Petition for Writ of Certiorari — Kentucky, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefAug 28, 2026
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No. 26-___
In the Supreme Court of the United States
COMMONWEALTH OF KENTUCKY,
STATE OF WEST VIRGINIA, ET AL.
Petitioners,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, ET AL.
Respondents.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the District of Columbia Circuit
APPENDIX – Volume I of II
RUSSELL COLEMAN
Attorney General
Office of the Kentucky
Attorney General
1024 Capital Center
Drive, Suite 200
Frankfort, KY 40601
(502) 696-5300
Matt.Kuhn@ky.gov
MATTHEW F. KUHN
Solicitor General
Counsel of Record
JOHN H. HEYBURN
Principal Deputy
Solicitor General
JACOB M. ABRAHAMSON
Deputy Solicitor General
(Additional Counsel Below)
Office of the
West Virginia
Attorney General State
Capitol Complex
Building 1, Room E-26
Charleston, West
Virginia 25305
(304) 558-2021
mwilliams@wvago.gov
JOHN B. MCCUSKEY
Attorney General
MICHAEL R. WILLIAMS
Solicitor General
(Additional Counsel Listed After Signature Block)
APPENDIX TABLE OF CONTENTS
Page
Appendix A: Opinion, United States Court of
Appeals for the District of Columbia Circuit,
June 26, 2026 .......................................................
1a
Appendix B: Reconsideration of the National
Ambient Air Quality Standards for Particulate
Matter, 89 Fed. Reg. 16202 (March 6, 2024) ......
39a
Appendix C: Primary Statutes ............................ 899a
1a
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
————
Argued December 16, 2024
Decided June 26, 2026
No. 24-1050
————
COMMONWEALTH OF KENTUCKY, et al.,
v.
Petitioners
ENVIRONMENTAL PROTECTION AGENCY AND LEE M.
ZELDIN, IN HIS OFFICIAL CAPACITY AS ADMINISTRATOR
OF THE U.S. ENVIRONMENTAL PROTECTION AGENCY,
Respondents
ALLIANCE OF NURSES FOR
HEALTHY ENVIRONMENTS, et al.,
Intervenors
————
Consolidated with 24-1051, 24-1052,
24-1073, 24-1091
————
On Petitions for Review of a Final Action
of the Environmental Protection Agency
————
Elbert Lin argued the cause for Industry Petitioners.
With him on the briefs were Lucinda Minton
Langworthy, Erica N. Peterson, Andrew R. Varcoe,
Stephanie A. Maloney, Nate Curtisi, Michael A.
Tilghman II, Brunn (Beau) W. Roysden III, Kristina
2a
(Tina) R. Van Bockern, Emily C. Schilling, and Sydney
J. Sell.
Jacob M. Abrahamson, Assistant Solicitor General,
Office of the Attorney General for the Commonwealth
of Kentucky, argued the cause for State Petitioners.
With him on the briefs were Russell Coleman,
Attorney General, Matthew F. Kuhn, Solicitor General,
Lindsey R. Keiser, Assistant Attorney General, Patrick
Morrisey, Attorney General, Office of the Attorney
General for the State of West Virginia, Michael R.
Williams, Solicitor General, Steve Marshall, Attorney
General, Office of the Attorney General for the State of
Alabama, Edmund G. LaCour Jr., Solicitor General,
Tim Griffin, Attorney General, Office of the Attorney
General for the State of Arkansas, Nicholas J. Bronni,
Solicitor General, Dyland L. Jacobs, Deputy Solicitor
General, Treg R. Taylor, Attorney General, Office of the
Attorney General for the State of Alaska, Jennifer J.
Seely, Assistant Attorney General, Ashley Moody,
Attorney General, Office of the Attorney General for
the State of Florida, Henry C. Whitaker, Solicitor
General, James H. Percival, Chief of Staff, Christopher
M. Carr, Attorney General, Office of the Attorney
General for the State of Georgia, Stephen J. Petrany,
Solicitor General, Theodore E. Rokita, Attorney
General, Office of the Attorney General for the State of
Indiana, James A. Barta, Solicitor General, Raul R.
Labrador, Attorney General, Office of the Attorney
General for the State of Idaho, Alan M. Hurst, Solicitor
General, Brenna Bird, Attorney General, Office of the
Attorney General for the State of Iowa, Eric H. Wessan,
Solicitor General, Kris Kobach, Attorney General,
Office of the Attorney General for the State of Kansas,
Anthony J. Powell, Solicitor General, Lynn Fitch,
Attorney General, Office of the Attorney General for
the State of Mississippi, Justin L. Matheny, Deputy
3a
Solicitor General, Liz Murrill, Attorney General, Office
of the Attorney General for the State of Louisiana, J.
Benjamin Aguinaga, Solicitor General, Andrew Bailey,
Attorney General, Office of the Attorney General for
the State of Missouri, Joshua M. Divine, Solicitor
General, Austin Knudsen, Attorney General, Office of
the Attorney General for the State of Montana,
Christian B. Corrigan, Solicitor General, Drew
Wrigley, Attorney General, Office of the Attorney
General for the State of North Dakota, Philip Axt,
Solicitor General, Michael T. Hilgers, Attorney
General, Office of the Attorney General for the State of
Nebraska, Grant D. Strobl, Assistant Solicitor
General, Dave Yost, Attorney General, Office of the
Attorney General for the State of Ohio, T. Elliot Gaiser,
Solicitor General, Mathura Sridharan, Deputy
Solicitor General, Gentner F. Drummond, Attorney
General, Office of the Attorney General for the State of
Oklahoma, Garry M. Gaskins, II, Solicitor General,
Jennifer L. Lewis, Deputy Attorney General, Marty J.
Jackley, Attorney General, Office of the Attorney
General for the State of South Dakota, Steven Blair,
Deputy Attorney General, Alan Wilson, Attorney
General, Office of the Attorney General for the State of
South Carolina, J. Emory Smith, Jr., Deputy Solicitor
General, Thomas T. Hydrick, Assistant Deputy
Solicitor General, Joseph D. Spate, Assistant Deputy
Solicitor General, Jonathan Skrmetti, Attorney
General and Reporter, Office of the Attorney General
for the State of Tennessee, Whitney Hermandorfer,
Director of Strategic Litigation, Harrison Gray
Kilgore, Strategic Litigation Counsel and Assistant
Solicitor General, Sean D. Reyes, Attorney General,
Office of the Attorney General for the State of Utah,
Stanford E. Purser, Solicitor General, Bridget Hill,
Attorney General, Office of the Attorney General for
4a
the State of Wyoming, D. David DeWald, Deputy
Attorney General, Ken Paxton, Attorney General,
Office of the Attorney General for the State of Texas,
Kellie E. Billings-Ray, Chief, Environmental
Protection Division, and Clayton Smith, Assistant
Attorney General. Kateland R. Jackson, Attorney,
Office of the Attorney General for the State of Texas,
entered an appearance. Matthew D. Hardin and
Christopher C. Horner were on the brief for amicus
curiae Government Accountability & Oversight in
support of petitioners.
Kathy G. Beckett, David M. Flannery, Keeleigh S.
Huffman, and Edward L. Kropp, were on the brief for
amicus curiae Midwest Ozone Group in support of
Industry and Arizona Coalition petitioners.
Sarah A. Buckley and Alexandra L. St. Romain,
Attorneys, U.S. Department of Justice, argued the
causes for respondents. With them on the brief were
Todd Kim, Assistant Attorney General, and David P.
W. Orlin, Attorney, U.S. Environmental Protection
Agency.
Jonathan A. Wiener, Deputy Attorney General,
Office of the Attorney General for the State of
California, argued the cause for respondent-intervenors
State and Local Government. With him on the brief
were Rob Bonta, Attorney General, Stacy Lau and
Corey M. Moffat, Deputy Attorneys General, Kristin K.
Mayes, Attorney General, Office of the Attorney
General for the State of Arizona, Kristin M. Wrobel,
Assistant Attorney General, Kwame Raoul, Attorney
General, Office of the Attorney General for the State of
Illinois, Jason E. James, Assistant Attorney General,
Matthew J. Dunn, Chief, Environmental Enforcement/
Asbestos Litigation Division, William Tong, Attorney
General, Office of the Attorney General for the State of
5a
Connecticut, Matthew I. Levine, Deputy Associate
Attorney General, Jill Lacedonia, Assistant Attorney
General, Anthony G. Brown, Attorney General, Office
of the Attorney General for the State of Maryland,
Michael F. Strande, Assistant Attorney General,
Andrea Joy Campbell, Attorney General, Office of
the Attorney General for the Commonwealth of
Massachusetts, Turner Smith, Assistant Attorney
General & Deputy Chief, Keith Ellison, Attorney
General, Office of the Attorney General for the State of
Minnesota, Peter N. Surdo, Special Assistant Attorney
General, Elizabeth Morrisseau, Assistant Attorney
General, Office of the Attorney General for the State of
Michigan, Matthew J. Platkin, Attorney General,
Office of the Attorney General for the State of New
Jersey, Lisa Morelli, Deputy Attorney General, Letitia
James, Attorney General, Office of the Attorney
General for the State of New York, Barbara D.
Underwood, Solicitor General, Judith N. Vale, Deputy
Solicitor General, Elizabeth A. Brody, Assistant
Solicitor General, Michael J. Myers, Senior Counsel,
Nicholas C. Buttino, Assistant Attorney General, Dave
Sunday, Attorney General, Office of the Attorney
General for the Commonwealth of Pennsylvania, Ann
R. Johnston, Assistant Chief Deputy Attorney General,
Dan Rayfield, Attorney General, Office of the Attorney
General for the State of Oregon, Paul Garrahan,
Attorney-in-Charge, Steve Novick, Special Assistant
Attorney General, Peter F. Neronha, Attorney General,
Office of the Attorney General for the State of Rhode
Island, Alison Hoffman Carney, Assistant Attorney
General, Charity R. Clark, Attorney General, Office of
the Attorney General for the State of Vermont, Melanie
Kehne, Assistant Attorney General, Joshua L. Kaul,
Attorney General, Office of the Attorney General for
the State of Wisconsin, Bradley J. Motl, Assistant
6a
Attorney General, Nick Brown, Attorney General,
Office of the Attorney General for the State of
Washington, Christopher H. Reitz, Assistant Attorney
General, Brian L. Schwalb, Attorney General, Office of
the Attorney General for the District of Columbia,
Caroline S. Van Zile, Solicitor General, Christopher
Gene King, and Sarah Jane Utley. Jennifer Slocum,
Attorney, Office of the Attorney General for the State
of Washington, entered an appearance.
Seth L. Johnson, Marvin C. Brown IV, Shaun A.
Goho, Hayden W. Hashimoto, John Walke, and Emily
Davis were on the brief for respondent-intervenors
Health, Environmental, and Community Group.
Keri N. Powell was on the brief for amicus curiae WE
ACT for Environmental Justice, et al. in support of
respondents.
Jaclyn Lopez and Rachel Curran were on the brief
for amicus curiae Environmental Protection Network
in support of respondents.
Elizabeth J. Hubertz was on the brief for amicus
curiae National Parks Conservation Association in
support of respondents.
Jessica H. Arnell and Jason A. Schwartz were on the
brief for amicus curiae the Institute for Policy
Integrity at New York University School of Law in
support of respondents.
Before: MILLETT and CHILDS, Circuit Judges, and
GINSBURG, Senior Circuit Judge.
Opinion for the Court filed by Senior Circuit Judge
GINSBURG.
7a
I. Background ...............................................
8
A. Statutory Framework ..........................
9
B. The 2020 and 2024 Final Rules ..........
12
C. Procedural History ..............................
14
II. Analysis .....................................................
15
A. Statutory Authority .............................
16
1. Reconsideration or revision? ..........
17
2. Authority to revise NAAQS ...........
19
B. Arbitrary and Capricious .....................
25
1. Impermissible considerations ........
26
2. Considerations other than public
health ..............................................
28
3. Other objections .............................
33
III. Conclusion .................................................
37
GINSBURG, Senior Circuit Judge: Two groups of
petitioners challenge a 2024 Environmental Protection
Agency rule revising the National Ambient Air Quality
Standards (NAAQS) for particulate matter. Their
claims specifically concern the decision of the
Administrator to revise the primary annual standard
for fine particulate matter (PM2.5) from 12 μg/m3 to 9
μg/m3. In so doing, he expressly reconsidered a decision
of the previous Administrator who in 2020 had decided
to leave the 12 μg/m3 standard in place based upon the
scientific evidence then available.1
1
In 2025, after this case had been fully briefed and argued,
President Trump appointed a new Administrator of the EPA. For
purposes of this opinion, “the Administrator” refers to the
Administrator appointed by President Biden, who approved the
8a
A group of industry petitioners argue that the EPA
lacked statutory authority to promulgate the new rule;
several states contend the EPA’s decision-making
was tainted by impermissible “environmental justice”
considerations; and all claim the agency action was
arbitrary and capricious in violation of the Clean Air
Act, 42 U.S.C. § 7607(d)(9)(A).
After initially defending the new rule, the EPA now
moves to vacate the rule on the grounds that it
exceeded its statutory authority and acted unreasonably by failing to consider costs. Because these
arguments lack merit, we deny the petitions for review
and the motion for vacatur.
I. Background
The Clean Air Act (CAA) requires that the
Administrator (1) publish a list of air pollutants,
(2) issue air quality criteria for those pollutants, and
(3) promulgate a primary and a secondary air quality
standard for each pollutant for which criteria have
been issued. See generally 42 U.S.C. §§ 7408-09.
Although this case most directly concerns a revision to
the primary standard for PM2.5, it necessarily
implicates steps antecedent to setting the NAAQS for
fine particulate matter.
A. Statutory Framework
The NAAQS-setting process begins with the statutory
requirement in § 7408 that the Administrator publish
and “from time to time thereafter revise” a list of air
pollutants “[f]or the purpose of establishing [NAAQS].”
§ 7408(a)(1). Once the Administrator lists an air
2024 Final Rule. References to “the previous Administrator” are
to the Administrator during President Trump’s first term, who
approved the 2020 Final Rule.
9a
pollutant, he must publish air quality criteria for that
pollutant, which form the scientific basis upon which
the corresponding standard relies. § 7408(a)(2).
Accordingly, the criteria must “accurately reflect the
latest scientific knowledge useful in indicating the
kind and extent of all identifiable effects on public
health or welfare which may be expected from the
presence of such pollutant in the ambient air, in
varying quantities.” Id.2
Further, § 7408(c) provides that “[t]he Administrator
shall from time to time review, and, as appropriate,
modify, and reissue any criteria . . . issued pursuant to
this section.” The EPA complies with the requirement
by preparing an “Integrated Science Assessment,”
which is a “comprehensive evaluation and synthesis of
the policy-relevant science” that “serves as the
scientific foundation for the review of ” the NAAQS.
EPA, INTEGRATED SCIENCE ASSESSMENT FOR PARTICULATE MATTER P-9 (2019).
When the Administrator issues criteria for a pollutant, he must “simultaneously” propose a corresponding
standard. § 7409(a)(2). After a period for public
2
As far as “practicable,” the criteria shall include the following
information:
(A)
those variable factors (including atmospheric
conditions) which of themselves or in combination
with other factors may alter the effects on public
health or welfare of such air pollutant;
(B)
the types of air pollutants which, when present in
the atmosphere, may interact with such pollutant
to produce an adverse effect on public health or
welfare; and
(C)
any known or anticipated adverse effects on
welfare.
§ 7408(a)(2).
10a
comment, the proposed standard may be promulgated
and become law. § 7409(a)(1)(B). Substantively, the
Administrator must base the standard upon the
scientific criteria and exercise his “judgment” to set
the standard at a level “requisite to protect the
public health” with “an adequate margin of safety.”
§ 7409(b)(1).3 A NAAQS “may be revised in the same
manner as promulgated.” Id.
In short, pursuant to § 7408 the Administrator
maintains a list of air pollutants and publishes
scientific criteria for each one. Then, under § 7409(a)
and (b), the Administrator promulgates a NAAQS for
each listed pollutant and may later revise that
standard in the manner in which it was promulgated.
That brings us to § 7409(d)(1), the interpretation of
which the parties vigorously dispute. In full, the
provision states:
Not later than December 31, 1980, and at fiveyear intervals thereafter, the Administrator
shall complete a thorough review of the
criteria published under section 7408 of this
title and the national ambient air quality
standards promulgated under this section
and shall make such revisions in such criteria
and standards and promulgate such new
3
National primary ambient air quality standards,
prescribed under subsection (a) shall be ambient air
quality standards the attainment and maintenance of
which in the judgment of the Administrator, based on
such criteria and allowing an adequate margin of
safety, are requisite to protect the public health. Such
primary standards may be revised in the same manner
as promulgated.
§ 7409(b)(1).
11a
standards as may be appropriate in accordance with section 7408 [and section 7409(b)].
The Administrator may review and revise
criteria or promulgate new standards earlier
or more frequently than required under this
paragraph.
As this court has recognized, the first sentence
requires that the Administrator “complete a ‘thorough’
review of the NAAQS every five years” and “revise the
criteria and standards or promulgate new standards
as appropriate.” Murray Energy Corp. v. EPA, 936 F.3d
597, 605 (2019).
By statutory design, an independent council of
experts — the Clean Air Scientific Advisory Committee
(CASAC) — “assist[s] in this process.” Id. At five-year
intervals, the CASAC is required to “complete a
review” of existing NAAQS and criteria, and “recommend
to the Administrator any new [NAAQS] and revisions
of existing criteria and standards as may be
appropriate.” § 7409(d)(2)(B). The CASAC’s recommendations are timed to arrive approximately one year
prior to the date by which the Administrator must
complete his mandatory quinquennial review. Compare
§ 7409(d)(2)(B) (five-year intervals for the CASAC
beginning on January 1, 1980), with § 7409(d)(1) (fiveyear intervals for the Administrator beginning on
December 31, 1980). “[T]he ultimate decision to revise
the NAAQS — and the determination of the new
level — rests with the Administrator.” Murray, 936
F.3d at 605. To the extent the Administrator’s proposed
or promulgated rule “differs in any important respect
from any of [the CASAC’s] recommendations,” however,
it must be accompanied by a statement that includes
“an explanation of the reasons for such differences.” §
12a
7607(d)(3); see § 7607(d)(6)(A); Mississippi v. EPA, 744
F.3d 1334, 1355 (D.C. Cir. 2013).
B. The 2020 and 2024 Final Rules
In December 2020, the previous Administrator
promulgated a final rule that retained the preexisting
primary annual standard for PM2.5 of 12.0 μg/m3.
Review of the National Ambient Air Quality Standards
for Particulate Matter (2020 Final Rule), 85 Fed. Reg.
82684, 82685/2-3. The Administrator’s judgment at
that time was based upon the EPA’s science and policy
assessments as well as comments from the CASAC
and the public. Id. On the question whether to retain
the standard of 12.0 μg/m3 for PM2.5, however, the
CASAC “did not reach consensus.” Id. at 82706/1-2.
Those who supported keeping the standard at 12.0
μg/m3 “expressed the view that substantial uncertainty
remains in the evidence for associations between PM2.5
exposures and mortality or serious morbidity effects.”
Id. at 82706/2. Those who supported lowering the
standard “emphasized recent findings of associations
with PM2.5 in areas with average long-term PM2.5
concentrations below the level of the annual standard
and studies that show positive associations even when
estimated exposures above 12 μg/m3 are excluded from
analyses.” Id. at 82707/1.
The previous Administrator’s approach in 2020
ultimately tracked the views of those CASAC members
who supported keeping the standard at 12.0 μg/m3. He
emphasized “important uncertainties and limitations”
in the epidemiological studies, expressed concern
“about placing too much weight” on those studies, and
noted his “caution in directly comparing the reported
study mean values to the standard level.” Id. at
82716/3-82717/1. He therefore found it “more appropriate to focus on the body of studies together” and
13a
took note of “the mean of study-reported means” —
13.5 μg/m3 — which was “above the level of the current
standard.” Id. at 82717/1. Several groups filed
petitions challenging the 2020 Final Rule, which
petitions were consolidated in this court as California
v. EPA, No. 21-1014.
Meanwhile, President Biden assumed office in
January 2021, and in February the EPA filed an
unopposed motion to hold the consolidated petitions in
abeyance for 90 days. In its motion, the EPA explained
that the President had issued an executive order
directing agency review of certain actions, including
the 2020 Final Rule. See Exec. Order No. 13990, 86
Fed. Reg. 7037 (2021). We granted the EPA’s motion
and its eight subsequent motions to extend the period
of abeyance, as a result of which the case has remained
in abeyance for more than five years, spanning the
Biden and Trump Administrations. During that time,
the Administrator initiated the review that culminated in the 2024 Final Rule before us in this case. See
Reconsideration of the National Ambient Air Quality
Standards for Particulate Matter (2024 Final Rule),
89 Fed. Reg. 16202, 16210/2 (explaining the EPA
announced its decision to reconsider the 2020 Final
Rule in June 2021 “because the available scientific
evidence and technical information indicate that the
current standards may not be adequate to protect
public health”).
As part of its review, the EPA reopened and revised
the underlying air quality criteria to account for recent
scientific literature. Id. at 16211/1-2. The result was
the EPA’s Supplement to the 2019 Integrated Science
Assessment for Particulate Matter and a new policy
assessment. See id. at 16212/1-3. The CASAC also
conducted a new review and this time unanimously
14a
concluded that the 12.0 μg/m3 primary standard
should be lowered. See id. at 16204/2, 16256/3. A
majority of the CASAC recommended a standard of
8 to 10 μg/m3, while a minority deemed a standard of
10 to 11 μg/m3 adequate to protect public health. See
id. at 16204/2.
The EPA promulgated the 2024 Final Rule, titled
“Reconsideration of the National Ambient Air Quality
Standards for Particulate Matter,” in March of that
year. Id. at 16202/1. The Administrator considered the
various positions of the CASAC members and
concluded that setting the standard at 9 μg/m3, the
middle of the range recommended by the CASAC
majority, was appropriate. Id. at 16204/3.
C. Procedural History
Industry groups and several states thereafter filed
petitions challenging the 2024 Final Rule, which this
court consolidated. Other states intervened in support
of the rule, as did a group of health, environmental,
and community entities.
We heard oral argument on the petitions for review
on December 16, 2024. Two months later, the new
Administrator appointed by President Trump filed a
motion to hold the case in abeyance to give the agency
time to review the 2024 Final Rule. We granted that
motion and three more extending the period of
abeyance. In two of those motions, the EPA stated its
intention to begin a new rulemaking to replace the
2024 Final Rule.
In November 2025, however, the EPA filed a motion
for vacatur of the 2024 Final Rule and reversed course
in two ways. First, the EPA now agreed with the
Industry Petitioners that the EPA had exceeded its
statutory authority in issuing the 2024 Final Rule and
15a
had acted unreasonably by ignoring costs. Second, the
EPA seemingly disavowed any intention to begin a
new rulemaking to replace the 2024 Final Rule. The
EPA explained that it had simply been considering
next steps when it said that it would begin a new
rulemaking and now called any future rulemaking
“irrelevant.”
The intervenors opposed the EPA’s motion for
vacatur. The Health Group Intervenors filed a crossmotion for this court to lift the abeyance and decide
the merits of the petitions for review. The EPA agrees
that we should lift the abeyance and asks us to reach
the merits, hold the 2024 Final Rule unlawful, and
vacate it. We now grant the cross-motion to lift the
abeyance and proceed to the merits of the petitions for
review and the motion for vacatur.
II. Analysis
We have jurisdiction under 42 U.S.C. § 7607(b)(1).
We review the 2024 Final Rule under the same
standard as applies to claims brought under the
Administrative Procedure Act. Heating, Air Conditioning
& Refrigeration Distribs. Int’l v. EPA, 71 F.4th 59, 63
(D.C. Cir. 2023). As relevant here, we will set aside the
rule if it is “arbitrary, capricious, an abuse of
discretion,” or “in excess of statutory jurisdiction,
authority, or limitations, or short of statutory right.”
§ 7607(d)(9)(A), (C).
The standard by which we determine whether the
Administrator acted within his statutory authority
differs from the standard applicable when reviewing
the Administrator’s judgment on the merits. With
respect to the former, this court exercises its
“independent judgment in deciding whether an agency
has acted within its statutory authority.” Loper Bright
16a
Enters. v. Raimondo, 603 U.S. 369, 412 (2024). When as
here “a particular statute delegates authority to an
agency consistent with constitutional limits, courts
must respect the delegation, while ensuring that the
agency acts within it.” Id. at 413; see § 7409(b)(1)
(delegating NAAQS-setting authority to the “judgment of the Administrator” within statutorily defined
limits); Whitman v. Am. Trucking Ass’ns, 531 U.S. 457,
474 (2001) (upholding the constitutionality of this
delegation).
With respect to this court’s review of the
Administrator’s decision on its merits, we “defer to the
EPA’s scientific judgment while examining the record
to ensure the Agency has considered the relevant
factors and reasonably explained how it reached its
conclusions.” Am. Farm Bureau Fed’n v. EPA, 559 F.3d
512, 519-20 (D.C. Cir. 2009). “We will give an extreme
degree of deference to the agency when it is evaluating
scientific data within its technical expertise.” Ctr. for
Biological Diversity v. EPA, 749 F.3d 1079, 1087-88
(D.C. Cir. 2014) (cleaned up).
A. Statutory Authority
The Industry Petitioners, the State Petitioners, and
the EPA contend the Administrator lacked statutory
authority to promulgate the 2024 Final Rule. They
argue first that the Administrator acted unlawfully
when he reconsidered the 2020 Final Rule and issued
the Final Rule only four years after the previous
rulemaking; any implicit authority the EPA may have
had to reconsider its rules was displaced, they say, by
§ 7409(d)(1), which requires the Administrator to
review and revise (if appropriate) criteria and NAAQS
every five years and allows him to review and revise
them more frequently than required. They argue
second that insofar as the 2024 Final Rule can be
17a
characterized as a revision rather than a reconsideration, § 7409(d)(1) requires the Administrator to
perform a “thorough review” of criteria and NAAQS as
part of any revision — including any off-cycle revision
such as this one. Because the EPA did not perform
such a review, they ask us to set aside the 2024 Final
Rule.
According to the State and Health Group Intervenors, § 7409(d)(1) does not displace but supplements
the Administrator’s authority to revise a NAAQS
under § 7409(b)(1); § 7409(d)(1) establishes a mandatory duty — that the Administrator perform a
“thorough review” of NAAQS every five years — that
is “distinct from EPA’s authority to otherwise reconsider or revise its NAAQS.”
1. Reconsideration or revision?
We need not delineate the precise boundaries of the
Administrator’s reconsideration authority because the
2024 Final Rule is best understood as a revision to the
criteria and NAAQS for particulate matter. Although
titled a “reconsideration” of the 2020 Final Rule, it is
in substance a revision of an individual NAAQS.
Indeed, the first paragraph unambiguously states
that it provides the “rationale for the Administrator’s
final decisions to revise the primary annual PM2.5
standard.” 89 Fed. Reg. at 16203/1.
The Industry Petitioners argue the 2024 Final Rule
must be a reconsideration because the Administrator
“prepared only an ‘[Integrated Science Assessment]
Supplement’” and “deferred consideration of a number
of available scientific studies” until the next quinquennial review. They say those facts are controlling
because a true revision “must build a record from
scratch” while a “reconsideration would take as its
18a
starting point the previous decision not to revise and
the associated record.” Nothing in the statutory
scheme, however, reflects that distinction. We see no
reason the Administrator cannot revise a NAAQS and,
in the process, reconsider a prior rule that left the
existing NAAQS unchanged.4
The Industry Petitioners call upon SEC v. Chenery
Corp., 318 U.S. 80 (1943), to argue that the EPA cannot
“recast” its reconsideration as a revision. “Under the
Chenery doctrine, a reviewing court must confine itself
to the grounds upon which the record discloses that
the agency’s action was based.” Byers v. Comm’r, 740
F.3d 668, 680 (D.C. Cir. 2014). The Chenery doctrine,
however, has no application here because the EPA
consistently characterized its rule as a revision. It did
so in its proposed and final rules, see 88 Fed. Reg. 5558,
5560/2 (2023); 89 Fed. Reg. at 16203/1, and it
repeatedly referred to its decision to “revise” the
“existing” NAAQS in its responses to comments, see
EPA, Responses to Significant Comments on the 2023
Proposed Rule for the Reconsideration of the National
Ambient Air Quality Standards for Particulate Matter
(Responses to Comments) at 27, 34, 46, 56, 118 (2024).
This characterization is unsurprising because the
principal change worked by the 2024 Final Rule was
its revision of the primary annual standard for PM2.5.
4
To the extent the Industry Petitioners argue that the
Administrator lacks any reconsideration authority, they are
mistaken. The CAA explicitly requires the Administrator to
“convene a proceeding for reconsideration” under certain circumstances. § 7607(d)(7)(B). We need not, however, fully define the
interplay between the Administrator’s reconsideration authority
and his other powers. It is enough that we conclude the
Administrator may revise criteria and NAAQS and, in the course
of so doing, reconsider a previous rule.
19a
2. Authority to revise NAAQS
Our conclusion that the 2024 Final Rule is best
understood as a revision does not answer whether the
Administrator acted within his statutory authority
to revise a NAAQS. The question is particularly
important here because the parties dispute the source
of the Administrator’s revision authority. The Industry
and State Petitioners — joined by the EPA in its
motion for vacatur — argue that § 7409(d)(1) provides
the sole source of the Administrator’s revision
authority and authorizes him to revise NAAQS offcycle only if he first performs a “thorough review” of
the criteria and NAAQS, which the EPA concedes it
did not do before promulgating the 2024 Final Rule.
The intervenors respond that § 7409(b) authorizes the
Administrator to revise a standard and does not
require him to first perform a “thorough review.”
“Statutory interpretation, as we always say, begins
with the text.” Ross v. Blake, 578 U.S. 632, 638 (2016).
As relevant here, two provisions of § 7409 refer to the
Administrator’s authority to revise a NAAQS. Section
7409(b) provides the substantive principles the
Administrator is to apply when setting a primary or
secondary standard and states that each “may be
revised in the same manner as promulgated.” This
provision was added to the CAA in 1970, Pub. L. No.
91-604, § 4(a), 84 Stat. 1676, 1679-80, and predates the
addition of § 7409(d)(1) by seven years, Clean Air Act
Amendments of 1977, Pub. L. No. 95-95, § 106(a),
91 Stat. 685, 691. Consequently, the Administrator
indisputably had authority to revise primary and
secondary NAAQS at any time. So far, so clear.
The first sentence of § 7409(d)(1) then requires the
Administrator to “complete a thorough review” of the
existing criteria and standards every five years and to
20a
revise them if appropriate. The reason for that requirement is obvious: By requiring a “thorough review” the
Congress ensured the Administrator would comprehensively evaluate each and every existing criterion
and standard on a regular basis. In other words, it
serves as an action-forcing device to ensure NAAQS do
not fall too far behind the evolving scientific evidence.
Together § 7409(b) and the first sentence of
§ 7409(d)(1) provide that the Administrator may revise
NAAQS “in the same manner as promulgated” and
must revise NAAQS as appropriate every five years.5
The second sentence of § 7409(d)(1) then adds that
“[t]he Administrator may review and revise criteria or
promulgate new standards earlier or more frequently
than required under this paragraph,” i.e., under the
first sentence. The plain objective of this sentence is to
clarify that the quinquennial review required by the
first sentence of § 7409(d)(1) does not limit the
5
When questioned about § 7409(b)(1) at oral argument, the
Industry Petitioners again invoked Chenery to argue that the
EPA could not rely upon § 7409(b)(1) as the source of its revision
authority. As an initial matter, we have long held the Chenery
doctrine inapplicable “when the question presented [was] one of
statutory construction.” Bldg. & Constr. Trades Dep’t, AFL-CIO v.
U.S. Dep’t of Lab. Wage Appeals Bd., 829 F.2d 1186, 1189 (1987);
see also Canonsburg Gen. Hosp. v. Burwell, 807 F.3d 295, 304 (D.C.
Cir. 2015) (“We have explained that Chenery only limits judicial
review of factual determinations or policy judgments that the
agency alone is authorized to make” (cleaned up)). In any event,
the Chenery doctrine does not apply here because the EPA raised
§ 7409(b) as a basis for the 2024 Final Rule in response to
comments: “The EPA understands [§ 7409(b)] to authorize the
Administrator to revise the NAAQS.” Responses to Comments at
120. The EPA also cited its “implicit and explicit authority to
revisit earlier decisions on the NAAQS,” id. at 118, a matter we
discuss below at 21, and its “authority under [§ 7409]” generally,
id. at 118, 122, as authorizing its revision.
21a
Administrator’s authority to revise a standard sooner;
nothing in § 7409(d)(1) displaces the Administrator’s
revision authority in § 7409(b).
The petitioners and the EPA raise several objections
to this conclusion. The EPA agrees that it had revision
authority before the Congress added § 7409(d)(1), but
it disputes the source of that authority. The EPA
claims it had “inherent authority” to revise a standard
before 1977, and § 7409(b) provided only the procedure
for doing so. As we have explained, however, “the term
‘inherent’ is misleading because it is axiomatic that
administrative agencies may act only pursuant to
authority delegated to them by Congress. Thus, the
more accurate label for the power [the] EPA describes
is ‘statutorily implicit.’” Nat. Res. Def. Council v. Regan,
67 F.4th 397, 401 (2023) (cleaned up). More to the
point, § 7409(b) expressly recognizes that a NAAQS
“may be revised.” The EPA offers no evidence the
Congress intended to limit the Administrator’s preexisting revision authority in 1977 when it added the
periodic-review requirement. We therefore do not
agree with the EPA and the petitioners that § 7409(d)(1)
provides the “exclusive source of [the Administrator’s]
revision authority.”
Even if § 7409(b) provides revision authority, says
the EPA, we must read that provision in harmony with
§ 7409(d)(1). The petitioners and the EPA reason that
the “thorough review” requirement applies not only to
the quinquennial review mandated by the first sentence
of § 7409(d)(1), but also to the off-cycle revisions
referenced in the second sentence. We do not, however,
understand § 7409(d)(1) to require a “thorough review”
as a precondition to an off-cycle revision.
We begin again with the statutory text. The requirement that the Administrator “complete a thorough
22a
review” of the existing criteria and standards every
five years resides in the first sentence of § 7409(d)(1).
The phrase “thorough review,” however, does not
appear in the second sentence of § 7409(d)(1): “The
Administrator may review and revise criteria or
promulgate new standards earlier or more frequently
than required under this paragraph.” The Industry
Petitioners and the EPA argue this sentence nonetheless implicitly cross-references the first sentence
through the phrases “review” and “under this paragraph.” Per this reading of § 7409(d)(1), the sole
difference between the two sentences is one of timing;
the process for revising a standard — whether at the
required intervals or off-cycle — is the same.
We are not persuaded. Starting with “review,” the
absence of the word “thorough” in the second sentence
of § 7409(d)(1) is significant: “When Congress includes
particular language in one section of a statute but
omits it in another — let alone in the very next
provision — this Court presumes that Congress
intended a difference in meaning.” Loughrin v. United
States, 573 U.S. 351, 358 (2014) (cleaned up). Omitting
the word “thorough” in the second sentence of
§ 7409(d)(1) suggests the Congress did not intend to
require the Administrator to perform such a review
when making an off-cycle revision.
The phrase “under this paragraph” does refer to the
first sentence of § 7409(d)(1), but we do not read that
reference as importing into the second sentence all the
requirements in the first sentence. As the State
Intervenors explain, that reference simply clarifies
that the Administrator may act sooner than required
by the first sentence of § 7409(d)(1), that is, “earlier or
more frequently” than every five years. Indeed, the
Industry Petitioners themselves characterize that
23a
phrase as “a cross-reference to the five-year intervals
mandated in the first sentence of [§ 7409(d)(1)].” To
read it as also importing the “thorough review”
requirement into the second sentence, as the Industry
Petitioners and the EPA ask us to do, would stretch its
meaning to the point of frustrating it. That seems
certain when one considers that this interpretation
would undermine rather than advance the plain
objective of the first sentence: Requiring a full review
whenever the Administrator seeks to revise a single
criterion or standard off-cycle would prevent the
Administrator from responding promptly to changes
in the relevant science.
When pressed on this point at oral argument, the
Industry Petitioners suggested a “thorough review”
outside the five-year cycle would require only that the
Administrator thoroughly review the scientific criteria
underlying the standard he seeks to revise. Oral Arg.
Tr. 39:24-40:15. Even this more limited understanding
of “thorough review” in the second sentence would
undercut the Administrator’s ability to keep a NAAQS
up-to-date. Requiring a comprehensive review of all
the scientific inputs to the criteria for a single
standard would unnecessarily delay promulgation of a
new standard.
This case illustrates the problem. By 2021 the EPA
became aware of certain scientific studies likely to
require a change in the standard for fine particulate
matter and began updating its science and policy
assessments. That process resulted in the EPA’s
Supplement to the 2019 Integrated Science Assessment for Particulate Matter and a new policy assessment, both published in May 2022. See 89 Fed. Reg.
16212/3-16213/1. Requiring the EPA to expend limited
resources to review other scientific studies unlikely to
24a
affect the final standard could delay but not improve
the result.6 That the Congress gave the agency
discretion to address the criteria most relevant to
protecting public health is the only sensible reading of
the statute.
The EPA says its reading of § 7409(d)(1) better
consists with other provisions of the Clean Air Act,
particularly the requirement that the Administrator
establish air quality criteria based upon the “latest
scientific knowledge.” § 7408(a)(2). To the contrary,
as the Health Group Intervenors argue, importing
the “thorough review” requirement into the second
sentence of § 7409(d)(1) would create tension with
several other parts of the statutory scheme. For
example, the provision requiring the Administrator to
issue criteria for newly designated air pollutants also
requires that the Administrator “from time to time
review, and, as appropriate, modify, and reissue any
criteria . . . issued pursuant to this section.” § 7408(c).
It says nothing of performing a thorough review first
and instead affords the Administrator maximum
flexibility to update criteria so as to reflect the
prevailing science. Under the Industry Petitioners’
and the EPA’s interpretation of the second sentence of
§ 7409(d)(1), however, the Administrator could “revise
criteria . . . more frequently than required” by the
6
At oral argument, the Industry Petitioners said that in order
to perform a “thorough review” of a NAAQS off-cycle the EPA
would not need to revisit studies that it had considered during its
prior review. Oral Arg. Tr. 35:21-36:7. As for new studies, the
notice-and-comment process provides an opportunity for interested parties to argue that the EPA did not consider relevant
studies or that it did not provide a reasoned explanation for the
studies it chose to rely upon. Indeed, the Industry Petitioners did
the former in this rulemaking proceeding, but they did not raise
that argument on appeal. See Oral Arg. Tr. 86:23-88:7.
25a
mandatory review only if he performs the “thorough
review” required by the first sentence. That effectively
reads the thoroughness requirement into § 7408(c),
which is inconsistent with the broad and flexible terms
used in that provision. See Loper Bright Enters., 603
U.S. at 395 (recognizing “appropriate” as a term that
“leaves agencies with flexibility”); cf. Waterkeeper All.
v. EPA, 140 F.4th 1193, 1215 (9th Cir. 2025) (explaining
that the use of the phrase “from time to time” in the
Clean Water Act “suggests that EPA has discretion
about when to revise such standards”).
The Industry Petitioners and the EPA resist this
conclusion by arguing that an off-cycle revision
without a thorough review would undermine the
periodic-review requirement. We do not see how.
Acting sooner than the five-year review cycle required
by § 7409(d)(1) does not excuse the Administrator from
doing a thorough review every fifth year. Nor are the
Industry Petitioners correct that an off-cycle revision
under our interpretation of § 7409 would be “without
any limitations or requirements whatsoever.” Any
revision must satisfy the substantive standard in
§ 7409(b) and comply with the strictures of the CAA,
including its requirement of reasoned decisionmaking.
See Heating, Air Conditioning & Refrigeration
Distribs., 71 F.4th at 63. Those requirements are not
toothless and have been applied by this court when
reviewing NAAQS on many occasions.
In sum, the Administrator must “complete a
thorough review” and, if appropriate, revise criteria
and NAAQS every five years pursuant to the first
sentence of § 7409(d)(1), but he may revise them more
frequently without completing a “thorough review.”
The Administrator therefore acted within his
statutory authority by promulgating the 2024 Final
26a
Rule revising the air quality standard for fine
particulate matter.
B. Arbitrary and Capricious
An agency rule will be held arbitrary and capricious
if, among other reasons, in formulating it the agency
(1) relied upon an impermissible consideration,
(2) entirely failed to consider an important aspect of a
problem, (3) explained the rule in a way that runs
counter to the evidence before it, or (4) adopted a rule
that “is so implausible that it could not be ascribed to
a difference in view or the product of agency expertise.”
Motor Vehicle Mfrs. Ass’n v. State Farm Mut. Auto. Ins.,
463 U.S. 29, 43 (1983). The Industry and State
Petitioners claim the EPA violated the CAA in each of
these respects, and the EPA itself, in moving for
vacatur, now joins the petitioners in asserting that the
Administrator unreasonably ignored the costs
associated with the mid-cycle review giving rise to the
2024 Final Rule. Each of these arguments is either
foreclosed by precedent or unsupported by the record.
1. Impermissible considerations
The State Petitioners argue that the Administrator
relied upon impermissible considerations — namely,
promoting environmental justice and countering
climate change — to justify the 2024 Final Rule. They
begin by correctly observing that the Administrator’s
remit under the CAA is to set primary NAAQS
“requisite to protect the public health” with “an
adequate margin of safety.” § 7409(b)(1). They then
point to President Biden’s Executive Order No. 13990,
which served as the initial catalyst for the EPA’s
review, as evidence of the Administrator’s impermissible environmental goals. See 89 Fed. Reg. at 16210/2
27a
(explaining the order “directed review of certain
agency actions” including the 2020 Final Rule).
The EPA, for its part, did not dispute in its response
brief the State Petitioners’ premise that environmental justice and climate change are impermissible
reasons for setting primary NAAQS under § 7409(b)(1).
Instead, the agency defended the record it made and
characterized the State Petitioners’ argument as little
more than an “unsubstantiated accusation that climate
or environmental justice considerations improperly
influenced the Agency’s course of action.” We agree
with the latter point.
The EPA here is on solid ground; the administrative
record simply does not support the State Petitioners’
claim. The 2024 Final Rule accurately sets out and
adheres to the appropriate legal framework for setting
primary NAAQS consistent with § 7409(b)(1). See 89
Fed. Reg. at 16206/1-16207/1. The 2024 Final Rule
explained that the Administrator announced his decision to reconsider the 2020 Final Rule in June 2021
“because the available scientific evidence and technical
information indicate[d] that the current standards may
not be adequate to protect public health.” Id. at
16210/2. Indeed, in the lead-up to its review the EPA
“preliminarily concluded” that certain new studies
“were likely to be relevant” and “would potentially
warrant a reopening of the air quality criteria.” Id.
at 16211/1. None of these statements suggests the
Administrator considered environmental justice or
climate change. On the contrary, the EPA made clear
in its response to public comments that it had “no
intention or goal to reduce greenhouse gases through
this rulemaking.” Response to Comments at 135.
Against that, the best the State Petitioners can
muster are repeated references to Executive Order No.
28a
13990, which they unilaterally christen “the Climate
Order.” The references to climate change in that order,
however, are not specific to NAAQS-setting and cannot
overcome the evidence — or lack of it — in the
administrative record.
In any event, the EPA addressed this issue head-on
when responding to comments regarding the proposed
rule. The agency made clear that the decision to revisit
the NAAQS for particulate matter “rested with the
EPA” and was grounded upon “additional available
information, as well as advice from the CASAC and
public comment.” Id. at 134. Notably, although the
Administrator ultimately adopted the recommendation of the CASAC, the State Petitioners do not accuse
the CASAC of improper motives. At bottom, the
State Petitioners’ mixture of conjecture and strident
accusations falls far short of demonstrating that the
Administrator relied upon something other than
public health when setting the NAAQS for particulate
matter.
2. Considerations other than public health
The Industry and State Petitioners, now joined by
the EPA, also argue that the 2024 Final Rule is invalid
because the Administrator failed to consider matters
other than public health, principally costs and attainability. Both the Supreme Court and this court have
repeatedly rejected similar efforts to inject considerations unrelated to public health into the NAAQSsetting process. See Am. Trucking, 531 U.S. at 464
(citing D.C. Circuit cases holding that “economic
considerations may play no part in the promulgation
of ambient air quality standards” (cleaned up));
Murray, 936 F.3d at 621-22; Am. Petroleum Inst. v.
Costle, 665 F.2d 1176, 1185 (D.C. Cir. 1981). These
cases are controlling.
29a
The petitioners invite us to read these precedents
narrowly in light of the Supreme Court’s opinion in
Michigan v. EPA, 576 U.S. 743 (2015). In that case the
Court considered whether the phrase “appropriate and
necessary” in a different provision of the CAA required
the EPA to consider costs. Id. at 752. Justice Scalia,
writing for the Court, concluded that it did. Id. He
explained that it was not “rational, never mind
‘appropriate,’ to impose billions of dollars in economic
costs in return for a few dollars in health or environmental benefits.” Id. Yet Justice Scalia explicitly
distinguished that case from American Trucking, an
opinion he had authored a decade earlier. He explained
that the provision at issue in the earlier case —
§ 7409(b)(1) — “expressly” directed the EPA to set
NAAQS at levels requisite to protect public health and
therefore should not be read “as implicitly allowing the
[EPA] to consider cost anyway.” Id. at 755-56.
Consistent with that understanding of the statutory
scheme, in Murray this court rejected an invitation
based upon Michigan to incorporate cost considerations into § 7409(d)(1). 936 F.3d at 622 (explaining the
word “appropriate” in § 7409(d)(1) did not require
consideration of economic costs and that the outcome
in Michigan turned upon its “statutory context”).
In other words, Michigan reinforces rather than
undermines American Trucking.
Murray similarly forecloses the petitioners’ argument that the Administrator was required to consider
attainability. In that case the petitioners argued the
CAA “requires EPA to set NAAQS that are attainable.”
Id. To the contrary, we explained that the Congress
“recognized the possibility that some states could not
achieve attainment,” but “rather than watering down
the nationally applicable standards, [it] allowed EPA
to relax enforcement on a case-by-case basis.” Id. at
30a
623. The EPA, that is, may consider attainability
“during enforcement, not when setting standards.” Id.;
see also Costle, 665 F.2d at 1190 (“[T]he question of
attainability is not relevant to the setting of ambient
air quality standards under the Clean Air Act”).
The Industry and State Petitioners attempt to elude
these cases by distinguishing between setting a
NAAQS (to which § 7409(b) applies) and the anterior
decision to revise a NAAQS. In their view, the EPA
must consider costs and attainability when it initially
decides “whether a revision ‘may be appropriate.’” They
reason that the first sentence of § 7409(d)(1) provides
for revisions “as may be appropriate in accordance
with [§ 7408] and [§ 7409(b)],” and Michigan says the
word “appropriate . . . requires at least some attention
to cost,” 576 U.S. at 752. The Industry Petitioners
attempt to bolster this conclusion by pointing to
§ 7409(d)(2)(C), which requires the CASAC to “advise
the Administrator of any adverse public health,
welfare, social, economic, or energy effects which may
result from various strategies for attainment and
maintenance of such national ambient air quality
standards.” It is only when the EPA formulates a
standard that the Industry Petitioners concede the
EPA may disregard costs and attainability. The EPA,
for its part, asserts that nothing in § 7409(d)(1)
prevents it from considering costs, but it tellingly fails
to address American Trucking or Murray.
The Industry Petitioners’ and the EPA’s interpretation does not square with that controlling precedent:
Their approach necessarily, but impermissibly, injects
economic considerations and attainability into the
NAAQS-setting process. See Am. Trucking, 531 U.S.
at 464-65; Murray, 936 F.3d at 622 23. Whether the
Administrator considers costs and attainability when
31a
deciding whether to revise a NAAQS or when setting
the NAAQS would have the same impermissible effect.
Moreover, nothing in § 7409(d)(1) suggests the
Congress intended to distinguish between the Administrator considering whether to revise a standard and
his setting a standard. That section requires that the
Administrator revise a NAAQS “as may be appropriate
in accordance with [§ 7408] and [§ 7409(b)].” In this
way, the Congress tied the word “appropriate” in
§ 7409(d)(1) to § 7409(b), which in turn prescribes
NAAQS that “are requisite to protect the public
health.” See Am. Trucking Ass’ns v. EPA, 175 F.3d 1027,
1040 (D.C. Cir. 1999) (explaining that “the clause
immediately following ‘appropriate’ . . . affirmatively
precludes consideration of costs in revising NAAQS”).7
Indeed, this court in Murray explained that we had
“already rejected the idea that ‘appropriate’ in
[§ 7409(d)(1)] requires consideration of economic costs.”
936 F.3d at 622 (citing Am. Trucking Ass’ns, 175 F.3d
at 1040 41, aff’d in relevant part, 531 U.S. at 464-65).
Nor does § 7409(d)(2)(c) support the petitioners’
two-step approach. In Murray we explained why
§ 7409(d)(2)(C) did not imply that economic costs were
permissible considerations in the NAAQS-setting
process: “[T]his provision was intended to ‘enable the
[EPA] to assist the States in carrying out their
7
The petitioners briefly argue that this conclusion results in
an interpretation of the statutory scheme that violates the nondelegation doctrine. That argument is foreclosed by American
Trucking, in which the Supreme Court held that the “scope of
discretion [§ 7409(b)(1)] allows is in fact well within the outer
limits of our nondelegation precedents.” 531 U.S. at 474. The
petitioners have preserved the issue whether that case was
correctly decided expressly for further review before the Supreme
Court.
32a
statutory role as primary implementers of the NAAQS,’
but had ‘no bearing upon whether cost considerations
are to be taken into account in formulating the
[NAAQS].’” Id. (quoting Am. Trucking, 531 U.S. at 47071). Although Murray spoke of “formulating the
NAAQS,” and not the anterior decision whether to
revise a standard, we do not see how its reasoning
would permit the Administrator to consider costs at
either stage.8
The State Petitioners take a slightly different tack
and, without quite saying so, challenge the holding of
American Trucking directly. They point to the Supreme
Court’s statement that “ozone and particulate matter
are ‘nonthreshold’ pollutants that inflict a continuum
of adverse health effects at any airborne concentration
greater than zero, and hence require the EPA to make
judgments of degree.” 531 U.S. at 475. Consequently,
when setting NAAQS for these pollutants the
Administrator must exercise “discretion” guided by the
requirements of § 7409(b)(1). Id. at 475-76. Then,
quoting Justice Breyer’s concurrence, the State
Petitioners attempt to read consideration of costs into
the exercise of the Administrator’s discretion. See id.
8
The Industry Petitioners also argue, based upon their twostep interpretation of § 7409(d)(1), that the Administrator was
required to consider current air quality when deciding whether
to revise the NAAQS. They claim the Administrator “overstated
the benefits of a NAAQS revision by assuming a fictional world in
which no area of the country had better air quality than the
NAAQS standard of 12 μg/m3,” when in fact “the current air
quality in most areas significantly out-performs that standard.”
As we have explained, however, it was “not unreasonable for the
EPA to measure expected benefits from the new NAAQS in part
upon the assumption that, if the new NAAQS were not adopted,
then each area would in the future just meet the existing
standard.” Am. Petroleum Inst. v. EPA, 684 F.3d 1342, 1352 (2012).
33a
at 494 (Breyer, J., concurring in part and concurring in
the judgment) (The CAA “does not require the EPA to
eliminate every health risk, however slight, at any
economic cost, however great, to the point of hurtling
industry over the brink of ruin, or even forcing
deindustrialization” (cleaned up)).
The opinion of the Court to the contrary, however,
was clear: § 7409(b)(1) “unambiguously bars cost
considerations from the NAAQS-setting process.” 531
U.S. at 471. As we explained in Murray in response to
the petitioners’ reliance on the same passage from
Justice Breyer’s concurrence, “the concurrence does
not govern our decision, and in any event, Justice
Breyer agreed with the majority that economic costs
could not be considered in setting NAAQS.” 936 F.3d
at 622 (citing Am. Trucking, 531 U.S. at 490).
In short, “when Congress directs an agency to
consider only certain factors in reaching an administrative decision, the agency is not free to trespass
beyond the bounds of its statutory authority by taking
other factors into account.” Lead Indus. Ass’n v. EPA,
647 F.2d 1130, 1150 (D.C. Cir. 1980). Here the EPA
properly followed the Congress’s direction and declined
to consider non-public health factors throughout the
NAAQSsetting process.
3. Other objections
The petitioners also contend the Administrator’s
decision was inadequately explained and insufficiently
supported by the evidence. Their arguments are of
three types. First, the Administrator did not sufficiently justify performing an off-cycle review. Second,
the Administrator failed adequately to explain his
reasons for departing from the conclusions of the 2020
34a
Final Rule. Third, the scientific evidence does not
justify a standard of 9 μg/m3.
Off-Cycle Revision. The petitioners’ first argument
requires little additional discussion. Their charge is
that the Administrator’s decision to perform an offcycle revision was unprecedented and without regard
for the reliance interests of those affected by the
revised standard. As already explained, however, the
Congress authorized the Administrator to revise
criteria and NAAQS outside the five-year cycle in the
interests of public health.
Changed Course. The petitioners’ second argument
merits more attention but is equally unavailing. From
our review of the 2024 Final Rule, we hold that the
Administrator satisfactorily explained his basis for
revising the standard his predecessor had decided not
to revise in the 2020 Final Rule. Far from ignoring the
earlier rule, the Administrator acknowledged that his
analysis differed from that of “the prior Administrator,”
89 Fed. Reg. at 16276/2, and he explained the bases for
his decision at length, id. at 16273/3-16277/1. His
reasons included newly available scientific evidence,
the unanimous recommendation of CASAC, and a
reweighing of the previously available evidence. Id.
With respect to new evidence, the Administrator
explained that “a number of studies” were published
after the previous literature cutoff date, and he
therefore had “additional information for consideration in reaching his final conclusions.” Id. at 16275/2.
Several of these studies improved upon those that
were available to the previous Administrator, see id. at
16276/1 (explaining the studies “employed statistical
approaches that attempted to more extensively
account for confounders and are more robust to model
misspecification”); and at 16276/3 (identifying “several
35a
[new] accountability studies”), including the “study
that report[ed] the long-term mean PM2.5 concentration of 9.3 μg/m3,” id. at 16275/3. The last-referenced
study was particularly significant because the
Administrator set the standard “somewhat below the
lowest long-term study-reported mean PM2.5 concentration reported in key U.S. epidemiologic studies,
which is 9.3 μg/m3.” Id.
The Administrator also explained that the CASAC
had unanimously agreed that the 2020 standard was
inadequate based upon the newly available scientific
evidence. Id. at 16204/3, 16256/3, 16275/1. Although
most of the CASAC’s membership had changed since
its earlier review, two members remained the same. Of
those, one had previously concluded that the annual
PM2.5 standard should remain at 12 μg/m3 only later to
conclude, as the Administrator did, that this standard
was inadequate to protect public health based upon
the latest evidence. See id. at 16257 n.93.
With respect to his evaluation of the scientific
evidence, the Administrator explained that he disagreed
with the approach of the previous Administrator in
certain respects. Recall that the previous Administrator
took a mean-of-means approach to the scientific
studies — i.e., he “placed weight on the average of the
study-reported means (or medians) across the U.S.
monitor-based studies of 13.5 μg/m3.” Id. at 16275/3.
The new Administrator, as already explained, set the
revised standard “below the lowest long-term studyreported mean PM2.5 concentration.” Id. Additionally,
the new Administrator gave weight to “U.S. hybrid
model-based epidemiologic studies,” which he considered
“an advancement in the available science.” Id.
Considering the deference we owe the Administrator’s
scientific judgments, we readily conclude that he
36a
adequately explained his reasons for not retaining the
standard set in the 2020 Final Rule. See Mississippi,
744 F.3d at 1344 (explaining that the Administrator is
not bound by previous NAAQS).
Appropriate Standard. The petitioners also argue
that the evidence does not support a standard of 9
μg/m3. Because § 7409(b)(1) expressly delegates the
setting of NAAQS to the “judgment” of the Administrator,
however, we must respect the Congress’s delegation
and take care not to substitute our judgment for that
of the Administrator, see Loper Bright Enters., 603 U.S.
at 412-13, which “necessarily requires the exercise of
policy judgment,” Mississippi, 744 F.3d at 1358. Put
another way, we must “defer to the EPA’s scientific
judgment while examining the record to ensure the
agency has considered the relevant factors and
reasonably explained how it reached its conclusions.”
Am. Farm Bureau Fed’n, 559 F.3d at 520.
Here the petitioners do not claim the Administrator
overlooked an important scientific study or ignored a
key public-health factor. Nor do they provide meaningful evidence that the Administrator misapplied the
relevant scientific evidence; rather, the Administrator
followed a methodology that this court has upheld on
several occasions. See Nat’l Ass’n of Mfrs. v. EPA, 750
F.3d 921, 924 (D.C. Cir. 2014) (collecting cases in which
this court has upheld a NAAQS set “somewhat below
the lowest long-term mean concentration shown by
certain key epidemiologic studies to cause adverse
health effects”). Under these circumstances, we cannot
agree that the Administrator’s decision was unreasoned
or contrary to the evidence.
That is not to say the Administrator’s application of
§ 7409(b)(1) was the only permissible judgment on
this record. See Mississippi, 744 F.3d at 1348 (“That
37a
the evidence in the record may also support other
conclusions . . . does not prevent us from concluding
that [these] decisions were rational” (cleaned up)).
Setting NAAQS for particulate matter entails the
exercise of judgment in the face of scientific
uncertainty. See 89 Fed. Reg. at 16276/2 (recognizing
“uncertainties and limitations associated with the
epidemiologic studies”); Am. Trucking, 531 U.S. at 475
(explaining that “judgments of degree” are necessary
for “nonthreshold” pollutants). Unsurprisingly, then,
all members of the CASAC recommended revising the
NAAQS downward to levels ranging from 8-11 μg/m3.
See 89 Fed. Reg. at 16280/1 (explaining that “the
majority and minority of the CASAC . . . weighed the
studies in different ways”). The Administrator
ultimately set the standard near the middle of the
range recommended by the CASAC majority.
The Industry Petitioners fault the Administrator for
not sufficiently explaining why he did not select 10
μg/m3, which also would have fallen within the range
staked out by the majority and minority members of
the CASAC. The Industry Petitioners contend that the
Administrator’s “own evidence and reasoning pointed
more toward 10.0 μg/m3 than 9.0 μg/m3.” So they say
because the 2024 Final Rule recognized that “an
annual standard level that is no more than 15-18%
higher than the study-reported means[, or 10.7 to
11.0 μg/m3,] would generally maintain air quality
exposures to be below those . . . for which we have the
strongest support for adverse health effects occurring.”
89 Fed. Reg. at 16241/3. Yet the Administrator
explained that he was setting the standard “below the
lowest study-reported mean” to ensure that those
living where PM2.5 concentrations are highest “will be
exposed to PM2.5 concentrations below the PM2.5
concentrations reported in the epidemiologic studies
38a
where there is the highest confidence of an association” with adverse health effects. Id. at 16263/2. The
Administrator’s regard for populations in areas with
the highest PM2.5 concentration was permissible. See
Nat’l Ass’n of Mfrs., 750 F.3d at 926 (finding the
Administrator’s consideration of populations near
heavily trafficked roads reasonable “[i]n the context of
[§ 7409]”).
In short, the Administrator “offered reasoned
explanations for how [he] approached and weighed the
evidence, and why the scientific evidence supported
[his] revision of the NAAQS.” Id. at 924. That is
sufficient for us to uphold his decision on its merits.
III. Conclusion
For the reasons stated, the petitions for review and
the EPA’s motion for vacatur are
Denied.
39a
APPENDIX B
16202 Federal Register/Vol. 89, No. 45/Wednesday,
March 6, 2024/Rules and Regulations
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 50, 53, and 58
[EPA–HQ–OAR–2015–0072; FRL–8635–02– OAR]
RIN 2060–AV52
Reconsideration of the National Ambient Air Quality
Standards for Particulate Matter
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
————
SUMMARY: Based on the Environmental Protection
Agency’s (EPA’s) reconsideration of the air quality
criteria and the national ambient air quality standards (NAAQS) for particulate matter (PM), the EPA
is revising the primary annual PM2.5 standard by
lowering the level from 12.0 μg/m3 to 9.0 μg/m3. The
Agency is retaining the current primary 24-hour
PM2.5 standard and the primary 24-hour PM10 standard. The Agency also is not changing the secondary
24-hour PM2.5 standard, secondary annual PM2.5
standard, and secondary 24-hour PM10 standard at
this time. The EPA is also finalizing revisions to
other key aspects related to the PM NAAQS,
including revisions to the Air Quality Index (AQI)
and monitoring requirements for the PM NAAQS.
DATES: This final rule is effective May 6, 2024.
ADDRESSES: The EPA has established a docket for
this action under Docket ID No. EPA–HQ–OAR–
2015–0072. All documents in the docket are listed on
40a
the https://www.regulations.gov website. Although
listed in the index, some information is not publicly
available, e.g., CBI or other information whose
disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed
on the internet and will be publicly available only in
hard copy form. Publicly available docket materials
are available electronically through https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Dr.
Lars Perlmutt, Health and Environmental Impacts
Division, Office of Air Quality Planning and
Standards, U.S. Environmental Protection Agency,
Mail Code C539–04, Research Triangle Park, NC
27711; telephone: (919) 541– 3037; fax: (919) 541–
5315; email: perlmutt.lars@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
The following topics are discussed in this preamble:
Executive Summary
I. Background
A. Legislative Requirements
B. Related PM Control Programs
C. Review of the Air Quality Criteria and
Standards for Particulate Matter
1. Reviews Completed in 1971 and 1987
2. Review Completed in 1997
3. Review Completed in 2006
4. Review Completed in 2012
5. Review Initiated in 2014
41a
a. 2020 Proposed and Final Decisions
b. Reconsideration of the 2020 PM NAAQS
Final Action
D. Air Quality Information
1. Distribution of Particle Size in Ambient Air
2. Sources and Emissions Contributing to PM
in the Ambient Air
3. Monitoring of Ambient PM
4. Ambient Concentrations and Trends
a. PM2.5 Mass
b. PM2.5 Components
c. PM10
d. PM10–2.5
e. UFP
5. Characterizing
Ambient
Concentrations for Exposure
PM2.5
a. Predicted Ambient PM2.5 and Exposure
Based on Monitored Data
b. Comparison
of
PM2.5
Fields
in
Estimating Exposure and Relative to
Design Values
6. Background PM
II. Rationale for Decisions on the Primary PM2.5
Standards
A. Introduction
1. Background on the Current Standards
2. Overview of the Health Effects Evidence
42a
a. Nature of Effects
i. Mortality
ii. Cardiovascular Effects
iii. Respiratory Effects
iv. Cancer
v. Nervous System Effects
vi. Other Effects
b. Public Health Implications and At-Risk
Populations
c. PM2.5 Concentrations in Key Studies
Reporting Health Effects
i. PM2.5
Exposure
Concentrations
Evaluated in Experimental Studies
ii. Ambient PM2.5 Concentrations in
Locations of Epidemiologic Studies
d. Uncertainties in the Health Effects
Evidence
3. Summary of Exposure and Risk Estimates
a. Key Design Aspects
b. Key Limitations and Uncertainties
c. Summary of Risk Estimates
B. Conclusions on the Primary PM2.5 Standards
1. CASAC Advice
2. Basis for the Proposed Decision
3. Comments on the Proposed Decision
4. Administrator’s Conclusions
C. Decisions on the Primary PM2.5 Standards
43a
III. Rationale for Decisions on the Primary PM10
Standard
A. Introduction
1. Background on the Current Standard
2. Overview of Health Effects Evidence
a. Nature of Effects
i. Mortality
ii. Cardiovascular Effects
iii. Respiratory Effects
iv. Cancer
v. Metabolic Effects
vi. Nervous System Effects
B. Conclusions on the Primary PM10 Standard
1. CASAC Advice
2. Basis for the Proposed Decision
3. Comments on the Proposed Decision
4. Administrator’s Conclusions
C. Decisions on the Primary PM10 Standard
IV. Communication of Public Health
A. Air Quality Index Overview
B. Air Quality Index Category Breakpoints for
PM2.5
1. Summary of Proposed Revisions
a. Air Quality Index Values of 50, 100, and
150
b. Air Quality Index Values of 200 and
Above
44a
2. Summary of Significant Comments on
Proposed Revisions
a. Air Quality Index Values of 50, 100, and
150
b. Air Quality Index Values of 200 and
Above
c. Other Comments
3. Summary of Final Revisions
C. Air Quality Index Category Breakpoints for
PM10
D. Air Quality Index Reporting
1. Summary of Proposed Revisions
2. Summary of Significant Comments on
Proposed Revisions
3. Summary of Final Revisions
V. Rationale for Decisions on the Secondary PM
Standards
A. Introduction
1. Background on the Current Standards
a. Non-Visibility Effects
b. Visibility Effects
2. Overview of Welfare Effects Evidence
a. Nature of Effects
i. Visibility
ii. Climate
iii. Materials
45a
3. Summary of Air Quality and Quantitative
Information
a. Visibility Effects
i. Target Level of Protection in Terms
of a PM2.5 Visibility Index
ii. Relationship Between the PM2.5
Visibility Index and the Current
Secondary 24-Hour PM2.5 Standard
b. Non-Visibility Effects
B. Conclusions on the Secondary PM Standards
1. CASAC Advice
2. Basis for the Proposed Decision
3. Comments on the Proposed Decision
4. Administrator’s Conclusions
C. Decisions on the Secondary PM Standards
VI. Interpretation of the NAAQS for PM
A. Amendments to Appendix K: Interpretation of
the NAAQS for Particulate Matter
B. Amendments to Appendix N: Interpretation of
the NAAQS for PM2.5
VII. Amendments to Ambient Monitoring
Quality Assurance Requirements
and
A. Amendment to 40 CFR Part 50 (Appendix L):
Reference Method for the Determination of
Fine Particulate Matter as PM2.5 in the
Atmosphere—Addition of the Tisch Cyclone as
an Approved Second Stage Separator
B. Issues Related to 40 CFR Part 53 (Reference
and Equivalent Methods)
46a
C. Changes to 40 CFR Part 58 (Ambient Air
Quality Surveillance)
D. Incorporating
Technologies
Data
From
Next-Generation
VIII. Clean Air Act Implementation Requirements for
the Revised Primary Annual PM2.5 NAAQS
A. Designation of Areas
B. Section 110(a)(1) and (2) Infrastructure SIP
Requirements
C. Implementing the Revised Primary Annual
PM2.5 NAAQS in Nonattainment Areas
D. Implementing the Primary and Secondary
PM10 NAAQS
E. Prevention of Significant Deterioration and
Nonattainment New Source Review Programs
for the Revised Primary Annual PM2.5 NAAQS
F. Transportation Conformity Program
G. General Conformity Program
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning
and Review and Executive Order 14094:
Modernizing Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and
Coordination With Indian Tribal Governments
47a
G. Executive Order 13045: Protection of Children
From Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning
Regulations That Significantly Affect Energy
Supply, Distribution or Use
I. National
Technology
Advancement Act (NTTAA)
Transfer
and
J. Executive Order 12898: Federal Actions To
Address Environmental Justice in Minority
Populations and Low-Income Populations and
Executive Order 14096: Revitalizing Our
Nation’s Commitment to Environmental
Justice for All
K. Congressional Review Act (CRA) References
Executive Summary
This document presents the Administrator’s final
decisions for the reconsideration of the 2020 final
decision on the primary (health-based) and secondary
(welfare-based) National Ambient Air Quality Standards
(NAAQS) for Particulate Matter (PM). More specifically, this document summarizes the background and
rationale for the Administrator’s final decisions to
revise the primary annual PM2.5 standard by lowering
the level from 12.0 μg/m3 to 9.0 μg/m3; to retain the
current primary 24-hour PM2.5 standard (at a level of
35 μg/m3); to retain the primary 24-hour PM10
standard; and, not to change the secondary PM
standards at this time. In reaching his final decisions, the Administrator considered the currently
available scientific evidence in the 2019 Integrated
Science Assessment (2019 ISA) and the Supplement
to the 2019 ISA (ISA Supplement), quantitative and
policy analyses presented in the 2022 Policy
48a
Assessment (2022 PA), advice from the Clean Air
Scientific Advisory Committee (CASAC), and public
comments on the proposal. The EPA has established
primary and secondary standards for PM2.5, which
includes particles with diameters generally less than
or equal to 2.5 mm, and PM10, which includes
particles with diameters generally less than or equal
to 10 mm. The standards include two primary PM2.5
standards: an annual average standard, averaged
over three years, with a level of 12.0 μg/m3, and a 24hour standard with a 98th percentile form, averaged
over three years, and a level of 35 μg/m3. It also
includes a primary PM10 standard with a 24-hour
averaging time, and a level of 150 μg/m3, not to be
exceeded more than once per year on average over
three years. Secondary PM standards are set equal to
the primary standards, except that the level of the
secondary annual PM2.5 standard is 15.0 μg/m3.
The most recent of the PM NAAQS was completed
in December 2020. In that review, the EPA retained
the primary and secondary NAAQS, without revision
(85 FR 82684, December 18, 2020). Following publication of the 2020 final action, several parties filed
petitions for review and petitions for reconsideration
of the EPA’s final decision.
In June 2021, the Agency announced its decision to
reconsider the 2020 PM NAAQS final action.1 The
EPA decided to reconsider the December 2020
decision because the available scientific evidence and
technical information indicated that the current
standards may not be adequate to protect public
1
The press release for this announcement is available at:
https://www.epa.gov/newsreleases/epa-reexamine-health-stand
ards-harmful-soot-previous-administration-left-unchanged.
49a
health and welfare, as required by the Clean Air Act.
The EPA noted that the 2020 PA concluded that
the scientific evidence and information called into
question the adequacy of the primary PM2.5 standards
and supported consideration of revising the level of
the primary annual PM2.5 standard to below the
current level of 12.0 μg/m3 while retaining the
primary 24-hour PM2.5 standard (U.S. EPA, 2020b).
The EPA also noted that the 2020 PA concluded that
the available scientific evidence and information did
not call into question the adequacy of the primary
PM10 or secondary PM standards and supported
consideration of retaining the primary PM10 standard
and secondary PM standards without revision (U.S.
EPA, 2020b).
The final decisions presented in this document on
the primary PM2.5 standards have been informed by
key aspects of the available health effects evidence
and conclusions contained in the 2019 ISA and ISA
Supplement, quantitative exposure/risk analyses and
policy evaluations presented in the 2022 PA, advice
from the CASAC2 and public comment received as
part of this reconsideration. 3 The health effects
2
In 2021, the Administrator announced his decision to
reestablish the membership of the CASAC. The Administrator
selected seven members to serve on the chartered CASAC, and
appointed a PM CASAC panel to support the chartered
CASAC’s review of the draft ISA Supplement and the draft PA
as a part of this reconsideration (see section I.C.6.b below for
more information).
3
More information regarding the CASAC review of the draft
ISA Supplement and the draft PA, including opportunities for
public comment, can be found in the following Federal Register
notices: 86 FR 54186, September 30, 2021; 86 FR 52673,
September 22, 2021; 86 FR 56263, October 8, 2021; 87 FR 958,
January 7, 2022.
50a
evidence newly available in this reconsideration, in
conjunction with the full body of evidence critically
evaluated in the 2019 ISA, supports a causal relationship between long- and short-term exposures and
mortality and cardiovascular effects, and the evidence
supports a likely to be a causal relationship between
long-term exposures and respiratory effects, nervous
system effects, and cancer. The longstanding evidence
base, including animal toxicological studies, controlled
human exposure studies, and epidemiologic studies,
reaffirms, and in some cases strengthens, the conclusions from past reviews regarding the health effects
of PM2.5 exposures. Epidemiologic studies available in
this reconsideration demonstrate generally positive,
and often statistically significant, PM2.5 health effect
associations. Such studies report associations between
estimated PM2.5 exposures and non-accidental,
cardiovascular, or respiratory mortality; cardiovascular or respiratory hospitalizations or emergency room
visits; and other mortality/morbidity outcomes (e.g.,
lung cancer mortality or incidence, asthma development). The scientific evidence available in this
reconsideration, as evaluated in the 2019 ISA and
ISA Supplement, includes a number of epidemiologic
studies that use various methods to characterize
exposure to PM2.5 (e.g., ground-based monitors and
hybrid modeling approaches) and to evaluate associations between health effects and lower ambient PM2.5
concentrations. There are a number of recent
epidemiologic studies that use varying study designs
that reduce uncertainties related to confounding and
exposure measurement error. The results of these
analyses provide further support for the robustness of
associations between PM2.5 exposures and mortality
and morbidity. Moreover, the Administrator notes
that recent epidemiologic studies strengthen support
51a
for health effect associations at lower PM2.5 concentrations, with these new studies finding positive and
significant associations when assessing exposure in
locations and time periods with lower annual mean
and 25th percentile concentrations than those evaluated in epidemiologic studies available at the time of
previous reviews. Additionally, the experimental
evidence (i.e., animal toxicological and controlled
human exposure studies) strengthens the coherence
of effects across scientific disciplines and provides
additional support for potential biological pathways
through which PM2.5 exposures could lead to the overt
population-level outcomes reported in epidemiologic
studies for the health effect categories for which a
causal relationship (i.e., short- and long-term PM2.5
exposure and mortality and cardiovascular effects) or
likely to be causal relationship (i.e., short- and longterm PM2.5 exposure and respiratory effects; and
long-term PM2.5 exposure and nervous system effects
and cancer) was concluded.
The available evidence in the 2019 ISA continues
to provide support for factors that may contribute to
increased risk of PM2.5-related health effects including lifestage (children and older adults), pre-existing
diseases (cardiovascular disease and respiratory
disease), race/ethnicity, and socioeconomic status.
For example, the 2019 ISA and ISA Supplement
conclude that there is strong evidence that Black and
Hispanic populations, on average, experience higher
PM2.5 exposures and PM2.5-related health risks than
non-Hispanic White populations. In addition, studies
evaluated in the 2019 ISA and ISA Supplement also
provide evidence indicating that communities with
lower socioeconomic status (SES), as assessed in
epidemiologic studies using indicators of SES
including income and educational attainment are, on
52a
average, exposed to higher concentrations of PM2.5
compared to higher SES communities.
The quantitative risk assessment, as well as policy
considerations in the 2022 PA, also inform the final
decisions on the primary PM2.5 standards. The risk
assessment in this reconsideration focuses on allcause or nonaccidental mortality associated with
long- and short-term PM2.5 exposures. The primary
analyses focus on exposure and risk associated with
air quality that might occur in an area under air
quality conditions that just meet the current and
potential alternative standards. The risk assessment
estimates that the current primary PM2.5 standards
could allow a substantial number of PM2.5-associated
premature deaths in the United States, and that
public health improvements would be associated with
just meeting all of the alternative (more stringent)
annual and 24-hour standard levels modeled.
Additionally, the results of the risk assessment
suggest that for most of the U.S., the annual
standard is the controlling standard and that
revision to that standard has the most potential to
reduce PM2.5 exposure-related risk. The analyses are
summarized in this document and in the proposal
and are described in detail in the 2022 PA.
In its advice to the Administrator, in its review of
the 2021 draft PA, the CASAC concurred that the
currently available health effects evidence calls into
question the adequacy of the primary annual PM2.5
standard. With regard to the primary annual PM2.5
standard, the majority of the CASAC concluded that
the level of the standard should be revised within the
range of 8.0 to 10.0 μg/m3, while the minority of the
CASAC concluded that the primary annual PM2.5
standard should be revised to a level of 10.0 to 11.0
53a
μg/m . With regard to the primary 24-hour PM2.5
standard, the CASAC did not reach consensus on the
adequacy of the current standard. The majority of the
CASAC concluded that the primary 24- hour PM2.5
was not adequate and that the level of the standard
should be revised to within the range of 25 to 30
μg/m3, while the minority of the CASAC concluded
that the standard was adequate and should be
retained, without revision. Additionally, in their
review of the 2019 draft PA, the CASAC did not
reach consensus on the adequacy of the primary
annual PM2.5 standard, with the minority recommending revision and the majority recommending the
standard be retained. In their review of the 2019
draft PA, the CASAC reached consensus regarding
the adequacy of the primary 24-hour PM2.5 standard,
concluding that the standard should be retained.
3
In considering how to revise the suite of primary
PM2.5 standards to provide the requisite degree of
protection, the Administrator recognizes that the
current annual standard and 24-hour standard,
together, are intended to provide public health
protection against the full distribution of short- and
long- term PM2.5 exposures. Further, he recognizes
that changes in PM2.5 air quality designed to meet
either the annual or the 24-hour standard would
likely result in changes to both long- term average
and short-term peak PM2.5 concentrations.
As in 2012, the Administrator concludes that the
most effective way to reduce total population risk
associated with both long- and short-term PM2.5
exposures is to set a generally controlling annual
standard, and to provide supplemental protection
against the occurrence of peak 24-hour PM2.5
concentrations by means of a 24-hour standard set at
54a
the appropriate level. Based on the current evidence
and quantitative information, as well as consideration of CASAC advice and public comments, the
Administrator concludes that the current primary
annual PM2.5 standard is not adequate to protect
public health with an adequate margin of safety. The
Administrator notes that the CASAC was unanimous
in its advice on the 2021 draft PA regarding the need
to revise the annual standard. In considering the
appropriate level for a revised annual standard, the
Administrator concludes that a standard set at a
level of 9.0 μg/m3 reflects his judgment about placing
the most weight on the strongest available evidence
while appropriately weighing the uncertainties.
With regard to the primary 24-hour PM2.5 standard, the Administrator finds the available scientific
evidence and quantitative information to be insufficient to call into question the adequacy of the public
health protection afforded by the current 24-hour
standard. He further notes that a more stringent
annual standard set at a level of 9.0 μg/m3 is expected
to reduce both average (annual) concentrations and
peak (daily) concentrations. The Administrator also
notes that, in their review of the 2021 draft PA, the
CASAC did not reach consensus on whether revisions
to the primary 24-hour PM2.5 standard are warranted
at this time. He also notes that, in their review of
the 2019 draft PA, the CASAC did reach consensus
that the primary 24-hour PM2.5 standard should be
retained. The Administrator concludes that the 24hour standard should be retained to continue to
provide requisite protection against short-term peak
PM2.5 concentrations, particularly when considered in
conjunction with the protection provided by the suite
of standards and the decision to revise the annual
standard to a level of 9.0 μg/m3.
55a
The primary PM10 standard is intended to provide
public health protection against health effects related
to exposures to PM10–2.5, which are particles with a
diameter between 10 mm and 2.5 mm. The final
decision to retain the current 24-hour PM10 standard
has been informed by key aspects of the available
health effects evidence and conclusions contained in
the 2019 ISA, the policy evaluations presented in
the 2022 PA, advice from the CASAC and public
comments. Specifically, the health effects evidence for
PM10–2.5 exposures is somewhat strengthened since
past reviews, although the strongest evidence still
only provides support for a suggestive of, but not
sufficient to infer, causal relationship with long- and
short-term exposures and mortality and cardiovascular effects, short-term exposures and respiratory
effects, and long-term exposures and cancer, nervous
system effects, and metabolic effects. In reaching his
final decision on the primary PM10 standard, the
Administrator recognizes that, while the available
health effects evidence has expanded, recent studies
are subject to the same types of uncertainties that
were judged to be important in previous reviews. He
also recognizes that, in their review of the 2019 draft
PA and the 2021 draft PA, the CASAC generally
agreed that it was reasonable to retain the primary
24-hour PM10 standard given the available scientific
evidence, including retaining PM10 as the indicator.
He concludes that the newly available evidence does
not call into question the adequacy of the current
primary PM10 standard, and retains that standard,
without revision.
With respect to the secondary PM standards, this
reconsideration focuses on visibility, climate, and
56a
materials effects. The Administrator’s final decision
to not change the current secondary standards at this
time has been informed by key aspects of the currently available welfare effects evidence as well as
the conclusions contained in the 2019 ISA and ISA
Supplement; quantitative analyses of visibility
impairment; policy evaluations presented in the 2022
PA; advice from the CASAC; and public comments.
Specifically, the welfare effects evidence available in
this reconsideration is consistent with the evidence
available in previous reviews and supports a causal
relationship between PM and visibility, climate, and
materials effects. With regard to visibility effects, the
Administrator notes that he judges that the evidence
supports a target level of protection of 27 dv. He
further notes that the results of quantitative analyses of
visibility impairment suggest that in areas that meet
the current secondary 24-hour PM2.5 standard that
estimated light extinction in terms of a 3-year
visibility metric would be at or well below the target
level of protection. With regard to climate and
materials effects, while the evidence has expanded
since previous reviews, significant limitations and
4
4
Consistent with the 2016 Integrated Review Plan (U.S.
EPA, 2016), other welfare effects of PM, such as ecological
effects, are being considered in the separate, on-going review of
the secondary NAAQS for oxides of nitrogen, oxides of sulfur
and PM. Accordingly, the public welfare protection provided by
the secondary PM standards against ecological effects such as
those related to deposition of nitrogen- and sulfur-containing
compounds in vulnerable ecosystems is being considered in that
separate review. Thus, the Administrator’s conclusion in this
reconsideration of the 2020 final decision is focused only and
specifically on the adequacy of public welfare protection
provided by the secondary PM standards from effects related to
visibility, climate, and materials and hereafter “welfare effects”
refers to those welfare effects.
57a
uncertainties remain in the evidence. While the
evidence has expanded since previous reviews, the
available scientific evidence remains insufficient to
allow the Administrator to make a reasoned judgment about what specific standard(s) would be
requisite to protect against known or anticipated
adverse effects to public welfare from PM’s effects on
materials damage or climate.- In their review of the
2019 draft PA and the 2021 draft PA, the CASAC did
not recommend revising the secondary PM standards.
In considering the available evidence and quantitative information, with its inherent uncertainties and
limitations, the Administrator judges that it is
appropriate not to change the secondary PM
standards at this time.
The final revisions to the primary annual PM2.5
NAAQS trigger a process under which States (and
Tribes, if they choose) make recommendations to the
Administrator regarding designations, identifying
areas of the country that either meet or do not meet
the new or revised PM NAAQS. Those areas that do
not meet the revised PM NAAQS will need to develop
plans that demonstrate how they will meet the
standards. As part of these plans, states have the
opportunity to advance environmental justice, in this
case for overburdened communities in areas with
high PM concentrations above the NAAQS, by using
the tools described in the current PM NAAQS
implementation guidance (80 FR 58010, 58136,
August 25, 2016). The EPA is not making changes to
any of the current PM NAAQS implementation
programs in this final rulemaking.
On other topics, the EPA is finalizing two sets of
changes to the PM2.5 sub-index of the Air Quality
Index (AQI). First, the EPA is continuing to use the
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approach used in the revisions to the AQI in 2012 (77
FR 38890, June 29, 2012) of setting the lower
breakpoints (50, 100 and 150) based on the levels of
the primary annual and 24-hour PM2.5 standards. In
so doing, the EPA is revising the AQI value of 50 to
9.0 μg/m3 and is retaining the AQI values of 100 and
150 at 35.4 μg/m3 and 55.4 μg/m3, respectively.
Second, the EPA is revising the upper AQI
breakpoints (200 and above), and replacing the
linear- relationship approach used in 1999 (64 FR
42530, August 4, 1999) to set these breakpoints, with
an approach that more fully considers the PM2.5
health effects evidence from controlled human
exposure and epidemiologic studies that has become
available in the last 20 years. The EPA is also
revising the AQI values of 200, 300 and 500 to 125.4
μg/m3, 225.4 μg/m3, and 325.4 μg/m3, respectively. In
addition, this final rule revises the daily reporting
requirement from 5 days per week to 7 days per
week, while also reformatting appendix G and
providing clarifications.
With regard to monitoring-related activities, the
EPA finalizes revisions to data calculations and
ambient air monitoring requirements for PM to
improve the usefulness and appropriateness of data
used in regulatory decision making and to better
characterize air quality in communities that are at
increased risk of PM2.5 exposure and health risk.
These changes are found in 40 CFR part 50
(appendices K, L, and N), part 53, and part 58 with
associated appendices (A, B, C, D, and E). These
changes include addressing updates in data calculations, approval of reference and equivalent methods,
updates in quality assurance statistical calculations
to account for lower concentration measurements,
updates to support improvements in PM methods, a
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revision to the PM2.5 network design to account for atrisk populations, and updates to the Probe and
Monitoring Path Siting Criteria for NAAQS pollutants.
In setting the NAAQS, the EPA may not consider
the costs of implementing the standards. This was
confirmed by the Supreme Court in Whitman v.
American Trucking Associations, 531 U.S. 457, 465–
472, 475–76 (2001), as discussed in section II.A of
this document. As has traditionally been done in
NAAQS rulemaking, the EPA prepared a Regulatory
Impact Analysis (RIA) to provide the public with
information on the potential costs and benefits of
attaining several alternative PM2.5 standard levels. In
NAAQS rulemaking, the RIA is done for informational purposes only, and the final decisions on the
NAAQS in this rulemaking are not based on consideration of the information or analyses in the RIA. The
RIA fulfills the requirements of Executive Orders
14094, 13563, and 12866. The RIA estimates the
costs and monetized human health benefits of attaining the revised and two alternative annual PM2.5
standard levels and one alternative 24-hour PM2.5
standard level. Specifically, the RIA examines the
revised annual standard level of 9.0 μg/m3 in
combination with the current 24-hour standard of 35
μg/m3 (i.e., 9.0/35 μg/m3), as well as the following less
and more stringent alternative standard levels: (1)
An alternative annual standard level of 10.0 μg/m3 in
combination with the current 24-hour standard (i.e.,
10.0/35 μg/m3), (2) an alternative annual standard
level of 8.0 μg/m3 in combination with the current 24hour standard (i.e., 8.0/35 μg/m3), and (3) an
alternative 24-hour standard level of 30 μg/m3 in
combination with an alternative annual standard
level of 10 μg/m3 (i.e., 10.0/30 μg/m3). The RIA
presents estimates of the costs and benefits of
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applying illustrative national control strategies in
2032 after implementing existing and expected
regulations and assessing emissions reductions to
meet the current annual and 24-hour particulate
matter NAAQS (12.0/35 μg/m3).
I. Background
A. Legislative Requirements
Two sections of the Clean Air Act (CAA) govern the
establishment and revision of the NAAQS. Section
108 (42 U.S.C. 7408) directs the Administrator to
identify and list certain air pollutants and then to
issue air quality criteria for those pollutants. The
Administrator is to list those pollutants “emissions of
which, in his judgment, cause or contribute to air
pollution which may reasonably be anticipated to
endanger public health or welfare”; “the presence of
which in the ambient air results from numerous or
diverse mobile or stationary sources”; and for which
he “plans to issue air quality criteria. . . .” (42 U.S.C.
7408(a)(1)). Air quality criteria are intended to
“accurately reflect the latest scientific knowledge
useful in indicating the kind and extent of all
identifiable effects on public health or welfare which
may be expected from the presence of [a] pollutant in
the ambient air. . . .” (42 U.S.C. 7408(a)(2)).
Section 109 [42 U.S.C. 7409] directs the Administrator to propose and promulgate “primary” and
“secondary” NAAQS for pollutants for which air
quality criteria are issued [42 U.S.C. 7409(a)].
Section 109(b)(1) defines primary standards as ones
“the attainment and maintenance of which in the
judgment of the Administrator, based on such criteria
and allowing an adequate margin of safety, are
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requisite to protect the public health.”5 Under section
109(b)(2), a secondary standard must “specify a level
of air quality the attainment and maintenance of
which, in the judgment of the Administrator, based
on such criteria, is requisite to protect the public
welfare from any known or anticipated adverse
effects associated with the presence of [the] pollutant
in the ambient air.”6
In setting primary and secondary standards that
are “requisite” to protect public health and welfare,
respectively, as provided in section 109(b), the EPA’s
task is to establish standards that are neither more
nor less stringent than necessary. In so doing, the
EPA may not consider the costs of implementing the
standards. See generally Whitman v. American
Trucking Associations, 531 U.S. 457, 465–472, 475–
76 (2001). Likewise, “[a]ttainability and technological
feasibility are not relevant considerations in the
promulgation of national ambient air quality
standards.” American Petroleum Institute v. Costle,
665 F.2d 1176, 1185 (D.C. Cir. 1981); accord Murray
5
The legislative history of section 109 indicates that a
primary standard is to be set at “the maximum permissible
ambient air level ... which will protect the health of any
[sensitive] group of the population,” and that for this purpose
“reference should be made to a representative sample of persons
comprising the sensitive group rather than to a single person in
such a group.” S. Rep. No. 91–1196, 91st Cong., 2d Sess. 10
(1970).
6
Under CAA section 302(h) (42 U.S.C. 7602(h)), effects on
welfare include, but are not limited to, “effects on soils, water,
crops, vegetation, manmade materials, animals, wildlife, weather,
visibility, and climate, damage to and deterioration of property,
and hazards to transportation, as well as effects on economic
values and on personal comfort and well- being.”
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Energy Corporation v. EPA, 936 F.3d 597, 623–24
(D.C. Cir. 2019).
The requirement that primary standards provide
an adequate margin of safety was intended to
address uncertainties associated with inconclusive
scientific and technical information available at the
time of standard setting. It was also intended to
provide a reasonable degree of protection against
hazards that research has not yet identified. See
Lead Industries Association v. EPA, 647 F.2d 1130,
1154 (D.C. Cir. 1980); American Petroleum Institute
v. Costle, 665 F.2d at 1186; Coalition of Battery
Recyclers Ass’n v. EPA, 604 F.3d 613, 617–18 (D.C.
Cir. 2010); Mississippi v. EPA, 744 F.3d 1334, 1353
(D.C. Cir. 2013). Both kinds of uncertainties are
components of the risk associated with pollution at
levels below those at which human health effects can
be said to occur with reasonable scientific certainty.
Thus, in selecting primary standards that include an
adequate margin of safety, the Administrator is
seeking not only to prevent pollution levels that have
been demonstrated to be harmful but also to prevent
lower pollutant levels that may pose an unacceptable
risk of harm, even if the risk is not precisely
identified as to nature or degree. The CAA does not
require the Administrator to establish a primary
NAAQS at a zero-risk level or at background
concentration levels, see Lead Industries Ass’n v.
EPA, 647 F.2d at 1156 n.51, Mississippi v. EPA, 744
F.3d at 1351, but rather at a level that reduces risk
sufficiently so as to protect public health with an
adequate margin of safety.
In addressing the requirement for an adequate
margin of safety, the EPA considers such factors as
the nature and severity of the health effects involved,
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the size of the sensitive population(s), and the kind
and degree of uncertainties. The selection of any
particular approach to providing an adequate margin
of safety is a policy choice left specifically to the
Administrator’s judgment. See Lead Industries Ass’n
v. EPA, 647 F.2d at 1161–62; Mississippi v. EPA, 744
F.3d at 1353.
Section 109(d)(1) of the Act requires the review
every five years of existing air quality criteria and, if
appropriate, the revision of those criteria to reflect
advances in scientific knowledge on the effects of the
pollutant on public health and welfare. Under the
same provision, the EPA is also to review every five
years and, if appropriate, revise the NAAQS, based
on the revised air quality criteria. Section 109(d)(1)
also provides that the Administrator may review and
revise criteria or promulgate new standards earlier
or more frequently.
Section 109(d)(2) addresses the appointment and
advisory functions of an independent scientific review
committee. Section 109(d)(2)(A) requires the Administrator to appoint this committee, which is to be
composed of “seven members including at least one
member of the National Academy of Sciences, one
physician, and one person representing State air
pollution control agencies.” Section 109(d)(2)(B)
provides that the independent scientific review
committee “shall complete a review of the criteria . . .
and the national primary and secondary ambient air
quality standards . . . and shall recommend to the
Administrator any new . . . standards and revisions of
existing criteria and standards as may be appropriate. . . .” Since the early 1980s, this independent
review function has been performed by the Clean Air
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Scientific Advisory Committee (CASAC) of the EPA’s
Science Advisory Board.
As previously noted, the Supreme Court has held
that section 109(b) “unambiguously bars cost
considerations from the NAAQS-setting process.”
Whitman v. Am. Trucking Associations, 531 U.S. 457,
471 (2001). Accordingly, while some of these issues
regarding which Congress has directed the CASAC to
advise the Administrator are ones that are relevant
to the standard setting process, others are not. Issues
that are not relevant to standard setting may be
relevant to implementation of the NAAQS once they
are established.
B. Related PM Control Programs
States are primarily responsible for ensuring attainment and maintenance of ambient air quality
standards once the EPA has established them. Under
section 110, Part C, and Part D, Subparts 1 and 4 of
the CAA, and related provisions and regulations,
States are to submit, for the EPA’s approval, State
implementation plans (SIPs) that provide for the
attainment and maintenance of the NAAQS for PM
through control programs directed to sources of the
pollutants involved. The States, in conjunction with
the EPA, also administer the prevention of significant deterioration of air quality program that covers
these pollutants (see 42 U.S.C. 7470–7479). In
addition, Federal programs provide for or result in
nationwide reductions in emissions of PM and its
precursors under Title II of the Act, 42 U.S.C. 7521–
7574, which involves controls for motor vehicles and
nonroad engines and equipment; the new source
performance standards under section 111 of the Act,
42 U.S.C. 7411; and the national emissions standards
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for hazardous pollutants under section 112 of the Act,
42 U.S.C. 7412.
C. Review of the Air Quality Criteria
Standards for Particulate Matter
and
1. Reviews Completed in 1971 and 1987
The EPA first established NAAQS for PM in 1971
(36 FR 8186, April 30, 1971), based on the original
Air Quality Criteria Document (AQCD) (DHEW,
1969). 7 The Federal reference method (FRM)
specified for determining attainment of the original
standards was the high-volume sampler, which
collects PM up to a nominal size of 25 to 45 mm
(referred to as total suspended particulates or TSP).
The primary standards were set at 260 μg/m3, 24hour average, not to be exceeded more than once per
year, and 75 μg/m3, annual geometric mean. The
secondary standards were set at 150 μg/m3, 24- hour
average, not to be exceeded more than once per year,
and 60 μg/m3, annual geometric mean.
In October 1979 (44 FR 56730, October 2, 1979),
the EPA announced the first periodic review of the
air quality criteria and NAAQS for PM. Revised
primary and secondary standards were promulgated
in 1987 (52 FR 24634, July 1, 1987). In the 1987
decision, the EPA changed the indicator for particles
from TSP to PM10, in order to focus on the subset of
inhalable particles small enough to penetrate to the
thoracic region of the respiratory tract (including the
tracheobronchial and alveolar regions), referred to as
7
Prior to the review initiated in 2007 (see below), the AQCD
provided the scientific foundation (i.e., the air quality criteria)
for the NAAQS. Beginning in that review, the Integrated
Science Assessment (ISA) has replaced the AQCD.
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thoracic particles. The level of the 24- hour
standards (primary and secondary) was set at 150
μg/m3, and the form was one expected exceedance per
year, on average over three years. The level of the
annual standards (primary and secondary) was set at
50 μg/m3, and the form was the annual arithmetic
mean, averaged over three years.
8
2. Review Completed in 1997
In April 1994, the EPA announced its plans for the
second periodic review of the air quality criteria and
NAAQS for PM, and in 1997 the EPA promulgated
revisions to the NAAQS (62 FR 38652, July 18, 1997).
In the 1997 decision, the EPA determined that the
fine and coarse fractions of PM10 should be considered
separately. This determination was based on evidence
that serious health effects were associated with
short- and long-term exposures to fine particles in
areas that met the existing PM10 standards. The EPA
added new standards, using PM2.5 as the indicator for
fine particles (with PM2.5 referring to particles with a
nominal mean aerodynamic diameter less than or
equal to 2.5 mm). The new primary standards were
as follows: (1) An annual standard with a level of 15.0
μg/m3, based on the 3-year average of annual
arithmetic mean PM2.5 concentrations from single or
multiple community-oriented monitors;9 and (2) a 248
PM10 refers to particles with a nominal mean aerodynamic
diameter less than or equal to 10 mm. More specifically, 10 mm
is the aerodynamic diameter for which the efficiency of particle
collection is 50 percent.
9
The 1997 annual PM2.5 standard was compared with
measurements made at the community- oriented monitoring site
recording the highest concentration or, if specific constraints
were met, measurements from multiple community-oriented
monitoring sites could be averaged (i.e., “spatial averaging”). In
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hour standard with a level of 65 μg/m3, based on the
3-year average of the 98th percentile of 24-hour PM2.5
concentrations at each monitor within an area. Also,
the EPA established a new reference method for the
measurement of PM2.5 in the ambient air and adopted
rules for determining attainment of the new
standards. To continue to address the health effects
of the coarse fraction of PM10 (referred to as thoracic
coarse particles or PM10–2.5, generally including
particles with a nominal mean aerodynamic diameter
greater than 2.5 mm and less than or equal to 10
mm), the EPA retained the primary annual PM10
standard and revised the form of the primary 24-hour
PM10 standard to be based on the 99th percentile of
24-hour PM10 concentrations at each monitor in an
area. The EPA revised the secondary standards by
setting them equal in all respects to the primary
standards.
Following promulgation of the 1997 PM NAAQS,
petitions for review were filed by several parties,
addressing a broad range of issues. In May 1999, the
U.S. Court of Appeals for the District of Columbia
Circuit (D.C. Circuit) upheld the EPA’s decision to
establish fine particle standards and to regulate
coarse particle pollution, but vacated the 1997 PM10
standards, concluding that the EPA had not provided
a reasonable explanation justifying use of PM10 as an
indicator for coarse particles. American Trucking
the last review (completed in 2012) the EPA replaced the term
“community-oriented” monitor with the term “area-wide”
monitor. Area-wide monitors are those sited at the
neighborhood scale or larger, as well as those monitors sited at
micro- or middle-scales that are representative of many such
locations in the same core-based statistical area (CBSA) (78 FR
3236, January 15, 2013).
68a
Associations, Inc. v. EPA, 175 F. 3d 1027 (D.C. Cir.
1999). Pursuant to the D.C. Circuit’s decision, the
EPA removed the vacated 1997 PM10 standards, and
the pre-existing 1987 PM10 standards remained in
place (65 FR 80776, December 22, 2000). The D.C.
Circuit also upheld the EPA’s determination not to
establish more stringent secondary standards for fine
particles to address effects on visibility. American
Trucking Associations v. EPA, 175 F. 3d at 1027.
The D.C. Circuit also addressed more general
issues related to the NAAQS, including issues related
to the consideration of costs in setting NAAQS and
the EPA’s approach to establishing the levels of
NAAQS. Regarding the cost issue, the court reaffirmed prior rulings holding that in setting NAAQS
the EPA is “not permitted to consider the cost of
implementing those standards.” American Trucking
Associations v. EPA, 175 F. 3d at 1040–41. Regarding
the levels of NAAQS, the court held that the EPA’s
approach to establishing the level of the standards in
1997 (i.e., both for PM and for the ozone NAAQS
promulgated on the same day) effected “an unconstitutional delegation of legislative authority.”
American Trucking Associations v. EPA, 175 F. 3d at
1034–40. Although the court stated that “the factors
EPA uses in determining the degree of public health
concern associated with different levels of ozone and
PM are reasonable,” it remanded the rule to the EPA,
stating that when the EPA considers these factors for
potential non-threshold pollutants “what EPA lacks
is any determinate criterion for drawing lines” to
determine where the standards should be set.
The D.C. Circuit’s holding on the cost and constitutional issues were appealed to the United States
Supreme Court. In February 2001, the Supreme
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Court issued a unanimous decision upholding the
EPA’s position on both the cost and constitutional
issues. Whitman v. American Trucking Associations,
531 U.S. 457, 464, 475–76. On the constitutional
issue, the Court held that the statutory requirement
that NAAQS be “requisite” to protect public health
with an adequate margin of safety sufficiently guided
the EPA’s discretion, affirming the EPA’s approach of
setting standards that are neither more nor less
stringent than necessary.
The Supreme Court remanded the case to the D.C.
Circuit for resolution of any remaining issues that
had not been addressed in that court’s earlier rulings.
Id. at 475–76. In a March 2002 decision, the D.C.
Circuit rejected all remaining challenges to the
standards, holding that the EPA’s PM2.5 standards
were reasonably supported by the administrative
record and were not “arbitrary and capricious.”
American Trucking Associations v. EPA, 283 F. 3d
355, 369–72 (D.C. Cir. 2002).
3. Review Completed in 2006
In October 1997, the EPA published its plans for
the third periodic review of the air quality criteria
and NAAQS for PM (62 FR 55201, October 23, 1997).
After the CASAC and public review of several drafts,
the EPA’s National Center for Environmental
Assessment (NCEA) finalized the AQCD in October
2004 (U.S. EPA, 2004a). The EPA’s Office of Air
Quality Planning and Standards (OAQPS) finalized a
Risk Assessment and Staff Paper in December 2005
(Abt Associates, 2005; U.S. EPA, 2005). 10 On
10
Prior to the review initiated in 2007, the Staff Paper
presented the EPA staff’s considerations and conclusions
regarding the adequacy of existing NAAQS and, when
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December 20, 2005, the EPA announced its proposed
decision to revise the NAAQS for PM and solicited
public comment on a broad range of options (71 FR
2620, January 17, 2006). On September 21, 2006, the
EPA announced its final decisions to revise the
primary and secondary NAAQS for PM to provide
increased protection of public health and welfare,
respectively (71 FR 61144, October 17, 2006). With
regard to the primary and secondary standards for
fine particles, the EPA revised the level of the 24hour PM2.5 standards to 35 μg/m3, retained the level
of the annual PM2.5 standards at 15.0 μg/m3, and
revised the form of the annual PM2.5 standards by
narrowing the constraints on the optional use of
spatial averaging. With regard to the primary and
secondary standards for PM10, the EPA retained the
24-hour standards, with levels at 150 μg/m3, and
revoked the annual standards. The then- Administrator
judged that the available evidence generally did not
suggest a link between long-term exposure to existing
ambient levels of coarse particles and health or
welfare effects. In addition, a new reference method
was added for the measurement of PM10-2.5 in the
ambient air in order to provide a basis for approving
Federal Equivalent Methods (FEMs) and to promote
the gathering of scientific data to support future
reviews of the PM NAAQS.
Several parties filed petitions for review following
promulgation of the revised PM NAAQS in 2006. On
February 24, 2009, the D.C. Circuit issued its opinion
in the case American Farm Bureau Federation v.
EPA, 559 F. 3d 512 (D.C. Cir. 2009). The court
appropriate, the potential alternative standards that could be
supported by the evidence and information. More recent reviews
present this information in the Policy Assessment.
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remanded the primary annual PM2.5 NAAQS to the
EPA because the Agency had failed to adequately
explain why the standards provided the requisite
protection from both short- and long-term exposures
to fine particles, including protection for at-risk
populations. Id. at 520–27. With regard to the
standards for PM10, the court upheld the EPA’s
decisions to retain the 24-hour PM10 standard to
provide protection from thoracic coarse particle
exposures and to revoke the annual PM10 standard.
Id. at 533–38. With regard to the secondary PM2.5
standards, the court remanded the standards to the
EPA because the Agency failed to adequately explain
why setting the secondary PM standards identical to
the primary standards provided the required protection for public welfare, including protection from
visibility impairment. Id. at 528–32. The EPA
responded to the court’s remands as part of the next
review of the PM NAAQS, which was initiated in
2007 (discussed below).
4. Review Completed in 2012
In June 2007, the EPA initiated the fourth periodic
review of the air quality criteria and the PM NAAQS
by issuing a call for information (72 FR 35462, June
28, 2007). Based on the NAAQS review process, as
revised in 2008 and again in 2009,11 the EPA held
science/policy issue workshops on the primary and
secondary PM NAAQS (72 FR 34003, June 20, 2007;
72 FR 34005, June 20, 2007), and prepared and
released the planning and assessment documents
that comprise the review process (i.e., Integrated
11
The history of the NAAQS review process, including
revisions to the process, is discussed at https://www.epa.gov/
naaqs/historical-information- naaqs-review-process.
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Review Plan, (IRP; U.S. EPA, 2008), Integrated
Science Assessment (ISA; U.S. EPA, 2009a), Risk and
Exposure Assessment (REA) planning documents for
health and welfare (U.S. EPA, 2009b, U.S. EPA,
2009c), a quantitative health risk assessment (U.S.
EPA, 2010a) and an urban-focused visibility assessment (U.S. EPA, 2010b), and a Policy Assessment
(PA; U.S. EPA, 2011). In June 2012, the EPA
announced its proposed decision to revise the NAAQS
for PM (77 FR 38890, June 29, 2012).
In December 2012, the EPA announced its final
decisions to revise the primary NAAQS for PM to
provide increased protection of public health (78 FR
3086, January 15, 2013). With regard to primary
standards for PM2.5, the EPA revised the level of the
annual PM2.5 standard12 to 12.0 μg/m3 and retained
the 24-hour PM2.5 standard, with its level of 35 μg/m3.
For the primary PM10 standard, the EPA retained the
24-hour standard to continue to provide protection
against effects associated with short-term exposure to
thoracic coarse particles (i.e., PM10-2.5). With regard to
the secondary PM standards, the EPA generally
retained the 24-hour and annual PM2.5 standards13
and the 24-hour PM10 standard to address visibility
and non-visibility welfare effects.
As with previous reviews, petitioners challenged
the EPA’s final rule. Petitioners argued that the EPA
acted unreasonably in revising the level and form of
the annual standard and in amending the monitoring
network provisions. On judicial review, the revised
standards and monitoring requirements were upheld
12
13
The EPA also eliminated the option for spatial averaging.
Consistent with the primary standard, the EPA eliminated
the option for spatial averaging with the annual standard.
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in all respects. NAM v. EPA, 750 F.3d 921 (D.C. Cir.
2014).
5. Review Initiated in 2014
In December 2014, the EPA announced the
initiation of the current periodic review of the air
quality criteria for PM and of the PM2.5 and PM10
NAAQS and issued a call for information (79 FR
71764, December 3, 2014). On February 9 to 11, 2015,
the EPA’s NCEA and OAQPS held a public workshop
to inform the planning for the review of the PM
NAAQS (announced in 79 FR 71764, December 3,
2014). Workshop participants, including a wide range
of external experts as well as the EPA staff
representing a variety of areas of expertise (e.g.,
epidemiology, human and animal toxicology, risk/
exposure analysis, atmospheric science, visibility
impairment, climate effects), were asked to highlight
significant new and emerging PM research, and to
make recommendations to the Agency regarding the
design and scope of the review. This workshop
provided for a public discussion of the key science
and policy-relevant issues around which the EPA
structured the review of the PM NAAQS and of the
most meaningful new scientific information that
would be available in the review to inform
understanding of these issues.
The input received at the workshop guided the
EPA staff in developing a draft IRP, which was
reviewed by the CASAC Particulate Matter Panel
and discussed on public teleconferences held in May
2016 (81 FR 13362, March 14, 2016) and August 2016
(81 FR 39043, June 15, 2016). Advice from the
CASAC, supplemented by the Particulate Matter
Panel, and input from the public were considered in
developing the final IRP (U.S. EPA, 2016). The final
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IRP discusses the approaches to be taken in developing key scientific, technical, and policy documents in
the review and the key policy-relevant issues that
frame the EPA’s consideration of whether the
primary and/or secondary NAAQS for PM should be
retained or revised.
In May 2018, the then-Administrator issued a
memorandum announcing the Agency’s intention to
conduct the review of the PM NAAQS in such a
manner as to ensure that any necessary revisions
were finalized by December 2020 (Pruitt, 2018).
Following this memo, on October 10, 2018, the thenAdministrator additionally announced that the role of
reviewing the key assessments developed as part of
the ongoing review of the PM NAAQS (i.e., drafts of
the ISA and PA) would be performed by the sevenmember chartered CASAC (i.e., rather than the
CASAC Particulate Matter Panel that reviewed the
draft IRP).14
The EPA released the draft ISA in October 2018
(83 FR 53471, October 23, 2018). The draft ISA was
reviewed by the chartered CASAC at a public
meeting held in Arlington, VA in December 2018 (83
FR 55529, November 6, 2018) and was discussed on a
public teleconference in March 2019 (84 FR 8523,
March 8, 2019). The CASAC provided its advice on
the draft ISA in a letter to the then-Administrator
dated April 11, 2019 (Cox, 2019a). The EPA
addressed these comments in the final ISA, which
was released in December 2019 (U.S. EPA, 2019a).
The EPA released the draft PA in September 2019
(84 FR 47944, September 11, 2019). The draft PA was
14
Announcement available at: https://www.regulations.gov/
document/EPA-HQ-OAR- 2015-0072-0223.
75a
reviewed by the chartered CASAC and discussed in
October 2019 at a public meeting held in Cary, NC.
Public comments were received via a separate public
teleconference (84 FR 51555, September 30, 2019). A
public meeting to discuss the chartered CASAC letter
and response to charge questions on the draft PA was
held in Cary, NC, in October 2019 (84 FR 51555,
September 30, 2019), and the CASAC provided its
advice on the draft PA, including its advice on the
current primary and secondary PM standards, in a
letter to the then-Administrator dated December 16,
2019 (Cox, 2019b). With regard to the primary
standards, the CASAC recommended retaining the
current 24-hour PM2.5 and PM10 standards but did not
reach consensus on the adequacy of the current annual
PM2.5 standard. Some CASAC members expressed
support for retaining the current primary annual
PM2.5 standard while other members expressed
support for revising that standard in order to increase
public health protection (Cox, 2019b, p. 1 of letter).
These views are described in greater detail in the
letter to the then-Administrator (Cox, 2019b) and in
the notice of final rulemaking (85 FR 82706–82707,
December 18, 2020), as well as below. With regard to
the secondary standards, the CASAC recommended
retaining the current standards. In response to the
CASAC’s comments, the 2020 final PA incorporated a
number of changes (Cox, 2019b, U.S. EPA, 2020b), as
described in detail in section I.C.5 of the 2020
proposal document (85 FR 24100, April 30, 2020).
a. 2020 Proposed and Final Actions
On April 14, 2020, the EPA proposed to retain all of
the primary and secondary PM standards, without
revision. These proposed decisions were published in
the Federal Register on April 30, 2020 (85 FR 24094,
76a
April 30, 2020). The EPA’s final decision on the PM
NAAQS was published in the Federal Register on
December 18, 2020 (85 FR 82684, December 18,
2020). In the 2020 rulemaking, the EPA retained the
primary and secondary PM2.5 and PM10 standards,
without revision. The then-Administrator’s rationale
for his decisions is described in more detail in section
II, III, and V below, and is briefly summarized here.
In reaching his final decision to retain the primary
annual and 24-hour PM2.5 standards, the thenAdministrator considered the available scientific
evidence, quantitative information, CASAC advice,
and public comments in his supporting rationale in
the 2020 final action (85 FR 82714, December 18,
2020). In so doing, he concluded that the available
controlled human exposure studies did not provide
support for additional public health protection against
exposures to peak PM2.5 concentrations, beyond the
protection provided by the combination of the current
primary annual and 24-hour PM2.5 standards. He also
noted that the available epidemiologic studies did not
indicate that associations in those studies are strongly
influenced by exposures to peak concentrations in the
air quality distribution and thus did not indicate the
need for additional protection against short-term
exposures to peak PM2.5 concentrations. Accordingly,
and taking into account consensus CASAC advice to
retain the current primary 24-hour PM2.5 standard,
the then-Administrator concluded the primary 24hour PM2.5 standard should be retained.
With respect to the annual PM2.5 standard, the
then-Administrator recognized that important uncertainties and limitations that were present in
epidemiologic studies in previous reviews remained
in the evidence assessed in the 2019 ISA. In
77a
considering the epidemiologic evidence, the thenAdministrator noted that: (1) The reported mean
concentration in the majority of the key U.S.
epidemiologic studies using ground-based monitoring
data are above the level of the current annual
standard; (2) the mean of the reported study means
(or medians) (i.e., 13.5 μg/m3) is above the level of the
current primary annual PM2.5 standard of 12 μg/m3;
(3) air quality analyses show the study means to be
lower than their corresponding design by 10–20%;
and (4) that these analyses must be considered in
light of uncertainties inherent in the epidemiologic
evidence. The then-Administrator further considered
other available information, including the risk
assessment, accountability studies, and controlled
human exposure studies, and found that, in
considering all of the evidence together along with
advice from the CASAC, the suite of primary PM2.5
standards were requisite to protect public health
with an adequate margin of safety, and should be
retained, without revision.
With regard to the primary PM10 standard, the
then-Administrator noted that the expanded body of
evidence has broadened the range of effects that have
been linked with PM10–2.5 exposures. In light of that
information, as well as continued uncertainties in the
evidence and advice from the CASAC to retain the
standard, the then-Administrator judged it appropriate to retain the primary PM10 standard to provide
the requisite degree of public health protection
against PM10–2.5 exposures, regardless of location,
source of origin, or particle composition (85 FR 82725,
December 18, 2020).
With regard to the secondary PM standards, the
then-Administrator concluded that there was insuffi-
78a
cient information available to establish any distinct
secondary PM standards to address climate and
materials effects of PM. For visibility effects, he
found that in the absence of a monitoring network for
direct measurement of light extinction, a calculated
light extinction indicator that utilizes the IMPROVE
algorithms continued to provide a reasonable basis
for defining a target level of protection against PMrelated visibility impairment. He further found that a
visibility index with a 24-hour averaging time was
reasonable based on its stability and suitability for
representing subdaily periods, and a form based on
the 3-year average of annual 90th percentile values
was reasonable based on its stability and that it
represents the median of the 20 percent worst
visibility days which are targeted under the Regional
Haze program. With regard to the level of a visibility
index, the then-Administrator judged it appropriate
to establish a target level of protection of 30 dv,
reflecting the upper end of the range of visibility
impairment judged to be acceptable by at least 50% of
study participants in the available public preference
studies, taking into consideration the variability,
limitations and uncertainties of the public preference
studies. The then-Administrator judged that the
secondary 24-hour PM2.5 standard with its level of 35
μg/m3 would provide at least the target level of
protection for visual air quality of 30 dv which he
judged appropriate. Accordingly, taking into consideration the advice of the CASAC to retain the current
secondary PM standards, the then-Administrator
found the current secondary standards provide the
requisite degree of protection and that they should be
retained (85 FR 82742, December 18, 2020).
Following publication of the 2020 final action,
several parties filed petitions for review and petitions
79a
for reconsideration of the EPA’s final decision. The
petitions for review were filed in the D.C. Circuit and
the Court consolidated the cases.15 Following EPA’s
decision to reconsider the 2020 final decision, the
Court ordered the consolidated cases to be held in
abeyance.
b. Reconsideration of the 2020 PM NAAQS
Final Action
Executive Order 13990 directed review of certain
agency actions (86 FR 7037, January 25, 2021).16 An
accompanying fact sheet provided a non-exclusive list
of agency actions that agency heads should review in
accordance with that order, including the 2020
Particulate Matter NAAQS Decision.17
On June 10, 2021, the Agency announced its
decision to reconsider the 2020 PM NAAQS final
action because the available scientific evidence and
technical information indicate that the current
standards may not be adequate to protect public
health and welfare, as required by the Clean Air
Act.18 The Administrator reached this decision in part
based on the fact that the EPA noted that the 2020
PA concluded that the scientific evidence and
15
See California v. EPA, (D.C. Cir., No. 21–2014 consolidated
with Nos. 21–1027, 21–1054).
16
See https://www.whitehouse.gov/briefing-room/presidenti
al-actions/2021/01/20/executive-order-protecting-public-healthand-environment-and- restoring-science-to-tackle-climate-crisis/.
17
See https://www.whitehouse.gov/briefing-room/statemen
ts-releases/2021/01/20/fact-sheet-list-of-agency-actions-for-revi
ew/.
18
The press release for this announcement is available at:
https://www.epa.gov/newsreleases/epa-reexamine-health-stand
ards-harmful-soot-previous-administration-left-unchanged.
80a
information called into question the adequacy of the
primary annual PM2.5 standard and supported
revising the level to below the current level of 12.0
μg/m3 while retaining the primary 24-hour PM2.5
standard (U.S. EPA, 2020b). The EPA also noted that
the 2020 PA concluded that the available scientific
evidence and information supported retaining the
primary PM10 standard and secondary PM standards
without revision (U.S. EPA, 2020b).
The EPA staff conclusions detailed in the 2020 PA
in combination with the CASAC advice that informed
the Administrator’s decisions regarding the 2020
final action, studies highlighted by public comments
on the 2020 proposal, and the numerous studies
published since the literature cutoff date of the 2019
ISA all informed the scope of the reconsideration.
In its review of the 2019 draft PA, some members
of the CASAC had recommended that greater attention should be given to accountability studies and
epidemiologic studies that employ alternative methods
for confounder control (also referred to as causal
inference or causal modeling studies) in order to
“more fully account for effects of confounding, measurement and estimation errors, model uncertainty,
and heterogeneity” in epidemiologic studies (Cox,
2019b, p. 8 of consensus responses). In addition,
public commenters submitted a number of recent
studies published after the literature cutoff date for
the 2019 ISA that would have been considered within
the scope of the 2019 ISA. While the EPA
provisionally considered these studies in responding
to public comments,19 it was determined that, at the
19
The list of provisionally considered studies is included in
Appendix A to the 2020 Response to Comments document (U.S.
EPA, 2020a).
81a
time of the 2020 final action, these studies were
generally consistent with the evidence assessed in
the 2019 ISA (85 FR 82690, December 18, 2020; U.S.
EPA, 2020a). As such, and consistent with previous
NAAQS reviews, the EPA concluded that the new
studies did not materially change any of the broad
scientific conclusions regarding the health and
welfare effects of PM in ambient air made in the air
quality criteria, and therefore, reopening of the air
quality criteria was not warranted (85 FR 82691,
December 18, 2020). However, at that time, the EPA
recognized that its “provisional consideration of these
studies did not and could not provide the kind of indepth critical review” (85 FR 82690, December 18,
2020) that studies undergo in the development of an
ISA.
In preparing to reconsider the 2020 final decision
for the PM NAAQS, the Agency revisited the need to
reopen the air quality criteria, given the amount of
time that had passed since the literature cutoff date
of the 2019 ISA (i.e., approximately January 2018)
and the volume of literature that had become available, including those studies provisionally considered
in responding to comments in 2020. In so doing, the
EPA preliminarily concluded that at least some of
these studies were likely to be relevant to its
reconsideration of the air quality criteria and the PM
NAAQS and that, in considering public comments on
any proposed decisions for the reconsideration, these
studies were likely to be raised by public commenters
and would potentially warrant a reopening of the air
quality criteria. For example, on February 16, 2021,
the EPA received two petitions to reconsider the PM
NAAQS. One petition objected to the EPA’s provisional consideration of studies submitted in public
comments on the 2020 proposal and suggested that
82a
the provisional consideration was inadequate because
the studies could be important in determining whether
the existing standards are adequately protective. See,
Petition for Reconsideration of National Ambient Air
Quality Standards for Particulate Matter, submitted
by American Lung Association, et al, dated Feb. 16,
2020. The other petition identified a number of new
studies, including one epidemiologic study that was
published after the provisional consideration was
completed that could further inform the concern
expressed by the CASAC that associations reported
in epidemiologic studies do not adequately account
for “uncontrolled confounding and other potential
sources of error and bias.” See Petition for
Reconsideration of “Review of the National Ambient
Air Quality Standards for Particulate Matter,”
submitted by the State of California, dated Feb. 16,
2020. This was also an uncertainty noted by the thenAdministrator in the 2020 decision, who also
recognized “that methodological study designs to
address confounding, such as causal inference
methods, are an emerging field of study.” Thus, the
Agency concluded it was appropriate to reconsider
not only the standards but also the air quality
criteria, in light of public comments during the 2020
PM NAAQS proposal and recent studies published
since the cutoff date of the 2019 ISA, as reflected in
petitions. In deciding to reopen the air quality
criteria, the Agency concluded it was reasonable to
focus on studies that were most likely to inform
decisions on the appropriate standard, but not to
reassess areas which, based on the assessment of
available science published since the cutoff date of
the 2019 ISA and through 2021, were judged unlikely
to have new information that would be useful for the
Administrator’s decision making. The Agency accord-
83a
ingly announced that, in support of the reconsideration,
it would develop a supplement to the 2019 ISA and a
revised PA.
The EPA also explained that the draft ISA
Supplement and draft PA would be reviewed at a
public meeting by the CASAC, and the public would
have opportunities to comment on these documents
during the CASAC review process, as well as to
provide input during the rulemaking through the
public comment process and public hearings on the
proposed rulemaking.
On March 31, 2021, the Administrator announced
his decision to reestablish the membership of the
CASAC to “ensure the agency received the best
possible scientific insight to support our work to
protect human health and the environment.” 20
Consistent with this memorandum, a call for
nominations of candidates to the EPA’s chartered
CASAC was published in the Federal Register (86 FR
17146, April 1, 2021). On June 17, 2021, the
Administrator announced his selection of the seven
members to serve on the chartered CASAC. 21 22
Additionally, a call for nominations of candidates to a
PM- specific panel was published in the Federal
Register (86 FR 33703, June 25, 2021). The members
20
The press release for this announcement is available at:
https://www.epa.gov/newsreleases/administrator-regan-dire
cts-epa-reset-critical- science-focused-federal-advisory
21
The press release for this announcement is available at:
https://www.epa.gov/newsreleases/epa-announces-selections-ch
arter-members-clean-air- scientific-advisory-committee.
22
The list of members of the chartered CASAC and their
biosketches are available at: https://casac.epa.gov/ords/sab/r/
sab_apex/casac/mems?p14_committeeon=2021%20CASAC%20P
M%20Panel &session=17433386035954.
84a
of the PM CASAC panel were announced on August
30, 2021.23
The draft ISA Supplement was released in
September 2021 (U.S. EPA, 2021a; 86 FR 54186,
September 30, 2021), and included a discussion of the
rationale and scope of the Supplement. As explained
therein, the ISA Supplement focuses on a thorough
evaluation of some studies that became available
after the literature cutoff date of the 2019 ISA that
could either further inform the adequacy of the
current PM NAAQS or address key scientific topics
that have evolved since the literature cutoff date for
the 2019 ISA. In selecting the health effects to
evaluate within the ISA Supplement, the EPA
focused on health effects for which the evidence
supported a “causal relationship” because those were
the health effects that were most useful in informing
conclusions in the 2020 PA (U.S. EPA, 2022a, section
1.2.1).24 Consistent with the rationale for the focus on
23
The list of members of the PM CASAC panel and their
biosketches are available at: https://casac.epa.gov/ords/sab/
f?p=105:14:9979229564047:::14:P14_COMMITTEEON:2021%20
CASAC %20PM%20Panel.
24
As described in section 1.2.1 of the ISA Supplement: “In
considering the public health protection provided by the current
primary PM2.5 standards, and the protection that could be
provided by alternatives, [the U.S. EPA, within the 2020 PM
PA] emphasized health outcomes for which the ISA determined
that the evidence supports either a ‘causal’ or a ‘likely to be
causal’ relationship with PM2.5 exposures” (U.S. EPA, 2020b).
Although the 2020 PA initially focused on this broader set of
evidence, the basis of the discussion on potential alternative
standards primarily focused on health effect categories where
the 2019 PM ISA concluded a ‘causal relationship’ (i.e., shortand long-term PM2.5 exposure and cardiovascular effects and
mortality) as reflected in Figures 3–7 and 3–8 of the 2020 PA
(U.S. EPA, 2020b).”
85a
certain health effects, in selecting the non- ecological
welfare effects to evaluate within the ISA Supplement,
the EPA focused on the non-ecological welfare effects
for which the evidence supported a “causal relationship”
and for which quantitative analyses could be supported
by the evidence because those were the welfare
effects that were most useful in informing conclusions in the 2020 PA.25 Specifically, for non- ecological
welfare effects, the focus within the ISA Supplement
is on visibility effects. The ISA Supplement also
considers recent health effects evidence that addresses
key scientific topics where the literature has evolved
since the 2020 review was completed, specifically
since the literature cutoff date for the 2019 ISA.26
25
As described in section 1.2.1 of the ISA Supplement: “The
2019 PM ISA concluded a ‘causal relationship’ for each of the
welfare effects categories evaluated (i.e., visibility, climate
effects and materials effects). While the 2020 PA considered the
broader set of evidence for these effects, for climate effects and
material effects, it concluded that there remained ‘substantial
uncertainties with regard to the quantitative relationships with
PM concentrations and concentration patterns that limit[ed]
[the] ability to quantitatively assess the public welfare
protection provided by the standards from these effects’ (U.S.
EPA, 2020b).”
26
These key scientific topics include experimental studies
conducted at near-ambient concentrations, epidemiologic studies
that employed alternative methods for confounder control or
conducted accountability analyses, studies that assess the
relationship between PM2.5 exposure and severe acute
respiratory syndrome coronavirus 2 (SARS–CoV–2) infection
and coronavirus disease 2019 (COVID–19) death; and in
accordance with recent EPA goals on addressing environmental
justice, studies that examine disparities in PM2.5 exposure and
the risk of health effects by race/ethnicity or socioeconomic
status (SES) (U.S. EPA, 2022a, section 1.2.1).
86a
Building on the rationale presented in section
1.2.1, the ISA Supplement considers peer-reviewed
studies published from approximately January 2018
through March 2021 that meet the following criteria:
• Health Effects
U.S. and Canadian epidemiologic studies for
health effect categories where the 2019 ISA
concluded a “causal relationship” (i.e., short- and
long-term PM2.5 exposure and cardiovascular effects
and mortality).
U.S. and Canadian epidemiologic studies that
employed alternative methods for confounder control
or conducted accountability analyses (i.e., examined
the effect of a policy on reducing PM2.5
concentrations).
• Welfare Effects
U.S. and Canadian studies that provide new
information on public preferences for visibility
impairment and/or developed methodologies or
conducted quantitative analyses of light extinction.
• Key Scientific Topics
Experimental studies (i.e., controlled human
exposure and animal toxicological) conducted at nearambient PM2.5 concentrations experienced in the U.S.
U.S.- and Canadian-based epidemiologic studies
that examined the relationship between PM2.5
exposures and severe acute respiratory syndrome
coronavirus
2
(SARS–CoV–2)
infection
and
coronavirus disease 2019 (COVID–19) death.
At-Risk Populations.
87a
U.S.- and Canadian-based epidemiologic or
exposure studies examining potential disparities in
either PM2.5 exposures or the risk of health effects by
race/ethnicity or socioeconomic status (SES).
Given the narrow scope of the ISA Supplement, it
is important to recognize that the evaluation does not
encompass the full multidisciplinary evaluation
presented within the 2019 ISA that would result in
weight-of-evidence conclusions on causality (i.e.,
causality determinations). The ISA Supplement critically evaluates and provides key study-specific
information for those recent studies deemed to be of
greatest significance for informing preliminary
conclusions on the PM NAAQS in the context of the
body of evidence and scientific conclusions presented
in the 2019 ISA.
In developing a revised PA to support the
reconsideration, the EPA considered the available
scientific evidence, including the evidence presented
in the 2019 ISA and ISA Supplement. The 2022 PA
considered the quantitative and technical information presented in the 2020 PA, in addition to new
and updated analyses conducted since the 2020 final
decision. For those health and welfare effects for
which the ISA Supplement evaluated recently available studies (i.e., PM2.5-related health effects and
visibility effects), new updated quantitative analyses
were conducted as a part of the development of the
2022 PA. The newly available scientific and technical
information presented in the 2022 PA were considered in reaching conclusions regarding the adequacy
of the current standards and any potential
alternative standards. For those health and welfare
effects for which newly available scientific and
technical information were not evaluated (i.e., PM10–
88a
2.5-related health effects and non-visibility welfare
effects), the conclusions presented in the 2022 PA
rely heavily on the information that supported the
conclusions in the 2020 PA.
The CASAC PM panel met at a virtual public
meeting in November 2021 to review the draft ISA
Supplement (86 FR 52673, September 22, 2021). A
virtual public meeting was then held in February
2022, and during this meeting the chartered CASAC
considered the CASAC PM panel’s draft letter to the
Administrator on the draft ISA Supplement (87 FR
958, January 7, 2022).
The chartered CASAC provided its advice on the
draft ISA Supplement in a letter to the EPA
Administrator dated March 18, 2022 (Sheppard,
2022b). In its review of the draft ISA Supplement,
the CASAC noted that they found “the Draft ISA
Supplement to be a well- written, comprehensive
evaluation of the new scientific information published
since the 2019 PM ISA” (Sheppard, 2022b, p. 2 of
letter). Furthermore, the CASAC stated that “the
final Integrated Science Assessment (ISA) Supplement
. . . deserve[s] the Administrator’s full consideration
and [is] adequate for rulemaking” (Sheppard, 2022b,
p. 2 of letter). The CASAC generally endorsed EPA’s
decisions regarding the limited scope of the draft ISA
Supplement, stating that “this limitation [on scope] is
appropriate for the targeted purpose of the Draft ISA
Supplement” although the CASAC noted it would not
be appropriate for ISAs generally, and recommended
that the EPA provide additional acknowledgment
and explanation for the limited scope (Sheppard,
2022b, p. 2 of letter; see also pp. 2–3 of consensus
responses). The EPA specifically noted in the final
ISA Supplement, which was released in May 2022
89a
(U.S. EPA, 2022a; hereafter referred to as the ISA
Supplement throughout this document) that the
“targeted approach to developing the Supplement to
the 2019 PM ISA for the purpose of reconsidering the
2020 PM NAAQS decision does not reflect a change to
EPA’s approach for developing ISAs for NAAQS
reviews.” Thus, the evidence presented within the
2019 ISA, along with the targeted identification and
evaluation of new scientific information in the ISA
Supplement, provides the scientific basis for the
reconsideration of the 2020 PM NAAQS final
decision.
The draft PA was released in October 2021 (86 FR
56263, October 8, 2021). The CASAC PM panel met
at a virtual public meeting in December 2021 to
review the draft PA (86 FR 52673, September 22,
2021). A virtual public meeting was then held in
February 2022 and March 2022, and during this
meeting the chartered CASAC considered the CASAC
PM panel’s draft letter to the Administrator on the
draft PA (87 FR 958, January 7, 2022). The chartered
CASAC provided its advice on the draft PA in a letter
to the EPA Administrator dated March 18, 2022
(Sheppard, 2022a). The EPA took steps to address
these comments in revising and finalizing the PA.
The 2022 PA considers the scientific evidence
presented in the 2019 ISA and ISA Supplement and
considers the quantitative and technical information
presented in the 2020 PA, along with updated and
newly available analyses since the completion of the
2020 review. For those health and welfare effects for
which the ISA Supplement evaluated recently available evidence and for which updated quantitative
analyses were supported (i.e., PM2.5-related health
effects and visibility effects), the 2022 PA includes
consideration of this newly available scientific and
90a
technical information in reaching preliminary
conclusions. For those health and welfare effects for
which newly available scientific and technical
information were not evaluated (i.e., PM10–2.5-related
health effects and non-visibility effects), the
conclusions presented in the 2022 PA rely heavily on
the information that supported the conclusions in the
2020 PA. The final PA was released in May 2022
(U.S. EPA, 2022b; hereafter referred to as the 2022
PA throughout this document).
Drawing from his consideration of the scientific
evidence assessed in the 2019 ISA and ISA
Supplement and the analyses in the 2022 PA,
including the uncertainties in the evidence and
analyses, and from his consideration of advice from
the CASAC, on January 5, 2023, the Administrator
proposed to revise the level of the primary annual
PM2.5 standard and to retain the primary 24-hour
PM2.5 standard, the primary 24-hour PM10 standard,
and the secondary PM standards. These proposed
decisions were published in the Federal Register on
January 27, 2023 (88 FR 5558, January 27, 2023).
The EPA held a multi-day virtual public hearing on
February 21–23, 2023 (88 FR 6215, January 31,
2023). In total, the EPA received nearly 700,000
comments on the proposal from members of the
public by the close of the public comment period on
March 28, 2023. Major issues raised in the public
comments are discussed throughout the preamble of
this final action. A more detailed summary of all
significant comments, along with the EPA’s responses
(henceforth “Response to Comments” document), can
be found in the docket for this rulemaking (Docket
No. EPA–HQ–OAR–2015–0072).
91a
As in prior reviews, the EPA is basing its decision
in this reconsideration on studies and related information in the air quality criteria, which have
undergone CASAC and public review. These studies
assessed in the 2019 ISA 27 and ISA Supplement 28
and the 2022 PA, and the integration of the scientific
evidence presented in them, have undergone
extensive critical review by the EPA, the CASAC, and
the public. Decisions on the NAAQS should be based
on studies that have been rigorously assessed in an
integrative manner not only by the EPA but also by
the statutorily mandated independent scientific
advisory committee, as well as the public review that
accompanies this process. It is for this reason that
the EPA preliminarily concluded that the scientific
evidence available since the completion of the 2019
ISA, including those raised in public comments on
the proposal in 2020, warranted a partial reopening
of the air quality criteria and prepared an ISA
Supplement to enable the EPA, the CASAC, and the
public to consider them further. Some commenters
have referred to and discussed additional individual
scientific studies on the health effects of PM that
27
In addition to the 2020 review’s opening “call for
information” (79 FR 71764, December 3, 2014), the 2019 ISA
identified and evaluated studies and reports that have
undergone scientific peer review and were published or accepted
for publication between January 1, 2009, through approximately
January 2018 (U.S. EPA, 2019a, p. ES–2). References that are
cited in the 2019 ISA, the references that were considered for
inclusion but not cited, and electronic links to bibliographic
information and abstracts can be found at: https://hero.
epa.gov/hero/ particulate-matter.
28
As described above, the ISA Supplement represents an
evaluation of recent studies that are of greatest policy relevance
and utility to the reconsideration of the 2020 final decision on
the PM NAAQS (U.S. EPA, 2022a).
92a
were not included in the 2019 ISA or ISA Supplement
(“new studies”) and that have not gone through this
comprehensive review process. In considering and
responding to comments for which such “new” studies
were cited in support, the EPA has provisionally
considered the cited studies in the context of the
findings of the 2019 ISA and ISA Supplement. The
EPA’s provisional consideration of these studies did
not and could not provide the kind of in-depth critical
review described above, but rather was focused on
determining whether they warranted further reopening
the review of the air quality criteria to enable the
EPA, the CASAC, and the public to consider them
further.
This approach, and the decision to rely on the
studies and related information in the air quality
criteria, which have undergone CASAC and public
review, is consistent with the EPA’s practice in prior
NAAQS reviews and its interpretation of the requirements of the CAA. Since the 1970 amendments, the
EPA has taken the view that NAAQS decisions are to
be based on scientific studies and related information
that have been assessed as a part of the pertinent air
quality criteria, and the EPA has consistently followed
this approach. This longstanding interpretation was
strengthened by new legislative requirements enacted
in 1977, which added section 109(d)(2) of the Act
concerning CASAC review of air quality criteria. See
71 FR 6114, 61148 (October 17, 2006, final decision
on review of NAAQS for particulate matter) for a
detailed discussion of this issue and the EPA’s past
practice.
As discussed in the EPA’s 1993 decision not to
review the O3 NAAQS, “new” studies may sometimes
be of such significance that it is appropriate to delay
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a decision in a NAAQS review and to supplement the
pertinent air quality criteria so the studies can be
taken into account (58 FR 13013–13014, March 9,
1993). In the present case, the EPA decided to
partially reopen the air quality criteria and prepared
an ISA Supplement as a part of the reconsideration
to facilitate evaluation of these studies by the EPA,
the CASAC, and the public. The narrow scope of the
ISA Supplement is supported by EPA’s provisional
consideration of “new” studies submitted in response
to public comments on the 2020 proposal which concluded that, taken in context, the “new” information
and findings do not materially change any of the
broad scientific conclusions regarding the health and
welfare effects of PM in ambient air made in the air
quality criteria. Therefore, a full reopening of the air
quality criteria was not warranted to assess the
health and welfare effects of PM for purposes of the
review.
Accordingly, the EPA is basing the final decisions
in this reconsideration on the studies and related
information included in the PM air quality criteria
(including the 2019 PM ISA and ISA Supplement)
that have undergone rigorous review by the EPA, the
CASAC, and the public. The EPA will consider these
“new” studies for inclusion in the air quality criteria
for the next PM NAAQS review, which the EPA
expects to begin soon after the conclusion of this
reconsideration and which will provide the
opportunity to fully assess these studies through a
more rigorous review process involving the EPA, the
CASAC, and the public.
D. Air Quality Information
This section provides a summary of basic information
related to PM ambient air quality. It summarizes
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information on the distribution of particle size in
ambient air (section I.D.1), sources and emissions
contributing to PM in the ambient air (section I.D.2),
monitoring ambient PM in the U.S. (section I.D.3),
ambient PM concentrations and trends in the U.S.
(I.D.4), characterizing ambient PM2.5 concentrations
for exposure (section I.D.5), and background PM
(section I.D.6). Additional detail on PM air quality
can be found in Chapter 2 of the 2022 PA (U.S. EPA,
2022b).
1. Distribution of Particle Size in Ambient Air
In ambient air, PM is a mixture of substances
suspended as small liquid and/or solid particles (U.S.
EPA, 2019a, section 2.2) and distinct health and
welfare effects have been linked with exposures to
particles of different sizes. Particles in the atmosphere
range in size from less than 0.01 to more than 10 [m
in diameter (U.S. EPA, 2019a, section 2.2). The EPA
defines PM2.5, also referred to as fine particles, as
particles with aerodynamic diameters generally less
than or equal to 2.5 μm. The size range for PM10–2.5,
also called coarse or thoracic coarse particles,
includes those particles with aerodynamic diameters
generally greater than 2.5 μm and less than or equal
to 10 μm. PM10, which is comprised of both fine and
coarse fractions, includes those particles with
aerodynamic diameters generally less than or equal
to 10 μm. In addition, ultrafine particles (UFP) are
often defined as particles with a diameter of less than
0.1 μm based on physical size, thermal diffusivity or
electrical mobility (U.S. EPA, 2019a, section 2.2).
Atmospheric lifetimes are generally longest for PM2.5,
which often remains in the atmosphere for days to
weeks (U.S. EPA, 2019a, Table 2–1) before being
removed by wet or dry deposition, while atmospheric
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lifetimes for UFP and PM10–2.5 are shorter and are
generally removed from the atmosphere within
hours, through wet or dry deposition (U.S. EPA,
2019a, Table 2–1; U.S. EPA, 2022b, section 2.1).
2. Sources and Emissions Contributing to PM
in the Ambient Air
PM is composed of both primary (directly emitted
particles) and secondary particles. Primary PM is
derived from direct particle emissions from specific
PM sources while secondary PM originates from gasphase precursor chemical compounds present in the
atmosphere that have participated in new particle
formation or condensed onto existing particles (U.S.
EPA, 2019a, section 2.3). As discussed further in the
2019 ISA (U.S. EPA, 2019a, section 2.3.2.1), secondary PM is formed in the atmosphere by photochemical
oxidation reactions of both inorganic and organic gasphase precursors. Precursor gases include sulfur
dioxide (SO2), nitrogen oxides (NOX), and volatile
organic compounds (VOC) (U.S. EPA, 2019a, section
2.3.2.1). Ammonia also plays an important role in the
formation of nitrate PM by neutralizing sulfuric acid
and nitric acid. Sources and emissions of PM are
discussed in more detail the 2022 PA (U.S. EPA,
2022b, section 2.1.1). Briefly, anthropogenic sources
of PM include both stationary (e.g., fuel combustion
for electricity production and other purposes, industrial processes, agricultural activities) and mobile
(e.g., diesel- and gasoline-powered highway vehicles
and other engine-driven sources) sources. Natural
sources of PM include dust from the wind erosion of
natural surfaces, sea salt, wildfires, primary biological
aerosol particles (PBAP) such as bacteria and pollen,
oxidation of biogenic hydrocarbons, such as isoprene
and terpenes to produce secondary organic aerosol
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(SOA), and geogenic sources, such as sulfate formed
from volcanic production of SO2. Wildland fire, which
encompass both wildfire and prescribed fire, accounts
for 44% of emissions of primary PM2.5 emissions (U.S.
EPA, 2021b). Emissions from wildfire comprises 29%
of primary PM2.5 emissions.
In recent years, the frequency and magnitude of
wildfires have increased (U.S. EPA, 2019a). The
magnitude of the public health impact of wildfires is
substantial both because of the increase in PM2.5
concentrations as well as the duration of the wildfire
smoke season, which is considered to range from May
to November. Wildfire can make a large contribution
to air pollution (including PM2.5), and wildfire events
can
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