensive
Drug Abuse Prevention and Control Act
of 1970, § 401(aX1), 21 USCA
§ 841(aX1).
Synopses, Syllabi and Key Number Classification
COPYRIGHT € 1976, by WEST PUBLISHING CO.
The Synopses, Syllabi and Key Number Classifi-
cation constitute no part of the opinion of the court.
A-2
5199 UNITED STATES v. ROJAS
5. Criminal Law @ 1144.13(3)
In considering argument that evi-
dence was insufficient to support convic-
tion the Court of Appeals must take the
view of the evidence most favorable to
the Government.
6. Criminal Law @552(3), 562
Test for sufficiency of the evidence,
whether it be circumstantial or direct, is
whether reasonable jurors could find the
evidence inconsistent with every hypoth-
esis of innocence.
7. Conspiracy @=44'
In view of frequency of drug trans-
actions, i. e., three sales in four days, as
well as the amounts of the cocaine in-
volved, i. e., some two and one-half ounc-
es being sold and an additional seven
ounces found in defendant’s home, the
jury, in prosecution for conspiracy to
possess cocaine with intent to distribute,
was free to infer defendant’s knowledge
and intent that the cocaine which he de-
livered to his nephew, for transfer to
undercover agents, would be redistribut-
ed; in such circumstances it was imma-
terial that defendant did not know the
identity of lower links in the chain of
distribution. Comprehensive Drug
Abuse Prevention and Control Act of
1970, § 406, 21 U.S.C.A. § 846.
8. Criminal Law @=867
Although police detective’s testimo-
ny, in response to question whether offi-
cer had determined who occupied subject
house, that defendant was the only one
at the residence whom the police had
information on as_ selling narcotics
smacked of “informant’s hearsay” trial
court’s admonition, “Disregard that re-
mark,” was sufficient to obviate the
need to declare a mistrial, especially
since such statement could not have a
substantial impact on the verdict in that
other evidence clearly pointed to defend-
ant as being a large-volume supplier of
cocaine and attention of jury was not
again directed to the remark. Compre-
hensive Drug Abuse Prevention and
Control Act of 1970, §§ 401(a1), 406, 21
U.S.C.A. §§ 841(a\(1), 846.
$. Criminal Law @1169.5(1)
General rule is that striking errone-
ously admitted evidence and admonish-
ing the jury to disregard it serves to
cure the error.
Appeal from the United States Dis-
trict Court for the Middle District of
Florida.
Before WISDOM and MORGAN, Cir-
cuit Judges, and LYNNE, District Judge.
LEWIS R. MORGAN, Circuit Judge:
Appellant Gerald Rojas, Sr. was con-
victed of possession of a controlled sub-
stance, cocaine, with intent to distribute
in violation of 21 U.S.C. § 841(aX1) and
of conspiracy to possess cocaine with in-
tent to distribute in violation of 21
U.S.C. § 846. He assigns four grounds
as error requiring reversal. We affirm.
I. Facts.
Viewing the evidence in the light most
favorable to the government, Glasser v.
United States, 315 U.S. 60, 80, 62 S.Ct.
457, 86 L.Ed. 680 (1942), the jury could
have found the following: On February
8, 1975, two Tampa, Florida undercover
police detectives, Hartzner and Larson,
met Stephen Charles Alfonso to attempt
to purchase narcotics from him. Ail-
though no narcotics transaction occurred
that day, Alfonso sold some counterfeit
money to the detectives and arranged to
meet them again at a predetermined
street intersection on February 12.
— new e --
A-3
UNITED STATES v. ROJAS 5200
At about 11:00 p. m. February 12,
Hartzner, Larson, and Alfonso met as
planned. The detectives asked whether
Alfonso could supply them with cocaine,
whereupon he left for about fifteen min-
utes and returned with a small sample of
the drug. The three agreed to meet at
the same place at 1:00 a. m. February
13 in order to complete the sale of half
an ounce of cocaine for $625.
Hartzner and Larson met Alfonso,
who was accompanied by appeilant’s
nephew Richard “Chicky” Valdez, as
scheduled. The detectives delivered $625
and Alfonso and Valdez delivered one
quarter ounce of cocaine, directing the
detectives to follow them to a new loca-
tion for delivery of the other quarter
ounce. This new location was two to
four blocks from the house at 3010 West
Laurel Street in Tampa where appellant,
his wife Melba, and his stepson Jose Gar-
cia lived. When the four met at the
new location Valdez left in an automo-
bile with the money, returned about five
minutes later, and delivered the second
quarter ounce.
The detectives next met Alfonso at his
residence about 6:40 p. m. February 15,
at which time they discussed with him
the purchase of a full ounce of cocaine.
Alfonso told the detectives that he would
have to check to see whether he could
procure an ounce and that the detectives
should meet him at a shopping center at
8:00 p. m. that evening. Alfonso then
contacted Valdez, and at about 8:00 p.
m. the two of them drove to the house
at 3010 West Laurel Street, which Val-
dez identified to Alfonso as his source’s
house. Valdez went inside the house
alone, returned a few minutes later, and
told Alfonso that “the old man” was tak-
ing a shower and that they should return
later. Alfonso and Valdez then met the
detectives, told them that their source
was taking a shower, and agreed to meet
later at Alfonso’s residence.
Alfonso and Valdez returned to the
house at 3010 West Laurel Street. Val-
dez again went inside alone, returning a
few minutes later with a quantity of
cocaine. At about 9:30 p. m. Alfonso
and Valdez met Hartzner and Larson at
Alfonso’s residence, where the detectives
delivered $1,200 and were given an
ounce of cocaine. Valdez then left to
return some extra cocaine to his source
and was followed by a police surveillance
team back tw the house at 3010 West
Laurel Street.
Later the same night Ernest Spencer,
an informant for the State Attorney’s
office at Gainesville, went to Valdez’ res-
idence with two other persons to negoti-
ate for the purchase of some cocaine.
At about 1:00 a. m. the next morning,
February 16, Valdez, Spencer, and the
others drove to the house at 3010 West
Laurel Street. Valdez went inside alone,
spoke with someone in the house, re-
turned to the car, and announced that
his “uncle’s got plenty of coke but he’s
just to [sic] plum out tonight to do any
business.” Later the same morning ap-
pellant Rojas met Valdez, Spencer, and
the others at Valdez’ residence. There
Rojas personally delivered an ounce of
cocaine to Spencer’s companions in re-
turn for $1,100. At this time the five
men discussed the possibility of further
transactions for a pound or more of co-
caine, with Valdez repeatedly stating
that, “My uncle don’t sell no bad drugs.”
On February 21 a team of law en-
forcement officers executed a search
warrant on the’ house at 3010 West Lau-
rel Street. There, concealed under the
seat of a lounge chair in the “Florida” or
living room, they discovered a bag con-
taining seven ounces of cocaine. They
also found a set of scales of a kind suit-
A-4
5201 UNITED STATES v. ROJAS
able for weighing drugs in Rojas’ and his
wife’s bedroom and a quantity of mari-
juana in the stepson’s bedroom. After
the search, as Detective Hartzner was
about to leave the house carrying the
cocaine, appellant asked him whether he
could leave “half the stash.” Hartzner
declined.
A federal grand jury indicted appel-
lant, Alfonso, and Valdez on February
27, 1975. On February 28 Alfonso plead-
ed guilty to conspiracy to possess cocaine
with intent to distribute. Valdez’ case
was severed from appellant’s, and Valdez
was convicted on the same charge July 8,
1975.
Appellant’s trial began July 15. The
principal witnesses for the government
were Hartzner, Alfonso, and Spencer;
Valdez did not testify. A government
expert testified that chemical analysis of
four cocaine samples—the two quarter
ounces purchased February 13, the ounce
purchased February 15, and the seven
ounces seized in the search February 21
—revealed such a similar and unusual
combination of cocaine and other sub-
stances that there was a “high degree of
probability” that the four samples once
had been part of a single mixture. Ap-
pellant presented evidence of an alibi for
the evening of February 15. The jury
retired for deliberation on the afternoon
of July 17 and returned its verdict of
guilty on both counts two hours later.
Appellant was sentenced to concurrent
ten-year terms, plus the mandatory spe-
cial parole term.
Il. Voir Dire.
{1,2} Appellant’s first assignment of
error complains of the district court’s re-
fusal to ask prospective jurors on the
voir dire to state their feelings concern-
ing persons charged with drug related
crimes. Appellant filed, together with
his new trial motion, an affidavit of the
jury foreman, Bobby Hornsby, which
stated that Hornsby had helped organize
and had served on an organization called
the Reach Out Crisis Center, the purpose
of which “was to help people on drugs as
well as other social type difficulties.”
The affidavit further stated that if ap-
pellant’s requested voir dire question had
been asked, Hornsby would have made
known his activities with this organiza-
tion. Appellant’s counsel state that if
this information had been elicited, they
would have excused this juror.
The district court may, of course,
choose to ask counsel to submit proposed
questions and conduct the voir dire jt-
self. Fed.R.Crim.Pro. 24a). The scope
of the voir dire is committed to the
sound discretion of the trial judge, Unit-
ed States v. Nell, 526 F.2d 1223, 1229
(5th Cir. 1976); United States v. Gassa-
way, 456 F.2d 624, 626 (5th Cir. 1972),
“subject to the essential demands of fair-
ness,” Aldridge v. United States, 283
U.S. 308, 310, 51 S.Ct. 470-471, 75 L.Ed.
1054 (1931). The experienced trial judge
in this case, after inquiring into the pro-
spective jurors’ and their families’ ac-
quaintances with the defendant and
counsel and into their familiarity with
the case from news reports, asked all
prospective jurors whether they knew of
any other reason why they could not
give both the government and the de-
fendant a fair and impartial trial.
Hornsby di not state that he knew of
any such reason. His post-trial affidavit
does not state that he was prejudiced in
any way.
Here, as in United States v. Eastwood,
489 F.2d 818 (5th Cir. 1973), the district
court declined to ask prospective jurors
specific questions regarding their feel-
ings about or experiences with drugs or
drugs users, but instead relied on “care-
ful though general questions pertaining
A-5
UNITED STATES v. ROJAS 5202
to the possibility of bias.” Id. at 820.
Here, as in Eastland, we think this
course did not affect the essential fair-
ness of appellant’s trial and hence did
not constitute an abuse of discretion.
See also United States v. Goodwin, 470
F.2d 898, 897-98 (5th Cir. 1972), cert.
denied, 411 U.S. 969, 93 S.Ct. 2160, 36
L.Ed.2d 691 (1973); United States v.
Gassaway, supra, 456 F.2d at 625-26.
III. Instruction on Possession.
[3,4] Appellant next argues that, in
view of the fact that he shared occupan-
cy with two other persons, the district
court erred in refusing to give his re-
quested jury instruction that his mere
physical proximity to cocaine hidden in a
common room of the house was insuffi-
cient to establish the element of posses-
sion, either actual or constructive.’ It is
true that a defendant's mere presence in
an area where narcotics are discovered is
insufficient evidence to support a convic-
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in
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tion for possession. United States v.
Ferg, 504 F.2d 914, 916-17 (5th Cir.
1974); United States v. Stephenson, 474
F.2d 1353, 1355 (5th Cir. 1973). None-
theless, the charge given by the district
court was sufficient, if followed, to pre-
clude conviction for mere presence or
proximity. The instruction correctly
stated that in order to find possession,
the jury must find that the defendant
had either direct physical control or the
power and intention to exercise dominion
or control over the cocaine? United
States v. Ferg, supra, 504 F.2d at 916-
17; United States v. Stephenson, supra,
474 F.2d ai 1355. The instruction was in
terms nearly identical to that given in
United States v. Gloria, 494 F.2d 4Ti, 483
(5th Cir.), cert. denied, 419 U.S. 995, 95
S.Ct. 306, 42 L.Ed.2d 267 (1974), which
we upheld against the same objection.
We hold there was no error in refusing
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A-6
5203 UNITED STATES v. ROJAS
IV. Sufficiency of the Evidence.
[5,6] Appellant’s next contention is
that the evidence was insufficient to
support a conviction on either the posses-
sion or the conspiracy count. In con-
sidering this argument we must take the
view of the evidence most favorable to
the government. Glasser v. United
States, 315 U.S. 60, 80, 62 S.Ct. 457, 86
L.Ed. 680 (1942). The test for sufficien-
cy, whether the evidence relied upon by
the government be direct or circumstan-
tial, is whether reasonable jurors could
find the evidence inconsistent with every
hypothesis of innocence. United States
v. Moore, 505 F.2d 620, 623 (5th Cir.
1974), cert. denied, 421 U.S. 918, 95 S.Ct.
1581, 43 L.Ed.2d 785 (1975); United
States v. Nazien, 504 F.2d 394, 395 (5th
Cir. 1974), cert. denied, 420 U.S. 964, 95
S.Ct. 1358, 43 L.Ed.2d 443 (1975). Hav-
ing reviewed the record carefully, we
hold there was ample evidence to sup-
port convictions on both counts.
With respect to the possession count,
the jury could reasonably have concluded
that the government proved appellant
exercised the requisite dominion and con-
trol over the cocaine found under the
chair. See United States v. Ferg, supra,
504 F.2d at 916-17; United States v.
Stephenson, supra, 474 F.2d at 1355. Al-
fonso testified that although he himself
never met appellant, Valdez had referred
to “the old man” at the house as the
source of the cocaine that they procured
there on February 15. Appellant is
nearly fifty years old, while the only
other male living at the house, his step-
son, was described as being in his early
twenties; thus the jury could reasonably
have found that Valdez referred to ap-
pellant and not his stepson as the source
of the cocaine supplied on February 15.
As the government's expert witness tes-
tified to a high probability that the co-
caine purchased on February 15 and that
seized on February 21 were of the same
origin, the jury could have found further
that appellant exercised dominion and
control over that seized on February 2:
as well. This conclusion could have been
buttressed by Spencer’s testimony that
appellant personally produced a quantity
of cocaine on the morning of February
16; by the discovery of scales suitable
for weighing drugs in appellant’s and his
wife’s bedroom closet; and by appel-
lant’s request after the search that De-
tective Hartzner leave him “half the
stash.”
[7] We further hold that the evidence
was sufficient to support appellant's con-
viction on the conspiracy count. “{Ojnce
the existence of an agreement or com-
mon scheme of conspiracy is shown—
usually by inferences from relevant and
competent circumstantial evidence—
slight evidence is all that is required to
connect a particular defendant with the
conspiracy . . .” United States v.
Sanchez, 508 F.2d 388, 392 (5th Cir.),
cert. denied, 423 U.S. 827, 96 S.Ct. 45, 46
L.Ed.2d 44 (1975) (footnote omitted).
Here the evidence was considerably more
than slight that appellant, Valdez, and
Alfonso had engaged in a common
scheme to possess and distribute cocaine.
The jury was free to infer, from the
frequency of the transactions and
amounts of the drug involved, appel-
lant’s knowledge and intent that the co-
caine he delivered to Valdez would be
redistributed. See United States v. Sin
Nagh Fong, 490 F.2d 527, 530 & n. 3 (9th
Cir.), cert. denied, 417 U.S. 916, 94 S.Ct.
2618, 41 L.Ed.2d 220 (1974). In such cir-
cumstances it is immaterial] that appel-
lant did not know the identity of lower
links in the chain of distribution. Unit-
A-7
UNITED STATES v. ROJAS 5204
ed States v. Agueci, 310 F.2d 817, 826-27
(2d Cir. 1962), cert. denied sub nom. Gu-
ippone v. United States, 372 U.S. 959, 83
S.Ct. 1013, 10 L.Ed.2d 11 (1963); United
States v. Rich, 262 F.2d 415, 417-18 (2d
Cir. 1959).
V. Refusal to Declare Mistrial.
{8,9} Appellant’s final contention is
that the district court erred in refusing
to declare a mistrial after the following
exchange between the government’s first
witness, Detective Hartzner, and defense
counsel with respect to yno occupied the
house at 3010 West Laurel Street:
Q: Detective Hartzner, the city di-
rectory also list; Melba Rojas as resid-
ing at 3010 West Laure! Street doesn’t
it?
A: I have no knowledge of that,
sir.
Q: The city directory also lists Jose
Garcia as an occupant of that home
does it not, sir?
A: Mr. Antinori, the city directory
could possibly have everybody in the
city of Tampa, some people are in it
and some people aren’t. The only one
I was concerned with at the time was
Mr. Rojas.
Q: That’s precisely my point. You
only concerned yourself with Gerald
Rojas as far as living at that house
but you didn’t find out everyone who
lived at that house have you?
A: Well, sir, he was the only one at
the residence we had information on
who was selling cocaine, we didn't
have information on Jose Garcia and
Melba Rojas, we had information on
Gerald Rojas.
Record Vol. II at 175-76 (emphasis add-
ed). Defense counsel immediately
moved that the district court strike the
last response and admonish the jury to
disregard it. The district court did so.
Defense counsel also moved for a mis-
trial, which motion the court denied.
There can be little doubt that Hartz-
ner’s statement, although arguably re-
sponsive to defense counsel’s probing as
to why only Gerald Rojas, Sr. was under
investigation, smacked of “informant’s
hearsay” and hence was properly ordered
removed from the consideration of the
jury. See, e. g., United States v. Gomez,
529 F.2d 412, 416-17 (5th Cir. 1976);
United States v. Rodriguez, 524 F.2d 485,
486-87 (5th Cir. 1975); United States v.
Vosper, 498 F.2d 433, 437-38 (5th Cir.
1974); McMillian v. United States, 363
F.2d 165, 167 (5th Cir. 1966). The ques-
tion here is- whether the trial court’s
terse admonishment to the jury’ was
sufficient to obviate the need to declare
a mistrial.
The general rule is that striking erro-
neously admitted evidence and admon-
ishing the jury to disregard it serves to
cure the error. United States v. Vosper,
supra, 493 F.2d at 438 & n. 11; United
.States v. Troise, 483 F.2d 615, 618 (5th
Cir.), cert. denied, 414 U.S. 1066, 94 S.Ct.
574, 38 L.Ed.2d 471 (1973); Conner v.
United States, 322 F.2d 647 (5th Cir.
1963), cert. denied, 377 U.S. 907, 84 S.Ct.
1167, 12 L.Ed.2d 178 (1964).
To require a new trial, the prejudi-
cial effect of improper matter, viewed
in the context of that particular trial,
must not be overwhelmed by evidence
of guilt. A significant possibility must
exist that, considering the other evi-
dence presented by both the prosecu-
3. The trial court simply told the jury, “Disregard that remark.” Record Vol. [i at 176.
A-8
5205 UNITED STATES v. ROJAS
tion and the defense, the . ..
statement had a substantial impact
upon the verdict of the jury.
United States v. Rodriguez, supra, 52A
F.2d at 487, quoting United States v.
Arenas-Granada, 487 F.2d 858, 859 (5th
Cir. 1973); see Kotteakos v. United
States, 328 U.S. 750, 765, 66 S.Ct. 1239,
90 L.Ed. 1557 (1946).
In the instant case we are confident
that Hartzner’s statement did not have a
substantial impact on the verdict. The
other evidence, reviewed above, clearly
pointed to appellant as being a large-vol-
ume supplier of cocaine. Moreover, the
attention of the jury was not again di-
rected to Hartzner’s remark. See Unit-
ed States v. Ratner, 464 F.2d 169, 173
(5th Cir. 1972); cf. United States v
Troise, supra, 483 F.2d at 618 n. 4. “An
error that might be prejudicial in a close
case does not require reversal when evi-
dence of the defendant’s guilt is strong.”
United States v. Roland, 449 F.2d 1281,
1282 (5th Cir. 1971). We hold that the
district court did not err in denying ap-
pellant’s motion for a mistrial.
AFFIRMED.
Adm. Office, U.S. Courts—West Publishing Company, Saint Paul, Minn.
A-9
APPENDIX 2
U. S. Court of Appeals
FILED
Oct. 1, 1976
Edward W Wadsworth
Clerk
IN THE UliITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 75-3760
UNITED STATES OF AMERICA
Plaintiff-Appellee,
versus
GERALD ROJAS, SR..,
Defendant-Appellant.
Appeal from the United States District Court
for the Middle District of Florida
ON PETITION FOR REHEARING
(OCTOBER 1, 1976)
Before WISDOM and MORGAN, Circuit Judges, and
LYNNE, District Juage.
PER CURIAM:
IT {S ORDERED that the petition for rehearing
filed in the above entitled and numbered cause be and
the same is hereby DENIED.
ENTERED FOR 1T'HE COURT
/s/ Luis R. Morgan
United States Circuit Judge
A-10
APPENDIX 3
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
CASE NO. 75-49-CR-T-K
UNITED STATES OF AMERICA,
Plaintiff,
v.
STEVEN CHARLES ALFONSO, RICHARD VALDEZ
a/k/a ‘CHICKY VALDEZ and GERALD ROJAS, SR.
Defendants
The Grand Jury charges:
COUNT ONE
From on or about February 8, 1975, and continu-
ously thereafter to February 21, 1975, at Tampa, Flor-
ida, in the Middle District of Florida,
STEVEN CHARLES ALFONSO,
RICHARD VALDEZ, a/k/a CHICKY VALDEZ, and
GERALD ROJAS, SR.
the Defendants, wilfully and knowingly did combine,
conspire, and confederate and agree together with each
other and with diverse other persons to the Grand Jury
unknown commit the following offense against the
United States, that is, to knowingly and intentionally
possess with intent to distribute a controlled substance,
to-wit, cocaine, in violation of Title 21, United States
Code, Section 841(a) (1).
OVERT ACTS
In furtherance of the conspiracy and to effect the
objects thereof, the Defendants and co-conspirators
performed the following Overt Acts:
1. On or about February 8, 1975, STEVEN
CHARLES ALFONSO met with Kenneth Larsen and
Charles Hartzner and discussed selling cocaine to them.
A-11
2. On or about February 13, 1975, STEVEN
CHARLES ALFONSO and CHICKY VALDEZ sold to
Kenneth Larsen and Charles Hartzner one-half ounce
of cocaine for $625.00.
3. On or about February 15, 1975, CHICKY
VALDEZ advised STEVEN CHARLES ALFONSO that
the man who lived at 3010 West Laurel could supply
pounds of cocaine to them.
4. On or about February 15, 1975, RICHARD
“CHICKY” VALDEZ went into the residence located
at 3010 West Laurel and obtained approximately 28
grams of cocaine.
5. On or about February 15, 1975, at 9223 North
Brooks, CHICKY VALDEZ and STEVEN CHARLES
ALFONSO sold 28 grams of cocaine to Charles Hartzner
for $1,200.00.
6. On or about February 21, 1975, GERALD
ROJAS, SR., who resides at 3010 West Laurel, had
possession of approximately seven ounces of cocaine.
7. On or about February 21, 1975, GERALD
ROJAS, SR., had possession of one set of scales.
All in violation of Title 21, United States Code, Section
846.
COUNT TWO
On or about February 13, 1975, at Tampa, Florida,
in the Middle District of Florida,
STEVEN CHARLES ALFONSO and
RICHARD VALDEZ a/k/a CHICKY VALDEZ
did knowingly and intentionally possess with intent to
distribute a controlled substance, to-wit: approximately
one-half ounce of cocaine, all in violation of Title 21,
United States Code, Section 841(a)(2) and Title 18,
United States Code, Section 2.
A-12
COUNT THREE
On or about February 15, 1975, at Tampa, Florida,
in the Middle District of Florida,
RICHARD VALDEZ a/k/a CHICKY VALDEZ
did knowingly and intentionally possess with intent to
distribute a controlled substance, to-wit: a proximately
28 grams of cocaine, all in violation of Title 21, United
States Code, Section 841(a)(2) and Title 18, United
States Code, Section 2.
COUNT FOUR
On or about February 21, 1975, at Tampa, Florida,
in the Middle District of Florida,
GERALD ROJAS, SR.
did knowingly and intentionally possess with intent to
distribute a controlled substance, to-wit: approximately
seven ounces of cocaine, all in violation of Title 21.
United States Code, Section 841(a) (2) and Title 18,
United States Code, Section 2.
A TRUE BILL
/s/ Merlin R. Ledgard
Foreman
JOHN L. BRIGGS
United States Attorney
By: /s/ D. Frank Winkles
D. FRANK WINKLES
Assistant United States Attorney
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.