Petition for Writ of Certiorari — Noah A. Herzon, et al., Petitioners v. Robert Arias
Supreme Court briefJul 23, 2026
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No. XX-XX
In the Supreme Court of the United States
NOAH A. HERZON, ET AL., PETITIONERS
v.
ROBERT ARIAS
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
D. JOHN SAUER
Solicitor General
Counsel of Record
BRETT A. SHUMATE
Assistant Attorney General
CURTIS E. GANNON
Deputy Solicitor General
VIVEK SURI
Assistant to the
Solicitor General
MELISSA N. PATTERSON
JAYNIE LILLEY
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
QUESTION PRESENTED
Whether Bivens v. Six Unknown Named Agents of
Federal Bureau of Narcotics, 403 U.S. 388 (1971), in
which this Court created a private right of action to seek
damages for a Fourth Amendment claim arising out of
a warrantless arrest in a home, should be extended to a
Fourth Amendment excessive-force claim arising out of
the execution of an arrest warrant outside the home.
(I)
PARTIES TO THE PROCEEDING
Petitioners (defendants-appellees below) are Noah
A. Herzon, Juan Infante, Ty Kurcharski, Christopher
Day, Adalberto Garcia, and Michael Bernard. Respondent (plaintiff-appellant below) is Robert Arias. The
United States of America and the Drug Enforcement
Administration were defendants but were dismissed as
parties in the district court.
RELATED PROCEEDINGS
United States District Court (D.N.H.):
Arias v. Herzon, No. 17-cv-516 (June 27, 2023)
United States Court of Appeals (1st Cir.):
Arias v. Herzon, No. 23-1618 (Aug. 15, 2025)
(II)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Introduction................................................................................... 1
Statement ...................................................................................... 3
Reasons for granting the petition ............................................... 5
A. The court of appeals erred by extending Bivens to
warrant-authorized arrests outside the home ................ 6
B. The question presented warrants this Court’s
review ............................................................................... 12
C. Alternatively, this Court should hold the petition
pending the resolution of Nielsen ................................. 15
Conclusion ................................................................................... 16
Appendix A — Court of appeals opinion (Aug. 15, 2025)...... 1a
Appendix B — District court order (June 27, 2023) ........... 58a
Appendix C — Court of appeals order denying rehearing
(Feb. 24, 2026) ......................................... 74a
TABLE OF AUTHORITIES
Cases:
Alexander v. Sandoval, 532 U.S. 275 (2001) ......................... 6
Annappareddy v. Pascale,
996 F.3d 120 (4th Cir. 2021) ............................................... 13
Barnes v. Felix, 605 U.S. 73 (2025) ...................................... 10
Bivens v. Six Unknown Named Agents of Federal
Bureau of Narcotics, 403 U.S. 388 (1971) ........ 1, 3, 5, 6, 11
Bush v. Lucas, 462 U.S. 367 (1983) ........................................ 7
Byrd v. Lamb, 990 F.3d 879 (5th Cir. 2021),
cert. denied, 142 S. Ct. 2850 (2022) ................................... 13
Carlson v. Green, 446 U.S. 14 (1980) ..................................... 6
Case v. Montana, 607 U.S. 107 (2026) ................................... 9
Chappell v. Wallace, 462 U.S. 296 (1983) .............................. 7
(III)
IV
Cases—Continued:
Page
Cisco Systems, Inc. v. Doe, 146 S. Ct. 1882 (2026) ........... 2, 6
Correctional Services Corp. v. Malesko,
534 U.S. 61 (2001) ................................................................. 7
Davis v. Passman, 442 U.S. 228 (1979) ................................. 6
DeVillier v. Texas, 601 U.S. 285 (2024) ................................. 6
Egbert v. Boule, 596 U.S. 482 (2022) ............................. 6-8, 11
FDIC v. Meyer, 510 U.S. 471 (1994) ...................................... 7
Florida v. Jardines, 569 U.S. 1 (2013) .................................. 8
Georgia v. Randolph, 547 U.S. 103 (2006) ............................ 8
Goldey v. Fields, 606 U.S. 942 (2025) ................................ 2, 7
Hernández v. Mesa, 589 U.S. 93 (2020)................................. 7
Johnson v. United States, 333 U.S. 10 (1948) ....................... 9
Lange v. California, 594 U.S. 295 (2021) .............................. 9
Logsdon v. U.S. Marshal Service,
91 F.4th 1352 (10th Cir. 2024) ...................................... 12-14
Mejia v. Miller, 61 F.4th 663 (9th Cir. 2022) ...................... 13
Nielsen v. Watanabe, cert. granted,
No. 25-417 (June 22, 2026) ............................................. 5, 16
Minneci v. Pollard, 565 U.S. 118 (2012) ............................... 7
Orellana v. Godec, 145 F.4th 516 (4th Cir. 2025) ............... 13
Payton v. New York, 445 U.S. 573 (1980) ............................. 9
Schweiker v. Chilicky, 487 U.S. 412 (1988) ........................... 7
Snowden v. Henning, 72 F.4th 237 (7th Cir. 2023),
cert. denied, 145 S. Ct. 137 (2024) ..................................... 12
Town of Castle Rock v. Gonzales,
545 U.S. 748 (2005).............................................................. 10
United States v. Stanley, 483 U.S. 669 (1987) ...................... 7
United States v. Watson, 423 U.S. 411 (1976) ...................... 9
Wilkie v. Robbins, 551 U.S. 537 (2007) .................................. 7
Wong Sun v. United States, 371 U.S. 471 (1963) ................. 9
Ziglar v. Abbasi, 582 U.S. 120 (2017) ......................... 7-10, 12
V
Constitution, statutes, and rule:
Page
U.S. Const.:
Amend. IV ...................................................2, 3, 6, 8, 11, 15
Amend. V ............................................................................ 6
Amend. VIII............................................................. 2, 6, 15
Inspector General Act Amendments of 1988,
Pub. L. No. 100-504, 102 Stat. 2515 .................................... 4
Inspector General Act of 1978,
Pub. L. No. 95-452, 92 Stat. 1101 .................................... 4, 5
42 U.S.C. 1983 .......................................................................... 6
Fed. R. Crim. P.:
Rule 4(a) ........................................................................... 10
Rule 4(b)(1)(C) ................................................................. 10
In the Supreme Court of the United States
No. XX-XX
NOAH A. HERZON, ET AL., PETITIONERS
v.
ROBERT ARIAS
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
OPINIONS BELOW
The opinion of the court of appeals (App., infra, 1a57a) is reported at 150 F.4th 27. The order of the district court (App., infra, 58a-73a) is reported at 680
F. Supp. 3d 61.
JURISDICTION
The judgment of the court of appeals was entered on
August 15, 2025. A petition for rehearing was denied on
February 24, 2026 (App., infra, 74a-75a). On May 8,
2026, Justice Jackson extended the time within which to
file a petition for a writ of certiorari to and including
July 24, 2026. The jurisdiction of this Court is invoked
under 28 U.S.C. 1254(1).
INTRODUCTION
In Bivens v. Six Unknown Named Agents of Federal
Bureau of Narcotics, 403 U.S. 388 (1971), this Court
(1)
2
created a private right of action to seek damages for a
Fourth Amendment claim that federal officers used excessive force to conduct a warrantless arrest in the
home. In the decision below, the First Circuit extended
the Bivens remedy to respondent’s Fourth Amendment
claim that officers used excessive force to conduct an
arrest with a warrant outside the home.
That decision is incorrect. Since Bivens, this Court
has come to recognize that “the power to create causes
of action belongs to Congress,” not the courts. Cisco
Systems, Inc. v. Doe, 146 S. Ct. 1882, 1890 (2026). “For
the past 45 years,” therefore, it “has consistently declined
to extend Bivens to new contexts.” Goldey v. Fields,
606 U.S. 942, 945 (2025) (per curiam). The court of appeals concluded that this case does not arise in a new
context for Bivens, but that disregards meaningful differences between warrantless arrests in the home and
warrant-authorized arrests outside the home.
The First Circuit’s decision deepens a multi-sided
circuit conflict. Three courts of appeals (the First, Seventh, and Tenth Circuits) have determined that Bivens
covers excessive-force claims arising out of warrantauthorized arrests outside the home. Two courts of appeals (the Fifth and Ninth Circuits) have determined
that Bivens does not encompass excessive-force claims
arising outside the home, whether with or without warrants. And one court of appeals (the Fourth Circuit) has
determined that Bivens does not encompass excessiveforce claims arising out of arrests with warrants, whether in or outside the home.
This Court should resolve that disagreement. At a
minimum, the Court should hold the petition for a writ
of certiorari pending the resolution of Nielsen v. Watanabe, cert. granted, No. 25-417 (June 22, 2026). Although
Nielsen involves an Eighth Amendment claim rather
3
than a Fourth Amendment claim, it could affect the
court of appeals’ mode of analyzing whether this case
arises in a new context for Bivens.
STATEMENT
1. In 2016, the Drug Enforcement Administration
(DEA) began investigating respondent Robert Arias for
drug trafficking. 2021 WL 185031, at *1. After DEA
agents made several controlled purchases of fentanyllaced heroin from respondent, the DEA obtained a warrant for his arrest. Ibid.
A task force consisting of DEA agents and local police officers executed the warrant in the parking lot of a
shopping mall in Salem, New Hampshire. App., infra,
59a-60a. Finding respondent in the front passenger
seat of a car, task-force members cut his seatbelt, removed him from the car, and handcuffed him. Id. at 60a.
According to the officers, the arrest was “quick and non
violent.” Ibid. But respondent alleges that the officers
dragged him from the car by his neck, hit his head
against the ground, stepped on his legs, and caused him
to lose consciousness. Ibid.
2. Respondent sued petitioners—six task-force members who were allegedly involved in his arrest—in the
United States District Court for the District of New
Hampshire. 2021 WL 185031, at *1. Invoking Bivens v.
Six Unknown Named Agents of Federal Bureau of
Narcotics, 403 U.S. 388 (1971), he seeks damages from
petitioners on the ground that they violated the Fourth
Amendment by using excessive force to arrest him or
by failing to intervene to prevent the use of excessive
force. App., infra, 58a. The district court granted summary judgment in favor of two of the six petitioners because respondent could not show that they participated
in or witnessed his arrest. 2021 WL 185031, at *4-*5.
4
The district court later granted summary judgment
in favor of the remaining petitioners on the ground that
respondent lacks a right of action under Bivens. App.,
infra, 58a-73a. The court determined that respondent’s
excessive-force and failure-to-intervene claims arose in
new contexts to which Bivens should not be extended.
Id. at 66a-73a. The court concluded that this case differs from Bivens because the Inspector General Act of
1978 (Inspector General Act), Pub. L. No. 95-452, 92
Stat. 1101—which was extended to the DEA by the Inspector General Act Amendments of 1988, Pub. L. No.
100-504, 102 Stat. 2515—provided new administrative
remedies for alleged misconduct by DEA agents. App.,
infra, 68a-71a. But the court rejected petitioners’ contention that this case meaningfully differs from Bivens
because Bivens involved a warrantless arrest in the
home while this case involves the execution of an arrest
warrant outside the home. Id. at 67a-68a.
3. A divided panel of the First Circuit affirmed in
part, reversed in part, and remanded. App., infra, 1a57a. The court concluded that respondent’s excessiveforce claim arises in the same context as Bivens, id. at
7a-43a, but noted that respondent did not contest the
district court’s holding that his failure-to-intervene
claim arises in a different context, id. at 43a.
The court of appeals rejected petitioners’ contention
that the excessive-force claim arises in a new context for
Bivens because it involves the execution of an arrest
warrant outside the home. App., infra, 17a-23a. It reasoned that “[t]he use of excessive force in effectuating
an arrest is equally excessive regardless of whether an
arrest is made pursuant to a warrant,” id. at 18a, and
that “the fact that the allegedly excessive force took
place in a parking lot rather than at a private home does
not risk ‘altering the policy balance that initially justi-
5
fied the cause of action recognized in Bivens,’ ” id. at
20a-21a (brackets and citation omitted). The court of
appeals then rejected the district court’s determination
that the Inspector General Act distinguishes this case
from Bivens. Id. at 23a-43a. The court stated that such
a rationale would eliminate Bivens remedies “for all
claims against federal law enforcement officers.” Id. at
26a n.5.
Judge Lynch concurred in part and dissented in part.
App., infra, 44a-57a. Judge Lynch agreed with the
court’s rejection of respondent’s failure-to-intervene
claim, but she would have rejected his excessive-force
claim as well. Id. at 44a. In her view, this case differs
from Bivens because it involves the execution of an arrest warrant outside the home, id. at 53a-55a, and because the Inspector General Act has provided a system
of administrative remedies, id. at 50a-53a.
4. Petitioners filed a petition for rehearing, which
the court of appeals denied. App., infra, 74a-75a. Judge
Lynch dissented from the denial of panel rehearing. Id.
at 75a.
REASONS FOR GRANTING THE PETITION
The court of appeals erred by extending the private
damages remedy in Bivens v. Six Unknown Named
Agents of Federal Bureau of Narcotics, 403 U.S. 388
(1971), a case that involved a warrantless arrest in the
home, to cases that involve warrant-authorized arrests
outside the home. Because that decision deepens a
multi-sided circuit conflict, this Court should grant plenary review. At a minimum, the Court should hold the
petition for a writ of certiorari pending the resolution of
Nielsen v. Watanabe, cert. granted, No. 25-417 (June
22, 2026).
6
A. The Court Of Appeals Erred By Extending Bivens To
Warrant-Authorized Arrests Outside The Home
1. “Constitutional rights do not typically come with
a built-in cause of action to allow for private enforcement in courts.” DeVillier v. Texas, 601 U.S. 285, 291
(2024). “Instead, constitutional rights are generally invoked defensively in cases arising under other sources
of law, or asserted offensively pursuant to an independent cause of action designed for that purpose.” Ibid.
Such rights of action are ordinarily created through
statutes enacted by Congress. See, e.g., 42 U.S.C. 1983.
In Bivens, this Court created a private right of action
for damages against federal narcotics agents who allegedly violated the Fourth Amendment by arresting the
plaintiff in his house without a warrant. See 403 U.S. at
397. The agents in that case allegedly “manacled [the
plaintiff ] in front of his wife and children,” “threatened
to arrest the entire family,” “searched the apartment
from stem to stern,” and later “subjected [the plaintiff ]
to a visual strip search.” Id. at 389. In two subsequent
cases, this Court extended the Bivens remedy by creating rights of action for a former congressional staffer’s
Fifth Amendment equal-protection claim alleging discrimination based on sex, see Davis v. Passman, 442
U.S. 228, 230-231 (1979), and for a prisoner’s Eighth
Amendment claim alleging deliberate indifference by
prison staff to a medical emergency, see Carlson v.
Green, 446 U.S. 14, 18-23 (1980).
Since then, this Court has come to recognize that “judicially created causes of action offend the separation of
powers in almost every circumstance.” Cisco Systems,
Inc. v. Doe, 146 S. Ct. 1882, 1891 (2026); see Egbert v.
Boule, 596 U.S. 482, 491 (2022); Alexander v. Sandoval,
532 U.S. 275, 286 (2001). “At bottom, creating a cause
7
of action is a legislative endeavor.” Egbert, 596 U.S. at
491. The Court has accordingly described the creation
of a Bivens action as “a disfavored judicial activity” and
an “extraordinary act that places great stress on the
separation of powers.” Id. at 491, 497 n.3 (citations
omitted). In the 46 years since Carlson, the Court has
consistently rejected every proposed Bivens action that
it has considered. See Goldey v. Fields, 606 U.S. 942,
944-945 (2025) (per curiam); Egbert, 596 U.S. at 493-494,
498-499; Hernández v. Mesa, 589 U.S. 93, 113-114
(2020); Ziglar v. Abbasi, 582 U.S. 120, 145-146 (2017);
Minneci v. Pollard, 565 U.S. 118, 131 (2012); Wilkie v.
Robbins, 551 U.S. 537, 562 (2007); Correctional Services
Corp. v. Malesko, 534 U.S. 61, 74 (2001); FDIC v. Meyer,
510 U.S. 471, 486 (1994); Schweiker v. Chilicky, 487 U.S.
412, 425 (1988); United States v. Stanley, 483 U.S. 669,
678 (1987); Bush v. Lucas, 462 U.S. 367, 390 (1983);
Chappell v. Wallace, 462 U.S. 296, 304 (1983).
2. This Court has applied a two-step test to decide
whether to allow a Bivens claim to proceed. See Egbert,
596 U.S. at 492. The Court first asks whether the case
presents “a new Bivens context”—i.e., whether the case
“meaningfully differ[s] from the three cases” in which
the Court has recognized a Bivens remedy. Ibid. (brackets and citation omitted). “A case might differ in a
meaningful way” on account of any of various kinds of
alterations in its circumstances, such as “the rank of the
officers involved; the constitutional right at issue; the
generality or specificity of the official action; the extent
of judicial guidance as to how an officer should respond
to the problem or emergency to be confronted; the statutory or legal mandate under which the officer was operating; the risk of disruptive intrusion by the Judiciary
into the functioning of other branches”—or from the
presence of other “special factors that previous Bivens
8
cases did not consider.” Abbasi, 582 U.S. at 139-140. In
other words, “the new-context inquiry is easily satisfied.” Id. at 149. A case presents a new context even if
it differs from earlier Bivens cases in “small” ways, because “even a modest extension is still an extension.”
Id. at 147, 149.
If a case arises in a new Bivens context, the Court
asks whether “ ‘special factors’ ” indicate that courts are
“at least arguably less equipped than Congress” to
weigh the costs and benefits of a damages remedy. Egbert, 596 U.S. at 492 (citation omitted). “If there is even
a single ‘reason to pause before applying Bivens in a
new context,’ a court may not recognize a Bivens remedy.” Ibid. (citation omitted).
3. Neither respondent nor the court of appeals denied that, if this case arises in a new context for Bivens,
special factors would counsel hesitation in extending
Bivens to that context. Respondent instead contended,
and the decision below held, only that this case arises in
the same context as Bivens. That holding is wrong.
This case, which involves a warrant-authorized arrest
outside the home, meaningfully differs from Bivens,
which involved a warrantless arrest in the home.
To start, “the constitutional right[s] at issue” differ.
Abbasi, 582 U.S. at 140. While all arrests implicate the
“right of the people to be secure in their persons,” an
arrest in the home also implicates the “right of the people to be secure in their * * * houses.” U.S. Const.
Amend. IV. Under the Fourth Amendment, the home
“is first among equals,” Florida v. Jardines, 569 U.S. 1,
6 (2013), and “is entitled to special protection as the center of the private lives of our people,” Georgia v. Randolph, 547 U.S. 103, 115 (2006) (citation omitted). “ ‘Freedom’ in one’s own ‘dwelling is the archetype of the privacy protection secured by the Fourth Amendment,’ ”
9
and “ ‘physical entry of the home is the chief evil against
which it is directed.’ ” Lange v. California, 594 U.S. 295,
303 (2021) (brackets and citation omitted). An arrest in
that “most private place” thus meaningfully differs
from an arrest that is made elsewhere. Case v. Montana, 607 U.S. 107, 113 (2026). Indeed, that is precisely
why an arrest in the home usually requires a warrant,
see Payton v. New York, 445 U.S. 573, 586-590 (1980),
even though an arrest generally requires only probable
cause, see United States v. Watson, 423 U.S. 411, 414424 (1976).
That warrant requirement, in turn, protects the
right to have probable cause determined by a “neutral
and detached magistrate” rather than by “the officer
engaged in the often competitive enterprise of ferreting
out crime.” Johnson v. United States, 333 U.S. 10, 14
(1948). “The arrest warrant procedure serves to insure
that the deliberate, impartial judgment of a judicial officer will be interposed between the citizen and the police, to assess the weight and credibility of the information which the complaining officer adduces as probable cause.” Wong Sun v. United States, 371 U.S. 471,
481-482 (1963). An arrest with a warrant respects those
guarantees, while an improper arrest without a warrant
subverts them.
This case also differs from Bivens with respect to the
“extent of judicial guidance as to how an officer should
respond to the problem or emergency to be confronted.”
Abbasi, 582 U.S. at 140. This Court’s cases have “drawn
a firm line at the entrance to the house.” Payton, 445
U.S. at 590. They provide clear guidance for law enforcement: In the absence of an exigency, officers must
“get a warrant before entering a home without permission.” Lange, 594 U.S. at 298. Judicial guidance for officers executing a warrant outside the home, by con-
10
trast, is less precise. They must refrain from using excessive force in carrying out an arrest, but “[t]here is no
‘easy-to-apply legal test’ ” for determining when force is
excessive. Barnes v. Felix, 605 U.S. 73, 80 (2025) (citation omitted). That “judicial precedents provide a less
meaningful guide for official conduct” here is one reason
this case “present[s] a new context for Bivens purposes.” Abbasi, 582 U.S. at 148.
Next, this case differs from Bivens because an officer who executes an arrest warrant operates under a
different “legal mandate” than an officer who makes a
warrantless arrest. Abbasi, 582 U.S. at 140. In general,
the decision whether to make a warrantless arrest on
the basis of an officer’s finding of probable cause lies
within the discretion of the arresting officer. See Town
of Castle Rock v. Gonzales, 545 U.S. 748, 760-761 & n.8
(2005). By contrast, an arrest warrant reflects a judicial
magistrate’s finding of probable cause and concomitant
“command” that the suspect be arrested. Fed. R. Crim.
P. 4(a) and (b)(1)(C). A lawmaker could reasonably conclude that damages liability is more appropriate when
police officers are exercising their own discretion to
make arrests than when they are carrying out judicial
commands.
Further distinguishing this case from Bivens, this
case poses a heightened “risk of disruptive intrusion by
the Judiciary into the functioning of other branches.”
Abbasi, 582 U.S. at 140. Recognizing a Bivens action in
the circumstances of this case would expose officers to
personal liability not just for crossing the bright line associated with warrantless intrusions into the home, but
for engaging in more general law-enforcement activities. Such a broad application of Bivens would heighten
the “risk that fear of personal monetary liability and
harassing litigation will unduly inhibit officials in the
11
discharge of their duties.” Egbert, 596 U.S. at 499 (citation omitted).
Finally, the alleged conduct in Bivens involved a
more significant violation of the Fourth Amendment
than respondent’s allegations. The conduct in Bivens—
the use of excessive force in making a warrantless arrest in the home—was among “the most flagrant abuses
of official power” and “the most flagrant and patently
unjustified sorts of police conduct.” 403 U.S. at 410-411
(Harlan, J., concurring in the judgment). A reasonable
lawmaker could conclude that such conduct is more deserving of a damages remedy than the use of excessive
force to execute an arrest warrant in a public place.
The court of appeals reasoned that this case, like
Bivens, involves “excessive force claims” against “line
law enforcement officers,” App., infra, 15a, and that
“[t]he use of excessive force in effectuating an arrest is
equally excessive regardless of whether an arrest is
made pursuant to a warrant,” id. at 18a, or whether the
arrest is made in the home, id. at 20a-21a. This Court,
however, rejected a similar line of reasoning in Egbert,
where it declined to recognize a Bivens action against a
border-patrol agent who allegedly used excessive force
in making an arrest near the border between the United
States and Canada. See 596 U.S. at 494-496. Though
Bivens and Egbert “involve[d] similar allegations of excessive force and thus arguably present[ed] ‘almost parallel circumstances,’ ” the Court determined that “these
superficial similarities [we]re not enough to support the
judicial creation of a cause of action.” Id. at 495 (citation
omitted). That Egbert involved a “ ‘conventional’ excessive-force claim, as in Bivens, d[id] not bear on the relevant point.” Ibid. So too here, the differences between
this case and Bivens are more important than the similarities.
12
The court of appeals also found the differences between this case and Bivens insufficiently “meaningful”
to create a new context. App., infra, 21a. This Court
has explained, however, that “the new-context inquiry
is easily satisfied,” that even “small” differences can
make a context new, and that “even a modest extension
is still an extension.” Abbasi, 582 U.S. at 147, 149. Because the differences between warrant-authorized arrests outside the home and warrantless arrests in the
home are not “trivial,” this case arises in a new context.
Id. at 149.
B. The Question Presented Warrants This Court’s Review
The court of appeals’ decision warrants this Court’s
review because it deepens a multi-sided circuit conflict
about whether Bivens extends to claims that officers
used excessive force outside the home or in executing
an arrest warrant.
Three courts of appeals—the First Circuit in this
case, the Seventh Circuit in Snowden v. Henning, 72
F.4th 237 (2023), cert. denied, 145 S. Ct. 137 (2024), and
the Tenth Circuit in Logsdon v. U.S. Marshal Service,
91 F.4th 1352 (2024)—have concluded that Bivens encompasses excessive-force claims arising out of the execution of arrest warrants outside the home. Snowden
involved the alleged use of excessive force to execute an
arrest warrant in a hotel lobby. See 72 F.4th at 247.
The Seventh Circuit concluded that Bivens encompassed
“run-of-the-mill allegations of excessive force during an
arrest,” whether in a “[h]otel or home” and with “[a]
warrant” or with “no warrant.” Ibid. In Logsdon, the
plaintiff alleged that officers used excessive force to execute an arrest warrant outdoors. See 91 F.4th at 1356.
Although the Tenth Circuit ultimately rejected the extension of Bivens on the basis of other differences, id.
13
at 1358, the court “agree[d]” with the plaintiff that “the
warrant and the location of the arrest have no legal significance in an excessive-force case.” Id. at 1357.
By contrast, two courts of appeals—the Fifth Circuit
in Byrd v. Lamb, 990 F.3d 879 (2021), cert. denied, 142
S. Ct. 2850 (2022), and the Ninth Circuit in Mejia v. Miller, 61 F.4th 663 (2022)—have declined to extend Bivens
to excessive-force claims arising outside the home. In
Byrd, the Fifth Circuit rejected a Bivens claim based
on the alleged use of excessive force in a parking lot.
See 990 F.3d at 880-881. The court emphasized that the
claim “arose in a parking lot, not a private home as was
the case in Bivens.” Id. at 882. Similarly, in Mejia, the
Ninth Circuit rejected a Bivens claim based on the use
of excessive force on public lands. See 61 F.4th at 665666. The court found it significant that “none of the
events in question occurred in or near [the plaintiff ’s]
home.” Id. at 668.
The Fourth Circuit, meanwhile, has distinguished
among excessive-force claims based on whether they
arise out of the execution of a warrant. In Orellana v.
Godec, 145 F.4th 516 (4th Cir. 2025), the court declined
to recognize a Bivens action based on the use of excessive force to effectuate an arrest—even though the arrest occurred in the plaintiff ’s apartment—because
“the officers acted under a warrant.” Id. at 525. The
court stated that “the Fourth Amendment sharply distinguishes between with-warrant and warrantless [arrests], treating the introduction of the warrant as a signal moment in the proceedings.” Ibid. (quoting Annappareddy v. Pascale, 996 F.3d 120, 135-136 (4th Cir. 2021)).
In short, this case squarely presents a 3-2-1 conflict
among the courts of appeals. An excessive-force claim
such as this one may proceed in the First, Seventh, and
Tenth Circuits; may not proceed in the Fifth and Ninth
14
Circuits because it arises outside the home; and may not
proceed in the Fourth Circuit because it arises out of
the execution of an arrest warrant.
Judges have acknowledged that circuit conflict. For
example, when the Tenth Circuit concluded that “[a]
warrant and location of the arrest have no legal significance in an excessive-force case,” it acknowledged that
“there is substantial authority to the contrary” and that
“other circuits have said that a new Bivens context exists when federal officials execute a valid warrant” or
“when the violation does not occur in the plaintiff ’s
home.” Logsdon, 91 F.4th at 1357. Similarly, the First
Circuit suggested in the decision below that, no matter
how it resolved this case, it could “hardly avoid a circuit
split.” App., infra, 22a; see id. at 20a. And Judge Lynch’s
dissent observed that the court’s decision “magnifies
existing circuit splits” regarding whether “the existence
of a warrant” or the occurrence of the relevant conduct
“outside the home” are “meaningful difference[s] from
Bivens.” Id. at 55a-56a. Judge Lynch added that “[t]he
Supreme Court may wish to address these circuit splits”
and to provide “additional guidance to lower court judges,
who in good faith have reached different outcomes.” Id.
at 45a n.11.
That conflict warrants this Court’s review. The question presented recurs frequently; as discussed above, in
just the last five years, six courts of appeals (the First,
Fourth, Fifth, Seventh, Ninth, and Tenth Circuits) have
decided cases about whether Bivens extends to excessiveforce claims arising out of arrests outside the home or
arrests authorized by warrants. The question presented
is also important; the court of appeals’ decision undermines the separation of powers by usurping a function,
the creation of new rights of action, that the Constitution generally reserves to the Legislative Branch.
15
Finally, this case is an excellent vehicle for resolving
the question presented. Petitioners contended in both
the court of appeals and the district court that this case
differs from Bivens because it involves an arrest with a
warrant outside the home, and both courts addressed
that argument on the merits. See App., infra, 16a, 66a67a. No jurisdictional or procedural obstacle would prevent the Court from reaching the question presented.
And because that question is a pure issue of law, no further factual development is necessary to resolve it.
C. Alternatively, This Court Should Hold The Petition
Pending The Resolution Of Nielsen
This Court has already granted review in Nielsen to
consider the continuing vitality and scope of Carlson,
the case that extended Bivens to certain claims brought
by prisoners alleging that prison staff violated the
Eighth Amendment through deliberate indifference to
their medical needs. See Pet. at 15-32, Nielsen, supra
(No. 25-417). Although this case involves a Fourth
Amendment claim under Bivens rather than an Eighth
Amendment claim under Carlson, Nielsen could affect
the proper resolution of this case.
In Nielsen, the court of appeals concluded that certain distinctions between that case and Carlson were
too insignificant to give rise to a new context. See Pet.
App. at 8a, Nielsen, supra (No. 25-417). The court in
that case also reasoned that the existence of alternative
remedies is relevant only “at the second step of the
Bivens analysis.” Id. at 15a. The court of appeals in
this case similarly concluded that the distinctions between this case and Bivens are insufficiently meaningful to give rise to a new context, see App., infra, 16a,
and that “the mere existence of a previously unconsidered” alternative remedy does not necessarily “ma[ke]
16
the context new,” id. at 27a. Nielsen could therefore
affect the court of appeals’ new-context analysis. As a
result, if this Court does not grant plenary review in this
case, it should hold the petition for a writ of certiorari
pending the resolution of Nielsen.
CONCLUSION
The petition for a writ of certiorari should be granted.
Alternatively, the petition should be held pending the
resolution of Nielsen v. Watanabe, cert. granted, No.
25-417 (June 22, 2026).
Respectfully submitted.
D. JOHN SAUER
Solicitor General
BRETT A. SHUMATE
Assistant Attorney General
CURTIS E. GANNON
Deputy Solicitor General
VIVEK SURI
Assistant to the
Solicitor General
MELISSA N. PATTERSON
JAYNIE LILLEY
Attorneys
JULY 2026
APPENDIX
TABLE OF CONTENTS
Page
Appendix A — Court of appeals opinion (Aug. 15, 2025) ...... 1a
Appendix B — District court order (June 27, 2023) ............ 58a
Appendix C — Court of appeals order denying rehearing
(Feb. 24, 2026) ......................................... 74a
(I)
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 23-1618
ROBERT ARIAS, PLAINTIFF, APPELLANT
v.
NOAH A. HERZON, JUAN INFANTE, TY KURCHARSKI,
CHRISTOPHER DAY, ADALBERTO GARCIA, MICHAEL
BERNARD, DEFENDANTS, APPELLEES,
US GOVERNMENT, US DRUG ENFORCEMENT
ADMINISTRATION, DEFENDANTS
Filed: Aug. 15, 2025
Appeal from the United States District Court for the
District of New Hampshire
[Hon. Landya B. McCafferty, U.S. District Judge]
Before BARRON, Circuit Judge, LYNCH, and THOMPSON, Circuit Judges.
BARRON, Chief Judge. More than a half a century ago,
in Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971), the Supreme
Court of the United States recognized an implied cause
of action for damages against a federal law enforcement
officer for violating an individual’s Fourth Amendment
rights. Is that remedy still available? The U.S. District
Court for the District of New Hampshire held that it is
(1a)
2a
not. This appeal requires us to decide whether that is
right.
The District Court based its ruling on a 1988 amendment to the Inspector General Act (IGA) that established an administrative mechanism for lodging misconduct complaints against federal law enforcement officers with the U.S. Department of Justice’s Office of the
Inspector General. 1 The District Court concluded that,
because of that legislative development, the Fourth
Amendment claims in this case arise in a new context
compared to Bivens. The District Court went on to conclude that the IGA’s “alternative remedial scheme”
counseled against extending the Bivens remedy to
that new context. And, on that basis, it held that the
defendants—U.S. Drug Enforcement Agency (DEA)
agents—were entitled to summary judgment on the
Fourth Amendment claims that the plaintiff—Robert
Arias—brought against them for excessive force and a
failure to intervene to prevent the use of that force.
We do not agree that Congress’s more than threedecades-old amendment to the IGA in and of itself
makes the context in which Arias’s claims arise new
compared to Bivens. Thus, because we conclude that,
the IGA aside, Arias’s excessive force claims arise in the
same context as Bivens, the Bivens remedy is available
here just as it was there. Indeed, were we to conclude
otherwise, we would have to conclude, incongruously,
The District Court stated that Congress created this remedy
through enacting the Inspector General Act of 1978, but Congress
did not extend that statute’s provisions to the Department of Justice
until 1988. Compare Inspector General Act of 1978, Pub. L. No. 95452, 92 Stat. 1101 (1978), with Inspector General Act Amendments
of 1988, Pub. L. No. 100-504, 102 Stat. 2515 (1988).
1
3a
that the Bivens remedy has been a dead letter since the
IGA’s amendment, even though the Supreme Court has
reaffirmed the existence of that remedy in the years after that now decades-old legislative development.
Accordingly, we reverse the District Court’s grant of
summary judgment to the defendants on Arias’s excessive force claims. However, we affirm the grant of summary judgment to the defendants on his failure-to-intervene claims. We do so because Arias fails to explain
why, notwithstanding the distinct nature of the misconduct that those claims allege, they arise in the same context as Bivens. Nor does he explain why, insofar as
those claims do arise in a new context, the Bivens remedy should be extended to it.
I.
In 2017, Arias brought a suit for damages in the District of New Hampshire against federal DEA agents.
He sought the damages for the physical and emotional
harms allegedly caused by his September 2016 arrest,
which was undertaken pursuant to a warrant and in a
shopping center parking lot. He based the claims on the
implied cause of action for damages under the Fourth
Amendment that the Supreme Court recognized in
Bivens. His complaint alleges that some of the defendants violated his Fourth Amendment rights through
their use of excessive force, and that the others violated
his Fourth Amendment rights by failing to intervene to
prevent that excessive use of force.
The defendants moved for summary judgment based
on what was then the Supreme Court’s most recent decision in the Bivens line, Egbert v. Boule, 596 U.S. 482
(2022). They argued that, under Egbert, Arias could not
4a
assert the implied cause of action for damages that
Bivens recognized as to any of his claims.
In Egbert, the Court described a two-step framework for assessing when a Bivens remedy is available.
Id. at 492. At the first step, a court must determine
whether the plaintiff ’s claims arise in a “new context”
compared to one of the cases in which the Court already
has recognized a damages remedy under Bivens. Id. If
the context is not new, then the inquiry ends and the
Bivens remedy may be asserted. Id.; Quinones-Pimentel v. Cannon, 85 F.4th 63, 70 (1st Cir. 2023). If the context is new, then a court must move on to the second
step. Egbert, 596 U.S. at 492. There, it must determine
whether there are “special factors counselling hesitation” in extending the Bivens remedy to that new context. Ziglar v. Abbasi, 582 U.S. 120, 136 (2017); see Egbert, 596 U.S. at 492. If the court concludes that there
is such a factor, then it must conclude that the Bivens
remedy is not available. Egbert, 596 U.S. at 492.
As to the first step, the defendants argued that
Arias’s claims arise in a new context because, unlike the
alleged misconduct in Bivens itself, the misconduct that
he alleged: (1) was undertaken pursuant to a warrant,
(2) occurred in a publicly accessible parking lot, and (3)
included a claim based on a failure to intervene to prevent the excessive use of force. As to the second step,
the defendants argued that there are “special factors
counseling hesitation” that preclude extending the
Bivens remedy to that new context. They pointed to
both the IGA’s administrative remedy and the availability of damages against the United States under the postBivens amendments to the Federal Tort Claims Act
(FTCA).
5a
The District Court granted the defendants’ summary
judgment motion. It considered Arias’s excessive force
claims separately from his failure-to-intervene claims.
The District Court observed that Arias’s excessive
force claims “share[d] many of the same background
facts” with Bivens: “an arrest made by federal narcotics
agents investigating a violation of federal drug laws that
would have been routine but for the alleged constitutional violations.” It also recognized that Arias’s excessive force claims named the same category of defendants as the claims in Bivens, even though Bivens involved claims against agents from the Federal Bureau
of Narcotics. The functions of that agency, the District
Court noted, had been transferred to the DEA by the
time that the excessive force allegedly occurred. The
District Court observed, too, that Arias’s excessive force
claims alleged a violation of the same constitutional
right as the claims in Bivens, as the claims in that case
also alleged a violation of the Fourth Amendment right
against the use of excessive force.
In addition, the District Court expressly rejected the
defendants’ assertions that Arias’s excessive force claims
arise in a new context because the allegedly excessive
force occurred during an arrest that had been effectuated pursuant to a warrant and in a shopping center
parking lot. The District Court reasoned that, although
the search and arrest in Bivens were alleged to have
been carried out without a warrant and at the plaintiff ’s
home, those distinctions were not meaningful, and that
“[a]t bottom” Arias’s case “presents with facts virtually
indistinguishable from Bivens.”
Nonetheless, the District Court determined that the
similarities between Arias’s excessive force claims and
6a
the claims in Bivens did not necessarily show that the
context was the same in the two cases. Rather, the District Court determined, based on its understanding of
Egbert and without the defendants having so argued,
that it also had to address a distinct possible basis for
Arias’s excessive force claims arising in a new context
compared to Bivens—namely, the availability under the
IGA of an administrative remedy.
The District Court observed that, under the IGA and
28 C.F.R. § 0.29c(c), Arias could file a misconduct report
about the defendants’ conduct with the U.S. Department
of Justice’s Office of the Inspector General and have his
allegations investigated and remedied administratively.
By contrast, the District Court noted, the plaintiff in
Bivens did not have available to him that same legislatively established means of administratively addressing
the misconduct that he alleged.
The District Court went on to determine that, under
Egbert, “the existence of the alternative remedial
scheme is enough to both place the case into a new context at the first step and to prohibit expanding Bivens at
the second step.” The District Court therefore determined that Arias could not assert an implied cause of action for damages under the Fourth Amendment as to his
excessive force claims. And it did so despite its conclusion that—setting the IGA aside—those claims arise in
the same context as in Bivens itself.
The District Court further concluded that the presence of the IGA’s scheme is a special factor counseling
hesitation in extending the Bivens remedy to a new context. And, finally, the District Court concluded that, because this remedial scheme is itself “sufficient to require
dismissal,” there was no need to decide whether the
7a
damages remedy against the United States that, postBivens, the FTCA makes available to recover for uses of
excessive force by federal law enforcement officers
“might also foreclose Arias’s Bivens claims.”
The District Court next turned to Arias’s failure-tointervene claims. With respect to the first step of the
analytical framework that Egbert described, the District Court explained that “[r]egardless of whether a
failure-to-intervene claim is an alternative theory of liability or separate constitutional violation, Bivens did not
involve any theory that the defendant officers’ failure to
intervene should subject them to bystander liability.”
In the District Court’s view, therefore, Arias’s failureto-intervene claims arise in a new context compared to
Bivens. The District Court then explained that, as with
Arias’s excessive force claims, “the existence of an alternative remedial scheme [in the form of the IGA] [wa]s
sufficient to place the case in a new context and foreclose
[Arias’s] Bivens claim.”
Accordingly, the District Court granted summary
judgment to the defendants on Arias’s claims. Arias
timely appealed.
II.
We start with Arias’s challenge to the grant of summary judgment to the defendants on his excessive force
claims. Arias contends that, the IGA aside, the District
Court was right to treat the claims as arising in the same
context as Bivens. But he contends that the District
Court erred in ruling that, because of the IGA, the
claims necessarily arise in a new context compared to
Bivens. He thus argues that the District Court erred in
8a
granting the defendants summary judgment on the
claims. We agree.
To explain why, we first describe the analytical
framework for determining whether a Bivens remedy is
available and how its two steps, though distinct, relate
to one another. We then address how that framework
applies to Arias’s excessive force claims.
A.
“In Bivens, the Court held that a Fourth Amendment
violation by federal agents, acting under color of governmental authority, gave rise to a cause of action for money
damages against those agents in their individual capacities.” González v. Vélez, 864 F.3d 45, 52 (1st Cir. 2017).
The Court thereafter recognized implied causes of action for damages under the Constitution against federal
officers in two other contexts.
First, in Davis v. Passman, the Court recognized a
damages action under the Fifth Amendment that permitted a former congressional staffer to bring a sex discrimination claim against a Congressperson. 442 U.S. 228
(1979). Second, during the very next Term, in Carlson
v. Green, the Court recognized a damages action under
the Eighth Amendment against federal prison officials
for the inadequate medical treatment of a prisoner. 446
U.S. 14 (1980).
Since Carlson, however, the Court has made clear
that it is skeptical that there can be implied causes of
action. “Now long past ‘the heady days in which th[e]
Court assumed common-law powers to create causes of
action,’ ” the Court has explained, it has “come ‘to appreciate more fully the tension between’ judicially created
causes of action and ‘the Constitution’s separation of
9a
legislative and judicial power.’ ” Egbert, 596 U.S. at 491
(first quoting Corr. Servs. Corp. v. Malesko, 534 U.S. 61,
75 (2001) (Scalia, J., concurring); and then quoting Hernandez v. Mesa, 589 U.S. 93, 100 (2020)).
“At bottom,” the Court has reasoned, “creating a
cause of action is a legislative endeavor.” Id. It even
has gone so far as to question whether, under this newer
view of implied causes of action, it would have decided
Bivens, Davis, or Carlson the same way. Id. at 502; Abbasi, 582 U.S. at 134.
Nonetheless, “[r]ather than dispense with Bivens altogether,” Egbert, 596 U.S. at 491, the Court merely has
“made clear that expanding the Bivens remedy is now a
‘disfavored’ judicial activity.” Abbasi, 582 U.S. at 135
(emphasis added) (quoting Ashcroft v. Iqbal, 556 U.S.
662, 675 (2009)). Thus, the Court has counseled that the
“watchword is caution” when a plaintiff ’s claim would
require an extension of one of the implied causes of action the Bivens line already recognizes. Egbert, 596
U.S. at 491 (quoting Hernandez, 589 U.S. at 101). And,
based on that “reluctan[ce] to create new causes of action,” the Court has consistently denied requests to extend the remedy recognized in Bivens, Davis, or Carlson. Hernandez, 589 U.S. at 101-02 (emphasis added).
At the same time, the Court has been careful to state
that Bivens itself is still good law. It therefore has made
clear that the cause of action recognized there remains
available. See Abbasi, 582 U.S. at 134 (“ The settled law
of Bivens in th[e] common and recurrent sphere of law
enforcement, and the undoubted reliance upon it as a
fixed principle in the law, are powerful reasons to retain
it in that sphere.”); Egbert, 596 U.S. at 502 (declining to
overrule Bivens). Indeed, in the wake of the Court’s in-
10a
vocation of law enforcement’s reliance on the “fixed
principle” Bivens established, Abbasi, 582 U.S. at 134,
courts have continued to permit damages actions
brought under Bivens. See, e.g., Snowden v. Henning,
72 F.4th 237, 243-44 (7th Cir. 2023), cert. denied, 145
S. Ct. 137 (2024); Hicks v. Ferreyra, 64 F.4th 156, 166
(4th Cir. 2023), cert. denied, 144 S. Ct. 555 (2024). Consistent with that view, we have repeatedly acknowledged
that the Bivens remedy continues to exist. See DeMayo
v. Nugent, 517 F.3d 11, 15 (1st Cir. 2008) (“An individual
may vindicate a proven violation of his or her right to be
free from unreasonable searches through a Bivens action.”); Quinones-Pimentel, 85 F.4th at 70 (explaining
that “[if] the case presents . . . no new context[,] . . .
relief under Bivens is available”).
Accordingly, it is doubtful that a plaintiff may seek
damages under the Fourth Amendment against federal
law enforcement officers under a cause of action that a
court would have to create.
But a plaintiff may do so pursuant to the cause of action that the Court recognized in Bivens.2
We do not understand Egbert to suggest otherwise in stating
that “recognizing a cause of action under Bivens is ‘a disfavored judicial activity,’ ” Egbert v. Boule, 596 U.S. 482, 491 (2022) (emphasis
added) (quoting Ziglar v. Abbasi, 582 U.S. 120, 135 (2017)), given that
in Abbasi and Hernandez, the Court emphasized that “expanding the
Bivens remedy” was judicially disfavored. Abbasi, 582 U.S. at 135
(emphasis added); Hernandez, 589 U.S. at 101 (“We have stated that
expansion of Bivens is a ‘disfavored judicial activity.’ ” (cleaned up)
(quoting Abbasi, 582 U.S. at 135)); see also Egbert, 596 U.S. at 491
(referring multiple times in the same paragraph to “creating” a damages remedy).
2
11a
B.
The first step of the two-step framework that Egbert
describes follows from the Court’s decision to affirm the
cause of action that Bivens recognized, see Abbasi, 582
U.S. at 134 (“Bivens does vindicate the Constitution by
allowing some redress for injuries . . . .”), but caution
against the creation of any new ones. At that step, as we
noted at the outset, a court must determine whether the
plaintiff, in seeking damages under the Bivens line, is
requesting the creation of a new cause of action or is
merely asserting a cause of action that the Court already has recognized.
How, then, is a court supposed to make that determination? The answer turns on whether the plaintiff ’s
claim “presents ‘a new Bivens context.’ ” Egbert, 596
U.S. at 492 (quoting Abbasi, 582 U.S. at 139).
The Supreme Court has made clear that the plaintiff ’s damages action arises in a new context if the case
is “ ‘meaningful[ly]’ different from the three cases in
which the Court has implied a damages action.” Id. (alteration in original) (emphasis added) (quoting Abbasi,
582 U.S. at 139). Consistent with this focus, the Court
has emphasized that “[s]ome differences, of course, will
be so trivial that they will not suffice to create a new
Bivens context.” Abbasi, 582 U.S. at 149 (emphasis
added). And we agree with the Seventh Circuit that the
Supreme Court’s requirement “[t]hat a difference must
be ‘meaningful’ suggests that some degree of variation
will not preclude a Bivens remedy.” Snowden, 72 F.4th
at 243-44.
In other words, it is most doubtful that Bivens, Davis,
and Carlson are tickets that may be used to reach a stop
12a
that is not already on the existing Bivens line of authority. But those tickets are not good only for those same
three stops. They also may be used for additional stops
on the same line that Bivens, Davis, and Carlson define.
What, then, makes a difference “meaningful,” such
that—again at this first step of the analysis—the context is “new”? The answer to that question is “a bit unclear,” Quinones-Pimentel, 85 F.4th at 69, as the Supreme Court has not provided an exhaustive accounting.
The Court has explained, however, that:
A case might differ in a meaningful way because of
the rank of the officers involved; the constitutional
right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how
an officer should respond to the problem or emergency to be confronted; the statutory or other legal
mandate under which the officer was operating; the
risk of disruptive intrusion by the Judiciary into the
functioning of other branches; or the presence of potential special factors that previous Bivens cases did
not consider.
Abbasi, 582 U.S. at 139-40 (emphasis added). It also has
made clear that when a case “ involves a ‘new category
of defendants,’ ” that is a meaningful difference which
renders the context new. Egbert, 596 U.S. at 492 (quoting Malesko, 534 U.S. at 68).
We agree with the Seventh Circuit that, in the end,
the inquiry is a functional one. As it has explained, “the
Court’s evolving Bivens guidance . . . suggest[s] that a
difference is ‘meaningful’ if it might alter the policy balance that initially justified the causes of action recognized in Bivens, Davis, and Carlson.” Snowden, 72 F.4th
13a
at 244. Thus, it has explained that “[i]f a case involves
facts or legal issues that would require reweighing the
costs and benefits of a damages remedy against federal
officials, then the difference is ‘meaningful’ because we
risk further encroachment on the legislative function rather than simply applying controlling Supreme Court
precedent.” Id. (emphasis added). It follows that if a
case does not involve facts or legal issues that would require such a reweighing, then the difference does not in
and of itself make the context new.
This functional approach accords with the fact that it
is only when a case presents a new context that we must
proceed to the second step of the analysis and ask
whether “there are any ‘special factors’ counseling
against extending Bivens” to that new context. Quinones-Pimentel, 85 F.4th at 70 (emphasis added) (quoting Egbert, 596 U.S. at 492). That question need not be
asked if the context is one in which the Supreme Court
already has performed the required “[ ]weighing” in recognizing—and then reaffirming—the implied causes of action in Bivens, Davis, or Carlson. Snowden, 72 F.4th at
244. In a context of that sort, the Court already has
asked and answered whether there is any “indicat[ion]
that the Judiciary is at least arguably less equipped than
Congress to ‘ weigh the costs and benefits of allowing a
damages action to proceed.’ ” Egbert, 596 U.S. at 492
(quoting Abbasi, 582 U.S. at 136). And, as a lower court,
we may not second-guess that determination once the
Court has made it, which is why we have explained that
“[i]f the case presents no meaningful differences (and
thus no new context), the analysis ends there and relief
14a
under Bivens is available.” 3 Quinones-Pimentel, 85 F.4th
at 70 (emphasis added).
C.
All that said, Egbert does note that the two-step
analysis may in some cases present only a single question. Egbert, 596 U.S. at 492 (“While our cases describe
two steps, those steps often resolve to a single question:
whether there is any reason to think that Congress
might be better equipped to create a damages remedy.”). The very factor that may make a context new
may be the “special factor counseling hesitation” in extending the cause of action. See id. (“[ W ]e have identified
several examples of new contexts—e.g., a case that involves a ‘new category of defendants,’—largely because
they represent situations in which a court is not undoubtedly better positioned than Congress to create a
damages action.” (quoting Malesko, 534 U.S. at 68)); cf.
At oral argument, the defendants argued based on González v.
Vélez, 864 F.3d 45 (1st Cir. 2017), that we could reach step two of the
Bivens inquiry even if the case did not present a new context. They
apparently rested that contention on our statement in that case that
“even if we assume[d] for argument’s sake that the context [was]
substantially the same, the plaintiffs [would] hit a roadblock at the
next step of the analysis” regarding alternative remedies. Id. at 53.
But the plaintiffs there were attempting to use the cause of action
recognized in Davis v. Passman, 442 U.S. 228 (1979), to raise a claim
that “b[ore]” only a “superficial similarity” to Davis itself. González,
864 F.3d at 53. In assuming that the claims arose in “substantially
the same context,” we were merely assuming that they were “substantially” similar enough to warrant comparison to Davis in the first
place—not that the contexts were, in fact, the same. Thus, we proceeded to the second step of the analysis only because it was clear
that the context was new. See id. at 52 (explaining that the second
step alternative remedies inquiry applies only “[o]nce it is determined that the context is new ”).
3
15a
Snowden, 72 F.4th at 243 n.3 (“[S]ometimes the Court’s
cases do not explicitly address the ‘new context’ inquiry
because they do not need to—where, for example, the
case raises a claim under a different constitutional provision (like the First Amendment) or presents an obviously distinct factual setting (like the military).”). Relatedly, the special factor that counsels against extending the Bivens remedy to a new context also may be a
factor that in and of itself makes the context new. In
other words, in some cases the same factor may do double duty. Importantly, however, the Court was careful
to observe that the two-step inquiry “often” will reduce
to a single question, Egbert, 596 U.S. at 492 (emphasis
added), rather than that it always does so.
III.
We are now well situated to address the excessive
force claims under the first step of the analysis described in Egbert. With respect to that step, Arias emphasizes that, like the plaintiff in Bivens, his excessive
force claims seek damages under the Fourth Amendment for “unreasonable force . . . employed in making
[his] arrest.” Bivens, 403 U.S. at 389. He also emphasizes that, like the plaintiff in Bivens, he names line law
enforcement officers as defendants in those claims.
Arias acknowledges that the defendants here were
employed by the DEA at the time of the alleged misconduct, while the defendants in Bivens were employed by
the Federal Bureau of Narcotics. He contends that this
difference is not meaningful, though, because the DEA
is the successor to that now-defunct agency. See United
States v. Feola , 420 U.S. 671, 684 n.18 (1975).
16a
Arias also points out that the “judicial guidance” as
to what constitutes excessive force under the Fourth
Amendment is at least as clear now as it was at the time
of Bivens. See Abbasi, 582 U.S. at 140; see also Graham v.
Connor, 490 U.S. 386, 395-97 (1989) (outlining the relevant inquiry); Cnty. of Los Angeles v. Mendez , 581 U.S.
420, 427 (2017) (noting that the “case law sets forth a
settled and exclusive framework for analyzing whether
the force used in making a seizure complies with the
Fourth Amendment”); Lachance v. Town of Charlton,
990 F.3d 14, 20 (1st Cir. 2021); O’Brien v. Town of Bellingham, 943 F.3d 514, 530-31 (1st Cir. 2019). So, again, he
argues, his excessive force claims do not arise in a new
context.
Of course, “even a modest extension is still an extension.” Abbasi, 582 U.S. at 147. Thus, despite the many
parallels between Arias’s excessive force claims and the
claims in Bivens, we must remain alert for any “meaningfully new factual circumstances.” Quinones-Pimentel,
85 F.4th at 70.
The defendants highlight three factual circumstances
that they argue—either when taken together or considered on their own—render the context here new. See id.
at 72 n.6 (concluding that multiple “differences, collectively, [can] distinguish [a] case meaningfully from
Bivens”). The three circumstances are: the presence of a
warrant, the public location of the arrest, and the presence of a post-Bivens alternative remedy via the IGA.4
The defendants also contend that Arias’s “inclusion of a failureto-intervene claim” counts among the “factors” that place his case
into a new context. But they identify no support for the notion that
this separate claim could bear on whether Arias’s excessive force claims
4
17a
We start with the first two circumstances even
though the District Court relied solely on the third in
finding the context here new. Reviewing de novo, Quinones-Pimentel, 85 F.4th at 68, we are not persuaded
that either one of these two circumstances shows that
Arias’s excessive force claims arise in a new context. We
then consider the third circumstance—the presence of
the IGA’s administrative remedy. Reviewing de novo,
id., we conclude that this circumstance also fails to make
the context new.
A.
As to their possession of a warrant, the defendants
direct our attention to Abbasi. The Court explained
there that a “case might differ in a meaningful way because of . . . the statutory or other legal mandate under
which the officer was operating.” Abbasi, 582 U.S. at
139-40. The defendants point out that, when assessing
the reasonableness of a use of force, courts must consider, among other factors, the severity of the crime.
See Graham, 490 U.S. at 396. They go on to contend
that, when a warrant is issued, the severity of the crime
depends “not solely on the judgment of the officer on the
scene, but on the probable cause determination of a neutral and detached magistrate.” They therefore contend
that we must conclude that law enforcement officers
who use force while acting pursuant to a warrant operate under a different legal mandate than do law enforcement officers who use such force while not acting pursuant to a warrant. And so, the defendants argue, because
the officers in Bivens did not have a warrant, Bivens, 403
present a new context. So, we analyze whether that claim presents a
new context in Part IV.
18a
U.S. at 389, the officers here were operating under a different legal mandate.
We are not convinced. Arias alleges that the defendants violated his Fourth Amendment rights by using excessive force—not by conducting an unreasonable
search or merely effecting an unlawful seizure. While
“the right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of
physical coercion or threat thereof to effect it,” Graham,
490 U.S. at 396, it plainly does not provide a “ legal mandate” to use excessive force, see Abbasi, 582 U.S. at 13940.
That an arrest warrant requires a “neutral and detached magistrate” to determine probable cause also
does not show that the officers here were operating under a different legal mandate. The judicial determination to grant an arrest warrant was not a determination
that excessive force may be used to execute that warrant
or, quite obviously, that the force in fact used was not
excessive. Nor was that judicial determination an assessment of the severity of the crime to which the warrant pertains. It was an assessment of whether there
was a sufficient basis for an arrest, not of the underlying
crime’s severity.
That Congress could think that an arrest with a warrant differs from an arrest without one is therefore of
little relevance here. The use of excessive force in effectuating an arrest is equally excessive regardless of
whether an arrest is made pursuant to a warrant. We
thus do not see how the presence of a warrant here constitutes a meaningful difference from Bivens, given the
nature of the claims at issue. That is especially so because nothing in Bivens appears to have turned on the
19a
officers not having a warrant when using the allegedly
excessive force. See generally Bivens, 403 U.S. 388.
Nor are we alone in so holding. See Snowden, 72 F.4th
at 247; Logsdon v. U.S. Marshal Serv., 91 F.4th 1352,
1357 (10th Cir. 2024).
The cases relied on by the defendants—and the
dissent—do not persuade us otherwise. Those cases involved claims targeting unreasonable searches and other
factors that clearly gave rise to a new context compared
to Bivens. See Cain v. Rinehart, No. 22-1893, 2023 WL
6439438, at *3-4 (6th Cir. July 25, 2023) (unreasonable
search and new category of defendant); Quinones-Pimentel, 85 F.4th at 72 (same); Annappareddy v. Pascale,
996 F.3d 120, 135-36 (4th Cir. 2021) (same, along with a
different injury).
Cienciva v. Brozowski, No. 3:20-CV-2045, 2022 WL
2791752 (M.D. Pa. July 15, 2022), which the defendants
also cite, did conclude that the presence of a warrant is
a meaningful difference that places an excessive force
claim into a new context. Id. at *9-11. The claim there,
however, also involved a new category of defendant,
which would squarely place the case into a new context.
Id.; see Egbert, 596 U.S. at 492. But, although the district
court in that case did not deem the context new on that
basis, we do not find the reasoning in Cienciva convincing—for all the reasons we already have given—insofar
as the district court concluded that the warrant on its
own made the context for an excessive force claim new.
The dissent, for its part, invokes Cantú v. Moody, 933
F.3d 414, 423 (5th Cir. 2019), to show that the Fifth Circuit has “held that the existence of a warrant amounts
to a meaningful difference from Bivens.” But that case
did not involve an argument that the presence of a war-
20a
rant independently rendered the context new. Nor did
the Fifth Circuit hold there what the dissent asserts that
it held. It merely observed that the “claim [in that case]
involve[d] different conduct” than in Bivens because the
claim was premised on the allegation that the defendant
“falsified affidavits” rather than that “the officers entered his home without a warrant or violated his rights
of privacy.” Id. The Fifth Circuit thus concluded that
the context was new because the extent of judicial guidance “differs across the various kinds of Fourth Amendment violations” and the plaintiff ’s claims involved “different officers from a different agency.” Id.
So, while our dissenting colleague accuses us of creating a circuit split, the dissent would hardly avoid one.
Under the approach that the dissent favors, our circuit
would be directly at odds with the Seventh and Tenth
Circuits.
B.
As to the excessive force having allegedly occurred
here in a publicly accessible parking lot, it is true that
the alleged misconduct in Bivens occurred at a private
home. It is also true that the place where an alleged
Fourth Amendment violation occurs can be a meaningful difference. See Hernandez, 589 U.S. at 103. But the
location where the misconduct occurred here—the parking lot of a privately owned shopping center—does not
trigger the kind of acute separation of powers concerns
that made the “cross-border” context at issue in Hernandez meaningfully different from the context of
Bivens itself. Id.
Moreover, the fact that the allegedly excessive force
took place in a parking lot rather than at a private home
21a
does not risk “alter[ing] the policy balance that initially
justified the cause[] of action recognized in Bivens” as
“a separation-of-powers matter.” Snowden, 72 F.4th at
244, 247. As the Seventh Circuit well put it in considering a claim of excessive force that allegedly occurred in
the lobby of a hotel, “[h]otel or home, warrant or no warrant—the claims here and in Bivens stem from run-ofthe-mill allegations of excessive force during an arrest.”
Id. at 247; see also id. (distinguishing the excessive force
claim from one that allegedly occurred “in a government
facility”).
We also do not see how the location, when combined
with the fact that the arrest is alleged to have been made
pursuant to a warrant, makes the context here meaningfully different from the context in Bivens. Nor do the
defendants explain why, when these two features are
considered together, their interaction would require a
different conclusion than when either is considered
alone.
The dissent does correctly note that in Byrd v. Lamb,
990 F.3d 879, 882 (5th Cir. 2021), the Fifth Circuit concluded that the fact that the “case arose in a parking lot,
not a private home as was the case in Bivens,” was a
meaningful difference. But because the Fifth Circuit
provided no explanation for why that difference would
be meaningful, we do not find its decision persuasive.
The dissent cites Mejia v. Miller, 61 F.4th 663, 668
(9th Cir. 2023), for the proposition that “challenged conduct outside the home amounts to a meaningful difference from Bivens.” The challenged conduct there, however, was alleged to have “occurred on public lands managed by” a new category of defendants—officers from
the Bureau of Land Management—who were also oper-
22a
ating under a different legal mandate. Id. So, the public location of that violation—unlike the location at issue in
the case before us—does appear to have raised separation of powers concerns of the kind that the Supreme
Court has suggested are meaningful.
Once again, moreover, our dissenting colleague fails
to acknowledge that we would hardly avoid a circuit split
if we were to affirm the ruling below. Given the holdings
by the Seventh Circuit in Snowden, 72 F.4th at 247, and
the Tenth Circuit in Logsdon, 91 F.4th at 1357, the dissent’s favored approach would deepen one.
The dissent does invoke Florida v. Jardines, 569 U.S.
1 (2013). But that case does not show that the location of
the alleged misconduct here makes the context new.
Unlike Bivens and this case, Jardines involved an alleged search, not a claim of excessive force. See id. at 6-7.
The distinction is significant. An excessive force claim
takes aim at the extent of the force used against the person rather than the extent to which an expectation of
privacy has been infringed or a trespass has occurred.
So, Payton v. New York, 445 U.S. 573 (1980), and United
States v. Karo, 468 U.S. 705 (1984), are no different from
Jardines in that they also implicate concerns about privacy rather than excessive force. And because QuinonesPimentel, 85 F.4th at 71-72, like Jardines, involved an
unlawful search, the dissent’s reliance on it is similarly
misplaced.
That there may be a greater likelihood of other people being present in a parking lot may bear on the privacy interests involved. But we do not see how, in its
nature, the physical location being a parking lot on its
own bears on the reasonableness of the level of force
23a
used, such that the involvement of this location risks “alter[ing] the policy balance that initially justified the
cause[] of action recognized in Bivens” as “a separationof-powers matter.” Snowden, 72 F.4th at 244, 247.
Insofar as our focus is on the nature of the allegedly
unconstitutional conduct alleged, we also do not see how
allowing a damages action here would risk any more
“disruptive intrusion” into the “functioning of other
branches” than Bivens itself already permits. Abbasi,
582 U.S. at 140. The right asserted here is the same as
that asserted in Bivens—a right under the Fourth
Amendment against the excessive use of force by officers
at the successor agency in Bivens.
C.
We come, then, to the final feature of this case that
the defendants contend makes the context in which
Arias’s excessive force claims arise “meaningfully different”—and so new. That feature, on which the District Court also relied, is the post-Bivens enactment in
1988, through an amendment to the IGA, of an administrative mechanism for lodging a complaint about misconduct by a federal law enforcement officer. For the
reasons explained below, we are not persuaded that this
legislative development renders this context new, even
accounting for the other supposedly distinguishing factual circumstances addressed above.
1.
To start, we recognize that the District Court understood Egbert to require the conclusion at step one that
the IGA’s administrative remedy rendered the context
for Arias’s excessive claims new. We also recognize that
Egbert held that a plaintiff could not assert a Fourth
24a
Amendment claim for damages against a federal Border
Patrol agent for the use of excessive force in part because the existence of an administrative process for
lodging misconduct complaints against the agent was a
“special factor” that counseled against authorizing the
Bivens cause of action there. See Egbert, 596 U.S. 493-94,
497-98.
The Supreme Court expressly noted in Egbert, however, that, in so holding, it was addressing only the second step of the Bivens analysis, not the first. Id. As the
Supreme Court explained, the Ninth Circuit had held
below that the Fourth Amendment claims in that case
arose in a new context. Id. at 494.
Moreover, the Ninth Circuit had not deemed the context new because there was an administrative remedial
scheme for lodging complaints against federal Border
Patrol agents. Boule v. Egbert, 998 F.3d 370, 387 (9th
Cir. 2021), rev’d on other grounds, 596 U.S. 482 (2022).
It had done so only for other reasons. Id. In fact, the
defendants had not invoked that administrative scheme
as a reason to conclude that no Bivens remedy was available. See Egbert, 596 U.S. at 497 n.3. The Ninth Circuit
then went on to hold, at the second step of the Bivens
analysis, that, notwithstanding the existence of other alternative remedies, Egbert, 998 F.3d at 387, 391-92,
there were no special factors that counseled against extending the Bivens remedy to the new context. So, in
seeking review in the Supreme Court, the defendants
were challenging only that latter aspect of the Ninth
Circuit’s holding, which they did by for the first time invoking the presence of the administrative remedy. See
Egbert, 596 U.S. at 497 n.3.
25a
As a result, in Egbert, the Supreme Court held only
that, at the second step of the analysis, the administrative
remedy there counseled against extending the Bivens
remedy to a new context. It did not hold that the administrative remedy in and of itself made the context new. Nor
did it have occasion to decide whether such a remedy in
and of itself ever could render a context new.
2.
Even though the precise holding of Egbert does not
require us to conclude that the IGA’s administrative
remedy makes the context here new, we still must decide whether such a conclusion is warranted on some
other basis. But we note up front that there is good reason for us to be wary of arguments that there is.
The Supreme Court has been clear that “it is this
Court’s prerogative alone to overrule one of its precedents.” State Oil Co. v. Khan, 522 U.S. 3, 20 (1997). It
is thus of some significance that, although Congress
amended the IGA to create the administrative remedy
that supposedly spelled Bivens’s demise nearly forty
years ago, see Inspector General Act Amendments of
1988, Pub. L. No. 100-504, 102 Stat. 2515 (1988), the Supreme Court has repeatedly and recently declined to
overrule Bivens, see, e.g., Abbasi, 582 U.S. at 134 (reaffirming the “continued force” of Bivens within its existing context and observing that “no congressional enactment has disapproved of ” the three original Bivens decisions). And, in doing so, the Court has recognized that
the “undoubted reliance” on “the settled law of Bivens
in th[e] common and recurrent sphere of law enforcement” is itself a “powerful reason[] to retain it in that
sphere.” Id.; see also id. (noting that Bivens not only
“vindicate[s] the Constitution by allowing some redress
26a
for injuries,” but also “provides instruction and guidance to federal law enforcement officers going forward”); cf. Dickerson v. United States, 530 U.S. 428, 443
(2000) (declining to overrule Miranda v. Arizona, 384
U.S. 436 (1966), in part because “Miranda has become
embedded in routine police practice to the point where
the warnings have become part of our national culture”).
If we were to conclude that the IGA makes the context here new, however, then we would have to endorse
the view that the remedy Bivens recognized is no longer
available, notwithstanding the Court’s determination
that there are “powerful reasons to retain it.” Abbasi,
582 U.S. at 134. And we would also have to believe that
this state of affairs has prevailed for nearly four decades, but that no one, including the Supreme Court, has
noticed. For, if the original Bivens cause of action were
no longer available due to the IGA’s amendment in 1988,
then there would have been no need for the Court to
have considered the need for Bivens’s extension in cases
in which similar administrative complaint mechanisms
were available. Yet, the Court has done so nonetheless.
See Hernandez, 589 U.S. 93; Egbert, 596 U.S. at 497
(considering whether to “superimpos[e]” a Bivens remedy onto an administrative remedy that allows “[a]ny
person[ ]” to “lodge a complaint” with the Department of
Homeland Security’s Office of Inspector General (quoting 8 C.F.R. § 287.10(b))). 5 And it would be hard to unThe dissent asserts that the length of time that has passed since
the IGA’s adoption provides no reason to be skeptical that it spelled
the end of Bivens seemingly for all claims against federal law enforcement officers. The dissent asserts that this passage of time reveals only that Congress has not seen fit to review the silently buried
Bivens cause of action during that time. But this misapprehends our
reason for emphasizing the vintage of the IGA. During that time,
5
27a
derstand why in 2017 the Court thought it important to
account for “the undoubted reliance” on the “settled law
of Bivens” by “federal law enforcement officers going
forward” if it were evident by then that the Bivens remedy had been unavailable for nearly three decades. Abbasi, 582 U.S. at 134.
We do not lightly ascribe to the Supreme Court a misapprehension about the continuing vitality of its own
precedents. And, as a lower court, we are required to
follow the Court’s precedents, not treat them as but
shells of their former selves. See Agostini v. Felton, 521
U.S. 203, 237 (1997) (“[W]e do not hold[ ] that other
courts should conclude our more recent cases have, by
implication, overruled an earlier precedent.”).
All that said, the Court has not been presented with
the precise question before us today: Does the IGA’s
administrative mechanism for lodging complaints place
a claim that otherwise arises in the same context as
Bivens in a new one? So, we must look closely at the
relevant precedents, including Egbert itself, to determine whether they require the District Court’s conclusion that Bivens, in essence, has been long dead. For the
reasons we next explain, we are not persuaded that they
do.
3.
The Court has directly considered, in applying the
first step of the analysis, how an alternative remedy bears
on whether a context is new in exactly one case: Abbasi.
There, the plaintiffs, like the plaintiff in Carlson, alleged
the Court has itself repeatedly reaffirmed Bivens, which was a curious thing for it to be doing if that remedy was already a thing of the
past.
28a
“prisoner mistreatment” resulting in “compelling” injury.
582 U.S. at 147.
Abbasi reaffirmed the viability of the damages remedy that Carlson recognized. Id. at 134, 140. But the
Court then concluded, at the first step of the analysis,
that the context was new. Id. at 149.
Abbasi did so with reference, in part, to remedies
“that were not considered in the Court’s previous Bivens
cases.” Id. at 148. Thus, it does make clear that previously unconsidered alternative remedies may be relevant at the first step, and it thereby accords with its own
instruction that a “case might differ in a meaningful way
because of . . . the presence of potential special factors
that previous Bivens cases did not consider.” Id. at 13940 (emphasis added).
Nonetheless, Abbasi did not suggest that the mere
existence of a previously unconsidered administrative
mechanism for lodging misconduct complaints made the
context new. And that was so even though, by the time
of Abbasi, such a previously unconsidered administrative mechanism—the Administrative Remedy Program
(ARP), 28 C.F.R. § 542—was in place.
The Abbasi Court was well aware, moreover, of the
ARP, which it knew had not been considered in Carlson
and which provided that inmates could “ file[]” “grievances” regarding “an issue which relates to any aspect
of their confinement[].” Malesko, 534 U.S. at 74 (quoting 28 C.F.R. § 542.10 (2001)). Indeed, in Malesko, the
Court had explicitly relied on the ARP’s remedy in declining to extend the Carlson remedy to a new class of
defendants at the second step of the analysis. Id. at 74.
And Abbasi even cited to that portion of Malesko’s anal-
29a
ysis repeatedly, see 582 U.S. at 136, 137, 140, 145, including in its discussion at the first step of whether the context was new, id. at 139.
At the first step, however, Abbasi identified meaningful differences other than the presence of the ARP.
Specifically, the Court first pointed to the fact that the
plaintiffs in Abbasi, unlike the plaintiff in Carlson (who
alleged under the Eighth Amendment that prison officials’ provision of inadequate medical care resulted in
acute harm, see Carlson, 446 U.S. at 16 n.1), alleged that
a warden’s supervisory failures resulted in continuing
violations under the Fifth Amendment, see 582 U.S. at
148. The Court then also observed that, seemingly in
consequence of this difference, the plaintiffs in Abbasi
had remedies other than damages that the plaintiff in
Carlson did not. And the Court identified those remedies as being only a writ of habeas corpus, “an injunction
requiring the warden to bring his prison into compliance
with [prison] regulations[,] . . . or some other form of
equitable relief.” Id.
Finally, Abbasi pointed to “legislative action” that
Carlson had not considered as a meaningful difference.
Id. Here, the Court focused on the enactment of the
Prison Litigation Reform Act of 1995, Pub. L. No. 104-134,
110 Stat. 1321 (1996) (PLRA), which had mandated among
other things that prisoners avail themselves of the ARP
before filing suits against prison officials. 6 Indeed, in
Although the ARP existed at the time that Carlson was decided,
Koprowski v. Baker, 822 F.3d 248, 256 (6th Cir. 2016) (citing 44 Fed.
Reg. 62248-51 (Oct. 29, 1979)), it was a remedy that Congress had
not “affirmatively . . . requested or required.” McCarthy v. Madigan, 503 U.S. 140, 149 (1992) (noting that the ARP was “neither enacted nor mandated by Congress”). After Carlson, however, Congress
6
30a
referencing the PLRA, the Court in Abbasi explicitly
observed that in an earlier case it “ha[d] said in dicta
that the [PLRA’s] exhaustion provisions would apply to
Bivens suits.” Abbasi, 582 U.S. at 148-49; see Porter v.
Nussle, 534 U.S. 516, 524 (2002) (“ Thus federal prisoners suing under Bivens v. Six Unknown Fed. Narcotics
Agents, must first exhaust inmate grievance procedures
just as state prisoners must exhaust administrative processes prior to instituting a § 1983 suit.” (citation omitted)). But Abbasi did not suggest that the ARP in and
of itself made the context there new. It explained that
because the PLRA addressed when and how suits may
be brought against prison officials without providing a
damages remedy, that statute arguably “suggest[ed
that] Congress chose not to extend the Carlson damages
remedy to cases involving other types of prisoner mistreatment.” Abbasi, 582 U.S. at 149, 148 (emphasis added).
Accordingly, while Abbasi addressed the import of alternative remedies at the first step, it did not do so in a
way that suggests that an administrative remedy like
the IGA’s in and of itself makes a context new, such that
the presence of that remedy would render the context
new even in a case in which the plaintiff alleged the exact
same type of prisoner mistreatment as the plaintiff in
Carlson alleged. In fact, despite the presence in Abbasi of
the previously unconsidered congressionally blessed
ARP, the Court focused its new-context analysis in that
case only elsewhere.
required the exhaustion of that administrative remedy through the
PLRA. See Woodford v. Ngo , 548 U.S. 81, 8485 (2006).
31a
4.
Of course, there is only so much insight that can be
gleaned from what the Court did not do in Abbasi. But the
fact that Abbasi did not rely on the ARP at the first step
would be less worthy of note if the Court had elsewhere—even once—relied on the introduction of such an
administrative remedy to find a context new. As it turns
out, though, we have not come across any case in which
the Court has done so. Nor do the defendants identify one.
The dissent seems to suggest that it has found a few
such cases. The only one that the dissent identifies that
in fact considers alternative remedies in applying the
first step, though, is Abbasi itself. Otherwise, to support
its contention that, under Supreme Court precedent, the
presence of an alternative remedial structure is sufficiently meaningful to create a new context, the dissent
relies exclusively on the Court’s statements regarding
step two. See Egbert, 596 U.S. at 493 (“If there are alternative remedial structures in place, ‘that alone,’ . . .
is reason enough to ‘limit the power of the Judiciary to
infer a new Bivens cause of action.’ ” (emphasis added)
(quoting Abbasi, 582 U.S. at 137)); Goldey v. Fields, 606
U.S. 942, 944-45 (2025) (explaining that the fact that “ ‘an
alternative remedial structure’ already exists” is a
“ ‘special factor[ ] ’ counsel[ing] against . . . extending
Bivens” (emphasis added)); Malesko, 534 U.S. at 70, 74
(listing the presence of alternative remedies as one “reason[] that foreclose[s] [Bivens’s] extension here” (emphasis added)); Bush v. Lucas, 462 U.S. 367, 388 (1983)
(referring to “whether an elaborate remedial system . . .
should be augmented by the creation of a new judicial remedy” (emphasis added)).
32a
We do not see how the language about step two that
the dissent relies on demonstrates that the presence of
an alternative remedial structure is sufficiently meaningful to create a new context at step one. The Court
reiterated just this past Term that we only reach step
two “if” we first conclude that “the case is ‘different in a
meaningful way’ from the cases in which th[e] Court has
recognized a Bivens remedy” and thus “presents ‘a new
Bivens context.’ ” Goldey, 606 U.S. at 944 (quoting Abbasi, 582 U.S. at 139); see id. (explaining that “[i]f [the
case presents a new context], we then ask whether there
are ‘special factors’ ” that counsel against extending Bivens
to that new context (emphasis added)).
The dissent does appear to take issue with the need
for us to adhere to the two-step framework, seemingly
suggesting that what once were two steps now are better
understood as one. It does so, apparently, based on the
idea that any factor that would counsel hesitation in extending Bivens to a new context is necessarily also a factor that makes a context new. But, insofar as the dissent
finds support for that position in Egbert, we fail to see how
it is there.
Egbert was itself decided at the second step of the
analysis. And, our own precedents do not comport with
such a reading of Egbert. See Quinones-Pimentel, 85
F.4th at 70 (explaining, after Egbert, that “[i]f the case
presents no meaningful differences (and thus no new
context), the analysis ends there and relief under Bivens
is available”).
True, Egbert did state, as we have noted, that the “two
steps . . . often resolve to a single question: whether
there is any reason to think that Congress might be better equipped to create a damages remedy.” 596 U.S. at
33a
492 (emphasis added). Egbert also characterized its
prior “expla[nation] that a new context arises when there
are ‘potential special factors that previous Bivens cases
did not consider’ ” as an “example” of how the “two steps
. . . often” merge. Id. (quoting Abbasi, 582 U.S. at 140).
Egbert supported that proposition, though, by citing
Abbasi. And that case simply instructs that the presence
of “potential special factors that previous Bivens cases
did not consider” is one way in which “[a] case might differ in a meaningful way.” Abbasi, 582 U.S. at 139-40 (emphasis added).
Moreover, in the paragraph preceding that statement, the Court in Egbert reiterated that “whether [a]
case presents ‘a new Bivens context’ ” depends on whether
it is “ ‘meaningful[ly]’ different from the three cases in
which the Court has implied a damages action.” Egbert,
596 U.S. at 492 (alteration in original) (quoting Abbasi,
582 U.S. at 139). Thus, while Egbert observed that “a
new context arises when there are ‘potential special factors that previous Bivens cases did not consider,’ ” id.
(quoting Abbasi, 582 U.S. at 140), we do not understand
the Court to have impliedly rejected Abbasi’s core premise
that a “potential special factor that previous Bivens
cases did not consider” makes a context new only if that
factor makes the context different in a way that is meaningful. See Nat’l Pork Producers Council v. Ross, 598
U.S. 356, 373-74 (2023) (emphasizing that the Court’s
opinions cannot “always . . . be parsed as though . . .
dealing with the language of a statute” and “must [instead] be read with a careful eye to context” (quoting
Reiter v. Sonotone Corp., 442 U.S. 330, 341 (1979))). In
that respect, Egbert’s “example” accords with the general requirement that, to reach step two, the context
34a
must be “ ‘meaningful[ly]’ different” from the one in
which the Bivens remedy has been recognized by the
Court. Id. (alteration in original) (quoting Abbasi, 582
U.S. at 139); see also Goldey, 606 U.S. at 944; QuinonesPimentel, 85 F.4th at 70.
Consistent with this understanding of Egbert, we
emphasize that when a “potential special factor[] that
previous Bivens cases did not consider” shows that the
case is meaningfully different, that same “special factor[]” will almost always counsel against allowing the
damages remedy. 596 U.S. at 492 (quoting Abbasi, 582
U.S at 140). But, conversely, if a “potential special factor[] that previous Bivens cases did not consider” fails
to show the case is meaningfully different, then the case
does not present a new context and the plaintiff may use
the existing Bivens cause of action. Id. (quoting Abbasi,
582 U.S. at 140).
After all, in that latter type of case, a court need not
“create a damages remedy.” Id. It need only apply the
one that the Court already has recognized. Accordingly,
Egbert’s “single question” could not be presented. Id.
Thus, we do not understand Egbert, in observing that
the “two steps . . . often resolve to a single question,”
to have relieved courts of their duty to engage in the
general new-context inquiry. Indeed, in the sentences
surrounding that observation in Egbert, the Court
makes clear that its focus is on whether a court may
“fashion” or “creat[e] . . . a new judicial remedy.” Id. at 493
(quoting Bush, 462 U.S. at 388). And, in a context that does
not meaningfully differ from the existing Bivens cases,
a court would not be “infer[ring],” “fashion[ing],” or
“creat[ing]” a “new” “Bivens cause of action,” id., because a Bivens cause of action plainly already exists, id.
35a
at 493 n.2 (noting that there are contexts “in which a
Bivens remedy is generally available” (quoting Hui v.
Castaneda, 559 U.S. 799, 807 (2010))). So, the inquiry
into whether there is reason to hesitate before entering
that uncharted ground need not be undertaken.
For these reasons, we cannot agree with the dissent’s
seeming suggestion that Egbert’s “single question”
discussion itself requires that we bypass the inquiry in
this case as to whether the IGA’s mechanism for lodging
complaints administratively constitutes a meaningful
difference from Bivens. Even if that scheme provides a
reason not to extend the Bivens remedy, it does not follow that the scheme constitutes the kind of meaningful
difference that gives rise to a new context. And we are
especially reluctant to conclude otherwise, when doing
so necessarily would spell Bivens’s demise in every context involving a Fourth Amendment claim.
The dissent also finds support for its position in the
Court’s latest word on Bivens—Goldey v. Fields, 606
U.S. 942 (2025). But we do not find that support there any
more than we find it in Egbert.
In Goldey, the Court reiterated that “[t]o determine
whether a Bivens claim may proceed, the Court has applied a two-step test.” Id. at 944. Then, in accord with the
undisputed positions of the parties and the Court of Appeals in that case, see Fields v. Fed. Bureau of Prisons,
109 F.4th 264, 270 (4th Cir. 2024) (“Fields concedes that
this case arises in a new context. We are thus faced solely
with step two . . . .”), the Court explained that the “case
arises in a new context.” Goldey, 606 U.S. at 944; see
also id. at 943 (explaining that an “Eighth Amendment
excessive-force claim” was not among the three contexts
in which the Court had “recognized” that “implied
36a
Bivens causes of action were permitted”). It was then—
and only then—that the Court went on to address, as one
would expect at the second step of the analysis, whether
there were “ ‘special factors’ counsel[ing] against recognizing an implied Bivens cause of action” in that new
context. Id. at 944. Analyzing those factors, it “declined
to extend Bivens to [this] new context[].” Id. at 945. If
anything, then, the two-step framework is, after Goldey,
even more solidly supported in the precedent than it already was.
In sum, we cannot agree that any precedent of the
Court holds that a previously unconsidered alternative
remedy akin to the IGA’s administrative mechanism for
lodging complaints in and of itself suffices to render a
context new. There is none that does.
5.
The dissent also suggests that our own circuit’s precedents compel the conclusion that the IGA’s administrative remedy independently renders this context new. It
first suggests that we decided the question of whether
an alternative remedy is a special factor that independently creates a new context in González, 864 F.3d 45.
But the “special factors” language that the dissent relies
on in that case plainly draws from our analysis at step
two. See id. at 53 & n.5. We thus cannot agree that we
decided there the antecedent question of whether the
presence of a remedy that was not previously considered
is necessarily a difference that is meaningful.
The dissent also invokes our recent precedent in Waltermeyer v. Hazlewood, 136 F.4th 361 (1st Cir. 2025).
But that case did not involve any of the differences that
we are presented with here. The claims in Waltermeyer
37a
were premised on Carlson, rather than Bivens itself. Id.
at 362. So, we cannot see how the differences that we
found meaningful there—none of which concerned the
presence of an administrative means of lodging complaints about misconduct—are relevant to the question
presented here. Nor does the dissent explain why such a
comparison would be appropriate.
6.
The dissent relies as well on cases from our sister circuits finding a context to be new. However, none of those
cases, save for one, held that there was an alternative
remedy that in and of itself made the context there new.
See Kalu v. Spaulding, 113 F.4th 311, 327-29 (3d Cir.
2024) (noting that “several factors render[ed] [the]
claim meaningfully different” including “a different kind
of officer misconduct” and the “heightened risk” of “judicial intrusion into a different aspect of federal prison
administration”); Logsdon, 91 F.4th at 1358-60 (first explaining that the case presented a new context because
it involved a “new category of defendant” and then describing “the availability of alternative remedies” as an
“independent ground for not . . . creat[ing] a remedy”
(emphasis added)); Johnson v. Terry, 119 F.4th 840, 859
(11th Cir. 2024) (listing the constitutional right and injury as among the “differences” that “ma[d]e th[e] [case]
a new context”); Lewis v. Bartosh, No. 22-3060-PR, 2023
WL 8613873, at *2 (2d Cir. Dec. 13, 2023) (finding a new
context, in part, based on the new category of defendant).7
The dissent also cites Bell v. Leavenworth U.S. Penitentiary, No.
24-3156, 2025 WL 1650187 (10th Cir. June 11, 2025), but that case
did not discuss the role of alternative remedies at any step of the
Bivens analysis, let alone the first, id. at *2.
7
38a
The one exception is Noe v. United States Government,
No. 23-1025, 2023 WL 8868491, at *3 (10th Cir. Dec. 22,
2023). But that case is an unpublished, nonbinding order.
And it rested on that panel’s understanding that its
prior decision, Silva v. United States, 45 F.4th 1134
(10th Cir. 2022), required it to foreclose Bivens relief
when faced with an alternative remedy “even if the factual context is not meaningfully different from” an existing
Bivens case, Noe, 2023 WL 8868491, at *3.
But while Silva is itself precedential, Noe’s interpretation of Silva’s holding is dubious. Silva explicitly recognized that a meaningful difference did place the plaintiff ’s claim into a new context—it noted that the “distinction between” the plaintiff ’s “excessive force” claim
and the “deliberate indifference to medical needs claim”
in Carlson was “sufficient to conclude that [his] claim
would require an extension of Bivens” and thus arose
within a new context. 45 F.4th at 1137; see also id.
(“[H]is claim clearly constitutes an expansion of Bivens.”).
7.
That no case has turned up that adopts the dissent’s
view of the state of Bivens law should not be surprising.
In Bivens, Carlson, and Davis, the Court each time considered the context in which the claimed constitutional
violation arose. In light of that context, it then weighed
the need for a damages remedy against the individual
officer and concluded that it was proper to imply one.
Thereafter, the Court has reaffirmed each of those rulings despite knowing of administrative remedies it had
39a
not earlier considered (to say nothing of the damages
remedy that the FTCA was amended to provide). 8
Thus, while it is true that when the context is new,
we, as a lower court, must account for an administrative
remedy in weighing whether to extend an existing Bivens
remedy, we see little to suggest that we may treat the
existence of that remedy as an invitation to set aside the
Court’s prior calculus. And we are particularly disinclined
to infer that such a suggestion was intended when doing
so would entail the conclusion that the Bivens remedy
has long been a relic, despite the Court having affirmed its
continuing vitality and noted the “powerful reasons to
retain it.” Abbasi, 582 U.S. at 134.
8.
We make one last observation: Congress itself has
given no indication that—contrary to its intent as expressed through the Westfall Act—it meant to “abrogate Bivens” in creating the administrative remedy at
issue here. Hernandez, 589 U.S. at 111 n.9. Certainly,
nothing in the text of the IGA suggests such an intent.
And, unlike the PLRA, to which Abbasi gave weight in
finding the context there new, the IGA does not purport
to address when or how Bivens suits may be brought.
Nor have we been able to identify any aspect of the
IGA’s statutory history that suggests a legislative aim
The Court has also demonstrated its awareness of the IGA in the
context of internal administrative remedies within other federal
agencies. See Dep’t of Transp. v. Ass’n of Am. R.Rs., 575 U.S. 43, 52
(2015) (explaining that the IGA requires Amtrak to maintain an inspector general “much like [other] governmental agencies”); NASA
v. FLRA, 527 U.S. 229, 237-39 (1999) (discussing the IGA in the context of NASA).
8
40a
of limiting Bivens suits that otherwise would be available. In fact, Congress initially authorized the relevant
IGA remedy here just one month before it “explicit[ly]
except[ed]” “Bivens claims” from the Westfall Act’s exclusivity requirement. Hui, 559 U.S. at 807; compare Inspector General Act Amendments of 1988, Pub. L. No.
100-504, 102 Stat. 2515 (1988) (enacted October 18,
1988), with Federal Employees Liability Reform and
Compensation Act of 1988, Pub L. N. 100-694, 102 Stat.
4563 (1988) (enacted November 18, 1988).
To be sure, we are not addressing the distinct question—independent of the two-step framework—of whether
Congress has “preclude[d] a claim under Bivens” by “affirmatively foreclos[ing] one.” Egbert, 596 U.S. at 493 n.2;
see, e.g., Hui, 559 U.S. at 808 (concluding that “the text
of [the statute involved there] plainly indicates that it
precludes a Bivens action against petitioners for the
harm alleged in this case”). But the IGA’s statutory history does have relevance to the step-one issue that is at
hand.
To the extent that, through the Westfall Act, Congress
expressed its “clear” intent to “le[ave] Bivens where it
found it,” we cannot see why the IGA—which was enacted one month before the Westfall Act—should not be
understood to reflect that same intent. Hernandez, 589
U.S. at 111 n.9; cf. Merck & Co. v. Reynolds, 559 U.S.
633, 648 (2010) (“We normally assume that, when Congress enacts statutes, it is aware of relevant judicial
precedent.”). It would be surprising, to say the least, for
Congress to have made a point of leaving Bivens where
it found it if just a month before it had taken action that
it understood to have left Bivens for dead.
41a
As a result, the absence of any mention of Bivens in
the IGA, even in its legislative history, offers no sign
that Congress intended to leave Bivens in worse shape
than the Westfall Act did. Cf. Abbasi, 582 U.S. at 148-49
(considering “legislative action suggesting that Congress does not want a damages remedy”). If anything,
the silence offers further reason for us not to do what
the Court has so far declined to do—declare that, because of a decades-old legislative change codifying a
means of lodging internal complaints, the remedy recognized in Bivens may no longer be asserted in any context, no matter how similar the context otherwise is to
the one involved in Bivens itself. See Chisom v. Roemer,
501 U.S. 380, 396 n.23 (1991) (“Congress’ silence in this
regard can be likened to the dog that did not bark.” (citing A. Doyle, Silver Blaze, in The Complete Sherlock
Holmes 335 (1927))).
D.
In the end, our task is to determine whether this case
arises in a new context relative to Bivens and then, if it
does, to determine whether there are special factors
counseling hesitation in extending the damages remedy
that Bivens recognized. That first step of that analysis
calls on us “to apply a familiar mode of judicial reasoning”: “determin[ing] if the case before [us] fits within the
Court’s still-valid—but now quite limited—precedent.”
Snowden, 72 F.4th at 244.
We thus must decide whether the differences between
this case and Bivens are meaningful, given the Court’s
reaffirmation of the result of the weighing that it did in
Bivens in recognizing the implied cause of action for
damages there. For the reasons we have explained, we
conclude that the differences here are not meaningful,
42a
in part because the relevant precedents fail to show that
the IGA is a legal development that “would require reweighing the costs and benefits of a damages remedy
against federal officials” as to the excessive force claims
in this case in a way that the Court has not already
weighed them in recognizing the cause of action in
Bivens itself. Id. at 244. Were we to conclude otherwise,
we would have to conclude that the Court has been reaffirming the existence of a remedy that had long since
ceased to exist.
Perhaps the Court will be convinced to conclude that
the IGA’s administrative mechanism for filing internal
complaints suffices to make this context new and so to
trigger a new weighing that supersedes the earlier one.
But, from where we sit, we cannot conclude that the
Court already has come to that conclusion and thereby
invited lower courts to render unavailable in any context
the remedy that it has deemed necessary in the context
that Bivens itself presented.
Accordingly, we conclude that the District Court
erred in relying on the IGA to decide that Arias’s excessive force claims arise in a new context. Moreover, the
defendants have failed to identify any other factual circumstances that, taken alone or together, suggest that
the differences between the plaintiff ’s excessive force
claims and those in Bivens are in any sense meaningful.9
In reaching this conclusion, we emphasize that we do not intend
to cast doubt on the possibility that other excessive force claims may,
in fact, present a new context. The outcome could be different if, for
example, the plaintiff alleged claims against a new category of defendants. Compare Carlson v. Green, 446 U.S. 14, 25 (1980) (recognizing a Bivens claim for Eighth Amendment claims of inadequate
medical treatment against federal prison officials), with Corr. Servs.
9
43a
We therefore conclude that the context here is not new
and that, as a result, we need not reach step two of the
Bivens analysis. See Quinones-Pimentel, 85 F.4th at 70
(explaining that if there is no new context “the analysis
ends there and relief under Bivens is available”). Accordingly, we reverse the grant of summary judgment to
the defendants on Arias’s excessive force claims.
IV.
Arias’s failure-to-intervene claims are a different
matter. The District Court also relied on the existence
of the IGA’s alternative remedy to dismiss those claims.
But, in addition, it identified another difference that it
concluded was meaningful: the absence of any bystander
liability claims in Bivens itself. Because Arias does not
raise on appeal any arguments that challenge this independent basis for the District Court’s ruling, we have no
reason to conclude that ruling was erroneous. See United
States v. Zannino, 895 F.2d 1, 17 (1st Cir. 1990).
V.
The judgment granting summary judgment to the
defendants is affirmed as to Arias’s failure-to-intervene
claims and reversed and remanded for further proceedings consistent with this decision as to Arias’s excessive
force claims.
—Concurring and Dissenting Opinion Follows—
Corp. v. Malesko, 534 U.S. 61, 70 (2001) (holding that an Eighth
Amendment inadequate medical treatment claim against a private
prison operator presented a new context).
44a
LYNCH, Circuit Judge (Concurring In Part and Dissenting
In Part). I concur in the majority’s affirmance of entry of
summary judgment in Arias’ failure-to-intervene claim.
I respectfully dissent from the majority ’s holding reversing entry of summary judgment against Arias’
Fourth Amendment excessive force claims. The majority misreads Supreme Court commands when it concludes that congressional amendment of the IGA, postBivens is not a “meaningful difference.” The majority
further errs in concluding that even if the IGA were a
meaningful difference, the IGA would not present a
“new context.” The majority incorrectly reasons that
“conclud[ing] otherwise would” require “conclud[ing],
incongruously, that the Bivens remedy has been a deadletter since the IGA’s amendment, even though the Supreme Court has reaffirmed the existence of that remedy in the years after that now decades-old legislative
development.”
The majority’s framing and answer are incorrect for
a number of reasons. It is precisely when Congress has
acted that the judiciary should not, to use the Supreme
Court’s terminology, “infer,” “authorize,” “enforce,”
“approve,” “find,” “prescribe,” “recognize,” “create,” or
“expand” a judicially created remedy for Fourth
Amendment excessive force claims. Congress is assuredly aware of Bivens and it has decided that the IGA remains in effect and is good law. Statutes, like court opinions, do not become inoperative because they were enacted decades ago.
The premises of the majority’s reasoning are themselves inaccurate. The Supreme Court has neither resolved a Fourth Amendment arrest excessive force case
in the years since the IGA’s passage, nor has it approved
45a
a single Bivens-type lawsuit since Carlson v. Green, 446
U.S. 14 (1980). Rather, the Court has repeatedly made
it clear that it is up to Congress, not the courts, to determine whether to create mechanisms and remedies for
alleged constitutional violations by federal officers. The
judicially created Bivens Fourth Amendment excessive
force cause of action and damages remedy is not a dead
letter as to cases which have no meaningful differences
with Bivens, but only as to those cases. The majority
pays short shrift to the Article III concerns articulated
by the Supreme Court that it is properly the function of
Congress, not the federal courts, to authorize such
causes of action. 10 Goldey v. Fields, 606 U.S. 942, 945
(2025) (per curiam), stated “[f]or the past 45 years, this
Court has consistently declined to extend Bivens to new
contexts,” thus discrediting the majority’s reasoning
that the Court has somehow given new life to Bivens in
the face of the IGA.
In my view, the majority’s holding is not only directly
contrary to many Supreme Court holdings, but it also
exacerbates the existing splits among the circuits and
introduces a new split. 11 Under the Court’s latest guidance, the issue before us is whether this case arises even
slightly in a new context. See id. at 944-45. The differences here are more than slight, including both that
“[T]he question whether a given remedy is adequate is a legislative determination that must be left to Congress, not the federal
courts. . . . That is true even if a court independently concludes that
the Government’s procedures are ‘not as effective as an individual
damages remedy.’ ” Egbert v. Boule, 596 U.S. 482, 498 (2022) (quoting Bush v. Lucas, 462 U.S. 367, 372 (1983)).
11
The Supreme Court may wish to address these circuit splits, reflecting the need for additional guidance to lower court judges, who
in good faith have reached different outcomes.
10
46a
Congress has chosen to create the IGA administrative
remedy and that there are other meaningful differences
with Bivens. Arias’ arrest for drug dealing was made
pursuant to a warrant and thus on probable cause, and
the assertion of excessive force arose from the officers’
attempt to enforce the warrant in a highly public place,
a mall parking lot where there was a significant risk to
the public. Arias’ claim is factually different and in a
different context than the excessive force claim made
years ago in Bivens.
There are several steps in the test which binds us for
whether this claim for damages survives. See Egbert,
596 U.S. at 492-93. These steps start with whether the
claim presents “ ‘a new Bivens context’—i.e., is it ‘meaningful[ly]’ different” from Bivens. Id. at 492 (alteration in
original) (quoting Ziglar v. Abbasi, 582 U.S. 120, 139
(2017)); see also Hernandez v. Mesa, 589 U.S. 93, 102 (2020).
The Supreme Court has identified a non-exhaustive list
of what are “meaningful” differences and has included
“special factors” on that list:
Without endeavoring to create an exhaustive list of
differences that are meaningful enough to make a
given context a new one, some examples might prove
instructive. A case might differ in a meaningful way
because of the rank of the officers involved; the constitutional right at issue; the generality or specificity
of the official action; the extent of judicial guidance
as to how an officer should respond to the problem
or emergency to be confronted; the statutory or
other legal mandate under which the officer was operating; the risk of disruptive intrusion by the Judiciary into the functioning of other branches; or the
47a
presence of potential special factors that previous
Bivens cases did not consider.
Abbasi, 582 U.S. at 139-140 (emphasis added). “Second,
if a claim arises in a new context, a Bivens remedy is
unavailable if there are ‘special factors’ indicating that
the Judiciary is at least arguably less equipped than
Congress to ‘weigh the costs and benefits of allowing a
damages action to proceed.’ ” Egbert, 596 U.S. at 492
(quoting Abbasi, 582 U.S. at 136). The Court has stressed
that “[i]f there is even a single ‘reason to pause before
applying Bivens in a new context,’ a court may not recognize a Bivens remedy.” Id. (quoting Hernandez, 589 U.S.
at 102).
The Egbert Court further held that “[w]hile our cases
describe two steps, those steps often resolve to a single
question: whether there is any reason to think that Congress might be better equipped to create a damages
remedy.” Id. Applying Egbert’s ruling that the two
questions often resolve to a single question, Goldey decided the two steps simultaneously, demonstrating it
was proper to do so. See 606 U.S. at 944-45. By contrast
the majority holds it is error for a court not to take the
first step first, and if the first step is not satisfied, then
the case must be remanded to the district court, which
cannot consider the second step before then. That itself
is error. In this case, if not necessarily in all cases, the
two steps resolve into one.
The Court has specifically held that even “small” differences suffice to create a “new context,” and that “the
new-context inquiry is easily satisfied.” Abbasi, 582 U.S.
at 149. Hernandez explained that “[a] claim may arise in
a new context even if it is based on the same constitutional provision as a claim in a case in which a damages
48a
[claim] was previously recognized.” 589 U.S. at 103.
And in Egbert, the Court held that while the facts at issue there “involve[d] similar allegations of excessive
force and thus arguably present[ed] ‘almost parallel circumstances’ [to Bivens] . . . these superficial similarities
[we]re not enough to support the judicial creation of a
cause of action.” 596 U.S. at 495 (quoting Abbasi, 582 U.S.
at 139).
In the decades since Bivens was decided, the Court
“ha[s] come ‘to appreciate more fully the tension between’ judicially created causes of action and ‘the Constitution’s separation of legislative and judicial power,’ ”
and that unless a court exhibits the “utmost deference
to Congress’s preeminent authority in [creating a cause
of action], it ‘arrogat[e][s] legislative power.’ ” Egbert,
596 U.S. at 491-92 (second alteration in original) (quoting Hernandez, 589 U.S. at 100). The Court has further
emphasized that “it is a significant step under separation-of-powers principles for a court to determine that it
has the authority, under the judicial power, to create
and enforce a cause of action for damages against federal officials in order to remedy a constitutional violation,” and “[i]n most instances, . . . the Legislature is in
the better position to consider if ‘the public interest
would be served’ by imposing a ‘new substantive legal
liability.’ ” Abbasi, 582 U.S. at 133, 136 (quoting
Schweiker v. Chilicky, 487 U.S. 412, 426-27 (1988)). Even
seemingly small variations from Bivens are “meaningful”
precisely because they inappropriately encroach on legislative power.
Egbert makes it even more clear that the IGA creates
exactly such a new context:
49a
[A] court may not fashion a Bivens remedy if Congress already has provided, or has authorized the
Executive to provide, “an alternative remedial structure.” If there are alternative remedial structures in
place, “that alone,” like any special factor, is reason
enough to “limit the power of the Judiciary to infer a
new Bivens cause of action.”
596 U.S. at 493 (citations omitted) (quoting Abbasi, 582
U.S. at 137). Egbert expressly held that an alternative
remedial structure “alone” bars a Bivens remedy. Id.
(quoting Abbasi, 582 U.S. at 137). The Supreme Court
has repeatedly held that alternative remedies can create
a “situation altogether different from Bivens.” Corr.
Servs. Corp. v. Malesko, 534 U.S. 61, 73 (2001); see also
Bush, 462 U.S. at 377-78.
The majority attempts, wrongly, to dismiss Goldey,
but Goldey also held that no Bivens action was present
because “ ‘an alternative remedial structure’ already exists,” and that no Bivens cause of action exists when
“Congress has actively legislated in the area . . . but has not
enacted a statutory cause of action for money damages.”
606 U.S. at 944. Goldey held it was error to recognize a
Bivens claim because it “could have negative systemic
consequences for [federal] officials.” Id. That is true
here.
The majority is incorrect in reading Abbasi as supporting its position that the existence of a congressionally created alternative remedy does not necessarily
create a new context. Indeed, to the extent that Abbasi
addressed the role of administrative remedies, it noted
that the “case also ha[d] certain features that were not
considered in the Court’s previous Bivens cases and that
might discourage a court from authorizing a Bivens
50a
remedy. As noted above, the existence of alternative
remedies usually precludes a court from authorizing a
Bivens action.” Abbasi, 582 U.S. at 148; see also Administrative Remedy Program, 44 Fed. Reg. 62250 (Oct. 29,
1979) (to be codified at 28 C.F.R. § 542).
The Bivens Court had no occasion to consider the
IGA,12 as Bivens was decided in 1971, prior to the enactment of the IGA. Congress created the Inspector General Act of 1978, 5 U.S.C. ch. 4 (amended in 1988 to apply
to the Department of Justice, Inspector General Act
Amendments of 1988, Pub. L. No. 100-504, 102 Stat. 2515
(1988)), and the Executive established the Office of Professional Responsibility, 28 C.F.R. § 0.29c(c). These
structures create an administrative complaint process
which provides for formal investigation into allegations
of DEA agent misconduct, with potential consequences
including disciplinary action and criminal prosecution.
That congressionally created alternative structure alone
should result in entry of judgment for the defendants on
these claims.13 Congress created an alternative struc12
The majority’s reasoning that Congress demonstrated no intent
to abrogate Bivens with the creation of the administrative remedies
at issue asks the wrong question, as the Supreme Court makes clear.
It is also inconsistent with this circuit’s prior holding that Congress
need not have explicitly identified the remedial structure at issue as
intended to supplant Bivens. In González v. Vélez, we held that the
issue is “whether there exists an alternative process that Congress
reasonably may have viewed as an equally effective surrogate for an
action brought directly under the Constitution.” 864 F.3d 45, 53 (1st
Cir. 2017) (emphasis added).
13
It is true that Hernandez found that the Federal Tort Claims Act
(FTCA) is not an alternative remedy that abrogates Bivens. 589
U.S. at 111 n.9. But Hernandez, which was decided before Egbert,
says nothing at all about the IGA and thus does not support the majority’s argument.
51a
ture that “vindicate[s] the Constitution by allowing
some redress for injuries.” Abbasi, 582 U.S. at 148.
Courts may not substitute for the congressionally created procedure and remedy a judicially created Bivens
cause of action. While Congress chose in the IGA not to
provide the identical procedures and remedies as in
Bivens, Egbert and its progeny make clear that is a
choice for Congress to make. 14
The majority seeks to minimize the significance of
the IGA’s remedial scheme by repeatedly asserting a
straw man: that the Supreme Court has not overruled
Bivens itself in the years since the IGA’s passage. But
neither has the Supreme Court found a single case in
which it has continued a Bivens remedy since Carlson, a
case from the “heady days in which th[e] Court assumed
common-law powers to create causes of action.” Egbert,
596 U.S. at 491 (quoting Malesko, 534 U.S. at 75 (Scalia,
J., concurring)). The majority thus attempts to read out
of Egbert and its progeny the Court’s main message:
that lower courts should not in any way use Bivens to
justify judicially created causes of action in cases like
this. The “functional test” adopted by the majority is
itself doubtful and neither congruent nor consistent with
the Supreme Court’s tests. And even if a functional test
The fact that an alternative remedial structure does not provide
for money damages does not matter. In Egbert, the Supreme Court
rejected arguments that the alternative remedial structure at issue
was inadequate because the defendant was not entitled to participate
and had no right to judicial review, noting that “we have never held
that a Bivens alternative must afford rights to participation or appeal.” Egbert, 596 U.S. at 497-98. Abbasi likewise held that alternative remedies barred a Bivens remedy without any discussion of
whether they provided for damages. Abbasi, 582 U.S. at 148.
14
52a
were the correct test, this case would fail it, as it would
“alter the policy balance.”
The majority’s attempt to say that the existence of an
alternative remedial structure qualifies as a “special factor” for purposes of the new-context analysis but does
not amount to a “meaningful” difference is an outlier
amongst our sister circuits, is also wrong, and creates a
circuit split. The Second, Third, Tenth, and Eleventh
Circuits have all held that alternative remedial structures create a “new context” or, more generally, categorically bar Bivens-type relief. See, e.g., Johnson v.
Terry, 119 F.4th 840, 858 (11th Cir. 2024) (“[T]he context of these claims is different from the context of the
claim in Carlson because there the Court did not consider whether there were alternative remedie . . . .”);
Logsdon v. U.S. Marshal Serv., 91 F.4th 1352, 1359 (10th
Cir. 2024) (identifying the existence of an alternative
remedial structure as an “independent ground for not
recognizing a Bivens action” (emphasis added)); Kalu v.
Spaulding, 113 F.4th 311, 327-28 (3d Cir. 2024) (identifying the existence of an alternative remedial structure
as a factor creating a new context); Lewis v. Bartosh,
No. 22-3060, 2023 WL 8613873, at *1 (2d Cir. Dec. 13, 2023)
(holding that “ ‘[i]f a claim arises in a new context’—such
as if it involves ‘a new category of defendants’—or if
there is an ‘alternative remedial structure,’ a Bivens
remedy is generally ‘unavailable’ ” (quoting Egbert, 596
U.S. at 492-93)); see also Silva v. United States, 45 F.4th
1134, 1141 (10th Cir. 2022) (holding that under Egbert,
Bivens-type claims do not survive when an alternative
remedial structure exists); Noe v. U.S. Gov’t, No. 231025, 2023 WL 8868491, at *3 (10th Cir. Dec. 22, 2023)
(holding that Bivens-type claim did not survive because
of existence of alternative remedial structure even if
53a
facts were otherwise identical). 15 The majority breaks
with all of these circuits and adopts a holding that is sui
generis.16
Arias’ case is also “meaningfully different” from Bivens
in addition to the IGA because there are numerous factual and legal claim differences. First, unlike Bivens,
Arias was arrested pursuant to a warrant. See Bivens
v. Six Unknown Named Agents of Federal Bureau of
Narcotics, 403 U.S. 388, 389 (1971). There was a judicial
determination of probable cause 17 that Arias had committed crimes. There was no such determination that
Bivens had committed a crime, nonetheless officers entered his home and tried to arrest him.
Further, unlike Bivens who was arrested in his home,
id., Arias was arrested in his car in a shopping mall parking lot. These facts present meaningful differences in
an excessive force claim, which considers “whether the
The majority tries to discount the Tenth Circuit’s decision in
Noe. While the Tenth Circuit’s opinion in Noe was unpublished, that
court reached substantially the same conclusion in the published
Logsdon opinion, which held that “the availability of alternative remedies” there was an “independent ground for not recognizing a
Bivens action.” Logsdon, 91 F.4th at 1359.
16
The Ninth Circuit’s decision in Watanabe v. Derr, 115 F.4th 1034
(9th Cir. 2024), reh’g denied en banc, 139 F.4th 1056 (2025), does not
support the majority as it was not a Fourth Amendment excessive
force case, provides almost no reasoning, and the government did
not, apparently, present the special factors argument it has presented here.
17
In the months before Arias’ arrest, “an undercover Drug Enforcement Administrative operative[] made several controlled purchases of fentanyl-laced heroin from” Arias. Order on Defendants’
Renewed Motion for Summary Judgment, Arias v. U.S., No. 17-cv516-SM, ECF No. 56 at 3 (Jan. 19, 2021).
15
54a
suspect poses an immediate threat to the safety of the
officers or others, and whether he is actively resisting
arrest or attempting to evade arrest by flight.” Graham
v. Connor, 490 U.S. 386, 396 (1989). Both in effecting the
arrest and in preventing any attempts by Arias to speed
away to avoid arrest, the law enforcement officers had to
account for the real dangers which were posed to the
women, children, and men in the lot of the shopping mall.
Indeed, in circumstances where the suspect may pose a
threat to the arresting officers or others, or may flee,
the Supreme Court has held that officers may reasonably use additional force to effectuate a seizure. See
Scott v. Harris, 550 U.S. 372, 384-86 (2007); see also Bannon v. Godin, 99 F.4th 63, 79-83 (1st Cir. 2024) (reasonableness of force must be assessed in light of threat to
officer and members of the public and so lethal force was
reasonable), cert. denied, 145 S. Ct. 1048 (2025), reh’g
denied, 145 S. Ct. 1347 (2025).
More than that, public parking lots and people’s homes
are different for Fourth Amendment purposes. Fourth
Amendment interests are strongest in the home. See,
e.g., Florida v. Jardines, 569 U.S. 1, 6 (2013) (noting that
“when it comes to the Fourth Amendment, the home is
first among equals” and that “the distinction between
the home and the open fields is ‘as old as the common
law’ ” for purposes of determining whether an unlawful
search has taken place (quoting Hester v. United States,
265 U.S. 57, 59 (1924))); United States v. Karo, 468 U.S.
705, 714 (1984)(“[o]ur cases have not deviated from th[e]
basic Fourth Amendment principle” that “private residences are places in which the individual normally expects privacy free of governmental intrusion not authorized by a warrant, and that expectation is plainly one
that society is prepared to recognize as justifiable”);
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Payton v. New York, 445 U.S. 573, 601 (1980)(“To be arrested in the home involves not only the invasion attendant to all arrests but also an invasion of the sanctity
of the home. This is simply too substantial an invasion
to allow without a warrant . . . .” (citation omitted)).
The majority reasons that excess force is the same no
matter these differences and so the differences cannot
be meaningful. I disagree, but more importantly, Congress
could easily find these differences meaningful. Congress
could readily conclude arrests without warrant in the
sanctity of the home are greater invasions of Fourth
Amendment protections than attempts by law enforcement to effectuate arrest warrants in busy public mall
parking lots. Each of these clear differences, whether
taken alone or collectively, creates a “new context.”18
The majority also magnifies existing circuit splits regarding other differences from Bivens. The Fourth,
Fifth, and Sixth circuits have held that the existence of
a warrant amounts to a meaningful difference from
Bivens in Fourth Amendment claims. See Annappareddy
v. Pascale, 996 F.3d 120, 135 (4th Cir. 2021)(“What Bivens
Arias and the majority rely on Hicks v. Ferreyra, 64 F.4th 156
(4th Cir. 2023) and Snowden v. Henning, 72 F.4th 237 (7th Cir. 2023),
as demonstrating the viability of Bivens-type claims. Yet these outof-circuit cases are distinguishable on the very characteristics that
place this case in a “new context”: Hicks did not involve a warrant
or an alternative remedial structure, see Hicks, 64 F.4th at 167, and
the Snowden court did not involve a remedial structure other than
the FTCA (and the Snowden court reasoned that the FTCA is not
an alternative to Bivens-type actions), Snowden, 72 F.4th at 246 n.4.
The majority also cites DeMayo v. Nugent, 517 F.3d 11 (1st Cir.
2008), but it too has little relevance, as it was decided well before
Egbert and the line of Supreme Court cases that are controlling
here.
18
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involved was the Fourth Amendment right to be free of
unreasonable warrantless searches and seizures; this
case, by contrast, involves searches and a seizure conducted with a warrant.”); Cantú v. Moody, 933 F.3d 414,
423 (5th Cir. 2019); Cain v. Rinehart, No. 22-1893, 2023
WL 6439438, at *3 (6th Cir. July 25, 2023). The majority
disagrees. But the Cantú decision’s own language shows
the Fifth Circuit stated exactly that: One of the “[m]any
measures” on which “Cantú’s claims [we]re meaningfully different from the Fourth Amendment claim at issue in Bivens” was that the officers had not “entered his
home without a warrant.” Cantú, 933 F.3d at 423 (emphasis added). Since a new context arises whenever a
claim is “ ‘meaningful[ly]’ different” from Bivens, the existence of a warrant produces a new context. Egbert,
596 U.S. at 492 (alteration in original) (emphasis
added)(quoting Abassi, 582 U.S. at 139). The Seventh
and Tenth circuits have held the opposite, with the latter
court acknowledging this exact circuit split. See Snowden, 72 F.4th at 247; Logsdon, 91 F.4th at 1357
(“agree[ing]” with Snowden while recognizing “there is
substantial authority to the contrary” as “[s]everal
other circuits have said that a new Bivens context exists
when federal officials execute a valid warrant”). By joining the Seventh and Tenth circuits rather than the majority position, this court exacerbates this existing and
recognized split. And the majority is in conflict with the
holding of the Tenth Circuit in Rowland v. Matevousian
that even “small” differences can create a new context
for Bivens-type claims. 121 F.4th 1237, 1243-44 (10th
Cir. 2024).
Additionally, the Fifth and Ninth circuits have held
that challenged conduct occurring outside the home
amounts to a meaningful difference from Bivens, see
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Byrd v. Lamb, 990 F.3d 879, 882 (5th Cir. 2021); Mejia
v. Miller, 61 F.4th 663, 668 (9th Cir. 2023)19, while the
Seventh and Tenth circuits have held the opposite, see
Snowden, 72 F.4th at 247; Logsdon, 91 F.4th at 1357.
The majority also departs from this circuit’s decision
in González, which held that a different remedial structure is a meaningful special factor in denying Bivens relief. See 864 F.3d at 53 (“ The existence of such alternative processes is a special factor . . . .”).20 In QuinonesPimental, this Court likewise identified the existence of
a warrant and the public arrest as aspects of meaningful
difference from Bivens. See 85 F.4th at 71-72 (“[T]ake
first the law enforcement actions at issue here, which
differ entirely from those at issue in Bivens. . . . [N]o
one’s home nor their person (naked or otherwise) was
searched without a warrant.”). And in Waltermeyer v.
Hazlewood, 136 F.4th 361 (1st Cir. 2025), this court held
that “factual and legal differences” between the plaintiff ’s claims and Carlson created a new context. Id. at
365.
I respectfully dissent.
The majority contends that Mejia is outside this split, as the challenged conduct in the case took place not merely outside the home,
but on federal land. That decision’s emphasis on the out-of-home
location of the conduct belies this reading. See, e.g., Mejia, 61 F.4th
at 668 (“More importantly, unlike Bivens, none of the events in question occurred in or near [the plaintiff ’s] home.”).
20
Quinones-Pimental, 85 F.4th 63, does not address the question of
whether an alternative remedial scheme would have been a special
factor sufficient to create a “new context” under step one; it had no
need to do so, since other factual differences from Bivens were sufficient to establish a new context. Id. at 70; see also Hornof v. United
States, 107 F.4th 46, 65-66 (1st Cir. 2024) (same).
19
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APPENDIX B
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
Civil No. 17-cv-516-LM
Opinion No. 2023 DNH 076 P
ROBERT ARIAS
v.
NOAH A. HERZON, ET AL.
Filed: June 27, 2023
ORDER
Plaintiff Robert Arias alleges that several Drug Enforcement Administration (“DEA”) agents used excessive force on him (or failed to intervene against other
agents’ use of excessive force) when they arrested him
in September 2016. Arias’s claims arise under the Fourth
Amendment. He seeks damages from the defendants
under Bivens v. Six Unknown Named Agents of Federal
Bureau of Narcotics, 403 U.S. 388 (1971).
Defendants move for summary judgment (doc. no. 66).
They rely on recent Supreme Court precedent, Egbert
v. Boule, — U.S. —, 142 S. Ct. 1793 (2022), that strictly
limits the applicability of Bivens outside of its original
“context.” Defendants contend that Arias’s excessive
force and failure-to-intervene claims seek to apply Bivens
to a new context. Arias disagrees and contends that both
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claims survive summary judgment because they “fall
within the ambit of Bivens.”
For the reasons that follow, the court agrees with defendants and grants their motion for summary judgment.
STANDARD OF REVIEW
Summary judgment is proper only if the moving
party can demonstrate that there is no evidence in the
record to support a judgment for the nonmoving party.
Borges v. Serrano-Isern, 605 F.3d 1, 5, 8 (1st Cir. 2010);
see also Fed. R. Civ. P. 56(a). In evaluating a motion for
summary judgment, the courts must view the evidence
in the light most favorable to the nonmoving party, must
draw all reasonable inferences in that party’s favor, and
may neither make credibility determinations nor weigh
the evidence. Harris v. Scarcelli, 835 F.3d 24, 29 (1st
Cir. 2016); Hicks v. Johnson, 755 F.3d 738, 743 (1st Cir.
2014).
BACKGROUND
The following facts are drawn from the court’s
(McAuliffe, J.) first summary judgment order (doc. no.
56). They are uncontested for purposes of the issue before
the court.
Law enforcement officers investigating drug trafficking made several controlled purchases of fentanyllaced heroin from Arias. On September 8, 2016, the 6
named defendants 1 and 12 other federal law enforcement officers arrested Arias. Arias’s arrest was authorized by an arrest warrant. All of the defendants are either
The court previously granted summary judgment in favor of two
of the six defendants, so only four officers remain in this case. See
doc. no. 56
1
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DEA agents or local police officers assigned to a DEA
task force.
The arrest occurred at the parking lot of the Rockingham Park Mall in Salem, New Hampshire. Arias arrived at the mall in a car driven by his pregnant wife,
Carmen Jose. Arias sat in the front passenger seat.
Carmen Jose pulled the car into a parking spot. Several
police cars pulled in, blocking Arias’s car into the spot.
Seeing that she had nowhere to move the car, Carmen
Jose put the car into park. The officers, many in plain
clothes, approached the car with their weapons drawn.
The officers tried to remove Arias from the car, but
he was wearing a seatbelt. An officer cut Arias’s seatbelt
and dragged him from the car, took him to the ground,
and handcuffed him. Both Arias and Carmen Jose complied with all of the officers’ commands. The officers
stated in affidavits that the arrest was quick and nonviolent. They say that Arias suffered no injuries of significance.
By contrast, Arias stated in an affidavit that the officers dragged him from the car by his neck. Once the
officers had Arias on the ground, they handcuffed him,
stepped on his legs, and hit his head against the ground.
Arias involuntarily urinated in his pants because of the
fear the officers caused him. At some point, Arias lost
consciousness. Carmen Jose recounted a similar version
of events in her affidavit.
Arias brought this suit in 2017. He alleges that the
arresting officers used excessive force against him in violation of the Fourth Amendment. He alleges that the
officers who watched his violent arrest but failed to protect him also violated the Fourth Amendment.
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Arias seeks money damages for the alleged physical
and emotional injuries that he suffered. In January 2021,
this court (McAuliffe, J.) denied defendants’ motion for
summary judgment on the ground of qualified immunity.
Defendants filed this second motion for summary judgment after the Supreme Court’s decision in Egbert v.
Boule.
DISCUSSION
Relying on Egbert, defendants argue that the court
must dismiss Arias’s claims for excessive force and failure to intervene in the use of excessive force because this
case applies Bivens in a “new context.” Arias responds that
the circumstances of his claims are, in all material respects, like those of Bivens. After reviewing the applicable law, the court addresses Arias’s excessive-force
claims first and his failure-to-intervene claims second.
The Fourth Amendment prohibits federal officers
from using excessive force on arrestees. E.g., MirandaRivera v. Toledo-Davila, 813 F.3d 64, 70-71 (1st Cir.
2016). While 42 U.S.C. § 1983 permits plaintiffs to bring
damages suits against state officials for constitutional
violations, there is no analogous statutory cause of action for such suits against federal officials. See Ziglar v.
Abbasi, 582 U.S. 120, 130-31 (2017). Notwithstanding
that absence of statutory authorization, the Supreme
Court held in Bivens that an arrestee could bring a suit
under the Fourth Amendment for damages from the
federal officers who searched his home and arrested
him, allegedly using excessive force in the process. 403
U.S. at 397. Subsequently, the Supreme Court recognized a similar “implied cause of action” under the constitution in two other suits seeking damages for alleged
constitutional violations. First, in Davis v. Passman, 442
62a
U.S 228 (1979), the Court held that a former congressional staffer could bring a suit for damages against a
United States Congressman for sex discrimination in violation of the Fifth Amendment. Then, in Carlson v.
Green, 446 U.S. 14 (1980), the Court held that a deceased
federal inmate’s estate could bring a suit for damages
against prison officials for their failure to provide the inmate adequate medical treatment in violation of the
Eighth Amendment.
But since deciding Carlson, the Supreme Court has
“consistently refused” to extend Bivens despite numerous opportunities to do so. See Abbasi, 582 U.S. at 135;
see also Drewniak v. U.S. CBP, 554 F. Supp. 3d 348, 355
(D.N.H. 2021) (collecting Supreme Court cases). More
recently, the Supreme Court “has scaled back Bivens
significantly, delivering a trilogy of opinions expressing
opposition toward any expansion of Bivens actions.” See
Bulger v. Hurwitz, 62 F.4th 127, 136 (4th Cir. 2023) (citing Egbert, 142 S. Ct. at 1803, Hernandez v. Mesa, 589
U.S. —, 140 S. Ct. 735, 741 (2020), and Abbasi, 582 U.S.
at 135). This approach derives from the Court’s separation-of-powers concerns, as the Supreme Court has expressed its view that Congress—not the courts—should
determine whether a private right of action for damages
should exist for constitutional violations. See Abbasi,
582 U.S. at 133-34 (“[I]t is a significant step under separation-of-powers principles for a court to determine
that it has the authority, under the judicial power, to
create and enforce a cause of action for damages against
federal officials in order to remedy a constitutional violation.”).
At the same time, the Supreme Court has not overruled Bivens. Egbert, 142 S. Ct. at 1803 (“[R]ather than
63a
dispense with Bivens altogether, we have emphasized
that recognizing a cause of action under Bivens is ‘a disfavored judicial activity.’ ”). Instead, the Supreme Court
has imposed “a highly restrictive two-step analysis,”
which limits when claims for damages against federal
officers may proceed. Bulger, 62 F.4th at 136-37.
Under the first step, the court must determine
whether the claim seeks to apply Bivens in a “new context” or involves a “new category of defendant.” Id. at
137 (quoting Hernandez, 140 S. Ct. at 743). A case presents “a new Bivens context” if it is “meaningfully” different from all three cases in which the Supreme Court
has authorized damages claims against federal officers
for constitutional violations. Egbert, 142 S. Ct. at 1803;
Bulger, 62 F.4th at 137. Meaningful differences may include:
the rank of the officers involved; the constitutional
right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how
an officer should respond to the problem or emergency to be confronted; the statutory or other legal
mandate under which the officer was operating; the
risk of disruptive intrusion by the Judiciary into the
function of other branches; or the presence of potential special factors that previous Bivens cases did not
consider.
Abbasi, 582 U.S. at 140 (emphasis added). Thus, a meaningful difference from Bivens exists where a claim presents “special factors” which the Supreme Court did not
consider in Bivens. Id. In Egbert, the Supreme Court
made clear that an alternative remedial structure, created by either the Executive or by Congress, is one such
“special factor” that courts must consider in making this
64a
determination. See 142 S. Ct. at 1806-07. This followed
from the Supreme Court’s earlier holdings that legislatively created comprehensive alternative remedies can
make the “situation altogether different from Bivens.”
See Correctional Servs. Corp. v. Malesko, 534 U.S. 61,
73 (2001); Bush v. Lucas, 462 U.S. 367, 378, 385-86
(1983); see also Gonzalez v. Velez, 864 F.3d 45, 52-54 (1st
Cir. 2017) (holding, in the alternative, that the existence
of an “alternative process that Congress may have
viewed as an equally effective surrogate for an action
brought directly under the Constitution” forecloses relief under Bivens).
The court proceeds to the second step in the analysis
if it determines that a meaningful difference exists. At
the second step, the court must dismiss the claim if there
is “any rational reason (even one)” to think that either
Congress or the Executive branch “is better suited” to
determine whether a cause of action exists than the
courts. Egbert, 142 S. Ct. at 1803. In Egbert, the Supreme Court acknowledged that the two-step analysis
“often resolve[s] to a single question: whether there is
any reason to think that Congress might be better
equipped to create a damages remedy.” Id. And Egbert
further clarified that the presence of an alternative remedial structure is a “special factor” counseling in favor
of dismissal. See id. at 1806-07.
Thus, after Egbert, once a court determines that
there is an alternative remedial structure that Bivens
did not consider, the two-step framework collapses into
one question: Is there any reason to think that the
Judiciary is better equipped than Congress or the Executive branches to augment that remedy? Egbert, 142
S. Ct. at 1805. The answer requires deference to the
65a
other branches and will likely always be answered in the
negative. As explained in Egbert: “[T]he question of
whether a given remedy is adequate is a legislative determination that must be left to Congress, not the federal courts. So long as Congress or the Executive has
created a remedial process that it finds sufficient to secure an adequate level of deterrence, the courts cannot
second-guess that calibration by superimposing a Bivens
remedy.” Id. at 1807.
The parties agree that, of the three cases in which the
Supreme Court has authorized damages causes of action
against federal officers (Bivens, Carlson, and Davis),
only Bivens itself is relevant here. In Bivens, officers
from the Federal Bureau of Narcotics 2 entered Bivens’s
apartment and arrested him for alleged narcotics
crimes. 403 U.S. at 389. Bivens alleged that the agents
handcuffed him “in front of his wife and children, and
threatened to arrest the entire family.” Id. The officers
searched the apartment, and they took Bivens to a federal courthouse, where he was interrogated, booked,
and “subjected to a visual strip search.” Id. Bivens later
brought suit against the arresting officers. Id. He alThe Supreme Court in Abbasi, 582 U.S. at 140, described Bivens
as involving “a claim against FBI agents,” although Bivens involved
agents from the Federal Bureau of Narcotics. Bivens, 403 U.S. at
389 (“Petitioner’s complaint alleged that . . . agents of the Federal
Bureau of Narcotics acting under claim of federal authority . . . .”);
Bivens, 276 F. Supp. 12, 13 (E.D.N.Y. 1967) (quoting Bivens’s complaint as bringing claims against “six (6) Agents of the U.S. Narcotic
Bureau”); Bivens, 456 F.2d 1339, 1341 (2d Cir. 1972) (stating, on remand from Supreme Court, that “we must now decide the important
and highly controversial question whether the acts of these Federal
Bureau of Narcotics Agents are clothed with immunity . . . .”). It is
unclear why the Supreme Court in Abbasi described the defendants
in Bivens as FBI agents.
2
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leged that the officers arrested him and searched his
apartment without a warrant and without probable
cause. Id. Additionally and separately, he alleged that
the officers used unreasonable force when arresting him.
Id. The Supreme Court held that Bivens could seek money
damages against the officers for all those alleged violations of the Fourth Amendment, even though Congress
had not expressly created a damages remedy by statute.
Id. at 397 (“[W]e hold that petitioner is entitled to recovery money damages for any injuries he has suffered as
a result of the agents’ violation of the Amendment.”).
Despite its refusal to extend Bivens, the Court recognizes that Bivens is still good law. Abbasi, 582 U.S. at
134. In Abbasi, the Court explained that the “settled law
of Bivens in this common and recurrent sphere of law
enforcement, and the undoubted reliance upon it as a
fixed principle in the law, are powerful reasons to retain
it in that sphere.” Id.
Relying on Bivens, Arias brings two Fourth Amendment excessive force claims against the DEA agents
who arrested him. The first claim is brought against the
officers who inflicted the excessive force, and the second
is brought against the officers who failed to intervene to
stop the excessive force. Until Egbert, Arias’s first
Bivens claim may have survived. After Egbert, neither
of his claims is viable.
I.
Excessive Force
Defendants argue that Arias’s excessive-force claims
are materially different from Bivens because (1) Arias
was arrested pursuant to warrant in a parking lot while
Bivens’s arrest occurred without a warrant in his home,
and (2) the DEA has, like Border Patrol, an alternative
67a
remedial structure, a factor which was not considered in
Bivens and was dispositive in Egbert. Defendants’ second
argument is persuasive.
Bivens and Arias’s claims share many of the same
background facts: an arrest made by federal narcotics
agents investigating a violation of federal drug laws that
would have been routine but for the alleged constitutional violations. Whether the officers had a warrant for
Arias’s arrest is not a meaningful difference from Bivens.
See Bueno Diaz v. Mercurio, 442 F. Supp. 3d 701, 708
(S.D.N.Y. 2020) (finding that plaintiff ’s arrest pursuant
to a warrant did not create a meaningful difference from
Bivens when plaintiff alleged excessive force claims). As
discussed, Bivens involved two allegedly unlawful actions: a warrantless search and seizure and an arrest
executed with excessive force, and it recognized the
availability of damages for both violations. See 403 U.S.
at 389 (“[H]is complaint asserted that the arrest and
search were effected without a warrant, and that
unreasonable force was employed in making the arrest
. . . .”). The arresting officers’ possession of a warrant
in this case is a difference from Bivens, but not one with
meaning. Likewise, the court does not find persuasive
defendants’ argument that this case is meaningfully different from Bivens because Bivens involved an arrest in
the plaintiff ’s home while this case involves an arrest in
a parking lot. These differences are illusory rather than
meaningful. See Abbasi, 582 U.S. at 149 (acknowledging
that some differences “will be so trivial that they will not
suffice to create a new Bivens context”). Furthermore, the
category of defendants is effectively the same here as in
Bivens. In 1973, the functions of the Federal Bureau of
Narcotics (the agency at issue in Bivens) were trans-
68a
ferred to the DEA—the agency defendants work for in
this case.3
Here, however, the defendants also point to the DEA’s
alternative remedial structures under the Inspector
General Act of 1978, 5 U.S.C. chapter 4, 4 and the Office
of Professional Responsibility, 28 C.F.R. § 0.29c(c).
These processes allow individuals like Arias to file misconduct reports against DEA agents, which may then be
investigated and remedied by the appropriate office.
Defendants contend that the Border Patrol’s similar administrative process was critical to the Supreme Court’s
holding in Egbert that Bivens did not extend to a claim
against a border patrol agent. The court agrees that the
existence of these alternative remedial structures is sufficient both to place Arias’s case in a new context and to
preclude expansion of Bivens to that new context.
In Abbasi, the Supreme Court stated that one reason
to find a new context is the “presence of potential special
factors that previous Bivens cases did not consider.” 582
U.S. at 140. Then, in Egbert, the Supreme Court made
clear that an alternative remedial structure is a “special
3
Specifically, in 1968, the Bureau of Narcotics (which had been
part of the Department of the Treasury) was abolished and its functions transferred to the newly established Bureau of Narcotics and
Dangerous Drugs, part of the Department of Justice. See Reorganization Plan No. 1 of 1968, 38 F.R. 15932, 1968-2 C.B. 907; United
States v. Feola, 420 U.S. 671, 684 n.18 (1975). Then, in 1973, the Bureau of Narcotics and Dangerous Drugs was abolished and its functions were transferred to the DEA. See Reorganization Plan No. 2
of 1973, 38 F.R. 15932, 87 Stat. 1091.
4
The Inspector General Act was initially codified in an appendix
to the U.S. code, 5 U.S.C.App. §§ 1 et seq. Effective December 2022,
Congress moved those provisions to 5 U.S.C. chapter 4. Pub. L. 117286, 136 Stat. 4196.
69a
factor” which courts must give heightened consideration. See 142 S. Ct. at 1806-07. In other words, the
court—at either the first or second step of the Abbasi
framework—cannot ignore the presence of special factors which were not considered in Bivens. McGee v. Bureau of Prisons, No. CV 23-00190 LEK-KJM, 2023 WL
3467116, at *5 (D. Haw. May 15, 2023) (holding that
BOP’s administrative remedial structure was not considered in Carlson and therefore presents a new context
for this Bivens claim).
The alternative remedial structure identified by the
government applies to alleged misconduct by DEA agents
and was created in 1978—several years after the Supreme
Court decided Bivens. Therefore, it is a “special factor”
which the Supreme Court did not consider in Bivens.
And the existence of a special factor like an alternative
remedial structure is sufficient to place a case in a new
context.5 See Abbasi, 582 U.S. at 140; Egbert, 142 S. Ct.
at 1803.
In light of Egbert, the court is not persuaded to apply
the approach to the two-step framework used in Aaron
v. City of Lowell, — F. Supp. 3d —, No. 20-cv-11604The court need not analyze all of the features of the DEA’s alternative remedial structure. In Egbert, the Supreme Court held that
so long as Congress or the Executive created an alternative remedial
process that it finds sufficient to secure an adequate level of deterrence, the courts cannot apply Bivens to federal agents covered by
that process. See 142 S. Ct. at 1806. Arias has supplied no reason to
distinguish the alternative remedial structures at issue here from
the process at issue in Egbert, which the Supreme Court found to be
sufficient to preclude application of Bivens. Additionally, because
these alternative remedial structures are sufficient to require dismissal, the court does not reach whether the Federal Tort Claims
Act, 28 U.S.C. § 2675, might also foreclose Arias’s Bivens claims.
5
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ADB, 2023 WL 2743337, at *16 (D. Mass. Mar. 31, 2023),
and Kennedy v. Massachusetts, No. 22-cv-11152, — F.
Supp. 3d —, —, 2022 WL 17343849, at *4 (D. Mass. Nov.
30, 2022). Both cases hold that a court need not consider
an alternative remedial structure unless it reaches the
second step of the Abbasi framework. However, Abbasi
states that courts must consider special factors which
the Supreme Court did not consider in Bivens. 582 U.S.
at 140. And even though the Court’s analysis in Egbert
was made in the second step of the framework, the Supreme Court observed that the two-step Abbasi analysis
“often resolve[s] to a single question: whether there is
any reason to think that Congress might be better
equipped to create a damages remedy.” 142 S. Ct. at
1803. Egbert stresses that the existence of a remedial
scheme is sufficient by itself to carry the day: “If there
are alternative remedial structures in place, ‘that alone’,
like any special factor, is reason enough to ‘limit the
power of the Judiciary to infer a new Bivens cause of
action.’ ” Id. at 1804; see also id. at 1806 (holding that
existence of “alternative remedies . . . independently
foreclose a Bivens action”). That is the case here: the
existence of the alternative remedial scheme is enough
to both place the case into a new context at the first step
and to prohibit expanding Bivens at the second step.
At bottom, this case is like Egbert: it presents with
facts virtually indistinguishable from Bivens. But the
two-step framework boils down to one question:
whether the presence of a special factor which was not
considered in Bivens precludes its application. The
court answers that question in the affirmative. The alternative remedial scheme authorized by the Inspector
General Act and implemented by the Executive branch
is a reason to believe that Congress is better positioned
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to create a damages remedy than the court. See Egbert,
142 S. Ct. at 1803, 1806-07. For that reason, Arias’s first
set of excessive force claims are dismissed.
II. Failure to Intervene
Defendants also move for summary judgment as to
Arias’s failure-to-intervene claims, arguing that Bivens
did not involve claims for failure to intervene in the use
of excessive force. Few courts have directly confronted
the question,6 and there is minimal authority expressly
recognizing a remedy under Bivens for failure to intervene in the use of excessive force. Accord Robinson v.
Sauls, 2019 WL 13270432, at *10-*11 (N.D. Ga. Mar. 13,
2019) (“Ms. Robinson has not provided any authority indicating that a Bivens remedy exists for failure to intervene. The Court has conducted its own search and similarly finds no such authority.”). Arias identifies one
case, Campbell v. City of Yonkers, which held that a failure-to-intervene claim does not state a separate constitutional violation but is instead an alternate theory of
liability for the alleged use of excessive force. 2020 WL
5548784, at *10 (S.D.N.Y. Sept. 16, 2020). On that basis,
Most opinions involving Fourth Amendment claims brought under Bivens address arguments that the allegations are insufficient
or are blocked by the difficult hurdle of qualified immunity. There
are many decisions that address failure-to-intervene claims brought
under Bivens, but none that the court can find which persuasively
explain (considering Abbasi, Hernandez, or Egbert) why such a claim
arises in the same context as that in Bivens. And, prior to Abbasi,
the First Circuit “construed Bivens claims with some generality.”
Ortega v. U.S. Customers & Border Protection, — F. Supp. 3d —,
2023 WL 2187896, at *5 n.2 (D. Mass. 2023) (noting that—considering Abbasi and Egbert—it is “highly doubtful” that the First Circuit’s pre-Abbasi decisions which apply Bivens in this way “remain[]
good law in all respects”).
6
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the court rejected an argument that the plaintiff ’s failure-to-intervene claims presented Bivens in a new context. Id.7
Regardless of whether a failure-to-intervene claim is
an alternative theory of liability or separate constitutional violation, Bivens did not involve any theory that
the defendant officers’ failure to intervene should subject them to bystander liability under Bivens. And, in light
of the Supreme Court’s recent Bivens jurisprudence, this
seems like a meaningful difference. “[E]ven a modest
extension is still an extension.” Abbasi, 582 U.S. at 147;
see also Hernandez, 140 S. Ct. at 743 (“A claim may arise
in a new context even if it is based on the same constitutional provision” as Bivens). Most importantly, however,
(and for the reasons discussed above), the existence of
an alternative remedial scheme is sufficient to place the
case in a new context and foreclose this Bivens claim.
For these reasons, Arias’s failure-to-intervene claims
apply Bivens to a new context and the existence of an
alternative remedial structure requires the same analysis that the court used to dismiss Arias’s first set of excessive-force claims. The court therefore grants defendants’ motion for summary judgment on Arias’s “failure
to intervene” excessive-force claims.
The other case cited by Arias on this topic, Damiani v. Duffy,
does not provide any analysis of this issue and is therefore unhelpful.
See 277 F. Supp. 3d 692, 706 (D. Del. 2017) (granting summary judgment in defendants’ favor on failure to intervene claims because the
plaintiff had not shown excessive force as opposed to analyzing
whether the case presented Bivens in a new context).
7
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CONCLUSION
Arias’s claims would extend Bivens to a new context
and special factors counsel against expanding Bivens to
that new context. Arias’s claims are therefore dismissed.
Defendants’ motion for summary judgment (doc. no. 66)
is granted. The clerk of court is directed to close the case.
SO ORDERED.
LANDYA MCCAFFERTY
Landya McCafferty
United States District Judge
June 27, 2023
cc: Counsel of Record
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APPENDIX C
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 23-1618
ROBERT ARIAS, PLAINTIFF-APPELLANT
v.
NOAH A. HERZON; JUAN INFANTE; TY KURCHARSKI;
CHRISTOPHER DAY; ADALBERTO GARCIA; MICHAEL
BERNARD, DEFENDANTS-APPELLEES
US GOVERNMENT; US DRUG ENFORCEMENT
ADMINISTRATION, DEFENDANTS
Entered: Feb. 24, 2026
ORDER OF COURT
Before BARRON, Chief Judge, LYNCH, THOMPSON,
GELPÍ, MONTECALVO, RIKELMAN, AFRAME,* and DUNLAP, Circuit Judges.
The petition for rehearing having been denied by the
panel of judges who decided the case, and the petition
for rehearing en banc having been submitted to the active judges of this court and a majority of the judges not
having voted that the case be heard en banc, it is ordered
* Judge Aframe is recused and did not participate in the consideration of this matter.
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that the petition for rehearing and the petition for rehearing en banc be denied.
LYNCH, Circuit Judge , dissents from the denial of
panel rehearing.
By the Court:
Anastasia Dubrovsky, Clerk
cc:
William L. Chapman, Jeremy D. Eggleton, Melissa N.
Patterson, Jaynie Randall Lilley, Kasey Weiland
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.