Appendix — Steelworkers v. Usery
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APPENDIX
Supreme Court of the Anited States
Octosrr Trem, 1975
No. 75-657
Loca 3489, Unrrep STEELWORKERS OF AMERICA,
AFL-CIO anp Unrrep STEELWORKERS OF AMERICA,
AFL-CIO,
Petitioners,
Vv.
WiriuiaM J. Usery, Secretary of Labor,
Respondent
On Writ of Certiorari to the United States Court of Appeals
for the Seventh Circuit
Petition for Certiorari Filed November 3, 1975
Certiorari Granted February 23, 1976
INDEX TO APPENDIX*
Relevant Docket Entries in the Proceedings Below .. ..... 7
Completes .ncccccccscccccvcvccescccsscvsvevcccceees 2
Ty PPPETTIITTETETET ELLE LTTE TET 5
Stipulation of Facts (Including Exhibits) ................ 7
Temmberigt TmCerpte oc cece ccccscvcccvcccccccsececes 56
Peetiee GE ABO oc ciceccessscncescecccececccevccces 105
* The Opinion and Judgment of the United States Court of Appeals
for the Seventh Circuit is reprinted in the Appendix to the Petition for
Writ of Certiorari, beginning at page la. The Decision and Order of
the United States District Court for the Southern District of Indiana
is reprinted in the Appendix to the Petition for Writ of Certiorari, be-
ginning at page 17a.
l
Relevant Docket Entries in the Proceedings Below
Nov. 23, 1970, Complaint filed. Summons issued.
Feb. 23, 1971, U.S. Steelworkers moves to intervene as a party
deft. Also files a Motion for enlargement of time.
Mar. 10, 1971, Motion to Intervene Granted. United Steelwork-
ers of America, AFL-CIO-CLC made a party defendant pursuant
to Rule 24(a) F.R. Civ. P.
Aug. 17, 1971, Defts file answer to pltf’s comp! aint, first defense
and second defense.
Apr. 27, 1973, Pasties file stipulation of facts.
May 10, 1973, This cause came on before the Court for trial
without the intervention of a jury. . . . Plaintiff rests. . . . De-
fendant rests. . . . Court now takes this cause under advisement.
Apr. 30, 1974, Court enters Memorandum of Opinion and
plaintiff’s complaint is hereby DISMISSED.
June 26, 1974, Plaintiff files notice of appeal.
Aug. 5, 1975, Judgment of the United States Court of Appeals
for the Seventh Circuit reversing the order of the district court and
entering judgment for the pltf.
Nov. 3, 1975, Petition for writ of certiorari and record filed.
Feb. 23, 1976, Petition GRANTED.
2
In THE
UNITED STATES DISTRICT COURT
FOR THE
SouTHERN District oF INDIANA
Trrre Haute Division
James D. Hopcson, Secretary of Labor, United States
Department of Labor,
Plaintiff,
Vs.
LocaL 3489, Unrrep STEELWORKERS OF AMERICA,
AFL-CIO-CLC,
Defendant.
COMPLAINT
I
Plaintiff brings this action under Title IV of the Labor-Manage-
ment Reporting and Disclosure Act of 1959 (Act of September 14,
1959, 73 Stat. 519 et seq., 29 U.S.C. 401 et seq.), hereinafter re-
ferred to as the Act.
II
Jurisdiction of this action is conferred upon the Court by section
402(b) of the Act (29 U.S.C. 482(b)).
Ill
Defendant is, and at all times relevant to this action has been, an
unincorporated association maintaining its principal office at 625
North 13th Street, Vigo County, Terre Haute, Indiana, within the
jurisdiction of this Court.
IV
Defendant is, and at all times relevant to this action, has been, a
local labor organization engaged in an industry affecting commerce
within the meaning of sections 3(i), 3(j) and 401(b) of the Act
29 U.S.C. 402(i), 402(j) and 481(b)).
3
Vv
Defendant is, and at all times relevant to this action has been,
chartered by and subordinate to the United Steelworkers of Amer-
ica, AFL-CIO-CLC, hereinafter referred to as the International, an
international labor organization engaged in an industry affecting
commerce within the meaning of section 3(i) and 3(j) of the Act
(29 U.S.C. 402(i) and 402(j)).
VI
Defendant, purporting to Act pursuant to and in accordance
with the Constitution of the International and its own Constitu-
tion, conducted a nomination of officers on May 17, 1970, and an
election of officers on June 22, 1970, which nominations and elec-
tion were subject to the provisions of Title IV of the Act (29 U.S.C.
481 et seq.).
Vil
On June 23, 1970, Bernard G. Frye, a member in good standing
filed a written protest to the May 17, 1970 nomination and the
June 22, 1970 election of officers with defendant’s Recording Sec-
retary. ‘This protest was heard and rejected by the defendant’s
membership at a regular meeting conducted on July 19, 1970. By
letter dated July 22, 1970, Frye appealed this decision to the Jnter-
national. By letter dated September 3, 1970, Frye was informed
by the International that a Commission had been appointed to in-
vestigate his complaint. By letter dated September 23, 1970, hav-
ing invoked the remedies available under the International Consti-
tution for three calendar months following the election without re-
ceiving a final decision, Bernard Frye, acting pursuant to and in
accordance with section 402(a) of the Act (29 U.S.C. 482(a)),
filed a complaint with the plaintiff.
VIII
Plaintiff investigated the complaint pursuant to section 402(b)
of the Act (29 U.S.C. 482(b)), and as a result of the facts shown
by his investigation, found probable cause to believe that violations
of Title TV of the Act occurred during the conduct of the defend-
ant’s nomination and election which had not been remedied at the
time of institution of this action,
4
IX
The following violations of section 401 of the Act (29 U.S.C.
481) occurred in the conduct of said election:
(a) Section 401(b) of the Act (29 U.S.C. 481(b)) was vio-
lated in that defendant failed to elect its officers by secret ballot
among the members in good standing.
(b) Section 401(e) of the Act (29 U.S.C. 481(e) ) was violated
in that;
(1) Members in good standing were denied the nght to be can-
didates and to hold office by the imposition of an unreasonable
qualification; and
(2) Members in good standing were denied the right to vote for
and otherwise support the candidates of their choice.
X
The violations of section 401 of the Act (29 U.S.C, 481) found
and alleged above may have affected the outcome of defendant’s
June 22, 1970 election.
WHEREFORE, plaintiff prays for judgment:
(a) declaring the nomination conducted on May 17, 1970, and
the election conducted on June 22, 1970, to be null and void;
(b) directing a new nomination and election for all offices under
the supervision of the plaintiff;
(c) for the costs of this action; and
(d) for such other relief as may be appropriate.
Peter G. Nasu WiiuiaM D. RucKELSHAUS
Solicitor of Labor Assistant Attorney General
Grorce T. AVERY
Associate Solicitor
aa rors : United States Attorney
Regional Solicitor
RoBertT YETMAN
Attorney
U.S. DepartMENT OF LABOR HARLAND F. LEATHERS
Of Counsel Attorney, Department of Justice
Attorneys for Plaintiff
5
UNITED STATES DISTRICT COURT
SoUTHERN District oF INDIANA
Terre Haute Drvision
Civil Action
No. Th 70-C-117
James D. Hopeson, Secretary of Labor, United States
Department of Labor,
Plaintiff,
vs.
Loca. 3489, Unrrep STEELWORKERS OF AMERICA,
AFL-CIO-CLC,
Defendant.
MOTION TO INTERVENE
United Steelworkers of America, AFL-CIO-CLC, moves pursu-
ant to Rule 24(a), F.R.Civ. P., to intervene in this action as a party
defendant, and in support thereof shows as follows:
1. Movant is an International Union, with whom more than
3,000 local unions are affiliated.
2. Movant’s International Constitution contains rules and pro-
cedures governing the nominations and election of officers in each
of its affiliated local unions, which must be followed by each of said
local unions.
3. Defendant is a local union affiliated with movant, and as such
was required to implement the “meeting attendance” requirement
contained in movant’s International Constitution.
4. Movant has been informally advised by Plaintiff that Para-
graph IX of the complaint herein is directed at, and will challenge,
the validity of said “meeting attendance” requirement.
5. Movant therefore has a direct interest in the outcome of this
action, for a decision favorable to Plaintiff would cast doubt on the
validity of this provision of movant’s International Constitution,
while a decision favorable to Defendant would vindicate this pro-
vision of movant’s International Constitution.
6
WHEREFORE, movant prays that this motion be granted and
that United Steelworkers of America, AFL-CIO, be granted inter-
vention as a party defendant.
Respectfully submitted,
Unrrep STEELWORKERS OF AMERICA,
AFL-CIO-CLC
A. E. Lavy7son
BERNARD K.LEIMAN
1500 Commonwealth Building
Pittsburgh, Pennsylvania 15222
MicHaeLt H. GotrTresMAN
1000 Connecticut Avenue, N. W.
Washington, D. C. 20036
KerrH C, Rerse
Rocap, Rocap, Reese & Young
708 Union Federal Building
Indianapolis, Indiana 46204
Attorneys for Defendant
7
UNITED STATES DISTRICT COURT
FOR THE
SOUTHERN District oF INDIANA
TerRE Haute Drvision
Civil Action
No. Th 70-C-117
Peter J. BRENNAN, Secretary of Labor, United States
Department of Labor,
[Successor to James D. Hopcson,
Resigned]
Plaintiff,
v.
Loca 3489, Unirep STEELWORKERS OF AMERICA,
AFL-CIO-CLC,
AND
Unrrep STEELWORKERS OF AMERICA, AFL-CIO-CLC,
Defendants.
STIPULATION OF FACTS
It is hereby stipulated and agreed by and between the plaintiff
and defendants, acting through their respective attormevs, that at
all times mentioned herein, the following facts are true and may be
accepted as true without further proof for the purposes of trial and
hearing on the complaint and answer thereto in the above-men-
tioned cause, and that this stipulation may be admitted in evidence.
1. Defendant, Local 3489, Uniied Steelworkers of America,
AFL-CIO, hereinafter referred to as defendant Local, is, and at all
times relevant to this action has been, an unincorporated associa-
tion, maintaining its principle offices at 625 North 13th Street,
Terre Haute, Indiana, within the jurisdiction of this court, and
defendant Local is and has been a local “labor organization” en-
gaged in an industry affecting commerce within the meaning of
sections 3(i), 3(j), and 401(b) of the Act.
2. Defendant Local is, and at all times relevant to this action has
been, chartered by and subordinate to the defendant United Steel-
workers of America, AFL-CIO, hereinafter referred to as defendant
International, an international labor organization engaged in an
industry affecting commerce within the meaning of sections 3(i)
and 3(j) of the Act.
3. Defendant Local was chartered by defendant International
and had approximately 660 members as of June, 1970, all of whom
were members in good standing eligible to vote in the election of
Local ‘union officers conducted by defendant Local on June 22,
1970, The membership of defendant Local is comprised exclusively
of production and maintenance employees of Stran Steel Corpora-
tion at its Terre Haute, Indiana plant.
4. (a) Attached hereto as Exhibit A and made a part hercof is a
copy of the Constitution of defendant International, adopted on
August 22, 1968.
(b) Attached hereto as Exhibit B and made a part hereof is a
true copy of the Local Union Elections Manual, as amended Janu-
ary 1967, of defendant International.
(c) Attached hereto as Exhibit C and made a part hereof is a
true copy of the standard By-Laws for Local Unions, as amended
January, 1967, adopted by defendant Local pursuant to Article VII,
Section 5 of the International Constitution, adopted August 22,
1968.
4. Defendant Local is, and at all times relevant to this action has
been, conducting its affairs under the International Constitution,
adopted August 22, 1968, referred to as Exhibit A in paragraph
3(a) hereof, the Local Union Elections Manual, referred to in para-
graph 3(b) hereof, and the standard By-Laws for Local Unions,
referred to in paragraph 3(c) hereof. The election provisions of
the aforesaid International Constitution, adopted August 22, 1968,
the Local Union Elections Manual, and standard By-Laws for
Local Unions were, and are now, subject to the provisions of Title
IV of the Act.
5. With regard to eligibility to be a candidate to hold office, and
with regard to the terms of office:
(a) Article VII, Section 9 of the International Constitution
adopted August 22, 1968, referred to as Exhibit (A) in paragraph
3(a) hereof, provides, in pertinent part, as follows:
9
No member shall be eligible for election as a Local
Union officer or Grievance Committeeman unless
- * *
(c) He had attended at least one-half ('/2) of the reg-
ular meetings of his Local Union for thirty-six (36) months
previous to the June, 1970, election, unless his Union
activities or working hours prevented his attendance.
(b) Article VII, Section 8 of the International Constitution
adopted August 22, 1968, referred to as Exhibit A in paragraph
3(a) hereof, provided:
Section 8. All Local Union Officers and Grievance
Committeemen shall be elected for a term of three (3)
years at the last meeting in June commencing June,
1970, by a plurality vote of the members participating in
a referendum vote * * *,
(c) Article VII, Section 9 of the Local Union Elections Manual,
referred to as Exhibit B in paragraph 3(b) hereof, provides, in
pertinent part, as follows:
Section 9. No member shall be eligible for election as
a Local Union Officer or Grievance Committeeman un-
less * * *
(c) He has attended at least one-half ('/2) of the reg-
ular meetings of his Local Union for thirty-six (36) months
previous to the June, 1967, election, unless his Union
activities or working hours prevented his attendance.
(d) Article IV, Section 5 of the standard By-Laws for Local
Unions referred to as Exhibit C in paragraph 3(c) hereof, provides,
in pertinent part, as follows:
No member shall be eligible for election as an Officer
or Grievance Committeeman unless
« * *
(c) He has attended at least one-half of the regular
meetings of his Local Union for 36 months previous to
the election, unless his Union activities or working hours
prevented his attendance.
6. The meeting atiendance requirement, as set forth in the In-
ternational Constitution, referred to as Exhibit A in paragraph
3(a) hereof, the Local Union Elections Manual, referred to as
10
Exhibit B in paragraph 3(b) hereof, and the standard By-Laws for
Local Unions, referred to as Exhibit C in paragraph 3(c) hereof
are applicable to and binding upon each of the thirty-seven hundred
(3,700) local unions chartered by the defendant International
Union,
7. The membership of defendant Local 3489 is composed exclu-
sively of the production and maintenance employees of the Stran
Steel Corporation situated at Terre Haute, Indiana. Throughout
the period from May, 1967 to June, 1970, the employees at the
aforesaid plant regularly worked Monday through Friday, inclusive,
on three shifts. All employees generally worked the same shift with-
out rotating, unless their jobs were changed during the three-year
period.
8. (a) Pursuant to the provisions of the International Constitu-
tion, Locai Union Elections Manual, and standard By-Laws for
Lucal Unions then applicable, to have been eligible as a candidate
in defendant Local’s June 22, 1970 election, a member must: (a)
have been in continuous good standing for a period of twenty-four
(24) months immediately preceding the election; (b) be employed
in the Terre Haute, Indiana plant of the Stran Steel Corporation;
and (c) have attended at least eighteen (18) of the regular meet-
ings held by defendant Local in the thirty-six (36) months pre-
ceding the election (June, 1970), unless his Union activities or
working hours prevented his attendance. No credit is ever given
for meetings missed for any reason other than working hours (or
Union activities) .
(b) The defendant Local held nominations for office on May 17,
1970, and an election of officers on June 22, 1970. The nomina-
tions and election were subject to Title IV of the Act.
9. (a) During the period from June, 1967 to May, 1970, the de-
fendant Local conducted 36 regular monthly meetings at the union
hall located at 625 North 13th Street, Terre Haute, Indiana. The
hall is located approximately three miles from the Stran Steel plant,
within a ten minute automobile ride from the plant.
(b) From January, 1967 through February, 1970, split meetings
were held monthly at the union hall, 625 North 13th Street, Terre
Haute, Indiana, on both the second Wednesday of every month
at 4:30 p.m., and on the second Thursday of every month at 1:30
11
p.m. Commencing in March, 1970, only one meeting was held on
the third Sunday afternoon of each month.
(c) Attendance at defendant Local’s monthly meeting averaged
47 members per meeting.
10. Prior to defendant Local’s nomination meeting on May 17,
1970, Clifford Baker, then Recording Secretary, compiled a list of
22 names from the Local's attendance register, which list included
the names of all those Local Union members who had attended at
least 18 of the past 36 monthly meetings, which persons were thus
eligible to be nominated as candidates for a Local Union office at
the forthcoming nomination meeting and eligible to hold union
office. Attached hereto, made a part herec’, and marked Exhibit D
is a true and correct copy of the aforesaid list, which was posted at
the union hall prior to the May 17, 1970, nomination meeting.
11. Of the 22 Local members described in paragraph 10 hereof
who were eligible for union office, ten were incumbent officers of
defendant Local, as follows:
President, W. Uzzell Trustees: R. Brown
Vice President, R. Satz E. Hoffman
Recording Secretary, C. Baker B. Brackall
Financial Secretary, G. Layman Guide, R, Dayhuff
Treasurer, J. Krischak Guard, R. Erickson
12. (a) On May 17, 1970, defendant Local conducted a meet-
ing for the purpose of nominating candidates. At this meeting a
total of 53 nominations of members were made for the nine offices
as set out below. The following candidates were nominated :
President: Vice President:
W. Uzzell P. Eickelman
B. Frye R. Satz
J. Forsythe H. McCloud
P. Eickelman B. King
R. Satz M. Mahoney
D. Ross
Recording Secretary: Financial Secretary :
M. Mahoney G. Layman
C. Baker D. Ross
G. Layman D. Jones
P. Eickelman B. Frye
12
Treasurer : Grievance Committee:
J. Krischak F. Blade
R. Satz C, Jett
P. Eickelman M. Mahoney
D. Ross R. Dayhuff
J. Powell, Sr.
G. Layman
Trustees H, McCloud
R, Brown J. Forsythe
E. Hoffman B. King
B. Brackall B. Roth
R. Dayhuff D, Jones
F. Blade P. Lebaney
J. Powell, Jr. S. Geisert
J. Krischak B. Frye
B. Weiger
J. Krischak
Guard: Guide:
R. Erickson R. Dayhuff
H. Sessions H. McCloud
C, Hoffman
W. Larue
T. Clinkenbeard
(b) Of the aforementioned nominees, nineteen (19) persons
declined thirty (30) nominations as follows:
President: Financia] Secretary:
P. Eickelman D. Ross
R. Satz B. Frye
Vice President :
R. Sats Treasurer :
H. McCloud 0
J. Krischak
B. King
M. Mahoney R, Satz
me P. Eickelman
D. Ross
Recording Secretary:
C. Baker Trustees:
G. Layman J. Powell, Jr.
P. Eickelman J. Krischak
13
Grievance Committee: Guard:
C, Jett H. Sessions
G. Layman
B. Roth Guide:
B. Weiger R. Dayhuff
R. Dayhuff C. Hoffman
H. McCloud H. McCloud
S. Geisert T. Clinkenbeard
J. Krischak
Since the above-named individuals declined nominations, the
Election Committee which was thereafter constituted, as herein-
after described in paragraphs 12(d) through 12(f) hereof, did not
decide any questions concerning their eligibility to be a candidate
and to hold office.
(c) Of the aforementioned nominees, the following were incum-
bent officers of defendant Local Union 3489 for the period from
June, 1967 to June, 1970:
President: Willis Uzzell
Financial Secretary: Gerald Layman
Trustees:
Robert Brown
Chester Hoffman
Richard Dayhuff
Guard: Roy Erickson
(d) After the nomination of candidates was completed nomina-
tions were taken for the position of election teller to conduct the
election of June 22, 1970. The following candidates were nomi-
nated :
ELECTION COMMITTEE
ik
POSS Dr < Bi
Eeii
:
E
14
(e¢) The following candidates for the position of election teller
declined :
J. Krischak
V. Batson
D. Ross
C. Hoffman
(f) An election for the position of election teller was held, and
the following were elected:
C. Baker
H. McCloud
J. Tyler
13. Following the nomination meeting of May 17, 1970, David
L. Jones and B. Brackall were informed that they were ineligible
for union office because they had attended an insufficient number
of Union meetings (David L. Jones had attended three meetings;
B. Brackall had attended 16 meetings).
14. In compiling the list of eligible candidates referred to in para-
graph 10 hereof, defendant Local did not request work records kept
by the employer, Stran Steel Corporation, nor had it ever been the
policy of the Union to check work time credits (which may satisfy
the meeting attendance requirement) unless a nominee or member
so requests. No requests of this nature have ever been made,
15. The following persons nominated at the nominations meeting
of May 17, 1970, were declared eligible solely on the basis of having
actually attended eighteen (18) or more meetings:
President:
W. Uzzell
B. Frye
J. Forsythe
Vice President: P. Eickelman
Recording Secretary: M. Mahoney
Financial Secretary: G. Layman
Treasurer: D. Ross
‘Trustees:
R. Brown
E. Hoffman
R. Dayhuff
F. Blade
15
Grievance Committee:
F. Blade
M. Mahoney
J. Powell, Sr.
J. Forsythe
B. King
P. Lebaney
B. Frye
“uard: R. Erickson
Guide: No eligible candidate
16. While, as indicated in paragraph 10 hereof, W. Larue had
not attended at least 18 meetings, he was permitted to run for the
office of Guide tecause of the long standing custom of defendant
Local that if there was no eligible candidate for a particular office,
the office could then be filled by a non-eligible member.
17. (a) The Election Committee conducted the balloting in the
election of June 22, 1970, at the union hall meeting room at 625
North 13th Street, Terre Haute, Indiana. Said meeting room was
approximately 60’ X 20’ and had one entrance in the front thereof
and one exit at the rear. The ballot box was located on a long
counter inside the meeting room in the back of the front room of
the hall.
(b) The Election Committee, composed of H. McCloud, J.
Tyler, and C. Baker were in charge of conducting the election. At
least two of them were present at all times with half hour lunch
periods taken on a staggered basis. They were not assisted by any
observers.
(c) The Election Committee did not prepare a list of members
eligible to vote. Instead, for the purpose of determining eligibility
of the voters, the Election Committee obtained from Stran Steel
Corporation a monthly seniority list which was utilized for this
purpose,
(d) Defendant estimates that approximately one vote was cast
each three minutes. Further, there may have been as many as 50
voters awaiting the opportunity to cast their ballots at approximate-
ly 4:00 to 4:30 p.m.
(e) In all, 249 ballots were cast.
16
18. Attached hereto, made a part hereof, and marked Exhibit E
is a true and correct copy of a ballot used at defendant Local’s
June 22, 1970, election.
19. At the termination of the voting period, the Election Com-
mittee sealed the ballot box and tabulated the ballots.
20. The Election Committee published the following results:
Candidate Number of Votes
President
Willis Uzzell (Elected) ...........eeeeeeeee 154
Resssell Posaythee 2. cccccccccccccccccsccess 16
Basmaed Pepe occ ccccccccccccccccececcsess 79
Vice President (Unopposed )
Paul Eickelman (Elected) ...........-+00+- 228
Recording Secretary (Unopposed )
Mike Mahoney (Elected) ............+.-05. 186
Financial Secretary (Unopposed )
Gerald Layman (Elected) ..........-+-+0+. 214
Treasurer (Unopposed )
Don Ross (Elected) .......eeeeeeeeeeeeees 211
Trustees
Robert Brown (Elected) ........0.+eeeeeees 212
Chester Hoffman (Elected) ..........+0+0+- 218
Richard Dayhuff (Elected) ...........+.005 204
Weald Binds 2c cccccccccccccssccccsccoscece 41
Guard (Unopposed)
Roy Erickson (Elected) ........-.+eeeeeee: 204
Guide (Unopposed )
Wayne Larew (Elected) ...........02+ee00: 192
21. After the conduct of the election, Bernard Frye, a member
in good standing who had been nominated for the Presidency, filed
a ‘mely written protest (letter dated June 23, 1970) with the de-
fendant Local. A true copy of that letter is attached hereto as
Exhibit F and made a part hereof. In his letter, Frye, inter alia,
protested the reasonableness of the requirement of the International
Constitution that candidates for local union office attend one-half
17
of the regular meetings held in the thirty-six (36) months prior to
the election, and that there were no voting booths to have a “secret
ballot” election, resulting in members using walls, chairs, and tables
to vote, and in that persons marking ballots could be seen by others.
22. The defendant local denied Frye’s protest and he appealed
the decision to the Executive Board of the Defendant International
(letter dated July 19, 1970) in accordance with the International
Constitution. A true copy of that letter is attached hereto as Exhibit
G and made a part hereof. The International Executive Board
voted to withhold action on the appeal on March 22, 1971, after
a hearing had been conducted by an International Commission ap-
pointed to hear Frye’s appeal. An International Commission was
appointed and a hearing was held on September 8, 1970. On Sep-
tember 23, 1970, Frye filed a written complaint with the Secretary
of Labor, inter alia, challenging the reasonableness of the Defendant
International’s meeting attendance requirement, and defendant Lo-
cal’s failure to have voting booths in order to conduct a secret ballot
election. A true copy of the written complaint is attached hereto as
Exhibit H and made a part hereof.
23. On October 15, 1970, the International Commission pre-
pared and submitted its final decision on member Frye’s appeal to
the International Executive Board.
24. The Steel Workers Organizing Committee (hereafter
“SWOC” ), an organization representing steel industry employees,
was formed in 1936 and held its first Convention in December
1937. The rules governing convention representation and selection
of delegates provided that in order to be eligible to act as a delegate
a member must be “a regular attendant of the meetings of his
lodge.” At the Convention, SWOC formulated Rules and Methods
of Procedure to govern the affairs of lodges. These rules did not re-
quire attendance at meetings as a qualification on the right to seek
and hold local union office. No such requirement was adopted at
the 1940 Convention. (While agreeing to the accuracy of these
facts, defendant Steelworkers is of the view that they are not rele-
vant here. )
25. In 1942, SWOC was disbanded and in its place the United
Steelworkers of America (hereafter “the Steelworkers”) was estab-
lished. Under the Steelworkers Constitution, the International
President has the authority to appoint, prior to the opening date
18
of the Convention, such committees as are necessary to conduct the
affairs of the International Convention, subject to the approval of
the Convention (Article IV, Section 8). Among the committees
uniformly appointed by the President is the Constitutional Com-
mittee.
26. Pursuant to the provisions of the Constitution (Article IV,
Section 8), this Committee meets prior to the opening of the Con-
vention and considers all resolutions for amendments to the Con-
stitution previously submitted by local unions or recommended by
the International Executive Board. Thus, Article VI (“Conven-
tions”), Section 12 provides:
All Local Union resolutions to be considered by the In-
ternational Convention must be adopted by the Local
Union and shall be sent to the International Secretary-
Treasurer. They must be in his hands not later than ten
(10) days prior to the convening of the International
Convention. The International Secretary-Treasurer shall
submit all Local Union resolutions and any recommenda-
tions of the International Executive Board to the chair-
men of the appropriate committees.
27. The members of the Constitutional Committee, as noted, are
appointed by the International President from among the delegates
“elected at an official meeting of a Local Union or by referendum
ballot election, after the Call for the International Convention is
received and has been read to the Local Union.” (Article VI, Sec-
tion 10).
28. The Steelworkers adopts a Constitution at each of its bian-
nual Conventions. The initial action with respect to amendments
or revisions to the Constitution takes place within the Constitutional
Committee. That body receives all resolutions submitted by Local
Unions and any recommendations of the International Executive
Board concerning suggested amendments to the Constitution. The
Committee then discusses, debates and acts upon the proposed
amendments by submitting a report to the Convention recommend-
ing whether the Constitution should or should not be amended with
respect to each of the specific resolutions submitted by any Local
Union or recommended by the International Executive Board. The
report of the Committee does not set forth the reasons for its rec-
ommended actions.
19
Thereafter, the report of the Committee is presented to the Con-
vention and acted upon by the delegates, with or without debate
as the case may be. The Constitution may be amended only by
majority vote at the Convention (Article XIX).
The meetings of the Constitutional Committee, like all other
Committees which function in connection with the Convention,
are not transcribed. Accordingly, there is no written record of what
discussions were had within the Constitutional Committee either
with respect to the reasons for adopting a meeting attendance rule
initially in 1942 or the subsequent modifications of that rule as de-
scribed below.
The formal Convention proceedings, however, are transcribed
and what follows is a brief description tracing the historic develop-
ment of the meeting attendance rule as reflected in said formal
Convention proceedings,
29. In May 1942 at its first Convention, the Steelworkers adopted
a Constitution. Article VII, Section 9(c) of this Constitution pro-
vided that to be eligible as a candidate for local union office a
member must have
attended at least one-half of the meetings of his local un-
ion for six months prévious to the election unless his union
activities or working hours prevented his attendance.
Article VI, Section 7(b) of the Constitution imposed a similar
requirement on candidates for election as delegates. In the formal
Convention Proceedings no reasons were cited for the meeting at-
tendance requirement to hold local union office and there was no
debate on the issue on the floor.
30. At the 1944 Convention, the meeting attendance require-
ment was amended to provide for attendance at one-half of the
regular meetings of the Local for the six months preceding the elec-
tion. The formal Convention Proceedings show no reasons for this
change and there was no debate on the issue on the floor.
31. At the 1946 Convention, the terms of local union officers
were increased from one year to two years effective June 1946
(1946 Proceedings, pp. 359, 360; 1946 Constitution, Article VII,
Section 8). No change was made in the meeting attendance re-
quirement.
32. At the 1948 Convention, the period of time in which mem-
bers were required to attend one-half (1/2) the meetings preceding
20
elections was lengthened from six months to twelve months, both
for local union officers and for Convention delegates. The Con-
vention Proceedings relating to these changes are attached hereto
as Exhibit I.
33. At the 1952 Convention, the Constitutional Committee rec-
ommended that the meeting attendance rule be increased from
twelve months to twenty-four months for local union officers to be
effective in local union elections commencing in June 1952. Fol-
lowing debate, the original resolution was withdrawn and rewritten
to provide that the increase in attendance would be effective for
elections subsequent to June 1952. The revised resolution was
adopted by the Convention. The same change was made in the
meeting attendance requirement for delegates. The Convention
Proceedings relating to this proposal are attached hereto as Ex-
hibit J.
34. At the 1956 Convention, a resolution was introduced which
would have required that a member must attend one-half of the
meetings that his working hours did not prevent his attending. No
change in the Constitution resulted. However, there was discus-
sion on the resolution. The Convention Proceedings relating to
this proposal are attached hereto as Exhibit K.
35. At the 1960 Convention, a Local Union submitted a resolu-
tion to amend the Constitution in a manner similar to that sug-
gested in 1956, as described above. No change in the Constitution
resulted. However, there was discussion on the resolution. The
Convention Proceedings relating to this proposal are attached
hereto as Exhibit L.
36. At the 1962 Convention, the term of office for local union
officers was increased from two (2) years to three (3) years to be
effective commencing with the June 1964 elections (Article VII,
Section 8). No change was made in the provisions of the Constitu-
tion dealing with the meeting attendance rule.
37. With respect to the 1964 Convention, attached hereto as
Exhibit M is the statemezt of counsel for defendant, who was pres-
ent, concerning what transpired within the Constitutional Commit-
tee. At the Convention, the meeting attendance rule was amended
to provide that members must have attended one-half (1/2) of the
meetings in the thirty-six (36) months preceding the election, sub-
ject to the exceptions for union business or conflict in working hours
21
previously in effect. The Convention Proceedings relating to this
amendment are attached hereto as Exhibit N.
38. It is the position of the defendant International that the
meeting attendance requirement as set forth in the International
Constitution, By-Laws for Local Unions and the Local Union Elec-
tions Manual should be retained because it serves a three-fold pur-
pose:
(a) to encourage broad base participation in the affairs of the
union, and to obtain as large a turnout as possible at the meetings
at which the union’s business is conducted;
(b) to attempt to assure that candidates have demonstrated an
interest in and are likely to be concerned with the problems of the
union; and
(c) to attempt to insure that candidates have participated in the
affairs of the union and are, therefore, sufficiently familiar with its
problems to be able more intelligently vo fulfill the numerous re-
sponsibilities and duties attendant to holding office.
This position was made known to representatives of the Secretary
of Labor by representatives of defendant International prior to the
initiation of this suit.
39. The parties hereby further agree as follows:
(a) Attached hereto as Exhibit O and made a part hereof is a
true copy of the relevant portions of the transcript of testimony of
Herbert J. Lahne, Director of the Division of Research, Labor-
Management Services Administration, United States Department
of Labor, which testimony was adduced at the trial of the case of
George P. Shultz, Secretary of Labor v. Local Union 6799, United
Steelworkers of America, AFL-CIO, et al., in the United States
District Court for the Central District of California, Civil No.
68-326-EC. The testimony set forth in Exhibit O may be consid-
ered by the Court as though it were oral testimony adduced at the
trial of the cause now before this Court.
(b) Attached hereto as Exhibit P and made a part hereof, is a
chart prepared by Herbert J. Lahne, Director of the Division of
Research, Labor-Management Services Administration, United
States Department of Labor, entitled “Attendance at Union Meet-
ings as a Requirement for Nomination or Election to Local Union
Office, as Provided by National Union Constitutions and Bylaws,
June, 1967.” Exhibit P is a copy of the document received in evi-
22
dence as Plaintiff's Exhibit 15, in the case of George P. Shultz,
Secretary of Labor v. Local Union 6799, Umited Steelworkers of
America, AFL-CIO, et al., in the United States District Court for
the Central District of California, Civil No, 68-326-EC (Transcript,
po. 305-306).
40. The parties further agree that the following defendants’ ex-
hibits introduced and received in evidence in the mentioned Shultz
v. Local Union 6799, USWA case, are hereby made part of the in-
stant record subject to the plaintiff's right to raise here any legal
objections to their admissibility :
(a) Defendant Exhibit L in the Local Union 6799 case—Hol-
combe letier to the Honorable Robert Kastenmeir (dated February
29, 1960). This exhibit is attached hereto, made a part hereof, and
marked Exhibit Q.
(b) Defendant Exhibit N in the Local Union 6799 case—Mer-
rick letter to the Honorable Jonathan Bingham (dated November
25, 1966). This exhibit is attached hereto, made a part hereof, and
marked Exhibit R.
(c) Defendant Exhibit Q in the Local Union 6799 case—Klei-
ler letter to Senator Javits (dated December 5, 1966). This ex-
hibit is attached hereto, made a part hereof, and marked Exhibit S.
(d) Defendant Exhibit T in the Local Union 6799 case—ex-
cerpts from U. S, Department of Labor LMRDA Interpretative
Manual, to wit: Sections 422.205, 422.206, 422.208, 422.250. This
exhibit is attached hereto, made a part hereof, and marked Ex-
hibit T.
It is further stipulated and agreed that each party reserves the
right to present additional evidence at the trial.
DATED: April 27, 1973.
WituaM J. Kivsere, Solicitor of Labor
Herman Grant, Regional Solicitor
ALAN M. Serwer, Attorney
Attorneys for Peter J. Brennan,
Secretary of Labor, United States
Department of Labor,
Plaintiff.
A. E, Lawson
Attorney for Defendants
23
EXHIBIT D
Members eligible to run for office with 18 meetings or more.
C, Jett 251 R. Erickson 682 M. Mahoney 1040
J. Krischak 268 G. Layman 617 R. Satz 1075
D. Ross 339 W. Uzzell 622 V. Batson 1030
B King 319 C. Hoffman 683 E. Debney 1050
&. Frye 363 P. Eickelman 800 J. L. Powell 1203
R. Dayhuff 549 R. Forsythe 859 F. Blade 1244
R. Brown 521 C, Kennedy 966
J. Powell 560 H. McCloud 902
Members having attended 15 to 18 meetings.
B. Scank 227 15 W.Larue524 16 _ B. Brackall605 16
EXHIBIT E
UNITED STEELWORKERS OF AMERICA
ELECTION OF OFFICERS AND
COMMITTEEMEN
LOCAL UNION 3489
President (Vote for one) Guard
Willis Uzzell ......--5+ 0 Roy Erickson .......+++ 0
Russell Forsythe .......- =)
Bernard Frye ...++++++: C) Trustees (Vote for three)
Robert Brown ......... CJ
Vice President Chester Hoffman ....... oO
Paul Eikelman ......... = Richard Dayhuff a ia c
Fred Blade ........++++ Oo
Recording Secreiary
Sau ey seereees 0 Grievance Committee
Financial Secretary (Vote for five)
Gerald Layman ere OC) Fred Blade .......+005: CO
Ed Debney .....++0+++: 0
Treasurer Russell Forsythe ........ oO
Don Rogs .....eeeeeeee oO Mike Mahoney .........
Bill King ......++++065 oO
Guide Bernard Frye ......+++: CJ
Wayne Larue .......+++ CJ James Powell ........++- CJ
24
EXHIBIT F
TITLE IV—filed 6-23-70 in regards to the Election of 6-22-70.
Copy of Original sent to Local Union,
1. There was no booths to have a “secret ballot”, that the men
had to use the walls, chairs, tables and anything else, with men next
to them knowing how they voted, thus leading to intimidation of
the Voters.
2. That “reasonable requests for distribution of campaign litera-
ture’ could not in most cases be made, because equal rights of the
candidates did not exist Reason: new candidates know nothing of
about the rules in the Local Union Election Manual, Only the old
candidates or incumbents had said copies. In fact, there were, ac-
cording to the Recording Secretary, only four said books for the en-
tire membership outside of the officers.
3. That only the incumbent officers had access to lists of mem-
bers, thus discrimination in favor of the incumbents and discrimi-
nation against new candidate. Reason: No knowledge was given,
because of lack of Local Union elections Manuals.
4. That because of the lack of the Local Union election Manual,
new candidates did not have the equal knowledge of the right to
inspect a “list containing the names and last known addresses of all
members’,
5. The Local Union did not make “adequate safe guards to in-
sure a fair election”. (Ballots were placed in the center of the table
where one took his own Ballot).
6. I was refused the right to have an observer at the polls, and
also at the counting of the Ballots, on the grounds that I did not
tell them in time. Title IV does not contain a time limit for having
an observer named.
7. That the requirement to have attended 18 meetings was
unreasonable because it disqualified all members (550 strong) ex-
cept 22 members, when there was a total of 15 positicns to be filled.
8. That approximately (. 51) members on lay-off status were not
given equal and reasonable notification of the nomination held
May 17, 1970 (working members were sent a special Post Card).
9, That approximately (151) members on lay-off status were not
given equal and reasonable notification of the election held June
22, 1970, thus not giving them equal rights to Vote.
10. That the election was not held in accordance with the Con-
a Sy ee
25
stitution and By-Laws of the Local Union, the Local Union Elec-
tion Manual does state that the Nominations would be held at the
meeting immediately preceding the election. We had a meeting the
day before the elections which was a violation of our own Manual.
11. That the Tellers did let candidates and members loiter at the
Polling Place even though one Teller states he knew of the require-
ments in our Manual which states we can’t loiter. This caused in-
timidation of the Voters because they were forced to mark their
ballots in front of all present.
12. That the elections was held on Monday, which gave the in-
cumbent an edge over the other candidates, thus not giving equal
opportunity.
13. That a Veteran who had been back to work for eight months
was not permitted to run for office even though he was nominated
because he didn’t have 18 meetings in.
14. That the Tellers did refuse to let William Field, a member
in good standing, on Lay-off, to vote and only after appealing it to
the International Representative Rust Dollars, was he permitted to
cast his Vote.
15. That the Local Union President and the International Rep-
resentative did state at three monthly meetings, the last being June
21, 1970 the day before the election, that the men on lay-off had
no right to vote.
16, That there were several meetings held at the Local (4-12
shift) which the attendance was not taken because of lack of ten
members to have said meeting even though it was to be a continu-
ous meeting. Day shift having the other half of the meeting, thus
men were not able to meet the requirement of 18 meetings,
17, That sometimes there was no guard on the attendance
Records ledger, thus permitting members to add extra names if they
so wished,
Therefore, I request New Nominations and New Elections be
held, and that the unreasonable requirement of 18 meetings be
dropped in this particular case.
Respectfully requested,
s/ Bernarp G, Frye
1304 South 7th
Terre Haute, Indiana 47802
26
EXHIBIT G
° 1304 South 7th
Terre Haute, Indiana 47802
July 19, 1970
(Enclosure of Charges)
International Executive Board
United Steelworkers of America
1500 Commonwealth Building
Pittsburgh, Pa, 15222
Dear Sir and Brether:
It is my unpleasant task to request of your Board to call new
nominations and election for my Local 3489 (Steelworkers).
Dear Brother, I have, to the best of my ability, followed the Local
Union elections Manual. On Page (31) thirty-one of the above
said Manual, it states, “All protests . . . must be filed in writing
with the Local Union prior to the membership meeting at which
the report of the election committee is read.”
At our Local Union meeting, held July 19, 1970, the election
committee report was read and also my protest of the election dated
June 23, 1970, Registered letter #24300, Also additional charges
filed July 14, 1970, Registered letter #64129 were read.
The Local Union, after I requested new nominations and new
election be held, entered into its minutes the following: “Objection
by C. Jetl, that such an action is not called for until after facts are
considered and studied before any action can be taken.” No addi-
tional action was taken, 1 was not permitted to give my side of the
matter, and was called out of order. The International Representa-
tive was present and rendered no help in my effort to give the facts.
Therefore, I appeal the decision of our Local and ask your Board
to call for Nominations and election be held over again for Local
3489,
Fraternally,
s/ B. Frve
27
EXHIBIT M
APPENDIX
In THE
Supreme Court of the United States
Ocroser Term, 1970
No. 655
James D. Hoposon, Secretary of Labor,
Petitioner,
v.
Locat Union 6799, United Steelworkers of America,
AFL-CIO, et al.
On Writ of Certiorari to the United States Court of Appeals
For the Ninth Circuit
Petition for Certiorari Filed September 4, 1970
Certiorari Granted December 7, 1970
(392) MR. GOTTESMAN: Then I would offer a stipulation
that if I were—and we have discussed this among counsel—that if I
were called as a witness I would testify as follows: I was present
at the conventions of the International Union, United Steelworkers
of Ainerica, in 1962 and in 1964.
28
That the Union holds its conventions every other year. And
that prior to the 1962 convention the term of office provided in the
Constitution for Local Union officers was two years.
That at the 1962 convention the delegates voted to change the
term of office to three years and that became effective with what
was the next election thereafter, namely, the 1964 election.
In the 1962 convention no change was made in the provision of
the Constitution dealing with meeting [393] attendance. At that
time that provision stated that a member had to have attended 12—
I guess one-half of the meetings during the preceding 24 months.
At the 1964 convention I served as counsel to the Constitution
Committee of the convention. The International Officers had not
recommended any change in the constitutional provision dealing
with meeting attendance,
However, from the floor of the Constitution Committee a num-
ber of delegates proposed that that provision be changed so that it
was co-terminus with the new term of o. namely, three years.
Therefore, it recites the number of meetings that had to be at-
tended was one-half of 36.
The Chairman of the Constitution Committee, who was a mem-
ber of the International’s Executive Board, stated that in his judg-
ment that change was not required.
However, the delegates, when they voted upon it in the Consti-
tution Committee, voted that the change should be made or at
least should be recommended to the floor of the convention as a
whole. The majority so voted. The Constitution Committee made
that recommendation to the convention as a whole and it was
adopted by the convention as a whole.
So that beginning with the 1964 Constitu- [394] tion the provi-
sion has appeared that the meeting attendance requirement is one-
half of 36 meetings.
Since the ‘64 convention took place, after the 1964 elections,
the first elections which were run under the new half of 36 require-
ment were those which were run in 1967,
I might add for clarity that all of the Local Unions in the Steel-
workers elect at the same time, namely, in June of a year designated
in the Constitution. So that in June of 1967 all of its Local Unions
were conducting elections.
A
29
I offer that if called I would have so testified.
MRS. JANAVS: So stipulated. We have no cross examination
as to this testimony.
EXHIBIT N
Article Vil, Section 9—Page 47
There were 29 resolutions dealing with eligibility requirements.
Three (3) resolutions would tighten eligibility requirements so
that members on the 3 to 11, and the 4 to 12 shifts must attend at
least six (6) Local Union meetings.
Two (2) resolutions will permit absence from Local Union meet-
ing due to vacation to be an allowable reason for non-attendance.
Eleven (11) resolutions would request that a member, who is
normally excused from attending a meeting because he is working,
will get credit for such meeting if he makes his request in writing.
Four (4) resolutions would make ineligible for office those mem-
bers who performed supervisory functions in the 24-month period
prior to election.
One (1) resolution would require that attendance credits be ac-
quired prior to the time of nomination instead of election.
Five (5) resolutions would require attendance at one-half of reg-
ular meetings “for the 24 months prior to June elections that his
working hours or Union activities permit.”
Two (2) resolutions would require attendance at one-half of the
regular meetings for 36 months instead of 24 months previous to
the Local Union elections.
The Committee non-concurs in the firs: twenty-seven (27) reso-
lutions but does concur in the last two resol:itions requiring attend-
ance at one-half ('/.) of the regular meetings for 36 months pre-
vious to the Local Union elections. The Committee also recom-
mends a date change on line 28 from “June, 1964” to “June, 1967.”
Section 9, page 47, line 25, paragraph (c), will then read:
“(c). He has attended at least one-half (%) of the regular
meetings of his Local Union for thirty-six (36) months previous to
the June 1967 election, unless his Union activities or working hours
prevented his attendance.”
Committee Secretary Carcella: The Committee recommends its
adoption.
. . . The recommendation of the Committee was adopted.
30
EXHIBIT O
THE WITNESS: Herbert J. Lahne, L-a-h-n-e.
THE CLERK: Thank you.
DIRECT EXAMINATION
BY MR. DONOGHUE:
Q. By whom are you employed?
A. U.S. Department of Labor.
Q. What is your present position?
A. I am Director of Division of Research, Labor-Management
Services Administration.
Q. How long have you held this position?
A. Under different organizational setups since 1959.
Q. What type of work does this Division perform?
A. We do research in the field of Union structure, administra-
tion, welfare, pension plans and anything [304] that is requested by
the Assistant Secretary under whose supervision we happen to be.
Q. This includes work in connection with the Labor-Manage-
ment Reporting Disclosure Act?
A. It does.
MR. DONOGHUE: Your Honor, we have attached to the list
of plaintiff's witnesses a summary of Mr. Lahne’s experience and
educational background.
At this time to avoid any delay, we would like to offer that as an
MRS. JANAVS: 19.
MR. DONOGHUE: 19.
MR. GOTTESMAN: No objection.
THE COURT: 19 is ordered in evidence.
(Document marked Plaintiff’s Exhibit 19 was received in evi-
dence. )
MR. DONOGHUE: At this time, your Honor, I would like
to move that Mr. Lahne be qualified as an expert in labor relations.
THE COURT: Any objection.
MR. GOTTESMAN: Your Honor, I’m not sure what an expert
in labor relations is.
We will certainly stipulate Mr. Lahne is an expert in those areas
31
in which his qualifications, as described in Plaintiff's Exhibit 19,
relate.
[305] THE COURT: Very well. All right. You may proceed.
MR. DONOGHUE: I would like at this time to have marked
as Plaintiff’s Exhibit 15 a chart showing a study of 72 National
Constitutions.
THE COURT: Very well. 15 for identification,
(Document was marked Plaintiff's Exhibit 15 for identification. )
MR. DONOGHUE: May that be handed to Mr. Lahne,
please?
(Exhibit placed before the witness. )
BY MR. DONOGHUE:
Q. Mr. Lahne, referring to Plaintiff's Exhibit for identification
15, could you identify this document and tell us what it is?
A. Yes, sir. This document was prepared under my direct super-
vision in my office, and as the title indicates it shows for 72 Na-
tional Unions the provisions in those Union Constitutions relating
to attendance requirements as a qualification for nomination or
election to Local office. The date is shown as of June 1967.
Q. That is the date of the election in question?
A. That is what I understand.
{306} MR. DONOGHUE: I would move now, your Honor, that
Plaintiff's Exhibit 15 be admitted.
MR. GOTTESMAN: No objection.
THE COURT: 15 is ordered in evidence.
(Document marked Plaintiff’s Exhibit 15 was received in evi-
dence. )
BY MR. DONOGHUE:
Q. Now, Mr. Lahne, would you explain in your own words ex-
actly what the chart shows?
A. Yes. This chart in its first column at the left gives the name of
the Union in a short form.
The second column gives the date of the provisions analyzed,
which are in effect as of June 1967.
32
The third column shows the number of members in each of the
Unions so named.
The last two columns show the attendance requirements in each
of these Unions, if there are any such requirements.
There are two columns, the two last columns show the number
or percentage of meetings which is specified in the Constitution to
be required, and the last column shows the number of months over
which that attendance must be achieved.
Looking at the—do you want me to point out the various high-
lights of the table at the present [307] time in terms of what it
shows?
Of the 72 National Unions here, which comprise 90 per cent of
the Union membership in the country, of these 72 56 of these
Unions, with 68 per cent of the membership, have no provisions
requiring attendance at meetings to be eligible to run for office.
Four of the Unions, with 7 per cent of the Union membership,
give the Local Union an option as to whether or not they have a
meeting attendance requirement.
And just 12 of the Unions, with 25 per cent of the membership,
have a mandatory provision requiring candidates for Local offices—
THE COURT: You said 25 per cent?
THE WITNESS: 25 per cent of the membership, yes, sir. 12
Unions, with 25 per cent of the total membership, have provisions
which require—
THE COURT: Mandatory?
THE WITNESS: —attendance at meetings. Now, these re-
quirements vary somewhat, but I will just refer to the period of time
required to fulfill the requirement.
Of the 12 Unions, four of them allow the requirement to be ful-
filled in six months. Two of them have the requirement subject to
fulfillment in one year. [308] Three of them provide a two-year
period over which the requirement must be fulfilled. And two of
them specify that there is a three-year period.
THE COURT: Is this one of them, the Local here?
THE WITNESS: The Steelworkers is one of the three-year
Unions.
THE COURT: One of the two—
THE WITNESS: I’m on three years now. Four of them are
six months.
33
THE COURT: Yes, I understand that. Two with a year, three
with two years and two are three years.
THE WITNESS: Two are three years.
THE COURT: Now, I asked you—
THE WITNESS: The Steelworkers is one of those two for
three years.
THE COURT: All right. What about the other ones?
THE WITNESS: There is one left, and that is the Boilermak-
ers. They don’t specify the period. They simply say that the mem-
ber must attend such meetings as the Local By-Laws require. That
accounts for the 12 Unions which are on this table as having man-
datory requirements.
[309] MR. DONOGHUE: We have no further questions at this
time, your Honor.
THE COURT: Very well.
CROSS EXAMINATION
BY MR. GOTTESMAN:
Q. Mr. Lahne, do I correctly understand that this table shows
only those provisions that appear in the Constitutions of Interna-
tional Unions?
A. That is correct.
Q. In compiling this table, was that the only source which was
looked to?
A. That is correct.
Q. In other words, if the Union has a standard By-Laws, which
are to become binding on each of its Local Unions, which is a doc-
ument separate from its Constitution, that was not looked at—
A. I’m sorry. I would like to correct that.
We looked at all the documents. We considered that those stand-
ard By-Laws are part of the National Constitutions.
Also I might say these Constitutions were submitted under the
requirements of the Landrum-Griffin Act, with which I am sure
you are familiar. In some cases the Constitution itself was submitted
for an earlier [310] year and supplemented by the annual reports
that these Unions are required to make. So that in some cases it is
a combination document, a printed Constitution plus the annual
report which the Union is required to make when it changes its
Constitution.
34
In other words, the Union may not choose to reprint the entire
Constitution, say, in 1967 when it has only one change over 1965.
So we use the 1965 Constitution, plus the documents submitted to
the Department of Labor indicating the change in 1967.
Q. Now, Mr. Lahne, you did not in preparing this table look at
any provisions which appear in Local Unions’ own Constitutions
or By-Laws?
A. We did not.
Q. This is a chart that deals with eligibility requirements for
Local Union elections, is that not right?
A. That is correct,
Q. Having in mind your position as an expert in this field, you
do know that there are at least some Local Unions that provide such
requirements in their own By-Laws?
A. Yes, I do.
Q. Did you make any effort to ascertain how many Local
Unions having how much membership have their provisions in their
own By-Laws?
[311] <A. I did not.
Q. Do you have any basis to make an estimate as to how many
Local Unions?
A. You mean of the total Local Unions in the country?
Q. Yes.
A. Only my some 30 years looking at Local Union Constitutions
in other connections and dealing with Local Unions, speaking to
Local Union members and officers.
Q. No systematic effort has been made to determine—
A. No systematic effort has been made to tabulate the total
number of Local Union Constitutions, which is in the neighborhood
of 45,000—I’m sorry, there are some 45,000 Local Unions, and
there has been no systematic tabulation by anyone of the require-
ments in these Constitutions in this regard.
THE COURT: Then of the 68 per cent of the membership,
wherein the International does not provide for any attendance re-
quirement qualifications for running for office, we don’t know
whether—maybe all of those Local Unions do provide for it and
maybe none of them do, we don’t know.
THE WITNESS: Yes, your Honor, that is correct, we do not
es
35
know the exact—an exact figure. It [312] is entirely possible some
have them and some do not.
BY MR. GOTTESMAN:
Q. Now, I gather that means then for each International Union
which appears on this chart, with a little dash, signifying no provi-
sion in its International Constitution, that we are provided no knowl-
edge as to how many, whether it be none, some or all of its Local
Unions have on their own adopted a meeting attendance require-
ment?
A. That is correct.
Q. Am I correct also in understanding that the only eligibility
requirement with which this chart deals is meeting attendance?
A. Correct.
Q. Are there other provisions that appear in the Constitutions of
some or all of the Unions here, which also qualifies the right of the
members to run for office in the Union?
A. Yes, sir.
Q. Would you say at least some such provision appears in the
Constitutions of all the 56 Unions which do not have a meeting at-
tendance requirement?
A. I don’t understand your question. Some such what?
Q. Are there at least some eligibility require-[313] ments, other
than simply being a member of the Union?
A. Yes, there are. There are some requirements which are prac-
tically universal in Union Constitutions.
Q. Now, are there some requirements in at least some of these
Constitutions which are intended to serve purposes comparable to
those you understand the meeting attendance requirement to serve?
THE COURT: Let’s find out first what he understands the
meeting requirement—
THE WITNESS: I was just about to—
BY MR. GOTTESMAN:
Q. All right. Can you tell us, from your experience in this field,
what you understand to be the purpose of the meeting attendance
requirement?
A. As I understand, the Union’s position as to meeting attend-
ance requirement—I am not referring only to the Steelworkers but
to other Unions which have it, and even the Unions that don’t
36
have it who have discussed with me the desirability or undesirability
of having it-—there is the understanding or let us say the hopeful
belief that attendance at meetings makes a member acquainted
with Union affairs, so that if he desires to run for office he will have
some knowledge of Union affairs and Union problems.
[314] THE COURT: Now, then your next question,
BY MR, GOTTESMAN:
Q. The next question is, are there Unions on this list who have
provisions other than meeting attendance provisions which are in-
tended to serve that same purpose, namely, to assure we have offi-
cers who have some knowledge and familiarity with Union affairs?
A. Well, it is a little hard to answer the question the way you
put it.
If I may refer to the universal, practically universal qualifications
for holding Union office, some of these might be so construed.
For example, that a member be—a person be a member of a
Local for at least one year is virtually a universal requirement.
Now, | suppose the answer there would be that this could be in-
tended to serve the same purpose,
The second virtually universal requirement is the requirement
that the member be in good standing, There is one which is not as
universal but very common, that the member be employed at the
trade, This is especially true in craft Unions,
I think there may be one or two others, but there are about three
possibly four qualifications which are universal among the Unions,
(315) As to the meeting attendance, as—I'm speaking of Na-
tional Constitutions—it is not that common, There are other un-
common ones, for example, prior office holding is an uncommon
requirement, a very rare requirement; more rare than even the
meeting attendance requirement.
Q. But there are some International Unions that have a prior
office holding requirement?
A. I think there are only two,
Q. Are those two on this list? |
A, Let me see, now, The Maritime Union was one and, of
course, that case was litigated and the Maritime Union has now
removed that provision, or at least—
Q. At the time of this election?
37
A. June '67. I guess that is true at the time of June '67, they
did,
The Garment Workers have such a provision but it is rather
qualified, It can be avoided by attending a training school in lieu
of holding prior office. I think those are the only two offhand, I
haven't memorized all the Constitutions of all Unions.
Q. To your knowledge are there any other provisions designed
to assure qualifications, other than meeting attendance and these
two you just mentioned and [316] those you have mentioned
earlier?
A. There are, for example, some Unions have a citizenship re-
quirement, There are—in addition to positive requirements there
are negative aspects, For example, criminals, Communists—
THE COURT: He is talking about requirements that-—
THE WITNESS: Which qualify a person positively, in the
affirmative sense.
THE COURT: No. He is talking about requirements from
which you could conclude the Union was insisting that the candi-
dates have an acquaintance with the Union business.
THE WITNESS: I see. Yes, in that sense I think I have men-
tioned only those—period of membership in the Local is the pri-
mary one,
THE COURT: Te there any requirement as to the period of
time the man must belong to the Union?
THE WITNESS: I think that was litigated in one case where
the time was five years and the Court considered that to be too long
for a Local office.
THE COURT: There was nothing indicated as to what the
Court felt was a reasonable period of membership?
THE WITNESS: I believe the Court at that [317] time indi-
cated that—I can only go by my memory—lI think three years. I
think the Court said possibly two or three years might be accept-
able, but the Court didn’t lay down any rule, but they felt five
years was too long.
THE COURT: There has been no litigation of this period—of
any period with respect to the attendance of meetings?
THE WITNESS: Oh, yes, there has been litigation on that. I
assume our attorneys will cite all the cases.
Actually, the meeting attendance—in the Glass Bottle Blower
cases. There are several of those.
BY MR, GOTTESMAN;
Q. Those cases involved a provision, I think, on your chart that
the Local required attendance of 75 per cent of the meetings?
A. In three years. Yes, I believe—
THE COURT: And that was held to be too severe?
THE WITNESS: Yes, The period of time,—
THE COURT: Wasn't it 75 per cent that was held to be un-
reasonable?
THE WITNESS: Sometimes, your Honor, if you will excuse
me, it is just a little hard to know just-—
(318) THE COURT: Did the Court say the three-year period
was excessive?
THE WITNESS: It was 75 per cent two years and the Court
simply said it was unreasonable. I don’t remember any other de-
tails from the decision.
THE COURT; All right,
THE WITNESS: It may be that—
THE COURT: There is an exhibit already in here—I don't
have the number of it-which refers to that case and says 75 per
cent,
MR. GOTTESMAN;: Defendant's xhibit T, I believe, your
Honor,
THE COURT;
“The Court concluded that the requirement of 75% at-
tendance at Union meetings was too high when combined
with a strict rule regarding excused absences which permitted
a member to be excused only when he was required to work
on the job while the meeting was being held. The Court also
stated that a rule which, as in this case, limits the eligible
group to 2.2% of the membership seems to be too harsh.”
That certainly makes good sense, so far as I am concerned.
[319] Q. —to your knowledge has any Court ever held a 50 per
cent meeting attendance rule invalid?
(320) A. I don’t recall any, But I will have to say again here—
39
[323] Q. Just one last question. As I look at this and look at the
rankings of the Unions in the order of their members, am I correct
in noting that the largest, the third largest and the fifth largest of
the Unions on your table have a meeting attendance requirement
of one form or another in the International Constitution?
I'm referring to the Teamsters, Steelworkers and I believe it is
the Machinists.
A. Well, I haven't examined that. The [324] Teamsters and
the Steelworkers, of course, I know to have a requirement. The
Machinists have a Local option.
MR. GOTTESMAN; I have no further questions.
THE COURT: Anything further?
REDIRECT EXAMINATION
BY MR. DONOGHUE:
Q. Mr. Lahne, could you tell the Court why you looked at
National Constitutions and not Local Union Constitutions?
A. Because it was a National Union Constitution provision
which was involved in this case.
Q. Based upon your expert opinion, would you think it would
be likely for a Local Union Constitution to contain a meeting at-
tendance requirement as a qualification of their right to be a can-
didate, absent a mandatory provision in a National Constitution?
A. I would think that only a minority of Local Unions will have
such a provision if it is not required by the National Constitution.
Q. In your opinion, would you say attendance at Union meetings
is necessary in order for a member to become knowledgeable about
the affairs of the Union?
(325) THE WITNESS: Yes, my opinion on the meeting attend-
ance rule, I might say, might not necessarily be that of the Secretary
of Labor,
My opinion on a meeting attendance rule just happens to coin-
cide with the Secretary's but for different reasons. I believe the
meeting attendance rule is not necessary to give the member a
knowledge of what transpires in the Union and what the Union's
problems are, in order to become a better officer.
40
BY MR, DONOGHUE:
Q. Could you tell us what other ways are available, based on
your knowledge and experience, as to how they gain this knowl-
edge?
A. Union members secure a great deal of (326) knowledge by
Union affairs and problems within the Union, issues within the
Union, through the talk that goes on in the shop, at the work place
and away from the work place, about Union affairs,
Union meetings, as they are presently constituted, especially in
Unions with anywhere from a couple of hundred members up to
many thousands, tend not to be town hall type meetings but rather
to be delegate type meetings unofficially.
Those whose offices in the Union or activity in the Union, such
as shop delegate, committeemen, informal leaders in the shop, those
who go to the meetings report back to the shop and are expected
to and are questioned by people in the shop about what went on
in the Union,
I might say this is a subject on which I wrote an entire article,
which is listed in the sheet which the Court has, which received a
prize from the American Psychological Association, as the best study
of the relationship of psychological factors to industrial matters, and
it has been cited hundreds of times and reprinted hundreds of times.
THE COURT: Mr. Lahne, the fact that there might be a bet-
ter way to acquaint the members with the business of the Union—
when I say “better’’ I mean [327] better than requiring meeting
attendance—let's assume, for the purposes of discussion, that there
is a better way to do it,
It doesn't necessarily follow their requirement of meeting at-
tendance as a means of accomplishing that purpose is unreasonable.
THE WITNESS: No, there are many—
THE COURT: There are different ways.
THE WITNESS: There are different ways.
THE COURT: And you might think and I might agree with
you that one or two ways were better, it still wouldn't make the
meeting attendance unreasonable 1 e requirement was such
as specified in these cases, if the reqhjrement were such that it made
it so onerous and made it so difficult Yor the membership to comply
with it that it would be deemed unreasonable,
THE WITNESS: Yes. I would say there are several ways of
41
doing it and the informal way appears to be the most prevalent,
since most Unions do not require you have a meeting attendance’
rule, they find—at least they believe and I know of no evidence
that Unions with a meeting attendance rule get any better officers
or are any better governed than those without such rules,
So there are these several ways, The vast majority of the Unions
have preferred to rely upon [328) these other ways, rather than
upon meeting attendance.
THE COURT: Now, there are 68 per cent we don’t know
what the Locals do, aren't there?
THE WITNESS: In terms of an exact survey that is correct.
THE COURT: You feel the minority of them that would
have—
THE WITNESS: The small minority would have the meeting
attendance rule.
BY MR. DONOGHUE:
Q. Would you tell the Court what you would say are the quali-
fications universally found in Constitutions?
A. I think we went through this. Good standing, a period of
membership in the Local, these are the two which are most fre-
quent,
Q. In your opinion would you say that a member who met the
universal qualifications is more qualified or less qualified than a
person who has to attend a certain amount of meetings to qualify
as a candidate?
A. I wouldn't say he was more or less. I would say, depending
upon his interest in finding out about Union affairs, whether he
attends a meeting or not, if he meets these universal qualifications
he is on a par with everyone else.
[329] Q. Based upon your experience do you find that Unions
that have these meeting attendance requirements as qualifications
has increased attendance at Union meetings?
A. No, they have not. As a matter of fact, it appears practically
nothing, your Honor, which can increase on any permanent basis
the low attendance at normal routine Local meetings.
From door prizes—TI have been places where the meeting lasted
just long enough to say, “There's beers at the back” and the at-
tendance was no better than at the place where they had fines put
42
on attendance, where they had meeting attendance requirements for
eligibility, except in crises times of contract negotiations and elec-
tion of officers if they are hotly contested. Meeting attendance at
Local meetings runs along on the low plane.
MR. DONOGHUE; I have nothing further.
THE COURT: Anything further?
RECROSS EXAMINATION a,
j
BY MR. GOTTESMAN:
Q. Mr, Lahne, I don’t want to challenge your qualifications.
Are you certain provision of beer has no effect on meeting attend-
ance?
(330) A. Well, there weren't many more people there at that
meeting and it happened to be a meeting of rough and tough guys,
Operating Engineers. This one | happen to remember was in Bal-
timore, I didn’t realize until the middle of the meeting that this
Local was under trusteeship. No one mentioned it at the begin-
ning of the meeting.
But I had gone to another meeting in the same city just the day
before and there wasn’t much difference in attendance.
Q. You stated as your view that you don’t think meeting at-
tendance is a particularly good way to assure qualifications or that
it is a necessary way?
A. It is not a necessary way. It is not necessary to qualifications.
I don’t say it is not one of the ways.
Q. That was going to be my next question.
There are reasonable men, are there not, that concede that there
is a relationship between meeting attendance and quai fications,
who see it differently than you do in that respect, one of © ‘om is
Secretary of Labor, at least, in his Interpretive Manual?
A. I am free to disagree with the Secretary.
Q. Pardon me?
A. I am free to disagree with the Secretary.
(331) THE COURT: He is asking you if you do in this regard.
THE WITNESS: Well, as a matter of fact, until you read that
exhibit I was unaware the Secretary had taken that position.
BY MR. GOTTESMAN;:
Q. Well, based on the position as expressed in that Manuel that
j
/
43
was read in court yesterday, are you in disagreement with the posi-
tion stated there?
A. If you will give =. “he exact language I will be glad to state
my disagreement.
MR. GOTTESMAN: Would the clerk give the witness Exhibit
T, and maybe another one or two.
THE COURT: I think it was one of the wasn’t it?
MR. GOTTESMAN: One of the | ay *Also Ex-
hibit Q.
THE WITNESS: Let's se, 1 have Rabtble 1 here. ~
THE COURT: T and Q.
MR. GOTTESMAN: I believe it is T. It has an “H” ~~
*T”’ on the bottom.
THE WITNESS: That is correct. Which part are you referring
to of this exhibit?
(332) BY MR. GOTTESMAN:
Q. The second paragraph relating to the 50 per cent, the two
years meetings. The second marginal numbered paragraph.
A. Yes, I disagree with the Secretary.
Q. Thus far, as I have understood your testimony, you have
talked about your views about the necessity for fulfilling one of the
functions of the meeting attendance rule, or, at least, one function,
namely, having more qualified officers.
Let me suggest to you some other possible justifications for it and
tell me whether you think these are equally unreasonable or less un-
reasonable or not unreasonable at all.
Might not an International Union have as one of the objectives
in requiring such a provision the desire to have a system of checks
and balances, whereby those who are, in fact, dissatisfied with the
performance of the incumbent officers, and who would be inclined
to run against them, would be motivated by the meeting attendance
rule to actually attend the meetings and therefore have a check
on what the incumbent officers are doing by the mere fact they are
there?
A. Now, what does your question relate to?
Q. The question is, is that an unreasonable [333] reason for the
Union to have a meeting attendance requircment?
A. It might be a given reason but I don’t see it as a valid reason.
44
Very often dissatisfaction is expressed by non-attendance at meet-
ings.
Q. Isn’t it true that very often dissatisfaction is also expressed by
attendance at meetings?
A. That is true. But, as I say, dissatisfaction, a feeling it is use-
less to go to a meeting, for example, because you are not allowed to
talk. The women especially have been known and in my presence
have walked out of meetings where altercations have started, and
there is no doubt about their dissatisfaction with the Union, but
they will not attend the meeting.
Q. You are not suggesting that in the Locals of the Steelwork-
ers
A. I am not suggesting as to any particular Local.
Q. I want to be clear. Assuming that, in fact, it is not the history
of Steelworkers Local Unions, or this one, that members are not al-
lowed to talk or altercations are common at the meetings, so that
those barriers to an opponent desiring to attend are removed?
A. I would say there is a little of this in practically every Union
one place or another.
[334] Q. I am not asking for a confirmation that we are pure
and wholesome, but I am asking whether with these barriers re-
moved there is, in fact, some reason for an International Union to
desire that?
THE COURT: He has already testified that attendance is not
an unreasonable requirement to assure acquaintance with business.
He has already testified to that, in answer to my question, so there
is no reason to go into great detail about this, and conduct a labori-
ous examination on this. I mean he has admitted that.
He thinks there are other ways that are better, but he say that
this is a reasonable way.
Isn’t that what your testimony has been?
THE WITNESS: Well, I would say, your Honor, it is a reason-
able way if it is not too restrictive.
THE COURT: Of course, if it is not too restrictive. That goes
along with it. That was included in my question.
THE WITNESS: I might philosophically, even if a hundred per
cent of the members qualified under the rule, I would still, as a mat-
ter of making elections as unrestrictive as possible, not personally
care for the rule.
45
THE COURT: Why, surely, I can under-[335] stand that.
You have indicated that.
MR. GOTTESMAN: I have no further questions.
EXHIBIT P
LEGEND
This table shows, for 72 national unions, representing 89 per cent
of the total union membership, which national unions do or do not
require attendance at local union meetings as a prerequisite to nomi-
nation or election to local union office. The date is as of June 1967,
the date of the election in this case. Where no figures or footnote’
appear on any line, it indicates that the national union constitution
has no meeting attendance requirement of any kind—either op-
tional or mandatory.
Attendance at Union Meetings as a Requirement for Nomination
or Election to Local Union Office, as Provided by National
Union Constitutions and Bylaws, June 1967?
§% Attendance requirements ¢
National union 2 3 ; _— Number or Number
= stg yon of
=) mouths
TD ccncddcacvecoesenetedeénse 72 17,059 a Sa OO
Constitutions with provision ..... 16 5,476 Cocco 16 oce0)
Actors & Artists ........0eccecceee 6/65 62 ae _
Ret WOEREED ccccccccccccccccese 4/67 1,403 a —
1 This table includes all national unions covered by the Labor-Man-
agement Reporting and Disclosure Act having more than 40,000 mem-
bers as listed in the Directory of National and International Labor Un-
ions in the United States, 1967, Bureau of Labor Statistics, Bulletin
No. 1596, 1968, and having 1 or more affiliated local unions filing un-
der the LMRDA. Bulletin No. 1596 does not report membership for
the United Mine Workers (Ind.) ; however, this union is included on
the basis of its membership reported in the Directory of National and
International Labor Unions in the United States, 1963, Bureau of
Labor Statistics, Bulletin No. 1395, May 1964. The constitutions ana-
lyzed are those in effect in June 1967, according to reports required
under LMRDA that were filed with the Department of Labor.
(See page 48 for footnotes)
§ Se
National union 2 62 38 Number or Number
= 2 HE per cent of of
Q ZED _ meetings months
Bakery & Confectionery Workers .... 8/66 83 ~- _
Bakery & Confectionery Workers (Ind.) 10/65 61 oa —_
PEED eo cecececoese - ceesseeescse 1/66 72 = —
PD o.oo ccesauaneeens 5/65 140 (6) 6)
PEED ccoceoscecessécceesses 1/65~ 62 _— _
De VEE cocccccccccoscces 10/65 55 -- —
DED cuseseodtseaceoossesede 9/66 149 = --
BED cnccccconccccesesestece 1/67 800 a _
Chemical Workers ........2..s005: 10/66 93 -= _
Clothing Workers .............++. 5/66 382 os —
Communications Workers .......... 6/66 $321 -- —
District 50-UMW (Ind.) .......... 4/65 232 %50% 6 (N)
Electrical Workers-IBEW .......... 9/66 875 — _
Electrical Workers-IUE ........... 1/67 320 -- a
Electrical Workers-UE (Ind.) ...... 12/65 167 — —
Engineers, Operating ...........+. 4/64 330 Majority 6 (E)
Firemen & Oilers ...........eee00. 5/66 45 — —
Garment Workers Ladies .......... 7/65 455 — —
Glass Bottle Blowers ...........+.. 7/66 68 75% 24 (E)
Glass & Ceramic Workers ......... 9/66 48 733-1/3% 1712(N)
Hotel & Restaurant Employees ..... 7/66 450 — oo
Industrial Workers, Allied ......... 9/65 83 — —_—
SD TERED cccccccdoccecccoccces 1/65 162 _ —
RAR ecccososacesecocccescoes 10/66 475 _— —
Laundry Workers (Ind.) .......... 5/65 63 - —
Lithographers & Photoengravers ... 1/66 53 _ —
Longshoremen ........-eeeeeeeee8 8/63 80 —_ _—
Longshoremen & Warechousemen (Ind.) 4/67 60 _ =
EE cdnncendtsdsesheossose 4/67 836 (8) (8)
Maintenance of Way Employes ..... 7/66 141 _ —-
Marine & Shipbuilding Workers ... 10/66 43 (9) (9)
ee 10/66 45 _ —_—
Be GRIESE cccccccccoccescecsee 7/64 353 _ _
Mine, Mill & Smelter Workers (Ind.)* 10/65 75 — —
Mine Workers, United (Ind.) ...... 10/64 245 %50% 6 (N)
| MPTTTTTTETETT TTT Le 8/66 80 — -_
ee er 9/66 252 — —
Office & Professional Employees .... 6/65 70 — _
(See page 48 for footnotes)
per cent of of
S = meetings months
Oil, Chemical & Atomic Workers ... 8/65 165 -- _
Packinghouse, Food & Allied Workers 5/66 135 — os
EEE = cbcocesccacécossoceccves 1/65 201 — _
Papermakers & Paperworkers ....... 10/66 144 — _
BD cceccccccccccoesecceces 1/65 68 — _
DEED cccecccsces esececceecees 1/67 = 285 —_ _
Printing Pressmen ............+++: 1/66 114 _ _
Pulp, Sulphite & Paper Mill Workers 9/65 171 102 6 (E)
Railroad Trainmen ............... 1/65 185 117 36 (E)
Railway Airline & Steamship Clerks.. 8/64 270 — _
Raitway Carmen ........cseseeees 1/64 126 Majority 12 (E)
SD MEE cocccsccccesoceseese 7/63 500 = —
Retail, Wholesale ............+... 5/66 170 os —
EE? WEED cccccceccecoesecs 11/66 170 (12) (12)
GED «co cccescaccsccccsceeces 6/67 80 oo —
Service Me .cccccccccccee SAR 9B os —
Sheet Metal Workers ............ 1/67 100 — _
SD WEED ccccccesoccccsecees 6/67 53 — —
Stage Moving Picture Operators 7/66 62 ae --
State, County, Municipal Employees. 11/66 281 — —-
Beet cccccccccccccceccsese 9/66 993 50% 36 (E) ’
BERGER ccccccccccccesece ecccce - 1/67 125 — _
Deemetee CRE) .ccccccccecceces 10/66 1,651 1%50% 24 (N)
Telephone Unions, Alliance (Ind.).. 6/59 75 a _
Textile Workers-TWU ............ 6/66 182 ae _
Textile Workers-UTW ............ 9/64 47 a —
TEE TEED eosdceecceseesseees 1/66 103 1412 24 (E)
Transport Workers ...........+.++: 5/66 135 (5) (16)
Typographical ........seeeeeeeees 1/67 107 _- _
CED occccccovcceocesccecs 9/66 58 — —_—
Utility Workers ..........eeeeee08 6/67 72 — —
WRENS cecccccecsccceseoese 12/65 — —
(See page 48 for footnotes)
48
? National unions are identified by short-form titles as used in the
Register of Reporting Labor Organizations, Labor-Management Serv-
ices Administration, 1968; complete titles are shown on pp. vii-xv of
that publication. National unions are affiliated with the AFL-CIO,
unless identified as Independent (Ind.).
8 Source: Directory of National and International Labor Unions in
the United States, 1967, Bureau of Labor Statistics, Bulletin No. 1596,
1968. The 72 national unions included in this table account for ap-
proximately 89 per cent of the membership of all national unions re-
ported in Bulletin No. 1596.
* Attendance requirement shows the number or per cent of meetings
which a member must attend during the prescribed number of months
immediately preceding the nomination (N) or election (E) of local
officers.
5 Member must attend regular meetings of the Lodge as required by
Local Lodge Bylaws to establish eligibility.
® Member must attend 50 per cent of meetings during each month;
if local holds only 1 meeting each month, member must attend all 6
7™ Member must attend 1 meeting per quarter in each of the 4 quar-
ters prior to nomination.
8 Local bylaws may provide an attendance requirement not to exceed
50 per cent of the meetings held in the 12-month period preceding
nominations.
® Local bylaws may require attendance at a minimum of at least 1
meeting per quarter during the 8 calendar quarters preceding the quar-
ter in which nominations are made.
10 Member must not be absent from more than 2 successive meetings.
11 Member must attend at least 2 meetings in each of the 2 years
preceding the year of election, and 3 meetings in the year of election.
12 Local bylaws may provide an attendance requirement not to ex-
ceed 50 per cent of the meetings held in the 12-month period preced-
ing nominations. However, this provision may be suspended by the
Local Union Executive Board prior to nominations upon a proper
showing that there is an insufficient number of members who meet such
attendance requirement.
13 Mandatory for locals which do not have own bylaws. Locals with
own bylaws may provide lesser requirements.
14 Member must attend 6 meetings during each year.
15 Local bylaws may require attendance at a “reasonable” number of
meetings during the period preceding nominations or elections.
* Merged with Steelworkers July 1967.
** Formerly Building Service Employees.
LMSA/OLMPD
February 1969
EXHIBIT Q
February 29, 1960
The Honorable Robert W. Kastenmeier
House of Representatives
Washington 25, D. C.
Dear Congressman Kastenmeier:
This is in further response to your letter of January 19, 1960 in
which you requested information regarding the election eligibility
requirements in the constitution of the International Union of the
United Steelworkers of America. The request for information came
to you from Mr. Elmer Dunkel, 721 North Pair Oaks Avenue,
Madison 4, Wisconsin.
In our opinion, a provision requiring a member to have attended
at least one-half of the regular meetings of his local union for 24
months previous to the election before he may be eligible to hold
office, is not unreasonable if it is applied fairly and uniformly to all
‘members. It might well be unreasonable, however, in circumstances
in which attendance presented an unusual degree of difficulty for a
significant proportion of the membership, as for example, where
the loca] had an extensive geographic jurisdiction. Under the Act,
the question of whether a particular qualification is reasonable rests
with the courts. The Secretary does not have enforcement author-
ity in this matter.
Sincerely yours,
Joun L. Ho_comsBe
Commissioner
50
EXHIBIT R
November 25,1966
Honorable Jonathan Bingham
House of Representatives
Washington, D, C, 20515
Dear Congressman Bingham:
In reply to your inquiry relating to the letter which you received
from Mr, Thomas McAdam I can advise you as follows:
Mr. McAdam filed his complaint with the Secretary of Labor on
May 29, 1966, alleging violations of the Labor-Management Re-
porting and Disclosure Act in connection with the election of offi-
cers of Lodge 1085 of the Brotherhood of Railway Carmen of
America.
The complaint was thoroughly investigated by the Office of
Labor-Management and Welfare-Pension Reports; that Office
found no violations of the law which may have affected the out-
come of the election except in the followin, circumstances.
Section 481(¢) of the Act provides that every member in good
standing shall be eligible to be a candidate subject to “reasonable
qualifications uniformly imposed.” Mr. McAdam and most of the
other union members were ineligible to be candidates because Sec-
tion 26 of the constitution of this organization provides:
“Any member who desires to be elected to any office in his
lodge, must have attended a majority of the meetings of the
Brotherhood Railway Carmen of America in the 12 months
immediately preceding the month of election unless unable to
attend for just and sufficient reasons. A member shall be re-
quired to advise the Recording Secretary in a written state-
ment justifying his absence, and this to be done in the current
month; a majority vote of the members in attendance at the
meeting to determine acceptance or rejection of the offered
excuse, A record of attendance and excuses for absence to be
kept by the local lodge.”
Although Mr. McAdam and other members working nights could
51
have been excused from attending meetings, none of them ought
to be excused.
The Department originally concluded that there was nothing
patently unreasonable about this qualification on office holding, but
that the rule was nevertheless of questionable validity because in
operation only a few members of the local besides the incumbent
officers had satisfied this attendance requirement. Consequently,
civil action on behalf of the Secretary of Labor was filed on May
28, 1966 in the U, S. District Court for the Southern District of
New York.
Subsequent to the institution of this action, a general review of
attendance requirements as a qualification for office holding was
held by the Secretary of Labor. Upon further consideration of this
problem it was determined that measuring the reasonableness of a
meeting attendance requirement solely in terms of the number of
members adversely affected by its application in a particular elec-
tion tended to unduly penalize the legitimate interest of a union in
encouraging participation in the affairs of the union as well as ob-
taining candidates who have demonstrated an interest in, and are
likely to be concerned with, the problems of the organization. Upon
reexamination, therefore, it was concluded that it would be less than
fair to attack a meeting attendance requirement simply because of
the failure of union members to actually attend meetings (thus lead-
ing to their disqualification for office) as long as the requirement
itself could be reasonably met by all members and was uniformly
applied.
The question of whether a qualification on office holding is in it-
self reasonable is a matter which is not susceptible of precise defini-
tion. It cannot be said, however, that under all the circumstances,
the meeting attendance requirement of Lodge 1085 imposes an un-
reasonable burden upon the union members. For this reason, the
Department has determined to withdraw the case from court and
will do so as soon as appropriate papers for this purpose are pre-
pared.
Sincerely yours,
Samuet V, Merrica
Special Assistant for
Legislative Affairs
52
EXHIBIT S
December 5, 1966
Honorable Jacob K. Javits
United States Senate
Washington, D, C, 20510
Dear Senator Javits:
In reply to your inquiry relating to the letter which you received
from Mr. Thomas McAdam I can advise you as follows:
Mr. McAdam filed his complaint with the Secretary of Labor on
May 29, 1966, alleging violations of the Labor-Management Re-
porting and Disclosure Act in connection with the election of offi-
cers of Lodge 1085 of the Brotherhood of Railway Carmen of
America.
The complaint was thoroughly investigated by the Office of
Labor-Management and Welfare-Pension Reports; that Office
found no violations of the law which may have affected the out-
come of the election except in the following circumstances,
Section 401(e) of the Act provides that every member in good
standing shall be eligible to be a candidate subject to “reasonable
qualifications uniformly imposed.” Mr, McAdam and most of the
other union members were ineligible to be candidates because Sec-
tion 26 of the constitution of this organization provides:
“Any member who desires to be elected to any office in his
lodge, must have attended a majority of the meetings of the
Brotherhood Railway Carmen of America in the 12 months
immediately preceding the month of election unless unable to
attend for just and sufficient reasons. A member shall be re-
quired to advise the Recording Secretary in a written state-
ment justifying his absence, and this to be done in the current
month; a majority vote of the members in attendance at the
meeting to determine acceptance or rejection of the offered
excuse, A record of attendance and excuses for absence to be
kept by the local lodge.”
Although Mr. McAdam and other members working nights could
53
have been excused from attending meetings, some of them sought
to be excused.
The Department originally concluded that there was nothing
patently unreasonable about this qualification on office holding, but
that the rule was nevertheless of questionable validity because in
operation only a few members of the local besides the incumbent
officers had satisfied this attendance requirement. Consequently,
civil action on behalf of the Secretary of Labor was filed on May
28, 1966 in the U. S. District Court for the Southern District of
New York,
Subsequent to the institution of this action, a general review of
attendance requirements as a qualification for office holding was
held by the Secretary of Labor. Upon further consideration of this
problem it was determined that measuring the reasonableness of a
meeting attendance requirement solely in terms of the number of
members adversely affected by its application in a particular elec-
tion tended to unduly penalize the legitimate interest of a union in
encouraging participation in the affairs of the union as well as ob-
taining candidates who have demonstrated an interest in, and are
likely to be concerned with, the problems of the organization. Upon
reexamination, therefore, it was concluded that it would be less than
fair to attack a meeting attendance requirement simply because of
the failure of union members to actually attend meetings (thus
leading to their disqualification for office) as long as the require-
ment itself could be reasonably met by all members and was uni-
formly applied.
The question of whether a qualification on office holding is in
itself reasonable is a matter which is not susceptible of precise defi-
nition. It cannot be said, however, that under all circumstances,
the meeting attendance requirement of Lodge 1085 imposes an un-
reasonable burden upon the union members. For this reason, the
Department has determined to withdraw the case from court and
will do so 98 soon as appropriate papers for this purpose are pre-
pared.
Sincerely yours,
Frank M, Kierver
Director
Enclosure
54
EXHIBIT T
Excerpts from U. S, Department of Labor,
LMRDA Interpretative Manual
ATTENDANCE AND PREVIOUS EXPERIENCE
422.205 ATTENDANCE AT 6 OF 12 UNION
MEETINGS MAY BE REASONABLE
A provision requiring that to be eligible as a candidate for office
a member must attend six out of twelve meetings during the year,
if applied fairly and uniformly to all members, would not in ordi-
nary circumstances, be an unreasonable qualification of the right to
be a candidate for union office, within the meaning of section 401
(e) of the Act.
422.206 12 OF 24 MEETINGS MAY BE REASONABLE
A provision requiring a member to have attended at least one-
half of the regular meetings of his local union for 24 months pre-
vious to the election before he may be eligible to hold office, is not
unreasonable if it is applied fairly and uniformly to all members.
It might well be unreasonable, however, in circumstances in
which attendance presented an unusual degree of difficulty for a
significant proportion of the membership; as for example, where
the local had an extensive geographical jurisdiction.
422.208 75% ATTENDANCE REQUIREMENT HELD
UNREASONABLE
In a suit by the Secretary of Labor to set aside a local union elec-
tion, the court concluded that a provision of the local bylaws re-
quiring attendance at 75% of the regular meetings of the local for
a two year period since the last previous election in order to be eli-
gible as a candidate for office is not a “reasonable” qualification
within the meaning of section 401 (¢).
The court concluded that the requirement of 75% attendance at
union meetings was too high when combined with a strict rule re-
garding excused absences which permitted a member to be excused
only when he was required to work on the job while the meeting
was being held. The court also stated that rule which, as in this
a
55
case, limits the eligible group to 2.2% of the membership seems to
be too harsh. Wirtz v. Local 153, Glass Bottle Blowers (U.S.D.C.,
W.D., Pa.), Aug. 28, 1965, 244 F. Supp, 745, 60 LRRM 2020,
52 L.C. 16,626,
422.250 PARTICIPATION IN UNION AFFAIRS
Qualifications reasonably designed to assure that candidates have
participated in the affairs of the union and are sufficiently familiar
with the industry in which the union operates, would not be con-
sidered unreasonable in ordinary circumstances, if uniformly im-
posed. In the absence of knowledge of any special circumstances
which cast doubt upon the validity and reasonableness of any of the
qualifications they are not to be considered unreasonable in them-
selves.
ee
56
UNITED STATES DISTRICT COURT
SouTHERN District or INDIANA
Terre Haute Drvision
TH 70-C-117
Peter J. BRENNAN, Secretary of Labor,
v.
Locat 3489, Unrrep STEELWORKERS OF AMERICA,
AFL-CIO-CLC
REPORTER'S OFFICIAL TRANSCRIPT OF
PROCEEDINGS AT TRIAL
May 10, 1973
(22) Department of Labor received the complaint as filed by Mr.
Frye on or after September 24, 1970.
THE COURT: The Court has that matter under consid«, ation.
The Court will rule on that at the end of the hearing.
MR. SERWER: Your Honor, at this time the Government
will call Mr. McCloud.
HARRY McCLOUD, a witness called by the Government, be-
ing first duly sworn, testified as follows:
DIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
1 Q. Mr. McCloud, would you state your full name to the
Court, please.
A. Harry McCloud, M-c-C-l-o-u-d,
Q. What is your current address?
A. 2429 Locust,
3 Q. Are you currently employed, Mr. McCloud?
A. I am retired.
Q. On what date did you retire?
. I believe that it was on the 12th of January, 1972.
. 1972?
A
5 QO
57
MR. LAWSON: Your Honor, may the witness speak up a lir-
tle bit?
THE COURT: Mr. Witness you will have to speak as loudly as
you can. The attorney over at the other table needs to hear you,
and we are getting a lot of noise from the outside. There is no air
conditioning here and the windows are open. Mr. Witness, you will
need to speak as loudly as you can.
A. I think it was January 12, 1972.
6 Q. Were you previousiy employed before your retirement?
A. At Stran Steel Corporation.
7 Q. When were you first employed?
Is that Stran, S-t-r-a-n?
A. Right.
8 Q. When were you first employed by Stran Steel?
A. I think that it was June 26, 1964.
9 Q. During the year of 1970, sir, were you continuously em-
ployed by Stran Steel?
A. Yes, sir.
10 Q. Throughout the period of employment by Stran Steel, sir,
were you a member of any Local Union organization?
A. 3489, sir, United Steelworkers.
11 @Q. Was that true also during the year of 1970?
A. Right [23]
a * * *
(44] needed to attend at all in order to receive credit for that meet-
ing.
THE COURT: Why don’t you just ask the witness that ques-
tion then?
MR. SERWER: All right.
THE COURT: Does this man keep the records?
MR. SERWER: Your Honor, I do not believe that he is the
primary person that kept the records at the Hall.
And perhaps he may not have personal knowledge of that, and
perhaps I could ask him.
May I ask him?
THE COURT: Well it has been stipulated here that the aver-
age attendance—
58
MR. SERWER: Was 47.
THE COURT: Was it 47 or 57?
MR. SERWER: 47.
That, Your Honor, only reflects the number of people signing
the register.
THE COURT: Mr. Lawson, is that true?
MR. LAWSON: Your Honor, I think that the attendance rec-
ords are kept by the person signing the register.
THE COURT: What paragraph is it that says what the aver-
age meeting attendance is?
(Whereupon Mr. Lawson tendered a document to the Court.)
THE COURT: It has been stipulated that the average meet-
ing attendance at the Union meeting during this three-year period
—I do not see the paragraph here, however, counsel says that it is
“47”; is that correct?
MR. LAWSON: Correct, Your Honor.
MR. SERWER: Paragraph 9-C, Your Honor.
THE COURT: It is “47”.
MR. SERWER: Right.
THE COURT: Mr. Witness, you said that you attended ten or
twelve meetings —
I see. It says 47 members per meeting and this is 9-C.
Mr. Witness, you said that you attended ten or twelve meetings:
In your opinion, would there be as many as 47 persons there each
time, or not?
WITNESS McCLOUD: In my opinion, that is entirely wrong.
You could not get that many out.
We have had a lot of meetings when you were lucky to get ten
men there to constitute a meeting.
THE COURT: I see.
For the purposes of the record, Mr. Witness, if you wanted to
come and stay a while, you could then come in and sign the regis-
ter and leave at will?
59
WITNESS McCLOUD: Yes, sir.
THE COURT: Is that correct?
WITNESS McCLOUD: Yes, sir.
THE COURT: Did you do that sometimes, yourself?
WITNESS McCLOUD: I remember that on two occasions I
did.
THE COURT: Did you hold a position in the Union?
WITNESS McCLOUD: I held no office in the Union while I
was there, other than the tellers job.
THE COURT: Were you appointed or elected?
WITNESS McCLOUD: Appointed.
THE COURT: Do you have further questions, Mr. Serwer?
MR. SERWER: One moment, Your Honor.
(Whereupon a conference was had among co-counsel. )
MR. SERWER: No further questions of this witness, Your
Honor.
Your Honor, I would like to call the next witness.
THE COURT: Just a moment.
Counsel would like to cross-examine.
MR. SERWER: Thank you, Your Honor. I am sorry.
THE COURT: Mr. Lawson, you may cross-examine.
CROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
92 Q. Mr. McCloud, from the period of 1967 to 1970: There
were two meetings per day; is that correct?
A. Yes, sir.
93 Q. In other words, sir, so that other people on different shifts
could attend the meetings? :
A. Yes, sir.
94 Q. So when you say that you attended certain meetings, sir,
you did not say that you attended both meetings?
60
A. No.
95 Q. You were a member of this Local from 1964 until [47]
[58] WILLIAM A, LOWE, JR., a witness called by the Govern-
ment, being first duly sworn, testified as follows:
DIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
. Would you state your name, please.
William A. Lowe, Jr.
. Your current address?
2413 South 8th.
. What city, please?
Terre Haute.
Are you currently employed?
Yes.
. By whom?
Stran Steel.
How long have you been employed by Stran Steel?
Approximately six years.
Are you a member of any Local Labor Organization?
Yes. Local 3489.
. How long have you been a member of that Local?
For approximately six years.
Were you a member of that Local in June of 1970?
. Yes, I was.
10 Q. I will now refer you to the date of June 22, 1970: Did you
have an occasion to vote in a Local Union [58]
. * * *
[67] THE COURT: Proceed, Mr. Serwer.
(Continuing )
DIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
49 Q. Can you recall the number of voters that went to the back
room to vote? Sir, this would be during the period of time that you
were there in the Hall.
A. Personally, sir, I did not see anyone carry a ballot into the
back of the Hall.
8
uo
OFOPOPOPOPOPOPOPO
9
>
a Ce Nee a keen
61
50 Q. During the three-year period, sir, during June of 1967
through May of 1970: Did you attend any Local Union meetings?
A. Yes, sir, I did. '
51 Q. How many, sir, if you can recall?
A. Approximately ten.
52 Q. Did all of the members at the meetings that you attended,
sir, did they come in on time or did some of them come in late?
A. There was always somebody that came in late.
53 Q. Did you ever observe persons coming in late and signing
the attendance register?
A. Oh, yes.
54 Q. Similarly, during the meetings that you did attend, during
this three-year period: Did all of the members at the meeting, sir,
did they stay until the end of the meeting?
A. No. They would come and go at any time.
55 Q. Can you recall how frequently persons left early?
A. Oh, it usually happened at every meeting. They would get
up and leave or come in late. Sir, this would happen at every meet-
ing.
56 Q. Did you ever leave early?
A. Yes, I have.
57 Q. On those occasions, you had signed the attendance register?
A. Oh, yes.
58 Q. Did you ever come in late?
A. No. I never did come in late.
59 Q. Can you recall on those occasions that you came into the
Hall, sir, how early you might have left?
A. I usually stayed fairly long for the meeting.
After they had started the old business and finished—and if
there was anything that I wanted to stay for, and after that was
over with, sir, then I left.
60 Q. Did you observe other persons leaving early?
A. Oh, yes.
61 Q. And how early did they leave?
A. There were some that came in and signed and turned
around and left before the meeting started.
MR. LAWSON: Your Honor, I would object to all of this.
This seems to me that it is very speculative and it seems to me that
it has little or no probity value, or any relationship to this issue.
62
MR. SERWER: Your Honor, I am talking about —
MR. LAWSON: Your Honor, we are talking about a period of
36 months, three years, and whom could have gone in or out —
and it is obvious that the witness is attempting to be cooperative,
and he is not testifying to any real personal knowledge as to the con-
duct of the meetings.
THE COURT: I think that your objection goes to the weight
of the testimony. It is rather evident, and the testimony as to the
attendance is given and it is not related to any particular meeting
within the three-year period, Mr. Serwer.
In other words, the objection is overruled,
Mr. \Vitness, did you ever hold any office in the Union?
WITNESS LOWE: No, I have not.
THE COURT: It has been stipulated here that an average of
47 persons attended each meeting; and that would be more for one
meeting and less at others. Would that seem like a correct figure?
Sir, would this be too many or would this be too few, as an aver-
age?
WITNESS LOWE: Forty something?
Your Honor, I would say that was too many.
MR. SERWER: Your Honor, I would like to make something
clear here. To the extent that this witness personally attended a
split meeting, meaning one of two meetings held per month, Your
Honor, he would have no knowledge as to the total number — he
only attended one meeting of the split meetings.
Your Honor, the questions that I have asked do not go to
whether there were 47 persons present at any one individual meet-
ing. Your Honor, the question goes to whether a member can come
in and sign in and leave, and whether he receives credit for that
meeting. Your Honor, then he could subsequently run at some
years later for an office, and he in fact, had never attended a meet-
ing by merely signing and leaving, or whether he had attended just
a half of a meeting.
MR. LAWSON: Your Honor, I think better proof should be
offered to establish that than what has been testified to here.
a eee OO ee
63
MR. SERWER: Your Honor, I simply indicated as to what this
line of testimony is going to.
I thought there was some confusion here as to the line of ques-
tioning and I wanted to clarify that.
THE COURT: That goes to the weight of the evidence. It
indicates that the man had enough interest to come in and sign the
register, regardless of how long he did stay.
MR. SERWER: That may be true.
THE COURT: Can this witness explain for us the arrange-
ment of the split meetings?
MR. SERWER: Your Honor, I think that Mr. Lawson would
know, and I am sure that he may be willing to stipulate, and I
think this is within the stipulation: The Local Union had two
meetings per month so as to accommodate the different shifts.
THE COURT: The day shift and the night shift?
MR. SERWER: Yes, Your Honor.
Then there was a period of where they only had one meeting on
Sunday.
MR. LAWSON: Your Honor, that is paragraph 9-B of the
stipulation.
MR. SERV. ER: That is correct.
THE COURT: Let the record so show. The matter is stipu-
lated. Mr. Serwer, you may continue.
(Whereupon a conference was had among co-counsel. )
MR. SERWER: No further questions.
THE COURT: Mr. Lawson, do you have any questions of this
witness?
MR. LAWSON: A few, Your Honor.
CROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
62 Q. Mr. Lowe, do you know how many chairs there were in
the Union Hall on the election day?
A. The exact number, no.
a we
64
63 Q. Could you estimate, approximately, sir?
A. I would say approximate one hundred to one hundred
twenty chairs.
64 Q. So at any time that these people wanted to, sir, was there
any restrictions for any one of the [72]
(76) THE COURT: You may call one more short witness be-
fore we recess for noon.
MR. SERWER: Your Honor, at this time the Government will
call Mr, Frve.
B. G, FRYE, a witness called by the Government, being first
duly sworn, testified as follows:
DIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
1 Q. State your name, please.
A. B. G. Frye.
2 Q. What is your address?
A. 1304 South 7th, Terre Haute, Indiana
3 Q. Are you presently employed?
A. No.
4 Q. Have you been previously employed?
A. Yes, sir,
5 Q. When was your position terminated?
A. Yesterday at 4:00.
6 Q. By whom were you employed?
A. Stran Steel Corporation,
7 Q. When were you first employed by Stran Steel?
A. In 1963.
8 Q. Has your employment been continuous, or were there [76]
[82] WITNESS FRYE: Everybody was voting in front of every-
body; the walls, chairs, the table and the officer's bench.
THE COURT: Was there any campaigning for the officers
going on there at that time?
Were you doing any campaigning for yourself?
WITNESS FRYE: None, Your Honor, other than being there.
65
THE COURT: Other than just being there. Was anyone cam-
paigning for Mr, Uzzell?
WITNESS FRYE: No, sir.
THE COURT: Continue, Mr. Serwer.
(By Mr, Serwer)
41 Q. During the period of June of 1967, and May of 1970,
can you recall how many Local Union meetings you attended?
A. According to the record, sir, it was stated that at that
time I attended 35 out of 37 meetings.
42 Q. During the period : f June of 1970 and May of 1973, sir,
do you know how many meetings you attended during that period
of three years?
A. It would be the same amount of meetings.
43 Q. Now, sir, can you describe what happens when a person
walks into the room, typically, into a Union meeting? [82]
* » 7 ”
[86] approach to this case is really way beyond the latitude that
should be given to the Government, and the issues that they are
talking about, Your Honor.
THE COURT: Well, the Court does not want to predetermine
the issue. However, it shows wide latitude was extended to anyone
that wanted to show any interest in the Union meetings. All that
you had to do was come and sign up, and leave at will. You could
come in late and there was no one there to say that you were late,
and that we are not going to record you for this meeting; is that
correct?
MR. LAWSON: Precisely.
I don’t know whether the Government is seeking to argue that
you cannot run for office unless you stay for the whole doggone
meeting; I don’t think that is what they are after. However, I am
not quite sure,
MR. SERWER: Your Honor, well —
THE COURT: Mr, Lawson, your objection is overruled.
You may continue your questions.
Counsel may argue this later.
52 Q. To your knowledge, sir, during this three-year period had
ee he, ee
66
anyone ever been reprimanded for arriving late for a meeting, after
the meeting had started?
A. No.
53 Q. How often does that occur? How often did that occur
during that period?
A. At every meeting.
54 Q. How many people did arrive late?
A. It varied at different meetings. However, there were
many people coming in late. Sir, I could not set down an actual
number, that would be impossible.
I have seen the time when ten or fifteen guys would show up
late.
55 Q. Is there any rule, to your knowledge, prohibiting a per-
son from signing in and leaving early?
A. No.
56 Q. Has anyone ever been disciplined for doing that?
A. No.
57 Q. To your knowledge, has that occurred?
A. Has what occurred?
58 Q. A person signing in and leaving early?
THE COURT: The Court considers that irrelevant.
A. Some people sign in and leave right away, — as long as
they get their name on the book.
59 Q. To your knowledge, sir, was it the general custom be-
tween June of 1967 and May of 1970, for persons upon entering
the room to sign the register?
MR. LAWSON: I think that he has already answered that
question.
He testified that the first thing when they came in was to sign
the register.
Your Honor, that would be repet'tious.
MR. SERWER: Will you stipulate that that was his answer:
MR. LAWSON: I think that it is a matter of record.
THE COURT: I think he just changed his answer.
What is your answer to that question, Mr. Witness?
WITNESS FRYE: He stated a date here.
67
It is customary now, and we are pushing the guys to sign the
book. We realize the mistake there. But prior to 1970, Your Honor,
the average man would just come in and sit down.
We started pushing the fact that we had to keep the attendance
record in order for the men to run for office. Since that election,
Your Honor, we have pushed it and made sure that the men sign
the books.
Up until that time quite a few of the men would walk in and sit
down and not even sign the book at all, and there was no effort
made to have them sign it.
THE COURT: In your opinion, has the attendance increased
within the last three years, over the prior three years?
WITNESS FRYE: Your Honor, I would say, yes.
THE COURT: Who keeps the records of the attendance now?
WITNESS FRYE: The recording secretary keeps the books.
However, nobody sits at the door.
THE COURT: The book is back at the door near the entrance
so that the members can sign in? And someone makes the state-
ment that if you want to be recorded as being here, you will have
to sign the book?
WITNESS FRYE: The people in the Hall usually tell them to
sign the book.
THE COURT: Proceed, Mr. Serwer.
MR. SERWER: Just one moment, Your Honor.
No further questions, Your Honor.
THE COURT: Mr. Lawson.
MR. LAWSON: Just one moment, Your Honor,
(Whereupon a conference was had among co-counsel. )
CROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
60 Q. Mr. Frye, you lost in the 1970 election; is that correct?
A. Yes.
61 Q. Thereafter, Mr. Uzzell, who was the winner, sir, he
moved up to foreman in the company; is that correct?
i a a eee
68
A. This is correct.
62 Q. At that time the vice-president of the Local moved up to
president?
A. Yes.
63 Q. Then was there an election between you and Mr. Jet for
vice-president?
A. Yes I would say so.
Sir, I was a trustee at the time —
64 Q. That you ran for office against Mr. Jet?
A. Yes.
65 Q. In that election, sir, was that election conducted the same
way as the election in 1970?
A. All of our elections are handled pretty much the same
way, with the exception of this last one.
66 Q. You lost that election to Mr. Jet; is that correct?
A. By some twelve or fifteen votes, yes.
67 Q. Did you ever protest that election?
MR. SERWER: Your Honor, this is entirely outside of the
scope of direct examination.
Your Honor, I fail to see the relevancy —
MR. LAWSON: Your Honor, I think that he is alleging that
it is unfair —
MR. SERWER: It is outside of the scope of direct examination
and I fail to see the relevancy —
MR. LAWSON: He is alleging that it is unfair, and he ran
again in another election, and he lost by much less margin, and he
did not protest, sir, under the same conditions.
This is extremely relevant.
MR. SERWER: Your Honor, one election has nothing to do
with the other election.
We are talking about whether the election held in June 22, 1970,
was by a secret balloting [91 ]
. 7 + .
97) you then get credit for that meeting?
A. Yes.
95 Q. What is the minimum length of time that you spent at a
meeting?
A. Myself?
69
96 Q. Yes.
A. As an officer, I generally tried to attend the whole thing.
97 Q. Prior to your being elected an officer, sir, how long would
you stay?
A. 1 would say that it would vary.
We are talking about quite a time.
98 Q. All right.
Let us pass on from that.
Since 1963, sir, there have been elections every three years;
regular election for officers, right?
A. Yes, sir.
99 Q. Have there also been other elections in between?
A. Yes, sir.
100 Q. Is the reason for those other elections, sir, because of va-
cancies?
A. Yes, sir.
101 Q. —people resigning from office?
A. Yes.
102 Q. Is it fair to say that during the ten years that you have
been with the Local, sir, that there has been a large turnover in
officers within the Local?
A. I would say, yes.
103 Q. In the election in 1970, the winner, Mr. Uzzell got 154
votes, and you received 79; is that correct?
A. I would not know for sure.
104 Q. Is that approximately right?
A. T have no idea right now.
I was probably told at the time but I do not remember right now,
If that is what you say, it must be true. I do not remember.
MR. LAWSON: One minute, Your Honor.
(Whereupon a conference was had among co-counsel. )
105 Q. Mr. Frye, you were elected to vice-president, sir, of this
Local since 1970; is that correct?
A. Yes.
106 Q. You ran unopposed for that office; is that correct?
Did Mr. Stewart oppose you, let me ask you [98]
eS
70
[101] RECROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
117 Q. Were you instructed not to go to the chair to mark your
ballot?
A. No, sir.
118 Q. Or anywhere else?
A. No, sir.
THE COURT: You mentioned that you were terminated at
Stran Steel: Did they have a layoff or something?
WITNESS FRYE: No. I got fired the other day because of
Union activities.
THE COURT: Are you a candidate in this next election?
WITNESS FRYE: Yes, Your Honor.
THE COURT: For what office?
WITNESS FRYE: President.
THE COURT: President.
Who else is a candidate for president?
WITNESS FRYE: Mr. Clay Jet, Mr. Forsythe and a Mr.
Davis.
THE COURT: Do they all fill the requirements of having at-
tended the necessary meetings?
WITNESS FRYE: Three of them have and one has not.
THE COURT: Does Mr, Forsythe qualify again?
WITNESS FRYE: Yes, he does.
THE COURT: What was the fourth person’s name?
WITNESS FRYE: Davis.
THE COURT: He does not qualify?
WITNESS FRYE: No, sir.
THE COURT: I have no further questions.
Would either couns.! have any additional questions?
MR. SERWER: No further questions, Your Honor.
CS ee
71
RE-RECROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
119 Q. Have you called that to the attention of the lection offi-
cers, that Mr. Davis does not qualify?
A. That is not my job.
120 Q. Would you object to him running against you?
A. No, sir. I think that he is a very intelligent person,
121 Q. Thank you.
MR. LAWSON: Thank you, Your Honor. [102]
[108] DAVID LEROY JONES, a witness called by the Govern-
ment, being first duly sworn, testified as follows:
DIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
1 Q. What is your name, please?
A. David Leroy Jones.
2 Q. What is your current address?
A. 29 Oakland Avenue, Terre Haute, Indiana.
3 Q. Were yen ever employed by Stran Steel?
A. Yes, sir.
4 Q. During what period of time?
A. May of 1967 up until September of 1970.
5 Q. At that time did you leave your employment?
A. Yes, I did.
6 Q. During this period that you were employed by Stran Steel,
sir, was that work continuous?
A. No. I was in the service during this period of time, also.
7 Q. Do you recall the dates that you were in the service?
A. June of 1967, sir, until June of 1969.
MR. SERWER: Your Honor, I would ask that the Court Re-
porter mark this document for identification?
THE COURT: The Reporter will mark the document,
(Whereupon the Court Reporter marked a document for idenu-
fication. )
8 Q. Mr. Jones, I will hand you what has been marked as
Government’s Exhibit No. 2. It purports to be a document DD2-
72
14, and the person named therein is named “David Leroy Jones”,
and can you describe what this document is?
A. It is a DD2-14, and it is a release from active duty.
9 Q. For what person?
A. Myself.
10 Q. Is the information thereon, sir, true and correct, to the best
of your knowledge?
A. Yes, it is.
MR. SERWER: Your Honor, I move that this document be in-
troduced in evidence; offered and received in evidence.
MR. LAWSON: Your Honor, I rise to ask for what purpose is
this offered?
MR. SERWER: Your Honor, to firmly establish the dates that
the witness was in military service.
THE COURT: I do not think there is any dispute about it.
Show the exhibit admitted in evidence.
(Whereupon Government’s Exhibit No. 2 was admitted in evi-
dence. )
( Here insert )
THE COURT: Continue, Mr. Serwer.
11 Q. Mr. Jones, what was the exact day of your entry into mili-
tary service?
A. June 27, 1967.
12 Q. What was the date of your release from military service?
A. June 26, 1969.
13. Q. Would you describe in chronological order, sir, your loca-
tion geographically while in the military service during this period
of time?
A. I first went to basic training at Fort Campbell, Kentucky.
Sir, from there I went to AIT down in Alabama, and back to
Fort Campbell for a regular duty assignment and I was there until
about September of 1968.
14 Q. Continue.
A. And until I was released I was at Fort Riley, Kansas.
15 Q. During your two-year period, sir, what was your closest
location to Terre Haute, Indiana?
A. About 220 to 230 miles.
73
16 Q. For how long a period of time during this two-year period?
A. About 9 months.
17 Q. Referring you now to the year of 1970: When did you re-
turn from service? Was that June of 1969?
A. Yes.
18 Q. Did you go back to your employment?
A. Yes, sir.
19 Q. At what employer?
A. Stran Steel.
20 Q. Did you attend any Local Union meetings during this
period of time?
A. I did attend a few of them.
21 Q. I'm sorry.
A. After I returned,
22 Q. In the month of May, 1970: Were there nominations for
Local office?
A. Yes, sir.
23 Q. Were you nominated at that time?
A. I was.
24 Q. On the date of June 22, 1970, sir, was there an election
of officers?
A. There was.
25 Q. Did your name appear on that ballot?
A. It did not.
26 Q. Had you ever received any notification prior to the dav on
which the election was held, sir, that your name would not appear
on that ballot?
A. No idea.
27 Q. Did you receive any information on the day of the election,
sir, as to why your name was not on the ballots?
A. No, I did not.
28 Q. Calling your attention to the 22nd day of June, 1970:
The election was held at the Union Hall; is that correct?
A. Yes, it was.
29 Q. On 13th Street?
A. Yes, it was.
30 Q. What were your hours of work during this day?
A. From 8:00 to 4:00, I believe.
31 Q. What time of day did you vote?
74
A. It was after I got off work at 4:00
32 Q. About what time of day, sir; do you have any idea?
A. Between 4:15 and 4:30, I believe.
MR. LAWSON: Your Honor, could the witness speak a little
more loudly?
THE COURT: The witness is reminded to [112] * * *
> + * *
[116] meeting Hall: Approximately, sir, how many persons, in-
cluding yourself, were in the Hall?
A. Twenty, twenty-five or thirty.
MR. SERWER: Excuse me, Your Honor.
(Whereupon a conference was had among co-counsel. )
MR. SERWER: Your Honor, I have no further questions.
THE COURT: Any questions, Mr. Lawson?
MR. LAWSON: Yes, Your Honor.
CROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
52 Q. Mr. Jones, you had not attended eighteen meetings, ob-
viously, between May of 1967 and June of 1970; is that correct?
A. No. Not actually.
53 Q. You were in the Army for two years; is that correct?
A. Yes, sir.
54 Q. In the year that you returned, sir, how many meetings did
you attend?
A. I cannot say offhand. Sir, it was two or three for sure. I
made up there —
55 Q. When you were nominated, sir, did you talk with anyone
or did you check with anyone concerning the —
A. Yes, I did.
56 Q. — concerning your eligibility?
A. Yes.
57 Q. Continue.
A. I asked two or three of the men down there and they said
that the service counted as part of my being — the same as being
on the job.
58 Q. Did you talk with the election tellers?
A. No, I did not.
os
75
59 Q. Did you talk with the president of the Local?
A. No, I did not.
60 Q. When you say “men”, do you mean other members of the
Local?
A. Other members of the Local.
61 Q. Nonofficers?
A. No. I do not believe that they were. I could not tell you
offhand whether they were or not.
62 Q. AmI correct: You did not r y¥ dues while you were in the
military?
A. No.
63 Q. At the time that you say that you voted: Sir, did you say
there were twenty or twenty-five people in the Hall; is that correct?
[117]
[121] THE COURT: You may call your next witness, Mr.
Serwer.
MR. SERWER: Your Honor, I will call Mr. Wilford Wassel.
WILFORD WASSEL, a witness called by the Government, be-
ing first duly sworn, testified as follows:
DIRECT EXAMINATIONS,
QUESTIONS BY MR. SERWER:
1 Q. Would you state your name, please.
A. Wilford Wassel.
2 Q. Will you spell your last name?
A. Yes. It is W-a-s-s-e-l.
3 Q. What is your current address?
A. 2632 South 7th.
4 Q. Terre Haute?
A. Terre Haute, Indiana,
5 Q. Are you currently employed?
A. Yes.
6 Q. Who are you employed with?
A. Stran Steel Corporation.
MR. LAWSON: Your Honor, I would request that counsel
keep his voice up.
76
THE COURT: Speak as loudly as you can so that everyone
can hear.
7 Q. Are you a member of Local Union 3489?
A. Yes, sir.
8 Q. This would be of the United Steelworkers of America?
A. Yes, sir.
9 Q. Were you a member of this Local Union at the time of
the June 22, 1970 election at the time of the election for Local of-
ficers?
A. Yes, sir.
10 Q. Did you vote in that Union election for officers on June
22, 1970?
A. Yes, sir.
11 Q. Where did you cast your ballot?
A. At the Union Hall.
12 Q. What time did you arrive at the Union Hall on that day?
A. It was approximately between a quarter after and a quar-
ter until five. I cannot give you the exact minute, sir.
13. Q. Do you recall how long you were in the Union Hall when
you voted?
A. The total length of time when I arrived in the door and
when I left?
14 Q. That is right. [122]
* * * *
[128] There was conversation going on and what they were say-
ing, I do not know specifically.
41 Q. Mr. Wassel, turning to the Union meetings: During the
period of June of 1967 and 1970, the three years just prior to the
June 22, 1970 election —
A. Okay.
42 Q. Did you attend any of the Union meetings during that
period?
A. Yes, I did.
43 Q. Do you recall the number of meetings that you attended?
A. It was either seven or nine meetings during all of those
three years.
I did not attend all of the meetings.
44 Q. Was it your custom to sign the attendance register upon
entering, or arriving at the meeting?
77
MR. LAWSON: I am sorry. I did not hear the question.
Counsel, please keep your voice up?
MR. SERWER: Yes.
45 Q. Was it your custom upon arriving at a meeting, sir, to sign
your name on the attendance register?
A. Yes, sir.
46 Q. In fact, at the meetings that you did attend: Did you, in
fact, sign the register upon arriving at the meetings?
A. Yes, I signed.
47 Q. Did you ever, sir, on occasion arrive at the meeting late
and sign in?
A. Yes, sir.
48 Q. Do you recall the number of meetings that you arrived
late at?
A. Well —
49 Q. During that three-year period?
A. It is hard to say that I attended the meetings and wrote my
na ..t.
I would not know the exact number on how many times I was
late.
50 Q. Do you have any idea how late you were and what they
were doing when you arrived late?
A. They would be reading the old business.
At that time I would say that it would be about ten to twelve
minutes late.
51 Q. Did you ever, on occasion, sir, after signing in late at a
meeting, leave the meeting prior to the end of the meeting?
A. Yes.
52 Q. How many times did you do that?
A. I would say three times. Roughly, I would say about three
times.
Sir, this could vary one either way.
53 Q. Do you recall what the earliest time after the start of a
meeting, sir, that you left after signing in?
A. It all depended on how mad I got.
54 Q. Can you recall the approximate number of minutes after
the start of the meeting, sir, that you left after signing in?
A. Twenty-five to thirty minutes.
—_ |
78
55 Q. What was the usual length of a meeting, sir; the ones that
you attended?
A. One hour — forty-five minutes.
56 Q. Is that one hour and forty-five minutes, sir?
A. One hour and forty-five minutes.
57 Q. With regard to those meetings that you attended during
the three-year period: Did you observe any other Union members
who had signed in — signing the meeting attendance register and
they left early before the end of the meeting?
A. Yes.
598 Q. Do you recall the number of other Union members, sir,
the ones that you saw sign in and leave early?
A. Well a lot of people walked out during the middle of a
meeting.
Sir, this would be a big variation in number. Do you want the
overall average?
59 Q. Can you tell us the approximate number at any given
meeting, sir; the ones that you attended?
MR. LAWSON: I think this line of testimony and this inquiry
is unspecific.
Your Honor, I would like to have this pinned down more.
Your Honor, this line of questioning is objectionable.
MR. SERWER: Your Honor, this is —
MR. WASSEL: Your Honor, I do not know that “average”
and “indeed”, I do not know if they make much sense.
MR. SERWER: Your Honor, I think that he is able to testify
to the average number of Union members that walked out at any
given meeting.
MR. LAWSON: Is it two, three or four —
THE COURT: The objection is overruled. The witness may
answer.
A. Several.
60 Q. Do you recall, sir, observing any other Union members
arriving late and signing in at their late arrival time?
A. Yes.
It is back there for them to sign when they come in.
79
61 Q. Do you recall the number of Union members that you saw
engaged in that activity? Sir, this would be at the meetings that
you attended?
A. Would you repeat that question?
62 Q. Do you recall the number of Union members, sir, the ones
that engaged in that activity of arriving late and signing in at their
late arrival?
A. With an average of fifteen people there at the meeting,
sir, it would vary from two to three people. Sometimes it would
be more and sometimes it would be less.
63 Q. On occasion, sir, did you ever see somebody sign in late —
did you ever see someone else sign a name besides his own?
A. Once I seen a man sign two names.
64 Q. Continue.
A. I do not know who he signed, but I seen him write two
names.
Whether he was signing in for someone that would possibly be
there later, or maybe they had been there and left and i. _ for-
gotten to sign their name — sir, I don’t know.
However, I did see him sign two names.
65 Q. Can you tell us whether you ever observed anybody sign
in on the register at the beginning of the meeting and leave imme-
diately thereafter?
A. Yes. I saw it for an emergency.
MR. SERWER: No further questions, Your Honor.
THE COURT: You said “emergency”, Mr. Witness; what
particular person do you remember doing that? Do you remember
any particular incident?
WITNESS WASSEL: Yes, Your Honor.
THE COURT: Tell us who that was?
WITNESS WASSEL: Who the person was?
THE COURT: Yes.
WITNESS WASSEL: Roy Mix.
THE COURT: Do you remember what his emergency was?
WITNESS WASSEL: He had to go and pick his wife up.
ee, eK
80
THE COURT: When would this have been?
Was it before 1970, Mr. Witness? Was it near 1970 —
WITNESS WASSEL: I would say that it was in the year of
1969.
Your Honor, I could not even give you the exact date on it.
There were & lot of people that would stay there; they would
sign in and stay there for the old business and then they would
leave.
THE COURT: Okay.
WITNESS WASSEL: It happens.
THE COURT: Mr. Lawson, you may cross-examine.
CROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
66 Q. Mr. Wassel, in 1970 there was a nomination meeting held
in May; is that correct?
True.
Were you nominated for any offices?
No. I was not, sir.
. Have you ever been an officer in the Union?
No.
. How long have you worked for Stran Steel in this Union?
Since August of 1967,
. You are here under subpoena?
Yes, sir.
71 At the time that you voted in June of 1970: You signed
in, as I recall, and you received your ballot and then you marked
your ballot at what [134] * * *
* * * *
[143] sitting in chairs and voting.
On the other hand by use of personal ingenuity a person could
very likely cover his own particular ballot, if he wanted to prevent
other people from seeing his ballot, or seeing how he voted. Also
if he did not care whether other people saw him, then he probably
voted in a different fashion and did not cover up his ballot.
I would say that the conclusion is that the conduct of the voting
process is such that no one is encouraged to vote in secret; even
though there was no one there who was preventing it. Any indi-
vidual could have separated himself from the group so that while
he marked his ballot, it would not have been seen.
67
[>] fo?)
© Co
OPO>O>rO>rO>
I
oO
81
In reference to the attendance at Union meetings, it seems there
was a sign-in book, at least from June of 1967 to May of 1970,
which was a three-year period prior to the 1970 election.
Again, it was done in what might be described as an informal
manner; it was a sign-in book or a registration book that was lo-
cated there. The very nature of this book was such that, and vari-
ous witnesses have testified, a person could come in and he could
be late and he could sign in and get credit for attendance. He
could sign in and stay any length of time that he might desire and
then he could leave early if he so chose and he would still get credit
for attendance at that meeting. The registration book, or the sign-
in book, apparently is in the custody of the recording secretary, And
since the events leading up to this cause of action here, it would
appear that there has been more attention paid to the fact of being
certain that each member signed in if he wanted to receive credit
for attendance at a meeting.
That does not cover everything that has been testified to here,
and special testimony has been received on other matters, and the
testimony of Bernard Frye who ran for office. I would consider
this to be the common thread of testimony running through these
five witnesses.
What additional has been running in common in their testimony
that the Court has not stated, Mr. Serwer?
MR. SERWER: Your Honor, may I have approximately thirty
seconds to confer with my co-counsel?
THE COURT: Certainly. [144]
* * * *
[148] That new witnesses should only testify to new matters and
you should avoid further evidence or repetition on these subjects.
With that, Mr. Serwer, you may go ahead and call any addi-
tional witnesses that you see fit.
MR. SERWER: At this time I would call Mr. David Shadrach.
DAVID R. SHADRACH, a witness called by the Government,
being first duly sworn, testified as follows:.
DIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
1 Q. Would you state your full name for the Court, please?
82
A. Yes. David R. Shadrach.
2 Q. Your current address?
A. My business address is 36 South Pennsylvania, Indianap-
olis, Indiana.
3 Q. Your present occupation?
A. I am a Residence Compliance Officer for the Labor Man-
agement Services Administration of the United States, and the
Department of Labor.
4 Q. How long have you been so employed?
A. Since 1962.
5 Q. Can you roughly describe the function of a Residence
Compliance Officer?
A. Our agency administers three statutes and one executive
order. One of which is the Labor Management Reporting and
Disclosure Act, and part of that Act contains Title IV. Title IV
consists of the minimum standards of controlling a Local Union
election, officer election.
6 Q. At some time subsequent to June 22, 1970, sir, were you
assigned to conduct an investigation?
A. Yes.
7 Q. — of the election of officers that was held in June of
1970? Sir, that is June 22, 1970.
A. Yes.
8 Q. Of Local 3489?
A. Yes, sir.
9 Q. I will show you what has already been marked as Ex-
hibit D. This is attached to the Stipulation of Facts — Your
Honor, this is attached to Exhibit No. 1 and it has already been
admitted in evidence — sir, I will ask you if you recognize that
document?
A. Yes, I do.
10 Q. What is that document?
A. That document was presented to me by Mr. Baker, the
Mr. Baker that was the recording secretary at the time of the in-
vestigation of the Union election.
Mr. Baker stated that this was placed on a bulletin board in ad-
vance of the nominations.
This list represents members who attended in excess of fifteen
meetings during the three-year period involved.
83
11 Q. There are two groups of members here.
Your Honor, let the record show there is one group containing
twenty-two names: Is that correct, Mr. Shadrach?
A. Yes.
12 Q. And above that it states: ““Members eligible to run for of-
fice’”’, sir, with eighteen meetings or more?
MR. LAWSON: Your Honor, this has all been stipulated to in
the record.
MR. SERWER: That is correct. However, I am leading mto
some questions that are not in evidence at this time.
THE COURT: At this point, Mr. Serwer, the Court thinks it
would be appropriate to say, and with reference to the specific
points, and just ask him the questions or; you do not need to ex-
plain to the Court how this came about.
You and the other counsel have stipulated to it and the Court
would assume that it had to be furnished either by the Labor
Union or by somebody that was keeping the records; everybody
agrees that this is right.
Rather than telling me how each of these stipulations came about,
you can just refer to the stipulation in the exhibit and ask your
questions about it.
13. Q. Mr. Shadrach, referring you to Government’s Exhibit B
that is attached to Government’s Exhibit No. 1, and it is in evi-
dence —
A. Yes.
14 Q. Prior to your receiving of that document from Mr. Baker:
Sir, did you analyze the attendance record, or records, or the at-
tendance register of the Defendant Local to ascertain the number
of persons who had attended, sir, the number of persons who had
attended at least eighteen or more meetings?
A. No. It was after I received the list from Mr. Baker.
Mr. Baker produced his work sheets that he had computed. He
had computed the attendance for each and every member who was
listed on the attendance register for this period of time.
15 Q. Did you, yourself, look at the attendance register?
A. Oh, yes.
I compared Mr. Baker’s work sheets with the attendance record.
16 Q. What did you find?
84
MR. LAWSON: I would object to any testimony about the
attendance records.
The best evidence to that would always be the register, Your
Honor, itself.
MR. SERWER: Your Honor, I could have subpoenaed that
document, or the documents, sir, from the defendants, but I did
not think there would be any substantial objection here. I was
not able to do so in view of the short time for trial.
Your Honor, the defendants can certainly bring the register in,
if it proves, if they so desire, if Mr. Shadrach’s testimony proves
anything other than the register itself.
The register is in the possession of the defendants.
MR. LAWSON: I really don’t know.
THE COURT: What is the purpose of this line of questioning,
Mr. Serwer?
MR, SERWER: I am simply trying to verify that his inde-
pendent investigation confirms the fact that persons on this list
were, in fact, the only persons who had their names appear on the
attendance register at least eighteen times.
MR. LAWSON: We stipulated to that.
MR. REESE: Your Honor, we stipulated to that.
MR. SERWER: Will you stipulate to what I just stated?
MR. LAWSON: Is that any different from what we have al-
ready stipulated to?
THE COURT: I will ask the questions.
Mr. Shadrach, did you vertify the list of those persons eligible to
run for office?
WITNESS SHADRACH: Yes, sir.
THE COURT: According to the records?
WITNESS SHADRACH: Yes, Your Honor.
THE COURT: Did this support the list that is labeled as Ex-
hibit ““D”?
WITNESS SHADRACH: Yes.
85
THE COURT: All right. That will cover the matter.
17 Q. Subsequent thereto, Mr. Shadrach, did you have an occa-
sion to examine work records of Stran Steel Corporation to de-
termine whether any persons had worked according to their records
on days that would conflict, days that conflicted with the Union
meetings?
A. Yes.
18 Q. What did you determine?
A. Based on the analysis of the attendance register, and the
work credits, sir, there were no other members of Local 3489 whose
name appeared on the register as having attended fifteen or more
meetings; other than the twenty-five names on the list that was pro-
vided to me by Mr. Baker.
19 Q. Okay.
A. With the exception of Mr. LaRue with clock number 524,
and he attended sixteen meetings and they found out that he
worked nine times that would be in conflict with the meetings.
Therefore, the sixteen plus nine would be twenty-five —
MR. LAWSON: At this time I would object to any further tes-
timony. It is obvious that this is hearsay, Your Honor, without any
records being here, or being produced.
MR. SERWER: Well, Your Honor, again, this is an attempt to
save the laborious task of going to Stran Steel Corporation and
pulling out all of those records that it would take to make this de-
termination.
The defendant, himself, can do that—and he was aware of the
substantial amount of the testimony and I offered to have the de-
fendants stipulate to this.
Your Honor, the defendant refused to stipulate to this.
These are matters that occurred during the investigation here,
and I think that they are substantially uncontested; but if neces-
sary, we will bring in all of the records. Your Honor, we can sub-
poena the records and offer them into evidence to prove that this
individual is the only one.
MR. LAWSON: Your fiviior, if I may say in response to coun-
sel’s statement, and with his intention—Your Honor, on November
29, 1971 I served answers to interrogatories to plaintiff’s counsel.
At that time I suggested if they were interested in the question of
86
who had worked and who had not worked that they should contact
Stran Steel. Evidently, Your Honor, they have not done so and
they have come in with this secondhand sort of testimony.
I have no idea what Stran Steel’s records say and I do not know
if Stran Steel is terribly interested in giving it to me. I do not know
what relevance this has, Your Honor, as a matter of fact, to the
issues of which we are involved with here.
MR. SERWER: I think the work credit excuse is certainly
relevant, and with the meeting attendance rule.
The defendants have stipulated that they have never made an
attempt to ascertain how many people were eligible for Union of-
fice, by virtue of full credits.
The investigator here with the Labor Department, Your Honor,
has done exactly that and he found one person that was, and that is
certainly relevant to the meeting attendance rule.
MR. LAWSON: I do not think that could be accurately — I
don’t think that accurately reflects the stipulation and I would ob-
ject to any hearsay testimony of what this so-called investigator or
Compliance Officer — I am sorry — this Compliance Officer
found.
THE COURT: Upon your investigation, Mr. Shadrach, you
found one additional person who would qualify for Union office,
or officer, and that was Mr. LaRue; is that correct?
WITNESS SHADRACH: Yes.
He was given an office during that same election.
THE COURT: He was actually slected?
WITNESS SHADRACH: He ran unopposed. In this same
election.
In other words, there were only about twenty-two eligible, and
there was no one running for this one office, and Mr. LaRue act-
ually ran unopposed. This is why I checked the fact, and I found
that he only had sixteen meetings,
Then I went to Stran Steel and I found out there were nine dif-
ferent times when his work schedule conflicted with him coming to
a meeting, and this gave him a credit of twenty-five meetings.
Therefore, Mr. LaRue was certainly an eligible officer under the
eligibility rule, sir, by coincidence.
87
It is my understanding from Mr. Baker that they do not check
work cre 3. Sir, they only check work credits when requested.
THE COURT: All right.
WITNESS SHADRACH: And no one ever requested them to
check.
THE COURT: What was the office that Mr. LaRue was elect-
ed to?
What office did he fill?
WITNESS SHADRACH: Not offhand.
MR. SERWER: That is in the stipulation, Your Honor.
THE COURT: What does the stipulation say about that?
MR. SERWER: Exhibit E.
THE COURT: Where is that?
MR. SERWER: Here, Your Honor.
(Whereupon Mr. Serwer tendered a document to the Court.)
THE COURT: The Court recognizes the objection of counsel,
the objection by counsel for the defendant. It may have been very
proper under the circumstances, but in view of the attempt to pro-
ceed with this cause, the Court will permit counsel for the defend-
ant to offer into evidence anything, at a subsequent date, you may
file any records or any exhibits to contest Mr. LaRue’s qualifica-
tions if you so desire.
MR. LAWSON: Thank you, Your Honor.
THE COURT: It would seem to me that the defendants may
have waived any objections to Mr. LaRue since he was elected and
he did serve.
Under that light of the Court’s ruling, you may continue, Mr.
Serwer.
MR. SERWER: Thank you, Your Honor.
MR. LAWSON: Just one point, your Honor,
Your Honor, i luave never seen the records of Stran Steel, and I
have no idea, if any, what the correlation is between the meeting
times of the Local, and whether Mr. LaRue did or did not work on
88
those days. Your Honor, without those records I am unable to ef-
fectively cross-examine this witness.
THE COURT: It may be irrelevant.
MR. LAWSON: Of course, that has been raised by me. I
hope, Your Honor. Thank you.
THE COURT: Let the record so show. Continue, Mr. Serwer.
MR. SERWER: Your Honor, I have no further questions of
this witness.
THE COURT: Mr. Lawson, you may cross-examine.
MR. LAWSON: Your Honor, may I have a moment, please?
THE COURT: You may.
(Whereupon a conference was had among co-counsel. )
CROSS-EXAMINATION,
QUESTIONS BY MR. LAWSON:
20 Q. Mr. Shadrach, Mr. LaRue ran unopposed; is that correct?
A. Yes, sir.
21 ©. That being the case —
A. I think there is a story behind this.
22 Q. I did not ask for a story.
He had meeting attendance in the appropriate eighteen — in
the eighteen meetings: Sir, this would not effect his running for
office; is that correct?
A. I am not in a position to interpret the constitution and by-
laws.
M~ understanding was that during the investigation that Mr.
LaRue was ineligible, and he was so posted on the board, and
stated that he would be ineligible for nomination—and he attended
below eighteen meetings, so he would not be eligible.
23 Q. But at some subsequent time a determination was made
that he was eligible?
A. There was ro determination made.
It was my understanding that no one wanted to run for that of-
fice, and therefore, sir, they nominated or picked LaRue to run
unopposed for that office. There was no one left to run.
24 Q. All right.
A. And on this list he was listed as ineligible.
25 Q. That was the only discrepancy that you found in compar-
ing that list of twenty-five; is that correct?
A. Yes, sir.
26 Q. There are approximately six hundred, sixty members of
the Local, roughly?
A. Yes, sir.
27 Q. Thank you.
MR. LAWSON: That is all, Your Honor.
THE COURT: Anything further, Mr. Serwer?
MR. SERWER: One or two questions, Your Honor.
REDIRECT EXAMINATION,
QUESTIONS BY MR. SERWER:
28 Q. I believe that this has been asked. However, to be sure:
Based on your investigation of the attendance register and the work
credits at Stran Steel, sir, were there any other members of the De-
fendant Local, other than Mr, LaRue, eligible by virtue of a com-
bination of attendance credits and work credits?
A. No.
MR. SERWER: Nothing further.
THE COURT: Anything further, Mr. Lawson?
MR. LAWSON: Let me check my notes with counsel.
(Whereupon a conference was had among co-counsel. )
MR. LAWSON: No questions, Your Honor.
THE COURT: You may step down.
(Witness Shadrach excused. )
MR. SERWER: Your Honor, I would like to request a two
minute recess, please?
I would like to review my notes that I have [162]
* * * *
[170] MR. LAWSON: Thank you, Your Honor.
(DEFENDANT’S CASE)
MR. LAWSON: Your Honor, at this time I would call Mr.
Clay Jet.
90
CLAY JET, a witness called by the Defendants, being first duly
sworn, testified as follows:
DIRECT EXAMINATION,
QUESTIONS BY MR. REESE:
1 Q. State your name, please.
A. Clay Jet.
2 Q. Where are you employed, Mr. Jet?
A. Stran Steel Corporation.
3 Q. How long have you been employed there?
A. Since 1952.
4 Q. Continuously since 1952?
A. I have been laid off several times, sir, but it has been con-
tinuous service.
5 Q. Where do you live?
A. Route 1, Carlisle, Indiana.
6 Q. Are you an officer of that Local?
A. The president.
7 Q. When were you elected president?
A. I was not elected as president. I filled an office [170]
* * * *
[181] THE COURT: Well, maybe that is right. Mr. Reese,
you may develop that information. The objection is sustained.
MR. REESE: Thank you, Your Honor.
58 Q. If you know, sir, how many Union meetings have you at-
tended since the June 1970 election?
A. I would guess it would be somewhere between twenty and
twenty-five.
59 Q. Before the June election of 1970, could you give us an esti-
mate as to the number of Union meetings that you attended, or
those that you missed?
A. According to the records that Mr, Shadrach checked out,
sir, I attended all thirty-six meetings.
60 Q. Do you have an opinion if there have been more members
attending the Union meetings since June of 1970, sir, than there
had before?
MR. SERWER: Your Honor, I would object. This seems to
be irrelevant.
Veen
91 3
THE COURT: Overruled.
61 Q. What was your answer?
A. I think there has been. Sir, I could not say.
62 Q. To your knowledge, has there been any other complaints
filed about the elections in that Local?
A. Yes. There was a complaint filed against our last Interna-
tional election.
63 Q. Who was that filed with?
A. Who was it filed with?
64 Q. Yes.
A. It was filed with the International.
65 Q. Are you talking about an International election?
A. The International. It was the nominations and election.
66 Q. I was directing my question to any Local Union elections.
A. Yes.
67 Q. Is this the only one that you know of in twenty years?
A. Yes, sir.
68 Q. How many Union meetings do you have in that Local, sir,
during this period of time—let’s say how many meetings do you
have per month, or per week?
A. We have one split Union meeting per month.
69 Q. Just briefly, sir, what do you mean by that?
A. At the present time we have a meeting on the second
Wednesday of each month, sir, we have a 1:00 P.M. meeting and
a 4:30 meeting. Sir, this is set up to accommodate all three shifts.
70 Q. How long has this split meeting been in effect?
A. I cannot give the exact day, but it has been quite a while.
71 Q. Three or four years?
A. Yes.
It has heen in effect for approximately three years.
We had. one section there where we went to a Sunday meeting
for a short while, to try and pick up attendance.
72 Q. The purpose of this split Union meeting is to permit every
member to attend the Union meeting if they want to; is that cor-
rect?
A. Right.
73 Q. Right after the election in June of 1970: Is that when you
went back to the split meetings?
92
A. No. Sir, I cannot be exactly sure, but I believe that it was
some time before.
74 Q. Before the June election in 1970?
A. Yes.
75 Q. Thank you.
MR. REESE: No further questions, Your Honor. [183]
. * _ _
[185] MR. REESE: Your Honor, we would call Mr. Baker.
THE COURT: Mr. Bailiff, would you get the witness.
(Whereupon a conference was had among co-counsel. )
THE COURT: Have you been sworn as a witness?
WITNESS BAKER: Yes, Your Honor.
THE COURT: You are still under oath.
C. D. BAKER, a witness called by the Defendants, being first
duly sworn, testified as follows:
DIRECT EXAMINATION,
QUESTIONS BY MR. REESE:
1 Q. State your name, please.
A. C. D. Baker.
2 Q. Where do you live, Mr. Baker?
A. Route 1, Box 194, West Terre Haute, Indiana.
3 Q. Are you employed?
A. Yes, sir.
4 Q. Where?
A. Stran Steel Corporation.
5 Q. How long?
A. Twenty-five years in July.
6 Q. Are you a member of the Local Union?
A. Member?
7 Q. Yes, are you a member of the Local?
A. Yes.
8 Q. How long have you been a member?
A. All of that time.
9 Q. Are you now an officer in the Local Union?
A. A trustee,
10 Q. Have you held any other offices in the Local Union?
93
A. Yes, sir.
11 Q. What offices have you held?
A. Recording secretary two different times, financial secre-
tary and trustee once—the first time.
12 Q. Directing your attention to June of 1970—
A. Yes.
13. Q. Were you an officer at the time of the election in June
of 1970?
A. No. That was the change of officers, and I did not run
for office.
14 Q. Did you have anything to do with the conduct of the
election?
A. Yes, sir.
15 Q. Tell His Honor what?
A. I was the teller for the election. [186]
* * * *
[193]
60 Q. Have you had an occasion to examine the minutes of the
Local Union meetings?
A. Recently?
61 Q. Yes.
A. No, sir.
62 Q. What are these books (indicating) ?
A. Those are minute books,
63 Q. Minute books of what?
A. Of the regular and special meetings.
64 Q. But you have not examined those?
A. Not since I was the recording secretary.
65 Q. We have a stipulation here, sir, that there was an aver-
age number of members present at a Local Union meeting: Would
these minute books show exactly how many members attended?
A. No, sir. Sir, the attendance records would show that in-
formation.
66 Q. Who would have that information?
A. The recording secretary.
67 Q. Did you have it when you were the recording secretary?
A. Yes, sir.
68 Q. Again, when were you the recording secretary?
A. Up to the election in 1970.
94
69 Q. Up until that time you would have kept the attendance
records?
A. Yes, sir.
70 Q. Tell me about that book: How was it used at the meet-
ings?
A. Do you mean the attendance book?
71 Q. Yes. Sir, I do mean the attendance book.
A. At first we had the members to sign the sheet, a yellow—
you know like the legal size paper. This has the signature of the
men and their clock numbers. Then later after the meeting, I
transferred this information, the signature and clock numbers into
a bound book. This was the second recording.
The original minutes were kept in a file.
72 Q. By you?
A. Yes, sir.
Then a motion was made to use a ledger book, rather than using
the yellow sheets.
73. Q. Was that approved?
A. Yes, sir.
74 Q. Approximately when did you go from the yellow sheets
to the ledger book?
A. I imagine that it was two years ago, sir, or better.
75 Q. Continue.
A. It would tell this in the minute books.
76 Q. Now, sir, when a member attended a Union meeting,
whether they were using a pad or the register: Would the member
sign that pad, or the register?
A. They would sign it when they attended the meetings, yes.
77 Q. Where would this pad or register have been kept?
A. Generally it was kept at the front door as they came in.
78 Q. Would it be there during the whole meeting?
A. Yes. Sir, in most cases it was.
79 Q. Then when the meeting was over you would take it—
A. Either me or the guard would bring it up to the recording
secretary.
80 Q. Would either the pad or the register be accessible to any
member of that Local if they wanted to look at it?
A. Not readily, no.
81 Q. What do you mean by that?
95
A. It was kept in the file.
82 Q. I understand that.
Sir, if I am a member of the Local, and sme that I made a
request to see that, Mr. Witness, would you have shown that to me?
A. You could have seen it in my presence.
83 Q. That is what I mean.
A. Yes, sir.
84 Q. Did you ever have any requests from any people, or mem-
bers, during the time that you were the secretary, did anyone ever
request to look at it?
A. Yes, sir.
85 Q. —the registration or pad?
A. Yes. It was possibly one or two times.
86 Q. Would you cooperate and let them see the book?
A. It is their book, sir, as well as mine.
87 Q. I understand tha
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