Amicus Curiae Brief — Vermont Yankee Nuclear Power Corp. v. Natural Resources Defense Council, Inc.
Supreme Court brief1978
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TABLE OF CONTENTS
TABLE OF AUTHORI IE
INTERESTS OF AMICUS CURIAE |... 1
STATEMENT OF THE CASE gz.
, 1
B. The Vermont Yankee Decision we
C. The Notice of Proposed Rulemaking ..... 3
1. Objections to the Nature of the Rulemaking
2. 11
in the Vermont Yankee Case
D. Proceedings Subsequent to the Decision Below
SUMMARY OF ARGUMENT...
r
I. THE NATIONAL ENVIRONMENTAL POLI-
CY ACT REQUIRES THAT THE COMMIS-
SION GIVE DETAILED CONSIDERATION
TO THE PRODUCTION OF RADIOACTIVE
WASTES BEFORE IT DECIDES TO GRANT
NUCLEAR POWER PLANT LICENSES ......
A. Consideration of Environmental Issues in
Nuclear Plant Licensing
B. W et Retiieattin Geten to on
Inevitable and Substantial Environmental
Impact of Licensing a Nuclear Power Plant
C. The Plain Language of NEPA and its Legis-
lative History Establish a Duty to Consider
Fully the Environmental Implications of
Producing Radioactive Wastes
Page
2
II.
III.
TABLE OF CONTENTS —Continued
D. Environmental Factors Must be Considered
— 7 — | with Causative Pro-
posals for Action * 3
THE TABLE S-3 RULEMAKING RECORD IS
INSUFFICIENT TO COMPLY WITH THE
COMMISSION’S LEGAL OBLIGATION TO
CONSIDER ALL RELEVANT FACTS CON-
CERNING RADIOACTIVE WASTE DISPOS-
AL AND TO STATE A REASONED BASIS
FOR ITS CONCLUSIONS dg
—— ]
B. The Court of Appeals Correctly Found the
Rulemaking Record Substantively Deficient
on the Issue of High-Level Waste Disposal.
1. Dr. Pittman’s Testimony on High-Level
Waste Management and Disposal is Fac-
tually Inadequate to Support the Com-
mission’s Table S-3 Rule
2. The Commission Provided No Reasoned
Explanation for Excluding Relevant
Considerations and For Concluding That
Environmental Effects Are Negligible _
EXPERT JUDGMENTS WITHIN AGENCY
DISCRETION WILL NOT BE DISTURBED
BY A JUDICIAL REMAND WHICH RE-
QUIRES A FAIR DISCLOSURE OF ENVIR-
ONMENTAL PROBLEMS UNDER NEPA A
A. Introduction
B. The Commission’s Table S-3 Rule Defeats
the Full Disclosure Purpose of NEPA A
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Page
42
42
46
TABLE OF CONTENTS—Continued
C. The Methodologies Used by the Commission
to Develop Table S-3 Do Not Give Appro-
priate Consideration to the Full Impact of
Producing Radioactive Wastes... 73
..... <cecistedscteseiniccnmeseissinsscsmniassinnatittieinias 76
— — — ee, ee ee es
IV
TABLE OF AUTHORITIES
Page
Court Cases
Aberdeen and Rockfish Railroad Co. v. SCRAP,
422 U.S. 289 (1975): 35, 36, 38
American Airlines v. CAB, 359 F.2d 624 (D.C.
Cir. 1966) (en banc), cert. denied, 385 U.S. 843
J eee. 47
Amoco Oil Co. v. EPA, 501 F.2d 722 (D.C. Cir.
1974), cert. denied, 417 U.S. 921 (197) 65
Appalachian Power Co. v. EPA, 477 F.2d 495
r 47
Bowman Transportation, Inc. v. Arkansas-Best
Freight System, Inc., 419 U.S. 281 (1974) 43, 58
Calvert Cliffs Coordinating Committee v. AEC, 449
F.2d 1109 (D.C. Cir. 197177 passim
Camp v. Pitts, 411 U.S. 138 (197) 43
Carolina Environmental Study Group v. United
States, 510 F.2d 796 (D.C. Cir. 10 65
Citizens for Safe Power v. NRC, 524 F.2d 1291
e 29
Citizens to Preserve Overton Park v. Volpe, 401
va 6, 43, 44, 61
Colorado Interstate Gas Co. v. FPC, 324 U.S. 581
—— —— — eae 6 1 58
Committee for Nuclear Responsibility v. Seaborg,
463 F.2d 783 (D.C. Cir. 197177 s—~— 44, 60
Conservation Society of Southern Vermont v. Sec-
retary of Transportation, 531 F.2d 637 (2d Cir.
— ³˙ AAA 39
Ecology Action v. AEC, 492 F.2d 998 (2d Cir.
— —ͤ 69
Ely v. Velde, 451 F.2d 1130 (4th Cir. 1 45
Environmental Defense Fund v. Armstrong, 487
F. 2d 814 (9th Cir. 1973), cert. denied, 416 U.S.
„„ Te al 73
Environmental Defense Fund v. Corps of Engi-
neers, 325 F. Supp. 749 (E.D. Ark. 1 45
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V
TABLE OF AUTHORITIES—Continued
Page
Environmental Defense Fund v. Corps of Engi-
neers, 492 F.2d 1123 (5th Cir. 1974) 34, 69, 73
Environmental Defense Fund v. Corps of Engi-
neers, 470 F.2d 289 (8th Cir. 1972), cert. de-
nied, 412 U.S. 981 (1973) 34, 44
Environmental Defense Fund v. Froehlke, 473
F.2d 346 (8th Cir. 1972) 63
Environmental Defense Fund v. Hardin, 325 F.
Supp. 1401 (D. D.C. 1971777 63
Environmental Defense Fund v. Ruckels haus, 439
F. 2d 584 (D.C. Cir. 1971i777 . 65
Ethyl Corp. v. EPA, 541 F.2d 1 (D.C. Cir. 1976)
(en banc), cert. denied, 426 U.S. 941 (1976) 47, 65
FPC v. Transcontinental Gas Pipe Line Corp., 423
e 7. 43
Greater Boston Television Corp. v. FCC, 444 F.2d
841 (D.C. Cir. 1970), cert. denied, 403 US.
1 Ee ce 45, 47
Gulf States Utilities Co. v. FPC, 411 U.S. 747
c 43
International Harvester v. Ruckelshaus, 478 F. 2d
| 47, 65, 75
Kleppe v. Sierra Club, 427 U.S. 390 (1976) 35, 39, 41
Lathan v. Volpe, 350 F. Supp. 262 (W. D. Wash.
— ͤ”133333 Se See em 42
Minnesota PIRG v. Butz, 498 F.2d 1314 (8th Cir.
ee eee 39
Mobil Oil Corp. v. FTC, 483 F.2d 1238 (D.C. Cir.
1 ˙ A 47
Monroe County Conservation Council v. Volpe, 472
F.2d 693 (2d Cir. 1972) 34
National Labor Relations Board v. Brown, 380
r 66
Natural Resources Defense Council v. Callaway,
524 F.2d 79 (2d Cir. 19757 rahe 39
Natural Resources Defense Council v. EPA, 512
F.2d 1351 (D.C. Cir. 1975) 3 39
z 2 .
—U— — — —— ä—— —
vi
TABLE OF AUTHORITIES—Continued
Page
Natural Resources Defense Council v. Grant, 355
F. Supp. 280 (E.D. N.C. 1973) a 34, 63
Natural Resources Defense Council v. Morton, 458
R .... passim
Natural Resources Defense Council, Inc. v. United
States Nuclear Regulatory Commission, 547 F.2d
II .... passim
Parke-Davis and Co. v. H. X. Mulford Co., 189
Fed. 95 (S.D. N.Y. 1911) . 2 5-6
Pillai v. CAB, 485 F.2d 1018 (D.C, Cir. 1973) 61
Portland Cement Ass'n v. Ruckelshaus, 486 F.2d
375 D.C. Cir. 1973), cert. denied, 417 U.S. 921
e 47, 60, 68
Reserve Mining Corp. v. EPA, 514 F.2d 492 (8th
Cir. 1975) (en banc) .. 65
Scientists Institute for Public Information v. “AEC,
481 F.2d 1079 (D.C. Cir. 1973 Loe passim
SEC v. Chenery Corp., 315 U.S. 80 (1943) 13, 47
SEC v. Chenery Corp., 332 U.S. 194 (1947) 43
Sierra Club v. Froehlke, 486 F.2d 946 (7th Cir.
177 A SEC ar oe eS 34, 44
Sierra Club v. Froehlke, 584 F.2d 1289 (8th Cir.
e Na ne Rk ee 39
Sierra Club v. Morton, 510 F.2d 813 (5th Cir.
—— — — 44, 63, 71
Silva v. Lynn, 482 F.2d 1282 (Ist Cir. 1973) 34, 44,
71. 72
Swain v. Brinegar, 542 F.2d 364 (7th Cir. 1976) 39
Swain v. Brinegar, 517 F.2d 766 (7th Cir. 1975) 39
Trout Unlimited v. Morton, 509 F.2d 1276 (9th
cc 39
Union of Concerned Scientists v. AEC, 499 F.2d
e 69
Walter Holm & Co. v. Hardin, 449 F.2d 1009 (D. 0.
1 F sated terete 47
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- —ͤ— —Eö ñ'Hᷣ„ one eee —— — —
vir
TABLE OF AUTHORITIES—Continued
Page
AGENCY DECISIONS
7
Vermont Yankee Nuclear Power Corp. and Public
Service Company of New Hampshire, et al.,
ALAB-421, —— NRC —— (July 18, 1977) 26
Vermont Yankee Nuclear Power Corp., ALAB-56,
e ̃ ˙“———— . 15
STATUTES
Administrative Procedure Act, 5 U.S.C. § 551 et
seq.
r = 42
eie 43, 68
5 U.S. C. § 706 (2) (oh)7/r - 68
Atomic Energy Act of 1954, as amended, 42 U.S.C. |
§ 2011 et seq.
42 U.S.C. $§ 2011-11 9
89989855755 14
42 U.S.C. § 2239 n 8 14
re 14
Energy Reorganization Act of 1974, as amended
42 U.S.C. 88 5801, et seq., §§ 5841, et seq. 3. 9, 72
National Environmental Policy Act of 1969
(NEPA), 42 U.S.C. § 43381 et seq.
42 U.S.C. 8 4331 (section 101) Se
42 U.S.C. § 4332 (section 102) 8 44, 73
42 U.S.C. 8 4332 (2) () (section 102(2)
— iene nant 74
42 U.S.C. 84332 (2) (0 (section 102(2)
— — passim
42 U.S.C. §4832(2)(E) (section 102(2) N
— . inet hae ian 63
42 U.S.C. § 4341, et seq. (sections 201, et
Vn
TABLE OF AUTHORITIES—Continued
Page
REGULATIONS
Le 83 14
LI rane om 14
%%% ——. 1 15
10 C. F. R. § 8.7 1 6 14
10 C. F. R. § 2.785 (a 1 14
% een 14. 16
10 C. F. R. § 51.24 . 71
e 8 71
10 C. F. R. g 51.20 e /nÿnnn 3 23
40 C. F. R. § 1500.33 71
%% — 71
40 C. F. R. 5 1500.8 (a) (i) 1 38
40 C. F. R. 5 1500.8 (a) (3) (ii) 38
40 C. F. R. 5 1500. 91500. 111 1 71
FEDERAL REGISTER NOTICES
Nuclear Regulatory Commission, Dkt. No. RM-50-
8, Environmental Effects of the Uranium Fuel
Cycle, Notice of Reopened Hearing, 42 Fed.
Reg. 26987 (May 26, 1977) 47
Nuclear Regulatory Commission, Uranium ‘Fuel
Cycle Impacts from Spent Fuel Reprocessing
and Radioactive Waste Management, 42 Fed.
Reg. 13803 (March 14, 1977) )))) 24,47
Nuclear Regulatory Commission, Uranium Fuel
Cycle Impacts from Spent Fuel Reprocessing
and Radioactive Waste Management, 41 Fed.
Reg. 45849 (Oct. 18, 197) 25, 47
Atomic Energy Commission, Environmental
Effects of the Uranium Fuel Cycle, 39 Fed. Reg.
14188 (April 22, 1974) er 22
Atomic Energy Commission, Environmental
Effects of the Uranium Fuel Cycle, Notice of
Proposed Rulemaking, 37 Fed. Reg. 24191 (Nov.
18. 1972) ............... — I A ER 16
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IX
TABLE OF AUTHORITIES—Continued
Page
CONGRESSIONAL MATERIALS
Low-Level Radioactive Waste Disposal Hearings
Before a Subcommittee of the Committee on
Government Operations, House of Representa-
tives, 94th Cong., 2d Sess. (1976) 12
S. Rep. No, 91-296, 91st Cong., Ist Sess. (1969) ...passim
S. Rep. No. 98-980, 98d Cong., 2d Sess. (1974) 9, 72
H.R. Rep. No. 1980, 79th Cong., 2d Sess. (1946) 43
115 Cong. Rec. 12126 (Oct. 8, 19899) 33
115 Cong. Rec. 29055 (October 8, 1969))7ſ³ 33
115 Cong. Rec. 40416 (19689)⸗õ71 .: 74
Caldwell, A Special Report to the Senate Com-
mittee on Interior and Insular Affairs: A Na-
tional Policy for the Environment, 90th Cong.,
2d Sess. (Committee print July 11, 1968), re-
ported at 115 Cong. Rec. 12126 (October 8,
—ͤ Y ee ee eae 33
OTHER SOURCES
Atomic Energy Commission, Environmental Sur-
vey of the Nuclear Fuel Cycle (Nov. 1972) 16, 18,
20, 21, 22, 25
Atomic Energy Commission, Management of Com-
mercial High Level and Transuranium-Contam-
inated Radioactive Waste, WASH-1539 (Sept.
Boyer, Alternatives to Administrative Trial-T ype
Hearings for Resolving Complex Scientific, Eco-
nomic and Social Issues, 71 Mich. L. Rev. 111
%% A TTT 21
Clagett, Informal Action—Adjudication—Rule-
making: Some Recent Developments in Federal
Administrative Law, 1971 Duke L.J. 51 (1971) 20
Comptroller General of the United States, Im-
provements Needed in the Land Disposal of
Radioactive Wastes—A Problem of Centuries
Report RED 76-54 (197) 12
1 PP re
— ER SE — —„— q — —
ee — —
—
x
TABLE OF AUTHORITIES—Continued
Edsall, J.T. Toxicity of Plutonium and Some Other
Actinides, Bulletin of Atomic Scientists, (Sept.
SE ee ees
Energy Research and Development Administra-
tion, Alternatives for Managing Wastes from
Reactors and Post-Fission Operations in the
LWR Fuel Cycle, ERDA 76-43 (May 1976)
Energy Research and Development Administra-
tion, Public Release No. 76-355 (Dec. 12, 1976)
Executive Office of the President, Energy Policy
and Planning, The National Energy Plan
r
Fox, Radioactive Wastes, AEC No. 1.508 (rev.
ed. 196997
Friendly, Some Kind of Hearing, 128 U. Pa. 1. Rev.
r
Hambleton, The Unsolved Problem of Nuclear
Wastes, Technology Review, March April 1972
Hamilton, Procedures for the Adoption of Rules
of General Applicability: The Need for Pro-
cedural Innovation in Administrative Rulemak-
ing, 60 Calif. L. Rev. 1276 (1972)
Jaffe, L. Judicial Control of Administrative Action
r
Lash, et al., Citizen's Guide: The National Debate
on the Handling of Radioactive Wastes from
Nuclear Power Plants, (Natural Resources De-
fense Council 1975) .
Leventhal, Environmental Decision-Making and the
Role of the Courts, 122 U. Pa. L. Rev. 509
(1974) . 5
National Council of the Churches of Christ in the
USA, The Plutonium Economy: A Statement of
Concern (1975)
National Research Council ( National Academy of
Sciences), The Shallow Land Burial of Low-
Level Radioactively Contaminated Solid Waste
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Page
56
54
20
67
10
57
x!
TABLE OF AUTHORITIES—Continued
Note, Cost-Benefit Analysis in the Courts: Judicial
Review Under NEPA, 9 Georgia L. Rev. 417
(1975) a
Note, The Use of Generic ‘Rulemaking to Resolve
Environmental Issues in Nuclear Power Plant
Licensing, 61 U. Va. L. Rev. 869 (1975)
Nuclear Fuel Cycle: A Report of the Fuel Cycle
Task Force, ERDA-33 (March 1975)
Nuclear Regulatory Commission, Environmental
Survey of Reprocessing and Waste Management
Portions of the LWR Fuel Cycle, NUREG-0116
(Supp. 1 to WASH-1248) (Oct. 1976) . .
Pittman, F.K., Management of Commercial High-
Level Radioactive Waste, (paper delivered at the
Massachusetts Institute of — J soni 25,
1972) 3
13 PRES. ‘Doc. 560 (Apr. 25, 19770
13 PRES. DOC. 566 (Apr. 25, 1977)
Rochlin, Nuclear Waste Disposal: Two Social
Criteria, Science, Vol. 195 No. 4273 pages 23-
,
Severo, Too Hot to Handle, New York Times
Magazine, April 10, 1977 n
Union of Concerned Scientists, "Declaration of
Nuclear Power, (1975)
Union of Concerned Scientists, The Nuclear Fuel
Cycle: A Survey of the Public Health, Environ-
mental and National Security Effects of Nuclear
Power (M.1.T. Press rev. ed. 1975) 1
Websters New Collegiate Dietionary (1973)
Williams, Hybrid Rulemaking” Under the Admin-
istrative Procedure Act: A Legal and Empirical
Analysis, 42 U. Chi. L. Rev. 401 (1975) ;
Willrich, et al., Radioactive Waste Management
and Regulation, (Report to ERDA from the
M.I.T, Energy Laboratory, 1976) na
Page
73
24
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—ͤ—4ũ4— . —
IN THE
Supreme Court of the United States
OCTOBER TERM, 1977
No. 76-419
VERMONT YANKEE NUCLEAR POWER CORPORATION,
. Petitioner,
NATURAL RESOURCES DEFENSE COUNCIL, INC., et al.,
Respondents.
No. 76-528
CONSUMERS POWER COMPANY,
Petitioner,
V.
NELSON AESCHLIMAN, SAGINAW VALLEY
NUCLEAR Stupy Group, et al.,
Respondents.
On Writ of Certiorari to the United States Court of Appeals
for the District of Columbia Circuit
BRIEF FOR AMICUS CURIAE
UNION OF CONCERNED SCIENTISTS FUND, INC.
IN NO. 76-419
INTERESTS OF AMICUS CURIAE
The Union of Concerned Scientists Fund, Ine.
(„CS“) files this brief amicus curiae in No. 76-419
The organization is commonly know as the “Union of Concerned
Scientists”. It participated in the uranium fuel cycle rulemaking
hearing (App. 352-400, 538-1339) under that name.
by consent of all parties. Copies of the letters of consent
have been filed with the Clerk.
UCS is a non-profit public corporation which conducts
scientific and technical research concerning the social im-
pact of advanced technologies. The organization was origi-
nally founded in the late 1960’s as an informal faculty
group at the Massachusetts Institute of Technology. It
has grown into a coalition of scientists, engineers and
other professionals concerned primarily with various
health, safety, environmental and national security prob-
lems posed by the development of nuclear power plants
in this country and abroad. UCS regularly prepares tech-
nical reports on various aspects of nuclear technology.’
Its technical research is undertaken by a small staff in
conjunction with contributions from broad segments of
the scientific community in universities and other re-
search organizations. UCS has a current public member-
ship of approximately 35,000 sponsors who have con-
tributed financially to support its work on nuclear tech-
nology issues.
Supplementary to its technica) research activities,
UCS’s principal objective is to disseminate its independ-
ent analyses and judgments concerning issues associated
with nuclear technology as widely as possible to the pub-
lic. As a result of its work on nuclear power, over 2500
members of the American technical community endorsed
the conclusions stated in a “Declaration on Nuclear
Power” submitted by UCS to the Congress and the Presi-
dent on August 6, 1975. This declaration concluded, inter
alia, that:
“ nuclear fission creates massive amounts of
radioactive by-products posing grave potential haz-
ards which can only be controlled by an exceedingly
high level of care, perception and diligence... .
* UCS's principal publication relating to the issues presented in
these proceedings is: The Nuclear Fuel Cycle: A Survey of t
Public Health, Environmental, and National Security Effects of
Nuclear Power M. IT. Press rev. ed. 1975).
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No technically or economically feasible methods have
yet been proven for the ultimate disposal of radio-
active waste: a grim legacy from the nuclear pro-
gram to future generations. Several proposals for
dealing with the wastes exist, and one or more of
these approaches may eventually be shown to be
satisfactory, but important questions remain unan-
swered today about all of them.“
UCS’s view is that “important questions which] re-
main unanswered“ about radioactive waste management
and disposal have not been disclosd to the public by the
Commission in a manner consistent with the National
Environmental Policy Act of 1969 (“NEPA”). Unlike
the federal respondents (Brief for Federal Respondents,
page 34), UCS urges that a very substantial question
under NEPA is presented for resolution by this Court.
It is the position of UCS that the United States Nuclear
Regulatory Commission,‘ when licensing nuclear power
plants, has a legal responsibility under NEPA to develop
a record disclosing to the public: (1) the present hazard
*A representative number of scientists who endorsed UCS's 1975
declaration have sponsored this brief. These individuals, whose
affiliations are included solely for identification purposes, are:
Hannes Alfven, Professor of Physics, University of California at
San Diego and The Royal Institute of Technology, Stockholm,
Sweden (Nobel Laureate); Christian B. Anfinsen, Chief, Laboratory
for Chemical Biology, United States National Institute of Health
(Nobel Laureate); James B. Conant, President Emeritus of Harvard
University; John T. Edsall, Professor of Riochemistry Emeritus,
Harvard University; Paul Kirkpatrick, Professor of Physics
Emeritus, Stanford University; Salvador E. Luria, Professor of
Biology, Massachusetts Institute of Technology (Nobel Laureate:
Albert Szent-Gyorgyi, Director, National Foundation for Cancer
Research (Nobel Laureate); James D. Watson, Professor of Biology,
Harvard University, Director, Cold Spring Harbor Laboratory
(Nobel Laureate) .
»The United States Nuclear Regulatory Commission was created
by the Energy Reorganization Act of 1974, 42 U.S.C. §§ 5801 ef seq.,
5841 et seq., succeeding the United States Atomic Energy Commis-
sion as the regulatory agency with licensing responsibilities for
nuclear power plants. The word “Commission” is used in this brief
to refer to both the NRC and the AEC.
created by producing radioactive waste; (2) the means
of developing technologies designed to minimize the haz-
ard; and (3) unresolved problems involved in the appli-
cation of technologies to isolate radioactive wastes. UCS’s
principal objection to the Commission’s actions is the
inadequate quality of disclosure of these most serious
environmental concerns. Many facts and uncertainties
have not been considered by the Commission in a mean-
ingful way and have not been disclosed to the public.
The interests of UCS, including its public membership
and the scientists who have assisted in its research and
policy positions, are adversely affected by the Commis-
sion’s failure to examine in full detail the environmental
risks and costs of producing radioactive wastes in a nu-
clear power plant. Members of UCS live near and enjoy
the environment surrounding nuclear power plant sites
and the numerous locations being investigated by the
government for radioactive waste disposal sites. They
risk injury due to the possibility that projected plans
will not prove adequate to store and to dispose of radio-
active wastes from nuclear power plants. The following
consequences flowing from the Commission’s inadequate
analysis of the problenis posed by radioactive wastes will
directly affect the interests of UCS’s members: (1) addi-
tional nuclear power plants will be constructed without
a thorough assessment of commitments necessary to pro-
tect the environment; (2) grave, long-term risks of en-
vironmental contamination from radioactive wastes pro-
duced by those plants will inevitably be created; (3)
numerous waste disposal sites throughout the United
States will have to be investigated, designed, and con-
structed; and (4) the opportunity for Congress and the
public to review the Commission’s choices as to further
use of nuclear power on a fully informed basis will be
foreclosed.
UCS members also are concerned about the costs and
risks passed on to future generations since radioactive
wastes will remain toxic for hundreds of thousands of
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—— — eee — — - ñ — oe
years. They believe that continued licensing of nuclear
power plants without a thorough and detailed under-
standing of the present and future burden of controlling
radioactive wastes will result in an undue reliance by
the United States on nuclear power. UCS’s members
have an interest in seeing that their energy needs are
met without placing the unnecessary burden of the costs
of radioactive waste disposal upon future generations.
Finally, UCS has a substantial organizational interest
in this case. The purpose of NEPA is to ensure that an
agency, such as the Commission, gives appropriate con-
sideration to environmental values through fair proce-
dures, full public disclosure, and reasoned responses to
problems raised by responsible, independent scientific
analyses. By participating in the rulemaking proceeding
conducted by the Commission concerning the environ-
mental impact of producing radioactive wastes (App.
352-400, 538-1339), UCS brought to the Commission’s N
attention a range of important questions and issues re-
quiring consideration. These factors include an assess-
ment of the history of previous radioactive waste man-
agement efforts and an analysis of the options available |
for long-term disposal. UCS maintains that previous
errors in the nuclear community’s attempts to find a
solution to the radioactive waste problem, and the un-
certainties concerning whether proposed technologies can
be implemented successfully to dispose of radioactive
wastes permanently, present serious environmental con-
siderations. UCS’s interest in participating in those pro-
ceedings was to present independent scientific opinions to
the Commission for the purpose of promoting the in-
formed public and congressional oversight of environ-
mental choices mandated by NEPA.
As Judge Learned Hand noted, the judiciary often
needs. . the aid of unpartisan and authoritative scien-
tific assistance in the administration of justice.” Parke-
Sere ee
—— — —— —— —L•Fᷓ5——— — —— — —
6
Davis and Co. v. H. K. Mulford Co., 189 Fed. 95, 115
(S. D. N. V. 1911). This need is acute in the environmen-
tal context, where the judiciary must review complex
technical decisions in order to determine whether all
relevant facts were taken into account, e.g., Citizens to
Preserve Overton Park v. Volpe, 401 U.S. 402 (1971).
UCS’s position before this Court as amicus curiae is to
indicate to the Court the failure of the Commission to
respond to relevant considerations brought to its atten-
tion concerning radioactive waste management and dis-
posal in the context of the Vermont Yankee licensing
proceeding and the Table S-3 rulemaking.“
STATEMENT OF THE CASE
A. Background
The factual issues raised in this case concern segments
of the fuel supply system for uranium-fueled “light-water”
nuclear power reactors. “Light-water” reactors, the prin-
cipal reactor type used in this country, function by trans-
ferring to a natural water medium the heat generated by
the fission of a particular uranium isotope. The trans-
formation of natural uranium ore to a suitable form for
reactor fuel, the use of the fuel for the production of elec-
tric power, and the subsequent management of the used
This brief deals solely with the nuclear fuel cycle issues subject
to review in Docket No. 76-419 and is filed in Support of the Re-
spondents in that case. Mowever, UCS also urges affirmance of the
Court of Appeal’s decision in No. 76-528. In particular, the Commis-
sion’s refusal to consider energy conservation issues in this Licens-
ing case raises serious doul concerning the willingness of the Com-
mission to consider scientific and technical evidence in an open and
fair manner. The techniques of energy conservation have been cited
by the President as the “cornerstone of National Energy Policy
The National Energy Plan, Executive Office of the President, Energy
Policy and Planning p. 28 (1977). The failure of the Commission to
consider on its own initiative energy conservation as a reasonable
alternative to licensing a nuclear power plant is both inconsistent
with Presidential policy and indefensible as a scientific and environ-
mental judgment.
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7
uranium fuel comprise what is commonly designated the
“uranium fuel cycle’. This fuel cycle consists of a number
of complex and discrete industrial and chem processes,
from the mining and milling of naturally occurring ur-
anium ore to the ultimate management and disposal of
used fuel and other radioactive waste by-products. The
focus of this case is upon the environmental consequences
of the segments of the uranium fuel cycle subsequent to
the use of the fuel in light-water reactors.
—— ̃᷑ ͥ eT —
The result of “burning” or “fissioning” of uranium
fuel produces two categories of new radioactive sub- :
stances. “Fission products,” such as Strontium-90 and ;
Cesium-137 are atomic “fragments” of split uranium
atoms. “Actinides” and “transuranic elements,” such as
Plutonium-239, are all heavier atoms than uranium which
are created when non-fissionable elements, usually Ur-
anium-238, “capture” additional neutrons. The general
term “radioactive wastes” refers to these substances con-
tained in the used fuel elements along with plant struc-
tures, filters and other materials which become contamin-
ated with these substances during the operation of the
reactor, or activated by absorbing neutrons so as to be-
come radioactive.
The risks of producing radioactive wastes by operating
nuclear reactors arise from the extreme toxicity of fission
products and actinides, and the consequent need to iso-
late these substances from bio-systems for periods of time
which amount to “perpetual care” in comparison to human
experience. Radioactive wastes include over 100 different
“isotopes” or elements which are toxic and require en-
vironmental isolation. The most abundant and toxic long-
term radioactive element in radioactive waste, posing a
major health hazard, is Plutonium-239. With a half-
life of approximately 25,000 years, Plutonium-239 must
be isolated for 250,000 years before it becomes non-toxic.
Plutonium’s extreme toxicity is due to the fact that it
—
emits “alpha” radiation, a form of radiation of low pene-
tration, which has a drastic impact upon exposed tissues.
Even an exceedingly small particle of plutonium could
cause lung cancer in a human being if inhaled. Plutonium
accompanied by other actinides of comparable toxicity in
used reactor fuel such as “amecurium” and “curium,” will
remain 1000 times more toxic than uranium ore for al-
most four million years while substances decay into stable,
and thus radiologically benign, elements.’
Other elements in reactor fuel are shorter-lived but of
equal concern in health and environmental terms. Stron-
tium-90 and Cesium-137, two prevalent fission products,
emit a type of radiation which can penetrate anything
short of a thick shield of lead or concrete. They pose a
hazard from mere proximity, and require isolation from
the environment for “only” 600 to 1000 years in containers
designed to block radiation and yet provide sufficient cool-
ing to disperse the heat generated by radioactive decay.
Strontium-90 is especially dangerous to humans, because
of its chemical similarity to calcium. If ingested or ab-
sorbed in the human body, Strontium-90 lodges in bone
cells and radiates the surrounding tissue continuously.
Other elements in radioactive waste fuel have equally
significant health effects because of their concentration in
particular organs in the human body. For instance, the
two radioactive isotopes of Iodine, Iodine-129 (with a half-
life of 17 million years) and Iodine-131 (with a half-life of
approximately 8 days) would, if ingested, concentrate in
the thyroid gland. An isotope of Thechnetium concentrates
in the gastrointestinal tract.
The adverse health effects caused by the absorption of
these and other radioactive elements into human and other
living tissue include the development of cancer in ex-
posed tissues and possible genetic damage which would be
See generally, App. 1076-79.
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passed on to future generations in the form of various
birth defects, mutations and diseases. See, App. 850-860.
The realization of these adverse effects depends primarily
upon the available environmental pathways through which
radioactive wastes could impact directly upon human tis-
sues. These pathways include direct inhalation from the
atmosphere, absorption through drinking contaminated
water, and exposure through a variety of plausable food
chains in which radioactive elements have been concen-
trated, as well as mere proximity to certain elements such
as Cesium-137. The goal of disposing of radioactive
wastes is to close off all pathways through which the radio-
active elements could come into contact with the human
environment.
Unlike the steps associated with the production of ur-
anium fuel, the adverse environmental consequences and
the costs which must be incurred in order to implement
measures to protect the environment and people from ex-
posure to and injury from radioactive wastes are problem-
atic and uncertain. The development and promotion“
of nuclear power as a means of generating electricity over
the past thirty years has given us substantial experience
with the environmental effects of producing necessary sup-
plies of uranium fuel. Accordingly, each step of the pro-
duction of uranium fuel involves known environmental
impacts, adverse consequences and resource commitments
which have been previously experienced, and can be de-
fined relatively easily on the basis of existing data. In
contrast, most of the technologies and development steps
The former Atomic Energy Commission had the dual responsi-
bility of beth regulating and promoting the construction of nuclear
power plants. See, 42 U.S.C. §§ 2011-13. The Energy Reorganization
Act of 1974 was passed in large measure to separate the regulatior,
of nuclear power from its promotion. 42 U.S.C. §5801(c); see,
S. Rep. No. 93-980, 98d Cong., 2d Sess. 14-20 (1974) reprinted at
1974 U.C. Code and Cong. News 5470, 5488-89 (1974).
— : — n —
10
associated with the long-term management and control
of radioactive wastes remain undefined by experience.
The basic principle of commercial nuclear waste man-
agement has been to concentrate and to contain radio-
active wastes in such a manner that residual effluents are
small enough to be effectively diluted and dispersed in na-
tural environments so as to pose no appreciable harmful
risk to the human environment. Present management
programs for radioactive wastes consist of two basic cate-
gories—"“high-level” waste disposal and “low-level’’ waste
disposal. “High-level” wastes consist of highly radioac-
tive and toxic elements initially contained in, and later
The United States Government has gained substantial experience
with the short-term storage of radioactive by-product materials from
the military nuclear weapons program. These materials have prin-
cipally been stored in carbon steel tanks. However, other practices,
such as ocean dumping and the direct ground burial, have also been
utilized. App. 1081-84; see generally, Lash, et al., Citizen's Guide:
The National Debate on the Handling of Radioactive Wastes from
Nuclear Power Plants 28-33 (Natural Resources Defense Council
1975). These techniques have proven to be unsatisfactory due to
leakage, and are inapplicable for the disposal of radioactive wastes
from commercial nuclear power plants:
“Methods which were safe and acceptable for the management
of the radioactive waste materials generated as a part of the
U.S. wartime effort in the forties and the fifties, and which —
have been constantly improved over the years, are not consid- i
ered acceptable for long-term application to management of, *
radioactive wastes.” aa 2 —
Pittman, F. K., Management of Commercial High-Level Radinget re CS
Waste 2 (paper presented at the Massachusetts Institute of Tech-
nology, July 25, 1972).
An element's radioactivity is commonly measured in “curics”.
A “curie” is defined as “a unit quality of any radioactive nuclide in
which 3.7 x 10% disintegrations occur per second.” Webster's New
Collegiate Dictionary 279 (1973). There are approximately 11 mil-
lion curies of radioactivity in the wastes produced by a single
reactor’s yearly operation. A common method of measuring the
potential toxicity of a radioactive substance is by stating the
amount of water required to dilute one curie to drinking water
purity. One curie of Strontium-90, for instance, requires about ten
billion gallons.
.
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- ees
11
removed and concentrated from, spent reactor fuel. Low-
level” wastes consist principally of contaminated objects
used in nuclear reactor technology (including actual plant
structures). These contaminated objects exist in vastly
greater quantities than do high-level wastes, but with
more dilute radioactivity. Due to their extreme toxicity,
high-level wastes have been the principle focus of manage-
ment and disposal problems, although low-level wastes pre-
sent difficult problems of substantial dimensions.“ The
* Low-level wastes consist of a variety of reactor components
and by-products contaminated with radioactive elements during the
fission process, They include filters, filter sludge, spent ion exchange
resins, protective clothing, solid trash, packing materials, obsolete
equipment, shielding, piping, instrumentation, control rods and
other nuclear reactor materials, These wastes are processed and
packaged in quantities of small radioactivity and buried in shallow
land disposal sites. We do not concede that the Commission ade
quately addressed the long-term problems of low-level waste disposal
in this case. However, since the treatment of high-level waste
disposal by the Commission was so egregious, a remand of the
proceedings is compelled on that issue alone. The general issues
of low-level waste management and disposal are merely outlined here.
The most serious problem confronted in the shallow burial of low-
level wastes is the movement or migration of radioactive materials,
most notably “transuranic elements”, from burial sites. Transur-
anic elements are radioactive elements which are produced arti-
ficially in course of reactor operation, which, typically, have a
higher atomic number and higher mass than uranium. Migration
has occurred at virtually all commercial (and military) low-level
waste disposal sites.
Although most scientific investigators have come to the conclu-
sion that a known, distinct health hazard has not yet been pro-
duced by migration, the foreseeable difficulties of disposing of the
predicted vast quantities of low-level waste produced by the in-
creasing use of nuclear power reactors have caused a good deal of
concern, The fear is that migration from less than suitable burial
sites will create a public health hazard and require costly corrective
measures if the migration is monitored and detected in a timely
manner, Many of the existing sites for low-level waste disposal
were chosen without adequate investigation, and the potential for
harm over the necessarily long isolation period is real. The need for
a reappraisal of present policies has been asserted by the Comp-
troller General of the United States, and an investigatory panel of
12
need to dispose of high-level wastes permanently is the
most serious unresolved environmental impact of licens-
ing nuclear power plants. Thus, the resolution of major
the National Academy of Sciences (NAS). A 1976 report of the
Comptroller General concluded :
“Each of the existing disposal sites has different hydro-
geological and other characteristics. Some appear more suitable
than others for retaining radioactivity. It is not presently
known what mix of hydrogeological characteristics and engi-
neering features offers the greatest assurance that radio-
activity, once buried, will not migrate to create a pub ic health
hazard and require extraordinary and costly efforts to correct.
“Because (1) disposal sites must retain radioactiv ty for an
extremely long time, (2) migration has already been detected
at some sites, and (3) USGS and EPA earth scientists have
questioned the adequacy of the studies made at some existiny
sites, a comprehensive study should be undertaken at both
ERDA-owned and commercial sites. If the public is willing
to accept the risk of land disposal of radioactive materials, it
has a right to assurance that radioactivity will be disposed
of only at sites which are expected to retain it and prevent
it from becoming a public hazard. The public also has a right to
expect at least a concensus among earth scientists that disposal
sites are suitable.” Comptroller General of the United States,
Improvements Needed in the Land Disposal of Radioactive
Wastes——A Problem of Centuries 17 (January 12, 1976), re-
printed in Hearings on Low-Level Radioactive Waste Disposal
before a Subcommittee of the Committee on Government Oper-
ations, 94th Cong., 2d Sess. 377 (1976).
The panel of the NAS which issued a report on the problems of land
burial cited the principal environmental cost of increased low-level
waste production, the irreversible land use commitment which will
be necessary.
The NAS panel recommended that a permanent repository, similar
to a permanent “high-level” waste repository, be found for any
transuranic contaminated low-level wastes; and that future low-
level burial sites be selected on the basis of more thorough investi-
gation and testing for hydrogeological and other criteria than has
characterized the recent past in order to asseas suitability for the
containment of radioactive materials prior to use. National Academy
of Sciences/National Research Council, The Shallow Land Burial of
Low-Level Radioactivity Contaminated Solid Waate, xv-xvii (1976).
The panel also noted that the difficulties of finding suitable los
level waste burial sites are enhanced by the need to dispose of major
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———
13
environmental, economic and technical considerations as-
sociated with the licensing of nuclear power plants remains
unknown and undemonstrated.
components of nuclear reactors themselves after the end of their
useful life (approximately 30-40 years). Reactor “disposal” or
“decommissioning” is virtually untested; the only practical experi-
ence has come from the decommissioning of small research reactors.
It is anticipated that commercial reactor structures will be left as
long-term memorials of the nuclear power age, after being decon-
taminated or gutted of the most radioactive internal components.
The economic costs of this decommissioning process are “predicted”
to be small in comparison with the benefits of nuclear power, but
the long-term environmental costs associated with the disposal of
reactor parts as low-level wastes may be substantial. The NAS
panel recommended that immediate attention be given to designing
functional reactor components in a manner calculated to reduce
the need for and the difficulty of waste disposal:
“This Panel is seriously concerned with the land burial prob-
lem that will present itself with the dismantling of present
commercial nuclear power reactors as they become obsolete
and are replaced. We believe much more thought must be
given to the design of the fabric or basic structure of the
buildings housing future commercial power-generating re-
actors, in order that their useful life can be extended even
though their internal operational parts are replaced.
“In other words, the Panel believes that reactors and other
nuclear facilities should be specifically designed so that the
radioactive parts of the power plant or other functional parts
of the system could be removed and replaced at the end of their
useful life without having to destroy or abandon the shielding,
building walls, and other portions of the total facility. In
this way, the future need for the disposal of solid low-level
radioactive waste may be substantially reduced. Safe dis-
mantling of the present monolithic, nearly indestructible struc-
tures of contemporary commercial nuclear power-generating
stations presents a most difficult task. The methods for sepa-
ration of the radioactive fraction of the debris from these
structures for disposal cannot be considered lightly. This prob-
lem includes the dismantling and decommissioning of com-
mercial nuclear power reactors, as well as of other commercial
and ERDA nuclear facilities. The problem has not been dis-
cussed or presented in the body uf this report, but is a general
concern of the Panel.“ Jd. at xvi.
14
B. The Vermont Yankee Decision
The instant proceedings arise from a challenge to the
Commission's failure to thoroughly and completely con-
sider the environmental impact of radioactive wastes which
would be produced by the operation of the Vermont Yankee
Nuclear Power Plant in Veron, Vermont. By the way of
an initial and renewed motion, and requests to submit in-
terrogatories to the Commission’s staff and to the Vermont
Nuclear Power Corporation, the Natural Resources De-
fense Council, Ine. (“NRDC”) and other intervenors
sought to compel consideration of the environmental im-
pacts of radioactive waste management and disposal by
the Atomic Safety Licensing Board.“ App. 410-484.
Nuclear power plants are licensed in a bifurcated adjudicatory
process. An applicant to construct a nuclear power reactor must
obtain a construction permit from the Commissie and prove that
it will construct the facility in accordance with a design which will
comply with generalized criteria included in the Commission's
regulations. After constructing the facility, the applicant must then
obtain an operating license which will be granted by the Commission
only after definitive findings are made that the operation of the
nuclear power plant will not be inimical to either the health and
safety of the public or common defense and security, 42 U.S.C.
§ 2235. At the construction permit stage full adjudicatory hearings
are mandatory, and at the operating license stage any member of
the public whose interest may be affected has a right to intervene
and request an adjudicatory hearing. 42 U.S.C. § 2239, 10 C.. R.
§2.714. These hearings are conducted by specially constituted
Atomic Safety and Licensing Boards (“ASLB") of three members,
two of whom generally are professional scientists or engineers, and
one is generally an attorney. 42 U.S.C. § 2241, 10 C. F. R. § 2.721.
The decisions of ASLB may be appealed to a similarly constituted
Atomic Licensing Appeal Board. 10 C.F.R. §§ 2.762, 2.785(a). The
decision of an Appeal Board is subject to review by the Commis-
sion, but becomes a final agency action if review is not undert. ken
by the Commission within 20 days. 10 C. F. R. § 2.786.
Subsequent to the passage of the National Environmental Policy
Act of 1969, the Commission's initial inclusion of environmental
issues in the licensing process foreclosed discussion of environmental
matters when the actual adjudicatory hearings were conducted. This
policy of avoiding environmental concerns in the actual decision-
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15
NRDC further requested that the Commission’s staff pre-
pare a detailed environmental statement which included a
complete assessment of radioactive waste management and
disposal. All such motions and requests were denied.
App. 410-411, 485-487; see also, App. 488-519.
Pursuant to the Commission’s regulations, 10 C. F. R.
2.730 f), NRDC’s motion was submitted to and denied by
Atomic Safety and Licensing Appeal Board (“Appeal
Board”) in an interlocutory decision. In re Vermont
Yankee Nuclear Power Corp., ALAB-56, 4 AEC 930
(1972). App. 520-21, 112-129. The Appeal Board con-
cluded that the future reprocessing, management or dis-
posal of the radioactive materials produced by a nuclear re-
actor could be treated as distinct from the operation of the
reactor itself for NEPA purposes. The Board stated that
broader consideration of the environmental effects of ra-
dioactive wastes in individual licensing proceedings could
“eall a halt to the licensing of individual reactors” be-
cause “|n]o power reactor could be licensed until every
present and future reprocessing plant was studied in some
depth. . .” App. 123. Furthermore, the Board asserted
that the environmental aspects of the ultimate disposal
of high-leve adioaective wastes produced in spent reactor
fuel were remote and “speculative” :
“Evaluation of the environmental aspects of the
ultimate depository of the high-level wastes resulting
making process was rejected succinctly as inconsistent with the
procedural requirements of NEPA in Calvert Cliff's Coordinating
Committee v. AEC, 449 F.2d 1109 (D.C. Cir. 1971).
'' “Reprocessing” is a complex industrial technique for separating
out reusable plutonium and/or uranium from spent reactor fuel
and recycling it for reuse in conventional reactors. There are no
commercial reprocessing plants presently operating in the United
States. On April 7 and 25, 1977, President Carter announced the
policy of his administration to defer indefinitely any plans or pro-
posals to reprocess nuclear fuel on the basis of national security,
environmental and economic reasons. See, 13 Pres. Doc. 560 et seq.,
566 et seg. (April 25, 1977).
16
from reprocessing is at this time speculative, because
it has not yet been determined what the nature and
the location of the ultimate depository will be. That
project will also of course be subject to independent
analysis and procedures in compliance with the En-
vironmental Protection [sie] Act, and it cannot be
the subject of appropriate evaluation in this pro-
ceeding.” App. 126-127.
In the Appeal Board’s opinion, delay in considering the
environmental effects of radioactive wastes creates as a
necessary by-product of licensing a nuclear power re-
actor would not be inconsistent with NEPA. It felt that
more detailed and accurate analysis of these environmen-
tal factors could be made sometime in the future, when
waste facilities were constructed and disposal sites chosen.
App. 120.
C. The Notice of Proposed Rulemaking
Shortly after the interlocutory decision by the Appeal
Board.“ the Commission issued a notice of proposed rule-
making suggesting two possible approaches for the generic
treatment of environmental issues associated with the
entire nuclear fuel cycle, including radioactive wastes, in
individual licensing proceedings. 37 Fed. Reg. 24191
(Nov. 15, 1972) ; App. 352-360. The first alternative pro-
posed in the Commission’s notice would adopt the decision
of the Vermont Yankee Appeal Board as a formal regula-
tion.“ App. 356. The second alternative proposed by the
Commission’s notice would incorporate a table developed in
a report prepared by the Commission entitled Environ-
mental Survey of the Nuclear Fuel Cycle (Nov. 1972)
The decision of the Vermont Yankee Appeal Board became
a final administrative action of the Commission pursuant to 10
C. F. R. § 2.786.
The regulation would require consideration only of the environ-
mental effects of transporting radioactive wastes away from the
actual power plant site itself. App. 356.
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17
(“Environmental Survey”), App. 538-646. This table, de-
noted “Table S-3”, set forth a series of numerical values
representing projected cumulative quantities of land,
water, and fossil fuels which would be utilized in nu-
clear fuel cycle activities. The Table also provided values
for the expected chemical and radiological effluents in
gaseous, liquid and solid form and thermal effluents which
would be released to the environment by the operation
of all nuclear fuel cycle activities. The exact numbers
presented in the Table combined the postulated operations
of all fuel cycle activities together. These “normalized,”
imaginary “environmental costs” supposedly represent
the incremental impact of an average size nuclear reactor
burning an average supply of fuel over its operating life-
time. App. 356-358. No value was included to represent
the environmental cost of long-term radioactive waste dis-
posal.
The Commission’s rulemaking notice reduces the detailed
consideration which would be given to the environmental
impacts of producing radioactive wastes to “certain” and
allegedly “insignificant” numerical values. App. 356, 394-
95. The Commission supported its approach with the fol-
lowing statement:
“Cost-benefit analyses of nuclear power reactor
license applications should contain a full and frank
disclosure and consideration of costs and benefits of
the proposed action. The results of the application of
this principle to the question of inclusion of en-
vironmental effects associated with the fuel cycle
are not entirely clear. As the above discussion indi-
cates, the fractional contribution, if any, of the en-
vironmental effects of the fuel cycle to the cost-
benefit balance for a particular nuclear reactor is
difficult, and may be impossible, to ascertain with
any degree of certainty. This suggests that such
matters, if they are to be considered at all, be con-
sidered in a generic fashion through the rulemaking
18
process. The Commission’s regulatory staff has pre-
pared a report entitled “Environmental Survey of
the Nuclear Fuel Cycle”, dated November 6, 1972,
which provides a basis for an informed considera-
tion of the generic question of the environmental
impact associated with the uranium fuel cycle in
light water cooled nuclear power reactor license pro-
ceedings.” App. 355 (emphasis added).
The reduction of acknowledged uncertainties of the de-
velopment of waste management and disposal technologies
to numerical results was based upon significant assump-
tions. It was presumed by the Commission in the “En-
vironmental Survey” that: (1) all necessary technologies
for handling radioactive wastes were sufficiently developed
to implement a complete system resulting in ultimate dis-
posal without further technical advances; see, App. 542,
579, 1201, 1242; (2) no future technological barriers
would be encountered in the implementation of waste man-
agement and disposal systems which would affect en-
vironmental costs; see, App. 610-618; (3) human or tech-
nical accidents or failures would be of such limited like-
lihood that they need not be considered as relevant en-
vironmental costs; see, App. 570-576; 601-606; 623-24;
(4) all technological systems would operate within theo-
retically calculated margins of environmental impact; see
App. 545-550; and (5) the residual environmental impact
of an average “model” system could substitute for a de-
tailed discussion of the environmental effects of develop-
ing, demonstrating and commercializing different techno-
logical options which may be used to manage and dispose
of nuclear wastes; see, App. 542-580. These assumptions
The Commission's entire analysis of the problems of radio-
active waste management were premised upon the existence and
environmental impacts of reprocessing plants. See, ¢.g., App. 580-
609. A reprocessing plant, while recycling reusable nuclear fuel,
would produce liquid and gaseous streams of remaining radioactive
wastes. These waste quantities would then have to be solidified and
stored, prior to ultimate disposal. Since the President has indefi-
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19
alone lead the Commission to conclude that the technolo-
gies, industrial activities and environmental safeguards
which will be implemented to protect the human environ-
ment from radioactive wastes are sufficiently predictable
that future impacts can be conservatively estimated to be
within the limits of a table of numerical values.
The only apparent basis for these critical assumptions
concerning high-level radioactive waste disposal was the
testimony of one witness, Dr. Frank K. Pittman.“ Dr.
Pittman discussed in some detail the concept of a tempo-
rary “Retrievable Surface Storage Facility” which theo-
retically could store radioactive waste cannisters until a
permanent disposal site was found. On the issue of per-
manent disposal, Dr. Pittman merely concluded that the
problem will be solved by virtue of,
nitely deferred commercial reprocessing (see note 11, supra), the
Commission’s analysis of reprocessing is obsolete. Most significantly
here, the Commission has relied upon the acceptability of long-term
disposal of radioactive wastes from reprocessing. The alternative
of simply disposing of spent fuel intact, commonly referred to as
the “throwaway fuel cycle” has not been examined. Special consid-
erations, requiring detailed technical investigation, exist relative
to the disposal of intact spent fuel. For instance, study of the
risks of chemical reactions between the metal cladding surrounding
the fuel and possible disposal mediums, such as salt deposits (sec
pages infra), is necessary. Another significant problem would be
the vastly increased concentration of plutonium in the wastes.
These problems now deserve the detailed examination required by
NEPA before additional nuclear power plant licenses are granted.
Reprocessing itself did not result in the rosy picture painted by
the Commission in its rulemaking proceeding. The only reprocess-
ing plant to operate in the United States, located at West Valley.
New York, closed down for environmental modifications in 1972 and
now has been permanently abandoned. The plant has been labelled
a “technological and economic disaster” and a “misadventure that
may end up costing the taxpayers of New York half a billion dollars.
or a billion dollars, or even more. . .” in order to clean up the on-
site high-level waste. Severo, Too Hot to Handle, New York Times
Magazine, April 10, 1977. See, App. 1198-51.
= Dr. Pittman’s testimony was not included in the actual “En-
vironmental Survey” but was presented at the rulemaking hearing
App. 776-799.
20
„ . „ the rather extensive program of research, de-
velopment, testing, design, construction and pilot
plant operation underway on the bedded salt con-
cept, .. . [and] a thorough evaluation of all other
potentially attractive near- and long-term disposal
concepts in order to: (1) assure that no feasible con-
cept has been overlooked; and (2) lay the ground-
work for future programs, should the work on bedded
salt not result in acceptability of that concept for
very long-term disposal.” App. 790-791.
No further detail on the costs and risks of the research
program or on the likelihood and contingencies of its suc-
cess or failure was provided by the Commission or its
witness.
1. Objections to the Nature of the
Rulemaking Proceedings
The objections made by UCS to the Commission’s rule-
making proceeding were premised upon the total lack of
any meaningful opportunity to inquire into the as-
sumptions contained in the “Environmental Survey” and
the Table S-3 rule.“ Neither narrow option proposed by
In conjunction with another party to the rulemaking proceed-
ings, UCS filed a detailed legal critique of the procedural rights
afforded by the Commission. App. 1035-57. The legal statement
specifically requested that the Commission grant an opportunity
for the use of adjudicatory procedures, including discovery and
cross-examination, in the rulemaking hearing. The critical premise
to these arguments was that UCS believed that it was impossible
for the Commission to make a reasoned judgment of the issues
given the limited framework for decision-making, the narrow choice
of only two alternative rules and the nature and complexity of the
factual and policy issues presented.
The use of adjudicatory procedures may well have alleviated some
of these problems, and assisted in the development of a legally
sufficient record. See generally, Hamilton, Procedures for the Adop-
tion of Rules of General Applicability: The Need for Procedural
Innovation in Administrative Rulemaking, 60 Calif. L. Rev. 1276
(1972); Clagett, Informal Action—Adjudication—Rulemaking:
Some Recent Developments in Federal Administrative Law, 1971
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— — —ẽ 2 ——
21
the Commission as a means for incorporating the effects
of fuel cycle activities into the environmental review ac-
companying reactor licensing decision provides any sub-
stantive analysis of problems and uncertainties in the
present program of radioactive waste management. See,
App. 1038-1043; 836-845. Most significantly, neither the
proposed rule nor the underlying analysis in the “Environ-
mental Survey” present a detailed evaluation of the multi-
ple means being investigated as solutions to the high-level
waste isolation problem, and the environmental costs of
pursuing one or more of these techniques.
The Commission has simply ignored the actual ex-
periences of government efforts to manage and to dispose
of high-level radioactive wastes. Through written sub-
missions and oral testimony, UCS articulated its concern
on the record that there is no basis for the assumption
that long-term waste isolation can be implemented at the
present time. App. 1068-1107, 894-898. Rather than dis-
closing negligible numerical values to reflect to the
Congress and the public the impact of producing radio-
active wastes, UCS contended that the Commission should
analyze and disclose the technical barriers which must be
overcome prior to the implementation of a complete, ade-
quate and environmentally acceptable system of control-
ling radioactive wastes. This would include an examina-
tion of the vast array of technologies which may actually
be implemented to isolate radioactive wastes: varying
methods of burial in stable geological structures, deep
ocean burial, extra-terrestrial disposal, et cetera. App.
1084-1098. UCS seriously questioned the legitimacy of the
goal of a proceeding which sought to define radioactive
waste impacts as certain quantities, on the basis of theo-
Duke L.J. 51; Boyer, Alternatives to Administrative Trial-T ype
Hearings for Resolving Complex Scientific, Economic and Social!
Issues, 71 Mich. L. Rev. 111 (1972). However, since the Commis-
sion has totally failed to produce an adequate record, this Court
need not reach these issues. See pages 46-47, infra.
retical calculations which ignored past problems and fail-
ures even to develop the technologies upon which the cal-
culations were based. App. 837-838, 841-844, 894-898,
1072-1073.
The rulemaking hearing board reported a number of
these concerns to the Commission. App. 364-378. The
hearing board suggested a possible reexamination of the
limitation of the proceedings to two alternative rules in
light of the hearing record. App. 375-376. The hearing
board also questioned whether a more extensive analysis
of the long-term environmental effects of radioactive
waste disposal was necessary, and would require a sub-
stantial revision of the “Environmental Survey.” App.
372-73, 374. Finally, the hearing board proposed that the
record may indicate that the methodology of basing
environmental effects upon non-existant model facilities
may not warrant the conclusion that the impact of produc-
ing radioactive wastes is negligible. App. 374.
2. The Implementation of the Table S-3
Rule in the Vermont Yankee Case
The Commission designated Table S-3 as its final rule,
exclusively defining the environmental impacts of the nu-
clear fuel cycle. 39 Fed Reg. 14188 (April 22, 1974)
(App. 385-400). The Commission made no meaningful
response to the issues raised by UCS and reflected in the
report of the hearing board. In its decision, the Commis-
sion acknowledges that Table S-3 and its underlying an-
alysis in the “Environmental Survey” is neither a generic
environmental impact statement filed pursuant to section
102(2)(c) of NEPA, nor . .. an analysis of alternatives
and costs and benefits of the entire uranium fuel cycle.”
App. 386. The sole purpose of the “Environmental Sur-
vey” was to serve as a “data base” for a rule implement-
ing NEPA. Id. The salient conclusion of the rulemaking
was that the actual problems of radioactive waste need not
be fully considered as part of an environmental impact
BLEED THROUGH POOR COPY
23
statement prepared when nuclear power plants are li-
censed, because the risks posed by such wastes are “in-
significant.” App. 394-95. The Commission ruled that
the environmental effects of radioactive waste would be
considered in the future by simply incorporating the negli-
gible values stated in Table S-3 into its licensing decisions.
In the final adjudication of the Vermont Yankee case,
the Appeal Board cited the rulemaking proceeding as the
final word on radioactive waste issues:
“Whatever doubt there may have been concerning
the correctness of the result reached in [the inter-
locutory decision] has been eliminated by the con-
vening of [the uranium fuel cycle} rulemaking pro-
ceeding.” App. 137.
Therefore, the Vermont Yankee Nuclear Power Plant was
granted a license to operate and to produce radioactive
wastes without any real consideration of the risks, costs
and impacts of the necessary long-term management and
isolation of those wastes. The Commission’s refusal to
consider these issues in the Vermont Yankee environment-
al impact statement is paralleled by the refusal, codifided
in Table S-3, to permit any further inquiry into the envi-
ronmental impacts of radioactive wastes beyond the limits
set forth in the final rulemaking decision.” The final
Vermont Yankee EIS simply states:
“Long-lived radioactive materials will be produced
by fission of nuclear fuel in the core of the reactor
and neutron activation of reactor parts near the
core. The eventual disposal and storage of radio-
active materials will require a certain amount of
space, probably in an area remote from this planet,
for a very long period of time, and would for all
practical purposes be considered as an irreversible
commitment of resources.” App. 536.
10 C.F.R. §51.20(e) provides. No further discussion of
such environmental effects shall be required.” App. 398.
24
D. Proceedings Subsequent to the Decision Below
On July 21, 1976, a three-judge panel of the Court of Ap-
peals for the District of Columbia determined that the Com-
mission’s exclusion of detailed consideration of the environ-
mental impacts of radioactive wastes from nuclear power
plant licensing review under NEPA was deficient both pro-
cedurally and substantively. Natural Resources Defense
Council v. NRC, 547 F.2d 633 (D.C. Cir. 1976) App. 28-
88. As Judge Tamm noted in his concurring opinion:
“NEPA requires the Commission fully to assure it-
self that safe and adequate storage methods are
technologically and economically feasible. It forbids
reckless decisions to mortgage the future for the
present glibly assuring critics that technological ad-
vancement can be counted upon to save us from the
consequences of our decisions . . . . II]t is impossible
to determine from the record before us whether the
Commission has fulfilled its statutory obligation un-
der NEPA in adopting the S-3 Table, in effect de-
ciding that the incremental environmental effect of
storing the waste of an additional nuclear reactor is
negligible, or whether it has uncritically adopted as
its own the undocumented conclusions of a single
witness that the waste storage issue is a ‘non-
problem’ with which the Commission need hardly
concern itself at this time.” 547 F.2d at 658, App.
78-79 (emphasis added).
In response to the Court of Appeals decision, the Com-
mission has developed an “interim” rule which is virtually
identical to the Table S-3 rule in form and substance. 42
Fed. Reg. 13803 (March 14, 1977). The interim rule which
has the effect of a final rule pending completion of reopened
hearings, merely modifies Table S-3 slightly and includes a
numerical value of 11 million curies per average reactor
year to reflect the impact of long-term waste disposal.
The interim rule was based upon a revised survey of the pre-
vious analysis by the Commission’s staff. Environmental Survey
of the Reprocessing and Waste Management Portions of the LWR
BLEED THROUGH POOR COPY
25
In conjunction with its interim rule, the Commission
states that radioactive wastes will be “buried” at a
federal repository,” but acknowledges that a federal re-
pository does not exist and that “uncertainties” are present
[with respect to risks from long term repository fail-
ure.” 41 Fed. Reg. 45849, 45850-51 (Oct. 18, 1976).
These uncertainties are explained away because, “.. . [i]n
areas where information necessary for a complete quan-
titative assessment of environmental impacts is lacking
. . . Federal programs are underway to resolve existing
uncertainties.” Id. A two-page summary of the plans of
the Energy Research and Development Administration to
locate and to demonstrate a feasible high-level radio-
active waste repository for long-term disposal is included
as an appendix to a supplement to the revised “Environ-
mental Survey.“ No further information is provided
concerning the costs and risks perceived necessary for the
successful development and implementation of the tech-
nology to dispose of radioactive wastes permanently.
The critical assumption that radioactive wastes will be
isolated permanently from the human environment by
technological advancement has not been probed further
by the Commission. As one member of the Atomic Safety
and Licensing Appeal Board recently asserted:
“(There is] some question about the nature of the
consequences that we should assume might flow from
the existance of the high level radioactivity postu-
lated by the revised] Table.
Fuel Cycle, NUREG-0116 (Supp. 1 to WASH.-1248) (Oct. 1976).
No consideration was given in this survey to alternative means of
disclosing the environmental effects of producing radioactive wastcs
aside from the publication of a revised table of numerical values in
environmental impact statements. Minor changes in the values set
forth in the original Table S-3 were made. The value of 11 million
curies represents the high-level wastes buried at a “federal repos’ -
tory.” Id., “Table 2.10” at 2-33. The survey itself was admittedly
not a complete environmental impact statement.
d. at Appendix B-1-3.
—— f —g— —
26
“I have now come to the conclusion that. regardless
of any uncertainty it perceives on the matter, the
Commission intends those charged with applying
Table S-3 to assume that the eleven million curies of
waste generated in each year of a typical reactor’s
operation remain in place in the postulated reposi-
tory and do no damage whatsover .. .
Although the Commission referred to uncertain-
ties concerning waste repository failure in proposing
the interim rule, it indicated when it adopted the
rule that it meant us to discount these uncertain-
ties entirely ....
“The only way to conclude that there is no sub-
stantial difference between (1) not mentioning high
level wastes at all and (2) representing it in terms
of eleven million curies per average reactor per
year, is to assume that the waste remains in place
permanently and presents no threat at all to human
safety of the environment.”
Vermont Yankee Nuclear Power Corp. and Public Service
Company of New Hampshire, et al., ALAB-421, —
NRC — (July 18, 1977) (concurring opinion of Mr.
Farrar).
SUMMARY OF ARGUMENT
The Commission must consider the environmental ef-
fects of producing radioactive waste by-products from
nuclear power plants during the licensing process. Just
as it would be illogical and illegal to fail to consider
the production of air pollutants by a coal-fired power
plant, it is inconsistent with NEPA to ignore the fact
that nuclear power plants produce toxic radioactive mate-
rials which present a grave, long-term risk to the human
environment. The need to manage and dispose of radio-
active wastes is a direct and substantial environmental
impact caused by the operation of a nuclear power plant,
which bears significantly on the choice between the nuclear
—
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- —
27
option and its alternatives. It therefore deserves the
most “searching scrutiny” before irreversible commit-
ments are made without a full, current understanding of
the costs and risks involved.
The Commission’s rulemaking proceeding, while ac-
knowledging that the production of radioactive wastes is
a component of the nuclear licensing decision, was not
based upon a consideration of relevant factors and did
not constitute a reasoned exercise of administrative
decision-making. The Commission failed to make any
showing, based upon evidence, scientific data or proposed
technology development programs, to support its conclu-
sion that the serious environmental problems posed by
the production of radioactive wastes are “relatively in-
significant.”
The Court of Appeals found that the factual basis and
reasoning supporting the rule allegedly designed to imple-
ment NEPA was deficient. The Court did not declare
the rulemaking procedures illegal, but correctly found
that the rulemaking decision was based solely on the in-
adequate and conclusory assurances of one witness, Dr.
Frank K. Pittman. Dr. Pittman’s testimony was not only
inadequate because it was unacceptably vague and gen-
eral, but also insufficient to support the Commission’s
rule because it did not even deal with the most significant
environmental impact, the need to develop methods for
permanent radioactive waste disposal. When faced with
substantial criticism of Dr. Pittman’s presentation, the
Commission did not give a reasoned explanation of its :
final decision or its basis for ignoring the opinions of
other qualified scientists and the history of our failure
to achieve projected waste disposal goals.
The only explanation offered by the Commission to
support its limited consideration and disclosure of the
risks and costs necessitated in order to control radioactive
wastes was an assertion that the Commission did not real-
—— — —
— —̃ — — 2
ly intend to analyze the environmental effects in detail.
The Commission candidly admits, after the fact, that the
purpose of the rulemaking was only to develop a “data
base” for deriving numerical predictions of environ-
mental end results, after postulated technologies were
applied to manage radioactive wastes. Neither facts nor
reasoning can be found in the record to provide a ra-
tional basis for the approach or conclusions of the
Commission.
The Commission sweeps under the rug known environ-
mental problems associated with radioactive waste dis-
posal by applying the mystique of technical expertise.
It unacceptably attempts to implement NEPA by crystal
ball prophecy, rather than through full disclosure of
present environmental risks and costs. The result reached
in the Commission's rulemaking reduces environmental
concerns beyond rational comprehension. Only a table of
“relatively insignificant” numbers is proposed to inform
Congress, the public, other federal agencies and others
removed from the decision-making process what the im-
plications of producing radioactive wastes are. There-
fore, until the Commission implements a means whereby
the environmental effects of radioactive wastes can be
given full consideration, rather than reduction of hypo-
thetical numerical values, the congressional mandate of
NEPA has not been met.
ARGUMENT
I. THE NATIONAL ENVIRONMENTAL POLICY ACT
REQUIRES THAT THE COMMISSION GIVE DE-
TAILED CONSIDERATION TO THE PRODUCTION
OF RADIOACTIVE WASTES BEFORE IT DECIDES
TO GRANT NUCLEAR POWER PLANT LICENSES
A. Consideration of Environmental Issues
in Nuclear Plant Licensing
The licensing of the Vermont Yankee Nuclear Power
Plant is admittedly a “major federal action . sig-
nificantly affecting the quality of the human environ-
BLEED THROUGH POOR COPY
29
ment.” 42 U.S.C. § 4332 (2) (e). When determining
whether to grant nuclear power plant licenses, the Com-
mission regularly prepares an “environmental impact
statement” (“EIS”) pursuant to section 102(2)(c) of
the National Environmental Policy Act of 1969, 42 U.S.C.
§ 4331 et seg., (“NEPA”).
The EIS evaluates in detail the environmental effects
of the proposed nuclear plant and reasonable alternatives
which could be implemented to satisfy or to reduce the
need for energy. This detailed statement compares the
need for and alleged benefits of the proposed nuclear
power plant, the costs and benefits of various designs
and sites for the nuclear facility, and the environmental
consequences of various nuclear proposals and non-nuclear
alternatives. The EIS becomes part of the administrative
record, and is subject to the adjudicatory process of
decision-making before Atomic Safety and Licensing
Boards, Atomic Safety and Licensing Appeal Boards, and
the Commission itself. See, Calvert Cliffs Coordinating
Committee v. AEC, 449 F.2d 1109 (D.C. Cir. 1971).
In the Vermont Yankee EIS, the Commission has in-
cluded an extensive discussion of environmental issues
relevant to the operation and siting of the nuclear power
plant. That discussion is generally consistent with the
broad policy objectives of NEPA. The effects of the
plant upon surrounding lands, the impact of complex
cooling systems upon aquatic life, the radiological re-
leases into the local environment and numerous other
issues relating to the normal operation of a nuclear
power plant are studied and examined rather thoroughly
in comparison to the impacts of reasonable alternatives.
Following its normal methodology, the Commission has
balanced the costs and risks of various options analyzed
in the EIS from an environmental point of view against
economic and technical factors. Cf., Citizens for Safe
Power v. NRC, 524 F.2d 1291, 1298-1301 (D.C. Cir.
1975). However, also following its usual practice, the
Commission has largely ignored the production of nuclear
wastes as an environmental consequence of licensing the
nuclear power plant itself.
B. The Production of Radioactive Wastes is an In-
evitable and Substantial Environmental Impact of
Licensing a Nuclear Power Plant
Unlike a coal-fired power plant, or any other means of
generating electricity or producing energy, a nuclear
power plant inevitably causes substantial and significant
long-term environmental consequences by producing radio-
active wastes. Those consequences are so serious that they
require an unprecedented need for human care and vigi-
lence. An “environmental impact” of licensing nuclear
power plants is clearly the production of radioactive
wastes and the dangers created by their presence in the
environment. 42 U.S.C. § 4332 (2) (C) (i).
Each licensing of a nuclear power plant commits the
nation to finding a means of isolating its wastes from
the human environment for hundreds of thousands of
years in order to prevent irreversible injury to the envi-
ronment and human beings. Once a series of nuclear
power plants are licensed, the nation inevitably has com-
mitted itself to major technological research, develop-
ment, and implementation of programs to develop means
of dealing with the cumulative inventory of radioactive
wastes. Thus, the environmental impact of licensing nu-
clear power plants inextricably includes the efforts nec-
esary to adequately manage and isolate radioactive wastes,
and the costs and consequences of the failure or success
of those efforts.”
It is admittedly within the discretion of the Commission to
evaluate the environmental effects of radioactive wastes on the
public record in generic or in individual licensing proceedings. 547
F.2d at 641 and n. 17; App. 38-40 and n. 17. As the Court of
Appeals noted, the imperative obligation of NEPA is for the Com-
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31
Despite a public acknowledgement that radioactive
wastes “. . pose the most severe potential health hazard
and the most complex technical problems in manage
ment .,” the Commission has failed to disclose in its
Vermont Yankee EIS the commitments which will be
necessary, the health hazards which must be endured, and
the problems which must be overcome. The failure to
discuss these facts in an environmental assessment vio-
lates the principal mandate of NEPA:
mission “to break the cycle of . . . incremental decision-making.”
Id. at 640; App. 38. The Vermont Yankee Appeal Board's decision
would perpetuate non-compliance with NEPA’s mandate solely on
the premise that procrastination may produce a more “detailed”
statement. But, procrastination of basic NEPA responsibilities
would actually ignore critical environmental issues which should
be disclosed to the public and Congress forthwith :
“The real question posed by the Board's opinion is whether
the environmental effects of the wastes produced by a nuclear
reactor may be ignored in deciding whether to build it be-
cause they will later be considered when a plant is proposed to
deal with them. To answer this question any way but in the
negative would be to misconstrue the fundamental purpose of
NEPA. Once a series of reactors is operating, it is too late
to consider whether the wastes they generate should have been
produced, no matter how costly and impractical reprocessing
and waste disposal turn out to be; all that remains are engi-
neering details to make the best of the situation which has been
created.” 547 F.2d at 640; App. 37-38 (footnotes omitted).
Furthermore, NEPA’s “action-forcing” disclosure requirements
were passed by Congress for the purpose of continually reviewing
past determinations and programs and their alternatives from an
environmental viewpoint. See, e.g., NRDC v. Morton, 458 F. 2d 827.
833-34, 836 (D.C. Cir. 1972). The Commission’s past licensing
actions are by no means a bar to considering the problem of radio-
active waste disposal as soon as possible. Other more environ-
mentally benign energy alternatives may be foreclosed in the future
Ly the unexamined costs of controlling more and more radioactive
waste. Cf., Scientists Institute for Public Information v. AEC, 481
F.2d 1079, 1089-90 (D.C. Cir. 1973).
Fox. Radioactive Wastes, AEC No. IB-508 at 12 (rev. ed.
1969). (This publication was issued by the Commission as a public
information handbook ).
32
What is required is information sufficient to per-
mit a reasoned choice of alternatives so far as en-
vironmental aspects are concerned.” Natural Re-
sources Defense Council v. Morton, 458 F.2d 827,
836 (D.C. Cir. 1972).
C. The Plain Language of NEPA and its Legislative
History Establish a Duty to Consider Fully the
Environmental Implications of Producing Radio-
active Wastes
The central legal inadequacy of the Commission’s mini-
mal disclosure of the hazards and consequences of radio-
active waste production is the lack of any discussion of
environmental problems in terms of the qualities specifi-
cally designated in NEPA. These problems are a paradigm
of those meriting disclosure under section 102(2)(c) of
NEPA: the impact of the action is the actual creation of
radioactive waste and its accompanying hazards (42
U.S.C. § 4332(C) (i)); an irreversible commitment of re-
sources to the development of means to manage and dis-
pose of the wastes is required (42 U.S.C. § 4332(2) (C),
(iv)); risks that accidents, technical or human failures
will cause irreversible environmental contamination are
ereated (42 U.S.C. § 4332 (2) (C) (ii), (iv)); and a pre-
determined preference for sacrificing an amount of long-
term productivity in exchange for short-term benefits is
made (42 U.S.C. § 4332 (2) (C) (v0). As Senator Jack-
son, one of the principal sponsors of NEPA, emphasized,
treatment of environmental factors in these terms is es-
sential to justify major federal actions:
“Subsection 102 (e) [enacted as 102(2) (e), 42
U.S.C. § 4332 (2) (C)] establishes a procedure de-
signed to insure that in instances where a proposed
major Federal action would have a significant im-
pact on the environment that the impact has in fact
been considered, that any adverse effects which can-
not be avoided are justified by some other considera-
tion of national policy, that short-term uses are con-
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sistent with long-term productivity, and that irre-
versible and irretrievable commitments of resources
are warranted.” 115 Cong. Rec. 29055 (Oct. 8,
1969).
The legislative history of section 102 (2) (e) of NEPA,
the so-called “action-forcing”’ provision of the law, clearly
establishes the policy objective of directly incorporating
relevant environmental issues into the process of agency
decisionmaking :
“. . To make policy effective through action, a
comprehensive system is required for the assembly
and reporting of relevant knowledge; and for plac-
ing before the President, the Congress and the people,
for public decision, the alternative courses of action
that this knowledge suggests.”
L. Caldwell, A Special Report to the Senate Committee on
Interior and Insular Affairs: A National Policy for the
Environment, 10-11, 90th Cong., 2d Sess. (Committee
print July 11, 1968), reported at 115 Cong. Rec. 12126,
12129 (Oct. 8, 1969) ; see generally, S. Rep. No. 91-296,
91st Cong., Ist Sess. (1969).
The Commission’s actions reduce consideration of the
environmental impact of producing radioactive wastes to
ludicrous proportions. The Vermont Yankee EIS con-
tains a simple statement concluding that the wastes will
be isolated sometime, somewhere and somehow in a safe
manner. App. 533. The “Table S-3” rulemaking proceed-
ings conclude that this “Alice in Wonderland” statement
of the environmental impact need not be expanded because
the problems of radioactive waste disposal are “relatively
insignificant”. App. 393-94. No attempt is made to de-
scribe environmental risks which must be endured, or
resource commitments which will be required to turn the
present reality of unresolved environmental protection
problems into a future of insignificant and negligible
effects. The exclusive focus of the Commission is a pre-
— —— ee — te
— —— —— — —— - U —2 — . — —
34
diction that, in the end, technologies will be implemented
to reduce adverse consequences to impacts which can be
disclosed in terms of conclusory numerical values“.
The legislative history and express language of sec-
tion 102 02e of NEPA forbids this type of approach.
See generally, S. Rep. No. 91-296, 91st Cong. Ist Sess.
(1969). Even if the Commission’s judgment about the
application of future technologies was unequivocally cor-
rect, the duty set forth in NEPA is the disclosure of
costs, risks, and other factors relevant to the attainment
of projected environmental protection goals. The Com-
mission has concluded merely what those goals are, rather
than providing information sufficient to allow others to
determine whether the process of attaining environmental
protection from radioactive wastes may be too great or
too risky in comparison to alternatives to a nuclear power
plant. The purpose of the section 102(2)(c) impact state-
ment is to fulfill this latter objective:
The requirement of a detailed statement helps
insure the integrity of the process of decision by
precluding stubborn problems or serious criticisms
from being swept under the rug. A conclusory state-
ment ‘unsupported by emp.rical or experimental data,
scientific authorities, or explanatory information of
any kind’ not only fails to crystallize issues, Natural
Resources Defense Council v. Grant, 355 F.Supp.
280, 287 (E. D. N.C. 1973), but ‘affords no basis for
a comparison of the problems involved with the pro-
posed project and the difficulties involved in the al-
ternatives.’ Monroe County Conservation Council v.
Volpe, 472 F.2d 693, 697 (2d Cir. 1972).”
Silva v. Lynn, 482 F.2d 1282, 1285 (1st Cir. 1973); see
also, Environmental Defense Fund v. Corps of Engineers,
492 F.2d 1123, 1133-37 (5th Cir. 1974); Sierra Club v.
Froehlke, 486 F.2d 946, 950-51 (7th Cir. 1973); Envi-
ronmental Defense Fund v. Corps of Engineers, 470 F.2d
289, 295-96 (8th Cir. 1972), cert. denied, 412 U.S. 931
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— —
—— — —— — — —— — — — 1
(1973); Natural Resources Defense Council v. Morton,
458 F.2d 827, 833-34, 836-38 (D.C. Cir. 1972); Calvert
Cliffs Coordinating Committee v. AEC, 449 F.2d 1109,
1112-15 (D.C. Cir. 1971).
As this Court has made clear in Kleppe v. Sierra Club,
427 U.S. 390 (1976), an agency must disclose the present
reality of environmental consequences of existing pro-
posals. The hoped-for end-results of future proposals
do not provide the information necessary for a choice
between alternative courses of action on the basis of cur-
rent environmental knowledge and circumstances. Here,
the nuclear licensing proposal dictates substantial future
risks and costs. The unavoidable adverse consequences
of the nuclear power plant licensing proposal include the
further actions compelled in order to protect the human
environment from the radiological hazard of its wastes.
The controversies surrounding the development of methods
of achieving this goal, and the Commission’s evaluation of
the process of resolving the environmental hazard created
must be presented explicitly in a record compiled pursu-
ant to NEPA.
D. Environmental Factors Must be Considered Con-
temporaneously with Causative Proposals for
Action
The decision of the Court of Appeals below affirms the
principle that an agency “. . . make reasonable forecasts
of the future and] predict the environmental conse-
quences of its decisions as it makes them.” 547 F.2d at
639-40; App. 36-37. See, Kleppe v. Sierra Club, 427 U.S.
390, 401-02, 409 (1976) (“Kleppe”); Aberdeen & Rock-
fish Railroad Co. v. SCRAP, 422 U.S. 289, 320 (1975)
(“SCRAP”). This principle is premised upon the funda-
mental policy goal of NEPA to previde timely informa-
tion concerning environmental factors so that agency
decision-making is fully informed. Without adequate in-
r —
——— TO ye SBP
— — te ee a
— — : 2
36
formation, neither Congress, interested agencies, state
governments, nor the public can intelligently weigh envi-
ronmental problems against other goals. Agency decisions
which arguably should be reversed or revised before
irreversible actions are taken will be left intact. See, e. g.,
Natural Resources Defense Council v. Morton, 458 F.2d
827, 833 (D.C. Cir. 1972); Calvert Cliffs’ Coordinating
Committee v. AEC, 449 F.2d 1109, 1113-15 (D.C. Cir.
1971).
The relegation of environmental! problems to future re-
view was considered expressly inconsistent with the legis-
lative purposes of the Act:
“Policy is established by default and inaction. En-
vironmental problems are only dealt with when they
reach crisis proportions. Public desires and aspira-
tions are seldom consulted. Important decisions con-
cerning the use and shape of man’s future environ-
ment continue to be made in small but steady incre-
ments which perpetuate rather than avoid the recog-
nized mistakes of previous decades.”
S. Rep. No. 91-296, 91st Cong., Ist Sess. 5 (1969).
The Commission’s primary rationalization for not pro-
viding a detailed statement of the environmental prob-
lems of isolating radioactive wastes in the Vermont
Yankee case conflicts with this policy. The Commission
argues that radioactive waste problems are “remote” and
“speculative” at the time a power plant is licensed. The
Commission therefore believes that it would be “more
appropriate” to analyze the problems when actual waste
management and disposal technologies are implemented.
App. 119-120, 394, 397. The Petitioner, in support of the
Commission’s determinations, relies upon the holdings in
Kleppe and SCRAP which have interpreted section 102
(2) (ce) of NEPA not to require a detailed examination
of environmental problems caused by actions removed
from a present proposal by time or location.
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37
This reliance is misplaced. The relationship between
radioactive waste production and nuclear power plant
licensing does not involve a distinction between present
proposals and actions merely “contemplated” or separately
planned. Rather, the issue presented here concerns the
quality of disclosure required by NEPA for a particular
set of environmental consequences of the licensing deci-
sion. The separation of the environmental risks of pro-
ducing radioactive wastes from licensing decisions on
the basis of a distinction between immediate actions and
long-term impacts would draw an “arbitrary and capri-
cious” boundary foreclosing timely assessment of the
environmental factors. Environmental costs and risks
arise from producing the radioactive wastes in the first
place, not some time later, when an irreversible commit-
ment has already been made.
The critical standard applicable to this case, which
establishes when specific environmental issues must be
considered under NEPA, is causation. When known pro-
posals for action of concrete dimensions cause specific
environmental consequences, those consequences must be
given detailed consideration in comparison to the conse-
quences of alternatives. If consideration of environmental
factors is delayed until some time after causative federal
actions have been approved, the “hard look” at environ-
mental consequences will not be taken until it is too late
to “assess” and to “weigh” in individual cases “the par-
ticular economic and technical benefits . . against the
environmental costs.” Calvert Cliffs Coordinating Com-
mittee v. AEC, 449 F.2d 1109, 1123 (D.C. Cir. 1971).
Furthermore, environmental consequences will be created
despite subsequent remedial actions, and despite the ex-
istence of foregone alternatives which could have “allevi-
ated a significant portion of environmental harm” and
provided options to foreclose environmental problems
“while they are still of manageable proportions.” Natural
Resources Defense Council v. Morton, 458 F.2d 827, 836
(D.C. Cir. 1972) ; see, S. Rep. No. 91-296, 91st Cong., Ist
Sess. 5, 12-13 (1969).
The President’s Council on Environmental Quality
(“CEQ”), which was specifically designated by Title II
of NEPA (42 U.S.C. § 4341 et. seq.) to develop guide-
lines for other agencies in the implementation of section
102(2)(c), has reiterated the importance of recognizing
long-term consequences of immediate actions in impact
statements. First, the CEQ has concluded that the sec-
ondary effects of proposals, occurring at a later date, may
be very substantial from an environmental point of view:
“. . . [slecondary effects, . . . through inducing new
facilities and activities, or through changes in natu-
ral conditions, may often be even more substantial
than the primary effects of the original action itself.”
40 C. F. R. § 1500.8(a) (3) (ii). The production of radio-
active wastes by virtue of licensing a nuclear power plant
is a clear example of such a substantial “secondary” im-
pact. Second, the CEQ has concluded that the interrelated
or cumulative environmental impacts of proposed federal
actions should be disclosed where there is a significant
environmental relationship:
“The interrelationship and cumulative environmental
impacts of the proposed action and other related
Federal projects shall be presented in the statement.”
40 C. F. R. S 1500.8 (a) (i).
As this Court has noted, the procedural obligations of
NEPA depend upon the kind of federal action being
taken. SCRAP, supra, 422 U.S. at 322. Here, the im-
mediate proposal, the licensing of one nuclear power plant,
actually creates a “secondary” environmental problem of
coping with its wastes, and absolutely necessitates future
remedial actions. Unlike the circumstances presented in
Kleppe, there is no evidentiary issue raised here concern-
ing the existence or scope of a presently planned proposal
for action. Unlike highway segmentation cases, or situa-
— — hh! ˖· 14
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tions where distinct federal actions may have a “joint” or
“synergistic” environmental impact, the production of
radioactive wastes does not raise an evidentiary question
concerning the independence of a present proposal for
action from the environmental consequences of related
actions which are merely contemplated or separated by
geographic location.” Therefore, the Commission must,
“(with appropriate allowances for the inexactness of
predictive ventures . . .,” describe and analyze the long-
term environmental consequences of producing radioactive
wastes. Kleppe, supra, 427 U.S. at 402, n.13.
Both the Vermont Yankee Appeal Board, and subse-
quently the Commission, have acknowledged that serious
uncertainties characterize the future environmental man-
agement of radioactive wastes. App. 126-27, 354-55. The
Commission’s attempt to evade its NEPA responsibilities
on the basis of a claim that environmental consequences
are uncertain, if upheld by this Court, would subvert the
purposes of the Act. Where a proposal may have severe
A line of Court of Appeals decisions has also focused upon
the distinction between present proposals and other independent
actions. See, e.g., Swain v. Brinegar, 542 F.2d 364 (7th Cir. 1976):
Swain v. Brinegar, 517 F.2d 766 (7th Cir. 1975): Conservation
Society of Southern Vermont v. Secretary of Transportation, 531
F.2d 637 (2d Cir. 1976) ; Trout Unlimited v. Morton, 509 F.2d 1276
(9th Cir. 1974) ; Scientists Institute for Public Information v. AEC,
481 F.2d 1079, 1093-94 (D.C. Cir. 1973) [IPH]; but see also,
Sierra Club v. Froehlke, 534 F.2d 1289 (8th Cir. 1976): Naturel
Resources Defense Council v. Callaway, 524 F.2d 79 (2d. Cir. 1975
Natural Resources Defense Council v. EPA, 512 F.2d 12351 (DC.
Cir. 1975); Minnesota PIRG v. Butz, 498 F.2d 1314 (8th Cir.
1974). None of these cases presented factual circumstances similar
to those here because there is no doubt that the scope of the nuclear
licensing proposal includes the production of radioactive wastes.
There is no independent act or segmented proposal which will create
the environmental impact of having to cope with radioactive wastes.
The Commission should, perhaps, treat the problem of radioactive
wastes generically, due to the cumulative aspects of the long-term
management and disposal probiems. This determination is not
before the Court, and in fact the Commission has chosen to handle
the issues generically.
40
long-range effects, these effects can not be ignored merely
because they are of uncertain dimensions. There is no
question that the production of radioactive wastes poses
a serious known risk of harm to the human environment
of unprecedented dimensions. The only uncertainty is
whether the wastes can and will be controlled in order to
minimize potential adverse consequences at an acceptable
economical cost for the thousands of years during which
they will remain toxic.
The Commission need not engage in a “crystal ball in-
quiry.” But it must comply with the congressional policy
embodied in NEPA which does not permit agencies to
commit the nation incrementally to presently unresolved
environmental problems, without disclosing the nature of
the risks and the costs which will be involved in their
resolution. As the Court of Appeals found, the Commis-
sion’s speculation as to theoretically calculated environ-
mental end results rests solely upon “. . . a blind faith in
technological progress.” 547 F.2d at 640 n.13; App. 37
n.13. NEPA does not allow that course of action. The
Commission has an obligation to explore the uncertainties
and lack of resolution of environmental problems:
“. . . Seetion 102(c)’s [sic] requirement that the
agency describe the anticipated environmental ef-
fects of proposed action is subject to a rule of reason.
The agency need not foresee the unforseeable, but by
the same token neither can it avoid drafting an im-
pact statement simply because describing the environ-
mental effects of and alternatives to particular agency
action involves some degree of forecasting. And one
of the functions of the NEPA statement is to indicate
the extent to which environmental effects are essen-
tially unknown. It must be remembered that the basic
thrust of an agency’s responsibilities under NEPA
is to predict the environmental effects of proposed
action before the action is taken and those effects
fully known . . . [I)mplicit in [the] rule of reason
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41
is the overriding statutory duty of compliance with
impact statement procedures to ‘the fullest extent
possible.“
Scientists Institute for Public Information v. AEC, 481
F.2d 1079, 1097 (D.C. Cir. 1973) (footnote omitted)
As this Court affirmed in Kleppe, environmental state-
ments should be predicated upon some factual base which
“could be the subject of the analysis envisioned by the
statute for an impact statement.” Kleppe, supra at 401.
Here, where the means to achieve projected results will
have a substantial economic cost in technology research
and implementation and will involve serious risks of
harm to the human environment, these facts should be
reasonably set forth on the public record. The mandate
of the law is quite simple: once an agency undertakes
a “proposal for action”, it must provide a detailed evalua-
tion of its environmental consequences on the basis of the
best information presently available. Disclosure of en-
vironmental problems by the Commission after they have
been created by its earlier licensing decisions violates
Also in S/PI, the Court of Appeals noted that in certain in-
stances,
“(Bly the time commercial feasibility of the technology is
conclusively demonstrated, and the effects of application of the
technology certain, the purposes of NEPA will already have
been thwarted. Substantial investments will have been made in
the development of the technology and options will have been
precluded without consideration of environmental factors. Any
statement prepared at such a late date will no doubt be thor-
ough, detailed and accurate, but it will be of little help in
ensuring that decisions reflect environmental concerns.” 481
F.2d at 1093-94.
UCS submits that deferral of a thorough analysis of the environ-
mental effects of radioactive wastes until disposal technology may
or may not be commercially demonstrated would pose the precise
problem resolved in PI. It is the cost of reaching a “conclusive
demonstration” of waste disposal technology and the risk that sub-
stantial investments will not alleviate environmental problems
that deserve the most searching scrutiny.
42
its duty to avoid “. . . locking the barn door after the
horses are stolen.” Lathan v. Volpe, 350 F. Supp. 262,
266 W. D. Wash. 1972).
II. THE TABLE SA RULEMAKING RECORD IS IN.
SUFFICIENT TO COMPLY WITH THE COMMISs-
SION’S LEGAL OBLIGATION TO CONSIDER ALL
RELEVANT FACTS CONCERNING RADIOACTIVE
WASTE DISPOSAL AND TO STATE A REASONED
BASIS FOR ITS CONCLUSIONS
A. Judicial Review of Rulemaking Under NEPA
As a substitute for formally considering the environ-
mental effects of producing radioactive wastes in the
Vermont Yankee EIS, the Commission analyzed these is-
sues for one and one-half days in the Table S-3 rule
making proceedings. App. 352-400, 538-1339. The Com-
mission acknowledges that its consideration of the en-
vironmental effects of radioactive waste production in a
rulemaking proceeding pursuant to section 4 of the Ad-
ministrative Procedure Act (“APA”), 5 U.S.C. £553
e, Was a suggested “means” of fulfilling its obligations
under section 102(2) (¢) of NEPA, App. 387. By institut-
ing these proceedings, the Commission implicitly admits
that radioactive wastes are in fact an important en-
vironmental impact of licensing a nuclear power plant.
However, the Commission concludes in the rulemaking
that the problems of radioactive waste management and
disposal are so insignificant that they need not be dis-
closed to the public pursuant to the requirements of
NEPA. App. 394-95. According to the Commission, a
“full and frank disclosure” of the environmental impact
of producing radioactive wastes could be achieved by the
inclusion of Table S-3’s negligible numerical values in
future impact statements.
The plain words of Section 4 of the APA, 5 U.S. C.
$553(e), require an agency to give notice of its pro-
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43
posed actions, to provide an opportunity for interested
parties to participate, and to incorporate into adopted
rules. . a concise general statement of their basis and
purpose.” 5 U.S.C. §553(c). The House report clarifies
the purpose of the “basis and purpose” section of the
Act:
“The agency must keep a record and analyze and
consider all relevant matters presented prior to the
issuance of rules. The required statement of the
basis and purpose of rules issued should not only
relate to the data so presented but with reasonable
fullness explain the actual basis and objectives of the
rule.”
H.R. Rep. No. 1980, 79th Cong., 2d Sess. 25 (1946).
This Court has determined that agency actions are “ar-
bitrary and capricious” or “otherwise not in accordance
with law” under section 10(e) of the Administrative
Procedure Act, 5 U.S.C. § 706(2) (A), when the agency’s
record does not consider all relevant factors and does
not set forth a reasoned basis for the conclusions reached
which is consistent with statutory law. See, e. g., FPC
v. Transcontinental Pipe Line Corp., 423 U.S. 326
(1976); Bowman Transportation, Inc. v. Arkansas-Best
Freight System, Inc., 419 U.S. 281 (1974); Gulf States
Utilities Co. v. FPC, 411 U.S. 747 (1973); Camp v.
Pitts, 411 U.S. 138 (1973) ; Citizens to Preserve Overton
Park v. Volpe, 401 U.S. 402 (1971); SEC v. Chenery
Corp., 332 U.S. 194 (1947) ; SEC v. Chenery Corp., 318
U.S. 80 (1943).
The “innovative” use of rulemaking by the Commission
to comply with NEPA presents this Court with an issue
of first impression. This is the first instance where a
federal agency has used a rulemaking proceeding to limit
the quality of disclosure of the environmental conse-
quences of its actions. In defining the quality of environ-
mental disclosure necessary, the requirements of NEPA
44
are similar to the “basis and purpose” section of the
Administrative Procedure Act. A reviewing court must
insure that an agency reasonably considers the environ-
mental consequences of its actions by means of a good-
faith, objective effort, sufficient to disclose relevant en-
vironmental problems to decision-makers removed from
the precise weighing of the costs and benefits of pro-
posals. See, e.g., Sierra Club v. Morton, 510 F.2d 813.
819-20 (5th Cir. 1975); Sierra Club v. Froehlke, 486
F.2d 946, 950-51 (7th Cir. 1973); Silva v. Lynn, 482
F.2d 1282, 1284-85 (1st Cir. 1973); Environmental De-
fense Fund v. Corps of Engineers, 470 F.2d 289, 295-
96 (8th Cir. 1972), cert. denied, 412 U.S 931 (1973
Natural Resources Defense Council v. Morton, 458 F.2d
827, 833, 836-38 (D.C. Cir. 1972). The overriding purpose
of the Act is the development of a record analyzing envi-
ronmental risks and costs and incorporating environmental
factors into agency decisions “to the fullest extent pos-
sible.” 42 U.S.C. § 4332; see, Calvert Cliffs’ Coordinating
Committee v. AEC, 449 F.2d 1109, 1113-15, 1118-19
(D.C. Cir. 1971); see generally, S. Rep. No. 91-296, 91st
Cong., Ist Sess. 1969).
Accordingly, while the Court must not “substitute its
judgment for that of the agency” in reviewing the Com-
mission’s record of decision-making, the “inquiry into
the facts is to be searching and careful.” Citizens to
Preserve Overton Park v. Volpe, 401 U.S. 402, 416
(1971). Where the comprehensiveness of disclosure un-
der NEPA is drastically limited by the development of a
rule, as is the case here, the record supporting the va-
lidity of the rule should be thorough and complete. Im-
plicit in NEPA is a duty to explain why relevant in-
formation brought to the attention of an agency by in-
terested parties will not be examined as part of major
federal actions. See, e.g., Committee for Nuclear Re-
sponsibility v. Seaborg, 463 F.2d 783, 787-88 (D.C. Cir.
1971). Failure to analyze major issues would defeat
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45
NEPA's goals of achieving environmental full disclos-
ure” and making “decision-making more responsive and
more responsible.” Environmental Defense Fund v. Corps
of Engineers, 325 F. Supp. 749, 759 (E.D. Ark. 1971).
NEPA does not permit the Commission to sit back and
passively judge adversary contentions. The Commission
must “explicate fully its course of inquiry, its analysis
and its reasoning.” Ely v. Velde, 451 F.2d 1130, 1139
(4th Cir. 1971). “The role for the court is to insure
that the agency has taken a ‘hard look’ at environmental
consequences.” The pragmatic process of judicial review
of a record supporting environmental decision-making
has been clearly summarized by Judge Leventhal:
The court must study the record attentively, even
the evidence on technical and specialist matters, ‘to
penetrate to the underlying decisions of the agency,
to satisfy itself that the agency has exercised a
reasoned discretion with reasons that do not devi-
ate from or ignore the ascertainable legislative in-
tent.’ It must ensure that the agency ‘has given
reasoned discretion to all material facts and issues.’
The court exercises this aspect of its supervisory
role with particular vigilance if it ‘becomes aware,
especially from a combination of danger signals that
the agency has not really taken a ‘hard look’ at the
salient problems, and has not genuinely engaged in
reasoned decision-making.”
Leventhal, Environmental Decision-making and the Role
of the Courts, 122 U. Pa. L. Rev. 509, 511 (1974), quot-
ing Greater Boston Television Corp. v. FCC, 444 F.2d
841, 850, 851 (2 quotes) (D.C. Cir. 1970), cert denied,
403 U.S. 923 (1971) (footnotes omitted).
46
B. The Court of Appeals Correctly Found the Rule-
making Record Substantively Deficient on the Issue
of High-Level Waste Disposal
The Petitioner, intervenors Baltimore Gas and Elec-
trie Co., et alia, and the Federal Respondents have ar-
gued that the Court of Appeals decision should be re-
versed because the Court improperly intruded into the
diseretion of the Commission to select procedures for
decision-making. (Brief for Petitioner, Vermont Yankee
Nuclear Power Corp. 30-39; Brief for Baltimore Gas
and Electric Company, et al., 22-34; Brief for Federal
Respondents 36-50.) The Court of Appeals, however,
not only expressly disclaimed any intrusion into the Com-
mission’s selection of procedures,“ but also set forth a
detailed explanation of the basis for its decision:
“. . « [Where apparently significant information
has been brought to its attention, or substantial is-
sues or policy or gaps in its reasoning raised, the
statement of basis and purpose must indicate why
the agency decided the criticisms were invalid.
Boilerplate generalities brushing aside detailed criti-
cism on the basis of agency ‘judgment’ or ‘expertise’
avail nothing; what is required is a reasoned re-
sponse, in which the agency points to particulars in
the record which, when coupled with its reservoir
of expertise, supports its resolution of the contro-
versy. An agency may abuse its discretion by pro-
ceeding to a decision which the record before it will
not sustain, in the sense that it raises fundamental
questions for which the agency has adduced no rea-
soned answers.”
The Court of Appeals explicitly stated:
it is not proper for a reviewing court to prescribe the pro-
cedural format which an agency must use to explore a given set
of issues. Unless there are statutory directives to the contrary,
an agency has discretion to select procedures which it deems
best to compile a record illuminating the issues.” 547 F.2d 644:
App. 45 (footnotes omitted).
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47
547 F.2d 633, 646; App. 50 (footnotes omitted) em-
phasis added).
An issue relating to judicial review of agency pro-
cedures is simply not before the Court. The Commission,
in its revised rulemaking after the Court of Appeals
decision, has utilized only notice and comment procedures
to develop an “interim” rule, and will use the proce-
dures originally developed in the Table S-3 hearing to
adopt a final rule. 41 Fed. Reg. 45849 (Oct. 18, 1976) ;
42 Fed. Reg. 13803 (March 14, 1977); 42 Fed. Reg.
26987 May 26, 1977). It is disingenuous for the Com-
mission to argue that it is hamstrung with procedural
burdens, when in fact the Court decision has been in-
terpreted not to mandate any such obligations. Both
the Petitioner and the Commission only attempt to dis-
suade this Court from focusing upon the central ruling
of the Court of Appeals which held that the grounds
upon which the Commission acted could not sustain its
actions as legal. See, e. g., SEC v. Chenery Corp., 318
U.S. 80, 94-95 (1943)
The line of informal rulemaking decisions cited by the Court
are consistent with the primary focus of judicial review to ensure
the reasoned exercise of administrative discretion. See, „., Ethyl
Corp. v. EPA, 541 F.2d 1, 33-37 (D.C. Cir. 1976) (en banc), cert.
denied, 426 U.S. 941 (1976); Portland Cement Ass'n v. Ruckelshaus,
486 F.2d 375, 393-95 (D.C. Cir. 1973), cert. denied, 417 U.S. 921
(1974); Mobil Oil Corp. v. FPC, 483 F.2d 1238 (D.C. Cir. 1973);
International Harvester v. Ruckelshaus, 478 F.2d 615, 630-32, 648-
49 (D.C. Cir. 1973); Appalachian Power Co. v. EPA, 477 F.2d 495,
506-07 (4th Cir. 1973); Walter Holm & Co. v. Hardin, 449 F.2d
1009, 1015-16 (D.C. Cir. 1971); Greater Boston Television Corp.
v. FCC, 444 F.2d 841, 850-51 (D.C. Cir. 1970), cert. denied, 403 U.S.
923 (1971); American Airlines v. CAB, 359 F.2d 624, 629-33 (D.C.
Cir. 1966) (en banc), cert. denied, 385 U.S. 843 (1966). The oppor-
tunity to participate in formal agency decision-making is protected
by adherence to “the principle of assuring challengers timely access
to the critical reasoning process of the agencies.” Williams, “Hybrid
Rulemaking” under the Administrative Procedure Act: A Legal and
Empirical Analysis, 42 U. Chi. L. Rev. 401, 455 (1975). By at least
demanding a reasoned response to public critiques, the judiciary
48
1. Dr. Pittman's Testimony on High-Level Waste
Management and Disposal is Factually Inade-
quate to Support the Commission’s Table S-3
Rule
The factual basis for the Commission’s conclusion that
the problems of high-level radioactive waste disposal are
negligible was the testimony of one witness, Dr. Frank
K. Pittman. App. 776-800. In that testimony, Dr. Pitt-
man discussed an allegedly “proven” method of storing
radioactive wastes in a “Retrievable Surface Storage Fa-
cility.” App. 777-788. He concluded that this type of
facility could be available in the 1980’s and could store
high-level radioactive wastes for up to 100 years. App.
778-779, 1300. But, as the Commission’s staff acknow]-
edged, Dr. Pittman’s brief presentation was... “the
first public release of the preliminary concepts for the
Federal Repository and provides a summary of the cur-
can effectively require a full consideration of relevant facts and a
fair resolution of issues. As Judge Friendly has noted,
“It is thus not too consequential whether a court invalidates a
rule on the ground that the procedures have not developed sub-
stantial evidence to support it or even evidence adequate to
rebut a claim that it is arbitrary and capricious, or, instead,
takes the route of prescribing ad hoc procedural requirements
in addition to those of Section 553. There will continue to
be cases of rulemaking in which, in order to show that its action
is supported by substantial evidence or even to avoid charac-
terization of its actions as ‘arbitrary and capricious,’ the agency
must provide ‘some mechanism for interested parties to intro-
duce adverse evidence and criticize evidence introduced by
others.’ Just what mechanism must be provided will depend
on the interests at stake, the complexity of the issue, and the
usefulness of the particular mechanism as weighed against its
adverse effects.” Friendly, Some Kind of Hearing, 123 U. Pa.
L. Rev. 1267, 1314 (1975) (footnotes omitted) (emphasis in
original).
Here the Commission has failed even to confront the principal
environmental issues at stake. Until this effort is made, the issue
of the fairness of the procedures used would not be ripe for judicial
review.
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49
rent status and potential environmental effects of the
high-level waste interim storage facility... .” 547 F.2d
at 647 n.44; App. 53 n.44 (emphasis added).
Dr. Pittman also mentioned “other potential concepts”
for long-term high-level waste disposal. As the Commis-
sion admits, a “Retrievable Surface Storage Facility”
would be a temporary measure for use until a long-
term high-level waste disposal method was developed.
App. 1292. Dr. Pittman states that “. . . t he major cur-
rent effort is to bring the beeded salt concept, about
which so much is known, to the point of proven accept-
ability by the construction and operation of a pilot fa-
cility. .. .” App. 789. He also indicates that other re-
search and development efforts are under way:
“In addition to the rather extensive program of re-
search, development, testing, design, construction and
pilot plant operation underway on the bedded salt
concept, the Commission is currently making a
thorough evaluation of all other potentially attractive
near- and long-term disposal concepts in order to:
(1) assure that no feasible concept has been over-
looked; and (2) lay the groundwork for future pro-
grams, should the work on bedded salt not result in
acceptability of that concept for very long-term
disposal.” ;
App. 790-91. Without any further explanation of “what
is known” about bedded salt, or the environmental risks
and research and development costs involved in other
“concepts”, Dr. Pittman set forth his salient conclusions:
“(1) the program being followed by the industry
under AEC regulation and by the AEC offers as-
surance that the commercial high-level wastes will
be managed safely from its initial production; (2)
the surface storage method, to be used by the AEC,
is good for as long as adequate human surveillance
and maintenance effort is continued; (3) the prob-
— 8
ability that work currently underway will demon-
strate the use of bedded salt as a safe, acceptable,
ultimate disposal method within the next 10 to 15
years is very high; (4) should bedded salt not prove
to be acceptable, other acceptable geologic disposal
concepts offer reasonable probability of reaching a
point of acceptability within two or three decades;
and (5) the waste in initial storage will be easily
retievable for either near- or far-term disposal meth-
ods when they are developed.” App. 791.
Dr. Pittman’s testimony neither discusses the issues in
depth nor considers all relevant factors. His only de-
tailed examination of any high-level waste management
technology concerned short-term retrievable storage. But
short-term storage is not equatable with long-term dis-
posal. The environmental effects of producing radioac-
tive wastes must be endured for up to 250,000 years.
“Short-term” storage could not make those effects negli-
gible or capable of description by reference to a table of
numerical values. The present choice of placing radio-
active wastes in short-term storage will leave the most
severe environmental hazards for resolution by future
generations. Further, the government has now aban-
doned its efforts to develop Retrievable Surface Storage
Facilities RSSF), thus making Dr. Pittman’s testi-
mony of radioactive waste disposal irrelevant.“
A draft environmental impact statement was prepared on the
RSSF program. Management of Commercial High Level and Trans-
uranium-Contaminated Radioactive Waste, AEC WASH-1529 (Sept.
1974). The adequacy of the statement was strongly criticized, and
it was subsequently withdrawn. The RSSF concept was abandoned
pending a “comprehensive reevaluation of the federal program in
this critical and controversial area.” Letter of R. Seamans. Adminis-
trator of ERDA to the Chairman, Joint Committee on Atomic
Energy April 9, 1975). 547 F.2d at 648 n. 47: App. 55 n. 47. When
the decision to abandon the development of a RSSF. the Commis-
sion made no effort to revise the Environmental Survey or the
Table S-3 rule. Apparently, the Commission stands behind the re-
mainder of Dr. Pittman’s testimony as a factual predicate for
the validity of the rule.
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51
The testimony on a long-term radioactive waste dis-
posal can be described—at best—as vague. No factual
or technical basis is set forth to support the conclusion
that radioactive wastes will have only the impact upon
the human environment stated in Table S-3 over the
hundreds of thousands of years of their toxic radio-
activity. Dr. Pittman did not even conclude that a
method of waste disposal has yet been proven environ-
mentally and economically acceptable. App. 789-91. He
only concluded that it is “reasonably probable” that one
method of waste disposal will “reach a point of accept-
ability.” His prognosis of “reasonable probability” is not
supported by any discussion or analysis of what tech-
niques may be used and how the application of these
techniques may succeed in permanently isolating radio-
active wastes from the human environment.
It is not surprising, given the glibness of Dr. Pitt-
man’s assurances, that the possibility of technological
failure is blithly eas aside. Dr. Pittman asserted that
if the prime long-term isolation method, disposal in
bedded salt deposits, does not materialize, other tech-
nologies are “being developed.” App. 791. But no ex-
planation of what the phrase “being developed” means
or may involve was given. Relevant facts concerning the
costs, risks, and uncertainties of developing a satisfactory
disposal method were ignored.
The research effort to develop a method of radioactive
waste disposal is significantly more complex than Dr.
Pittman’s testimony indicates. In 1972, Dr. Pittman
himself candidly concluded that:
“While none of the suggested long-term solutions
to the problem of permanent disposal of high-level
radioactive waste is technically or economically feas-
ible today, the Atomic Energy Commission recog-
nizes that one or more may well offer attractive
options in the future. For this reason, the Com-
— ——
52
mission will continue programs of study, evaluation
and experimentation on promising future disposal
methods, and will conduct its radioactive waste man-
agement program in a way which will not preclude
use of such techniques should they become available
in the future.“
Despite the number of alternatives potentially available,
the suitability of any one means of permanent radioac-
tive waste disposal has not been demonstrated. An actual
program of implementing an option that will provide
for the protection of the health and safety of the public
and the “human environment” is still remote. The cur-
rent state of the art of radioactive waste disposal re-
mains investigatory and focused upon research and de-
velopment programs. In citing the findings of a 1975
ERDA Task Force on the “Nuclear Fuel Cycle” ‘upon
which Dr. Pittman served), the Court below succinctly
summarized the nature of current problems and uncer-
tainties:
“The unanimous task force concluded, inter alia,
‘there are still many technical problems and uncer-
tainties in the overall area of processing of spent
fuel and managing its waste’, [Nuclear Fuel Cycle:
A Report of the Fuel Cycle Task Force, ERDA-33
(March 1975 40; the costs of storage and ulti-
mate disposal. . . are very much higher than had
previously been assumed . . ., id., 46; the public
fear|s| that the radioactive waste generated ...
will either be neglected, and thus place an unaccept-
able hazard potential on mankind, or be managed
in a way that will place an unacceptable burden on
future generations to assure continued public safety.
These . fears. .. are supported by a fair seg-
ment of the scientific community—many of whom
Pittman, F. K., Management of Commercial High-Level Radio-
active Waste 17 (paper delivered at the Massachusetts Institute of
Technology, July 25, 1972).
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otherwise support the use of nuclear reactors for the
generation of electric power.’ id., 49-50.”
547 F.2d at 650 n.51; App. 60 n.51.
The underlying uncertainties and problems in the search
for a solution to the long-term disposal question were
brought clearly to the Commission’s attention in the rule
making proceedings. The history of recent failure to im-
plement the “most promising” disposal technology, salt
mine disposal, was discussed by amicus curiae. App. 894-
896, 1072-1107. This history was ignored by Dr. Pitt-
man, and accordingly by the Commission, even though
it illustrates the actual status of waste management and
disposal techniques. Solutions are clearly not in hand.
Gradua! progress toward the demonstration of the feasi-
bility of techniques, determined in unconfirmed theory
to be adequate for the job by various technician experts,
is continuing.
The Commission’s investigation of a salt mine in
Lyons, Kansas to demonstrate high-level waste disposal
indicated that radioactive wastes are not a “non-problem.”
The Commission had “planned” to dispose of wastes in
bedded salt deposits as early as 1957, but its first effort
to implement heretofore theoretical plans at Lyons proved
a dismal failure. After the Kansas Geological Survey f
raised serious concerns about both the suitability of the
site and the sufficiency of the Commission’s evidence that |
salt disposal would prevent radioactive dispersion and
seepage in the biosphere, the site was abandoned. Dr.
William Hambleton, Director of the Kansas Geological ö
Survey, concluded from his investigation that “. . the .
Lyons site is a bit like a piece of Swiss cheese, and the
possibility for entrance and circulation of fluids is
great.“ Therefore, a great danger was posed to un-
„ Hambleton, The Unsolved Problem of Nuclear Wastes, Tech-
nology Review, March/April 1972 at 15-19. Dr. Hambleton’s views }
were read into the record. App. 895-96.
54
derlying aquifers feeding into drinking water supplies.
The site lacked the geological characteristics necessary
to provide a stable undisturbed disposal site for time
periods up to hundreds of thousands of years. Dr. Ham-
bleton concluded that “. . als to the general concept
of burial of nuclear wastes in salt, the jury is still out.”
See, App. 894-896.
The lack of a clear-cut solution to the disposal prob-
lem is further illustrated by the ongoing investigation of
other alternative possibilities. In May 1976, the Energy
Research and Development Administration (“ERDA”)
published a comprehensive survey of alternative tech-
nologies for long-term waste disposal, Alternatives for
Managing Wastes from Reactors and Post-Fission Opera-
tions in the LWR Fuel Cycle, ERDA 76-43 (May 1976)
(hereinafter cited as “ERDA Alternatives” study). That
report, specifically designed not to be an environmental
assessment or impact statement, sets forth the possible
technological options for the resolution of radioactive
waste problems. Significantly, the theoretically plausible
solutions for long-term isolation of high-level waste pro-
posed in the “ERDA Alternatives” study parallel the op-
tions which UCS requested the Commission to consider
in its rulemaking. App. 1072-1107. Current ERDA plans
include an investigation of a number of these options
at potential sites in over thirty-five states.” Neither
of these options nor existing ERDA plans were evaluated
by the Commission in order to reach its conclusions that
radioactive wastes would have an insignificant impact
on the environment. However, not only is the probable
success or failure of these plans critical in evaluating the
environmental effects of radioactive wastes, but the plans
themselves, and the need for such plans, are an impact
of the production of wastes. The environmental and eco-
2° Id.
* ERDA Public Release No. 76-355 (Dec. 2, 1976).
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55
nomie costs of long-term radioactive waste isolation are
multiple, reflecting present risks and costs of the actual
development efforts now in progress.
The failure of Dr. Pittman and the Commission to
examine research and development programs and choices
ignores broad environmental concerns within the purview
of NEPA. One technical commentator has pointed out
that a pursuit of diverse disposal site options and ir-
reversible, permanent disposal technologies is imperative
in order to protect future generations from the impact
of our decisions and to balance short term needs against
long-term comments:
Als our every act has the potential to pro-
foundly alter future lives, our minimum ethical ob-
ligation is to examine most thoroughly the potential
consequences of present actions, to acknowledge them
openly, and to minimize the potential for irremedial
harm.
“This obligation would not be satisfied if, in the
disposal of nuclear wastes, we imposed upon future
societies an obligation to provide for a stability of
institutions unprecedented in history, if we attempted
to transfer the responsibility for accidents from our
shoulders to theirs. There is no ethical or moral
basis for placing social and technical requirements
and obligations on future generations for the sole
purpose of protecting them from the consequences
of present activities and decisions. The obligation
to consider the effects of errors in technology or
judgment, to provide for our inability to guarantee
future technical performance, social stability, and
cultural continuity rests with the present.”
Rochlin, Nuclear Waste Disposal: Two Social Criteria,
Science Vol. 195 No. 4273 at 29 (Jan. 7, 1977).
In addition to purely technical issues, the concerns
expressed by Dr. Rochlin deserve disclosure in the record.
Section 102 (2) (e) (iv) of the NEPA, 42 U.S.C. § 4332
(2) e) (iv), specifically requires the Commission to
analyze the relationships between short-term and long-
term uses of the environment. The congressional declara-
tion of policy in section 101(a) of NEPA, 42 U.S.C.
4331 (a), establishes a complementary commitment to
„ . . fulfill the social, economic, and other requirements
of present and future generations.” The Senate Report
states that NEPA is “. . . designed to deal with the
long-range implications of many of the critica] environ-
mental problems which have caused great public con-
cern. ...” S. Rep. No. 91-296, 91st Cong., 2d Sess. 8
(1969). The quality of future risks created by radio-
active materials alone has led some members of the
scientific community to question the acceptability of
large-scale power reactors where other energy production
options exist:
“I believe that the vigorous pursuit of energy |
alternatives is far preferable to the risk of irre-
versible contemination of the environment that may
well result from an economy heavily dependent upon
plutonium and on the other actinides that would
accompany it.” (Emphasis added.)
J. T. Edsall, Toxicity of Plutonium and Some Other
Actinides in Bulletin of Atomic Scientists 27 (Sept.
1976).
Without a readily available means of resolving the long-
term environmental problem created, a failure even to
recognize the character of the potential future impact
of present actions does not comply with the law. Vague
assumptions will not fulfill the Commission’s responsi-
bility to make sound environmental choices which could
“leave to countless future generations a permanent heri-
tage of radioactive waste products” and their dangers.”
In 1975, the National Council of Churches of Christ of the
U.S.A. assembled a number of prominent scientists and scholars.
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57
Under these circumstances, NEPA requires a thorough
examination of health and safety hazards and institu-
tional and social commitments which may be passed on
as a legacy of present decisions.”
led by René Dubos and Margaret Mead, to endorse a “Statement
of Concern” about the risks of plutonium and its possible use as a
reactor fuel. The background report to this statement noted,
“There is as yet no high-level waste storage site. There is not
even a credible proposal for such a storage site. This is par-
ticularly disturbing since the existence and severity of the
waste storage problem has been known since the first days of
the nuclear age and there has been thirty years of study and
policy review. . The hope associated with the ‘interim’
storage proposals was apparently that future generations would
be able to resolve a problem that this generation is finding
insoluble. ERDA is now trying again to find the permanent
storage site and in the meantime more waste is being gener-
ated.” The Plutonium Economy: A Statement of Concern 16-17
(National Council of Churches of Christ in the U.S.A., Sept.
1975).
The final statement concluded:
“There is additionally the fundamental ethical question of our
right to leave to countless future generations a permanent
heritage of radioactive waste products. In producing vast
quantities of materials so deadly that they will require per-
petual vigilance and guardianship, nuclear power will inject
into the future an element of risk comparable to that of our
vast store of nuclear arms.
“These profound biological and social hazards, many without
present technical solutions, or easily foreseeable solution, would
be incurred in pursuit of small and possibly ephemeral economic
advantages. Decisions balancing the risks of the plutonium
economy with its benefits are now founded on self-serving
economic and technical assessments lacking in analytical quality.
They are being hastily made without the full and informed
public discussion that decisions of such unique importance
require.” Id. at vi.
The societal problems created by the existence of radioactive
wastes include risks of sabotage and terrorism as well as the need
for long-term stable management systems capable of identifying
and solving problems of safeguarding repositories, correcting tech-
nical failures or stopping slow radioactive leakage. See, App. 903-
910. A recent survey of managerial options submitted to ERDA
concluded, inter alia, that: “[e)xisting institutional arrangements
58
2. The Commission Provided No Reasoned Expla-
nation for Excluding Relevant Considerations
and For Concluding That Environmental Effects
Are Negligible
The grounds relied upon by the Commission to sustain
its conclusion that the environmental impact of imple-
menting a means of long-term radioactive waste disposal
is negligible are essentially an intuitive leap forward to
a future technological system which will resolve all fore-
seeable problems without risk or cost. Dr. Pittman’s testi-
mony does not develop facts or evidence which could
support any other determination. However, the Admin-
istrative Procedure Act requires more than intuitive
guesswork. To enforce the requirement of reasoned sup-
port of an agency rule in the record, this Court has de-
manded that “. . . the agency’s path may reasonably be
discerned.” Bowman Transportation, Inc. v. Arkansas
Best-Freight System, Inc., 419 U.S. 281, 286 (1974),
citing, Colorado Interstate Gas Co. v. FPC, 324 U.S. 581.
595 (1945). Some rational connection between the fact-
ual issues treated by the Commission and the conclusions
drawn must be stated. (See cases cited in the text at
page 43, and at note 25, supra.)
The lack of a reasoned basis for the Commission’s rule-
making decision is initially evident from the conflict be-
tween the notice of proposed rulemaking (App. 352-360)
and the statement of basis and purpose (App. 385-400).
The Commission’s notice of proposed rulemaking admits
that a “full and frank disclosure and consideration of
costs and benefits” (App. 355) should be made for pro-
posed licensing of nuclear power plants. In that notice.
the Commission states that the results of the application
for management and regulation of radioactive waste are inadequate
for the future.” Willrich, et al., Radioactive Waste Menagement
and Regulation (Report to ERDA from the M. IT. Energy Labora-
tory, 1976).
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59
of this principle to the issues of radioactive waste con-
trol “are not entirely clear”. App. 355. The “fractional
contribution” of one reactor is difficult, if not “impos-
sible to ascertain with any degree of certainty”. App.
355. But the public was advised that. . an informed
consideration of the generic questions of the environ-
mental impact associated with the uranium fuel cycle”
would be undertaken. App. 355 (emphasis added).
Unfortunately, the Commission did not follow through
with this reasoning. Rather than confronting the issues
on a generic basis, the Commission developed a table of
numerical values representing that “impossible to as-
certain” fractional contribution of one nuclear power
reactor’s radioactive wastes to the environment. The pur-
pose of the rulemaking was recast in the statement of
basis and purpose accordingly :
“. . . to provide a data base from which numerical
values could be derived which would reflect the en-
vironmental impact associated with the uranium fuel
cycle. . . [these values would then be factored
into cost-benefit analyses for individual reactors . . .
the Environmental Survey is not an impact state-
ment.” App. 397 (emphasis added).
When faced with fundamental objections to a rule re-
ducing to certain numerical values the acknowledged un-
certainties and complexities of unresolved generic prob-
lems, such as high-level waste disposal, the Commission
did not provide a reasoned response. Known uncer-
tainities, the history of past failures to develop tech-
nologies predicted to achieve environmental protection
goals, presently created long-term health risks and other
factors were glossed over solely on the basis of Dr.
Pittman’s testimony. The Commission has cast aside
these factors, because an “adequate data base” allegedly
was presented in its survey. App. 392. Since none of the
issues UCS raised were dealt with in that “data base”,
60
the dialogue between participants in the rulemaking and
the Commission was essentially a sham. The Commission
apparently engaged in no probing of the record and
provided no rationale for its final decision. An agency
does not exercise “objective good faith” when it not only
fails to seek out responsible scientific opinion concerning
adverse environmental consequences (Committee for Nu-
clear Responsibility v. Seaborg, 463 F.2d 783, 787 (D.C.
Cir. 1971), but does not even respond to those views
when presented. See also, Portland Cement Ass’n v.
Ruckelshaus, 486 F.2d 375, 393-94 (D.C. Cir. 1973),
cert. denied, 417 U.S. 921 (1974).
The deficiencies of the Commission’s reasoning are
also clear from its responses provided to the questions
raised in the “Report to the Commission by the Nuclear
Fuel Cycle Hearing Board.” App. 364-384. The Hear-
ing Board cited very specific criticisms exposing signifi-
cant issues raised in the record which should be ad-
dressed by the Commission prior to the promulgation of
the rule. Those issues included: (1) “. . . the unre-
liability of the Survey] in that it dealt with non-
existent waste disposal] facilities.; App. 372; (2)
the lack of a “. . full opportunity to explore and com-
ment on the bases for the conclusions in the Survey and,
hence, its substance. (id.), especially in view of the
intent “. . . to issue a substantially revised Environ-
mental Survey“, id.; (3) “. . . the use in the Survey
of qualitatively styled and allegedly undefined descrip-
tive phrases as a basis for conclusions regarding the
magnitude of the environmental impact . . . | which] hin-
dered full and inclusive examination of the bases for the
salient conclusions. . .” App. 373; and (4) the possible
“. . . advocacy of substitute “Alternatives” with a radi-
cally different approach.. „ App. 375.”
The Commission’s notice of rulemaking indicated that only two
alternative means of complying with NEPA would be considered.
Either radioactive waste management and disposal would be ex-
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61
The Commission’s final “statement of basis and pur-
pose” does not confront any of these questions. First,
the Commission acknowledges the argument that the Sur-
vey is unreliable and inadequate because high-level waste
disposal facilities are non-existent. App. 390. The rea-
soning provided for the decision to dismiss this issue is
that “. . elonsiderable information was presented at
the hearing on high-level waste storage, utilizing a re
trievable surface storage facility”. App. 391 (emphasis
added). Yet “storage” is not the same as disposal“,
and the production of radioactive wastes creates the need
for long-term disposal and its environmental impacts.
Dr. Pittman’s only reflection on the existence of scientific
opinion that the disposal problem is unresolved was to
label such dissent as “unwarranted fear” and a “buga-
boo”. App. 778.
But the present reality of the state of waste disposal
technology is not, by any means, an unwarranted fear or
a de minimus environmental consequence of licensing
a nuclear power plant. Over 2500 members of the scien-
tific and technical community agreed with amicus curiae
in a 1975 petition that the production of radioactive
wastes creates such substantial long-term environmental
risks, which can not be eliminated adequately with ex-
isting technologies, that Congress should delay the li-
censing of nuclear power plants until more prudent solu-
tions to the problem are developed. (See text at note 3,
supra.) Even if the Commission does not agree with
cluded totally from environmental review or the issues would be
reduced to a table of numerical values. App. 355-57. Despite the
facts brought to the Commission’s attention about the uncertainties
involved in future waste disposal plans, no broader alternative
means of complying with NEPA were contemplated. The basic de-
sign and intent of the rulemaking was to affirm a pre-established
result. The Commission did not make a reasoned choice among
available alternatives upon a consideration of relevant issues. C’ti-
zens to Preserve Overton Park v. Volpe, 401 U.S. 402 (1971);
Pillai v. CAB, 485 F.2d 1018, 1029-30 (D.C. Cir. 1973).
* 62
these views, it has a duty to acknowledge them, and ex-
plain its differences with the reasoning supporting them,
rather than labelling such dissent a “bugaboo.”
The Commission further reasons that although “. . .
a waste storage facility has not been constructed. . .,” all
environmental impacts are known because . pre-
liminary conceptual designs have been developed using
existing technology based on well established data and
techniques”. App. 392. The difference between pre-
liminary conceptual designs” and constructed facilities
is obvious. The Commission confuses the predicted en-
vironmental impacts of design, with those of implementa-
tion and actual performance.“ Reasoning based upon con-
ceptualization ignores the costs necessary to develop
technology from drawingboard concepts to actual applica-
tion. It also ignores the fact that concepts may be aban-
doned, as is the case with Retrievable Surface Storage
Facilities, while the long-term disposal problem remains.
At a bare minimum, the Commission should have dis-
closed relevant technology development and implementa-
tion, strategies used to justify its conclusion defining
risks, costs and environmental implications in order to
produce an adequate record. Numerous decisions have
This point was brought to the Commission’s attention in the
rulemaking:
“One of the most important factors that we think is lacking
in this report is the failure to distinguish between design ob-
jective on the one hand and performance on the other. The
history of the Atomic Energy Commission and atomic energy
in general has been one in which design has rarely been
achieved and that performance has represented a significantly
different figure.”
App. 840. The Commission provided no response to this argument
and gave no reasoned explanation for its lack of any analysis of the
costs and risks of achieving actual performance of predicted tech-
nologies. Despite the use of “conservative” estimates, the Commis-
sion carefully avoided making its “estimates” even minimal per-
formance standards or future operating limits. App. 396.
~ —— z ll ꝙ˖— Nt Oe —
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ee eee - —— — — 7
63
found this type of information essential for a reasoned
judgment based upon a complete record. For instance,
in Scientists Institute for Public Information v. AEC,
481 F.2d 1079 (D.C. Cir. 1973), the Court of Appeals
held NEPA to be directly applicable to the technology
development process. “Meaningful consideration and bal-
aneing of environmental costs“ could not wait until “the
ultimate application of the technology.” Id. at 1089. In
Natural Resources Defense Council v. Grant, 355 F.
Supp. 280 (E.D.N.C. 1973), the Court found that where
uncertainty, the need for future research and develop-
ment, and unresolved environmental issues exist, an
agency must consider the “deferral” of the proposal as
a reasonable alternative pursuant to sections 102(2) |
(iii) and 102(2)(E) of NEPA. See also, Sierra Club
v. Morton, 510 F.2d 818, 825-26 (5th Cir. 1975). The
Court in Grant also found that the history of success
and failure of similar projects should be discussed on
the record. Natural Resources Defense Council v. Grant,
355 F. Supp. 280, 288 (E.D.N.C. 1973). In Environ-
mental Defense Fund v. Hardin, 325 F. Supp. 1401 (D.
D.C. 1971), an adequate research program was considered
mandatory under NEPA prior to agency action. In
Portland Cement Ass’n v. Ruckelshaus, 486 F.2d 375
(D.C. Cir. 1973), cert. denied, 417 U.S. 921 (1974) the
Court stated that . . . [i]t is not consonant with the
purposes of a rulemaking proceeding to promulgate rules
on the basis of inadequate data, or on data that, to a
critical degree is known only to the agency.” Id. at 393.
The Commission has not even met its minimal obligation to dis-
close the studies and technical data upon which it could rely upon
in order to assert that long-term disposal is technically feasible.
NEPA requires this type of disclosure. A final EIS can be neither
“too vague, too general and too conclusory,” Environmental De-
fense Fund v. Froehlke, 473 F.2d 346, 348 (8th Cir. 1972). nor
“unsupported by empirical or experimental data, scientific authori-
ties or explanatory information of any kind.” Natural Resources
Defense Council v. Grant, 355 F. Supp. 280, 287 (E.D.N.C. 1973).
—
— — — ee
2 a —ũ
64
The further critique by the Hearing Board (App. 373)
of the “undefined descriptive phrases” supporting the
salient conclusions on waste disposal is also blandly dis-
missed by the Commission. The Commission does not
elaborate the basis for the rule, but only suggests a
possible expansion of the range of numerical values which
could be presented. App. 393. The assumption that nu-
merical values themselves are adequate is never ques-
tioned by the Commission in light of the record:
“The Commission believes that providing ranges of
variables relevant to assessing environmental im-
pact would serve little or no constructive purpose
here since conservatism was utilized in deriving the
Summary Table values, and thus, these values al-
ready reflect an environmental impact greater than
that which is truly anticipated.”
App. 393. Unfortunately the Commission misses the
point of the Hearing Board’s questions based upon the
objections in the record. In view of the record, the
Hearing Board asked not only whether a range of var-
iables should be presented, but also whether “. more
extensive analyses of the long-term environmental effects
of, among others, waste storage and/or disposal are re-
quired to sustain the validity of the conclusions reached
. App. 374. This latter question raises the essential
problem which concerns the rational basis for the dis-
closure of only predictive numbers concerning the im-
pects of undeveloped and, in the case of high-level waste
disposal. unknown technologies. In short, what foresight
enabled the Commission to draw “conservative” numeri-
cal conclusions?
The Commission dismisses the need to examine alterna-
tive waste disposal technologies itemized in UCS’s com-
ments (App. 1084-1098), and characterized by Dr. Pitt-
man as under investigation (App. 777), because “con-
servatism was utilized” whenever it was not possible “to
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65
produce numerical values reflecting real or actual en-
vironmental impact” App. 397. Conservatism, whatever
it may mean as a system of reasoning, is used here as a
system of making empirical judgments without a record
of factual evidence. The promulgated rule is based on a
method of “crystal ball” prophecy of future numerical
values, and can not be sustained on the administrative
record. See, International Harvester v. Ruckelshaus, 478
F.2d 615, 629 (D.C. Cir. 1973); Environmental Defense
Fund v. Ruckelshaus, 439 F.2d 584, 597 (D.C. Cir. 1971).
Finally, the circumstances clearly are not analogous
to the situation in Carolina Environmental Study Group
v. United States, 510 F.2d 796 (D.C. Cir. 1975). In that
case, the Commission provided very little detail in an
EIS concerning the consequences of the most severe class
of postulated nuclear power plant accidents. The Com-
mission had previously conducted extensive and complex
risk assessment studies based on existing technology which
concluded that this class of accident was exceedingly un- ö
likely. Id. at 799-800. In contrast, the only “unlikelihood”
associated with long-term radioactive waste disposal is
the capacity and availability of technology to protect the
environment from severe consequences. A risk assess-
ment study has not been made by the Commission. In }
reviewing future technology development, no attempt has
been made by the Commission to “accept certain areas of
uncertainty” or to “assess or characterize the strengths
and weaknesses of opposing arguments” in any mean-
ingful way. See, Ethyl Corp. v. EPA, 541 F.2d 1, 23-
27 (D.C. Cir. 1976) (en bane), cert. denied, 426 US. |
941 (1976); Reserve Mining Co. v. EPA, 514 F.2d 492,
507 n.20 (8th Cir. 1975) (en bane); Amoco Oil Co. v.
EPA, 501 F.2d 722, 741-42 (D.C. Cir. 1974), cert. denied,
417 U.S. 921 (1974).
If allowed to stand by this Court, the Commission’s
action would amount to a conclusion of law that even the '
ꝗ— T
66
most serious environmental consequences of agency ac-
tion need not be recognized, disclosed or evaluated in
detail because a single expert believes that these conse-
quences can be handled at some uncertain geographic
location, in some uncertain manner, at some unknown
cost, by some technical means which may or may not be
suited for the task.
III. EXPERT JUDGMENTS WITHIN AGENCY DISCRE-
TION WILL NOT BE DISTURBED BY A JUDICIAL
REMAND WHICH REQUIRES A FAIR DISCLO-
SURE OF ENVIRONMENTAL PROBLEMS UNDER
NEPA
A. Introduction
The Commission’s reduction of all foreseeable environ-
mental effects of the production of radioactive wastes to a
vague statement in the Vermont Yankee EIS and an in-
significant series of numerical values in the Table S-3
rule raises highly technical and complex matters for ju-
dicial scrutiny. But, as this Court has stated:
“Reviewing Courts are not obliged to stand aside
and rubberstamp their affirmance of administrative
decisions that they deem inconsistent with a statu-
tory mandate or that frustrate the Congressional
policy underlying a statute. Such review is always
properly within the judicial province, and courts
would abdicate their responsibility if they did not
fully review such administrative decisions.”
National Labor Relations Board v. Brown, 380 U.S. 278,
291-92 (1965). The mere technical complexity of the
issues can not preclude a probing judicial scrutiny of the
consistency between allegedly “expert” judgments made
by the Commission and the legislative intent underlying
NEPA. As Professor Jaffe has noted:
“The respective fields of agency and court cannot be
marked off in terms of their comparative competence
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67
to deal exclusively, one with a certain class of ques-
tions, the other with another class. We have seen
that administrative decisions do not lend themselves
to a classification of “purely” expert, partially ex-
pert, and not-at-all expert. The expert may make
judgments which are highly relevant to a determina-
tion of validity. But ultimately the court is asked
to answer and must answer the question: does the
action comport with the purposes and meaning of
the statute as the court sees it? This inquiry can-
not, or at least should not, be evaded by an ap-
peal to the presence or potential presence of tech-
nical considerations.”
L. Jaffe, Judicial Control of Administrative Action 584
(1965) (emphasis added). Judicial remand of the Com-
mission’s treatment of radioactive waste management and
disposal issues should demand compliance with the two
basic standards of NEPA: “full disclosure” and “ap-
propriate consideration” of environmental problems.
The legislative goals of NEPA are not to allow agencies
to make closed-door expert judgments concerning their
subjective attitude toward environmental problems.
Rather, NEPA requires that the nature of environmental
implications of federal actions be fully explained con-
sistently with the action-forcing positions of the law.
This mandate includes a requirement to present dissent-
ing views and sufficient reasoning why environmental
effects are outweighed by other considerations of national
policy. This process of objectively evaluating environ-
mental problems caused by proposals for action is thus,
“to ensure that each agency decision-maker has be-
fore him and takes iato proper account all possible
approaches to a particular project (including total
abandonment of the project) which would alter the
environmental impact and the cost-benefit balance.
Only in that fashion is it likely that the most intel-
ligent, optimally beneficial decision will ultimately
6 ==
68
be made. Moreover, by compelling a formal ‘de-
tailed statement” and a description of alternatives,
NEPA provides evidence that the mandated decision-
making process has in fact taken place and, most
importantly, allows those removed from the initial
process to evaluate and balance the factors on their
own.” Calvert Cliffs Coordinating Committee v.
AEC, 449 F.2d 1109, 1114 (D.C. Cir. 1971).
“NEPA assumes as inevitable an institutional bias
within an agency proposing a project and erects the
procedural requirements of § 102 to insure that ‘there
is no way [the decision-maker] can fail to note the
facts and understand the very serious arguments
advanced. . if he carefully reviews the entire en-
vironmental impact statement.’” Environmental De-
fense Fund v. Corps of Engineers, 470 F.2d 289, 295
(8th Cir. 1972) (footnotes omitted).
Here, the basic design and intent of the Commission’s
reduction of environmental concerns to numerical values
is totally contrary to the standards of full disclosure and
appropriate consideration. The Commission’s action must
therefore be remanded under the APA as both “arbitrary
and capricious” and “without observance of procedure“
required by NEPA. 5 U.S.C. 706 (2) (A) and (D).
B. The Commission’s Table S-3 Rule Defeats
the Full Disclosure Purpose of NEPA
Within the procedural standard set forth in section
102(2)(C) of NEPA, the Commission has a great de-
gree of flexibility to implement the “action-forcing” man-
date in a meaningful and effective manner relative to
specific generic issues raised by nuclear power plant li-
censing, such as radioactive waste production. See gen-
erally, Note, The Use of Generic Rulemaking To Resolve
Environmental Issues In Nuclear Power Plant Licensing,
61 Va. L. Rev. 869 (1975). Certainly there is much
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to be gained by a generic analysis of significant environ-
mental issues applicable to all nuclear power plants in a
similar manner, and having substantial cumulative ef-
fects requiring a uniform commitment of resources. See,
Union of Concerned Scientists v. AEC, 499 F.2d 1069
(D.C. Cir. 1974) ; Ecology Action v. AEC, 492 F.2d 998,
1002 (2d Cir. 1974) (Friendly, J.).
However, the use of generic procedures can not con-
flict with the meaningful disclosure and fair assessment
of environmental issues contemplated by the “action-
forcing” impact statement procedures of section 102(2)
(C). As one Court of Appeals has noted, it must be
recognized. . . on one hand that NEPA] mandates
that no agency limit its environmental activity by the
use of an artificial framework and on the other hand
that the act does not intend to impose an impossible
standard on the agency.” Environmental Defense Fund
v. Corps of Engineers, 492 F.2d 1123, 1131 (5th Cir.
1974).
The difficulty with the Commission’s framework of
decision-making is that any form of oversight by Congress
or the public is precluded. 547 F.2d 651; App. 62. Rather
than generating a full record of possible future environ- :
mental consequences, the Commission has hidden behind
an arrogant failure to respond to critiques to its con-
clusory assumptions. The Commission proposes a rule
that it is incomprehensible even to an informed, tech-
nically trained observer. It neither alerts the public to
foreseeable environmental crises, nor explains why the
Commission views these crises to be manageable. In
short, the means whereby “Table S-3”, reprinted in in-
dividual power plant impact statements, will provide
„.. a systematic feedback to Congress and the public
on the environmental costs of implementing programs
. (App. 38 n.15) remain unknown. The only ma-
terial concerning the environmental impact of radioactive
wastes which will be circulated to the Congress, the
— .
70
President’s Council on Environmental Quality, state and
local government, other interested federal agencies and
the public will be “Table S-3” reprinted as one page of
each individual nuclear power plant impact statement.
The generic discussion, as limited as it was, will be
hidden away in the files of the Nuclear Regulatory Com-
mission, not subject to public scrutiny and incorporation
into the decision-making process through the procedures
required by NEPA.
The issuance of an “environmental survey” by the
Commission in the place of the “detailed stztement” re-
quired by section 102 (2) (C) has been rejected once pre-
viously. Scientists Institute for Public Information v.
AEC, 481 F.2d 1079, 1084-94 (D.C. Cir. 1973). In SIPI
it was unequivocally stated that the procedural require-
ments of section 102 (2) (C) are:
not indispensible technicalities, but crucial if
the statement is to serve its dual functions of in-
forming Congress, the President, other concerned
agencies and the public of the environmental effects
of agency action, and of ensuring meaningful con-
sideration of environmental factors at all stages of
agency decision-making.”
Scientists Institute for Public Information v. AEC, 481
F.2d 1079, 1091 (D.C. Cir. 1973) (footnotes omitted).
Here, the Commission is again not only content to avoid
discussion of the environmental consequences of its ac-
tions by circumventing the explicit procedures of section
102(2)(C), but it also concludes that generic analysis
can reduce the disclosure of controversial ervironmental
problems beyond any form of rational comprehension.”
Once the Commission chooses to proceed by generic considera-
tion of environmental issues, amicus curiae suggests that it either
must prepare a generic impact statement or conduct a rulemaking
proceeding in order to determine the quality of information which
should be included in individual impact statements accompanying
each “major federal action.” If the latter course of action is taken,
BLEED THROUGH POOR COPY
71
Congress itself is vitally concerned with the informa-
tion generated by agency compliance with NEPA. In
fact, the appropriate body of government to reach a
conclusion of law that radioactive wastes are environ-
mentally acceptable is not the Commission, but Con-
gress. National programs can be reworked through the
legislative process after agencies have applied their ex-
pertise o achieve full disclosure of environmental ef-
fects. As the Senate Report accompanying NEPA notes:
“Many older operating agencies of the Federal
Government, for example, do not at present have a
mandate within the body of their enabling laws to
allow them to give adequate attention to environ-
mental values. In other agencies, especially
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