Petition for Writ of Certiorari — Antonio M. Smith, Petitioner v. John Kind, et al.
Supreme Court briefJan 30, 2026
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APPENDICES
ii
TABLE OF CONTENTS
Page
Appendix A – Opinion of the Seventh Circuit (May 30, 2025) ................................... 1a
Appendix B – Final Judgment of the Seventh Circuit (May 30, 2025) ..................... 38a
Appendix C – Opinion and Order of the
United States District Court of the
Eastern District of Wisconsin (May
22, 2024) .................................................... 40a
Appendix D – Judgment of the United
States District Court of the Eastern
District of Wisconsin (May 22, 2024) ....... 84a
Appendix E – Order of the Seventh Circuit
Denying Rehearing en banc (Sept. 2,
2025) .......................................................... 86a
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APPENDIX A
In the
United States Court of Appeals
For the Seventh Circuit
________________
No. 22-2870
ANTONIO M. SMITH,
Plaintiff-Appellant,
v.
JOHN KIND, et al.,
Defendants-Appellees.
________________
Appeal from the United States District Court for the
Eastern District of Wisconsin.
No. 2:18-cv-01569-PP – Pamela Pepper, Chief
Judge.
________________
ARGUED DECEMBER 6, 2024 − DECIDED MAY 30, 2025
________________
Before HAMILTON, SCUDDER, and LEE, Circuit
Judges.
2a
SCUDDER, Circuit Judge. Nearly 50 days into a
hunger strike, Antonio Smith refused a correctional
officer’s order to exit his cell for a daily wellness check.
So for three days, officers entered Smith’s cell, assisted him into a wheelchair, and transported him to
the prison’s health unit ̶ all without incident. But perhaps frustrated by the noncompliance, Captain Jay
Van Lanen changed course on day four by resorting to
pepper spray for the extraction, knowing that Smith
had a medical contraindication to the spray. Smith reacted to the spray by gasping for breath for about
eight minutes, only then to find himself placed naked
in a cold cell for the next 23 hours. Because we conclude that a jury could find that both actions ̶ using
pepper spray and housing Smith in the frigid cell ̶
lacked a legitimate penological purpose and thus violated the Eighth Amendment, we disagree with the
district court’s grant of summary judgment for the defendants on that ground. But in the end, troubled
though we are by what Smith endured, the principle
of qualified immunity leads us to affirm.
I
A
At the summary judgment stage, we view the facts
in the light most favorable to the nonmoving party,
here Antonio Smith. See Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 255 (1986). By his telling, the situation unfolded as follows.
In October 2017 Smith began a prolonged hunger
strike to protest prison conditions at Green Bay Correctional Institution in Wisconsin. Pursuant to prison
policy, Smith had reported to the prison’s health unit
for 45 days, each time declining to submit to a wellness check. On day 46, however, he declined to leave
3a
his cell, believing that prison policy allowed a nurse to
come to him. A nurse did indeed go to Smith’s cell that
day to document his refusal to submit to the wellness
check.
The following day correctional officers once again
directed Smith to leave his cell to go to the health unit.
Having received authorization to use force to gain
Smith’s compliance, a correctional officer entered the
cell with a taser drawn as Smith lay prone on his bed
in a so-called “surrendering ritual” ̶ hands behind his
back, legs crossed at the ankles, and facing the wall.
An extraction team followed closely behind and placed
Smith in handcuffs and leg restraints before sitting
him in a mobile restraint chair, essentially a wheelchair, which allowed them to transport him to the
health unit. Smith continued to refuse orders to leave
his cell, so the team followed this same procedure the
next day. And when Smith refused for the fourth time,
a new correctional officer, Captain Jay Van Lanen,
took charge of the extraction and repeated the same
process.
But on November 28, 2017, when Smith refused to
walk to the health unit for the fifth time, the process
changed again. For reasons not clear in the record, the
officers elected to videotape this extraction. So although we continue to view genuine factual disputes
in favor of Smith, we will defer to the video footage if
it “firmly settles a factual issue.” Horton v. Pobjecky,
883 F.3d 941, 944 (7th Cir. 2018).
Captain Van Lanen gathered a four-man extraction team outside the restrictive housing unit where
Smith was housed. He stated that the extraction techniques used the previous three days were no longer
suitable. Elaborating, Van Lanen said that Smith had
“an extensive violent history with assigning hits on
4a
the streets to have people killed, assault[ing] within
the prison system, and assault[ing] in general
throughout his prison career.” Smith had also grown
accustomed to the previous extraction method, Van
Lanen observed, and the team had no way of knowing
whether he had a weapon in his cell. Finally, Van
Lanen explained that, because Smith was on a hunger
strike, it was important to observe whether he could
walk to the health unit, rather than be wheeled in a
restraint chair. On that basis, he believed it necessary
to alter their approach for this extraction, adding that,
although Smith had a medical contraindication to
pepper spray, Security Director John Kind had authorized its use.
Donning full tactical gear, the extraction team entered the housing unit and approached Smith’s cell.
Lying on his bed, Smith removed his blanket to allow
the officers to see his full body and assumed the socalled surrendering ritual. For five minutes, Captain
Van Lanen urged Smith to come to the cell door.
Smith ignored the instruction.
Van Lanen then informed Smith of his intent to
use pepper spray to gain compliance and reminded
him about his contraindication to the spray. When
Smith did not budge, Van Lanen deployed a burst of
the spray through his cell window, immediately triggering Smith’s asthma. The video shows that, for
eight minutes, Smith had difficulty breathing, seemed
disoriented, and was drooling, coughing, spitting, and
moaning. While Smith continued to gasp for air, Van
Lanen ordered him to remove his clothes and comply
with a strip search. Although he struggled to compose
himself, Smith obeyed the order.
After handcuffing Smith, still naked, the extraction team covered his genitals with a towel. They then
5a
helped him to his feet and walked with him down the
hallway to the health unit where he refused a shower
and wellness check. Instead of returning Smith to his
cell, as done the three previous days, the officers
placed him in a “control cell” used for disruptive inmates. Van Lanen informed Smith he could request a
shower and soap at any time and said he would return
to discuss “clothing and stuff.” This discussion occurred around noon on November 28.
Smith offered evidence that the control cell was
very cold the night of November 28. By his account,
the heating vent blew air equivalent to the outside
temperature, which, during his stay in the cell, ranged
from 25 to 57 degrees Fahrenheit. All the while, the
control cell had no mattress or bedding, and Smith no
clothes. And although Captain Van Lanen’s past practice involved placing a smock, clothing, and other permitted property in a security box attached to the cell
regardless of whether an inmate requests such items,
he did not do so for Smith.
Three and a half hours after being placed in the
cell, Smith requested clothing, bedding, and a mattress from Lieutenant Timothy Retzlaff. He also complained of the cold and asked to be moved to a warmer
cell. Retzlaff informed Smith that he needed to check
with Captain Van Lanen. Twelve hours later, another
officer approached Smith and proposed an offer: if
Smith submitted to future medical evaluations, he
could have a smock; if not, he would remain naked and
cold. Smith declined the offer.
Smith continued waiting for Lieutenant Retzlaff
to return with word from Captain Van Lanen. But
word never came. So day turned to night. And night
turned to day. And 23 hours after Van Lanen placed
him in the control cell, there Smith remained, naked
6a
and freezing. He described his time in the cell as painful, adding that he could not sleep and spent most of
the 23 hours on his feet.
B
In time Smith invoked 42 U.S.C. § 1983 and filed
a complaint in federal court alleging that various correctional officers violated his constitutional rights. After screening, the district court allowed him to proceed
on his Eighth Amendment excessive force claims
against Captain Van Lanen for using pepper spray
and Security Director John Kind for authorizing its
use; an Eighth Amendment conditions-of-confinement
claim against Van Lanen and Lieutenant Retzlaff
stemming from Smith’s night in the control cell; and
an Eighth Amendment excessive force claim against
officers Alexander Bonis, John Diedrick, and Cole
Meyer for alleged misconduct during their escort of
Smith to the health unit following the use of pepper
spray. The defendants moved for summary judgment
on each claim, and the district court, seeing no Eighth
Amendment violations, granted their motion in its entirety.
Smith now appeals.
II
Summary judgment is appropriate when there is
“no genuine dispute as to any material fact,” and the
moving party is entitled to judgment as a matter of
law. Fed. R. Civ. P. 56(a). In reviewing the district
court’s summary judgment ruling, we proceed on “a
clean slate, drawing all reasonable inferences from
the record in favor of [Smith] as the non-movant.”
Xiong v. Bd. of Regents of Univ. of Wis. Sys., 62 F.4th
350, 353 (7th Cir. 2023).
7a
Smith alleges three Eighth Amendment violations. A viable Eighth Amendment claim contains
both an objective and subjective component. See
Farmer v. Brennan, 511 U.S. 825, 834 (1994). The objective component requires Smith to show that the officers’ actions were “objectively ‘harmful enough’ to establish a constitutional violation.” Hudson v. McMillian, 503 U.S. 1, 8 (1992) (quoting Wilson v. Seiter, 501
U.S. 294, 303 (1991)). As for the subjective component,
Smith must establish that the defendants “acted wantonly and with a sufficiently culpable state of mind.”
Lunsford v. Bennett, 17 F.3d 1574, 1579 (7th Cir.
1994) (citing Wilson, 501 U.S. at 297).
The defendants urge us to affirm the district
court’s ruling that they acted at all times in good faith,
without wantonness and within constitutional
bounds. They also invite us to affirm on the alternative ground of qualified immunity. We travel the latter path.
“The doctrine of qualified immunity” is an affirmative defense that “shields officials from civil liability
so long as their conduct ‘does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.’” Mullenix v.
Luna, 577 U.S. 7, 11 (2015) (quoting Pearson v. Callahan, 555 U.S. 223, 231 (2009)). Once a defendant
raises the defense, “it becomes the plaintiff’s burden
to defeat it.” Jewett v. Anders, 521 F.3d 818, 823 (7th
Cir. 2008).
To overcome qualified immunity, Smith must
clear two hurdles. First, he must show that the officers violated his constitutional rights. Second, he must
demonstrate that those rights were clearly established at the time of the violation. See Pearson, 555
U.S. at 232. Courts have discretion to begin with the
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second step to refrain from ruling on potentially difficult constitutional questions. See id. at 236. This approach, the Supreme Court has explained, aligns with
principles of constitutional avoidance and can save
“substantial expenditure of scarce judicial resources
on difficult questions that have no effect on the outcome of the case.” Id. at 236–37.
But skipping the first question has its drawbacks.
Continued avoidance of constitutional questions, the
Supreme Court likewise has recognized, stunts the development of constitutional precedent. See id. at 236
(recognizing that following “the two-step procedure
promotes the development of constitutional precedent
and is especially valuable with respect to questions
that do not frequently arise in cases in which a qualified immunity defense is unavailable”); Camreta v.
Greene, 563 U.S. 692, 704–06 (2011) (observing that
constitutional avoidance “sometimes does not fit the
qualified immunity situation because it threatens to
leave standards of official conduct permanently in
limbo” and explaining that “constitutional determinations” in qualified immunity cases are “self-consciously designed” to “establish[] controlling law and
prevent[] invocations of immunity in later cases”).
This downside is especially evident when we look
to the demanding standard for showing that a right is
“clearly established”: a plaintiff must point to “existing precedent” that puts the “statutory or constitutional question beyond debate” ̶ no doubt a monumental task if there is little constitutional precedent to
consider. Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011).
Recognizing that both approaches have a proper time
and place, the Supreme Court leaves it to the “sound
discretion” of the lower courts to determine the order
of decision. See Pearson, 555 U.S. at 236.
9a
We exercise that discretion here to consider the
first prong and resolve whether Smith demonstrated
a constitutional violation for each of his three claims.
Doing so allows us to clarify Eighth Amendment law
in our circuit and establish future constitutional
boundaries to what, if Smith’s account is taken as
true, we see as a serious and disproportionate correctional response to an inmate’s noncompliance with an
officer’s directives. See Camreta, 563 U.S. at 705 (explaining that the purpose of allowing courts the discretion to reach the constitutional question is “to promote clarity ̶ and observance ̶ of constitutional rules”).
A
1
We begin with Smith’s Eighth Amendment excessive force claims arising from the use of pepper spray.
Smith advances this claim against Captain Van
Lanen, the correctional officer who deployed the spray
and led the cell-extraction efforts, as well as John
Kind, the Green Bay prison’s Security Director. Because Smith has provided no evidence that Kind acted
with wantonness in authorizing Van Lanen’s use of
force to facilitate his extraction, we affirm the district
court’s grant of summary judgment in Kind’s favor.
The analysis for Van Lanen is not so straightforward,
however.
Captain Van Lanen does not dispute that his use
of pepper spray satisfies the objective harm component of Smith’s Eighth Amendment claim. So we consider only whether he acted with the requisite intent ̶
wantonness. See Wilson, 501 U.S. at 302. “Wantonness,” the Supreme Court has explained, “does not
have a fixed meaning but must be determined with
‘due regard for differences in the kind of conduct
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against which an Eighth Amendment objection is
lodged.’” Id. (quoting Whitley v. Albers, 475 U.S. 312,
320 (1986)). Experience shows that excessive force
claims often arise in contexts where correctional officers are required to act “in haste, under pressure, and
frequently without the luxury of a second chance,”
such as in quelling a riot or other disturbance. Whitley, 475 U.S. at 320. Correctional officers “must balance the threat unrest poses to inmates, prison workers, administrators, and visitors against the harm inmates may suffer if guards use force.” Hudson, 503
U.S. at 6.
Recognizing the difficulty of balancing these competing concerns, the Supreme Court has held that
Eighth Amendment excessive force claims require a
“very high state of mind”: a correctional officer’s use
of force only qualifies as “unnecessary and wanton infliction of pain” if it is applied not “in a good-faith effort to maintain or restore discipline,” but “maliciously and sadistically to cause harm.” Wilson, 501
U.S. at 302; Hudson, 503 U.S. at 6.
Because direct evidence of intent rarely exists,
several factors inform whether “the use of force could
plausibly have been thought necessary, or instead
evinced such wantonness with respect to the unjustified infliction of harm as is tantamount to a knowing
willingness that it occur.” Whitley, 475 U.S. at 321.
Those factors include examining the need for force,
the threat posed by the inmate as reasonably perceived by the responsible official, the relationship between the need for force and the amount of force used,
and any efforts made to temper the severity of a forceful response. See id.; see also Hudson, 503 U.S. at 7.
Applying these factors, we conclude that a reasonable
jury could infer that Captain Van Lanen’s deployment
11a
of pepper spray into Smith’s cell under the circumstances presented here was malicious and sadistic.
We, of course, recognize that correctional officers
have broad leeway to exercise force when a situation
presents a threat to immediate safety. See Whitley,
475 U.S. at 321 (explaining that deference to prison
administrators “carries special weight” when the
“‘ever-present potential for violent confrontation and
conflagration’ ripens into actual unrest and conflict”
(citation omitted) (quoting Jones v. N.C. Prisoners’
Lab. Union, Inc., 433 U.S. 119, 132 (1977)); Lewis v.
Downey, 581 F.3d 467, 477 (7th Cir. 2009) (observing
that aggressive behavior “increases the need for force
and often poses a threat to the security officers”). But
viewing the facts in Smith’s favor, as we must, a jury
could find that he posed no such threat at the time
Captain Van Lanen deployed pepper spray into his
cell.
Remember, foremost, that officers had entered
Smith’s cell to facilitate his extraction for three
straight days before Captain Van Lanen chose to resort to pepper spray. Each of those extractions proceeded without incident in the same routine way, and
nothing in the record suggests that Smith acted aggressively toward correctional officers or threatened
violence in the future. To be sure, in the pre-extraction
meeting, Van Lanen stated that Smith had a history
of assaultive behavior while in prison. But the summary judgment record contains no documented instances of Smith engaging in any violence while incarcerated. And Smith, for his part, insists that he had
no history of violence while incarcerated.
But even on the generous assumption that Van
Lanen’s perception that Smith had a history of violent
behavior was reasonable, see McCottrell v. White, 933
12a
F.3d 651, 668–69 (7th Cir. 2019), on this record we
have a hard time seeing his decision to change
course—to shift from entering Smith’s cell without incident to using pepper spray to which Smith had a
medical contraindication ̶ as justified. For starters, if
Smith had a reputation of being assaultive on the day
Van Lanen used pepper spray, then he surely had that
reputation the day before. Van Lanen, however, offered no explanation for why Smith’s alleged past behavior did not deter him from entering Smith’s cell the
previous day. So we are puzzled as to what prompted
Van Lanen to discontinue a successful extraction
method in favor of one that he knew could cause complications for Smith’s health.
Nor can we lose sight of the bigger picture: a fourman extraction team donned full tactical gear and
faced a single, unarmed inmate, lethargic after reportedly starving himself for more than 50 days. See
Lewis, 581 F.3d at 477 (considering that an inmate
“was merely lying on his bunk, weak and sluggish
from more than ten days without food” when analyzing a correctional officer’s need for force); see also Abbott v. Sangamon County, 705 F.3d 706, 727 (7th Cir.
2013) (discussing the “general proposition” that using
pepper spray on a subdued subject is excessive).
Captain Van Lanen also attempted to justify his
resort to pepper spray by suggesting that Smith may
have had a weapon. But here too we see, and Van
Lanen has identified, no evidence supporting that
speculation: Smith was in restrictive housing, had not
used or threatened to use a weapon during previous
extractions, and his hands were visible and empty at
all times. Van Lanen has likewise failed to explain
why his concern about Smith harboring a weapon suddenly developed ̶ he extracted Smith from his cell
13a
without pepper spray and without incident just the
day before.
Still, we recognize that an immediate threat to
safety is not the only circumstance in which a correctional officer can appropriately use force. The Supreme Court has emphasized many times over that
correctional officers receive special deference in their
approach to restoring or maintaining order and discipline. See, e.g., Bell v. Wolfish, 441 U.S. 520, 547
(1979); Whitley, 475 U.S. at 322; Hudson, 503 U.S. at
6. That deference applies not only to materialized
threats to prison order and inmate misconduct, like
fighting or rioting, but also to preventative measures
intended to avoid future disturbances. See Whitley,
475 U.S. at 322.
We applied this same principle to reverse a district court’s determination that prison officials’ use of
mace on inmates who repeatedly refused orders to exit
their cells violated the Eighth Amendment. See Soto
v. Dickey, 744 F.2d 1260, 1271 (7th Cir. 1984). The correctional officers in Soto, like here with Smith, issued
what seemed like non-emergency directives to inmates locked in their cells. See id. at 1265–67. But the
similarities between the two cases end there.
Many of the inmates in Soto had well-known and
documented histories of assaulting prison guards and
other inmates. See id. at 1265. The events leading to
the use of pepper spray often involved situations
where inmates prone to throwing items (like meal
trays) at guards refused to turn over the objects. See
id. at 1265–66. Put simply, it gives analogy a bad
name to see the inmates in Soto as like Smith, who
was 50 days into a hunger strike and had no demonstrated history of violence within the prison. And
while correctional officials entered Smith’s cell three
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days in a row without incident, the maximum-security
prison in Soto had developed its policy of using pepper
spray as the first response to an inmate’s refusal to
leave his cell after careful analysis and consideration
of the unit’s history of disruption and the inmates’
past use of makeshift weapons. See id. at 1262–65,
1267.
Captain Van Lanen nevertheless insists that, like
the guards in Soto, he was justified in using pepper
spray once Smith refused his orders because
“[i]nmates cannot be permitted to decide which orders
they will obey, and when they will obey them.” Id. at
1267. At that level of generality, we agree—inmates
may not pick and choose which orders to obey. But an
inmate’s passive disobedience, without more, does not
in and of itself authorize unrestrained or extreme escalation of force. See Treats v. Morgan, 308 F.3d 868,
872–73 (8th Cir. 2002) (“Not every instance of inmate
resistance justifies the use of force, and use of pepper
spray will not be justified every time an inmate questions orders or seeks redress for an officer’s actions.”
(citations omitted)). Instead, we consider an inmate’s
disobedience, along with the surrounding “facts and
circumstances,” to determine whether a particular use
of force was necessary. Soto, 744 F.2d at 1270. Here,
several factors ̶ particularly Smith’s weakened condition and the history of peaceful and successful extractions on three preceding days ̶ could lead a reasonable
jury to find that Van Lanen’s use of pepper spray was
unnecessary.
Our conclusion that the need for Van Lanen to resort to pepper spray was relatively low informs the
corollary analysis of the relationship between the
need for force and the amount of force used. If there
was little need for force, then even a small amount of
15a
force may be disproportionate. See McCottrell, 933
F.3d at 667 (“Obviously, if there was no need for the
warning shots, then those shots were significantly disproportionate to the need for force.”).
Many inmates may experience pepper spray as a
relatively minor use of force. See Soto, 744 F.2d at
1262 (“Without exception, the institutional officials
and officers were of the opinion that the use of mace
was much more humane and effective than a flesh to
flesh confrontation with an inmate.”); see also Roberson v. Torres, 770 F.3d 398, 406–07 (6th Cir. 2014)
(explaining that whether use of pepper spray is preferable to a physical altercation depends on the circumstances). And courts, including ours, have sanctioned
the use of pepper spray on noncompliant inmates. See,
e.g., Soto, 744 F.2d at 1270; Staples v. Gerry, 923 F.3d
7, 17–18 (1st Cir. 2019).
But Smith was not the typical inmate. See
Segrain v. Duffy, 118 F.4th 45, 61 (1st Cir. 2024) (explaining that the “type of physical reaction an incarcerated person has to the pepper spray” matters in an
Eighth Amendment excessive force analysis). Not only
was he 50 days into a hunger strike, but he also had a
documented history of asthma, making the resort to
pepper spray all the more dangerous. See Garvin v.
Armstrong, 236 F.3d 896, 898 (7th Cir. 2001)
(“Asthma, depending upon its degree, can be a serious
medical condition.”). Captain Van Lanen knew of this
danger.
In the final analysis, based on Smith’s version of
events, we conclude that a reasonable jury could find
in his favor on the excessive force claim against Captain Van Lanen. The evidence supports a “reliable inference” that Van Lanen knew that Smith—on the
verge of starvation, with no documented history of
16a
violence while incarcerated—posed no credible threat
to officer safety or prison administration. Whitley, 475
U.S. at 322. From there a jury could determine that
Van Lanen’s opting for a method of force that he knew
Smith had a medical contraindication to was so disproportionate to the risks that it could not “plausibly
have been thought necessary” and “instead evinced
such wantonness with respect to the unjustified infliction of harm as is tantamount to a knowing willingness that it occur.” Id. at 321.
2
Having determined that a jury could find that Van
Lanen violated Smith’s constitutional rights, we move
to the second prong of the qualified immunity analysis: whether that right was clearly established. See
Pearson, 555 U.S. at 232. It is on this prong that
Smith falls short. The fact intensive inquiry that led
us to conclude that Van Lanen’s actions violated his
right to be free from excessive force precludes us from
determining at the requisite level of specificity that
the constitutional violation was clearly established
enough as to put Van Lanen on notice.
State correctional officers are immune from liability for conduct that “does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Kisela v.
Hughes, 584 U.S. 100, 104 (2018) (per curiam) (quoting White v. Pauly, 580 U.S. 73, 78–79 (2017) (per curiam)). For a law to be clearly established, “existing
precedent must have placed the statutory or constitutional question beyond debate.” White, 580 U.S. at 79
(quoting Mullenix, 577 U.S. at 12); see Sabo v. Erickson, 128 F.4th 836, 844 (7th Cir. 2025) (en banc). Put
differently, save for the “rare ‘obvious’” violation,
Smith must identify a case that “every reasonable
17a
official would interpret ... to establish the particular
rule” he seeks to apply. District of Columbia v. Wesby,
583 U.S. 48, 63 (2018) (quoting Brosseau v. Haugen,
543 U.S. 194, 199 (2004) (per curiam)).
Smith cannot clear this high bar. Returning our
attention to Soto, he contends that Captain Van
Lanen violated his clearly established right by using
“mace or other chemical agents in quantities greater
than necessary.” 744 F.2d at 1270. But the Supreme
Court has cautioned courts against reasoning from
broad principles when considering whether a right is
clearly established for qualified immunity purposes.
See Kisela, 584 U.S. at 104. Especially in excessive
force cases, where “it is sometimes difficult for an officer to determine how the relevant legal doctrine ...
will apply to the factual situation the officer confronts,” correctional officers are entitled to qualified
immunity “unless existing precedent ‘squarely governs’ the specific facts at issue.” Id. (emphasis added)
(quoting Mullenix, 577 U.S. at 308–09); see also Smith
v. Finkley, 10 F.4th 725, 742 (7th Cir. 2021) (observing
that specificity is “particularly important” in excessive force cases, “as it can be difficult to determine
how the law will apply to a factual situation”).
After examining the specific facts before us, we
cannot conclude that a reasonable correctional officer
would have known that using pepper spray to extract
Smith from his cell violated the Eighth Amendment.
Indeed, in Soto ̶ the only controlling case Smith relies
on ̶ we held that the correctional officer could deploy
pepper spray on non-compliant inmates. See 744 F.2d
at 1270–71. No other precedent from our court or the
Supreme Court addresses circumstances close enough
to those here to defeat qualified immunity.
18a
Nor does Smith’s documented medical contraindication to pepper spray change the outcome. While a
close call, we do not view Smith’s account of what
transpired here, though very concerning, as falling
within that narrow category of cases where the constitutional violation is so severe and blatant as to be obvious. See Hope v. Pelzer, 536 U.S. 730, 738 (2002)
(holding that correctional officers were not entitled to
qualified immunity for handcuffing an inmate to a
hitching post for seven hours in extreme heat because
“the Eighth Amendment violation was obvious”); Taylor v. Riojas, 592 U.S. 7, 8–9 (2020) (per curiam) (reversing a court of appeals’s decision that granted correctional officers qualified immunity for housing an
inmate in a sewage-filled, frigidly cold cell for four
days because any reasonable officer would know such
conditions offend the Eighth Amendment).
We therefore affirm the district court’s grant of
summary judgment for Captain Van Lanen on Smith’s
Eighth Amendment excessive force claim.
B
1
We next consider whether the conditions Smith
faced during his 23 hours in the control cell violated
the Eighth Amendment. Here too we conclude that a
jury could find in Smith’s favor.
The Constitution allows restrictive and even
harsh conditions of confinement. See Rhodes v. Chapman, 452 U.S. 337, 347 (1981). What the Constitution
does not allow, however, is a deprivation “of the minimal civilized measure of life’s necessities.” Id. A prison
official who denies an inmate an “identifiable human
need such as food, warmth, or exercise,” Wilson, 501
U.S. at 304, “violates the Eighth Amendment upon
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exhibiting ‘deliberate indifference to a substantial
risk of serious harm to an inmate,’” Thomas v. Blackard, 2 F.4th 716, 719 (7th Cir. 2021) (quoting Farmer,
511 U.S. at 828). To succeed on his Eighth Amendment claim, then, Smith must show that Lieutenant
Retzlaff and Captain Van Lanen denied him a human
need and did so with deliberate indifference.
Because warmth is one such need, “prisoners have
a right to protection from extreme cold.” Dixon v.
Godinez, 114 F.3d 640, 642 (7th Cir. 1997). Whether
an inmate’s exposure to cold rises to a constitutional
level depends on “the severity of the cold; its duration;
whether the prisoner has alternative means to protect
himself from the cold; the adequacy of such alternatives; as well as whether he must endure other uncomfortable conditions as well as cold.” Id. at 644. This
fact-intensive inquiry “will often be peculiarly appropriate for resolution by the trier of facts.” Id. at 643.
Smith spent almost 24 hours in a cell equivalent
to the temperature outside. And despite the temperature reaching below freezing at night, he was left naked ̶ given no clothes, no bedding, and no way to protect himself from the cold. See Wilson, 501 U.S. at 304
(observing that a low cell temperature at night plus
failure to issue blankets can combine to create unconstitutional conditions of confinement). Smith explained that the extreme cold he experienced overnight caused him pain and prevented sleep. On these
facts, Smith has done enough to create a genuine dispute of material fact as to whether these conditions
meet the “constitutionally necessary minimum protection against severe cold.” Dixon, 114 F.3d at 644.
The question then becomes whether Smith has
presented evidence that Captain Van Lanen and Lieutenant Retzlaff acted with deliberate indifference.
20a
This requires us to determine if a reasonable jury
could conclude that the two defendants had actual
knowledge that Smith faced “a substantial risk of serious harm” to his health or safety and, if so, what
steps they took to respond to that risk. Farmer, 511
U.S. at 847.
Beginning with Captain Van Lanen, a few observations lead us to conclude that a reasonable juror
could find that he was deliberately indifferent to
Smith’s exposure to extreme cold. First, he placed
Smith naked in a cold cell surely knowing that it was
November 28 in Green Bay, Wisconsin when the temperature would (and did) drop below freezing. Van
Lanen did so with full awareness of Smith’s weakened
state and pepper spray-induced asthma attack. Second, Van Lanen chose not to follow his usual practice
of making a smock and bedding available to Smith in
the control cell. Nor did he ever return to the cell that
night to discuss clothing, even though he promised
Smith he would do so.
Viewing these facts in the light most favorable to
Smith, a juror could reasonably conclude that Van
Lanen was aware of the risk of serious harm to Smith
̶ left naked in a frigid cell overnight ̶ but did nothing,
making him deliberately indifferent to that risk. Id. at
842 (“Whether a prison official had the requisite
knowledge of a substantial risk is a question of fact
subject to demonstration in the usual ways, including
inference from circumstantial evidence, and a factfinder may conclude that a prison official knew of a
substantial risk from the very fact that the risk was
obvious.” (citation omitted)); see also id. at 842 (“[I]t is
enough that the official acted or failed to act despite
his knowledge of a substantial risk of serious harm.”).
21a
The analysis is even more straightforward for
Lieutenant Retzlaff. Smith asked Retzlaff to provide
him with clothes and bedding or move him to a
warmer cell. Retzlaff did neither. A jury could therefore infer that he was deliberately indifferent to the
serious health risk arising from Smith’s exposure to
extreme cold.
2
Again though, when it comes to defeating a qualified immunity defense, establishing a constitutional
violation is only one step, not the finish line. Smith
must also show that the conditions of the control cell
were unconstitutional “beyond debate.” Ashcroft, 563
U.S. at 741. It is at this step that Smith’s claim again
falls short.
Our case law is clear on the general proposition
that inmates have a well-established constitutional
right to protection from extreme cold. See, e.g., Henderson v. DeRobertis, 940 F.2d 1055, 1059 (7th Cir.
1991). But this statement sweeps too broadly for qualified immunity purposes. To overcome the officers’ immunity defense, Smith needs to show that the specific
conditions he faced in the control cell were unconstitutional.
Once we view the situation at the appropriate
level of particularity, we can locate no case that
“squarely governs” Van Lanen’s or Retzlaff’s conduct.
Brosseau, 543 U.S. at 201. Before today, we had never
held it unconstitutional on closely analogous facts to
house an inmate in a cell that ranged in temperature
from 25 to 57 degrees over a 23-hour period without
clothes or a way to keep warm.
To be sure, Smith points us to a number of cases
where we determined that cold cell conditions violated
22a
an inmate’s Eighth Amendment rights. But the temperature in those cases was more extreme, see, e.g.,
Henderson, 940 F.2d at 1057 (four days of subzero
temperature); Del Raine v. Williford, 32 F.3d 1024,
1031 (7th Cir. 1994) (temperature reached 50 degrees
below zero during an inmate’s strip search), or the duration extended far beyond 23 hours, see, e.g., Lewis
v. Lane, 816 F.2d 1165, 1166, 1171 (7th Cir. 1987) (cell
temperature was around 53 degrees for two months).
And while we credit the pain and extreme discomfort
Smith says he experienced, we cannot conclude that
this constitutional violation was so “obvious” as to
avoid the need to point to a closely analogous case.
Wesby, 583 U.S. at 63 (quoting Brosseau, 543 U.S. at
199).
That leaves us to affirm the district court’s grant
of summary judgment for Van Lanen and Retzlaff on
Smith’s conditions-of-confinement claim.
C
Smith’s final claim concerns the escort from his
cell to the health unit after the pepper spray incident.
He contends that members of the extraction team ̶ Alexander Bonis, John Diedrick, and Cole Meyer ̶ exercised excessive force by placing him in chokeholds and
bending his wrists. We agree with the district court’s
conclusion that Smith’s characterization of his escort
is “contradicted by the record, so that no reasonable
jury could believe it.” Scott v. Harris, 550 U.S. 372,
380 (2007).
Video footage of the extraction confirms that the
officers did not behave maliciously while escorting
Smith. Because he had difficulty sustaining his own
weight, two officers supported Smith by his arms. And
despite Smith’s assertion otherwise, the video shows
23a
no dragging, chokeholds, or other misconduct. There
being no violation of the Eighth Amendment, we affirm the district court’s grant of summary judgment
for the defendants on this claim.
***
For these reasons, we AFFIRM the district court’s
grant of summary judgment for the defendants on
each of Smith’s claims.
24a
HAMILTON, Circuit Judge, concurring in part and
dissenting in part. I agree with most of the analysis
and holdings in Judge Scudder’s opinion for the court.
I agree that a jury could find that defendant Van
Lanen violated the Eighth Amendment by using the
pepper spray against plaintiff Smith, at least where
Van Lanen knew of plaintiff’s special vulnerability to
that weapon, but that Van Lanen is entitled to qualified immunity on that claim. I also agree that, given
the video evidence, we must affirm summary judgment on plaintiff’s excessive force claim based on the
guards’ moving plaintiff to the control cell.
I also agree with the majority’s holding that plaintiff offered evidence that would allow a jury to find
that defendants Van Lanen and/or Retzlaff imposed
conditions of confinement on plaintiff that violated his
Eighth Amendment rights. Plaintiff has provided evidence that the defendants intentionally placed him
and left him for hours in a cold cell without clothing
or blankets or other protection. The majority’s holding
that a jury could find this deliberate exposure of a
prisoner to extreme cold without protection to have
been cruel and unusual punishment is clear and important. And the majority wisely chooses to use our
discretion to decide step one of the qualified immunity
analysis—the merits of the claims—on both the pepper spray claim and the conditions of confinement
claim.
I.
Qualified Immunity and Deliberate Exposure to
Cold
With respect, however, I must dissent from the
majority’s decision to affirm summary judgment for
defendants Van Lanen and Retzlaff on the claim for
deliberate exposure to cold based on the defense of
qualified immunity. The majority reaches that
25a
conclusion by applying what the Supreme Court has
called “a rigid, overreliance on factual similarity.”
Hope v. Pelzer, 536 U.S. 730, 742 (2002). As the majority explains here: “Before today, we had never held
it unconstitutional on closely analogous facts to house
an inmate in a cell that ranged in temperature from
25 to 57 degrees over a 23-hour period without clothes
or a way to keep warm.” Ante at 21. That observation
is literally correct but certainly should not be decisive.
It loses sight of the long-established and more general
standard for qualified immunity: whether a reasonable official in the defendant’s position would have understood that his actions were unlawful. E.g., Ziglar
v. Abbasi, 582 U.S. 120, 152 (2017); Hope, 536 U.S. at
739; Saucier v. Katz, 533 U.S. 194, 206 (2001); Anderson v. Creighton, 483 U.S. 635, 640 (1987); Manery v.
Lee, 124 F.4th 1073, 1080 (7th Cir. 2025); Doxtator v.
O’Brien, 39 F.4th 852, 863 (7th Cir. 2022).
Prisoners have a well-established right not to be
subjected to extreme cold, at least without protection
from it. For purposes of summary judgment and this
appeal, we must assume that these defendants deliberately placed a prisoner “in a cell that ranged in temperature from 25 to 57 degrees over a 23-hour period
without clothes or a way to keep warm.” Ante at 21.
As the majority opinion explains, several pieces of evidence ̶ including defendant Van Lanen’s typical practice of providing inmates with a smock, his failure to
return to discuss clothing with Smith, and the Green
Bay weather in late November ̶ would allow a reasonable jury to infer that Van Lanen, Retzlaff, or both
were deliberately indifferent to plaintiff Smith’s unprotected exposure to the cold. I respectfully submit
that it should have been obvious to a reasonable
prison official that such conditions violate a prisoner’s
26a
right not to be subjected to cruel and unusual punishment.
The Supreme Court and our court have long recognized that where the constitutional violation is sufficiently obvious, a plaintiff need not always point to
a case that is factually on all fours. Hope, 536 U.S. at
740–41; Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011)
(collecting cases and explaining: “We do not require a
case directly on point, but existing precedent must
have placed the statutory or constitutional question
beyond debate.”); Schimandle v. Dekalb County Sheriff’s Office, 114 F.4th 648, 655 (7th Cir. 2024) (plaintiff
need not point to an “identical case”); Lopez v. Sheriff
of Cook County, 993 F.3d 981, 988 (7th Cir. 2021)
(“The prong-two clearly-established-law assessment
does not require a case with identical factual circumstances, lest qualified immunity become absolute immunity.”), citing Kisela v. Hughes, 584 U.S. 100, 104
(2018). Plaintiff has offered evidence that defendants
chose to punish his misconduct by, in effect, refrigerating him ̶ naked and unprotected ̶ for hours. Plaintiff’s evidence is that Van Lanen or Retzlaff or both
deliberately exposed him to that cold for purposes of
“control.” That last word is a euphemistic way of saying they deliberately subjected him to a practice
widely recognized in law as a form of torture to coerce
him to change his behavior.
The proper question for qualified immunity is
whether a reasonable prison official would have understood it to be unlawful to deliberately expose a naked prisoner to cold conditions in an effort to coerce
different behavior. I think the answer is obviously yes.
That is the answer based on elementary notions of human decency and dignity. And the answer does not
27a
depend on exactly how cold it was or exactly how
many hours the prisoner suffered.
If more specific support is needed for the proposition that it is obviously unconstitutional to deliberately subject a naked prisoner to temperatures equivalent to and colder than a refrigerator, I offer that support in three forms. First, United States law and international covenants to which the United States is a
party recognize that deliberately subjecting a prisoner
to extreme cold is a form of torture. This means that
the actions alleged here could be found to have violated both United States and international law. Second, a good deal of prior case law deals with prison
officials trying to manage when prison heating systems break down or when poor maintenance of prison
buildings makes them difficult to heat adequately.
The general principles applied in those cases should
have made it obvious that deliberately subjecting a naked prisoner to extreme temperatures is beyond the
pale of arguably tolerable conduct. A third form of
support is the complete absence of any attempt here,
by defendants or the majority opinion, to argue how
an official in this situation might have thought this
deliberate refrigeration of a naked human being could
have been permissible.
II. The Law and Practice of Torture
Federal law makes it a crime for a person to engage in torture outside the United States. Torture Act,
18 U.S.C. §§ 2340 & 2340A. Torture is defined as “an
act committed by a person acting under the color of
law specifically intended to inflict severe physical or
mental pain or suffering (other than pain or suffering
incidental to lawful sanctions) upon another person
within his custody or physical control.” § 2340(1). The
United Nations Convention Against Torture and
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Other Cruel, Inhuman or Degrading Treatment or
Punishment (most familiar to our court from immigration cases and widely known as the CAT), to which the
United States is a party, defines torture as:
any act by which severe pain or suffering,
whether physical or mental, is intentionally
inflicted on a person for such purposes as obtaining from him or a third person information or a confession, punishing him for an
act he or a third person has committed or is
suspected of having committed, or intimidating or coercing him or a third person, or for
any reason based on discrimination of any
kind, when such pain or suffering is inflicted
by or at the instigation of or with the consent
or acquiescence of a public official or other person acting in an official capacity. It does not
include pain or suffering arising only from, inherent in or incidental to lawful sanctions.
United Nations Convention Against Torture and
Other Cruel, Inhuman or Degrading Treatment or
Punishment art. 1, Dec. 10, 1984, S. Treaty Doc. No.
100–20, 1465 U.N.T.S. 113–14; see also 8 C.F.R. §
208.18(a)(1) (incorporating a very similar definition
into domestic law for asylum purposes); Torture Victim Protection Act of 1991, 106 Stat. 73 § 3(b)(1), note
following 28 U.S.C. § 1350 (defining torture in similar
terms in statute creating private right of action
against torturers).
Deliberately exposing a naked prisoner to extreme
cold as asserted here easily fits within both definitions. For the reasons explained in the majority opinion, a jury could find that the defendants “specifically
intended to inflict severe physical or mental pain or
suffering” on plaintiff Smith while he was in their
29a
custody. 18 U.S.C. § 2340(1). A jury could likewise find
that plaintiff was placed in the literally freezing control cell, in order to punish him for an act he committed, “with the consent or acquiescence of a public official or other person acting in an official capacity” in
violation of the CAT.
The torture definitions in both the Torture Act
and the CAT exclude pain and suffering inflicted as
part of “lawful sanctions,” but to my knowledge, there
is no plausible claim here of any explicit or implicit
authority in law to deliberately expose naked Wisconsin prisoners to extreme cold as part of their sentences. Defendants have not tried to argue here that
they were authorized by law to deliberately refrigerate a naked prisoner. The defendants have argued instead that plaintiff has the facts wrong, but that is a
matter for trial rather than summary judgment.
Extensive international authorities make the
point that these general definitions of torture encompass deliberate use of extreme cold to cause pain and
suffering. The United Nations Committee Against
Torture monitors implementation of the CAT. It has
long explained that “using cold air to chill” can
amount to torture under the Convention. Rep. of the
U.N. Committee Against Torture, Israel (“Report on
Israel”), U.N. GAOR, 52nd Sess., Supp. No. 44 at 38 ¶
257, U.N. Doc. A/52/44 (Sept. 10, 1997). The same
Committee Against Torture also adopted a similar
finding from a local human rights body regarding
practices in Mexico, explaining that torture in prison
included “being undressed and kept in a freezing, airconditioned room for days at a time.” U.N. Committee
Against Torture, 30th Sess., Report on Mexico at 35–
36 ¶ 165, U.N. Doc. CAT/C/75 (May 26, 2003). More
generally, the United Nations Special Rapporteur of
30a
the Commission on Human Rights observed in 2004:
“The jurisprudence of both international and regional
human rights mechanisms is unanimous in stating”
that interrogation methods including “using cold air
to chill” violate the “prohibition of torture and ill treatment.” U.N. Special Rapporteur of the Commission on
Human Rights, Torture and other cruel, inhuman, or
degrading treatment or punishment, ¶ 17, U.N. Doc.
A/59/324 (Sept. 1, 2004), quoting Report on Israel, supra, at ¶ 257.
United States case law on the deliberate use of
cold against prisoners is, thankfully, relatively sparse,
but the available case law clearly indicates it can be a
form of torture and that courts virtually take for
granted the fact it is unlawful.1 In Lhanzom v. Gonzales, 430 F.3d 833 (7th Cir. 2005), for instance, this
court remanded a person’s claim for relief under the
Convention Against Torture based on State Department reports documenting torture of Chinese prisoners in Tibet, including “electric shocks, exposure to
cold, and severe beating.” Id. at 848–49, citing U.S.
Department of State, 2005 Country Report on Human
1 Members of this court had no difficulty finding that conduct
including deliberate exposure of detainees to cold air could
amount to torture in Vance v. Rumsfeld, 701 F.3d 193, 205–06
(7th Cir. 2012) (en banc) (Wood, J., concurring in the judgment);
id. at 213 (Hamilton, J., dissenting). The Vance majority did not
disagree, but did not decide the issue only because the defense in
that case did not even try to dispute whether the conduct alleged,
including “prolonged exposure to cold,” amounted to torture. Id.
at 196 (en banc majority); see also Vance v. Rumsfeld, 653 F.3d
591, 597, 610–11 (7th Cir. 2011) (vacated panel opinion) (noting
that the plaintiffs’ cells were kept “intolerably cold” and that
such conditions were clearly unlawful).
31a
Rights
Practices:
China
(March
(https://perma.cc/39K2-Z35H).
8,
2006)
Several other cases support the principle. In Al
Shimari v. CACI Premier Technology, Inc., 300 F.
Supp. 3d 758 (E.D. Va. 2018), the plaintiffs had been
prisoners at the infamous Abu Ghraib complex operated by the United States in Iraq. Plaintiffs offered
evidence that U.S. military contractors had subjected
them to a range of abuses that amounted to torture,
including “using cold air to chill.” Id. at 781–82 (internal quotation marks omitted); see also id. at 764, 769,
770 (describing conduct in that case, including deliberately imposed cold). The court carefully reviewed
United States and international law and allowed
some claims to go forward on the theory that the defendants purposefully aided violations of international law by facilitating abuses that amounted to torture and/or cruel, inhuman, or degrading treatment.
See, e.g., id. at 777–82 (determining jurisdiction under torture statutes). It explained that “international
law and domestic executive and military sources ...
clearly identify the abuse experienced by plaintiffs as
torture.” Id. at 781.2
2 Courts and executive agencies have likewise characterized as
torture the use of cold water in interrogation and/or confinement.
See, e.g., In re Estate of Marcos Human Rights Litigation, 910 F.
Supp. 1460, 1463 (D. Hawaii 1995) (characterizing as torture the
practice of forcing a “detainee while wet and naked to sit before
an air conditioner often while sitting on a block of ice”); U.S. Department of State, 2005 Country Report on Human Rights Practices: Egypt (March 8, 2006) (https://perma.cc/8T3X-3NJF) (torture practices included “dousing victims with cold water”); U.S.
Department of State, 2004 Country Report on Human Rights
Practices: Yemen (Feb. 28, 2005) (https://perma.cc/35NF-V9PX).
32a
Similarly, in Cicippio v. Islamic Republic of Iran,
18 F. Supp. 2d 62 (D.D.C. 1998), a group of former political hostages brought claims alleging torture by Iranian officials. One plaintiff was kept chained on a balcony for an entire winter, during which he developed
frostbite on his hands and feet. Id. at 66. The court
ruled that he had been “tortured” as defined by an old
version of the Foreign Sovereign Immunities Act, 28
U.S.C. § 1605(e) (1997), and entered default judgment
for the plaintiffs. Id. at 69.
Weighed against these authorities, which are only
a sample of a broad international literature on the law
and practice of torture, I have found no contrary authorities suggesting that deliberate exposure of a prisoner, especially a naked prisoner, to extreme cold is
an accepted and lawful means of punishment. In other
words, I find no legal foundation for a prison official
in these defendants’ circumstances to have believed
his actions could have been lawful.
I am not suggesting that conditions of confinement falling short of torture are acceptable under the
Eighth Amendment. But our qualified immunity analysis should recognize actionable violations, without
qualified immunity, when officials deliberately impose conditions that amount to torture. See Padilla v.
Yoo, 678 F.3d 748, 763 & n.10 (9th Cir. 2012) (stating
that “the unconstitutionality of torturing a United
States citizen was ‘beyond debate’ by 2001” and collecting authorities for the principle).
While leaving an inmate wet and cold is distinct from just cold,
these authorities further support the idea that a reasonable official should have known it is unlawful to place a naked inmate in
freezing or near-freezing conditions.
33a
III. Broken Furnaces and Drafty Prisons
A more extensive body of case law concerns prison
heating systems that failed in cold weather or drafty
prison buildings that were difficult to keep humanely
warm in cold weather. The majority cites several of
these cases. See ante at 21, citing Del Raine v. Williford, 32 F.3d 1024, 1031 (7th Cir. 1994); Henderson v.
DeRobertis, 940 F.2d 1055, 1059 (7th Cir. 1991); Lewis
v. Lane, 816 F.2d 1165, 1171 (7th Cir. 1987). It nonetheless concludes that they do not control the outcome
here because they do not show that it is unlawful to
“house an inmate in a cell that ranged in temperature
from 25 to 57 degrees over a 23-hour period without
clothes or a way to keep warm.” Ante at 21.
Respectfully, that conclusion misses the point of
the cases that is most relevant here. We made clear
decades ago in these cases that when a prisoner is being subjected to temperatures like those alleged here ̶
for any reason, including without fault of prison officials ̶ prison officials have a duty to take corrective
measures, such as providing extra protective clothing
and bedding and repairing heating systems or buildings within a reasonable time. See, e.g., Henderson,
940 F.2d at 1059–61 (qualified immunity reversed
when prison heating system malfunctioned and defendants took four days to fix it; collecting cases for
principle that constitution requires prisoners to “be
provided with adequate heat and shelter”); Lewis, 816
F.2d at 1171 (vacating summary judgment when
plaintiffs provided evidence that defendants maintained cell block between 52 and 54 degrees for several
months).
The Supreme Court made the same point more
than thirty years ago, writing as self-evident that “a
low cell temperature at night combined with a failure
34a
to issue blankets” may establish an Eighth Amendment violation. Wilson v. Seiter, 501 U.S. 294, 304
(1991). More recent decisions from this court have reaffirmed the point. See, e.g., Hill v. Nicholson, 829 F.
App’x 141, 142 (7th Cir. 2020) (plaintiff stated Eighth
Amendment claim when officers let him take only cold
showers and his cell block was “extremely cold”);
Budd v. Motley, 711 F.3d 840, 843 (7th Cir. 2013)
(“[W]e have observed that jails must meet minimal
standards of habitability. This includes adequate bedding and protection from cold, both of which were allegedly lacking here.”); Antonelli v. Sheahan, 81 F.3d
1422, 1433 (7th Cir. 1996) (reversing dismissal when
prison officials failed to provide blankets despite “extremely cold indoor air temperature”).
Those cases did not draw bright lines based on exactly how cold was too cold or exactly how long the cold
conditions lasted. They did make clear that prison officials have a duty under the United States Constitution to respond quickly with protective clothing and
bedding. The broken-furnace/drafty-cell cases cannot
reasonably be read as offering any support for the
cruel idea that a prison official could deliberately subject a naked and unprotected prisoner to extreme cold
for any length of time.
We recognized that point in Gillis v. Litscher, 468
F.3d 488 (7th Cir. 2006), a case with facts extraordinarily similar to this case. In Gillis, Wisconsin prison
officials left an inmate naked in his cell ̶ without clothing, bedding, or a mattress ̶ for five days as part of a
“Behavioral Modification Program.” Id. at 489–90.
The cell’s vent blew cold air, and the prisoner said that
he had to walk around his cell for 14 hours a day just
to stay warm. Id. at 490. We found that the plaintiff
had created an issue of fact sufficient to get his Eighth
35a
Amendment claim past summary judgment. We specifically addressed the intentional nature of the defendants’ conduct, explaining that some evidence in
the record indicated that the prison officials used Behavioral Modification Programs “as a way to deal with
inmates without regard” for Wisconsin law. Id. at 494.
We also rejected the defendants’ qualified immunity
defense, explaining tersely that it was well-established that “denial of shelter, heat, and hygiene items
implicated an inmate’s constitutional rights.” Id. at
495.
Gillis helps show why qualified immunity is inappropriate here. In this case, as in Gillis, prison officials altered the conditions of confinement to motivate
a change in inmate behavior. In both cases, the change
involved a denial of clothing and prolonged exposure
to cold air. The deliberate choice by prison officials to
expose inmates to chilling conditions was then ̶ and is
still now ̶ a clear violation of the Eighth Amendment.
Gillis is a rare case because, as noted, case law on
deliberate exposure of unprotected prisoners to cold is
thankfully sparse. But our case law makes unequivocally clear that prisoners have a right to adequate
heat. Similarly, the Lhanzom, Al Shimari, and Cicippio cases discussed above all recognized deliberate exposure of a prisoner to extreme cold as a form of torture. And Gillis made clear that cold conditions cannot be constitutionally used as part of prison discipline.
IV. The Absence of a Counter-Theory
My third form of support comes from the absence
of any theory, from these defendants or from the majority opinion, as to how these defendants might
36a
reasonably have thought they could lawfully refrigerate a naked human being for hours.
One might respond that the burden to defeat qualified immunity is on the plaintiff, not the defendant.
That’s true as a matter of law. But it is equally true
that the plaintiff need not always come forward with
case law showing that the same or even closely analogous conduct has been held unlawful where the violation is obvious. The canonical case on this point is
Hope v. Pelzer, where the Supreme Court reversed a
grant of qualified immunity despite the absence of
closely analogous case law. 536 U.S. at 744–46. The
violation was so “obvious” that the unlawfulness of the
punishment should have been apparent to a reasonable prison official. Id. at 741.
The plaintiff in Hope was an Alabama prisoner
who had allegedly engaged in misconduct while on a
chain-gang road crew. As punishment, he had his
shirt removed, was shackled to a post in a painful position, and was left in the Alabama sun for seven
hours with very little water. The Supreme Court held
that the illegal character of that punishment was sufficiently obvious that qualified immunity was not
available. Id.
The Court of Appeals in Hope had reasoned, much
like the majority opinion here, that qualified immunity applied unless plaintiff could show a finding of a
constitutional violation in a previous case on facts
“‘materially similar’ to Hope’s situation.” Id. at 739,
quoting Hope v. Pelzer, 240 F.3d 975, 981 (11th Cir.
2001). The Supreme Court said this “rigid gloss” on
the qualified immunity standard was “not consistent
with our cases.” Id. It explained that the contours of
an asserted constitutional right “must be sufficiently
clear that a reasonable official would understand that
37a
what he is doing violates that right. This is not to say
that an official action is protected by qualified immunity unless the very action in question has previously
been held unlawful....” Id., quoting Anderson, 483 U.S.
at 640.
The ruling in Hope was not a simple “we know it
when we see it” reaction to disturbing facts. The Court
took care to look at other cases and administrative actions concerning the Alabama practice of shackling
prisoners uncomfortably in the heat as punishment,
finding that the defendants had ample notice that the
practice was not permissible under the law. 536 U.S.
at 741–45. The signals in those cases and administrative actions were similar to the signals relevant here,
from both the “cold as torture” authorities and the broken-furnace and drafty-cell cases.
We do not need a case exactly on point to reject
the qualified immunity defense here, at least on the
facts we must treat as true on appeal. While I am
pleased to join most of the majority opinion, including
its important holding that the alleged intentional exposure to cold was sufficient to violate the Eighth
Amendment, I respectfully dissent from the portion of
the opinion and judgment affirming summary judgment on the conditions of confinement claim based on
qualified immunity.
38a
APPENDIX B
UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
FINAL JUDGMENT
May 30, 2025
Before
DAVID F. HAMILTON, Circuit Judge
MICHAEL Y. SCUDDER, Circuit Judge
JOHN Z. LEE, Circuit Judge
ANTONIO M. SMITH,
Plaintiff – Appellant
No. 22-2870
v.
JOHN KIND, et al.,
Defendants - Appellees
Originating Case Information:
District Court No.: 2:18-cv-01569-PP
Eastern District of Wisconsin
District Judge Pamela Pepper
We AFFIRM the district court's grant of summary
judgment for the defendants on each of Smith's
claims, with costs, in accordance with the decision of
this court entered on this date.
39a
Clerk of Court
40a
APPENDIX C
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
ANTONIO MARQUES
SMITH,
Plaintiff,
v.
JOHN KIND, JAY VAN
LANEN, TIMOTHY
RETZLAFF, ALEXANDER
BONIS, JOHN DIEDRICK,
and COLE MEYER,
Case No. 18-cv1569-pp
Defendants.
ORDER GRANTING DEFENDANTS’ MOTION
FOR SUMMARY JUDGMENT (DKT. NO. 32)
AND DISMISSING CASE
Plaintiff Antonio Marques Smith, who is confined
at the Wisconsin Secure Program Facility and who is
representing himself, filed an amended complaint alleging that the defendants violated his constitutional
rights. Dkt. No. 9 at 3. The court screened the
amended complaint under 28 U.S.C. §1915A and allowed the plaintiff to proceed on Eighth Amendment
excessive force claims against defendant Jay Van
Lanen for using an incapacitating agent on the plaintiff to gain compliance from him to leave his cell;
against defendants Alexander Bonis, John Diedrick
and Cole Meyer for the way they escorted the plaintiff
41a
to the nurse’s station and a cell in control status; and
against defendant John Kind, for authorizing the use
of force (Dkt. No. 10 at 12-14); and an Eighth Amendment conditions-of-confinement claim against defendants Van Lanen and Timothy Retzlaff for the conditions of the cell while the plaintiff was in control status (Dkt. No. 10 at 14-15). The defendants have filed
a motion for summary judgment. Dkt. No. 32.
I.
Procedural History
The plaintiff filed a forty-five-page complaint
against twenty-two named defendants and some Doe
defendants, alleging excessive force in violation of the
Eighth and Fourteenth Amendments, retaliation in
violation of the First Amendment, violations of the
Equal Protection Clause and deliberate indifference.
Dkt. No. 1. The court screened the complaint and concluded that it violated Federal Rules of Civil Procedure 18 and 20 because it brought unrelated claims
against unrelated defendants in a single lawsuit. Dkt.
No. 8. The court gave the plaintiff the opportunity to
file an amended complaint. Id. at 7.
In the amended complaint, the plaintiff alleged
that over the course of four days, fifteen defendants
violated his First, Fourth, Eighth and Fourteenth
Amendment rights. Dkt. No. 9. He alleged that he had
advised the prison that he was on a hunger strike. Id.
at 3. The plaintiff alleged that four days in a row, various defendants used physical force to remove him
from his cell for the purpose of taking him to see the
prison nurse, even though he presented in a submissive position, lying on his stomach with his hands behind his back and his ankles crossed. Id. at 4-6. He
asserted that on the fourth day, defendants used incapacitating agents on him despite knowing that he had
asthma, used choke holds on him and choke-dragged
42a
him into a cell. Id. at 6. Finally, he alleged that some
of the defendants had placed him naked into a cold cell
for over twenty-four hours and that others issued, and
had him found guilty of, a false conduct report. Id. at
7.
The court did not allow the plaintiff to proceed
against the defendants who’d been involved in the cell
removals on the first three days. Dkt. No. 10 at 10-12.
The court concluded that prison administrators had a
right to force an incarcerated person to take nourishment if his hunger strike placed him at serious risk of
injury or death, that the plaintiff had alleged the use
of only minimal force and that he had not identified
any injury he suffered because of that force. Id. The
court also dismissed the nurse practitioner whom the
plaintiff had sued for allegedly taking a nasal swab,
noting that because he was on a hunger strike, the
plaintiff did not have a constitutional right to refuse
life-saving treatment. Id. at 12. It dismissed the plaintiff’s claims regarding the allegedly false conduct report. Id. at 15-16.
The court found, however, that “the events of November 28”—the fourth day—were different. Id.
. . . There the plaintiff alleges that defendant
Van Lanen discovered that using incapacitating agents would trigger the plaintiff’s
asthma. Dkt. No. 9 at ¶9. The plaintiff alleges
that Van Lanen told him he was tired of having to forcibly restrain the plaintiff to take
him to the nurse’s station, and that defendant
Kind had authorized Van Lanen to escalate by
using the incapacitating agents. Id. According
to the plaintiff, once he put himself into a submissive position (signaling that he was not going to come out of the cell of his own volition),
43a
Van Lanen deployed the incapacitating agent.
Id.
The plaintiff has alleged that Van Lanen had
a malicious and sadistic purpose behind the
use of the incapacitating agent to force the
plaintiff from his cell—avoiding having to restrain and transport the plaintiff. The plaintiff may proceed on an Eighth Amendment excessive force claim against Van Lanen. He
may also proceed on an Eighth Amendment
excessive force claim against the three officers
who extracted the plaintiff from the cell after
Van Lanen deployed the incapacitating
agent—Bonis, Diedrick and Meyers. The
plaintiff sufficiently alleged a sadistic and malicious purpose when they used a choke hold
while he was having trouble breathing; when
they made him walk fully nude to the nurse’s
station, even though he was in a weakened
state and suffering an asthma attack; when
Van Lanen directed Diedrick to put the plaintiff in a chokehold and when Diedrick yanked
the plaintiff’s head back and choked him during [the nurse’s] examination; and when they
choke-dragged him to another cell after his examination. Id. at ¶¶10-15.
The plaintiff also may proceed on an Eighth
Amendment claim for excessive force under a
theory of supervisor liability against defendant Kind for the November 28 use of the incapacitating agent.
****
44a
The plaintiff alleged that Kind knew about
and authorized Van Lanen’s plan to use incapacitating agents.
Id. at 12-14.
Finally, the court allowed the plaintiff to proceed
on a conditions-of-confinement claim against Van
Lanen and Retzlaff based on his allegations about being placed in a cold cell in winter without bedding,
clothing or hygiene items for twenty-four hours. Id. at
14.
The plaintiff alleges that he had just been
sprayed with an incapacitating agent, was
having an asthma attack and was weak from
his hunger strike when Van Lanen placed him
on “control status,” which he asserts means he
was denied bedding, clothing and hygiene
items to clean off the incapacitating agent.
Dkt. No. 9 at ¶15. He alleges that he asked
Retzlaff for help, but that after stating that he
would talk with Van Lanen, Retzlaff disappeared and never returned. Id. At this stage,
the plaintiff sufficiently states an Eighth
Amendment conditions of confinement claim
against Van Lanen and Retzlaff.
Id. at 14-15.
These are the claims the defendants answered
and the claims on which they seek summary judgment—Eighth Amendment excessive force and conditions-of-confinement claims relating to the extraction
of the plaintiff from his cell on November 28, 2017.
45a
II. Facts1
The plaintiff was confined in the restrictive housing unit, also known as segregation, at Green Bay Correctional Institution during the events described in
the complaint. Dkt. No. 51 at ¶1.
The plaintiff has a history of hunger strikes dating back to 2016. Dkt. No. 34 at ¶10; Dkt. No. 38 at
¶8. His medical records show that in July 2017, he had
engaged in a hunger strike during which he refused
medical monitoring on a couple of occasions. Dkt. No.
37-1 at 19-20.
In his verified amended complaint, the plaintiff alleged that on October 6, 2017, he “put Green Bay Correctional Institution . . . health service department on
notice[] that he was engaged in a hunger strike protest against the conditions of his confinement, and
use/misuse and abuse of Solitary Confinement.” Dkt.
No. 9 at 3. See also, Dkt. No. 37-1 at 18 (Hunger Strike
Initial Assessments form, indicating date of notification as “10-6-17”).
On October 10, 2017, Nurse Practitioner Peters
(not a defendant) conducted the “initial assessment of
hunger strike” for the plaintiff. Dkt. No. 34 at ¶11;
Dkt. No. 38 at ¶9; Dkt. No. 37-1 at 18. Peters says the
plaintiff was classified as “emergent” (which means
refusal of fluids for twenty-four hours or food for seventy-two hours) and noted that he had asthma that
was controlled, that he was alert, that he was oriented
and that he refused a complete physical assessment.
Id. At that time, Peters did not see evidence of serious
debilitation secondary to lack of nutrition; the plan for
1 The court includes only material, properly supported facts in
this section. See Fed. R. Civ. P. 56(c).
46a
treating the plaintiff was to “initiate [a] hunger strike
care plan.” Id. At that time, the plaintiff refused a
complete physical assessment, a systems review or
labs.2 Dkt. No. 37-1 at 18.
The defendants provided a blank copy of Department of Corrections Form DOC-3452. Dkt. No. 37-3 at
4. The form—which has information directed to the
incarcerated person and a space for that person to sign
and date—reads as follows:
Not eating food or drinking fluids is unhealthy
and may cause short term or long term illness
up to and including death.
Not eating or drinking anything may cause
death in just a few days.
Drinking fluids and not eating is less dangerous, but can lead to serious illness if continued
for days.
Body reactions to starving include: loss of
body fluids, dizziness, lightheadedness, weakness, nausea, vomiting, tiredness, sluggishness, irritability, weight loss, low blood sugar,
slow heart rate and low blood pressure.
Starving can result in heart damage, kidney
damage, and death. Depending on the length
The defendants state in their proposed findings of
fact that the plaintiff “had regularly refused treatment,” dkt. no. 34 at ¶12; the placement of this finding
implies that the plaintiff had been refusing medical
treatment prior to October 10, 2017. The medical records cited in the findings, however, do not cover the
weeks prior to October 10, 2017; they start on that
date and cover the period through February 23, 2018.
Dkt. No. 37-1 at 1-18.
2
47a
of starvation, damage to the heart and kidneys may be permanent.
Restarting eating and drinking after a
period of starvation must be done with
caution because if not done appropriately, serious medical complications can
occur including sudden death. Contact
the Health Services Staff for assistance.
Staff will observe your weight, temperature,
pulse, blood pressure and breathing. You will
be examined for signs and symptoms of starvation, mental illness, and to determine
whether or not you are able to make decisions
and manage your affairs.
If you are found to be at risk of death or other
serious adverse effects due to starvation, legal measures may be taken to allow forced
examination by health care providers, forced
feeding, forced fluids and hospitalization.
Id.3
The medical records show that between June 10,
2017 and November 24, 2017—a period of forty-six
days—the plaintiff refused medical monitoring (a
hunger strike evaluation). Dkt. No. 37-1 at 12-17. In
November 2017, there was no court order in effect requiring forced medical evaluations or forced feeding of
the plaintiff. Dkt. No. 34 at ¶18; Dkt. No. 51 at ¶18.
The defendants say that in November 2017 (some
three or so weeks into the plaintiff’s hunger strike) the
plaintiff still was required to go to the Health Services
As best the court can tell, the record does not contain
a copy of this document signed by the plaintiff.
3
48a
Unit (HSU) to refuse medical treatment. Dkt. No. 34
at ¶19. The plaintiff denies this and states that because he was in segregation and unwilling to report to
his on-site appointment to refuse a hunger strike evaluation, Department of Correction (DOC) policy and
Green Bay segregation practices provided that staff
should come to see him face-to-face at his cell with a
DOC-322-Refusal of Recommended Health Care form.
Dkt. No. 50 at ¶19.
Under DOC, Division of Adult Institutions Policy
500.30.54, Informed Consent and Right to Refuse
Treatment, “[a]ll Division of Adult Institution facilities shall ensure all examinations, treatments and
procedures are governed by informed consent practices which support the ethical principles of an inmate
patient’s right to information and knowledge about
healthcare, invasive procedures, and more importantly allows the inmate patient to make an informed decision to consent or refuse the recommended
health care intervention.” Dkt. No. 37-2 at 1, Ex. 1006001. The policy also provides:
Inmate patients are required to report to an
appointment for any refusal of health care.
For inmate patients unable or unwilling to report to their on-site appointment site (e.g., in
segregation or observation status), the ACP or
nurse shall see the inmate patient face-to-face
to complete the DOC-3220 – Refusal of Recommended Health Care, and file in the Medical
Chart, Consents/Refusals Section.
Dkt. No. 37-2 at 11, Ex. 1006 – 011. It provides that
an incarcerated patient who refuses care “shall be considered for discussion at multidisciplinary team meetings to reevaluate the treatment plan.” Id.
49a
On November 24, 2017—forty-six days into the
plaintiff’s hunger strike and four days before the date
of the incident at issue in the case—the plaintiff was
unwilling to report to an on-site appointment for a
hunger strike evaluation. Dkt. No. 59 at ¶24. A nurse
came to see the plaintiff at his cell with a DOC-3220
Refusal of Recommended Health Care form, which the
plaintiff refused to sign. Id.
The plaintiff alleges that on November 25 and 26,
2017, Kind authorized a use of force to remove the
plaintiff from his cell because he was unwilling to report to an on-site appointment for a hunger strike
evaluation.4 Id. at ¶26. On those dates, a cell extraction team entered the plaintiff’s cell while he lay prone
on his bed in the “surrendering ritual” with his hands
behind his back, legs crossed at his ankles and face
turned to the wall. Id. at ¶27. A lieutenant entered the
plaintiff’s cell with his taser drawn, followed by the
cell extraction team officers who placed handcuffs and
leg restraints on the plaintiff, secured him in a restraint chair and escorted him to the nurse’s station
to submit to a hunger strike evaluation. Id. at ¶¶2829. The plaintiff refused treatment and staff returned
him to his cell. Id. at ¶¶29-30. Staff did not use incapacitating agents, electronic control devices or compliance holds during the November 25-26 cell extractions. Id. at ¶30.
The plaintiff alleges that on November 27, 2017,
Captain Baumann (not a defendant) authorized a use
of force to remove the plaintiff from his cell because
The defendants do not dispute this proposed finding
of fact, but the incident report Van Lanen prepared
implies that Kind authorized the use of force on November 28, 2017. Dkt. No. 35-1 at 2.
4
50a
the plaintiff was not willing to report to an on-site
medical appointment for a hunger strike evaluation.
Dkt. No. 59 at ¶31. Van Lanen entered the plaintiff’s
cell with his taser drawn and the cell extraction team
followed him. Id. at ¶33. The cell extraction took place
in the same way it did on November 25 and 26; staff
restrained the plaintiff and took him to the HSU in
the restraint chair, the plaintiff refused treatment
from the nurse and staff returned the plaintiff to his
cell. Id. at ¶¶33-36. Staff did not use incapacitating
agents, electronic control devices or compliance holds
during the November 27 cell extraction.5 Id. at ¶36.
On November 28, 2017, the date of the incident at
issue, Van Lanen told the plaintiff that he would be
required to come out of his cell and report to the
Health Services Unit (HSU) for a wellness check. Dkt.
No. 34 at ¶21. After the plaintiff had refused Van
Lanen’s request multiple times, Van Lanen assembled an extraction team to remove the plaintiff from
his cell. Id. Officer Charles Gulley operated a video
camera for the extraction team.6 Id. at ¶23. Prior to
the extraction, Van Lanen summarized on the video
why the team was going to extract the plaintiff, indicating that the plaintiff was on hunger strike, needed
5 At screening, the court did not allow the plaintiff to
proceed on any claims related to the allegations from
the November 25, 26 and 27, 2017 cell extractions.
Dkt. No. 10 at 11-12. The defendants respond to the
plaintiff’s proposed findings of fact relating to these
dates by asserting what happened on these dates is
immaterial to the allegations on which the court allowed the plaintiff to proceed. Dkt. No. 59 at ¶¶27-36.
6 The defendants submitted the approximately thirtyfive-minute video footage of the incident. Dkt. No. 361, Ex. 1004.
51a
to report to HSU and had refused to leave his cell as
he had done the last four days. Id. at ¶24; Ex. 1004.
Van Lanen stated that the plaintiff had “an extensive
violent history with assigning hits on the streets to
have people killed, assaulting within the prison system and assaulting in general throughout his prison
career.” Ex. 1004 at 00:27-00:38. Van Lanen stated
that Kind had been apprised of the situation; he also
explained that the plaintiff was
very aware of our tactics of entering the cell.
He has his neighbors on his right and left side
telling him the things we are doing when
we’re standing outside that cell to enter that
cell, now it’s become a risk of entering that cell
as Mr. Smith does have his property in that
cell. He has been positioning himself on the
bed but I’m unable to see if he has any weapons made or things like that. So this is Day 5
so Mr. Smith is thinking that we’re going to
[unintelligible] to get him out of his cell. I’m
going to try to get Mr. Smith to come to the
door and cuff up; that’s an important part of
the wellness check is to walk
....
Id. at 00:48-1:29.
Van Lanen stated that the plaintiff had demonstrated the day before that he could walk, but that he
refused to do so. Id. at 1:30-2:45. Van Lanen said that
the extraction team would take all safety precautions
for staff and that they would take the plaintiff out of
the cell to go to HSU for the wellness check. Id. He
stated that the plaintiff had a contraindication to incapacitating agents and that Kind had authorized the
use of incapacitating agents and electronic control
52a
devices. Id. Van Lanen concluded that the team would
not use the restraint chair because the plaintiff was
physically capable of walking and that they would
hopefully gain verbal compliance from the plaintiff to
walk to the HSU. Id.
The extraction team walked to the plaintiff’s cell
and Van Lanen ordered the plaintiff to come to his
door so officers could take him to the HSU. Dkt. No.
34 at ¶27; Ex. 1004 at 02:44 to 03:41. Van Lanen repeated this command many times and advised the
plaintiff that, if he did not comply, officers could use
incapacitating agents to gain his compliance. Dkt. No.
34 at ¶28; Ex. 1004 at 03:41 to 04:21. The plaintiff was
lying on his side, covered with a blanket and sheet,
when he was awakened by Van Lanen’s knock on the
cell door. Dkt. No. 59 at ¶54. The plaintiff uncovered
himself and went into a prone position on his stomach
in the surrendering ritual; he put his hands behind
his back, crossed his legs at the ankles and turned his
face toward the nearest wall. Id.
The plaintiff refused to answer, so Van Lanen directed Gulley to record the cell through the cell window and asked Team Leader Officer Alex Bonis to ask
the plaintiff to comply. Dkt. No. 34 at ¶29; Ex. 1004 at
04:21 to 04:40. Van Lanen again advised the plaintiff
that they would have to employ incapacitating agents
if he did not come to the door, and Van Lanen described the physical effects that the incapacitating
agents would have on the plaintiff. Dkt. No. 34 at ¶30;
Ex. 1004 at 04:57 to 05:10. Van Lanen asked the plaintiff to comply so that officers would not be forced to
issue him a conduct report for his actions and warned
the plaintiff that if officers had to use incapacitating
agents, they would have to conduct a strip search before removing him from his cell. Dkt. No. 34 at ¶31;
53a
Ex. 1004 at 05:10 to 05:50. The first time the plaintiff
moved after going into the surrendering ritual was to
cover his face with a blanket when the cell door trap
was opened. Dkt. No. 51 at ¶57; Ex. 1004 at 6:04.
Van Lanen tried multiple times to gain verbal
compliance without using force, but the plaintiff covered his face to nullify any incapacitating agent officers might use. Dkt. No. 34 at ¶32; Ex. 1004 at 06:00 to
07:00. Van Lanen warned the plaintiff that his property could get damaged if officers used the incapacitating agent. Dkt. No. 34 at ¶33; Ex. 1004 at 07:00 to
07:25. The plaintiff sat up on the bed, covered his
property, laid back down on his bed and covered his
face with a blanket. Dkt. No. 34 at ¶34; Ex. 1004 at
7:45 to 08:20. Van Lanen gave the plaintiff several
more opportunities to comply, but the plaintiff did not
do so; at this point, Van Lanen determined that further verbal communication attempts were futile. Dkt.
No. 34 at ¶35; Ex. 1004 at 08:20 to 08:40.
Van Lanen showed the plaintiff the “Mark IX OC
Phantom Fogger” and gave the plaintiff further opportunities to comply. Dkt. No. 34 at ¶36. The plaintiff
refused and covered his face with bed linen. Id. Van
Lanen sprayed a Mark IX controlled burst into the
plaintiff’s cell. Id.; Ex. 1004 at 08:40 to 08:50.7 Officers
secured the cell’s trap door, and Van Lanen ordered
the plaintiff to comply with a strip search, which the
incarcerated person performs himself. Dkt. No. 34 at
¶37. Bonis took over verbal communication. Id.; Ex.
1004 at 08:50 to 09:00.
The video shows that the single burst was momentary, but several more minutes passed before the
plaintiff came to the cell door.
7
54a
The plaintiff had an adverse reaction to the chemical agents, which resulted in him having an asthma
attack from a pre-existing medical condition that had
caused a contraindication alert to be placed in his
medical file, which Van Lanen knew about before he
used the chemical agent. Dkt. No. 59 at ¶60, Ex. 1004
at 8:45 to 18:00. For a few minutes, the plaintiff
moved around on the floor of the cell, groaning and
coughing; at one point, he sat on the end of the bed,
rolled onto his back with his feet in the air, then rolled
back to a sitting position and onto the floor. Ex. 1004
at 8:45 to 18:00. After a few minutes, the plaintiff complied with Bonis’s repeated orders to perform the strip
search, removed his clothes and presented himself to
be handcuffed before the cell door was opened. Dkt.
No. 34 at ¶38; Ex. 1004 at 14:10 to 16:20. Officers secured the plaintiff in handcuffs and opened the cell
door. Dkt. No. 34 at ¶39; Ex. 1004 at 16:50 to 17:45.
The plaintiff exited the cell completely naked. Dkt.
No. 59 at ¶61; Ex. 1004 at 18:10.
According to the defendants, the plaintiff attempted to use “dead weight tactics” (while in a sitting
position) and kept his legs directly out in front of him.
Dkt. No. 34 at ¶40; Ex. 1004 at 17:50 to 20:00. The
defendants state that after the plaintiff refused multiple directives to stand up and comply, Van Lanen instructed staff to apply compliance holds to the plaintiff’s “hands area” to gain compliance and safely bring
his legs back to apply leg restraints. Dkt. No. 34 at
¶41. Ex. 1004 at 20:00 to 20:45. The defendants also
state that staff applied compression holds and the
plaintiff moved his legs safely under his body to allow
leg restraint application. Dkt. No. 34 at ¶42; Ex. 1004
at 20:45 to 21:15. According to the plaintiff, he did not
use dead weight tactics or refuse directives; he asserts
that he was in a medically weakened condition and
55a
could not move into the position at the requested
speed. Dkt. No. 50 at ¶¶40-41. He states that Van
Lanen and the officers ignored his medical condition
caused by the chemical agents as they applied more
force to his wrists. Id.; Smith Decl. at ¶42; Ex. 1004 at
18:11 to 21:15.
Staff placed a clean towel around the plaintiff’s
groin area for decency. Dkt. No. 34 at ¶43; Ex. 1004 at
21:15 to 21:30. The towel did not cover the plaintiff’s
buttocks, and his buttocks remained exposed during
the escort past other incarcerated persons and staff.
Dkt. No. 59 at ¶64.
According to the defendants, the plaintiff continued attempting to use deadweight tactics by keeping
his legs locked under his buttocks, forcing staff to support his body weight. Dkt. No. 34 at ¶44. Van Lanen
asked the plaintiff multiple times to stand up straight
and walk, as he had just done at the cell door for the
strip search, to minimize the possibility of staff injuries. Id.; Ex. 1004 at 21:30 to 21:47. Van Lanen explained to the plaintiff that if he did not comply, staff
would need to secure his head and arms with escort
holds. Dkt. No. 34 at ¶45. The plaintiff refused to
acknowledge or comply. Id. Van Lanen ordered staff
to secure the plaintiff’s arms and apply compliance
holds on the plaintiff’s hands so the staff member directly behind him could safely secure his head to walk
him backwards.8 Id.; Ex. 1004 at 21:47 to 22:08. As
staff positioned themselves in preparation to apply
8 According to the plaintiff, he was not using deadweight tactics;
he says he could not move at the speed and in the manner demanded by Van Lanen and the officers because he was weakened
from the asthma attack and had yet to recover his strength to
fully support his own weight. Dkt. No. 50 at ¶¶44-45.
56a
the head hold, the plaintiff stated, “alright, alright I’ll
walk.” Dkt. No. 34 at ¶46. Van Lanen had staff reposition themselves to escort the plaintiff. Id.; Ex. 1004
at 22:08 to 22:30.
The plaintiff began walking but he bent forward
at the waist, which put pressure on the shoulder and
back areas of the officers who were holding his arms
during the escort. Dkt. No. 34 at ¶47. Van Lanen continued to ask the plaintiff to straighten up while walking. Id.; Ex. 1004 at 22:30 to 25:30. The plaintiff states
that he leaned forward because he lacked strength to
fully support his own weight. Dkt. No. 50 at ¶47.
As they arrived in the “core area,” Van Lanen offered the plaintiff a decontamination shower, which
the plaintiff refused. Dkt. No. 34 at ¶48; Ex. 1004 at
25:30 to 25:43. Van Lanen directed staff to escort the
plaintiff to the HSU nurse station for medical evaluation. Dkt. No. 34 at ¶49. Nurse Lemens and Nurse
Practitioner Peters offered the plaintiff a medical
evaluation. Id.; Ex. 1004 at 25:45 to 27:00. The plaintiff refused medical evaluation, but Peters thought
that he may have been in respiratory distress and
asked him to raise his head; the plaintiff refused. Dkt.
No. 34 at ¶50; Ex. 1004 at 27:00 to 27:15. Van Lanen
asked Peters if she needed the plaintiff’s head raised
to evaluate the situation, and she said she did. Dkt.
No. 34 at ¶51; Ex. 1004 at 27:15 to 27:25. Van Lanen
directed staff to secure the plaintiff’s head for the evaluation. Dkt. No. 34 at ¶52. Peters determined that the
plaintiff was not in respiratory distress so he could return to a cell. Id.; Ex. 1004 at 27:25 to 28:00.
The plaintiff’s version of this is different. He asserts that Van Lanen directed Bonis to put the plaintiff “into another tactical chokehold,” and that Bonis
“aggressively yanked Smith’s head backwards by his
57a
neck, and held the tactical chokehold longer than necessary.” Dkt. No. 59 at ¶60. The video does not support
the plaintiff’s assertions; it shows an officer briefly
lifting the plaintiff’s head—one hand on his forehead,
the other on his chin—Peters briefly looking at the
plaintiff’s nose while the plaintiff yelled, “I don’t want
it! I don’t want it! I don’t want it!” and Van Lanen telling the plaintiff that they were just trying to wipe his
nose. Ex. 1004 at 23:15 to 28:00.
Officers escorted the plaintiff from the HSU nurse
station to cell 302 and placed him on controlled separation status. Dkt. No. 34 at ¶53; Ex. 1004 at 28:00 to
30:30. When the plaintiff arrived at cell 302, he was
assisted to his knees and staff removed the modesty
towel attached to his restraints. Dkt. No. 59 at ¶71;
Ex. 1004 at 29:30 to 30:30. Staff removed his leg restraints, and the plaintiff entered the cell completely
naked. Id. Officers provided the plaintiff with a cell
that included a working toilet and water, and lighting
for up to twelve hours of reading. Dkt. No. 34 at ¶55.
The parties dispute other conditions of the cell. According to the defendants, the cell was clean and had
adequate ventilation with heat. Id. According to the
plaintiff, cell 302 was “unsanitary” and the ventilation
system did not provide adequate heat. Dkt. No. 50 at
¶55.
Van Lanen informed the plaintiff that he could
have a decontamination shower and soap at any time.
Dkt. No. 34 at ¶56. Van Lanen also told the plaintiff
that he would be back to talk to him about clothing
and other items. Id.; Ex. 1004 at 31:25 to 31:35. After
staff secured the plaintiff in cell 302, Van Lanen had
staff report to the core area for debrief, and he briefed
the camera on the extraction. Dkt. No. 34 at ¶57; Ex.
1004 at 31:36 to 34:10.
58a
According to the defendants, after completing the
camera debrief, Van Lanen went the plaintiff’s cell
and explained what he would need to do to come off
control status. Dkt. No. 34 at ¶58. The defendants
state that the plaintiff was walking around the cell,
refused to listen to Van Lanen’s explanation of how to
come off control and stated that he would make staff
suit up every day until they got a court order for him.
Id. at ¶59. According to the plaintiff, Van Lanen did
not come to speak with him after he completed the debrief. Dkt. No. 50 at ¶58. The plaintiff also states that
he did not need to hear how to come off control status
because he was familiar with control status policy. Id.
at ¶59.
Van Lanen placed the plaintiff into controlled restrictive housing, also known as controlled separation
status. Dkt. No. 59 at ¶73. When incarcerated persons
are placed on control status, all their clothes are taken
away for their own safety and they are offered security
linen (a smock/kilt) for privacy reasons.9 Dkt. No. 34
9 The plaintiff denies this fact because he says the policy states
that incarcerated persons shall be provided with clothing consistent with the level of risk, and that Van Lanen did not articulate the risk the plaintiff posed in control status that warranted
him not to be provided with clothing versus a smock/kilt in any
document. Dkt. No. 50 at ¶60. The plaintiff states that in accordance with policy, he should have had all his normal clothing because no one alleged that he posed a risk to himself or staff. Id.
The plaintiff cites to Wis. Admin. Code §DOC 303.74. That section states in part that a “security supervisor may order into controlled separation any inmate in segregated status who exhibits
disruptive, destructive, or out of control behavior.” Wis. Admin.
Code §DOC 303.74(1). It also states, “(a) The institution shall
provide inmates in controlled separation all of the following: 1.
Clean mattress. 2. Sufficient light by which to read at least 12
59a
at ¶60. Incarcerated persons can always ask for hygiene items, and they will be provided by the staff;
these are not entered on the DOC-112 (Observation of
Inmate) form. Id. at ¶61.
According to the defendants, the plaintiff was offered a smock, a security mat, soap and toilet paper
and he refused to accept any property; he was informed that he could have the property whenever he
wanted. Dkt. No. 34 at ¶62. According to the plaintiff,
Van Lanen and Retzlaff did not offer him a smock, security mat, soap, toilet paper or any property items.
Dkt. No. 50 at ¶62; Dkt. No. 59 at ¶¶77-81. During a
security round check of incarcerated persons around
3:30 p.m. on November 28, 2017, Retzlaff spoke with
the plaintiff. Dkt. No. 59 at ¶82. The plaintiff requested from Retzlaff a smock, clothing, security
mat/mattress, bedding, soap, toilet paper and cleaning supplies or to be moved to a clean cell. Id. at ¶84.
The plaintiff also told Retzlaff that the vent inside the
cell was blowing out cold air and he needed to be
moved to warmer cell. Id. Retzlaff told the plaintiff
that he wanted to speak with Van Lanen before giving
him property or moving him. Id. at ¶¶85-86. Retzlaff
did not return to speak with the plaintiff nor did he
provide the plaintiff with property he requested or
move him to a clean and warm cell. Id. at ¶87.
hours per day. 3. Sanitary toilet and sink. 4. Adequate ventilation and heating. 5. Clothing consistent with the level of risk. 6.
Essential hygiene supplies. 7. Nutritionally adequate meals.”
Wis. Admin. Code §DOC 303.74(2)(a). Finally, it provides: “(b)
While an inmate is acting in a disruptive manner, the institution
shall maintain close control of all property in subd. (a) 1. [Clean
mattress], 5. [Clothing], and 6. [Meals].” Wis. Admin. Code §DOC
303.74(2)(b).
60a
At 3:41 a.m. on November 29, 2017, Lieutenant Wickman (not a defendant) offered the plaintiff
a smock contingent on the plaintiff agreeing to not
refuse to exit his cell to see HSU staff to be evaluated for his hunger strike, but the plaintiff refused
to accept that condition. Dkt. No. 59 at ¶¶92-93.
The plaintiff was placed into control status
on November 28, 2017 at 12:00 p.m. or 12:15 p.m.
Dkt. No. 34 at ¶63. Officers checked on the plaintiff every thirty minutes and noted his activities.
Id. at ¶64; Dkt. No. 37-4. The observation record
indicates that the plaintiff spoke to both Retzlaff
and Wickman at the door of the cell. Dkt. No. 37-4
at 2. It shows that at various times during the
next approximately twenty-three hours, staff observed the plaintiff standing, standing by the door,
sitting on the bed and talking to staff. Dkt. No. 372 at 3-5. Staff removed the plaintiff from control
status at 11:00 a.m. on November 29, 2017. Dkt.
No. 34 at ¶65. The total time spent in control status was about twenty-three hours. Id. at ¶66.
The plaintiff provided Green Bay historical
weather data showing a high temperature of 57°
and a low temperature of 25° on November 28 and
29, 2017, during the time the plaintiff was on control status. Dkt. No. 50 at ¶100. The defendant provided historical weather data showing that the
high was 57° and the low was 39°. Dkt. No. 39-4 at
1. The plaintiff says that he was in a steel cell completely naked with a vent that produced cold air
and asserts that he was extremely cold. Dkt. No.
50 at ¶68.
61a
As discussed above, Van Lanen stated on the
video that one of the reasons for putting together an
extraction team to remove the plaintiff from his cell
was his assaultive behavior within the prison system. Van Lanen repeated this in the incident report
he wrote the day after the extraction, explaining
that on November 28th, he’d talked to the plaintiff
about the need to conduct a cell search and a wellness check, but that “[a]fter several attempts [he]
felt verbal communication was exhausted.” Dkt. No.
35-1 at 2. Van Lanen explained that he’d contacted
Kind and expressed concerns for the plaintiff’s wellness, as well as concern that “[the plaintiff] is aware
of the past four days of entering the cell the same
way and the other offenders on the wing informing
[the plaintiff] of our positioning.” Id. Van Lanen expressed concern for the safety of the staff “if we had
to enter the cell as [the plaintiff] has an assaultive
history with having great bodily harm done to people on the streets while incarcerat[ed] and [the
plaintiff’s] violent history.” Id. He explained that
Kind authorized the use of force, “not limited to Incapacitating agents, Electronic control devices or enter the cell if needed.” Id. Van Lanen also explained
that he’d contacted a nurse in the health services
unit and learned that the plaintiff had a “contra indication to Incapacitating agents.” Id.
The plaintiff disputes that Van Lanen had any information that the plaintiff had ever assaulted any incarcerated person or staff member at Green Bay or
any other prison. Dkt. No. 59 at ¶44. The plaintiff provided Van Lanen’s responses to the plaintiff’s requests
for admission. Dkt. No. 56-1 at 114-131. That document contains the following requests and responses:
62a
17.
Admit that [the plaintiff] have no
record while housed as an inmate within the
Department of Corrections/Division of Adult
Institutions for assaults against an employee.
Response: DENY. Plaintiff’s history of
disruptive conduct, group resistance,
threats, sexual conduct and unpredictable behavior were a concern for staff
safety. Continued refusal to comply with
staff directives causing staff to enter the
cell displays behavior leading up to a set
up for assaultive behavior. At the time of
the incident on 11-28-17, VanLanen
lacked knowledge as to Plaintiff’s behavior at other Institutions.
18.
Admit that [the plaintiff] have no
record while housed as an inmate within the
Wisconsin Department of Corrections Division of Adult Institutions for an assault
against an inmate.
Response: After reasonable inquiry, Defendant VanLanen lacks sufficient
knowledge or information to be able to
ADMIT or DENY this request.
19.
Admit that on November 28, 2017
you (Jay Van Lanen) didn’t have any confirmed information that [the plaintiff] had
ever ass[a]ulted anyone other than has alleged crimes to which he had been convicted
of.
Response: ADMIT but ALLEGE Plaintiff’s history of disruptive conduct, group
resistance, threats, sexual conduct and
63a
unpredictable behavior were a concern
for staff safety.
Continued refusal to comply with staff
directives causing staff to enter the cell
displays behavior leading up to a set up
for assaultive behavior.
Id. at 118-119.
III. Analysis
A. Summary Judgment Standard
“The court shall grant summary judgment if the
movant shows that there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see also
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986); Celotex Corp. v. Catrett, 477 U.S. 317, 324
(1986); Ames v. Home Depot U.S.A., Inc., 629 F.3d 665,
668 (7th Cir. 2011). “Material facts” are those under
the applicable substantive law that “might affect the
outcome of the suit.” See Anderson, 477 U.S. at 248. A
dispute over “material fact” is “genuine” if “the evidence is such that a reasonable jury could return a
verdict for the nonmoving party.” Id.
A party asserting that a fact cannot be, or is, genuinely disputed must support the assertion by:
(A)
citing to particular parts of materials
in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including
those made for purposes of the motion only),
admissions, interrogatory answers, or other
materials; or
(B)
showing that the materials cited do
not establish the absence or presence of a
64a
genuine dispute, or that an adverse party cannot produce admissible evidence to support
the fact.
Fed. R. Civ. P. 56(c)(1). “An affidavit or declaration
used to support or oppose a motion must be made on
personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated.”
Fed. R. Civ. P. 56(c)(4).
Summary judgment is proper “against a
party who fails to make a showing sufficient to establish the existence of an element essential to
that party’s case, and on which that party will bear
the burden of proof at trial.” Celotex Corp. v.
Catrett, 477 U.S. at 322. To survive a motion for
summary judgment, a non-moving party must
show that sufficient evidence exists to allow a jury
to return a verdict in its favor. Brummett v. Sinclair Broad. Grp., Inc., 414 F.3d 686, 692 (7th Cir.
2005).
When considering a motion for summary
judgment, the court “draw[s] all reasonable factual
inferences in the light most favorable to . . . the
party that did not move for summary judgment.”
Watters v. Homeowners’ Ass’n at Preserve at
Bridgewater, No. 19-3499, 2022 WL 4128529, at *1
(7th Cir. Sept. 12, 2022) (citation omitted).
B. Discussion
1. Excessive Force Claims
“After incarceration, only the ‘“unnecessary and
wanton infliction of pain”‘ constitutes cruel and unusual punishment forbidden by the Eighth
65a
Amendment.” Ingraham v. Wright, 430 U.S. 651, 670
(1977) (quoting Estelle v. Gamble, 429 U.S. 97, 103
(1976)). “What is necessary to establish an ‘unnecessary and wanton infliction of pain,’ . . . varies according to the nature of the alleged constitutional violation.” Hudson v. McMillian, 503 U.S. 1, 5 (1992) (quoting Whitley v. Albers, 475 U.S. 312, 320 (1986)). In
cases involving the use of excessive force, the question
is “whether force was applied in a good-faith effort to
maintain or restore discipline, or maliciously and sadistically to cause harm.” Id. at 7. Factors for courts
to consider in determining whether the use of force
was wanton and unnecessary include “the need for an
application of force, the relationship between that
need and the amount of force used, the threat ‘reasonably perceived by the responsible officials,’ and ‘any
efforts made to temper the severity of a forceful response.’” Id. (quoting Whitley, 475 U.S. at 321).
Not “every malevolent touch by a prison guard
gives rise to a federal cause of action.” 503 U.S. at 9.
“The use of de minimis force, so long as it ‘is not of a
sort repugnant to the conscience of mankind,’ is not of
Eighth Amendment concern.” Lewis v. Downey, 581
F.3d 467, 475 (7th Cir. 2009) (quoting Hudson, 503
U.S. at 9-10). On the other hand, there is no requirement that a plaintiff must allege a “significant injury”
to state an excessive force claim. Wilkins v. Gaddy,
559 U.S. 34, 37 (2010) (citing Hudson, 503 U.S. at 7).
“When prison officials maliciously and sadistically use
force to cause harm, contemporary standards of decency always are violated. This is true whether or not
significant injury is evident.” Hudson, 503 U.S. at 9.
“A court should not recreate the disapproved ‘significant injury’ requirement by classifying all consequences it deems ‘insignificant’ as de minimis harms.”
Guitron v. Paul, 675 F.3d 1044, 1046 (7th Cir. 2012).
66a
A judgment of imprisonment strips a prisoner
of th[e] right to be let alone, and many other
interests as well. See Hudson v. Palmer, 468
U.S. 517 . . . (1984). Custodians must be able
to handle, sometimes manhandle, their
charges, if a building crammed with disgruntled people who disdain authority (that’s how
the prisoners came to be there, after all) is to
be manageable. When a physical injury occurs
as the result of force applied in the course of
prison operations . . . , the courts should approach the matter as Whitley and Hudson v.
McMillian direct, rather than trying to classify injuries as de minimis.
Id.
Because “[i]njury and force . . . are only imperfectly correlated,” it is the force “that ultimately
counts.” Wilkins, 559 U.S. at 38. Put another way,
“pain, not injury, is the barometer by which we measure claims of excessive force.” Lewis, 581 F.3d at 475
(citing Hudson, 503 U.S. at 9). “What matters—and
what will generally be the decisive factor in cases such
as this—is the mindset of the individual applying the
force.” Id. at 476.
In evaluating the state of mind of the person applying the force, a court must consider the circumstances in which the force was applied. Prisons, like
jails, “are dangerous places, and it is without rational
dispute that security officials are justified in maintaining decorum and discipline among inmates to
minimize risks to themselves and other prisoners.”
Lewis, 581 F.3d at 476 (citing Bell v. Wolfish, 441 U.S.
520, 546 (1979)). Given that, the Seventh Circuit has
explained the importance of incarcerated persons following orders:
67a
Orders given must be obeyed. Inmates cannot
be permitted to decide which orders they will
obey, and when they will obey them . . . . Inmates are and must be required to obey orders. When an inmate refuse[s] to obey a
proper order, he is attempting to assert his authority over a portion of the institution and its
officials. Such refusal and denial of authority
places the staff and other inmates in danger.
Lewis, 581 F.3d at 476-77 (quoting Soto v. Dickey, 744
F.2d 1260, 1267 (7th Cir. 1984)).
When an order is given to an inmate there are
only so many choices available to the correctional officer. If it is an order that requires action by the institution, and the inmate cannot
be persuaded to obey the order, some means
must be used to compel compliance, such as a
chemical agent or physical force. While [some
have] suggested that rather than seek to enforce orders, it was possible to leave the inmate alone if he chooses not to obey a particular order, and wait him out, experience and
common sense establish that a prison cannot
be operated in such a way.
Discipline in a maximum security correctional
institution no doubt is difficult, but it is essential if the prison is to function and provide for
the case, safety and security of the staff and
inmates. Services to provide food, clothing,
health, medical, cleaning, laundry and all
other services would come to end without discipline. Mob rule would take over. There
would not, and could not, be any protection for
staff or inmates.
68a
Soto, 744 F.2d at 1267.
“Prison administrators . . . should be accorded
wide-ranging deference in the adoption and execution
of policies and practices that in their judgment are
needed to preserve internal order and discipline and
to maintain institutional security.” Hudson, 503 U.S.
at 6 (internal citations and quotations omitted.) See
also Soto, 744 F.2d at 1269 (according prison officials
wide-ranging deference to adopt and execute policies
“needed to preserve internal order and discipline”).
“[P]rison guards may use chemical sprays when reasonably necessary to subdue recalcitrant prisoners,
for orders must be obeyed, and there are only so many
choices available to correctional officers when inmates
refuse.” Kervin v. Barnes, 144 F. App’x 551, 552 (7th
Cir. 2005) (citing Soto, 744 F.2d at 1267; Stringer v.
Rowe, 616 F.2d 993, 998 (7th Cir. 1980)).
In the case of a hunger strike, prison administrators have additional obligations. The Seventh Circuit
has held that while “[f]ree people who are sane have a
liberty interest in refusing life-saving treatment . . .
and likewise in refusing to eat,” incarcerated persons
either “don’t have such an interest, or it is easily overridden.” Freeman v. Berge, 441 F.3d 543, 546 (7th Cir.
2006).
The reasons are practical. (No longer
does one hear that prisoners must not be
allowed to evade punishment by killing
themselves and thus “cheating the gallows.”) If prisoners were allowed to kill
themselves, prisons would find it even
more difficult than they do to maintain
discipline, because of the effect of a suicide in agitating the other prisoners.
Prison officials who let prisoners starve
69a
themselves to death would also expose
themselves to lawsuits by the prisoners’
estates. Reckless indifference to the risk
of a prisoner’s committing suicide is a
standard basis for a civil rights suit. E.g.,
Boncher ex rel. Boncher v. Brown County,
272 F.3d 484 (7th Cir 2001).
*****
So at some point in [the appellant’s] mealskipping the prison doctors would have had a
duty and certainly a right to step in and force
him to take nourishment. Knowing this, the
prison has a policy of requiring a prisoner who
has skipped all his meals for three consecutive
days to be inspected by employees of the
prison’s health service to make sure he isn’t
seriously endangering his health.
Id. at 547.
The defendants argue that the force they used on
November 28, 2017 was a good-faith attempt to get
the plaintiff to comply with the order to come to the
door of his cell, rather than a malicious and sadistic
attempt to cause the plaintiff harm. The record evidence fully supports this argument. The plaintiff had
been on a hunger strike for almost fifty days. In the
four days prior to November 28, 2017, he had refused
to leave his cell to go to the wellness check appointment, forcing officers to enter his cell and take him to
the appointments (and when he arrived at the appointments, the plaintiff had refused the wellness
checks). On November 28, 2017, the plaintiff refused
for a fifth day to go to the appointment. The video
shows that the defendants—particularly Van Lanen
70a
and Bonis—tried repeatedly to get the plaintiff to
come to the cell door on his own. After Van Lanen told
the plaintiff that he needed to come to the cell door,
Van Lanen and then Bonis repeated the order over
and over. They explained to him the consequences of
his failure to comply with the order—they could be
forced to use incapacitating agents, they could be
forced to write the plaintiff a conduct report, if
sprayed the plaintiff would have to undergo a strip
search and be put on control status, that the spray
could damage the plaintiff’s property. Van Lanen told
the plaintiff that he was aware that the plaintiff had
a medical contraindication for incapacitating spray
and told the plaintiff—several times—that he did not
want to be forced to use the spray. Van Lanen described the physical effects of incapacitating agents on
a person’s body. The only effect of any of this ordering,
pleading, persuading and reasoning was to cause the
plaintiff to put his bed linens over his face and to cover
up his property.
Eventually, the defendants released a single,
swift burst of incapacitating agent through the meal
trap in the cell door. The plaintiff reacted to the incapacitating agent by moving to the floor, coughing,
groaning, moving around on the floor and the bed. But
it took him several minutes to comply with orders to
remove his clothes and come to the cell door. Bonis
and Van Lanen repeatedly told the plaintiff that the
sooner he removed his clothes and came to the door,
the sooner the discomfort would be over with and he
could get a shower.
Eventually, the plaintiff removed his clothes and
came to the door. He turned around and put his hands
through the trap to be cuffed. The officers then opened
the cell door, restrained the plaintiff’s legs and
71a
positioned a towel over his groin area. It appears from
the video that the plaintiff was not making efforts to
support himself; he and the defendants dispute
whether he was deliberately making himself a dead
weight so that it would be harder for officers to restrain him and take him to the health services staff.
Either way, Van Lanen reacted only by repeatedly advising the plaintiff to stand up, so that the officers
would not be forced to make him walk backward or to
use compliance holds. Van Lanen warned the plaintiff
when he was going to direct officers to use compliance
holds; at least once, as officers were positioning themselves to apply a head hold, the plaintiff obviated the
need for the hold by agreeing that he would walk. The
officers supported the plaintiff’s weight all the way
down the hall to the health services unit. They supported him during the brief interaction with the
health services staff; as the court has noted, at one
point, one officer held the plaintiff’s head by the forehead and chin so that the nurse could inspect his nose
(and so that Van Lanen could wipe it). The video
shows no chokeholds, no dragging the plaintiff by the
neck.
Nothing in the almost thirty-five-minute video of
the November 28, 2017 incident shows any evidence
of malicious or sadistic behavior by any of the officers
involved. Van Lanen and Bonis tried multiple forms
of reasoning to convince the plaintiff to follow the order to come to the cell door of his own volition. Only
when several forms of reasoning failed did they utilize
one burst of incapacitating spray and compliance
holds on the plaintiff’s legs (to apply restraints) and
his arms (to move him down the hallway). See Scott v.
Harris,550 U.S. 372, 380-81 (2007) (where a reliable
videotape clearly captures an event in dispute and
blatantly contradicts one party’s version of the event
72a
so that no reasonable jury could credit that party’s
story, the court should not adopt that party’s version
of the facts for the purpose of ruling on motion for
summary judgment). After viewing the video, no reasonable jury could conclude that the defendants acted
maliciously and sadistically, rather than with the
level of force necessary to get the plaintiff to comply
with their reasonable orders.
The plaintiff’s argument goes beyond the assertion that officers maliciously used an incapacitating
agent, chokeholds and other malicious force to remove
him from the cell. He contends that the decision to require him to come to his cell door so that he could walk
to the HSU to refuse treatment was unreasonable and
against DOC policy. The plaintiff believes that DOC
policy required HSU staff to come to his cell “face-toface” so he could refuse treatment, because he was in
segregation and unwilling to leave his cell. Policy
500.30.54, §VIII(L) says that an incarcerated person
who refuses treatment must report to an appointment
to do so. Dkt. No. 37-2 at 11. It says that for those incarcerated patients who are unable or unwilling to report to the appointment site, the advanced care provider or nurse “shall see the inmate patient face-toface” to fill out the refusal of care form. Id. The policy
does not explicitly prevent security staff from requiring an incarcerated person to walk to the HSU to refuse treatment. But even if Van Lanen’s decision to
require the plaintiff to walk to the HSU violated DOC
policy, a violation of prison policy does not equate to a
violation of the plaintiff’s constitutional rights. See
Williams v. Mierzejewski, 401 F. App’x 142, 144 (7th
Cir. 2010) (“Prison procedures themselves are not substantive liberty or property interests that are protected by due process, see Shango v. Jurich, 681 F.2d
1091, 1100-01 (7th Cir. 1982), and a violation of state
73a
laws or regulations is not a basis for a federal civil
rights suit, see Guajardo-Palma v. Martinson, 622
F.3d 801, 806 (7th Cir. 2010); Domka v. Portage Cnty.,
Wis., 523 F.3d 776, 784 (7th Cir. 2008)”).
The plaintiff asserts that because on previous
days when he’d refused to go to the wellness appointment either an HSU staff member had come to the cell
or he had been removed from the cell without the use
of incapacitating agents or electronic devices or compliance holds, the decision to do something different
on November 28, 2017 was unreasonable and thus involved excessive force. He implies that the defendants
should have continued sending an HSU staff member
to the cell door, or continued entering his cell and removing him via the restraint chair, indefinitely and
thus avoided using the incapacitating agent. But Van
Lanen explained in the video, and in his incident report, his concerns with following that course of conduct. He believed—accurately or inaccurately—that
the plaintiff had a history of problematic behavior. On
the video and in the report he referenced assaults in
prison; in the discovery responses he referenced “disruptive” and “unpredictable” behavior. The plaintiff
had learned over the previous four days the staff’s routine for removing him from his cell, with help from his
neighbors to the right and left of him. Van Lanen was
concerned that entering the plaintiff’s cell, where the
plaintiff had his property, was becoming more and
more risky for staff given the plaintiff’s familiarity
with the routine. And, as Van Lanen noted, the plaintiff’s ability, or lack of ability, to walk was part of the
wellness check.
More to the point, as an incarcerated person, the
plaintiff did not have the authority to dictate how the
prison staff should maintain security and order. The
74a
plaintiff was required to comply with Van Lanen’s and
Bonis’s orders to come to his cell door, whether he
agreed with their orders or their reasoning. Van
Lanen and Bonis gave him multiple chances to do so
and advised him of the consequences of his failure to
comply. Once it was clear that the plaintiff was not
going to comply of his own volition, he did not get to
choose how the officers gained his compliance, nor did
he have a constitutional or other right to insist that
they ignore his refusal to comply. Chemical agents
may be used against prisoners who refuse to follow orders, although such force should not be “exaggerated
or excessive” and should generally follow “adequate
warning[s].” Soto, 744 F.2d at 1270-71.
Nor does the fact that Van Lanen knew that the
plaintiff had a contraindication to incapacitating
agents show that the defendants used excessive force
against him. Van Lanen told the plaintiff that he
knew about the contraindication. He (and Bonis) provided the plaintiff with multiple opportunities to
avoid being subjected to the incapacitating agent. The
plaintiff could have complied with the order to come
to the cell door and avoided being exposed to the
spray, presumably avoiding the ensuing asthma attack. After the asthma attack, when the officers took
him to the nursing station, the plaintiff refused examination and treatment, shouting repeatedly that he
didn’t want it. Van Lanen’s telling the plaintiff that
he knew of the contraindication was not malicious and
sadistic; it was an effort to get the plaintiff to comply
with Van Lanen’s orders without forcing Van Lanen
75a
to use the spray that could (and did) cause an asthma
attack.10
Kind approved the use of an incapacitating agent
based on the information Van Lanen provided. There
is no evidence that Kind acted maliciously or sadistically. Van Lanen used the incapacitating agent (after
giving the plaintiff multiple warnings and opportunities to comply with his orders) to gain the plaintiff’s
compliance with his orders, not to maliciously and sadistically harm him; the video demonstrates that Van
Lanen and Bonis were trying to avoid having to use
the spray and avoid harming the plaintiff. The court
will grant the defendants’ motion for summary judgment as to the plaintiff’s excessive force claims
against Kind and Van Lanen.
Bonis, Diedrick, Meyer and Van Lanen worked together to restrain the plaintiff and escorted him to the
HSU, then to his cell in control status. The video
demonstrates that the defendants exhibited patience
and professionalism while restraining the plaintiff
and escorting him down the hallway. Although the
plaintiff states that officers used chokeholds, the video
does not support this assertion. After viewing the
video, a reasonable fact finder could not conclude that
the defendants used excessive force in restraining the
plaintiff, escorting him to the HSU or while he was in
the HSU. The court will grant the defendants’ motion
10 “Asthma, depending on its degree, can be a serious medical
condition.” Garvin v. Armstrong, 236 F.3d 896, 898 (7th Cir.
2001). While the video reflects the plaintiff coughing and groaning, and with spit coming out of his mouth, there is no indication
that he was unable to breathe during the incident.
76a
for summary judgment on the plaintiff’s excessive
force claim against Bonis, Diedrick and Meyer.11
2. Conditions of Confinement Claim
To establish a constitutional violation with respect to prison living conditions, the plaintiff must be
able to demonstrate that both: (1) the conditions were
so adverse that they deprived him “of the minimal civilized measure of life’s necessities” (the objective
prong) and (2) the defendant acted with deliberate indifference with respect to the conditions (the subjective prong). Townsend v. Fuchs, 522 F.3d 765, 773 (7th
Cir. 2008) (quoting Farmer v. Brennan, 511 U.S. 832,
834 (1994)). The necessities of life include “reasonably
adequate ventilation, sanitation, bedding, hygienic
materials, and utilities.” Gray v. Hardy, 826 F.3d
1000, 1005 (7th Cir. 2016) (quoting Lewis v. Lane, 816
F.2d 1165, 1171 (7th Cir. 1987)). Although “extreme
11 The plaintiff has asserted that he was walked down the cell
block hallway naked in front of other inmates and staff. This is
not a claim of excessive force, but a strip search may violate the
Eighth Amendment “if it is ‘conducted in a harassing manner intended to humiliate and cause psychological pain.’” May v.
Trancoso, 412 F. App’x 899, 902-03 (7th Cir. 2011) (quoting Mays
v. Springborn, 575 F.3d 643, 649 (7th Cir. 2009)). There is no
evidence that the strip search, or the walk down the cell block
hallway, was conducted to harass or humiliate the plaintiff or to
cause him psychological pain. Had he complied with Van Lanen’s
order to come to the cell door and to walk with the officers to the
HSU staff, the plaintiff would not have been required to take his
clothes off or to walk naked down the hallway. He was required
to remove his clothes because they were contaminated with the
incapacitating agent. And although the plaintiff was naked for
the walk from his cell to the medical staff, the defendants provided him with a towel to cover his groin area and were grouped
tightly around his sides and rear as the group moved down the
hallway.
77a
deprivations are required,” Delaney v. DeTella, 256
F.3d 679, 683 (7th Cir. 2001), and “routine discomfort[s]” are not enough to state a conditions of confinement claim, Hudson, 503 U.S. at 9, “[s]ome conditions
. . . may establish an Eighth Amendment violation in
combination when each alone would not do so,” and
other conditions that may not be sufficiently serious
for a short period of time “can become an Eighth
Amendment violation . . . if endured over a significant
time.” Gray, 826 F.3d at 1005 (citations omitted). “Deliberate indifference . . . means that the official knew
that the inmate faced a substantial risk of serious
harm, and yet disregarded that risk by failing to take
reasonable measures to address it.” Townsend, 522
F.3d at 773. Establishing that an official acted negligently is not enough to show a constitutional violation. “Instead, the inmate must show that the official
received information from which the inference could
be drawn that a substantial risk existed, and that the
official actually drew the inference.” Id.
The defendants contend that the plaintiff’s conditions of confinement claim fails as a matter of law.
Dkt. No. 33 at 19. They assert that Van Lanen offered
the plaintiff a smock, security mat, soap and toilet paper but that the plaintiff refused to accept any property; they say that the plaintiff was informed that he
could have the property whenever he wanted. Dkt. No.
34 at ¶62. The plaintiff denies that Van Lanen offered
him a smock, security mat, soap, toilet paper or any
property items. Dkt. No. 50 at ¶62; Dkt. No. 59 at
¶¶77-81.
Van Lanen placed the plaintiff in the cell at
around 12:30 p.m. on November 28. Dkt. No. 37-4 at
2. Around 3:30 p.m. the same day, the plaintiff requested from Retzlaff a smock, clothing, security
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mat/mattress, bedding, soap, toilet paper and cleaning supplies or to be moved to a clean cell. Dkt. No. 59
at ¶84. The plaintiff also told Retzlaff that the vent
inside the cell blew cold air and he needed to be moved
to a warmer cell. Id. Retzlaff told the plaintiff that he
wanted to speak with Van Lanen before giving him
property or moving him. Id. at ¶¶85-86. Retzlaff did
not return to speak with the plaintiff on November 28,
2017, nor did he provide the plaintiff with property he
requested or move him to a different cell. Id. at ¶87.
About twelve hours later—at 3:41 p.m. on November 29—another officer offered the plaintiff a smock
on the condition that he not refuse to leave his cell to
see HSU staff to be evaluated for his hunger strike,
but the plaintiff did not accept the smock. Id. at ¶¶9293.
The plaintiff was in the cell for twenty-two hours
and forty-five minutes. Dkt. No. 37-4 at 1. He provided
the court with declarations from three other persons
incarcerated at Green Bay, attesting to cold temperatures. Dkt. No. 53 (declaration of William Jones); Dkt.
No. 54 (declaration of Michael Henderson, attesting
that it was very cold in the cells on the night of November 28, 2017); Dkt. No. 55 (declaration of Tommie
Carter, attesting that it was very cold in the cells the
night of November 28, 2017). One of those individuals
also attested that the cell had not been cleaned after
the last person had vacated it. Dkt. No. 55 at ¶12.
The inmate observation form has a place on the
first page for the identification of “initial property”
and any property changes. Dkt. No. 37-4 at 1. Under
“initial property,” someone has marked the boxes for
“Suicide-resistant clothes” and “Security mat.” Id. The
form indicates that a member of the security staff
marked those boxes. Id. There is no indication that
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there was any property change while the plaintiff was
in the cell. The plaintiff points out that in discovery,
Van Lanen said it was his practice to put a security
smock or clothing in the red security box attached to
the lower trap of a cell if an inmate refuses or declines
clothing, but that Van Lanen did not do that on November 28, 2017. Dkt. No. 59 at ¶¶80-81 (citing Dkt.
No. 39-3 at 4-5).
The plaintiff has raised a genuine issue of material fact as to whether the conditions in his cell while
he was on control status deprived him of the minimal
civilized measure of life’s necessities. According to the
plaintiff, he “was completely nude, had no mattress,
bedding, toilet paper, soap, washcloth, and the cell
had poor ventilation that did not produce warmth, and
it was unclean.” Dkt. No. 49 at 31. The defendants assert that the plaintiff was offered some of these items
but refused them, and that it wasn’t extremely cold
when the plaintiff was in the cell. The Seventh Circuit
has held that an incarcerated person who alleged that
he had been exposed to extreme cold for eighteen
hours with no access to clothing arguably presented a
genuine issue of material fact as to “whether the duration and severity of the cold in [his] cell was serious
enough to implicate the Eighth Amendment.” Flores
v. O’Donnell, 36 F. App’x at 204, 206-07 (7th Cir.
2002). If the plaintiff was naked in an extremely cold
cell for almost twenty-three hours, without clothing,
bedding and hygiene items, that could amount a constitutional violation.
But a reasonable factfinder could not conclude
that Van Lanen or Retzlaff knew the plaintiff was at
a substantial risk of serious harm. Before Van Lanen
placed the plaintiff in the control cell, he offered the
plaintiff a shower (to clean off the contaminating
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spray); the plaintiff refused the shower and refused
treatment from HSU staff. Van Lanen put the plaintiff in a cell that had running water and a toilet. About
three hours later, the plaintiff asked Retzlaff for property items including clothing and a mattress, told
Retzlaff he was cold and that the vent in his cell blew
cold air and asked to be moved to a clean cell. Retzlaff
told the plaintiff he would ask Van Lanen, but Retzlaff
never returned. About twelve hours after that, Lieutenant Wickman offered the plaintiff a smock, which
the plaintiff refused because Wickman conditioned it
on the plaintiff agreeing to not refuse to exit his cell to
see HSU staff. It is undisputed that during the plaintiff’s twenty-three hours on control status, staff
checked on him every thirty minutes; several noted
that he talked with them. Dkt. No. 37-4. The plaintiff
has not averred that he asked any of the officers who
checked on him for clothing or soap, told them he was
cold or requested medical attention.12 Nor does the
plaintiff state that he changed his mind about accepting Wickman’s conditional offer of a smock.
The plaintiff encourages the court to deduce from
the fact that Van Lanen and Retzlaff did not follow up
with him that they intentionally subjected him to being naked in a cold, dirty cell with no hygiene items
for twenty-three hours. Dkt. No. 49 at 31. Given the
fact that immediately after the extraction incident,
Van Lanen offered the plaintiff a shower and took him
to see medical staff, and that the observation form indicates that the plaintiff was given suicide-resistant
12 While the defendants state that inmates can always ask for
hygiene items, dkt. no. 34 at ¶61, they do not state whether the
plaintiff could have been provided clothing or bedding while on
control status.
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clothing and a security mat, the evidence does not
fully support this deduction. But even viewing the evidence in the light most favorable to the plaintiff and
assuming that Van Lanen and Retzlaff both knew the
cell was very cold, knew it was dirty and knew that
the plaintiff had changed his mind about washing, the
plaintiff has not alleged a constitutionally cognizable
harm resulting from their actions.
A plaintiff must do more than “demonstrate a triable fact with respect to the conditions he faces; he
must also show that he suffered some cognizable harm
from [those conditions], and that the [defendant’s] deliberate indifference caused that harm.” Gray, 826
F.3d at 1006. The plaintiff alleges that he lost sleep
that night, dkt. no. 49 at 31, and he says that standing
on his feet,13 completely nude with cold air coming in
for twenty-three hours “undoubtedly caused [him]
pain,” dkt. no. 49 at 32. Lost sleep and discomfort, or
speculative pain, does not rise to the level of a constitutionally recognizable injury. Two of the incarcerated
persons who provided declarations indicated that
when they first tried to speak to the plaintiff while he
was in controlled separation, he asked them to give
him a minute because he was in pain from the asthma
attack caused by the chemical spray. Dkt. No. 54 at
¶10; Dkt. No. 55 at ¶8. But Van Lanen took the plaintiff to the medical staff; he could have asked for examination and treatment for the asthma attack but insisted—repeatedly and loudly—that he did not want
it.
13 The observation sheet indicates that there was a bed in the
cell, because some of the officers who checked on the plaintiff described him as sitting on the bed. Dkt. No. 37-4 at 3.
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The plaintiff has not demonstrated that Van
Lanen and Retzlaff were deliberately indifferent to a
serious risk of harm. The court will grant summary
judgment in their favor on the conditions-of-confinement claim.
IV. Conclusion
The court GRANTS the defendants’ motion for
summary judgment. Dkt. No. 32.
The court DISMISSES this case. The clerk will
enter judgment accordingly.
This order and the judgment to follow are final. A
dissatisfied party may appeal this court’s decision to
the Court of Appeals for the Seventh Circuit by filing
in this court a notice of appeal within thirty days of
the entry of judgment. See Federal Rules of Appellate
Procedure 3, 4. This court may extend this deadline if
a party timely requests an extension and shows good
cause or excusable neglect for not being able to meet
the thirty-day deadline. See Fed. R. App. P. 4(a)(5)(A).
Under limited circumstances, a party may ask
this court to alter or amend its judgment under Federal Rule of Civil Procedure 59(e) or ask for relief from
judgment under Fed. R. Civ. P. 60(b). Any motion under Fed. R. Civ. P. 59(e) must be filed within twentyeight days of the entry of judgment. The court cannot
extend this deadline. See Fed. R. Civ. P. 6(b)(2). Any
motion under Fed. R. Civ. P. 60(b) must be filed within
a reasonable time, generally no more than one year
after the entry of the judgment. The court cannot extend this deadline. See Fed. R. Civ. P. 6(b)(2).
The court expects parties to closely review all applicable rules and determine, what, if any, further action is appropriate in a case.
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Dated in Milwaukee, Wisconsin this 23rd day of
September, 2022.
BY THE COURT:
HON. PAMELA PEPPER
Chief United States District Judge
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APPENDIX D
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
ANTONIO MARQUES
SMITH,
Plaintiff,
v.
JOHN KIND, JAY VAN
LANEN, TIMOTHY
RETZLAFF, ALEXANDER
BONIS, JOHN DIEDIRCK,
COLE MEYER, SCOTT M.
ECKSTEIN, STEVE
SCHUELER, CPT. CUSHING, LT. KOEHLER, SGT.
DUPONT, SGT. FRIDEL,
SGT. ROZMARYNOSKI, CO
GOMM, CO JOHNSON, CO
GULLEY, CO BOWMAN,
CO MCDONOUGH, CO
YANG, SUSAN PETERS,
JEAN LUTSEY, KATHY
LEMENS, JOHN AND
JANE DOE ADMINISTRATORS, LT. LARSON, and
JANE DOE NURSE,
Defendants.
JUDGMENT IN A
CIVIL CASE
Case No. 18-cv1569-pp
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Jury Verdict. This case came before the court
for a trial by jury. The parties have tried the issues,
and the jury has rendered its verdict.
Decision by Court. This case came before the
court, the court has decided the issues, and the court
has rendered a decision.
THE COURT ORDERS AND ADJUDGES that
the plaintiff’s complaint, filed under 42 U.S.C. §1983
and alleging that the defendants violated his civil
rights, is DISMISSED.
THE COURT ORDERS that the motion for summary judgment filed by defendants Kind, Van Lanen,
Retzlaff, Bonis, Diedirck and Meyer is GRANTED.
Dkt. No. 32. The other defendants were previously
dismissed.
THE COURT ORDERS that this case is DISMISSED.
Approved and dated in Milwaukee, Wisconsin this
23rd day of September, 2022.
BY THE COURT:
HON. PAMELA PEPPER
Chief United States District Judge
GINA M. COLLETTI
CLERK OF THE COURT
s/ Cary Biskupic
(by) Deputy Clerk
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APPENDIX E
United States Court of Appeals
For the Seventh Circuit
Chicago, Illinois 60604
September 2, 2025
Before
DAVID F. HAMILTON, Circuit Judge
MICHAEL Y. SCUDDER, Circuit Judge
JOHN Z. LEE, Circuit Judge
No. 22-2870
ANTONIO M. SMITH,
Plaintiff-Appellant,
v.
Appeal from the United
States District Court for
the Eastern District of
Wisconsin.
No. 2:18-cv-01569-PP
JOHN KIND, et al.,
Defendants-Appellees.
Pamela Pepper, Chief
Judge.
ORDER
Plaintiff-appellant filed a petition for rehearing
and rehearing en banc on July 9, 2025. No judge in
regular active service has requested a vote on the petition for rehearing en banc. Judges Scudder and Lee
voted to deny panel rehearing; Judge Hamilton voted
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to grant panel rehearing. Accordingly, the petition for
rehearing en banc is DENIED.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.