Petition — California v. Mobbs
Supreme Court brief1976
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| “Spree Cour
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SEP 21 i976
76-4214] —
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Iu the Supreme Court of the United States -
OCTOBER TERM 1976
THE PEOPLE OF THE STATE OF
CALIFORNIA,
Petitioner,
v.
OTHA LEE MOBBS,
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
COURT OF APPEAL, SECOND APPELLATE DISTRICT,
OF THE STATE OF CALIFORNIA
EVELLE J. YOUNGER
Attorney General
JACK R. WINKLER
Chief Assistant Attorney General
DANIEL J. KREMER
Assistant Attorney General
JAY M. BLOOM
Deputy Attorney General
KARL J. PHALER
Deputy Attorney General
110 West “A” Street, Suite 600
San Diego, California 92101
Telephone: (714) 236-7719
Attorneys for Petitioner
INTERIM PRINTING & MAILING COMPANY
3191 ADAMS AVENUE, SAN DIEGO, CALIFORNIA 92116 — 2863-7282
TOPICAL INDEX
Page
SP hohe bbe es censesedeces 1
nk PPPOPTTTETTTTT TTT TT TT 2
etoayge 9 3k 1 | ee 2
CONSTITUTIONAL PROVISION INVOLVED... 3
SUA TEOEIEE GU BUN GABE ccc cccccccenss 3
POs TE DEPRUEEOE occ ccccesessccees 5
SUMMARY OF ARGUMENT ............... 8
oo ee ee ee rr 10
1. CLAIRFYING QUESTIONS MAY
BE ASKED OF THE SUSPECT
AFTER HE HAS MADE AN
AMBIGUOUS INDICATION OF
HIS RIGHT TO REMAIN
DEE ecuekeanekeendeek ee ees 10
ll. AFTER A SUSPECT’S CONDI-
TIONAL WAIVER IS SATISFIED,
INTERROGATION MAY
ogi Rg! 6 13
EE GS Sue eke eueouekesteceawes 18
TABLE OF AUTHORITIES CITED
CASES
Michigan v. Mosley,
G25 US. SE (ISIS) . ccccccces
Miranda v. Arizona,
384 U.S. 436 (1966) ........
People v. Parker,
45 Cal.App.3d 24(1975) ....
People v. Superior Court (Zolnay)
15 Cal.3d 729 (1975) ........
United States v. Menichino,
497 F.2d 935 (Sth Cir. 1974) ..
CODES
Penal Code
I or a eal
ee eo eer
EE oo et ie ee eins el eee
CONSTITUTION
Fifth Amendment to the United States
Bo USL. Goctian VASFSe ccccccvces
Page
14,15
8,9,12,13,
14,15,16,17
17
17
12
Ww
i?
|
IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM 1976
THE PEOPLE OF THE STATE OF
CALIFORNIA,
Petitioner,
v.
OTHA LEE MOBBS,
Respondent.
PETITION FOR WRIT OF CERTIORARI TO THE
COURT OF APPEAL, SECOND APPELLATE DISTRICT,
OF THE STATE OF CALIFORNIA
The People of the State of California respectfuily peti-
tion that a writ of certiorari be issued to review the judgment
of the Court of Appeal, Second Appellate District, State of
California, entered in this case on March 26, 1976.
OPINIONS BELOW
The opinion of the Court of Appeal of the Second
Appellate District, State of California, filed on March 26, 1976,
is printed as Appendix A hereto.
The opinion on denial of rehearing of the same court,
filed on April 21, 1976, is printed as Appendix B hereto.
oft,
A notification by the California Supreme Court of
denial of hearing in this case, filed May 26, 1976, is printed as
Appendix C hereto.
The order of the Court of Appeal directing that issuance
of the remittitur herein be stayed pending application for the
within writ of certiorari, filed June 25, 1976, is printed as
Appendix D hereto.
JURISDICTION
The Court of Appeal, Second Appellate District, of the
State of California entered judgment in this case on March 26,
1976. A timely petition for rehearing was filed, and on April
21, 1976, the Court of Appeal issued its opinion on denial of
rehearing. A timely petition for hearing was filed with the
Supreme Court of the State of California, and that court on
May 26, 1976, entered its order denying the petition for hearing
Issuance of remittitur in the matter has been stayed by order of
the Court of Appeal filed June 25, 1976.
The jurisdiction of this Court is invoked under Title 28
U.S.C. section 1257(3).
QUESTIONS PRESENTED
|
Whether clarifying questions may be asked of a suspect
after he has made a conditional invocation of his right to remain
silent?
Whether, after a suspect’s condition on his waiver is
met, interrogation may resume?
eis
CONSTITUTIONAL PROVISION INVOLVED
The constitutional provision which the present case in-
volves is the Fifth Amendment to the United States Constitution.
The Fifth Amendment provides as follows:
“No person shall be held to answer for a
capital, or otherwise infamous crime,
unless on a presentment of indictment
of a grand jury, except in cases arising
in the land or naval forces, or in the
militia, when an actual service in time
of war or public danger; nor shall a
person be subject for the same offense
or twice be put in jeopardy of life or
limb; nor shall be compelled in any
criminal case to be a witness against
himself, nor be deprived of life,
liberty, or property, or that due
process of law; nor shall private
property be taken for public use,
without just compensation.”
STATEMENT OF THE CASE
A. Lower State Court Proceedings
By information filed August 23, 1974, the District
Attorney of Los Angeles County accused respondent and two
others of murder in violation of Penal Code section 187, in-
cluding a use allegation, and in Count Two accused respondent
and two others of attempted robbery in violation of Penal Code
sections 664 and 211, again with a use allegation. (C.T. 1-2.) 1
V C.T. refers to the Clerk’s Transcript of proceedings in
this matter.
ee
That day respondent was arraigned on the information, entered
pleas of not guilty to the charges, and denied the use allegation.
c.v. 3.
Respondent’s motion to sever his trial was granted on
October 8, 1974. (C.T. 7.) The matter was called for trial on
February 26, 1975. (C.T. 11.)
On February 28, 1975, respondent’s motion outside the
presence of the jury to exclude certain statements of respondent
was argued and denied. (C.T. 13.) On March 3, 1975, trial com-
menced. (C.T. 14.)
On March 14, 1975, the jury returned verdicts finding
respondent guilty of murder, fixing the degree thereof as second
degree, and finding it to be true that respondent used a handgun
at the time of commission of the offense. (C.T. 96.) On April
25, 1975, respondent’s motion for new trial was denied, proba-
tion was denied, and respondent was sentenced to state prison
for the term prescribed by law. (C.T. 99.) Timely notice of
appeal was filed. (C.T. 100.)
B. State Appellate Proceedings
The matter was argued on March 17, 1976, before
Division Three of the Court of Appeal, Second Appellate
District, State of California. The opinion of that court reversing
the case was filed on March 26, 1976. (App. A.)
A petition for rehearing was filed, and on April 21, 1976,
the Court of Appeal filed its opinion on denial of rehearing.
Justice Allport, who had concurred in the original opinion,
dissented from the denial of rehearing. (App. B.)
A petition for hearing was filed in the California Supreme
Court, and on May 26, 1976, that court entered its order denying
a hearing in the matter. (App. C.)
’
a ®
By order filed June 25, 1976, the Court of Appeal
directed issuance of the remittitur in this case be stayed pending
filing of the within application for writ of certiorari. (App. D.)
FACTUAL STATEMENT
On June 8, 1974, Donald Darrel Bays lived in Space 4
at a trailer park on Normandie Avenue in Los Angeles. The
manager of the park, Helen Godwin, saw Mr. Bays about a
quarter to twelve in the morning of that day. (R.T. 279, 282.) 2/
Shortly after noon, Mrs. Godwin and Hermann Buettner,
another resident of the trailer park, saw two black girls enter
the park, go to Darrel Bays’ trailer, and enter. Mrs. Godwin’s
attention was directed at the girls because they were strangers
and because they were blacks in a Caucasian area. (R.T. 281-
282, 313.)
Three or four minutes later two black men came into
the trailer park, went to Darrel Bays’ trailer, and entered it.
Both Mrs. Godwin and Mr. Buettner identified respondent as
one of the men. (R.T. 284-285, 314-315.) Shortly after Mobbs,
and his companion entered Darrel Bays’ trailer, the two girls
came out quickly and left the park. (R.T. 285, 316.)
After the girls left the park, Mr. Buettner heard voices
in Darrel Bays’ trailer, and then heard a shot. (R.T. 316.) Mr.
Buettner saw respondent and his companion, Reece Sowells,
leave the trailer. Reece Sowells was putting a handgun away in
his waistband. Mrs. Godwin also saw the two men leaving the
park, and noticed that one of them broke into arun. (R.T.
286-287, 318.)
2/ R.T. refers to the Reporter’s Transcript of proceedings
in this matter.
. ©
Mr. Buettner went and got Mrs. Godwin and the two of
them went to trailer number four. Mr. Buettner went inside,
and saw Darrel Bays lying on his stomach in the bedroom. Mr.
Bays’ hands were tied behind his back and his feet were tied
together with nylon stockings or panty hose. Mr. Buettner
shook Mr. Bays’ feet to see if he was still alive, and upon looking
closer observed a hole in the decedent’s shirt in the area of the
neck. Mr. Buettner then left the trailer and called the authori-
ties. (R.T. 289-290, 319-320, 323.)
Robert Kummelehne, a Los Angeles County fireman
paramedic, arrived on the scene and observed Mr. Bays face
down on the bed tied hand and foot. Bays was unconscious
and not breathing, although he had a faint pulse. Bays’ nose
and mouth were submerged in a pool of blood, which prevented
his breathing. Efforts to revive Bays, however, failed. (R.T.
295-297, 301-303.)
Darrel Bays died from a gunshot wound which severed
the cervical spinal cord. (R.T. 254.) In the opinion of the
medical examiner the muzzle of the gun was pressed up against
the back of the shirt collar when the gun was fired. (R.T. 261.)
It was stipulated at trial that Pamela Williams was tele-
phoned at Mobb’s house and was solicited by the decedent,
Darrel Bays, for an act of prostitution to take place at che
trailer. Pamela Williams and another girl, Desiree Charbonnet,
went to the trailer together. (R.T. 429.)
Respondent was arrested on lune 22, 1974, by Sergeant
Michael Nelson and Deputy Ronald Ablott of the Los Angeles
County Sheriff’s Office. (R.T. 345-347.) While enroute to the
Hall of Justice, Sergeant Nelson warned respondent of his con-
stitutional rights, and Mobbs indicated he understood them
and waived them. (R.T. 348.)
. -
In the police vehicle respondent stated on June 8 he had
received a telephone call at his home from Darrel Bays, and Bays
had asked for “Peaches,” or Pamela Williams, Mobbs’ girlfriend.
After the phone call Mobbs, Reece Sowells, Pam Williams, and
Desiree Charbonnet went to the trailer park. (R.T. 349.)
A short while after the girls went into the trailer, respond-
ent and Reece had entered the trailer and told the girls to leave.
Respondent had with him some nylon stockings he had obtained
from the trash and had a gun with him he had found near his
home. Mobb’s intention at the time was to scare Bays to pre-
vent him from calling asking for Pam anymore. Mobbs admitted
pointing a gun at Bays, and telling him to lie on his stomach.
(R.T. 350.)
Respondent gave the gun to Reece Sowells to hold while
Mobbs tied Bays up. After tying Bays up, respondent placed
the muzzel of the gun in the back of the victim’s head. Bays
continued “running off at the mouth,” and according to respond-
ent, Reece Sowells slapped Bays, causing Bays to jerk his head
back, at which time the gun discharged. (R.T. 350.)
Mobbs further related he and Reece then left the loca-
tion, with Reece panicking and running, while respondent
walked out slowly. They returned to the car, picked up the
girls, and drove away. Mobbs claimed to have thrown the gun
out of the car during this trip. (R.T. 350-351.)
At the Hall of Justice Mobbs was again given a complete
advisement of his Miranda rights. He indicated, however, he
did not wish to discuss the case ‘“‘right now.”” It was determined
that respondent wished to telephone his home before continuing
to talk about the matter. (R.T. 64-65.) The interview then
ceased to permit Mobbs to call his home. (R.T. 34.)
Respondent telephoned his home. Officer Nelson,
seated to the right of Mobbs and in his view, listened to this
-8-
conversation on an extension. Talking to his brother, respondent
said: ‘What should | do?’”’ Mobbs’ brother replied: “You done
did it.” Mobbs stated: “It was an accident. | did it.”” Respond-
ent’s brother asked: “Did you kill him?” Mobbs replied: ‘‘The
way it happened was an accident.” (R.T. 431-433.)
Following the telephone conversation with his brother,
respondent was again advised of his rights, and stated he was
now willing to talk. (R.T. 39.) Mobbs then made a tape recorded
statement. This statement was essentially identical to the nar-
ration of events he had recounted in the police vehicle on the
way to the Hall of Justice. (R.T. 363-365.) This tape recorded
statement was played for the jury following testimony as to
Mobbs’ statement in the automobile. (R.T. 355.)
SUMMARY OF ARGUMENT
The California Court of Appeals, relying on Miranda v.
Arizona, 384 U.S. 436 (1966), as interpreted by the California
Supreme Court, ruled that a police officer’s attempt to clarify
statements by a defendant concerning his willingness to talk
was improper. Further, the court, again relying on an interpre-
tation of Miranda v. Arizona, held it was improper to interrogate
the defendant after his condition upon interrogation had been
fulfilled.
Petitioner submits these rulings do nothing to further
the purpose sought to be achieved by Miranda. The Miranda
rule is intended to insure an accused would be fully and effec-
tively advised of his rights in order to counterbalance the
pressures of custodial interrogation. Questioning which seeks
to clarify an assertion of right, however, has nothing whatso-
ever to do with self-incrimination. Furthermore, an interpretation
of Miranda which bars all further contact with a defendant, even
when that is not what is desired by the defendant, is an absurdity
unsupported by Miranda or any legitimate purpose sought to be
served in the protection of a defendant’s rights.
ole
Petitioner in this case contends no more than (1) ques-
tions seeking to clarify an ambiguous assertion of right are proper
and (2) where a conditional waiver is made by a defendant, law
enforcement officers may properly resume interrogation when
the condition is fulfilled, particularly where, as here, the Miranda
warnings are again administered and a fresh waiver is obtained
from the defendant.
The holding of the California Court of Appeals elevates
the interrogation process to a level of legal complexity matched,
if at all, only by the Rule against Perpetuities. Police officers,
engaged in the investigation of the crime, should not be trapped
by linguistic legerdemain. Respondent in this case, after being
advised of his rights, wished to make a telephone call before he
talked. He made the telephone call. He was again advised of
his rights. He then talked. Nothing in the least reprehensible
appears in any of the police contacts with respondent. Reversal
of the decision below would in no manner diminish the rights
accorded an accused, but would rather support reason and the
understanding of the parties below as well as the efficient in-
vestigation of crime.
_ =
ARGUMENT
l
CLARIFYING QUESTIONS MAY BE
ASKED OF THE SUSPECT AFTER HE
HAS MADE AN AMBIGUOUS INDICATION
OF HIS RIGHT TO REMAIN SILENT
The central issue in this proceeding revolves around the
constitutional implications of a brief exchange between respond-
ent and a sheriff's deputy following their arrival at the Hall of
Justice. As noted above, respondent had related to the officers
while in the police vehicle a somewhat damaging statement,
although claiming the shooting to have been accidental. At the
Hall of Justice respondent was read a complete statement of
his rights. The following then occurred:
“Q. Do you understand each of the
rights explained to you?
“A. Yes.
“Q. Do you want to talk about this
case or not?
“A. Not right now.
“Q. Well now, a few moments ago
when we were in the car and when
we were talking here, you were pre-
viously advised of your rights and
you stated that you did want to
talk about it. Have you changed
your mind or do you want to get
this off your chest?
“A. Changed my mind.
~ -
“A. Pardon me?
“A. Changed my mind.
“Q. Can you tell us why?
A. ‘Cause | want to talk to two people.
“Q. Who do you want to talk to?
“A. My mother and Pam [Williams] .”
(Opinion, pp. 5-6, fn. 2.)
The opinion and the opinion on denial of rehearing of
the Court of Appeals in this matter is fundamentally erroneous.
In the opinion on denial of rehearing, the Court of Appeals
Stated:
“. .. The Miranda violation occurred in
taking the taped confession of appellant
after he had twice informed his inter-
rogators that he had changed his mind
about talking to them. Further
inquiries by them should have ceased
at that point.” (Opinion on denial of
rehearing, p. 1.)
The problem here is that confusion between the asking
of clarifying questions and interrogation, that is, a process of
questioning designed to elicit incriminating statements. Respond-
ent had given the officers a statement in the police vehicle.
When asked if he wished to talk about the case with a tape
recorder present, he replied “Not right now.” The officers,
understandably confused, sought to clarify this. The ambiguity
of the “‘not right now” statement was clarified when respondent
stated that he first wished to talk to two people.
-12-
None of this conversation has anything whatsoever to
do with interrogation, which would indeed be forbidden after
the invocation of the right to remain silent, however temporarily.
An assertion of Miranda rights does not, however, mean a com-
plete prohibition on any verbal transaction whatsoever between
police and a defendant. Rather, custodial interrogation may not
be carried out in violation of such an assertion of right. Nothing
of the sort appears in the transaction quoted above.
Because the Court of Appeals below confused the dis-
tinction between questioning unrelated to criminal activity and
interrogation designed to elicit incriminating statements, there
was no violation of Miranda in the officers’ attempts to deter-
mine whether and to what extent appellant was invoking his
right to remain silent. United States v. Menichino, 497 F.2d
935, 941 (Sth Cir. 1974).
<
AFTER A SUSPECT’S CONDITIONAL
WAIVER IS SATISFIED, INTERROGATION
MAY PROPERLY RESUME
Further constitutional confusion is evidenced by the
statement in the opinion of the Court of Appeals that“...
Because the taped confession which followed the coloquy we
have just analyzed was obtained after [Mobbs] communicated
his desire to remain silent, it was error to admit the recording
in ev'dence.”’ (Opinion, p. 7.) Also, in the opinion on denial
of the rehearing, the Court of Appeals states ‘‘Further inquiries
by [the officers] should have ceased at that point.”’ (Opinion
on denial of rehearing, p. 1.)
In other words, the holding of the Court of Appeals is
that after Mobbs communicated to the officers his desire to
remain silent they could not interrogate him. The People agree
completely with this position, adding only one small caveat:
For what period of time? Does an invocation of right such as
the present one forbid any contact with persons such as respond-
ent by police authorities at any time on any date in connection
with any matter? Or is an invocation of right to be respected
according to its terms? The latter, of course, is the correct
interpretation of Miranda.
The Miranda decision itself made this clear. Invocation
of the right to an attorney, for example, simply prevents the
police from pursuing further inquiries until the defendant
“.. has consulted with an attorney and thereafter consents to
be questioned.” Miranda v. Arizona, 384 U.S. 436 (1966). In
other words, an invocation of right must be respected according
to its terms. A literalist and extreme interpretation of Miranda
is not required by the terms of that decision.
~'*
A recent opinion by this Court underlines the validity
of this proposition. Michigan v. Mosley, 423 U.S. 96 (1975),
is of great assistance in elucidating Miranda. \n that case the
defendant was questioned by a police officer with respect to a
robbery, and indicated he did not wish to discuss the matter.
Interrogation thereupon ceased. Shortly thereafter another
detective, from the homicide detail, again gave the defendant
his Miranda rights, following which appellant discussed his
participation in a murder. The question before this Court was
the interpretation of the passage in the Miranda decision to the
effect interrogation must cease when the person in custody
indicates he wishes to remain silent. 423 U.S. 101-103.
This Court noted that the Miranda decision itself would
permit resumed questioning after a suspect had obtained an
attorney if the attorney was then present. The Court observed,
however, this procedure was not decisive of the question before
them, as Mosley did not request an attorney. 423 U.S. 101,
n. 7. This Court pointed out a literalist interpretation of Miranda
would prohibit ever questioning a person who had invoked his
right to silence at any time or place or upon any subject. After
characterizing this as an absurd and unintended result, the Court
noted “. . . the vast majority of federal and state courts pre-
sented with the issue have concluded that the Miranda opinion
does not create a per se proscription of any further interrogation
once the person being questioned has indicated a desire to re-
main silent. [Citations.]”” 423 U.S. 103, n. 9.
This Court determined in the circumstances of the
Mosley case the defendant’s right to cut off questioning had
been fully respected. As the Court pointed out,
“This is not a case, therefore, where the
police failed to honor a decision of a
person in custody to cut off question-
ing, either by refusing to discontinue
the interrogation upon request or by
~ 2
persisting in repeated efforts to wear
down his resistance and make him
change his mind. In contrast to such
practices, the police here immediately
ceased the interrogation, resumed
questioning only after the passage
of a significant period of time and
the provision of a fresh set of warnings,
and restricted the second interrogation
to a crime that had not been a subject
of the earlier interrogation.”” 423 U.S.
105-106.
In conclusion, the Court found the provision of warnings
at the outset of interrogation, the suspension of questioning in
accordance with the defendant’s wishes, and the lack of any
overbearing conduct combined to support admission of the
incriminating statement obtained. 423 U.S. 106-107.
The central teaching to be derived from Mos/ey is that,
in determining whether an individual who has once invoked his
right to silence may thereafter be questioned, the entire circum-
stances of the affair should be looked at. Tested by these
principles, respondent Mobbs’ provisional invocation of his
right to remain silent, that is, conditioning it upon the making
of a telephone call, was fully respected. Interrogation ceased
at that point, and Mobbs was again reminded of his rights fol-
lowing completion of the telephone call, indicating he then
wished to discuss the matter. (R.T. 34, 39.) On this record
there is no reason to even suspect a Miranda violation as that
decision is construed by this Court.
The present matter falls squarely within the legal princi-
ples enunciated above. The practicality of the application of
these principles to this matter is perhaps best illustrated by way
of an example: After being advised of his rights and indicating
he understands them, a defendant is asked whether he wishes
5
to discuss the matter. He replies “Not until | get a pack of
cigarettes.”” The police cease interrogation, procure a pack of
cigarettes, and furnish them to the suspect. Questioning then
resumes, preceded by a reminder of the suspect’s rights. Does
such a procedure violate Miranda? The answer, of course, must
be no.
That is precisely the situation in the present case. The
discussion between respondent and the officers set forth in
footnote two of the court’s opinion (opinion p. 5) may be sum-
marized as follows: Mobbs was willing to speak to the officers,
but only after he communicated with his family. This was in
fact the way the conversation was interpreted by one of the
participants. (R.T. 89.) The validity of this interpretation is
supported by the fact Mobbs, upon having his condition pre-
cedent to sneaking with the officers fulfilled, proceeded to
make a statement without coercion or harrassment of any kind
being practiced upon him, and after again having been informed
of his rights.
The entire matter was the subject of lengthy and extensive
hearings in the trial court. Following these hearings, the trial
court found Mobbs was properly advised of his constitutional
rights, properly waived them, freely and voluntarily made the
statements in question, and was not subjected to any improper
police conduct. (R.T. 203.) The trial court specifically found
Mobbs’ taped statement was a product of his own psychological
makeup and contributing factors other than police interrogation.
One of these contributing factors was the fulfillment of ‘““Mobbs’”
condition on his speaking with the officers, that is, the making
of a phone call. Specifically, the court found his taped statement
was properly admissible because (1) there had been an earlier
statement to the same effect, (2) Mobbs was aware a participant
in the proceedings had placed him at the scene of the crime, (3)
having previously incriminated himself he was disposed to reiterate
his version of events, (4) Mobbs’ conversation with his brother
«Ms
contributed to his determination to give a statement to Officer
Nelson, (5) his knowledge of his conversation with his brother
had been overheard by Officer Nelson further contributed to
his resolve to discuss the matter, (6) the manner of questioning
was absolutely non-coercive, (7) there was no request to see an
attorney, and (8) the testimony of all the witnesses, all the
documents, and the entire record before court supported this
conclusion. (R.T. 203-206.)
Petitioner has seldom seen a record in which the trial
judge displayed as clear an awareness of the issues and the mat-
ters necessary to resolve them as in the present case. By no
stretch of the imagination is this a situation in which the burden
of proof on the People to show a waiver of constitutional rights
was not met. Compare People v. Parker, 45 Cal.App.3d 24, 29
(1975).
The present matter is thus distinguishable from People
v. Superior Court (Zolnay), 15 Cal.3d 729, 737 (1975), where
the California Supreme Court found a confession after the
assertion of the privilege was e/icited by police questioning. In
the present case, the trial judge found Mobbs’statement after
fulfillment of his condition precedent to speaking was motivated
by factors other than the officers’ questioning. (R.T. 203-206.)
Because the holding of the Court of Appeals, contrary to the
reasoning of the trial court, misapplies the Miranda principles
as enunciated by this Court, the opinion of the Court of Appeals
was in error, and no constitutional violation whatsoever occurred
in this case.
~
CONCLUSION
Wherefore, petitioner concludes that this Court should
grant certiorari to resolve these questions of overwhelming
importance to the bench, the bar, law enforcement, and the
public as a whole.
Respectfully submitted,
Kant J. Pheak,
EVELLE J. YOUNGER, Attorney General
JACK R. WINKLER, Chief Assistant
Attorney General -- Criminal Division
DANIEL J. KREMER,
Assistant Attorney General
JAY M. BLOOM,
Deputy Attorney General
KARL J. PHALER,
Deputy Attorney General
APPENDIX A
A-i
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE OF THE STATE
OF CALIFORNIA,
2D CRIM. NO. 27437
Sup. Ct. No. A-607928
)
)
)
Plaintiff and Respondent,
v.
OTHA LEE MOBBS,
)
)
)
)
Defendant and Appellant,
APPEAL from a Judgment of the Superior Court of Los
Angeles County. Carlos E. Velarde, Judge. Reversed.
Block and Cohen and Seymour |. Cohen, under appoint-
ment by the Court of Appeal, for Defendant and Appellant.
Evelle J. Younger, Attorney General, Jack R. Winkler,
Chief Assistant Attorney General, Daniel }. Kremer, Assistant
Attorney General, A. Wells Petersen and Karl J. Phaler, Deputy
Attorneys General, for Plaintiff and Respondent.
Otha L. Mobbs appeals from a judgment of conviction
of second degree murder (Pen. Code, § § 187, 189) following
a jury trial. The appeal lies. (Pen. Code, § 1237, subd. (1).)
Appellant urges numerous grounds for the reversal of
his conviction. We have concluded, however, that the single
issue of the admissibility in evidence of a tape recorded
a a
A-2
interrogation of appellant is dispositive of this appeal. Thus we
do not reach appellant’s remaining contentions. Because the
use of the tape recording at trial was a prejudicial abridgement
of appellant’s federal and state constitutional protection against
self-incrimination, we will reverse his conviction.
STATEMENT OF FACTS L/
On June 8, 1974, Donald Bays called appellant’s home
and told appellant he wished to speak to appellant’s girl friend,
Pam Williams. Williams in the past had performed acts of pro-
stitution with, and received payment from, Bays. Appellant
was aware of but tried to discourage his girl friend’s conduct.
As a result of the phone call, Williams agreed to go to Bays’
residence to perform an act of prostitution. Appellant, Williams
and two of their acquaintances, Reece Sowells and Desiree
Charbonnet, drove in Sowells’ car to Bays’ trailer park home.
Sowells parked the car a short distance from the trailer
park, and the girls entered Bays’ trailer. Moments later, the
two men left the car and also went into the trailer. Once inside,
they told the girls to get out. Appellant brandished a handgun,
ordered Bays to lie on the bed, and told Sowells to tie the
victim’s hands and feet with nylon stockings appellant had
brought with him for that purpose.
Bays at one point protested and uttered profanities at
his two attackers. Sowells slapped him, his head jerked back
against the cocked gun which appellant had trained upon him,
and the gun discharged. Bays died of the single wound. Appel-
lant and Sowells ran from the trailer immediately after the
incident.
1/ We construe all conflicting evidence in the light most
favorable to the People as the prevailing party below. (See
People v. Vann, 12 Cal.3d 220, 225.)
A-3
Appellant called Sowells as a hostile witness in his de-
fense. Sowells testified that Bays said nothing, that appellant
had struck the victim, and that at the time the gun discharged,
both Sowells and appellant “had ahold” of it. Appellant’s trial
counsel impeached this testimony by introducing a prior state-
ment of Sowells that he alone was holding the gun when it
“accidentally” went off.
Appellant testified in his own behalf that Sowells brought
the gun into the trailer, that appellant discovered Bays with his
arm around Pam Williams and Bays’ trousers unzipped, that
appellant tied the victim up with stockings found on the bed
while Sowells held the gun, and that when Bays insulted him
appellant struck Bays causing his head to hit the gun.
DISCUSSION
!. The Admissibility of Appellant’s Oral and Taped Confessions
According to the testimony of deputy sheriffs, appellant
twice gave detailed answers to their questions about Bays’ death.
The first confession occurred after appellant’s arrest while he
was being driven to the Hall of Justice. The second was tape
recorded there. Appellant contends that on both occasions,
statements were obtained from him in violation of Miranda v.
Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694] , and People v.
Fioritto, 68 Cal.2d 714.
There is substantial evidence to support the trial court’s
conclusion as to the legality of the patrol car confession. Both
deputies testified that they advised appellant of his constitutional
rights and obtained valid waivers of those rights before appellant
made any statements. The trial court’s finding on this issue will
not be disturbed on appeal unless it is clearly erroneous. (See
People v. Rodriguez, 256 Cal.App.2d 663, 668-670.)
A-4
The admission in evidence of the second, recorded con-
fession, however, was erroneous. To assist in explaining our
conclusion, we reproduce below a transcript of the relevant
portions of the recording. 2/ Appellant’s first indication that
he no longer wanted to talk to the deputies (“Not right now”)
was somewhat ambiguous and conditional. Appellant’s
2/ [Preliminarily, one deputy asked appellant his name and
read to him a complete statement of the rights accorded him
under the Miranda decision. |
“Q. Do you understand each of the rights explained to
you?
A. Yes.
“Q. Do you want to talk about this case or not?
A. Not right now.
Q. Well now, a few moments ago when wer were in the
car and when we were talking here, you were previously advised
of your rights and you stated that you did want to talk about it.
Have you changed your mind or do you want to get this off your
chest?
A. Changed my mind.
“Q. Pardon me?
A. Changed my mind.
Q. Can you tell us why?
“A. ‘Cause | want to talk to two people.
Q. Who do you want to talk to?
A. My mother and Pam [Williams] .”
[Appellant then telephoned his home and spoke with his younger
brother. Evidence of this incriminating conversation, which was
overheard by deputies, was not introduced at trial. Following
the call, the deputy resumed the interrogation and obtained
appellant’s confession. |
A-5S
interrogators could properly seek clarification of his confusing
assertion of constitutional rights. 3/ (See People v. Turnage,
45 Cal.App.3d 201. 211 , and People v. Brashier, 271 Cal.App.2d
298, 302.)
Despite this opening ambiguity, appellant's response
(“Changed my mind”) to the deputy’s next question was a rea-
sonably clear indication, stated twice, that he did not wish to
speak further with the officers. The fact that shortly before he
may have been willing to talk is irrelevant. As our Supreme
Court has recently stated, the mandate of Miranda regarding
the invocation of constitutional rights is “broad” and may be
indicated by a suspect “in any manner and at any state of the
process.”’ The decision need not be made with “unmistakable
clarity.” (Emphasis original.) (People v. Superior Court (Zolnay),
15 Cal.3d 729, 735-736, in part quoting Miranda v. Arizona,
supra, 384 U.S. at 444-445 [16 L.Ed.2d at 707].)
We fail to see how the deputies interrogating appellant
could have understood appellant’s statement of change of mind
as anything other than a decision thereafter to remain silent.
3/ The deputy’s next question (“Have you changed your
mind or do you want to get this off your chest?’’), however,
failed to seek the appropriate clarification. (Cf. People v. Fisher,
49 Cal.App.3d 174, 179.) Instead it was couched in terms ofa
strong moral exhortation. While this type of remark may not
render a subsequent confession involuntary (see People v. Hill,
66 Cal.2d 536, 549), we think it is clearly contrary to the inten-
tion stated in Miranda v. Arizona, supra, that a suspect must be
informed of his constitutional rights in “clear and unequivocal
terms.”’ (384 U.S. at 468 [16 L.Ed.2d at 720] ; cf. People. v.
Russell, 259 Cal.App.2d 637, 645-646.)
A-6
Indeed, the deputy’s next question to appellant (‘““Why?”’)
demonstrates that the interrogator did comprehend appellant’s
meaning. Because the taped confession which followed the
colloquy we have just analyzed was obtained after appellant
communicated his desire to remain silent, it was error to admit
the recording in evidence. (See People v. Burton, 6 Cal.3d 375,
384.)
11. Was the Erroneous Admission of the Tape Recording
Prejudicial?
The use at trial of an improperly obtained confession is
usually reversible error per se. (People v. Fioritto, supra, 68
Cal.2d at 720.) This may not be the result, however, if the
defendant has made multiple confessions, at least one of which
was properly admitted in evidence. (See People v. Jacobson,
63 Cal.2d 319, 330-331.) In order to affirm a conviction based
upon multiple confessions, an appellate court must be satisfied
beyond a reasonable doubt that no result more favorable to
appellant would have occurred had the illegal confession(s) not
been admitted in evidence. (See Chapman v. California (1967)
386 U.S. 18, 24 [17 L.Ed.2d 705, 710].) Such harmless error
is most likely when (1) the proper confession preceded the
improper one in time; (2) the improper confession provided
detail not significantly different from the proper one; and (3)
no undue emphasis was placed at trial upon the improper con-
fession. (See People v. Powell, 67 Cal.2d 32, 53-54.) Obviously,
the first condition was met in the instant case. It is also true
that the deputy sheriff who arrested and twice interrogated
appellant testified that the two confessions were “substantially
identical,” 4/
4/ Indeed, the deputy’s recounting of the patrol car con-
fession bears an uncanny resemblance in chronology and detail
to the contents of the taped confession. While we do not suggest
(Cont’d.)
ee :
A-7
It is the third criterion which we believe makes the intro-
duction of the illegal confession Prejudicial to appellant. We are
not convinced beyond a reasonable doubt that no special empha-
sis was placed upon the taped confession. In reaching this
conclusion, we do no more than observe the emphasis accorded
the taped confession by the prosecutor and the jury. (See
People v. Cruz, 61 Cal.2d 861 , 868.) The prosecutor in his
cross-examination of appellant relied repeatedly on the contents
of the taped transcript for impeachment purposes. 5/ (Cf.
People v. Powell, supra, 67 Cal.2d at 55.) In his closing argument
that the first interrogation was imaginary, we do note that when
appellant told the deputy on tape that he had changed his mind
and did not wish to talk, the deputy did not remind appellant
that he had already confessed -- only that appellant had earlier
expressed a willingness to talk. We also should point out that
the existence of the first confession was not even revealed by
the People until after the jury was impaneled and the taped
confession’s admissibility was under challenge. Appellant him-
self denied making any statements in the patrol car.
As long as the recorded confession was before it, the
jury had no reason to consider seriously the existence of the
first confession. Upon retrial, this issue will be squarely faced.
5/ We offer as examples two extended excerpts.
“Q. All right. When you were talking to the police
officers, you told them that you Carried the nylons in; is that
right?
“A. Yes.
“Q. You didn’t tell them Reece carried the nylons in,
right, because you were trying to protect him?
“A. Yes.
(Cont’d.)
'
A-8 A-9
to the jury, the prosecutor referred on several occasions to inseparable. (Cf. People v. Spencer, 66 Cal.2d 158, 164 (where
“appellant's confession,” apparently considering the two multiple confessions cannot be separated, defendant will be
“Q. And you told them that the gun was in your hand “A. Yes, because at the time they only had Reece or
when it was fired; is that right? Maurice. They didn’t have his last name.
“A. Yes. “Q. They found you, didn’t they?
“Q. And the reason you did that was because you were “A. They still didn’t have him.
trying to protect him? “Q. Page 98, line 3 through line 5:
“A. Yes. ‘Q. Had you taken it back from Maurice then,
“Q. But then on page 94 of your statement at line 22 -- the gun?
Strike that -- at line 20 and following to the end of the page ‘A. Yes. So he was stil! running off at the
were you asked the following questions and did you give the mouth. So Maurice slapped him outside the head
following answers: and when he slapped him outside the head, the
‘Q. Well, | mean you went down there. gun, | guess, | guess it hit the gun. The gun
How did you get there? went off.’
‘A. With Reece.
‘Q. With Reece? Now, is that man’s name That was the question you were asked and the
Maurice or Reece? answer you gave?
‘A. | call him Reece.
‘Q. Have you heard him called anything else? “A. | think so.
‘A. Maurice.’ “Q. You told the police that the gun was caused to
You were trying to protect him by giving the police fire by sametuing thet Maurice did; is that correct?
his name? a Ven.
“A. They didn’t have his whole name. “Q. Now, when you talked to the police officers, was
“Q. Could you turn to page 97, lines 15 through 18. the following question asked and did you give the following
Was the following question asked of you and did you give the answer?
following answer: “Mr. Thomas: What is your reference?
‘Q. Then what happened? “Mr. Levitin: Page 98, counsel, lines 16 and 17.
‘A. | !et Maurice hold the gun. Then | tied ‘Q. Uh-huh, then it is your feeling that you
him up. didn’t really mean to shoot him?
‘Q. Maurice held the gun while you tied him up? ‘A. No, my intentions is to scare him.’
‘A. Uh-huh,’ ! “Q. Is that your answer to the police officers?
Were you trying to protect Maurice or Reece by “A Yes.
telling the police that Reece held the gun? “Q. Is that what you wanted to do?
(Con’t.) (Cont’'d.)
A-10
considered to have made only one confession).) Further exam-
ination of his remarks, however, reveals that he was speaking
“A. | don’t know what | wanted to do.
“Q. Well, when you told the police officers that, were
you lying to them?
“A. Yes.
Q. You wanted to hurt that man, didn’t you?
“A. | don’t know.
Q. Didn’t you want to get even?
A. | don’t know.
“Q. You told the police officers that the gun was in
your hand when the shot was fired, didn’t you?
“A. Yes.
“Q. Now, on page 107 of the transcript beginning at
line 5 the following question was asked, my question to you were
the following questions asked you and the following answers
given by you? Question by Sergeant Nelson.
‘Q. Well, theis concludes the interview except
that | want to ask you just this one thing. Has all
this been freely and voluntarily given by you?
‘A. Yes.
‘Q. Nobody has used any brutality or anything
like that to you; is that right?
‘A. Yes.
‘Q. So, in other word[s] , this is all — getting
it out of your own chest; is that right?
‘A. Yes.
‘Q. Okay. Speak up just a little bit.
‘A. Yes.
‘Q. Have you been treated fairly and so on
since you have been here?
‘A. Yes.’
(Cont’d.)
i ef
A-11
particularly of the taped statement. 6/
Now, when you were asked those questions and you
give those answers, is that what happened? Does that fairly
depict what happened? You were asked those questions and
you gave those answers?
“A. Yes.
“Q. You didn’t say at that time | am trying to protect
Reece, and | am trying to protect Pamela Williams, and | am
taking this whole thing on my chest because | want to proctect
[sic] everybody. You didn’t want to say that?
“A. No, because if | was protecting them like | was, why
should | have brought it up?
“Q. You didn’t tell the police that you went over there
by yourself and did everything all by yourself?
“A. No, they didn’t have no names and addresses et
cetera.
“Q. They had Pamela Wiliiams, didn’t they?
“A. That is all they had.
“Q. You didn’t say | went there by myself?
“A. No, | didn’t.
“MR. LEVITIN: | have no further questions.”
6/ We nave reproduced below three of the most emphatic
references to the taped confession.
1. “I think one of the most important pieces of
evidence in this case .. is the evidence which is produced as
a result of talking to the defendant Mr. Otha Mobbs. Now on
June the 22nd of 1974, Mr. Otha Mobbs spoke on tape and
before that in the car, nolice car, to Sergeant Nelson. Sergeant
Nelson testified that . .. when [appellant] got to that location
he followed, those were his words, they appear on the tape, he
followed Pamela Williams to see where she was going.”
(Cont’d.)
A-12
The jury also placed considerably greater emphasis on
the taped statement than on the fleeting testimony of the deputy.
We need not speculate on this point because the record reveals
that during the jury’s deliberations, it requested and received
permission to play the tape. There were no requests to review
the deputy’s testimony. The jury’s preference for the tape is
hardly surprising. “lE]vidence, from the lips of the third per-
sons, is trifling when compared with the impact of hearing the
defendant’s own voice. ... The impact of the tape [ recording]
cannot be calculated.” (People v, Jacobson, supra, 63 Cal.2d
at 342 (Peters, J., dissenting).)
While Justice Peters’ viewpoint did not prevail in People
v. Jacobson, that was a pre-Chapman decision which cited both
People v. Watson, 46 Cal.2d 818, 836 (error more likely than
not contributed to conviction) and Fahy v. Connecticut (1963)
375 U.S. 85, 86-87 [11 L.Ed.2d 171, 173] (“reasonable pos-
sibility” that error might have contributed to the conviction).
More importantly, the defendant in /acobson provided the
Prosecution with no less than eight valid confessions. (See
also People y. Neustice, 24 Cal.App.3d 178, 183-186, 188.)
In the instant case, the jury was given only two confessions.
The People called no eyewitnesses to the events inside the
2. “Well, you are going to have an opportunity to
have that confession, the tape recorded version of that confes-
sion in chambers, and you will have an opportunity to listen
to it.... Howcan anybody say that that confession is un-
reliable? That confession is the crux of this case.”’
3. “The only explanation of what they were doing
there, the only explanation, that is the one that is found in his,
the defendant’s confession. That explains it.”’
a mnt
A-13
trailer. We think it accurate to state that the taped confession,
by its form and use at appellant’s trial, received substantially
greater emphasis than the oral confession. 2/ Thus its admission
in evidence was prejudicial and requires reversal of appellant’s
conviction. (Cf. People v. Disbrow, 16 Cal.3d 101, 116.)
DISPOSITION
The judgment is reversed.
COBEY, Acting P.}.
We concur:
ALLPORT, J.
POTTER, J.
1/ In People v. Valencia, 267 Cal.App.2d 620, this court
determined that the erroneous admission of an illegal taped
confession was harmless because there were two proper confes-
sions placed before the jury and because the independent
evidence of the defendant’s guilt was “overwhelming.” (/d. at
627-628.) The Valencia decision gave no consideration to the
special evidentiary impact of a taped confession as opposed to
a single confession presented through hearsay testimony. This
distinction makes the taped confession more than merely cumu-
lative to a single oral confession. As our Supreme Court said
in People v. Quicke, 71 Cal.2d 502, at 516, in order for the
harmless error rule to apply in multiple confession cases, “It}he
properly admitted confession must nullify any ancillary effect
of the improperly admitted confession.” While the present
case is admittedly a close one, we cannot say beyond a reason-
able doubt that such nullification occurred.
APPENDIX B
B-1
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE OF THE STATE 2D Crim. No. 27437
OF CALIFORNIA,
Plaintiff and Respondent,
v.
OTHA LEE MOBBS,
Defendant and Appellant.
we OO OT OTE Oi Oe eee
OPINION ON DENIAL OF REHEARING
We are denying the People’s petition for rehearing for
the following reasons. The Miranda violation occurred in taking
the taped confession of appellant after he had twice informed
his interrogators that he had changed his mind about talking to
them. Further inquiries by them should have ceased at that
point. (See People v. Fioritto, supra, 68 Cal.2d 714,719.) The
fact that immediately thereafter appellant made what the
People have construed as a conditional offer to talk is irrelevant.
Neither appellant’s testimony nor that of his confederate
at trial may be considered by us in determining whether we have
a reasonable doubt as to whether appellant would have been
convicted of the same crime without the improperly admitted
taped confession. We say this because the People have not
B-2
shown that the testimony of these individuals was not impelled
by the People’s prior improper introduction of appellant’s taped
confession. (See People v. Spencer, supra, 66 Cal.2d 158, 168.)
Furthermore, in view of the special reliance upon the
improperly admitted taped confession displayed by the prosecu-
tor and the jury, as noted at some length in our original Opinion,
we are unable to say that we are convinced beyond a reasonable
doubt that appellant would have been convicted on the basis
essentially of his properly admitted prior oral confession.
The People’s petition for rehearing is denied.
APPENDIX C
COBEY, Acting P.}.
| concur:
POTTER, J.
| dissent. | would grant rehearing.
ALLPORT, }.
C-1
ICE, SUPREME COURT
STATE BUILDING
a /
“Fe , CALIFORNIA 94102
_ People
bs.
a Mobbs
Respectfully,
G. E. BISHEL
Clerk
95965-677 7.75 3m OSPF
—
APPENDIX
D-1
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE OF THE STATE 2d Crim. No. 27437
OF CALIFORNIA,
(Sup. Ct.No. A-607928)
Plaintiff and Respondent,
v.
)
)
)
)
)
|
OTHA LEE MOBBS,
)
Defendant and Appellant.
THE COURT:
Upon consideration of the motion of plaintiff and
respondent for stay of issuance of remittitur, which motion
was filed herein on June 21, 1976, and good cause appearing
therefor, it is ordered as follows:
The issuance of the remittitur herein is stayed for a
period of 90 days from the date of this order to enable plaintiff
and respondent to petition the Supreme Court of the United
States for a writ of certiorari. In the event such petition is
docketed in the Clerk’s office of the Supreme Court of the
United States within said period of time, then »e remittitur
of this court shall be stayed until the Supreme Court of the
United States has passed upon said petition and notice thereof
has been received by this court.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.