Appendix — Hancock v. Train

Supreme Court brief1976

Ask Donna

What actually matters in this document.

Text

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1974

No. 74-220

COMMONWEALTH OF KENTUCKY, EX REL

ED W. HANCOCK, ATTORNEY GENERAL ... PETITIONER

VS:

RUSSELL E. TRAIN, ADMINISTRATOR,

ENVIRONMENTAL PROTECTION AGENCY,

ET AL -_-- — . RESPONDENTS

APPENDIX

ON WRIT OF CERTIORARI TO

THE UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

— —

— -—_

hr

PETITION FOR WRIT OF CERTIORARI

FILED SEPTEMBER 3, 1974

CERTIORARI GRANTED MARCH 17, 1975

tant ns th ALLL A TO

a ee 0 aa natal A

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1974

No. 74-220

COMMONWEALTH OF KENTUCKY, EX REL

W. HANCOCK, ATTORNEY GENERAL __ PETITIONER

VS:

RUSSELL E. TRAIN, ADMINISTRATOR,

ENVIRONMENTAL PROTECTION AGENCY,

SEE 5-000 sesaiidivbiquame -..-....... .... RESPONDENTS

ON WRIT OF CERTIORARI TO

THE UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

INDEX

Table of Contents Page

Chronological List of Relevant Docket Entries ...... iv

Chronological List of Other Parts of Record ........ vi

COMPLAINT, UNITED STATES DISTRICT COURT FOR

THE WESTERN DISTRICT OF KENTUCKY... —

DE heesd dunehGssGhekhedabdbesebeeses 35

PEE Saveuncdeenedeebnadudedcehatuneends 55

MOTION FOR LEAVE TO APPEAR AS AMICUS CURIAE

BY ATTORNEY GENERAL, COMMONWEALTH OF

ORDER PERMITTING COMMONWEALTH OF VIR-

GINIA TO APPEAR AS AMICUS CURIAE....____—___.. . &

MOTION TO DISMISS OR IN THE ALTERNATIVE FOR

SUMMARY JUDGMENT FILED BY DEFENDANTS

TENNESSEE VALLEY AUTHORITY ETAL .....--__.. _€

ii

INDEX (Continued)

Table of Contents

Page

i hi csccne tai acie saben cede oe ee wal 65

a ee ee ee ee ee ae 69

DD. <ncgiucénin ddhenneedesskeunneeneas 72

ra area aan nae ne RE ea 73

I rt On ic ane ne ee ee 76

rE. a nud dduakee ence caabiwnwesceetedse 77

MOTION TO DISMISS OR IN THE ALTERNATIVE FOR

SUMMARY JUDGMENT FILED BY ALL DEFENDANTS

REPRESENTED BY UNITED STATES DEPART-

MENT OF JUSTICE (ALL DEFENDANTS WITH EX-

CEPTION OF TENNESSEE VALLEY AUTHORITY,

WAGNER, SEEBER, McPHERSON AND CAVANISS) 86

Affidavit of Robert J. Hart .................. 89

Affidavit of jerome F. Wing ..............4-. O4

Supplemental Affidavit of Jerome F. Wing ...... 99

Affidavit of FE. D. H. Berry ............eee0- 102

Affidavit of Earnest A. Vuley, Jr. .............. 107

Affidavit of Robert Anderson ................ 110

MOTION FOR SUMMARY JUDGMENT AGAINST DE-

FENDANTS TENNESSEE VALLEY AUTHORITY,

WAGNER, SEEBER, McPHERSON, AND CAVANISS

FILED BY ATTORNEY GENERAL, COMMONWEALTil

OF KENTUCKY “i _.. 115

Exhibit 1, Affidavit of Harold G. Peters ........ 117

Affidavit of John T. Smithers ..............4.-. 120

ORDER SETTING ALL MOTIONS FOR ORAL ARGU-

MENT . ee A

MOTION TO FILE SUPPLEMENTAL BRIEF FILED BY

ATTORNEY GENERAL, COMMONWEALTH OF KEN-

TUCKY ee

iii

INDEX (Continued)

Table of Contents

Page

ORDER SUSTAINING ALL DEFENDANTS’ MOTIONS

FOR SUMMARY JUDGMENT

MEMORANDUM AND ORDER SUSTAINING ALL DE-

FENDANTS’ MOTIONS FOR SUMMARY JUDGMENT

AND DENYING PLAINTIFF’S MOTION FOR SUMMARY

JUDGMENT

JUDGMENT SUSTAINING ALL DEFENDANTS’ MO-

TIONS FOR SUMMARY JUDGMENT, OVERRULING

PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT

AND DISMISSING ACTION

NOTICE OF APPEAL FROM JULY lI, 1973, ORDER

AND AUGUST 13, JUDGMENT OF UNITED STATES

DISTRICT COURT FOR THE WESTERN DISTRICT OF

KENTUCKY FILED BY ATTORNEY GENERAL, COM-

MONWEALTH OF KENTUCKY, IN UNITED STATES

COURT OF APPEALS FOR THE SIXTH CIRCUIT

MOTION TO DEFER FILING OF APPENDIX FILED BY

ATTORNEY GENERAL, COMMONWEALTH OF KEN-

TUCKY

MOTION TO FILE AMICUS BRIEF OUT OF TIME

FILED BY ATTORNEY GENERAL, STATE OF TEXAS

NOTICE OF COURT SETTING ORAL ARGUMENTS

OPINION AFFIRMING JUDGMENT OF UNITED

STATES DISTRICT COURT FOR THE WESTERN DIS-

TRICT OF KENTUCKY

127

129

150

151

153

155

171

170

iv

INDEX (Continued)

Table of Contents

Page

JUDGMENT AFFIRMING JUDGMENT OF UNITED

STATES DISTRICT COURT OF THE WESTERN DIS-

TRICT OF KENTUCKY ececocesess sunenee

MANDATE, UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT cohen

ORDER, UNITED STATES SUPREME COURT, GRANT-

ING PETITION FOR WRIT OF CERTIORARI FILED BY

ATTORNEY GENERAL, COMMONWEALTH OF KEN-

TUCKY ON SEPTEMBER 3, 1974 a 174

DOCKET ENTRIES

CHRONOLOGICAL LIST OF

RELEVANT DOCKET ENTRIES

Date Page

11-16-72 Complaint filed by Commonwealth of Ken-

tucky, ex rel Ed W. Hancock, Attorney Gen-

eral, in the United States District Court For

the Western District of Kentucky, Civil Ac-

tion No. 7480-G, omitting Exhibit A (The

Clean Air Act, December, 1970, 42 U.S.C.

1857 et seq.), Omitting Exhibit B (Admini-

strative Regulations, Kentucky Air Pollution

Control Commission), Omitting Exhibit C

(Federal Register, Volume 37, No. 105, Title

40, Chapter I, Subchapter 52), and including

Exhibit TD (Request letters to defendants

Piette meen

Vv

DOCKET ENTRIES (Continued)

CHRONOLOGICAL LIST OF

RELEVANT DOCKET ENTRIES

Date Page

and refusals), including Exhibit E (Direc-

tive from Regional Administrator, Environ-

mental Protection Agency) ............... 1

1-18-73 Motion For Leave to Appear as Amicus

Curiae filed by Andrew P. Miller, Attorney

General, Commonwealth of Virginia ...... 60

2- 5-73 Order entered permitting Commonwealth of

Virginia to appear as amicus curiae ........ 62

3- 5-73 Motion to Dismiss or in the Alternative For

Summary Judgment filed by defendants

Tennessee Valley Authority, Wagner, See-

ber, McPherson, and Cavaniss, including

Exhibit 1 (Affidavit of Lynn Seeber, Ex-

hibit A, 8-14-72 letter, Exhibit B, 10-13-72

letter, Exhibit C, 11-10-72 letter, Exhibit D,

11-29-72 letter, Exhibit E, 1-9-73 letter,

Exhibit F, 10-17-72 letter, Exhibit G, 1-26-

EEE EEE 63

3-16-73 Motion to Dismiss or in the Al‘ernative For

Summary Judgment filed by all defendants

represented by United States Department of

Justice (all defendants with exception of

Tennessee Valley Authority, Wagner, See-

ber, McPherson and Cavaniss), including

Date

vi

DOCKET ENTRIES (Continued)

CHRONOLOGICAL LIST OF

RELEVANT DOCKET ENTRIES

Page

Exhibits 1-6, Affidavit of Robert J. Hart,

Affidavit of Jerome F. Wing, Supplemental

Affidavit of Jerome F. Wing, Affidavit of

k. 0. H. Berry, Affidavit of Earnest A.

Vuley, Jr.. and Affidavit of Robert Ander-

| MPEP RELEEELEEELELECELELLETELELLLeeTe

3-27-73 Motion for Summary Judgment against De-

fendants Tennessee Valley Authority, Wag-

ner, Seehber, McPherson, and Cavaniss filed

by plaintiff Ed W. Hancock, Attorney Gen-

eral, Commonwealth of Kentucky, including

Exhibit 1, Affidavit of Harold G. Peters,

and Affidavit of John T. Smithers, including

8-14-72 TVA letter attachment to Smithers

Affidavi: and onutting completed, unsigned

permit application of T\ A to operate air

contaminant sources attachment to Smithers

REE os KKK eee eee

6-13-73 (order entered setting all Motions for Oral

Ae Gh FSO ick cheescesacusoouse

6-28-73 Motion to File Supplemental Brief filed by

Commonwealth of Kentucky ex rel Ed W.

Hancock, Attorney General ..............

7-11-75 Order entered in United States District

124

Vii

DOCKET ENTRIES (Continued)

CHRONOLOGICAL LIST OF

RELEVANT DOCKET ENTRIES

Page

Court For the Western District of Kentucky

sustaining all defendants’ Motions for Sum-

MP PE ducdancuvdccacdsbbcanasss

8-13-73 Memorandum and Order entered in United

States District Court For the Western Dis-

trict of Kentucky sustaining all defendants’

Motions for Summary Judgment and deny-

ing plaintiff's Motion for Summary Judg-

ES COCSSCOKGOKECOERESHES ESOS SDESCCCECE

8-13-73 Order entered in United States District

Court For the Western District of Ken-

tucky overruling plaintiff's Motion For Sum-

mary Judgment, sustaining all defendant’s

Motions for Summary Judgrsent and dis-

ET ED Sc du ddencceteceseecdiccacs

9. 7-73 Notice of Appeal to the United States Court

of Appeals For the Sixth Circuit from July

11, 1973 Order and August 13, 1973, Judg-

ment of the United States District Court For

the Western District of Kentucky filed by

Commonwealth of Kentucky ex re! Ed W.

Hancock, Attorney General, No. 73-2099 ...

12- 7-73 Motion to Defer Filing of Appendix to

December 12, 1973, filed by plaintiff Com-

151

viii

DOCKET ENTRIES (Continued)

CHRONOLOGICAL LIST OF

RELEVANT DOCKET ENTRIES

Date Page

monwealth of Kentucky ex rel Ed W. Han-

cock, Attorney General. (Extension granted

OD ED EFTS) ec ccccccccccccccccccecccces 153

3- 5-74 Motion To File \micus Curiae Brief Out of

Time filed by John L. Hill, Atttorney Gen-

eral, State of Texas. (Motion granted 3-18-

Dl «Xuncedacebdcsbubbebebeberaseawens 155

3-11-74 Notice of United States Court of Appeals

For the Sixth Circuit setting oral arguments

Rr FU GS, FIGS occ ccccstsscdcoccescoss 171

6- 5-74 Opinion entered, United States Court of

Appeals For the Sixth Circuit, affirming

August 13, 1974, Judgment of the United

States District Court For the Western Dis-

lee G0 TID occu cccccctscensssesess 172

7-11-74 Issued as Mandate, July 11, 1974, United

States Court of Appeals For the Sixth Cir-

cuit [See Judgment immediately above] ....173

3-17-75 Order entered United States Supreme Court,

No. 74-220, granting petitioner's (Common-

wealth of Kentucky ex rel Fd W. Hancock,

Attorney General) Petition For Writ of —

Certiorari filed on September 3, 1974 ....... 174

a ea sh ete < WAR TORE

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX

Date

1- 8-73 Motion For Extension of Time to Answer or

Otherwise Plead filed by defendants represented

by United States Department of Justice (all de-

fendants with exception of Tennessee Valley Au-

thority, Wagner, Seeber, McPherson and Cavan-

iss ).

1-10-73 Order entered in United States District Court

For the Western District of Kentucky granting

defendants’ represented by United States Depart-

ment of Justice Motion for Extension of Time

to Answer or Otherwise Plead to March 5, 1973.

1-10-73 Mution For Extension of Time to Answer or

Otherwise Plead filed by defendants Tennessee

Valley Authority, Wagner, Seeber, McPherson,

and Cavaniss.

1-12-73 Order entered in United States District Court

For the Western District of Kentucky granting

defendants’ TVA, et al, Motion for Extension of

Time to Answer or Otherwise Plead to March

5, 1973.

1-31-73 Response to Motion of Commonwealth of Vir-

ginia to Appear as Amicus Curiae filed by plain-

tiff Commonwealth of Kentucky ex rel Fl W.

Hancock, Attorney General.

x

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

3- 6-73 Motion for Extension of Time to Answer or

Otherwise Plead filed by defendants represented

by United States Department of Justice.

3-7-73 Order entered in United States District Court

For the Western District of Kentucky granting

_, defendants’ represented by United States De-

, partment of Justice Motion For Extension of

_ Time io Answer or Otherwise Plead to March

.., 12, 1973.

3- 3-73 Brief in Support of Motion to Dismiss or for

‘Summary Judgment filed by defendants Tennes-

'’ see Valley Authority, Wagner, Seeber, McPher-

‘son and Cavaniss.

3-13-73 Motion For Extension of Time to Answer or

Otherwise Plead filed by defendants represented

by United States Department of Justice.

3-14-73 Order entered in United States District Court

For the Western District of Kentucky granting

defendants’ represented by United States De-

partment of Justice Motion For Extension of

Time to Answer or otherwise Plead to March

16, 1973.

)

|

:

|

;

;

:

/

|

xi

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

3-16-73 Memvurandum in Support of Motion to Dismiss

filed by defendants represented by United States

Department of Justice.

3-26-73 Motion For Extension of Time to File Brief In

Opposition to TV A’s Motion to Dismiss or For

Summary Judgment filed by plaintiff Common-

wealth of Kentucky ex rel Fd W. Hancock, At

torney General.

3-27-73 Order entered in United States District Cour:

For the Western District of Kentucky granting

plaintiff's Motion For Extension of Time to Filc

Brief in Opposition to TVA’s Motion to Di<mis-

or For Summary Judgment to March 28, 1973.

3-27-73 Brief in Support of Plaintiff’s Motion For Sum

mary Judgment against defendants Tennesse

Valley Authority, Wagner, Seeber, McPhersor.

and Cavaniss and Brief in Opposition to de-

fendants Tennessee Valley Authority, Wz gner

Seeber, McPherson and Cavaniss Motion to Dis

miss or For Summary Judgment filed by piain-

tiff Commonwealth ot Kentucky ex rel Ed W.

Hancock, Attorney General.

4- 2-73 Brief in Opposition to Defendants’ (Ruckels-

haus, Environmental Protection Agency, Abrams.

Froehlke, Department of the Army, Desbory.

xii

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

Cushman, Vuley, Schlesinger, Atomic Energy

Commission, Hollingsworth, Stiller, Union Car-

bide Corporation, Paducah Gaseous Diffusion

Plant) Motion to Dismiss filed by plaintiff Com-

monwealth of Kentucky, ex rel Ed W. Hancock,

Attorney General.

4-16-73 Response to plaintiff's Motion for Summary

Judgment filed by defendants Tennessee Valley

Authority, Wagner, Seeber, McPherson and

Cavaniss.

5- 2-73 Memorandum of Amicus Curiae Commonwealth

of Virginia in Support of Plaintiff filed by At-

torney Genera), Commonwealth of Virginia.

6-15-73 Supplement to Brief filed by defendants Tennes-

see Valley Authority, Wagner, Seeber, McPher-

son and Cavaniss.

6-28-73 Supplemental Brief filed by plaintiff Common-

wealth of Kentucky ex rel Ed W. Hancock, At-

torney General.

7- 9-73 Oral Arguments, United States District Court

For The Western District of Kentucky.

7-26-73 Memorandum Opinion tendered by defendants

xiii

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

Tennessee Valley Authority, Wagner, Seeber,

McPherson and Cavaniss.

7-30-73 Memorandum tendered by defendants represented

by United States Department of Justice.

9- 7-73 Motion to Dispense with Appeal Bond filed by

Commonweaith of Kentucky ex rel Ed W. Han-

cock, Attorney General.

9-24-73 Order entered United States Court of Appeals

for the Sixth Circuit exempting plaintiff-appel-

lant Commonwealth of Kentucky from filing a

bond for costs on appeal.

10-12-73 Record on Appeal Transmitted from United

States District Court to United States Court of

Appeals For the Sixth Circuit.

10-31-73 Record on Appeal! docketed by United States

Court of Appeals For the Sixth Circuit as No.

73-2099.

11- 2-73 Entry of Appearance by Commonwealth of Ken-

tucky ex rel Ed W. Hancock, Attorney General.

11- 2-73 Appendix Designation by plaintiff-appellant

Commonwealth of Kentucky, ex rel Ed W. Han-

cock, Attorney General.

xiv

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

12- 4-73 Brief of California Attorney General as Amicus

Curiae in Support of Appellant’s Interpretation

of the Clean Air Act filed by Attorney General,

State of California.

12- 7-73 Order of United States Court of Appeals For the

Sixth Circuit Deferring filing of Appendix to

December 17, 1973.

12-11-73 Brief of Commonwealth of Virginia as Amicus

Curiae in Support of Plaintiff-appellant filed by

Attorney General, Commonwealth of Virginia.

12-14-73 Brief filed by appellant Commonwealth of Ken-

tucky ex rel Ff'd \V. Tlancock, Attorney General.

12-14-73 Appendix filed by appellant Commonwealth of

Kentucky ex rel Ed W. Hancock, Attorney Gen-

eral.

1- 8-74 Typewritten Brief filed by appellees represented

hy United States Department of Justice.

1-14-74 TItrief filed by appellees Tennessee Valley Au-

thority, Wagner, Seeber, McPherson and Cavan-

iss,

|

]

|

|

XV

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

1-22-74 Brief filed by appellees represented by United

States Department of Justice.

1-22-74 Reply Brief filed by appellant C:-:monwealth of

Kentucky ex rel Ed W. Hancock, Attorney Gen-

eral.

3- 5-74 Brief of Amicus Curiae State of Texas in Sup-

port of Appellants filed by Attorney General,

State of Texas.

3-18-74 Order granting State of Texas Motion to File

Brief Out of Time.

4- 8-74 Oral Arguments, United States Court of Ap-

peals For the Sixth Circuit.

9- 3-75 Petition For Writ of Certiorari filed by petitioner

Commonwealth of Kentucky ex rel Ed W. Han-

cock, Attorney General, in United States Su-

preme Court, No. 74-220, for Review of Judg-

ment of United States Court of Appeals For the

Sixth Circuit rendered in proceedings on June

5, 1974.

9- 3-74 Petition For Writ of Certiorari docketed as No.

74-220.

xvi

CHRONOLOGICAL LIST OF OTHER PARTS OF

RECORD NOT PRINTED IN APPENDIX (Continued)

Date

9- 3-75 Entry of appearance by petitioner Commonwealth

of Kentucky ex rel Ed W. Hancock, Atttorney

General.

11- 1-74 Supplemental Memorandum filed by petitioner

Commonwealth of Kentucky ex rel Ed W. Han-

cock, Attorney General.

1-10-75 Memorandum for Respondents filed by respond-

ents by Solicitor General. U. S. Department of

Justice.

3-24-75 Request for transmittal of record from United

States Court of Appeals For the Sixth Circuit.

3-27-75 Designation of Record to be included in Appendix

and Statement of Issues filed by petitioner Com-

monwealth of Kentucky ex rel Ed W. Hancock,

Attorney General.

Filed — 11-16-72

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT

OF KENTUCKY

LOUISVILLE, KENTUCKY

COMMONWEALTH OF KENTUCKY,

EX REL ED W. HANCOCK,

ATTORNEY GENERAL ............ PLAINTIFF,

VS:- Civil Action

No. 7480-G

COMPLAINT

WILLIAM D. RUCKELHAUS, Administrator,

Environmental Protection. Agency,

Waterside Mall, Fourth and M Streets,

Washington, D.C., 20460;

JACK E. RAVAN, ADMINISTRATOR,

REGION IV,

Environmental Protection Agency,

Suite 300, 1421 Peachtree Street, N.E.,

Atlanta, Georgia, 30309;

ENVIRONMENTAL PROTECTION AGENCY,

United States of America,

Waterside Mall, Fourth and M Streets,

Washington, D.C., 20460,

AND Also Serve for the above defendant agency:

2

Richard G. Kleindienst, Attorney General,

United States of America,

Department of Justice,

Constitution Square,

Ninth and Tenth Streets,

Washington, D.C., 20530,

and

United States Attorney,

Western District of Kentucky,

United States Courthouse,

Louisville, Kentucky, 40202;

GENERAL CREIGHTON ABRAMS, CHIEF

OF STAFF,

United States Army, United States of America,

The Pentagon,

Washington, D.C., 20301,

ROGERT F. FROEHLKE, SECRETARY,

Department of the Army,

United States of America,

The Pentagon,

Washington, D.C., 20301;

MAJOR GENERAL W. R. DESBORY,

COMMANDING GENERAL,

United States Army Armor Center and Fort Knox,

Fort Knox, Kentucky, 40201;

MAJOR GENERAL JOHN CUSHMAN,

COMMANDING GENERAL,

101st. Airborne Division (Airmobile) and Fort

Campbell, Fort Campbell, Kentucky, 42223;

CAAA RO A I = -_

.

-

3

COLONEL ERNEST A. VULVEY, JR.

COMMANDING OFFICER,

Lexington-Bluegrass Army Depot,

Department of the Army,

Lexington, Kentucky, 40507 ;

DEPARTMENT OF THE ARMY,

United States of America,

The Pentagon,

Washington, D.C., 20301,

AND Also Serve for the above defendant agency:

Richard G. Kleindienst, Attorney General,

United States of America,

Department of Justice,

Constitution Square,

Ninth and Tenth Streets,

Washington, D.C., 20530,

and

George J. Long,

United States Attorney,

Western District of Kentucky,

United States Courthouse,

Louisville, Kentucky, 40202;

AUBREY J. WAGNER, CHAIRMAN,

BOARD OF DIRECTORS,

Tennessee Valley Authority,

Woodward Building,

15th and H Streets, N.W.,

Washington, D. C., 20444;

LYNN SEEBER, GENERAL MANAGER

Tennessee Valley Authority,

Woodward Building,

15th and H Streets, N.W.,

Washington, D.C., 20444;

J. L. McCPHERSON, SUPERINTENDENT,

SHAWNEE POWER PLANT

Tennessee Valley Authority,

Paducah, Kentucky, 42001 ;

T. E. CAVANISS, SUPERINTENDENT,

PARADISE POWER PLANT,

Tennessee Valley Authority,

Drakesboro, Kentucky, 42337;

TENNESSEE VALLEY AUTHORITY,

Woodward Building,

15th and H Streets, N.W.,

Washington, D.C., 20444,

and

Mussel Shoals, Alabama, 35660,

AND Also Serve for the above defendant agency:

Richard G. Kleindienst, Attorney General,

United States of America,

Department of Justice,

Constitution Square,

Ninth and Tenth Streets,

Washington, D.C., 20530,

and

George J. Long,

United States Attorney,

Western District of Kentucky,

('nited States Courthouse,

| ouisville, Kentucky, 40202;

ee ee eee eee ee ee

¢

;

5

JAMES R. SCHLESINGER, CHAIRMAN,

BOARD OF DIRECTORS,

Atomic Energy Commission,

United States of America,

Washingion, D.C., 20545;

ROBERT E. HOLLINGSWORTH, °

GENERAL MANAGER,

Atomic Energy Con:mission,

United States of America,

Washinzton, D.C., 20545;

B. W. STILLER, MANAGER,

PADUCAH GASEOUS DIFFUSION PLANT,

Atomic nergy Commission,

United States of America,

Paducah, Kentucky, 42001 ;

UNION CARBIDE CORPORATION,

A New York Corporation,

Serve: C. T. Cororation System,

Kentucky Home Life Building,

Louisville, Kentucky, 40202;

ATOMIC ENERGY COMMISSION,

United States of America,

Washington, D.C., 20545,

and

Paducah Oak Ridge Operations,

Paducah, Kentucky, 42001,

AND Also Serve for the above defendant agency;

6

Richard G: Kieindienst, Attorney General,

United States of America,

Department of Justice,

Constitution Square,

Ninth and Tenth Streets,

Washington, D.C., 20530,

an<l

George J. Long,

United States Attorney,

Western District of Kentucky,

United States Courthouse,

Louisville, Kentucky, 40202, ........ DEFENDANTS.

JURISDICTION

1. This action arises under the Fifth, Ninth,

and Fourteenth Amendments to the Constitution of

the United States of America; U.S.C., Title 28, Section

1331; U.S.C., Title 42, Section 1857, et seq.; U.S.C,

Title 5, Section 702; U.S.C., Title 28, Section 2201, et

seq., and U.S.C. Title 28, Section 1361. The amount in

controversy exceeds, exclusive of interest and costs, the

sum of Ten Thousand Dollars.

2. Plaintiff Commonwealth of Kentucxy brings

this action by and through Ed W. Hancock, Attorney

General for the Commonwealth of Kentucky, pur-

suant to Kentucky Revised Statutes 224.310, et seq.,

Kentucky Revised Statutes, Chapter 15, and Section

91 of the Constitution of the Commonwealth of Ken-

tucky.

3. The United States of America has authorized

:

:

;

-

j

3

|

?

FI

3

7

suit against the defendant agencies, divisions, and officers

in their official capacities under U.S.C., Title 16, Section

83lc and under the Clean Air Act of 1970, U.S.C., Title

42, Section 1857, et seq.

NATURE OF ACTIONS

4. This action arises out of the refusal of the

defendants, Lynn Seeber, General Manager of the

Tennessee Valley Authority; Aubrey J. Wagner,

Chairman of the Board of Directors of the Tennessee

Valley Authority; J. L. McPherson, Superintendent

of the Shawnee Power Plant of the Tennessee Valley -

Authority; T. E. Cavaniss, Superintendent of the Para-

dise Power Plant of the Tennessee Valley Authority; the

Tennessee Valley Authority; Major General W. R. Des-

bory, Commanding General of the United States Army

Armor Center and Fort Knox; Colonel Ernest A. Vuley,

Jr., Commanding Officer of the Lexington-Bluegrass

Army Depot Major General John Cushman, Commanding

General of the 101st. Airborne Division (Airmobile)

and Fort Campbell; General Creighton Abrams, Chief

of Staff of the United States Army; Robert F. Froehlke,

Secretary of the United States Army; Department of

the Army; James R. Schlesinger, Chairman of the

Board of Directors of the United States Atomic En-

ergy Commission; Robert E. Hollingsworth, General

Manager of the United States Atomic Energy Com+

mission; B. W. Stiller, Manager of the Paducah Gase-

ous Siffusion Plant of the United States Atomic En-

ergy Commission; the United States Atomic Energy

Commission; and Union Carbide Corporation, a New

8

York Corporation, operating the Paducah Gaseous

Diffusion Plant of the United States Atomic Energy

Commission, to apply for and obtain a permit from

the Kentucky Air Pollution Control Commission as

required by the Implementation Plan for the Attain-

ment and Maintenance of the National and State Pri-

mary and Secondary Ambient Air Quality Standards

for the Commonwealth of Kentucky, (hereinafter re-

ferred to as the “Kentucky Plan’).

5. Section 5 of Kentucky Air Pollution Control

Commission Administration Regulation AP-l, was

promulgated by the Kentucky Air Pollution Control

Commission under the provisions of Kentucky Re-

vised Statutes 224.360 and Kentucky Revised Statutes

224,430, as required by the Commonwealth of Ken-

tucky, (the rules and regulations of the Kentucky Air

Pollution Control Commission are contained in Chap-

ter 7 of “Kentucky’s Plan”), by U.S.C., Title 42, Sec-

tion 1857c-5, (hereinafter referred to as Section 110

of the Clean Air Act of 1970), Section 1857f, (herein-

after referred to as Section 118 of the Clean Air Act

of 1970), and Section 1857c-8, (hereinafter referred to

as Section 113 of the Clean Air Act of 1970). Collec-

tively, Section 110, 118, and 113 of the Clean Air Act

of 1970 make the “Kentucky Plan’ with the rules and

regulations of Chapter 7 in said Plan federal law for

the attainment and maintenance of national ambient

air quality standards for all federal agencies and fa-

cilities located within the Commonwealth of Kentucky.

6. This action arises out of the failure and re-

fusal of defendants, William D. Ruckelshaus, Admin-

ed

ee) ee ee

i

|

4

‘

i

:

;

f

2

:

9

istrator of the Environmenta] Protection Agency;

Jack E. Ravan, Administrator of Region IV of the

Environmental Protection Agency, and the United

States Environmental Protection Agency to institute

appropriate actions under Section 113 of the Clean Air

Act of 1970 against the defendants as set forth in para-

graph numbered 4, herein, for compliance with the

permit requirements of the “Kentucky Plan.” Section

113 of the Clean Air Act of 1970 requires, that when

any person is in violation of any applicable implemen-

tation plan and upon the failure or inability of the Com-

monwealth of Kentucky to effectively enforce its rules

and regulations of its Plan adopted pursuant to the Clean

Air Act of 1970 the Administrator of the United States

Environmental Protection Agency is to commence appro-

priate action toward obtaining compliance with the Plan.

PARTIES

7. Plaintiff, Commonwealth of Kentuky, is a

sovereign state of the United States of America and

brings this action on its own behalf as parens patriae.

The plaintiff, Commonwealth of Kentucky brings this

action as representative of a class as defined by Rule

23 of the Federal Rules of Civil Procedure. The mem-

bers of the class, who are so numerous as to make it

impracticable to bring them al] before this Court, con-

sist of the Commonwealth of Kentucky and all citizens,

counties, political subdivisions, and agencies of the Com-

monwealth of Kentucky. All questions of law and of

fact are common to the class; the claim of the plaintiff

is typical of the class; and the plaintiff will fairly insure

adequate representation of the class. Ed W. Hancock is

10

presently the duly elected Attorney General for the Com-

monwealth of Kentucky and as such Attorney General

is the chief law officer of the Commonwealth of Ken-

tucky, The authority of the Attorney General to com-

mence this action in the name of the Commonwealth of

Kentucky is based upon Section 91 of the Constitution of

the Commonwealth of Kentucky, Chapter 15 of Kentucky

Revised Statutes, and the common law, which gives him

the authority to exercise al] common law duties pertain-

ing to the office of the Attorney General.

&. Defendant Tennessee Valley Authority, here-

inafter referred to as “TVA”, was created by the United

States Congress by enactment of the Tennessee Valley

Authority Act of 1933, U.S.C., Title 16, Section 831, et

seq. Defendant Tennessee Valley Authority has its prin-

cipal place of business in Mussel Shoals, Alabama.

9. Defendant Aubrey J. Wagner is Chairman

of the Board of Directors of Tennessee Valley Authority

and is vested with the authority over the operations of

Tennessee Valley Authority.

10. Defendant Lynn Seeber is the Manager for

Tennessee Vailey Authority and is vested with the

authority over the operations of Tennessee Valley Au-

thority.

11. Defendant J. L. McPherson is the Superin-

tendent of the Shawnee Power Plant of Tennessee

Valley Authority, which facility is located in Mce-

Cracken County, Kentucky. Defendant J. L. McPher-

son is vested with the overall] responsibility for the day-

to-day operations of the Shawnee Power Plant.

- te he en aallealll

a a eee

11

12. Defendant T. E. Cavaniss is the Superin-

tendent of the Paradise Power Plant of Tennessee Valley

Authority, which facility is located in Muhlenberg Coun-

ty, Kentucky. Defendant T. E. Cavaniss is vested with

the overall responsibility for the day-to-day operations of

the Paradise Power Plant.

13. Defendant Major General W. R. Desbory is

the Commanding General of the United States Army

Armor Center and Fort Knox. Defendant W. R. Des-

bory is vested with the authority over the operations of

this United States Army military reservation which lies

within Hardin, Meade, Jefferson, Nelson, and Larue

Counties, Kentucky.

14. Defendant Colonel Ernest A. Vuley, Jr., is

the Commanding Officer of the Lexington-Bluegrass

Army Depot. Defendant Ernest A. Vuley, Jr., is vested

with the authority over the operations of this United

States Army military reservation which lies within

Fayette and Madison Counties, Kentucky.

15. Defendant Major General John Cushman is

the Commanding General of the 101st. Airborne Divi-

sion (Airmobile) and Fort Campbell. Defendant John

Cushman is vested with the authority over the opera-

tions of this United States Army military reservation

which lies within Christian County, Kentucky.

16. Defendant General Creighton Abrams who

is the Chief of Staff of the United States Army and

defendant Robert F. Froehlke who is the Secretary of

the United States Army are vested with the athuority

over the operations of the United States Army and

12

more specifically those operations enumerated in

paragraphs numbered 13, 14, and 15, herein.

17. Defendant Department of the Army is a

duly constituted executive agency of the United States

Government and has the direct administrative and op-

erational control over those defendants and military

reservations enumerated in paragraphs numbered 13, 14,

and 15, herein.

18. Defendant United States Atomic Energy

Commission, hereinafter referred to as “AEC”, was

created by the United States Congress by enactment of

the Atomic Energy Act of 1946, Title 42, Section 2031,

et seq. Defendant Atomic Energy Commission has its

principal place of business in the Commonwealth of Ken-

tucky at the Paducah, Oak Ridge Operations, in Paducah,

Kentucky.

19. Defendant James R. Schlesinger is chairman

of the Board of Directors of Atomic Energy Commis-

sion and as the chief commissioner is vested with the

authority for the operations of Atomic Energy Com-

mission.

20. Defendant Robert E. Hollingsworth is Gen-

eral Manager of Atomic Energy Commission and as the

administrative officer and executive officer is vested with

operational authority for the operations of the various

facilities of Atomic Energy Commission.

21. Defendant Union Carbide Corporation, a

New York Corporation, registered with the Secretary

of State for the Commonwealth of Kentucky to do

business and is doing business in the Commonwealth

Ye ee kOe Che ee eines

13

of Kentucky, along with Atomic Energy Commission,

referred to in paragraph numbered 18, herein, operates

the Paducah Gas Diffusion Plant of the United States

Atomic Energy Commission.

22. Defendant B. W. Stiller is the Manager of

the Paducah Gaseous Diffusion Plant of the Atomic

Energy Commission which is located in McCracken

County, Kentucky. Defendant B. W. Stiller is vested

with the over.!! responsibility of the day-to-day opera-

tions of the Paducah Gaseous Diffusion Plant of the

Atomic Energy Commission.

23. Defendant Environmental Protection Agency,

hereinafter referred to as “EPA”, is a duly constituted

agency of the United States of America, and was creat-

ed pursuant to U.S.C., Title 42, Section 2321.

24. Defendant William D. Ruckelshaus is the

Administrator of Environmental Protection Agency

and is vested with the authority over the operations

of Environmental Protection Agency.

25. Defendant Jack E. Ravan is the Administra-

tor of Region IV of Environmental Protection Agency

which includes the Commonwealth of Kentucky, and

is vested with the authority over the operations of En-

vironmental Protection Agency in Region IV.

26. In the event that any of the defendants named

in paragraphs numbered 8, 9, 10, 11, 12, 13, 14, 15, 16,

17, 18, 19, 20, 21, 22, 23, 24, and 25, herein changes his

official capacity so that he is no longer in the office or

position described therein, plaintiff will request leave

of this Court to amend this Complaint to show the

14

correct name of that person who succeeds to that office

or position.

27. The authority of these defendants herein to

carry out their civil functions is limited by laws, rules,

and regulations; accordingly, the defendants herein

must comply with these laws, rules and regulations

with respect to the facilities and equipment in ques-

tion. The individual defendants herein have been and

continue to be responsible for their illegal and unauthor-

ized actions herein alleged. Therefore, relief is sought

against the defendants herein to enjoin said defendants

from a continuation of their illegal and unauthorized

actions in their official capacities and anyone acting in

concert therewith:

GENERAL ALLEGATIONS

28. The following equipment emitting air con-

taminants is known to the plaintiff to be located and

currently operating at:

(a) The Shawnee Power Plant of Tennessee

Valley Authority :-

(1) Ten 1,347 Million BTU per hour coal-fired

boilers.

(b) The Paradise Power Plant of Tennessee

Valley Authority :-

(1) Two 6,018 Million BTU per hour coal-fired

boilers.

(c) The Uniied States Army Armor Center and

Fort Knox:-

ee ee ee)

15

(1) Five oil burning indirect heat. exchanges in

the 0-10 Million BTU per hour input range;

(2) Two hundred seventy three coal-fired in-

direct heat exchangers in the 0-10,000 Million

BTU per hour input range;

(3)Two trash incinerators in the 101-200

pounds per hour capacity range;

(4) Four hundred thirty six coal-fired stoves of

less than 50,000 BTU per hour each range;

(S) Stone crushing process operations for road

building purposes.

(d) The 10l1st. Airborne (Airmobile) Division

and Fort Campbell :-

(1) One pathological incinerator at post hos-

pital with a rated capacity of approximately

700,000 BTU per hour input range;

(2) Two gas-fired boilers with total burner in-

put of approximately 5,600 Million BTU per hour

each;

(3) Two gas-fired boilers with approximately

6,300 Million RTU per hour input each;

(4) Five combination gas and coal-fired indirect

heat exchangers with approximately 20 Million

RTU per hour input range each;

(5) Three combination nel oil-tired boilers

with approximately 50 Million BTU per hour in-

put range each;

(6) One hand-coal-fired steam boiler with ap-

BEST COPY AVAILABLE

16

proximately 720 Million BTU per hour input

range;

(7) Twenty five hand-coal-fired steam boilers

with approximately 348 Million per hour input

range each;

(8) Three natural gas-fired indirect heat ex-

changers having approximately 2,800 Million

TU per hour input range each;

(9) Six hand-coal-fired furnaces having 2,712

Million BTU per hour capacity each;

(10) One hand-coal-fired indirect heat exchanger

having 576 Million BTU per hour capacity;

(11) Nine natural gas-fired indirect heat ex-

changers having approximateiy 6,040 Million

ITU per hour capacity input each:

(12) Two natural gas-fired indirect heat ex-

changers having approximately 4,840 Million

BTU per hour capacity each;

(13)Two combination gas-oil-fired indirect heat ex-

changers having approximately 11,250 Million BTU

per hour capacity each.

(c) The Paducah Gaseous Diffusion Plant of

the Atomic Energy Commission :-

(1) Three combination gas and fuel oil-fired in-

direct heat exchangers having a rated capacity of

approximately 115 Million BTU per hour capacity

each;

(2) Two liquidified petroleum gas incinerators

|

|

:

17

having rated capacity of approximately 450,000

BTU per hour each;

(3) One paper-burning incinerator with a rated

capacity of approximately 10 bushels;

(4) Twenty five different point sources of emis-

sions from the manufacturing process operations.

Data as to emission outputs classified as restricted

data in accordance with Atomic Energy Act of

1954,

(f) The Lexington-Bluegrass Army Depot:-

(1) Fifteen hand-coal-fired indirect heat ex-

changers having approximately 50,000 BTU per

hour capacity each;

(2) One deactivation furnace for recovery of

elemental metal from ammunition of unknown

BTU per hour input;

(3) One central heating system of unknown

BTU per hour capacity;

(4) Unknown number of gas-fired indirect heat

exchangers of unknown BTU per hour capacity.

FIRST CLAIM

29. In furtherance of and to comply with the

stated purpose of the Clean Air Act of 1970, U.S.C.,

Title 42. Section 1857, et seq., “to protect and enhance

the quality of the nation’s air resources,” the plaintiff,

Commonwealth of Kentucky, as required by Sections

107 and 110 of the Clean Air Act, and acting by and

through its administrative agency, the Kentucky Air

18

Pollution Control Commission, promulgated and sub-

mitted to the defendant Ruckelshaus of EPA an imple-

mentation plan. This implementation plan, “Imple-

mentation Plan for the Attainment and Maintenance

of the National and State Primary and Secondary

Ambient Air Quality Standards for the Commonwealth

of Kentucky”, (hereinafter referred to as the “Ken-

tucky Plan”), specifies the manner in which the state

and national primary and secondary ambient air qual-

ity standards will be achieved and maintained within

the Commonwealth of Kentucky. Attached to this

Complaint as if fully set out herein at length is a copy

of the Clean Air Act of 1970, as “Exhibit A”. [Exhibit A

omitted in herein Appendix]

30. Subsection (a) (2) (B) of Section 110 of the

Clean Air Act of 1970 requires that the Kentucky Plan

include “emission limitations, schedules, and time

tables for compliance with such limitations, and such

other measures as may he necessary to insure attain-

ment and maintenance of such primary or secondary

.” Section 5 of Kentucky Air Pollution

Control Commission Administrative Regulation AP-1,

standard. ..

which sets out the permit requirement and procedures

used to monitor orderly compliance with the Federal

and Kentucky Air Laws, was specifically promulgated

as part of Chapter 7 of the Kentucky Plan so that the

timetables, and attainment measures of

Subsection (a) (2) (B) could be met. Attached to this

Complaint and made a part hereof as if copied at length

schedules,

herein is a copy of the Administrative Regulations of

ee ee ee a a ny

19

the Kentucky Air Pollution Control Commission, as

“Exhibit B”. [Exhibit B omitted in herein Appendix]

31. The Kentucky Plan was approved by defend-

ant Ruckelshaus, and the approval was published in

the Federal Register, Volume 37, Number 105, pp.

10868 and 10869, and, thereby, the Plan became opera-

tive under both Federal and Kentucky law. Kentucky’s

Plan became Federal law pursuant to Sections 110,

113, and 118 of the Clean Air Act of 1970, and Ken-

tucky law pursuant to Kentucky Revised Statutes

224.310, et seq., and Kentucky Revised Statutes, Chap-

ter 13. Attached to this Complaint as if fully set out

herein at length herein is a copy of the Federal] Regis-

ter, Volume 37, Number 105, as “Exhibit C”. [Exhibit C

omitted in herein Appendix]

32. Section 118 of the Clean Air Act of 1970 re-

quires that “federal facilities’ comply with the ap-

proved Kentucky Plan and states:

“Each department, agency, and instrumentality of

the executive, legislative, and judicial branches of

the Federal Government (1) having jurisdiction

over any property or facility, or (2) engaged in

any activity resulting, or which may result, in

the discharge of air pollutants, shall comply with

Federal, State, interstate and local requirements

respecting control and abatement of air pollution

to the same extent that any person is subject to

such requirements.”

33. Further, Executive Order No. 11507 promul-

20

gated by President Nixon on February 4, 1970, pro-

vides in Section 4 that:

“Heads of agencies shall ensure that all facilities

under their jurisdiction are designed, operated

and maintained so as to meet the following re-

quirement:

(1) Facilities shall conform to air and water

quality standards as defined in Section 2(d) of

this order... .”

Section 2(b) defines agencies as being, “departments,

agencies and establishments of the executive branch.”

Section 2(d) defines air and water quality standards as

their respective quality standards and “related plans of

implementation. .. adopted pursuant to the Clean Air

Act .. . and Federal Water Pollution Control Act. . .*

(Emphasis Ours).

34. The above-equipment described in paragraph

numbered 28 (a)-(f), and incorporated herein by refer-

ence, is air pollutant emitting equipment. Section 5

of Kentucky Air Pollution Control Commission Ad-

ministrative Regulation, AP-1, which is set forth in

Chapter 7 of the Kentucky Plan, as promulgated

pursuant to Section 110 and 118 of the Clean Air Act

of 1970, requires that the owner and operator of such

air pollutant emitting equipment apply for and obtain

from the Kentucky Air Pollution Control Commis-

sion, a permit to operate their air contaminant equip-

ment. The defendants, Tennessee Valley Authority,

Seeber, Wagner, McPherson, Cavaniss, Desbory,

Vuley, Cushman, Abrams, Froehlke, Department of

ee ee ee Sr |

Sa a en

1

q

:

3

21

the Army, Schlesinger, Hollingsworth, Stiller, and

Atomic Enerry Commission, in their official capacities

as either officers or agencies of the United States Gov-

ernment, and Union Carbide Corporation have wrong-

fully and unlawfully refused, and continue to do so,

ed to do so by agents, servants, and/or employees of

defendant’s respective equipment as set forth in para-

graph numbered 28 (a)-(f) after having been request-

ed to do so by agents, servants, and /or employees of

the Commonwealth of Kentucky. Attached hereto

and incorporated herein by reference as “Exhibit D” [In-

cluded in herein Appendix] are copies of request letters

to the defendants and their refusals.

35. Furthermore, plaintiff has reasonable grounds

to believe that at the United States Army Armor

Center and Fort Knox, Lexington-Bluegrass Army

Depot, and Fort Campbell, there exists other articles,

machines, pieces of equipment or other contrivances

for which operating permits are required by Chapter 7

of the Kentucky Plan.

36. Additionally, plaintiff, based upon informa-

tion received, states that equipment now being operated

at the Shawnee and Paradise Power Plants of Ten-

nessce Vasey Authority, the Paducah Gaseous Dif-

fusion Plan. of Atomic Energy Commission, and the

United States Army Military Reservations as set forth

in paragraph numbered 28 (a)-(f), and incorporated

heren, is in violation of the emission limitations of

the Kentucky Pian. Plaintiff has reasonable grounds

to believe and states that the Shawnee Power Plant

of Tennessee Valley Authority is emitting particulate

22

matter at a rate of approximately 2.3 times the allow-

able emission limits, and is emitting sulfur dioxide at

a rate of approximately 2.5 tmes the allowable emis-

sion limits, based on engineering calculations using

best data available to plaintiff:

Allowable Actual

Particulate 1481.7 Ibs/hr 3396 Ibs/hr

Sulfur Dioxide 26940 \bs/hr 68295 Ibs/hr

Plaintiff has reasonable grounds to believe and states

that the Paradise Power Plant of Tennessee Valley

Authority is emitting sulfur dioxide at a rate of ap-

proximately 3.85 times the allowable emission limits,

based on engineering calculations using best data avail-

able to plaintiff:

Actual

92465.6 lbs/hr

Allowable

24072 Ibs/hr

37. Plaintiff states that unless the defendants

are enjoined and restrained from continuation of their

unlawful acts as set forth in paragraph numbered 34,

35, and 36, herein, the defendants will continue to so

violate Sections 108 and 110 of the Clean Air Act of

1970. Plaintiff has no other adequate remedy at law

and has neither applied for nor been refused on the

facts herein stated by any Court of the United States

of America a restraining order, temporary injunction,

or permanent injunction. The plaintiff and its class

of citizens, if the defendants are permitted to con-

tinue their unlawful acts, will be permanently denied

the right to the use of clean air in the atmosphere,

their health and welfare will be endangered, and the

Sulfur Dioxide

ala onal caemanemmiibllatl

ote ee MS ll, Sale

23

environs of the Commonwealth of Kentucky wil] be

permanently damaged.

SECOND CLAIM

38. Section 110 of the Clean Air Act of 1970

required the Commonwealth of Kentucky to promul-

gate and adopt an implementation plan to meet and

attain the national primary and secondary air quality

standards. See paragraph 29 and 30, supra, which are

incorporated herein by reference. When the Ken-

tucky Plan was approved by the defendant Ruckelshaus,

pursuant to Section 110 of the Clean Air Act, (See

paragraph 31, supra, which is incorporated herein by

reference), the obligation of its enforcement rested,

not only upon the Commonwealth of Kentucky, pur-

suant to Section 101(3), but also on the Federal Gov-

ernment, through the Administrator, (the defendant

Ruckelshaus), of Environmental Protection Agency,

pursuant to Section 113 of the Clean Air Act.

39. In particular, Section 113 of the Clean Air

Act of 1970 provides that “whenever, on the basis of

any information available to him, the Administrator

finds that any person is in violation of any requirement

of an applicable implementation plan .. . or that violations

of an applicable implementation plan are so widespread

that such violations appear to result from a failure

of the State in which the plan applies to enforce the

plan effectively. . . ,” (Emphasis Ours), the Admini-

strator of Environmental Protection Agency is em-

powered to commence appropriate actions toward ob-

taining compliance with the Plan.

24

40. The unlawful refusals of the defendants

Seeber, Wagner, McPherson, Cavaniss, Union Car-

bide Corporation, Tennessee Valley Authority, Des-

bory, Vuley, Cushman, Abrams, Froehlke, Depart-

ment of the Army, Schlesinger, Hollingsworth, Stiller,

and Atomic Energy Commission, to apply for and ob-

tain a permit to operate from the Kentucky Air Pollu-

tion Control Commission for the equipment they each

respectively are operating as set forth in paragraphs

28 (a)-(f) and 34, and incorporated herein by refer-

ence: the failure of these defendants to submit ap-

propriate time schedules for compliance; and their

violations of the emission limitations for each defend-

ant’s equipment, as set forth in paragraphs 28(a)-(f),

35. and 36, and incorporated herein by reference, have

resulted not only in “mere” violations, but in “wide-

spread” violations of the Kentucky Plan, because of

the inability of the Commonwealth of Kentucky to

effectively enforce its rules and regulations.

4]. Defendants Ruckelshaus, Ravan and Environ-

mental Protection Agency, with information of the

violations and widespread violations of the Kentucky

Plan and of the inability of the Commonwealth of

Kentucky to effectively enforce the Plan, have not

cr mmenced any actions toward obtaining compliance

hy the defendants as set out in paragraph numbered

30 herein with the provisions of the Kentucky Plan

as required by Section 113 of the Clean Air Act of

1970.

42. The failure of the defendants Ruckelshaus,

Ravan and Environmental Protection Agency to com-

mence appropriate actions against the defendants,

Seeber, Wagner, McPherson, Cavaniss, Union Car-

bide Corporation, Tennessee Valley Authority, Des-

bory, Vuley, Cushman, Abrams, Froehlke, Department

of the Army, Schlesinger, Hollingsworth, Stiller, and

Atomic Energy Commission, to compel compliance

with the Kentucky Plan as to permits to operate, time

schedules, and emission limitations, is so arbitrary,

capricious, unlawful, and unwarranted as to deprive

the citizens of the plaintiff state, due process and equal

protection of the law as granted to the citizens of the

Commonwealth of Kentucky, by the Fifth, Ninth, and

Fourteenth Amendment to the Constitution of the

United States of America.

43. The plaintiff further states that the actions

of defendants Ruckelshaus, Ravan and Environment-

al Protection Agency, as set forth in paragraph num-

bered 41 and incorporated herein by reference, unless

jointly and severally ordered to commence appropriate

action under Section 113 of the Clean Air Act of 1970

to obtain full compliance by defendants set forth in

paragraph numbered 40 and incorporated herein by

reference, will permanently deprive the plaintiff, its

citizens, cities, counties, political subdivisions and

agencies of the Commonwealth of Kentucky, of their

right to the use of clean air in the atmosphere of the

Commonwealth of Kentucky, and permanently dam-

age the environs of the Commonwealth of Kentucky,

and will allow conditions to be created which are

dangerous to the health and welfare of the citizens

of the Commonwealth of Kentucky.

26

44. Plaintiff states that the failure of defendants

Environmental Protection Agency, Ruckelshaus, and

Ravan to commence actions for compliance against

the defendants set forth in paragraph numbered 40

and incorporated herein by reference is manifestly 4

emplified by the October 17, 1972, directive of defen i-

ant Ravan, which recommended that Federal facili-

ties in Region IV should not apply for permits from

any state. Attached as “Exhibit E” [Included in mtn

Appendix] and incorporated herein by reference as if fully

copied herein is the Ravan letter of October 17, 1972.

THIRD CLAIM

45. Plaintiff states that defendants Seeber,

Wagner, McPherson, Cavaniss, Tennessee Valley Au-

thority, Desbory, Vuley. Cushman, Abrams, Froehlke,

Department of the Army, Schlesinger, Hollingswort,

Stiller, Atomic Energy Commission, and Union Car-

bide Corporation on divers occasions have been =

quested by agents, servants, and /or employees of t e

Commonwealth of Kentucky to submit an application

for and to obtain a permit to operate an air contamin-

ant source and failed to submit the compliance schedu-

les for attainment if the emission limitations as requir-

ed by Chapter 7 of the Kentucky Plan adopted pur-

suant to the Clean Air Act of 1970.

46. Plaintiff states that the defendants as set

forth in paragraphs numbered 34 and 45 and incor-

porated herein by reference have refused to submit

applications for a permit to operate an air —

ant source on the basis of the policies of their re

27

spective agencies that Federal agencies do not have

to comply with the permit requirements of a state

plan as well as those of Kentucky’s Plan, which is

now applicable Federal law. Plaintiff states that there

is existing a dispute between plaintiff and these de-

dendants as to the defendants’ complying with the

permit requirements of the Kentucky Plan and this

Court should determine rights and obligations of the

parties hereto.

47. Plaintiff states that defendants Environment-

al Protection Agency, Ruckelshaus and Ravan have

failed to commence appropriate action against the de-

fendants set forth in paragraphs numbered 39, 40, 41,

42, and 45, and incorporated herein by reference, toward

obtaining compliance with the Kentucky Plan as re-

quired by Section 113 of the Clean Air Act of 1970,

This Court should determine whether these defend-

ants should assist the plaintiff in obtaining compliance

with the permit system as set forth in Chapter 7 of

Kentucky’s Plan, which has been made Federal law.

Plaintiff requests the review of this agency action or

lack thereof, and that this action is being unlawfully

withheld and/or unreasonably delayed, pursuant to

U.S.C., Title 5, Section 702, et seq.

FOURTH CLAIM

48. Plaintiff states that the policy of Tennessee

Valley Authority, Atomic Energy Commission, En-

vironmental Protection Agency, and the Department

of the Army, as set forth in paragraph numbered 3

through 47 and incorporated herein by reference that

28

Federal agencies do not have to comply with the per-

mit requirements of Kentucky’s Plan promulgated

pursuant to U.S.C., Title 42, Section 1857, et seq., is

arbitrary, capricious, abuse of discretion, not in ac-

cordance with law, and contrary to the constitutional

rights of plaintiff and to its citizens. Therefore, this

policy should be declared unl: wful and set aside.

FIFTH CLAIM

49. Plaintiff states that Section 5 of the Admini-

strative Regulation AP-1 of Kentucky Air Pollution

Control Commission promulgated pursuant to Ken-

tucky Revised Statutes 224.360 and Kentucky Revised

Statutes 224.430 requires that any person who uses,

operates or maintains an air contaminant source fe-

sulting in the presence of air contaminants in the at-

mosphere of the Commonwealth of Kentucky must

first obtain a permit to operate. A copy of Admin-

‘strative Regulation AP-1 of the Kentucky Air Pollu-

tion Control Commission being heretofore incorparated

:n this Complaint as plaintiff's “Exhibit B”. [Exhibit B

omitted in herein Appendix]

50. Plaintiff states that the defendants, Seeber,

\Wagner, McPherson, Cavaniss, Tennessee Valley Au-

thority, Desbory, Vuley, Cushman, Abrams, Froehlke,

Department of the Army Schlesinger, Hollingsworth,

Stiller, Atomic Energy Commission, and Union Car-

bide Corporation, use, operate and maintain air con-

taminant equipment in the Commonwealth of Ken-

tucky, that Section 5 of Administrative Regulation AP-

5 of the Kentucky Air Pollution Control Commission

29

requires the users, operators, maintainers of such

equipment to obtain a permit to operate. These de-

fendants each operate their respective equipment as

set forth in paragraphs 28(a)-(f) and 29 incorporated

herein by reference and refuse to obtain a permit to

operate after having been requested to do so by agents,

servants, and/or employees of the Commonwealth of

Kentucky. These defendants have so refused to apply

for a permit in either official capacity or agency of the

United States Government, and Union Carbide Cor-

poration as the contractor-operator of the Paducah

Gaseous Diffusion Plant of the Atomic Energy Com-

mission. See paragraph numbered 34 which is incor-

porated herein the same as if fully set forth herein.

51. Section 101 (a) (3) of the Clean Air Act of

1970 provides that the prevention and control of air

pollution at its source is the primary responsibility of

states and local governments. Section 118 of the Clean

Air Act of 1970 provides that “each” department,

agency, and instrumentality of the executive, legis-

lative and judicial branches of the Federal Govern-

ment (1) having jurisdiction over any property of fa-

cility, or (2) engaged in any activity resulting, or

which may result, in the discharge of air pollutants,

shall comply with Federal, State, interstate and local

requirements respecting control and abatement of air

pollution to the same extent that any person is subject

to such requirements. Section 116 of the Clean Air

Act of 1970 provides that except in the area of state

regulations on moving sources, (motor vehicles),

“nothing in this act shall preclude or deny the right

of any state or political subdivision thereof to adopt

30

or enforce . . . (2) any requirement respecting control

or abatement of air pollution”.

52. Plaintiff states that the permit requirement

under Kentucky laws, Kentucky Revised Statutes 224.-

360, Kentucky Revised Statutes 224.430, and Admini-

strative Regulation AP-1 of the Kentucky Air Pollu-

tion Control Commission, is the major portion of the

abatement and control program for air pollution by

the Commonwealth of Kentucky. When a person sub-

mits an application to operate an air contaminant

source they must set forth the specific nature of their

operations, the types of air pollutants emitted, the

point source for each of the emissions and the control

ejuipment presently installed or to be installed. The

engineering staff of the Kentucky Air Pollution Con-

trol Commission by reviewing these plans and specifi-

cations are able to calculate and determine whether

or not that particular air contaminant source is com-

plying with the air quality standards. This review

can prevent the operation of the equipment which al-

lows air contaminants to be emitted in excess of that

allowed by applicable regulation, as well as provides

for the making of the necessary changes by the air

contaminant sources so that the air quality standards

will not he violated.

53. Plaintiff states that as a result of the United

States Congress enacting Section 101, Section 116,

and Section 118 of the Clean Air Act of 1970, there

was an affirmative waiver of the sovereign immunity

of the United States of America and, therefore, pro-

vided that Federal agencies and their officials must

31

comply with the state abatement and control programs, |

and provides that the states bring the necessary litiga-

tion for compliance. This Court should issue an order

directing the defendants Seeber, Wagner, McPher-

son, Cavaniss, Tennessee Valley Authority, Desbory,

Vuley, Cushman, Abrams, Froehlke, Department of

the Army, Schlesinger, Hollingsworth, Stiller, Atomic

Energy Commission, and Union Carbide Corporation

comply with the permit requiren.ents of Kentucky’s

abatement and control program.

WHEREFORE, plaintiff prays as follows:

1. On plaintiff's First Claim, (paragraphs num-

bered 29 through 37 herein), that the defendants,

Seeber, Wagner, McPherson, Cavaniss, Tennessee Val-

ley Authority, Deshory, Vuley, Cushman, Abrams,

Froehlke, Department of the Army, Schlesinger,

Hollingsworth, Stiller, Atomic Energy Commission,

and Union Carbide Corporation be jointly and several-

ly: —

(A). Ordered to apply for and to obtain permits

from the Kentucky Air Pollution Control Commis-

sion, pursuant to Seciion 5 of Administrative Regula-

tion AP-1 of the Kentucky Air Pollution Control

Commission as promulgated in Chapter 7 of the Ken-

tucky Plan pursuant to Section 107 and Section 110 of

the Clean Air Act of 1970;

(B). Permanently restrained from refusing to

comply with the provisions of Section 118 of the Clean

Air Act of 1970.

2. On plaintiff's Second Claim, (paragraphs

32

numbered 38 through 44 herein), that the defendants

Ravan, Ruckelshaus and the Environmental Protec-

tion Agency be jointly and severally: —

(A). Ordered to commence appropriate action

under Section 113 of the Clean Air Act of 1970 to ob-

tain full compliance by the defendants set forth in

paragraph numbered 1 of this prayer with the Ken-

tucky Plan, specifically Section 5 of Administrative

Regulation AP-1 of the Kentucky Air Pollution Con-

trol Commission, which is contained in Chapter 7 of

the Kentucky Plan.

3. On plaintiff's Third Claim, (paragraphs num-

bered 45 through 47 herein), have a judgment and de-

cree of this Court declaring plaintiff's rights and

status, and more particularly adjudicating : —

(A). That the defendants set forth in paragraph

numbered 1 of this prayer, jointly and severally, do

not have the right, authority, or power to refuse to

comply with the permit requirements of the Kentucky

Plan;

(RB). That the defendants Ravan, Ruckelshaus,

and the Environmental Protection Agency do not have

the right, authority, or power when there are knowing-

ly widespread violations of the Kentucky Plan to fail

to initiate appropriate action pursuant to Section 113

of the Clean Air Act of 1970.

4. On plaintiff's Fourth Claim, (paragraph num-

bered 48 herein) : —

(A). That the policy of Tennessee Valley Au-

33

thority, Atomic Energy Commission, and the Depart-

ment of the Army stating that Federal agencies and

facilities in Kentucky do not have to fully comply

with the Kentucky Plan be held unlawful and set

aside.

5. On plaintiff's Fifth Claim, (paragraphs num-

bered 49 through 53 herein), that the defendants set

forth in paragraph numbered 1 of this prayer be joint-

ly and severally: —

(A). Ordered to apply for and obtain permits

from the Kentucky Air Pollution Control Commis-

sion, as required by Kentucky Revised Statutes 224.-

360, Kentucky Revised Statutes 224.430, and Admini-

Strative Regulation AP-1 of the Kentucky Air Pollu-

tion Control Commission.

(B). Permanently restrained from refusing to

comply with the abatement and control program of

the Kentucky Air Pollution Control Commission, an

administrative agency of the Commonwealth of Ken-

tucky, as required by the Clean Air Act of 1970.

6. That defendants pay the costs herein expend-

ed and

7. For any and all other proper orders and re-

lief to which plaintiff may be entitled.

Respectfully Submitted,

34

/s/ Ed W. Hancock

ED W. HANCOCK

ATTORNEY GENERAL

COMMONWEALTH OF

KENTUCKY

Capitol Building

Frankfort, Kentucky 40601

(Telephone: (502) 564-4513)

[Exhibit B Omitted in Printing]

* + od

[Exhibit C Omitted in Printing]

“EXHIBIT D”

Request Letters To Defendants.

/s/ Kenneth A. Howe Jr.

KENNETH A. HOWE JR.

ASSISTANT ATTORNEY

GENERAL UNION CARBIDE CORPORATION

COMMONWEALTH OF P.O. Box Y

KENTUCKY Oak Ridge, Tennessee 37830

Law Department

/s/ Paul A. Lynch

Oak Ridge Office

PAUL A. LYNCH,

ASSISTANT ATTORNEY July 29, 1971

GENERAL | |

COMMONWEALTH OF Mr. John W. Sullivan, Chief

KENTUCKY Engineering Section

Kentucky Air Pollution Control Commission

275 East Main Street

Frankfort, Kentucky 40601

Re: Permit Application for Air Contaminant

Source Paducah Gaseous Diffusion Plant

309 Shelby Street, Room 111

Frankfort, Kentucky 40601

(Telephone: (502) 564-3595)

COUNSEL FOR PLAINTIFF

COMMONWEALTH OF

KENTUCKY Dear Mr. Sullivan:

Your letter of July 2, 1971, directed to Union Carbide

offices in Paducah, Kentucky, has been forwarded to

us for reply. The letter noted that you had not then

received the captioned permit application, requested

* * *

[Exhibit A Omitted in Printing]

36

in your previous letter of June 15, and forwarded an

additional set of application forms.

As I advised you in our telephone conversation some

time ago, all facilities at the Paducah Gaseous Diffu-

sions Plant are owned by the United States Govern-

ment, acting by and through the Atomic Energy Com-

mission, and operated by Union Carbide acting under

its prime contract with the AEC. Any action such as

the application for a permit from a state regulatory

agency must, therefore, be taken by the AEC, under

the requirements of Federal statutes and regulations

as well as the contractual provisions under which

Union Carbide operates these facilities.

Your original and subsequent communications were

promptly delivered by us to the proper AEC officials

at Paducah, and we would suggest that your future

communications regarding this and related matters

should be directed to such officials. The cognizant AEC

official is: Mr. B. N. Stiller, Area Manager, Paducah

Office, Oak Ridge Operations, U. S. Atomic Energy

Commission, P. O. Box 1150, Paducah, Kentucky

42001.

We trust the foregoing information will simplify your

handling of matters relative to the Paducah Gaseous

Diffusion Plant. If we can be of further service, please

advise.

Sincerely,

/s/ Edgar R. Bowers

Edgar R. Bowers

ERB:awh

37

UNITED STATES

ATOMIC ENERGY COMMISSION

IN Reply Refer To:

M:EWN

Paducah, Kentucky 42001

July 23, 1971

Kentucky Air Poilution Control Commission

ATTN: Mr. J. W. Sullivan

275 East Main Street

Frankfort, Kentucky 40601

Subject: AIR POLLUTION CONTROL COMMIS-

SION — INVENTORY

Gentlemen:

Your Permit Application, Form APC-110, forwarded

to our operating contractor, Union Carbide Corpora-

tion, Nuclear Division, relative to the Government-

owned gaseous diffusion plant near Paducah, Kentucky,

was referred to this office for reply.

While we do not consider the Kentucky requirements

to be directly applicable to the operation of the Fed-

erally-owned facility for atomic energy purposes, we

share with the State a deep interest in preventing and

abating both air and water pollution problems and are

happy to cooperate as a matter of comity with the Ken-

tucky Air Pollution Control Commission. We there-

38

fore directed our operating contractor to complete the

form providing the information sought, and we are

submitting this information to you. With this trans-

mittal, we are demonstrating our willingness to co-

operate with the State within the framework of Exe-

cutive Order No. 11507 which provides the policy of

the Federal Government to work with State and local

bodies in matters of air and water pollution control.

If you have any questions regarding the data sub-

mitted, please advise. My telephone number is Area

Code 502,444-6311, extension 227, or FTS 502-444-6227.

Sincerely,

/s/ B. N. Stiller

Manager

Paducah Area

Enclosure:

Form APC-100w/ atts.

39

June 29, 1972

Mr. Robert L. Eaton

Administrative Assistant

A G Office

Headquarters US Army Armor Center and

Fort Knox

Fort Knox, Kentucky 40121

Dear Mr. Eaton:

Regarding the Army’s air pollution control pro-

gram at Fort Knox referred to in your letter of June

9, 1972, we would like to know about the air contamin-

ant sources and the degree that they will be controll-

ed. The anticipated schedule for completion of the

various abatement projects you mentioned is also de-

sired.

The reason for requesting this information is that

the Federal Government requires that the Kentucky

Air Pollution Control Commission achieve control of

emissions from air contaminant sources in the State

within a specific time schedule.

If you have any questions or wish an informal

meeting to discuss this matter, please contact me.

Sincerely,

/s/ Samuel M. Murphy

Engineering Program

SMM :ce

40

DEPARTMENT OF THE ARMY

HEADQUARTERS US ARMY ARMOR CENTER

AND FORT KNOX

FORT KNOX, KENTUCKY 40121

AHBADFAE 9 JUN 1972

Mr. Samuel M. Murphy, Engineering Program

Director

Kentucky Air Pollution Contro] Commission

275 East Main Street

Frankfort, Kentucky 40601

Dear Mr. Murphy:

Reference is made to your letter of May 26, 1972, con-

cerning pollution control permits for any contaminat-

ing facilities located at Fort Knox.

Department of the Army policies prohibit installation

commanders from making application for State or local

permits relating to air emissions, waste water dis-

charges or the construction and operation of facilities

involving pollution. However, the Army does have a

comprehensive pollution control program and all pol-

lution abatement projects possible within funding and

approved limitations are being accomplished at this

installation.

Sincerely yours,

/s/ Robert L. Eaton

ROBERT L. EATON

Administrative Asst

AG Office

41

May 26, 1972

Commanding General, U.S.A.A.R.M.C.

Fort Knox, Kentucky 40121

Dear Sir:

I wish to call to your attention the Clean Air Act,

December 1970, Section 118, “Control of Pollution

From Federal Facilities.” The first sentence of this

section states —

“Each department, agency, and _ instrumentality

of the executive, legislative, and judicial branches

of the Federal Government (1) having jurisdic-

tion over any property of facility, or (2) engaged

in any activity resulting, or which may result, in

the discharge of air pollutants, shall comply with

Federal, State, interstate, and local requirements

respecting control and abatement of air pollution

to the same extent that any person is subject to

such requirements.”

(U.S. Government Printing Office: 1971 0-413-

241, P. 27)

To inform you of the requirements in Kentucky,

I enclose a copy of KAPCC Regulations AP-1 through

AP-10 and a set of permit applications forms with in-

structions.

You will note in AP-1, Section 5 that it is a re-

quirement of the Kentucky Air Pollution Control Com-

mission that any one who constructs or operates an

air contaminant source in the State must have a per-

mit. The Commission’s policy is to issue one permit

42

to cover all source emissions of a facility. Therefore

all emission sources should be indicated on the appli-

cation and include a description of the controls cur-

rently in use or proposed to achieve compliance with

the regulations.

Commanding General, U.S.A.A.R.M.C.

Page Two

May 26, 1972

In order that a permit be issued it is necessary to

include a time schedule showing when compliance will

be accomplished for those sources not yet controlled.

Among the sources that should be included in the

permit application are incinerators, indirect heat ex-

changers and any process operations such as stone

crushing and hot mix asphalt plants.

In view of the above you are requested to submit

an application with all pertinent data on or before Au-

gust 26, 1972.

If you have any questions, feel free to contact

this office.

Sincerely,

/s/ Samuel M. Murphy

Engineering Program

SMM :ce

Enclosure

43

DEPARTMENT OF THE ARMY

HEADQUARTERS, LEXINGTON-BLUE GRASS

ARMY DEPOT

LEXINGTON, KENTUCKY 40507

25 JUL 1972

AMXLX-S

Mr. Samuel M. Murphy

Kentucky Air Pollution Control Commission

275 East Main Street

Frankfort, Kentucky 40601

Dear Mr. Murphy:

The following information is forwarded in response

to your letter of 1 June 1972 requesting the depot to

apply for a permit in compliance with KAPCC Regu-

lations AP-1 through AP-10.

Staff and operating personnel at all levels of the depot

have taken aggressive action to improve the environ-

ment and to control or eliminate problem areas that

could be detrimental to the ecology. In June 1969, a

depot-wide survey encompassing all operations wis

conducted to identify potential pollution problem areas.

The areas are under continual surveillance to insure

that approved procedures are followed.

The depot has invested considerable operating capit:!

in modernizing operations, in procuring and installing

new equipment, and in modifying and constructing new

44

facilities to combat actual and incipient pollution haz-

ards. Some examples are: within the spirit of the

Clean Air Act of December 1970 several coal burning

facilities were converted to fuel oil operations; several

quarters have had new natural gas heating systems in-

stalled; open-pit burning was discontinued as of Oc-

tober 1970, in coordination with state officials; refuse

disposal is accomplished by operation of sanitary land-

fills. Further, a project to install air pollution control

cyclone collectors in the central heating plant has been

approved by higher headquarters and as funds are

provided should be installed in the foreseeable future.

25 JUL 1972

Mr. Samuel M. Murphy

Kentucky Air Pollution Control Commission

Department of the Army policy prohibits installation

commanders from applying for permits from state or

local pollution regulatory authorities. Consequently,

this depot must decline your request to submit the per-

mit application forms. Although we are not allowed

to submit these forms, please understand that this

depot will cooperate in every possible way to control

and to eliminate pollution hazards. In this regard,

representatives from state and local environmental

polluiion control agencies may visit our facilities, may

examine operating records and may conduct tests pro-

vided security restrictions are met and the visitors are

accompanied by applicable representatives designated

45

by Headquarters, US Army Materiel Command, Wash-

ington, DC.

Sincerely yours,

/s/ E. S. Goepper

E. S. GOEPPER

COL, QMC

Commanding Officer

Copy furnished:

AMCIS-MD, Washington, DC

June 1, 1972

Col Edwin S. Goepper

Commanding Officer

Lexington Blue Grass Depot

Lexington, Kentucky 40507

Dear Col Goepper:

I wish to call to your attention the Clean Air Act,

December 1970, Section 118, “Control of Pollution

from Federal] Facilities’ The first sentence of this

section states —

“Each department, agency, and instrumentality

of the executive, legislative, and judicial branches

of the Federal Government (1) having jurisdic-

tion over any property or facility, or (2) engaged

in any activity resulting, or which may result, in

the discharge of air pollutants, shall comply with Fed-

eral, State, interstate, and local requirements re-

specting control and abatement of air pollution to

46

the same extent that any person is subject to such

requirements.”

(U.S. Government Printing Office: 1971 0.413 241,

P. 27)

To inform you of the requirements in Kentucky,

I am enclosing a copy of KAPCC Regulations AP-l

through AP-10 and a set of permit application forms

with instructions.

You will note in AP-1, Section 5 that it is a re-

quirement of the Kentucky Air Pollution Control

Commission that any one who constructs or operates

an air contaminant sonrce in the State must have a

permit. The Commission’s policy is to issue one per-

mit to cover all source emissions of a facility. There-

fore all emission sources should be indicated on the

application and include a description of the controls

currently in use or proposed to achieve compliance

with the regulations.

In order that a permit be issued it 1s necessary to

include a time schedule showing when compliance will

be accomplished for those sources not yet controlled.

Col. Edwin S. Goepper

Page Two

June 1, 1972

Among the sources that should be included in the

permit application are incinerators, indirect heat ex-

changers and any process operations, such as stone

crushing and hot mix asphalt plants.

In view of the above yeu are requested to submit

47

an application with all pertinent data on or before

August 31, 1972.

If you have any questions, feel free to contact this

office.

Sincerely,

/s/ Samuel M. Murphy

Engineering Program

SMM.ce

Enclosures

DEPARTMENT OF THE ARMY

HEADQUARTERS 101ST AIRBORNE

DIVISION (AIRMOBILE) AND

FORT CAMPBELL

FORT CAMPBELL, KENTUCKY 42223

AJCEN

15 August 1972

AUG 17 Rec'd

Kentucky Air Pollution Control Commission

275 East Main Street

Frankfort, Kentucky 40601

Attention: Mr. Samuel M. Murphy

Gentlemen:

Reference is made to your letter dated 1 June 1972

concerning the submittal of an application for a permit

for operation of heating plants.

48

Although current Department of the Army regu-

lations do not allow us to apply for such a permit we

do wish to cooperate in every way possible with your

office. Accordingly, enclosed is pertinent information

on our heating plants which appear to be covered by

your regulations. Please advise if any further infor-

mation is desired.

Sincerely yours,

/s/ Robert Anderson

ROBERT ANDERSON

Acting Facilities Engineer

1 Incl

June 1, 1972

Commanding Officer, U.S. Army

Defense Military Function

Fort Campbell, Kentucky 42223

Dear Sir:

I wish to call to your attention the Clean Air Act,

December 1970, Section 118, “Control of Pollution

from Federal Facilities.” The first sentence of this

section states—

“Each department, agency and _ instrumentality

of the executive, legislative, and judicial branches

of the Federal Government (1) having jurisdic-

tion over any property or facility, or (2) engaged

in any activity resulting, or which may result, in

49

the discharge of air pollutants, shall comply with

Federal, State, interstate, and local requirements

respecting control and abatement of air pollution

to the same extent that any person is subject to

such requirements.”

(U.S. Government Printing Office: 1971 0-413-

241, P. 27)

To inform you of the requirements in Kentucky,

I am enclosing a copy of KAPCC Regulations AP-1

through AP 10 and a set of permit application forms

with instructions.

You will note in AP-1, Section 5 that it is a re-

quirement of the Kentucky Air Pollution Control

Commission that amy one who constructs or operates

an air contaminant source in the State must have a

permit. The Commission’s policy is to issue one per-

mit to cover all source emissions of a facility. There-

fore all emission sources should be indicated on the

application and include a description of the controls

currently in use or proposed to achieve compliance

with the regulations.

In order that a permit be issued it is necéssary to

include a time schedule showing when compliance will

be accomplished for those sources not yet controlled.

Commanding Officer, U.S. Army

Page Two

June 1, 1972

Among the sources that should be imeluded in the

permit application are incinerators, indirect heat ex-

50

changers and any process operations, such as stone

crushing and hot mix asphalt plants.

In view of the above you are requested to submit

.m application with all pertinent data on or before

\ugust 31, 1972.

If you have any questions, feel free to contact this

office.

Sincerely,

/s/ Samuel M. Murphy

Engineering Program

SMM :ce

i¢nclosures

KENTUCKY

AIR POLLUTION CONTROL COMMISSION

275 EAST MAIN STREET

FRANKFORT, KENTUCKY 40601

IF. E, Gartrell, Dr. P. H.

Research and Development

Tennessee Valley Authority

Chattanooga, Tennessee 37401

Dear Dr. Gartrell:

This is to acknowledge your letter of August 14,

1972, concerning TVA’s policy regarding the securing

of state air pollution control permits and compliance

with applicable sulfur dioxide emission standards.

It is regrettable that TVA at this late date main-

tains an official policy of ignoring state legal environ-

mental requirements in light of what is, in our view,

51

explicit language in the Clean Air Act (As Amended )

and Executive Order 11507 issued by President Nixon

on February 4, 1970. We are aware that Alabama ;

recent action to force TVA is comply with similar re-

quirements in that state, and discussions are presently

being held with our Attorney General’s Office to de-

termine whether or not Kentucky may follow a simil:.r

course.

Regarding your request for an extension of tle

regulatory deadline for submittal of an acceptable

sulfur dioxide control strategy, on or before January

1, 1973, we will be im a better position to answer your

request following a review of your proposed strategy

as to its adequacy and enforceability. The Commi<-

sion meets next on October 17, 1972, if possible, we

will attempt to make this an Agenda item and reac!

a definite position at that time.

The question of liability for proper coal refuse

disposal im compliance with Commission regulation-,

appears to be as you state with the Peabody Coal Com-

pany. However, this question is being referred to our

attorneys for further review. If any diversion with

your position is identified, that will be brought to your

attemtion.

Sincerely yours,

/s/ Frank P. Partee

Frank P. Partee, Director

Kentucky Air Pollution Contro!

Commission

FPP :as

Enclosure

52

TENNESSEE VALLEY AUTHORITY

CHATTANOOGA, TENNESSEE 37401

August 14, 1972

Mr. Frank Partee, Director

Kentucky Air Pollution Control Commission

275 East Main Street

Frankfort,Kentucky 40601

Dear Mr. Partee:

With regard to the air contaminant source permit ap-

plication forms that your staff sent us on July 13,

1972, it is our view that TVA, as a Federal agency, is

not required to secure state permits in order to con-

tinue carrying out its operations and functions under

the TVA Act, and it would accordingly not be ap-

propriate for it to apply for permits. We are, however,

anxious to cooperate with the State of Kentucky in

the attainment of its declared air quality goals. We

are therefore pleased to supply you with the same

emission data and other information for TVA’s Para-

dise and Shawnee power plants which your permit

application forms are designed to elicit from appli-

cants who are required to secure permits in order to

continue their operations. For your convenience in

utilizing the information we are supplying it on the

APC permit forms even though, as indicated above,

by using such forms we are not thereby applying for

the issuance of permits. I shall be glad to answer any

questions you may have concerning this position.

TVA is currently studying and evaluating possible

53

alternative control measures which we might apply at

those TVA operations in Kentucky where emissions

now exceed the emission standards contained in the

Kentucky air pollution control regulations. We antici-

pate completing our plans and schedules for controll-

ing particulate emissions by October 9, 1972. We will

supply you with the copies thereof which we will be

glad to discuss if you so desire.

On the other hand, meeting Kentucky’s standards with

respect to sulfur dioxide emissions presents a more dif-

ficult problem. As you know, proven technology is

not available to provide effective sulfur dioxide con-

trols for large power plants and supplies of low sul-

fur fuels are presently not available to TVA in ade-

quate ~ quantities. The Environmental Protection

Agency has recognized this state of affairs in the May

31, 1972, Federal Register. Although TVA is in the pro-

cess of locating sources of low sulfur coal and will

continue to carry out its extensive research program

on the removal of sulfur dioxide from stack gases, it

will be unable to submit a meaningful emission control

plan for sulfur dioxide by January 1, 1973. As a con-

sequence, TVA intends to submit an alternate control

strategy to meet Kentucky’s ambient air quality stand-

ards for sulfur dioxide. Such an alternate control

strategy will be submitted by a date which will allow

a reasonable time for the Commission to review the

strategy and make recommendations and for TVA to

make any necessary modifications before January 1,

1973. Although the details of our strategy are not yet

available, we are enclosing a plan of the proposed

ambient air quality monitoring which will be used to

54

demonstrate that our strategy will achieve and main-

tain the applicable ambient air quality standards.

Should the Commission be unable to approve TVA’s

strategy before January 1, we hereby respectfully re-

quest an extension of the January 1 deadline until

such time as TVA is able to satisfy the Commission

with an acceptable alternate control strategy. Please

advise us promptly if such an extension would be

granted, as this information is essential in order for:

us to determine whether we must seek an exception

from the Kentucky Standards pursuant to the Federal

Clean Air Act.

TVA owns the mineral rights to several coal mines in

Kentucky; however, only the Camp _ Breckenridge

property in Union County is presently being mined.

Since this mining is conducted by the Peabody Coal

Company pursuant to the terms of a standard type

coal lease which provides for a royalty to TVA based

on tonnage mined, it is our view that Peabody is re-

sponsible for reporting any coal refuse piles. There-

fore, no coal refuse information is supplied herein.

If we can help in any way by providing additional in-

formation at this time on our operations in Kentucky,

either in written form or in conferences with you or

menibers of your staff, please let us know.

Sincerely yours,

/s/F. E.- Gartrell

F. FE. Gartrell, Dr. P. H.

Director of Environmental

Research and Development

Enclosures

55

“EXHIBIT E”

October 17, 1973, Directive from Jack E. Ravan, Ad-

ministrator, Region IV, Environmental Protection

Agency.

ROUTING AND TRANSMITTAL SLIP

1 TO (Name, office symbol or location)

MR. FRANK P. PARTEE

REMARKS

The attached letter has been set to Command

Levels and Key Environmental Officials with the

various Federal installations and agencies within

this Region.

If you have any questions, please contact Mr. A,

G. Linton as indicated in the letter.

/s/ Gene B. Welsh

Gene B. Welsh

Director

Air and Water Programs

Division

Do NOT use this form as a RECORD of approvals,

concurrences, disapprovals, clearances, and_ similar

actions.

FROM (Name, office symbol or location)

EPA, Region IV, Atlanta, Georgia

DATE

10/30/72

PHONE

404-526-3043

OPTIONAL FORM 41 *GPO: 1972 O- 460-910

August 1967

GSA FPMR (41CFR) 100-11 206

ENVIRONMENTAL PROTECTION AGENCY

REGION IV

1421 Peachtree St., N.E., Atlanta, Georgia 30309

October 17, 1972

SUBJECT: Federal Agencies Compliance with Sec-

tion 118 of Clean Air Act and Executive

Order 11507

Dear Sir:

With reference to Section 118 of Clean Air Act, as

amended, Section 21 of the Federal Water Pollution

Control Act, as amended, and Executive Order 11507,

Federal facilities have a responsibility to cooperate

with EPA and state pollution control efforts and pro-

grams. The purpose of this letter is to advise you of

these responsibilities and to recommend a course of

action that will facilitate mutual Federal/State agree-

ment on air and water pollution control compliance

measures.

57

It is clear that Section 118 of the Clean Air Act re-

quires Federal facilities to meet state air quality stand-

ards and emission limitations and to comply with dead-

lines established in the approved state air implementa-

tion plans. As you are aware, there has been consider-

able discussion regarding appropriate procedural me-

chanisms for obtaining Federal agency commitments

to install air pollution abatement equipment and to

make progress reports demonstrating adherence to

periinent standards, emission limitations and compli-

ance schedules. These discussions have also addressed

the extent to which Section 118 requires Federal agen-

cies to comply with state and local procedural require-

ments for reports, permits, registration, inspection

and data.

Our advice on this matter, at this time, is to provide

the data specifically requested by the states so they

may make a determination as to: (1) the facilities

compliance with the approved state air implementa-

tion plans and (2) the abatement action facilities must

take in order to meet implementation plan require-

ments.

We recommend that each Federal facility under your

jurisdiction which has an air pollution discharge should

initiate immediate discussion, if it has not already

been accomplished, with the respective states, regard-

ing development of a compliance schedule as required

by their implementation plan. This compliance sche-

dule should include the standards or emission limita-

tions which must be met, the abatement equipment to

be constructed, corrective measures to be taken, and

58

the timetable for taking these actions in order to meet

established implementation plan deadlines. Your

“gency will be obligated under the compliance schedule

to conduct monitoring and to keep operating records.

\Vhenever a state makes a reasonable and specific re-

(uest to review operating records, we recommend that

your agency adopt an open-door policy by providing

ihe requested data. We do not, however, encourage

the submission of continuous reporting of routine

operating data except on an “as needed” basis.

if a state uses a registration procedure to obtain dis-

charge information, Federal facilities should file regi-

tration forms. However, we do not believe that Fed-

eral agencies are required to apply for state operating

permits or to regiser their discharge or emission if

the registration process is in effect a permit applica-

tion that will lead automatically to issurance of a state

permit or license. The registration and other needed

data should voluntarily be provided to the states by

your agency. Our aim is to encourage Federal agen-

cies to provide the states with all the information re-

quired to assess compliance of pollution sources with

standards, emission and discharge limitations and the

needs for additional abatement measures.

With respect to reporting of waste water treatment

operations, we would like to make the same distine-

tion as described above in regard to data needed to

determine if the facility is required to install addition-

al abatement equipment or take other abatement mea-

sures as compared to routine operating data. If a state

59

or EPA has reasons to believe that a waste water trea!

ment facility is not adequate to meet water qualit y

standards or is not being operated effectively, a speci :

fic request for information will be made. The facilit\

should then provide, for a designated period of tim-.

operating or monitoring data needed to complete th:

particuiar study and develop recommendations for a!.

ditional remedial action.

We hope this advice and guidance will be benefici:.!

to Federal facilities and aid them to respond to tlhe

immediate requirements of the Clean Air Act, as amen:-

ed, and the Federal Water Pollution Control Act, is

amended. If you should have any comments or que-

tions regarding this subject matter, please contact Mr.

Arthur G. Linton, Chief, Federal Activities Office.

(telephone number 404-526-5253).

Sincerely yours,

/s/ Jack E. Ravan

Jack E. Ravan

Regional Administrator

60

Filed Jan. 18, 1973

[Title Omitted in Printing]

MOTION

1. Pursuant to the laws of the Commonwealth of

Virginia, the Virginia Air Pollution Control Board,

an agency of the Commonwealth, is charged with the

duty of abating, controlling and prohibiting air pollu-

tion throughout the Commonwealth. In the execution

of its du.y, the Virginia Air Pollution Control Board

has promulgated rules and regulations which, unlike

those of the Commonwealth of Kentucky, require the

issuance of a permit only for new sources of air pol-

lutants, inciuding modifications of existing sources.

2. Existing sources of emission of air pollutants

of a cer.ain magnitude were to be registered with the

Virginia Air Pollution Control Board and thereafter,

plans for the control of emissions in excess of allow-

able limitations were to be submitted to the Board for

each such existing source.

3. At present, there are within the Common-

wealth of Virginia numerous sources of air pollutants

owned and operated by, or for the benefit of, the

Uni.ed States including, but not limited to, facilities

of the Department of the Navy, the Department of the

Army, the Department of the Air Force and the Gen-

eral Services Administration.

4. At this time, the United States is not believed

to be engaged in any activity in the Commonwealth

which would require the prior issuance of a permit by

61

the Virginia Air Pollution Control Board; however,

the Commonwealth asserts a vital interest in the is-

sues presented by this action and its participation

herein as amicus curiae may be of assistance to the

Court. Therefore, the Commonwealth moves the Court

for leave to appear as amicus curiae and to make such

arguments and tender such briefs as are appropriate.

COMMONWEALTH OF

VIRGINIA

By /s/ Andrew P. Miller

Attorney General

/s/ C. Tabor Cronk

Assistant Attorney General

Andrew P. Miller

Attorney General

C. Tabor Cronk

Assistant Attorney General

Supreme Court Building

1101 East Broad Street

Richmond, Virginia 23219

[Certificate of Service Omitted in Printing]

Rendered — 2-5-73

Entered: 2-5-73

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF KENTUCKY

AT LOUISVILLE

COMMONWEALTH OF KENTUCKY, Ex Rel.

Ed W. Hancock, Attorney General

of Kentucky Plaintiff,

v. CIVIL ACTION

NO. 7480-G

WILLIAM D. RUCKELSHAUS,

Administrator of the

Environmental Protection

Agency, et al., Defenants.

ORDER

Citing its interest in the issues before the Court

sn this case. the Commonwealth of Virginia has, by

its Attorney General, moved the Court to exercise its

discretion to permit the Commonwealth to appear here-

in as amicus curiae.

In consideration of the Commonwealth’s motion,

and deeming ii proper to do so, it is hereby ordered

that the Commonwealth be, and hereby is permitted to

appear as amicus curiae and to make such arguments

and tender such briefs as are appropriate.

Enter this Order this

3th day of February, 1973.

/s/ James F. Gordon

JUDGE

/s/ Barbara D. Spain

Filed March 5. 1973

[Title Omitted in Printing]

MOTION TO DISMISS OR

IN THE ALTERNATIVE

FOR SUMMARY JUDGMENT

Defendants Tennessee Valley Authority Aubr

J. Wagner, Lynn Seeher. J. L. McPherson. and T E

Cavaniss move the Court to dismiss the action = to

them on the grounds that (1) the complaint fails to

state a claim against said defendants upon which relief

can he granted. (2) the action cannot be maintained

by the State Attorney General without the request

and consent of the Kentucky Air Pollution Control

Commission. and (3) the action cannot he maintained

as a class action.

Oot

In the alternative, said defendants move for sum-

mary judgment in their favor on the ground that the

pleadings, together with the affidavit of Lynn Seeber,

hereto annexed as Exhibit 1, show that there is no

genuine issue as to any material fact and that defend-

ants are entitled to judgment as a matter of law.

Said defendants request that this motion be set

for oral hearing at a time convenient to the Court.

Respectfully submitted,

/s/ Robert H. Marquis

General Counsel

Tennessee Valley Authority

Knoxville, Tennessee

/s/ Herbert S. Sanger, Jr.

Associate General Counsel

Beauchamp E. Brogan

Assistant General Counsel

/s/ Justin M. Schwamm

Attorneys for Defendants Ten-

nessee Valley Authority, Aubrey

J. Wagner, Lynn Seeber, J. L.

McPherson, and J. T. Cavaniss

{Certificate of Service Omitted in Printing]

[Title Omitted in Printing]

EXHIBIT 1

AFFIDAVIT OF LYNN SEEBER

STATE OF TENNESSEE

, ss

COUNTY OF KNOX |

Lynn Seeber, being first duly sworn, deposes and

Says:

I am the General Manager of the Tennessee

Valley Authority (TVA) and I have occupied that

position since March 1, 1970. I was graduated from

the University of Tennessee with a B.S. degree in

industrial management in 1949, and a J.D. degree in

1951. While in Law School at the University, I was

Editor-in-Chief of the Tennessee Law Review and

a member of the Order of the Coif. I am licensed to

66

practice law in the State of Tennessee. I was em-

ployed by TVA as an attorney in the Division of Law

from 1952 unl 1967, when I was appointed Director

of the Division of Reservoir Properties. Later in

1967 | returned io the Division of Law as Solicitor.

In 1969 | was appointed Assistant General Manager

and served in that capacity until March 1, 1970, when

] was appointed General Manager.

As General Manager I am the principal TVA

administrative officer and I have responsibility for

the coordination and execution of programs, policies

and decisions adopied or approved by the TVA Board

of Directors. I review proposed TVA actions having

major policy implications. I have personal knowl-

edge of the matters herein set forth.

In August and October 1972, TVA transmitted

to the State of Kentucky information concerning its

Paradise and Shawnee Steam Plants in Kentucky,

the emissions therefrom, and plans and schedules for

reducing and controlling such emissions. The in-

formation was supplied on the permit forms pro-

vided hy the State, but in the letters transmitting the

forms it was made clear that TVA did not consider

itself hound to secure permits, and that TVA was not

thereby applying for the issuance of permits. Copies

of the letters of transmittal are attached hereto as

Exhibits A and B.

By leiter dated November 10, 1972, the Commis-

sion wrote me acknowledging the fact that it had re-

ceived the required emission data and other related

67

information concerning TVA’s Paradise and Shawnee

Plants. This letter requested a formal statement of

TVA’'s position on the permit question by December

8, 1972, for consideration by the Commission at its

December meeting of what further steps it might desire

to take. A copy of this letter is attached hereto as

Exhibit C.

On November 29, 1972, after this action was filed,

the Commission wrote me again stating that the At-

torney General had filed the action, and that such filing

was independent of the Commission. The Commis-

sion expressed regret for such action having been taken

before I had a chance to reply to its November 10,

1972, inquiry. A copy of the November 29 letter is

attached hereto as Exhibit D.

Further information on TVA’s emission control

plans and schedules was submitted to the State on

January 19, 1973. A copy of the transmittal letter is

attached as Exhibit E.

TVA received a letter dated October 17, 1972.

from the Environmental Protection Agency (EPA).

the text of which is identical to the one which the Ken-

tucky Air Pollution Control Commission received from)

EPA and which is attached as Exhibit E to plaintiff’.

complaint. A copy of the letter referred to is attache’!

hereto as Exhibit F. This letter sets forth EPA’.

interpretation of certain requirements of section 11°:

of the Clean Air Act and Executive Order 11507, in-

cluding their application to state permit requirements,

as they affect federal agencies. Thereafter TVA re-

ceived a memorandum dated January 26, 1973, from

William D. Ruckelshaus, Administrator of EPA, in

which he affirmed the view taken in the October 17,

1972, letter, stating, in pertinent part:

It is EPA’s view, expressed last year, that Fed-

eral facilities are not required to apply for State

operating permits.

A copy of the January 26, 1973, memorandum in here-

to attached as Exhibit G. The procedure outlined

by EPA in Exhibits F and G, with the exception of

signing the permit forms as recommended in Exhibit

G, has been followed by TVA in its dealings with the

State of Kentucky concerning TVA’s obligations un-

der section 118 of the Clean Air Act. The Commis-

sion has not at any time informed TVA that the in-

formation submitted by TVA is unsatisfactory or in

any way insufficient to permit the Commission to

assess TVA’s emissions or its control strategies and

compliance schedules. The State of Kentucky has

never informed TVA that it desires verification of the

data submitted to it by TVA. TVA will supply such

verification if the State of Kentucky deems it neces-

sary.

/s/ Lynn Seeber

Lynn Seeber

[Jurat Omitted in Printing]

69

Exhibit A

August 14, 1972

Mr. Frank Partee, Director

Kentucky Air Pollution Control Commission

275 East Main Street

Frankfort, Kentucky 40601

Dear Mr. Partee:

With regard to the air contaminant source permit ap-

plication forms that your staff sent us on July 13,

1972, it is our view that TVA, as a Federal agency, is

not required to secure state permits in order to con-

tinue carrying out its operations and functions under

the TVA Act, and it would accordingly not be ap-

propriate for it to apply for permits. We are, how-

ever, anxious to cooperate with the State of Kentucky

in the attainment of its declared air quality goals. We

are therefore pleased to supply you with the same

emission data and other information for TVA’s Para-

dise and Shawnee power plants which your permit ap-

plication forms are designed to elicit from applicants

who are required to secure permits in order to con-

tinue their operations. For your convenience in utiliz-

ing the information we are supplying it on the APC

permit forms even though, as indicated above, by us-

ing such forms we are not thereby applying for the

issuance of permits. I shall be glad to answer any

questions you may have concerning this position.

TVA is currently studying and evaluating possible al-

ternative control measures which we might apply at

70

those TVA operations in Kentucky where emissions

now exceed the cmission standards contained in the

Kentucky air pollution control regulations. We an-

ticipate completing our plans and schedules for con-

trolling particulate emissions by October 9, 1972. We

wil’ supply you with the copies thereof which we will

be glad to discuss if you so desire.

On the other hand, meeting Kentucky's standards with

respect to sulfur dioxide emissions presents a more

difficult problem. As you know, proven technology is

not available to provide effective sulfur dioxide con-

trois for large power plants and supplies of low sulfur

fuels are presently not available to TVA in adequate

quantities. The Environmental Protection Agency

has recognized this state of affairs in the May 31, 1972,

Federal Kegister. Although TVA is in the process of

locating sources of low sulfur coal and will continue

to carry out its extensive research program on the re-

moval of sulfur dioxide from stack gases, it will be

unable to submit a meaningful emission control plan

for sulfur dioxide by January 1, 1973. As a _ conse-

quence, T\.\ intends to submit an alternate control

strategy io meet Kentucky’s ambient air quality stand-

ards for suifur dioxide. Such an alternate control

strategy will be submitted by a date which will allow a

reasonable time for the Commission to review the

strategy and make recommendations and for TVA to

make any necessary modifications before January 1,

1973. Although the details of our strategy are not

vet available, we are enclosing a plan of the proposed

aibient air quality monitoring which will be used to

71

demonstrate that our strategy will achieve and main-

tain the applicable ambient air quality standards.

Should the Commission be unable to approve TVA’s

strategy before January 1, we hereby respectfully re-

quest an extension of the January 1 deadline until such

time as TVA is able to satisfy the Commission with

an acceptable alternate control strategy. Please ad-

vise us promptly if such an extension would be grant-

ed, as this information is essential in order for us to

determine whether we must seek an exception from

the Kentucky Standards pursuant to the Federal Clean

Air Act.

TVA owns the mineral rights to several coal mines

in Kentucky; however, only the Camp Breckenridge

property in Union County is presenily being used.

Since this mining is conducted by the Peabody Coal

Company pursuant to the terms of a standard type coal

lease which provides for a royalty to TVA based on

tonnage mined, it is our view that Peabody is respon-

sible for reporting any coal refuse piles. Therefore,

no coal refuse information is supplied herein.

If we can help in any way by providing additional

information at this time on our operations in Ken-

tucky, either written form or in conferences with you

or members of your staff, please let us know.

Sincerely yours,

/s/ F. E. Gartrell, Dr. P.H.

Director of Environmental

Research and Development

Enclosures

72

Exhibit B

October 13, 1972

Mr. Frank P. Partee, Technical Director

Kentucky Air Pollution Control Commission

275 East Main Street

Frankfort, Kentucky 40601

Dear Mr. Partee:

As provided for in AP-1, section 11(2), Kentucky Air

Pollution Control Commission Regulations, we are

sending vou TVA’s control plan and schedule for

achieving compliance with particulate emission stand-

ards at TVA’s Paradise and Shawnee Steam Plants.

In reference to your letter of August 31, 1972, we also

regret that TVA and the Air Pollution Control Com-

mission do not agree on whether TVA, as a federal

agency, is obligated to obtain state permits. However,

we sincerely hope that the disagreement of our two

agencies on this legal issue will not stand in the way

of our continued cooperation to achieve the air quality

goals of the Commonwealth of Kentucky. For its part,

T\ \ will continue to comply with the standards of

INentucky’s Air Pollution Control] Commission Regu-

lations and to provide the Commission with all appro-

priate information. In regard to the permit question,

you may be interested in examining a copy of the

papers filed in the case of People v. Stastny, Civ. No.

72-112-WPC (C.D. Cal., July 17, 1972), being sent to

you under separate cover.

73

If you have any questions concerning the control plan

and schedule, please let me know.

Sincerely yours,

/s/ F. E. Gartrell, Dr. P. H.

Director of Environmental

Research and Development

Exhibit C

KENTUCKY

AIR POLLUTION CONTROL COMMISSION

275 East Main Street

FRANKFORT,KENTUCKY 40601

November 10, 1972

Mr. Lynn Seeber

General Manager

Tennessee Valley Authority

411 New Sprankle Building

Knoxville, Tennessee 37902

Dear Mr. Seeber:

On July 13, 1972, the Commission forwarded to Dr.

Larry Montgomery, Air Quality Branch, TVA, Mussel

Shoals, Alabama a standard form for a permit to operate

an air contaminant source in Kentucky. (Shawnee

Power Plant, Paradise Power Plant). On August 14,

1972, a response was received which gave the required

emission data and other related information, but con-

tained remarks stating TVA “is not required to secure

74

state permits” and is “not thereby applying for the

issuance of permits.”

Accordingly, at its October 17, 1972, meeting the Com-

mission moved to do two things: (1) to appeal to your

office as the highest icentifiable federal authority di-

rectly responsible for the named facility’s operation and

solicit your cooperation, and (2) to request advice from

Mr. Wiliam E. Ruckelshaus, Administrator, U.S. En-

vironmen.al Protection as to his agency’s intent on

achieving compliance by federal facilities with appli-

cable state air pollution regulations.

You are probably aware that Section 110 of the Clean

Air Act (42 U.S.C. 1857 et seq) requires all states to

develop an implementation plan to attain and maintain

national goals for air quality. The plans are anchored

in the premise of eliminating air pollution at its source

through the imposition of discharge limits. Definite

timeframes were imposed by Congress in the Act to

complete source control programs. In Kentucky, the

legal mechanism for accomplishing these actions is

through the issuance of permits to construct and to

operate air pollution sources, which permits embody,

the time schedule required to bring each source into

compliance. Section 118 of the Clean Air Act states

clearly that:

Mr. Lynn Seeber

Page Two

November 10, 1972

“Each department, agency, and instrumentality of

the executive, legislative and judicial branches of

75

the Federal Government (1) having jurisdiction

over any property or facility, or (2) engaged in

any activity resulting, or which may result, in the

discharge of air pollutants, shall comply with Fed-

eral, State, interstate and local requirements re-

specting control and abatement of air pollution to

the same extent that any person is subject to such

requirements.”

Some questions seem to arise as to what was intended

by the word “requirements.” We maintain it relates

not only to the substantive discharge limits, but to ordi-

nary administrative requirements as well, including the

application for and obtaining of a state permit to operate

your facility

The Alabama Air Pollution Control Commission re-

cently filed a complaint in the U.S. District Court, Ala-

bama Northern District, to force compliance by federal

facilities in that state with their permit requirements.

The outcome of that action will undoubtedly clarify

what federal facilities must do to comply with all State

Implementation Plans. Before our Commission would

join in such precipitious action, we would hope that all

agencies such as yours would cooperate in a spirit of

federa] leadership as directed by President Nixon in

his Executive Order No. 11507, issued February 4, 1970.

You might be interested to know that some federal

agencies in Kentucky have accepted state permits. <A

consistent federal response is necessary. Certainly that

response should be no less than that expected from sim-

ilar non-federa] facilities in the Commonwealth.

We are returning the first two sheets of the application

76

form for completion of Items 6 and 12. Your full coop-

eration is earnestly solicited. We would appreciate re-

ceiving your response no later than Friday, December

8, 1972, so that the Commission can consider what fur-

ther action it may desire to take at its December

meeting.

Sincerely yours,

/s/ Frank P. Partee, Director

FPP /ce Frank P. Partee, Director

Exhibit D

COMMONWEALTH OF KENTUCKY

DEPARTMENT OF HEALTH

Frankfort

Wendell H. Ford William P. McElwain, M.D.

Governor Commissioner

November 29, 1972

Mr. Lynn Seeber

General Manager

Tennessee Valley Authority

411 New Sprankle Building

Knoxville, Tennessee 37902

Dear Mr. Seeber:

Since writing to you on November 10, 1972, con-

cerning lack of compliance by federally owned facili-

ties with Kentucky air pollution control requirements,

the Attorney General here filed a complaint in the

77

United States District Court for the Western District

of Kentucky (Louisville) on the same question.

This action was taken independent of the Com-

mission, and the decision of whether or not to pursue

a formal legal action on this matter is now obviously

out of our hands. I regret that such action has been

taken before the benefit of your response to our earlier

inquiry.

Sincerely yours,

/s/ William P. McElwain

William P. McElwain, M.D.

Chairman

Kentucky Air Pollution

Control Commission

Exhibit E

January 19, 1973

Mr. Frank P. Partee, Director

Division of Air Pollution

Department of Natural Resources and

Environmental Protection

275 East Main Street

Frankfort, Kentucky 40601

Dear Mr. Partee:

As provided for in APC-1, Section 1(1)(b) of the

Kentucky Air Pollution Control Regulations, we are

sending you TVA’s proposed alternate sulfur dioxide

control strategies for the Paradise and Shawnee power

78

plants and request your approval thereof. As explained

in the statements, also enclosed, there are no feasible

means for TVA to meet Kentucky's sulfur dioxide

emission standard, which will be applicable for these

two plants if the proposed alternate control strategies

are not approved. However, such standard is not nec-

essary to meet the sulfur dioxide ambient standards

that have been established to fully protect public

health and welfare from any known or anticipated

effect of sulfur dioxide. Neither is the emission stand-

ard necessary to meet the requirements of the Clean

Air Act for existing installations.

On October 13, 1972, TVA forwarded to you a control

plan and schedule for achieving compliance with par-

ticulate emission standards at Paradise and Shawnee

power plants. Since that time we have developed more

detailed plans and schedules for achieving compliance

with the particulate emission standards and _ these

plans are also enclosed.

While all of the control plans and schedules reflect

the best engineering decisions which can be made at

the present time, better solutions for meeting the air

qualiiy standards may be devised in the future with

additional engineering work. We will, of course no-

tify you promptly of any intended changes. In addi-

tion, nothing contained in the plans should be con-

strued as a waiver of any right to pursue any alterna-

tive which may be open to TVA under the Clean Air

Act or any other applicable law.

If we can help in any way by providing additional

79

information, either in written form or in conferences

with you or members of your staff, please let me know.

Sincerely yours,

/s/ F. E. Gartrell, Dr. P.H.

Director of Environmental

Planning

Enclosures Exhibit F

ENVIRONMENTAL PROTECTION AGENCY

REGION IV

1421 Peachtree St., N.E., Atlanta, Georgia . .309

October 17, 1972

Dr. F. E. Gartrell

Director of Environmental Research and Development

Tennessee Valley Authority

720 Edney Building

Chattanooga, Tennessee 37401

SUBJECT: Federal Agencies Compliance with Sec-

tion 118 of Clean Air Act and

Executive Order 11507

Dear Sir:

With reference to Section 118 of Clean Air Act, as

amenled, Section 21 of the Federal Water Pollution

Control Act, as amended, and Executive Order 11507,

Federal facilities have a responsibility to cooperate

with EPA and state pollution contro] efforts and pro-

grams. The purpose of this letter is to advise you of

80

these responsibilities and to recommend a course of

action that will facilitate mutual Federal /State agree-

ment on air and water pollution control compliance

measures.

It is clear that Section 118 of the Clean Air Act re-

quires Federal facilities to meet state air quality

standards and emission limitations and to comply

with deadlines established in the approved state air

implementation plans. As you are aware, there has

been considerable discussion regarding appropriate

procedural mechanisms for obtaining Federal agency

commitments to install air pollution abatement equip-

ment and to make progress reports demonstrating ad-

herence to pertinent standards, emission limitations

and compliance schedules. These discussions have

also addressed the extent to which Section 118 re-

quires Federal agencies to comply with state and local

procedural requirements for reports, permits, regis-

tration, inspection and data.

Our advice on this matter, at this time, is to provide

the data specifically requested by the states with the

approved state air implementation plans and (2) the

abatement action facilities must take in order to meet

implementation plan requirements.

We recommend that each Federal facility under your

jurisdiction which has an air pollution discharge

should initiate immediate discussion, if it has not al-

ready been accomplished, with the respective states,

regarding development of a compliance schedule as

required by their implementation plan. This compli-

BEST COPY AVAILABLE

8}

ance schedule should include the standards or emis-

sion limitations which must be met, the abatement

equipment to be constructed, corrective measures to

be taken, and the timetable for taking these actions

in order to meet established implementation plan

deadlines. Your agency will be obligated under the

compliance schedule to conduct monitoring and to

keep operating records. Whenever a state makes a

reasonable and specific request to review operating

records, we recommend that your agency adopt an

open-door policy by providing the requested data. We

do not, however, encourage the submission of contin-

uous reporting of routine operating data except on an

“as needed” basis.

If a state uses a registration procedure to obtain dis-

charge information, Federal facilities should file regis-

tration forms. However, we do not believe that Fed-

eral agencies are required to apply for state operating

perniits or to register their discharge or emission if

the registration process is in effect a permit applica-

tion that will lead automatically to issuance of a state

permit or license. The registration and other needed

data should voluntarily be provided to the states by

your agency. Our aim is to encourage Federal agen-

cies to provide the states with all the information re-

quired to assess compliance of pollution sources with

siandards, emission and discharge limitations and the

needs for additional abatement measures.

With respect to reporting of waste water treatment

operations, we would like to make the same distinc-

tion as described above in regard to data needed to

8&2

determine if the facility is required to install addi-

tional abatement equipment or take other abatement

measures as compared to routine operating data. If

a state or EPA has reasons to believe that a waste

water treatment facility is not adequate to meet water

quality standards or is not being operated effectively,

a specific request for information will be made. The

facility should then provide, for a designated period

of time, operating or monitoring data needed to com-

plete that particular study and develop recommenda-

tions for additional remedial action.

We hope this advice and guidance will be beneficial

to Federal facilities and aid them to respond to the im-

mediate requirements of the Clean Air Act, as amend-

ed, and the Federal Water Pollution Control Act, as

amended. If you should have any comments or ques-

tions regarding this subject matter, please contact Mr.

Arthur G. Linton Chief, Federal Activities Office,

(telephone number 404-526-5253).

Sincerely yours,

/s/ Jack E. Ravan

Jack E. Ravan

Regional Administrator

83

ENVIRONMENTAL PROTECTION AGENCY

WASHINGTON, D.C. 20460

JAN 26, 1973

Exhibit G

MEMORANDUM FOR THE HEADS OF

DEPARTMENTS AND AGENCIES

SUBJECT: Federal Facility Compliance with Fed-

eral, State and Local Air Quality Stand-

ards and Emission Limitations

I am requesting your assistance on a matter of

considerable urgency relating to implementation of

the Clean Air Act and Executive Order 11507. The

Federal government should be in a position to report

to the President by October 1, 1973 (see attached

Schedule of Events), that all Federal facilities covered

by Federal, State or local air quality standards and

emission limitations are either in compliance or that

corrective action is proceeding in accordance with an

approved compliance schedule. Further, we _ should

also be in a position to determine that funds to initiate

construction of the necessary pollution prevention and

abatement projects have been requested in prior years

or will be requsted in the FY 1975 budget or as soon

as possible thereafter. Planning should be underway,

or should commence immediately, in order to meet

the FY 1975 budget deadlines. To achieve this neces-

sary goal, may I request your assistance in accomplish-

ing the following:

1. Notify your facilities to contact immediately

84

the appropriate State air pollution control

agency in order to provide that agency with

sufficient data to allow it to make a determina-

tion of facility and source compliance or non-

compliance. I realize that in many cases this

action is already complete or underway. I be-

lieve, however, that an additional initiative is

needed to ensure 100% completion of the fol-

lowing actions in a timely manner:

For sources not in compliance, a compli-

ance schedule should be negotiated with

the State. EPA Regional Administrators

will assist in resolving difficulties should

they arise.

It is EPA’s view, expressed last year, that

Federal facilities are not required to apply

for State operating permits. However, if

a State’s compliance schedule process is

based on a permit system, I would ask that

your facilities provide the State with the

required information on its registration

form. TI believe the form should be signed

to verify the data, but with an appropriate

disclaimer to make it clear that the facili-

ty is not applying for a permit. (If you

have instructed your facilities to apply for

a State permit, the disclaimer would, of

course, be unnecessary.) As you know,

there are several court cases now underway

to determine the legality of State permits

for Federal facilities. I believe that while

85

the courts resolve this issue the Federal

government should proceed with great

urgency to ensure that every source in vio-

lation of air quality standards and emission

limitations is covered by an approved com-

pliance schedule and that resources and

funds are marshalled in order to adhere to

these schedules

2. A listing, by State, of those facilities or air pol-

lutant sources which are not in compliance and

have not been covered by a State approved

schedule as of December 31, 1972.

3. A. listing, by State, of those facilities or air

pollutant sources that have been determined by

the States to be in compliance as of March 31,

1973.

4. A listing, by State, of those facilities or air pol-

lutant sources that will be covered by a State

approved compliance schedule as of March 31,

1973.

May I request that you provide listings 3 and 4

cited above to my Office of Federal Activities by March

31, 1973, and listing 2 to the same office by February

15, 1973. I further request that you notify your fa-

cilities as soon as possible on the urgency of cooperat-

ing with the States and EPA in arriving at approved

compliance schedules.

To keep informed all participants involved in de-

veloping approved compliance schedules for Federal

facilities,

Filed March 16, 1973

[Title Omitted in Printing]

MOTION TO DISMISS

Defendants William D. Ruckelshaus, Admini-

strator, Environmental Protection Agency; Jack E,.

Ravan, Administrator, Region IV; Environmental

Protection Agency; Environmental Protection Agen-

cy: General Creighton Abrams, Chief of Staff, United

States Army; Robert F. Froehlke, Secretary, Depart-

ment of the Army; Major General W. R. Dosbory,

Commanding General, United States Army Armor

Center and Fort Knox; Major General John Cushman,

Commanding General; Colonel Ernest A. Vuley, Jr.,

Commanding Officer; Department of the Army; James

87

R. Schlesinger, Chairman, Board of Directors, Atomic

Energy Commission; Robert FE. Hollingsworth,

General Manager, Atomic Energy Commission; B.

W. Stiller, Manager, Paducah Gaseous Diffusion

Plant, Atomic Energy Commission; Union Carbide

Corporation; and Atomic Energy Commission move

this Court, pursuant to Rule 12(b) of the Federal

Rules of Civil Procedures, to dismiss the Complaint

filed herein for lack of jurisdiction over the defend-

ants and over the subject matter of the suit, and for

failure to state a claim upon which relief can be granted.

WHEREFORE, the above-named Defendants re-

quest this Court to Dismiss the Compiaint filed by

Plaintiff.

The defendants request that this motion be set

for oral argument at a time convenient to the court.

Respectfully submitted,

KENT FRIZZELL

Assistant Attorney General

Land and Natural Resources

Division

MARTIN GREEN

Chief, Pollution Control Section

By: /s/ George J. Long

GEORGE J. LONG

United States Attorney

JAMES A. GLASGOW

Attorney, Department of

Justice

Washington, D. C. 20530

202-739-2808

Attorneys for Defendants

Attachments:

EXHIBIT NO.

EXHIBIT NO.

EXHIBIT NO.

EXHIBIT NO.

EXHIBIT NO.

EXHIBIT NO.

OW & WA

[Certificate of Service Omitted in Printing]

[Title Omitted in Printing]

Exhibits 1 - 6

AFFIDAVIT OF ROBERT J. HART

Before me, Charles C. McNabb, Jr., as Notary

Public in and for the State of Tennessee, County of

Anderson, appeared Robert J. Hart, with whom I am

personally acquainted, and who being duly sworn

made affidavit as follows:

1. That he is Robert J. Hart, whose place of resi-

dence is 120 Newell Lane, Oak Ridge, Tennessee; that

he is an employee of the Atomic Energy Commission,

an agency of the United States of America; that his

official position with the Atomic Energy Commission

is Manager, Oak Ridge Operations Office; that the

Paducah Gaseous Diffusion Plant, referred to in the

90

suit designated as Civil Action No. 7480-G, filed by

the Commonwealth of Kentucky against the United

Sta.es Atomic Energy Commission, in the Federal

District Court at Louisville, Kentucky, is a facility

owned by the United States of America as represented

by the Atomic Energy Commission and under his

management, control and jurisdiction; and that he is

the Contracting Officer for the Government of the

cost-type contract between Union Carbide Corpora-

tion and the United Siates of America, as represented

by the Atomic Energy Commission (hereinafter re-

ferred to as AEC), under which Union Carbode Corpo-

ration manages, operates and maintains said facility

for the AEC and in accordance with the directions and

instruction of the AEC. Certified true copies of Modi-

fication No. 45 and No. 46 to Contract No. W-7405-

Eng-26 between the United States and Union Carbide

Corporation are attached as a part of this affidavit.

Modification No. 45 is the latest complete rewrite and

updating of the basic contract and prior modifications,

and Modification No. 46 extends the contract term

through June 30, 1973.

2. That the Paducah Gaseous Diffusion facilities

include more than 100 buildings, including four major

gaseous diffusion production buildings, two other

major manufacturing buildings and associated build-

ings for, among other things, plant operation and con-

trol, plant shop and maintenance service, medical and

dispensary services, plant heating and administration.

The facilities are located on a tract of Government-

owned land comprising some 3,670 acres. The Com-

91

mission’s investment for plant and equipment in these

facilities is in excess of $795,000,000. The cost of

operating and maintaining these facilities for the cur-

rent fiscal year ending June 30, 1973, is estimated to

be in excess of $95,000,000. This sum does not include

the cost of feed materials for operation of the gaseous

diffusion plants. Employed at the facility by Union

Carbide Corporation are approximately 1,250 persons

whose work and services are required for safe and ef-

ficient management and operation. AEC employces,

as members of my staff, are physically stationed at the

site for da,-to day surveillance of the operation for the

AEC and general contract administration and program

direction.

3. The purpose of the facility is the enrichment

of uranium in the uranium isotope U-235. This in-

volves the large-scale separation of the isotope U-235

from a chemical compound of uranium (in gascous

form) by the process of gaseous diffusion through

porous barriers. These barriers must contain billions

of holes smaller than two-millionths of an inch, with-

stand a pressure head of at least 15 pounds per square

inch, and cannot be permitted to become enlarged or

plugged up as a result of corrosion or rust coming

from elsewhere in the system or as a result of the

cooling of the gas and its reversion to a solid state.

The separation process involves several thousand stages

in each of which a portion of the gas-uranium }xa-

fluoride (UF*® — diffuses through the porous barriers

and is enriched in U-235.

4. This process requires a continuous and une

92

interrupted supply of electrical and other energy

sources, controlled conditions of ventilation, tempera-

ture and humidity and a continuous and uninterrupted

supply of materials. It involves in each of the several

interconnected plants many miles of piping, many

thousands of pumps and motors, and vast numbers of

intricate electrical and electronic mechanisms to en-

sure proper operation. Electrical energy demand for

the Paducah facility at present is some 16000 mega-

watts of which some 1000 megawatts is supplied by

the Tennessee Valley Authority and some 600 mega-

watts by Electric Energy, Inc. The process system

must be maintained under a negative atmospheric

pressure. It must also be maintained as leakproof as

possible to prevent decomposition of the circulating

gas and damage to the operating equipment. The pro-

cess once initiated must continue on a_ twenty-four-

hour-per-day, seven-day-per-week basis since, among

other things, the gas if permitted to lose temperature

and cool in the system would revert to a solid state

plugging and destroying the production process sys-

tem. This is, of course, a very brief and simple statement

of a very large and complex process operation.

5. The Paducah Gaseous Diffusion facility is a

production facility of the United States as that term

is defined in the Atomic Energy of 1954, and is one

of only three such facilities owned by the United

States and operated to supply the national need for

enriched uranium. The other two such facilities are

located one at Oak Ridge, Tennessee, and the other

near Portsmouth, Ohio. All three facilities are under

93

the Oak Ridge Operations Office of AEC. The three

gaseous diffusion facilities, while identical in many

respects, are operated as a complex with each perform-

ing its portion or part of the overall process of producing

the final product of enriched uranium materials to meet

the needs of the United States for such product for national

defense and peaceful uses of atomic energy such as fuel for

nuclear power plants, medical uses, etc., and to meet the

Nation’s commitments to the “free world” nations for

such material. Assuming continuous operation of the

three at maximum capability and in the most efficient man-

ner, the ability of the complex to meet the above needs is

limited to only a short time period in the future. Thus,

any disruption or slowdown of the process at any of these

plants and reduction of the product produced would be a

matter of serious national consequence.

Further affiant sayeth not.

/s/ Robert J. Hart

Robert J. Hart

Manager

94

Oak Ridge Operations Office

United States Atomic Energy

Commission

[Jurat Omitted in Printing]

Attachments:

1. Modification No. 46 to UCC

Contract No. W-7405-FEng-26

2. Modification No. 46 to UCC

Contract No. W-7405-Eng-26

STATE OF TENNESSEE

COUNTY OF ANDERSON (

AFFIDAVIT OF JEROME F. WING

Before me, Charles C. McNabb, Jr., a Notary

Public in and for the State of Tennessee, County of

Anderson, appeared Jerome F. Wing, with whom I

am personally acquainted, and who being duly sworn

niade affidavit as tollows:

1. That he is Jerome F. Wing, whose place of resi-

95

dence is 714 Florida Avenue, Oak Ridge, Tennessee; that

he is an employee of the Atomic Energy Commission,

an agency of the United States of America; and that

his official position with the Atomic Energy Commission

at Oak Ridge, Tennessee (hereinafter referred to as

AEC) is Chief, Environmerta] Protection Branch of the

Safety and Environmental Control Division, Oak Ridge

Operations Office, AEC.

2. That the Government-owned gaseous diffusion

facility near Paducah, Kentucky, is one of the produc-

tion facilities operated by the AEC and under the juris-

diction of the Oak Ridge Operations Office; that he is

familiar with such facility and the duties and responsi-

bilities of his office encompass the over-all evaluation and

appraisal of the operation of the facility from an environ-

mental standpoint.

3. That the AEC is in full accord with the program

at both the State and national level to abate air and water

pollutants; that AEC, Oak Ridge Operations Office,

directly and through Union Carbide Corporation, the

management and operating contractor at the Paducah

gaseous diffusion facility, has an affirmative program

and a competent professional staff to oversee, monitor

and assure compliance with applicable air and effluent

emission standards, including the air emission standards

of the State of Kentucky, approved by the Environmental

Protection Agency; and that AEC’s and Union Carbide

Corporation’s professional environmental personnel have

for a number of years had and maintained what was

believed to be a cordial and cooperative working relation-

ship with the State of Kentucky’s professional environ-

96

mental personnel regarding both air and effluent emis-

sion sources at the AEC’s Paducah facility.

4. That in 1968 the State transmitted to the operat-

ing contractor its forms for “Registration of Air Conta-

minant Sources” and by letter of July 3, 1968, to the

State, AEC as a matter of comity and cooperation and

using the State’s forms identified the Paducah plant emis-

sion sources and supplied the State with the emission

data from such sources, and invited the State Air Pollution

Control Commission representatives to visit the site for

further discussion and inspection of the plant operation.

5. On June 19, 1970, form APC-57, Registration of

Air Contaminant Sources, was received from the Kentucky

Air Pollution Control Commission relative to the Paducah

gaseous diffusion facility and such form was completed

and returned to the State Pollution Control Commission

on July 2, 1970.

6. By letter dated June 15, 1971, the State transmit-

ted its forms APC-110, Permit Application For Air Con-

taminant Source, relative to the Paducah gaseous diffu-

sion facility. The information requested by these forms

for air emission sources was completed using the State

forms and returned to the State by letter from AEC dated

July 23, 1971. The cover letter advised the State that while

AEC did not consider the Kentucky permit requirements

applicable to the Federal facility, AEC was happy to

supply the information on a comity basis and as demonstrat-

ine the willingness of AEC to cooperate with the State

within the framework of Executive Order 11507.

7. On June 29, 1972, Messrs. William S. Coakley

97

and Larry D. Wynn of the Kentucky Air Pollution

Control Commission visited the Paducah gaseous diffu-

sion facility for a meeting with AEC and Carbide

environmental control staff and to review the air pollu-

tion abatement and monitoring practices relative to the

facility's air emission sources. A number (some six or

seven ) of representative air emission sources were selected,

visited and discussed. In the concluding critique, Messrs.

Coakley and Wynn stated they were “favorably impress-

e! and appeared to be completely satisfied with AEC’s

pollution abatement program and with the data previously

furnished the State.

S. To the best of affiant’s knowledge and belief no

emissions from any emission source at the Paducah gas-

eous diffusion facility exceeds the limitations provided for

in the Kentucky air emission standards; and AEC has

provided the State with air emission data for the Paducah

gaseous diffusion facility emission sources sufficient to

show that AEC is in compliance with the air emission

stundards or limitations of the State of Kentucky for air

eniission sources at such facility, and has supplied all

information and data requested hy the S.ate or otherwise

applicable to an emission source except for process infor-

mation or data on a limited number of sources where

such infori.ation or data is “Restricted Data” and classi-

fied national defense information rclaiing to the plant pro-

duction process which AEC is prohibited from disclosing

to persons who are not authorized to receive such informa-

tion under the Atomic Energy Act of 1954, as amended.

9. While AEC, as an agency of the United States,

does not consider its operation of the Federal facility and

BEST COPY AVAILABLE

o_o =

98

its performance of its Federal functions as subject to the

State’s permit requirements, it does intend and expects to

continue to work closely with the State Air Pollution Con-

trol Commission to enhance the air environment of the

State, to monitor air emission sources at the Paducah

facility and keep records thereon and to furnish such in-

formation and data to the State insofar as national

security and classification requirements will permit, and

to continue to operate the facility so as to comply with the

State’s air emission standards and limitations.

Further affiant sayeth not.

/s/ Jerome F. Wing

Jerome I. Wing, Chief

Environmental Protection

Branch

Oak Ridge Operations Office

United States Atomic

Energy Commission

[Jurat Omitted in Printing]

99

STATE OF TENNESSEE

COUNTY OF ANDERSON f[

SUPPLEMENTAL AFFIDAVIT OF

JEROME F. WING

Before me, Charles C. McNabb, Jr., a Notary Public

in and for the State of Tennessee, County of Anderson,

appeared Jerome F. Wing, with whom I am personally

acquainted, and who being duly sworn made affidavit as

follows:

1. That he is Jerome F. Wing and that his place

of residence and position with the United States Atomic

Energy Commission at Oak Ridge, Tennessee, is the same

as is set out in item 1. of an affidavit sworn to and sub-

scribed before Charles C. McNabb, Jr., on January 30,

1973.

2. That the purpose of this affidavit is to supple-

ment and make more particular item 8. of his affidavit

of January 30, 1973, in which he affirmed that “To the

best of affiant’s knowledge and belief no emissions from

any emission source at the Paducah Gaseous Diffusion

facility exceeds the limitations provided for in the Ken-

tucky air emission standards.”

3. That the AEC Gaseous Diffusion facility at

Paducah, Kentucky, is in the Paducah-Cairo region under

the Kentucky Air Pollution Control Regulations and that

the priority classification of air quality for such region is

Priority | for particulates, Priority 11 for SO* and Priority

III for CO, NO? and OX (HC).

100

4. That the major air emission source of interest

at such facility is the emissions from the Indirect Heat

[exchangers (Steam Plant); that the steam plant contains

three boilers and was originally coal fired; that several

years ago the AEC recognized the difficulty of achieving

SG? and particulate compliance with such a coal-fired plant

and in 1970 as a part of its air environment enhancement

program converted such plant to a natural gas-fired plant

with No. 2 fuel oil as a backup fuel. The stack emissions

contain no particulates and are not visible. There is no

significant sulfur in the primary fuel and the sulfur in

the backup fuel is of a concentration that when burned

ineets the emission limits. This emission source is obvious-

ly in compliance with Kentucky Regulations Nos. A’ J

and ANP-4 on particulates and SO*, The three boilers for

this s.eam plant are existing installations having rated

capacities of less than 300. million B.T.U.’s per hour and

are exempt under Kentucky Regulation AP-7, Control of

Nitrogen Oxides Emissions.

5. That under Kentucky Regulation No. AP-2,

Control of Open Burning, xxxx burning activities are car-

ried on ai the Paducah Gaseous Diffusion facility xxxxx.

6. That two existing incinerators are operated at

the facility. The C-200 classified paper incinerator emis-

sion has an opacity less than Shade #1 on the Ringelmann

Chart. The C-405 incinerator is equipped with a flue gas

scrubber and for brief periods may exceed Shade #1 but not

Shade #2 or the opacity guidelines as specified for existing

incinerators in Kentucky Regulation No. AP-3, Section 1.

(3) (a) and (b).

101

7. That for process operations particulate emissions,

none of the some 25 process vents or emission sources emit

visible particulate matter or any quantities in excess of

those specified in Table 3.2 of Kentucky Regulation No.

AP-3, Section 3.

8. Kentucky Regulation No. AP-5, Control of Hy-

drocarbon Emissions From Stationary Sources, is appli-

cable to existing installations with respect to hydrocarbons

which are in those regions classified as Priority I. The

Paducah-Cairo region is classified as Priority III for hy-

drocarbons. Kentucky Regulation No. AP-6, Control of

Carbon Monoxide Emissions, likewise is applicable to

existing installations in those regions classified as Priority

I. The Paducah-Cairo region is classified as Priority III

for carbon monoxide.

9. That the Paducah Gaseous Diffusion facility in

its air emissions is in compliance with the ambient air

quality standards as specified in Kentucky Regulation No.

AP-9, Sections 1. and 2.

10. That the basic information and arithmetical

data substantiating the above compliance with the Ken-

tucky Air Pollution Control standards and limitations was

furnished to the State of Kentucky in July 1971; that

the basic operation of the facility remains unchanged from

that date; and that such information and data can be

furnished to the Court if it so desires.

102

Further affiant sayeth not.

/s/ Jerome F. Wing

Jerome F. Wing, Chief

Environmental Protection

Branch

Oak Ridge Operations Office

United States Atomic Energy

Commission

[Jurat Omitted in Printing]

AFFIDAVIT

I, F. D. H. Berry, Colonel, Corps of Engineers, do hereby

swear under oath that I am the Director, Facilities En-

gineering, US Army Armor Center and Fort Knox, Fort

Knox, Kentucky, and that I have held this position since

May 1972.

The purpose of this affidavit is to relate to the Court the

actual state of air contaminant sources at Fort Knox, in

reference to the general allegations made in paragraphs

28, 35, and 36 of the Complaint in the case of Common-

wealth of Kentucky v. Ruckelshaus, et al.

In the order presented in paragraphs 28 and 35 of the

above-mentioned Complaint, the following is a listing of

present sources at Fort Knox classified as air conta-

103

nunants and requiring registration under Kentucky regu-

lations :

1. There are currently 48 oi] burning indirect heat

exchangers in the 0-10 million BTU per hour input

range. For these units, the particulate emission rate is

.107 (all references to emission«rates for indirect heat

exchangers wiil be given in pounds per million BTU input

per hour), and the sulfur dioxide emission rate in .121.

These rates are within the Kentucky standards for parti-

culates of .75 [Table 3-1, Reg. No. AP-3 (all AP citations

may be found in Exhibit B to the Complaint)] and for

sulfur dioxide of 2.5 of 2.0 [Sec. 1(4), Reg. No. AP-4].

2. Two years ago there were 159 coal-fired_indirect

heat exchangers in the 0-10 million BTU per hour input

range. 18 of these units are in buildings scheduled for

tear down. (5 have already been torn down, 10 more-are

scheduled for tear down in 1973, and the remaining 3 are

scheduled for fiscal year 1978.) 12 units have been con-

verted to natural gas. 10 units are in the process of being #

converted to No. 2 fuel oil (6 of which are convertible

from gas to oil, see subparagraph 7 below. As of 1

March 1973, this project was 85% complete, and the esti-

mated completion date was 18 April 1973. The contract

number is DACA 31-72—C-0191). 86 units are under

contract for conversion to No. 2 fuel oil (50 of which are

convertible from gas to oil, see subparagraph 7 below),

with an expected completion date around November 1973.

(The contract, DACA 31-73-C-0073, has been awarded,

but work has not begun yet.) The remaining 33 were

originally planned to be converted by personnel from

my Directorate. However, lack of sufficient operations

104

and maintenance funds delayed accomplishment of these

plans. Therefore, I have requested that this work be

added as a supplement to the existing fuel conversion

project under contract. (My office has sent preliminary

information on this supplement to the Baltimore District

Office of the Corps of Engineers. They in turn will supply

my office with designs for the project. We then will sub-

mit the project to Headquarters, First U.S. Army, for

approval. If approval is received, this project would be a

supplement to contract DACA 31-72-C-0191, and the

work could be completed by the end of 1973.) These 33

units exceed Kentucky emission rates — actual particulate

emission rate is .77, allowable is .75 (Table 3-1, Reg. No.

AP-3): actual sulfur dioxide emission rate is 5.24, allow-

able is 4.0 or 3.5 [Sec. 1(4), AP-4].

3. There are currently three incinerators utilized

on Fort Knox. One is used to burn classified wastes and

is within Kentucky emission rates — actual particulate

emission rate is approximately .12 grains per standard

cubic foot converted to 12% carhon dioxide, allowable is

20 grains converted to 12% [Sec. 1(3)(e) (ii), AP-3].

The other two incinerators are used to destroy pathological

waste at Ireland Army Hospital. An air pollution survey

«f Fort Knox by the US Army Environment Hygiene

Agency in 1967 did not mention these incinerators as ¢x-

cessive pollution sources. A similar survey in 1971 recom-

mended that they he tested to determine whether they com-

plied with Kentvcky stand:rds. This test was requested

by this headquarters but was postponed by the Hygiene

Agency several times due to manpower shortages. It was

finally conducted on 30 January 1973, and it was deter-

105

mined that the incinerators exceeded Kentucky emission

rates. In light of this information, I have directed my

office to develop a project and request necessary funds to

repiace these two incinerators with a single unit meeting

the Kentucky particulate emission standard. This project

appears to be within the scope of operations and mainten-

ance funds which can be approved either locally or at

Headquarters, First U.S. Army, depending on the exact

cost. This headquarters intends to design the project and

have it ready to advertise for bids by the end of the second

quarter of fiscal vear 1974. Actual award of the contract

and completion of work will be entirely contingent upon the

availability of funds.

4. There are approximately 375 coal-fired stoves on

the reservation. It is unlikely for more than 25% of these

units to be used at any one time. These stoves are small

units (approximately 60,000/BTU hour input) which are

used as small space heaters, mainly in tents by soldiers in

the field. They probably do not require registration, being

analogous to the indirect heat exchangers used in resi-

dential buildings excepted by Section 4(4)(c), AP-1.

If they are not so exempt, they do exceed the Kentucky

eniission limitations.

5. Stone crushing processing occurring on this instal-

lation complies with Kentucky regulations. Reasonable

precautions are taken to prevent particulate matter from

becoming airborne. Any dust which does arise settles out

of visibility before crossing the boundaries of Fort Knox

(Sec. 4, AP-3). Inasmuch as crushed stone is available

from local sources, an engineering survey is underway to

determine if stone can be economically purchased com-

mercially.

106

6. Not mentioned in paragraph 28 of the Complaint

but alluded to in paragraph 35, there are 1,441 gas-fired

indirect heat exchangers at Fort Knox which would be

classified as air contaminant sources under Kentucky

regulations. These units are well within the Kentucky

emission rates — actual particulate emission rate is .018,

allowable is .75 (Table 3-1, AP-3); actual sulfur dioxide

emission rate is .0057, allowable is 2.5 or 2.0 [Sec. 1(4),

AP-4].

7. Finally, after completion of the contracts men-

tioned in subparagraph 2 above, there will be 93 units on

post (including the 56 mentioned in subparagraph 2 above)

which may be fired from either gas or oil. These units

will primarily be fired by gas, but they will be changed to

oil during extremely cold weather in order to preserve

natural gas. Regardless of which fuel is used, under sub-

paragraphs 1 and 6 above their emissions will be within

Kentucky limitations.

8. There are no other known sources at Fort Knox

which would require registration under Kentucky regula-

tions.

The information outlined above is true and complete to

the best of my knowledge.

/s/ E. D. H. Berry

E. D. H. BERRY

Colonel, Corps of Engineers

Director of Facilities

[Jurat Omitted in Printing]

107

AFFIDAVIT

State of Kentucky |

f

County of Fayette |

I, ERNEST A. VULEY, JR., being first duly sworn,

depose and say that I am a Colonel, United States Army,

presently assigned as the Commander, Lexington-Blue

Grass Army Depot, Lexington, Kentucky.

In this position I am responsible for all operations

of the installation. In the performance of its mission:

The Lexington-Blue Grass Army Depot, Blue Grass

Activity, has a total of thirteen coal fired indirect heat

exchangers having rated input capacities ranging from

1,000,000 BTU/hr to 7,800,000 BTU/hr. Based upon

Preliminary Air Pollution Engineering Survey No. 21-

007-71, conducted by US Army Environmental Hygiene

Agency, Edgewood Arsenal, it would take sixteen of

these units of this rated capacity to produce sufficient

particulate emissions before the allowable limits would

be exceeded. It was recommended that the units of this

capacity be converted to No, 2 fuel oil to reduce particulate

emissions. Three of these units have already been con-

verted. Approval has been received for the conversion of

the ten remaining units, funds have been allocated and ma-

terial ordered to complete the conversion. It is expected that

this project will be completed by 15 October 1973.

108

The Lexington-Blue Grass Army Depot, Ammuni-

tion Division, Directorate for Distribution and Trans-

portation, operates a deactivation furnace at the Blue

Grass Activity for the purpose of salvaging metallic

comiponents of deteriorated small arms ammunition and

other small encased explosives. The burning process de-

stroys the explosive materials and permits recovery of

metal. An average of approximately five hundred tons per

year are processed in this manner.

_ The Lexington-Blue Grass Army Depot, Lexington

Activity,.operates a central heating plant containing three

coal fired spreader stoker boilers of a total rated input

capacity of 143,000,000 BTU /hr. Combustion gases are

vented to the atmosphere through a common stack. En-

gineering caiculations indicate that particulate emissions

(rom this plant exceed the allowable limits. Currently an

approved Military Construction Army project is included

inthe fF Y-73 program. This project includes the installa-

ion ofa cyclone collec’or, which will reduce particulate

emissions by eighty-five percent. Estimated completion

late 15 October 1973.

The depot has nine natural gas fired indirect heat

exchangers which are used in family housing units. The

furnaces have a rated capacity of approximately 50,000

BTU/hr, which is well within the prescribed standards.

No addiiional control measures are deemed necessary for

these units.

In addition to the contaminant sources cited above,

the following operations are conducted at this installation

which result in the generation of air contaminants:

109

(1) Open burning and detonation of military ex-

plosives and propellants. This operation is an accepted

method of disposal. The contaminants released are mini-

mal because burning is performed under strictly controlled

surveillance;

(2) The operation of forty-seven No. 2 fuel oil fired

indirect heat exchangers, forty-three of which have rated

capacities less than 3,000,000 BTU/hr. Four units have

rated capacities between 5,800,000 BTU /hr and 13,800,000

BTU/hr. The emissions from these units do not exceed

allowable limits, therefore, no additional control measures

are necessary; and

| (3) Other areas of operation at this installation do

generate emissions that are classified as air contamin-

ants, such as electroplating, spray painting, solvent clean-

ing, sandblasting and wood working. The amount of em-

issions from these operations is insignificant, however,

control measures have been taken to further minimize

their environmental impact by installing hoods and air

filtration systems.

IN WITNESS WHEREOF, I have set my hand

this 2nd day of March, 1973.

/s/ Ernest A. Vuley, Jr.

ERNEST A. VULEY, JR.

COL, QMC

COMMANDING OFFICER

[Jurat Omitted in Printing]

110

[Title Omitted in Printing]

Affidavit

sefore me, the undersigned authority, at Fort Campbell,

on this 28th day of February 1973, personally appeared

Mr. Robert Anderson, known to me to be the person

whose namie is subscribed to the following statement, who

after being duly sworn deposes and says that:

1. The affiant is a resident of Hopkinsville, Kentucky.

2. The affiant has read the complaint in the above styled

case and currently serves as Deputy to the Facilities En-

cineer. The Directorate of Facilities Engineer is the de-

fendant's, Major General John H. Cushman, staff agency

which has the responsibility for the operation and control

of the air contaminant sources listed in paragraph 28(d)

of the complaint.

3. Attached to this affidavit is a comparative listing of

the Kentucky Emission Standards and computed emissions

for each item listed in the complaint. The computed emis-

ill

sions are based on tables contained in a booklet entitled

“A Compilation of Air Pollution Emission Factors for

Combustion Processes, Gasoline Evaporation, and Select-

ed Industrial Processes”, published in May 1965 by the US

Department of Health, Education and Welfare, Public

Health Service, Division of Air Pollution, Cincinnati,

Ohio. This listing will show all heating plants using gas

aud /or fuel oil are in compliance with the Kentucky stand-

ards as published by the Kentucky Air Pollution Control

Commission. No actual test of the emission sources was

made.

4. The attached comparison shows that Item 6, Item 7:

and Items 9 and 10 are not presently in compliance with

the Kentucky standards. The following additional infor-

mation is added with respect to those items:

a. Item 6 — Building 7205. Although computa-

tions indicate that emissions from this plant slightly

exceed the standards, it should be noted that it only op-

erates five to six months out of the year. It is proposed

to convert this plant to natural gas, thus, complying with

the Kentucky standards in FY 1975. This conversion

could be accomplished at an earlier date if additional natur-

al gas becomes available from our supplier.

b. Item 7 — 25 buildings in the 5800, 5900, and

6100 blocks. These heating plants are also only operated

five to six months per year. They may be fired but are

not required to be fired unless the temperature falls below

35°F. Nine permanent gas fired motor repair shops pro-

grammed for construction in FY 1977 MCA program will

replace these 25 temporary buildings. Fort Campbell has

112

requested appropriations for this project every year since

1966. However, this request has only been proposed to

Congress once in FY 1970, and appropriations for con-

struction were reused. Replacement of these shops has

been requested because the buildings are badly in need of

replacement and not necessarily to correct an air pollution

problem. Thus, when the requirement came to eliminate

air contaminant sources, conversion of these heating sys-

tes did not seem appropriate because of our projected

plans to replace the buildings altogether. Further, the

natural gas supplier for Fort Campbell has stated that

he will only supply fuel for newly constructed facilities

and not for converted heating systems. Conversion to

natural gas is not possible now because that fuel is not

available. Also, other cleaner burning fuels which would

meet Kentucky standards are in short supply. According-

ly, Fort Campbell is waiting for approval for the funds

necessary to construct these new motor repair shops to

replace the buildings listed in Item 7 of the complaint.

Presently, the appropriations are planned for in the 1977

MCA program. It should be noted at this point that in

requesting the approval of programs for construction of

the nine motor repair shops, elimination of an air conta-

nrinant source was not listed as a basis for approval action.

Hiowever, when this program comes to the short range

planning phase, this matter will be brought out. In addi-

tion to the twenty-five buildings listed in the complaint,

Fort Campbell has fourteen additional motor repair shops

with similar heating facilities now in operation. Since

August 1972, ihe requirement to furnish these additional

facilities has been placed on the Directorate of Facilities

Engineering by the development of the 101st Airborne Divi-

113

sion to a complete state of operational readiness. There

are no other facilities available at Fort Campbell that would

meet the minimum needs of the 101st Airborne Division

and thus preclude the necessity of operation of these addi-

tional air contaminant sources. The additional buildings

are planned for replacement in future MCA programs.

c. Items 9 and 10 — Buildings 6550 and 6548.

These plants are also used only for space heating and

operate some five to six months per year. These are

temporary aircraft maintenance shops and will be re-

placed by permanent facilities that are either already under

construction, approved by Congress for construction or

proposed for construction in FY 1974 MCA program.

5. Further affiant sayeth not.

/s/Robert Anderson

ROBERT ANDERSON

Deputy Director

Facilities Engineering

[Jurat Omitted in Printing]

$02

(Lb / Million

4.36

4.36

0.33

BTU)

(Lb / Million

BTU)

1.3

0.74

0.74

0.084

COMPUTED ACTUAL EMISSIONS

PARTICULATES

4.0

4.0

4.0

2.22

0.56

0.56

0.31

0.31

0.45

0.45

0.56

0.56

0.56

KY. EMISSION STANDARD

Gas

Gas

Gas

Gas

Gas

Gas

Coal

Coal

Gas

Coal

Coal

Gas

Gas

Gas

Oil

5.6

3.7

118.3

8.7

25.8

2.7

84

0.576

54.3

(Total for oll 3

9.6

22.5

bidga

Pathological incineration for which Kentucky issued construction permit

2996

98

5800; 5900 (Total for all bldgs)

and 6100 Blocks

6256, 7042

6550 (Total for all 6 furnaces)

25 Bldgs in

and 7049 (Total for all bidgs)

6948

6926, 6938

ond 6944

6936

157

7106

7205

7251

115

Filed March 27, 1973

[Title Omitted in Printing]

MOTION FOR SUMMARY JUDGMENT

AGAINST DEFENDANTS, TVA,

WAGNER, SEEBER, McPHERSON

AND CAVANISS

Comes the plaintiff, Commonwealth of Kentucky.

Ex Rel Ed W. Hancock, Attorney General and moves

the court for a summary judgment against the defend-

ants, Tennessee Valley Authority, Wagner, Secber.

McPherson and Cavaniss on the ground that the

pleadings of plaintiff with the affidavit of Harold G.

Peters (attached as Exhibit 1), and the pleadings and

exhibits of these defendants, shows that there is no

genuine issue as to any of the following material facts

(1) Kentucky’s permit system is its substantive con

trol and abatement program for air pollution: (2)

TVA owns and operates the Shawnee and Paradise

Power Plants in Kentucky; (3) that each power plant

has coal-fired boilers which emit air contaminants

into the atmosphere of Kentucky (Fxhibit 2): and

(4) after having been reyuested to do so, TVA has

refused to apply for and obtain a permit as required

by Kentucky Air Pollution Control Commission Ad-

ministrative Regulation AP-1l. Plaintiff contends it

is entitled to a summary judgment as a matter of lay

116

against these defendants. Plaintiff's brief in support

of this motion is attached hereto.

Plaintiff requests that this Motion be set for oral

hearing at the convenience of the Court.

Respectfully submitted,

ED W. HANCOCK

ATTORNEY GENERAL

/s/ Kenneth A. Howe, Jr.

Kenneth A. Howe, Jr.

Assistant Deputy Attorney

General

Capitol Building

Frankfort, Kentucky 40601

/s/ David C. Short

David C. Short

Assistant Attorney General

Capitol Building

Frankfort, Kentucky 40601

/s/ David D. Beals

David D. Beals

Assistant Attorney General

Capitol Building

Frankfort, Kentucky

COUNSEL FOR PLAINTIFF

[Certi

This text is long and has been trimmed here. Open the source document for the complete record.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.