Amicus Curiae Brief — Lynk Labs, Inc., Petitioner v. Samsung Electronics Co., Ltd., et al.
Supreme Court briefDec 3, 2025
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No. 25-308
IN THE
LYNK LABS, INC.,
v.
Petitioner,
SAMSUNG ELECTRONICS COMPANY, LTD. ET AL.,
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE FEDERAL
CIRCUIT
AMICI CURIAE BRIEF OF
INTELLECTUAL PROPERTY AND
INNOVATION SCHOLARS IN SUPPORT OF
PETITIONER
Raffi Melkonian
Counsel of Record
Josh Woods
Eric B. Boettcher
WRIGHT CLOSE BARGER & GUZMAN LLP
One Riverway, Suite 2200
Houston, Texas 77056
(713) 572-4321
melkonian@wrightclosebarger.com
ii
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................... iv
INTERESTS OF AMICI AND
RULE 37.6 DISCLOSURE ......................................... 1
SUMMARY OF ARGUMENT .................................... 3
ARGUMENT ............................................................... 7
I.
The Law Of Statutory Interpretation
Increasingly Emphasizes Adherence To
Text. .................................................................. 7
II.
Properly-Applied Textualism Neatly
Resolves This Case......................................... 10
III.
A.
The Meaning Of This Statutory
Language Does Not Turn On
Case-Specific Facts.............................. 11
B.
Using The Tools Of Textual
Analysis, Section 311(b) Excludes
Still-Pending Patent Applications ...... 11
1.
Established Principles Of
Textualism Require
Reversal. ................................... 12
2.
The Federal Circuit
Deviated From Textualist
Principles .................................. 18
This Case Presents An Important Issue
Of Interpretation And This Court’s
Guidance Will Be Impactful. ......................... 20
iii
A.
The Published Circuit Decision
Below Will Affect Cases Having
National Importance. .......................... 21
B.
The Clarity Of The Error Below
Provides An Opportunity For
Impactful Guidance. ............................ 23
CONCLUSION ......................................................... 25
iv
TABLE OF AUTHORITIES
Cases
Addison v. Holly Hill Fruit Prods.,
322 U.S. 607 (1944) ................................................ 9
Azar v. Allina Health Servs, Inc.,
587 U.S. 566 (2019) ................................................ 8
Bd. of Governors of Fed. Rsrv. Sys. v. Dimension Fin.
Corp.,
474 U.S. 361 (1986) .................................... 8, 19, 20
Bittner v. United States,
598 U.S. 85 (2023) ............................................ 7, 16
City of Chicago, Illinois v. Fulton,
592 U.S. 154 (2021) ........................................ 16, 17
Cocona, Inc. v. VF Outdoor, LLC,
No. 16-CV-02703-CMA-MLC, 2018 WL 10910847
(D. Colo. Mar. 19, 2018) ....................................... 22
Dubin v. United States,
599 U.S. 110 (2023) ................................................ 8
Erlenbaugh v. United States,
409 U.S. 239 (1972) .............................................. 13
Fischer v. United States,
603 U.S. 480 (2024) .......................................... 7, 17
FTC v. Simplicity Pattern Co.,
360 U.S. 55 (1959) .................................................. 9
v
Garland v. Cargill,
602 U.S. 406 (2024) ................................................ 7
Holy Trinity Church v. United States,
143 U.S. 457 (1892) ................................................ 9
Ingenico Inc. v. IOENGINE, LLC,
136 F.4th 1354 (Fed. Cir. 2025) ........................... 20
Kroy IP Holdings, LLC v. Groupon, Inc.,
146 F.4th 1360 (Fed. Cir. 2025) ........................... 22
Lackey v. Stinnie,
604 U.S. 192 (2025) ................................................ 9
Lockhart v. United States,
577 U.S. 347 (2016) ................................................ 8
Loper Bright Enters. v. Raimondo,
603 U.S. 369 (2024) ................................................ 8
Lynk Labs, Inc. v. Samsung Elecs. Co., Ltd.,
125 F.4th 1120 (Fed. Cir. 2025) ..... 11-14, 16, 18-19
Microsoft Corp. v. Proxyconn, Inc.,
789 F.3d 1292 (Fed. Cir. 2015) ............................. 22
New Prime Inc. v. Oliveira,
586 U.S. 105 (2019) .............................................. 20
Pension Ben. Guar. Corp. v. LTV Corp.,
496 U.S. 633 (1990) ........................................ 18, 19
Qualcomm Inc. v. Apple Inc.,
24 F.4th 1367 (Fed. Cir. 2022) ............................. 18
Rodriguez v. United States,
480 U.S. 522 (1987) ........................................ 18, 19
vi
Samantar v. Yousuf,
560 U.S. 305 (2010) .............................................. 12
SAS Inst., Inc. v. Iancu,
584 U.S. 357 (2018) .............................................. 14
Southwest Airlines Co. v. Saxon,
596 U.S. 450 (2022) ................................................ 8
United States v. Hohri,
482 U.S. 64 (1987) ................................................ 21
United States v. Morton,
467 U.S. 822 (1984) .............................................. 12
Univ. of Tex. Sw. Med. Ctr. v. Nassar,
570 U.S. 338 (2013) .............................................. 14
Wachovia Bank v. Schmidt,
546 U.S. 303, (2006) ............................................. 13
Weber, Inc. v. Provisur Techs., Inc.,
92 F.4th 1059 (Fed. Cir. 2024) ............................. 14
Yates v. United States,
574 U.S. 528 (2015) .............................................. 16
Statutes
28 U.S.C. § 1295 ....................................................... 21
35 U.S.C. § 102 ............................................. 13, 16, 17
35 U.S.C. § 122 ......................................................... 15
35 U.S.C. § 153 ......................................................... 17
35 U.S.C. § 311 .......................................... 4, 10, 12-20
vii
Regulations
37 C.F.R. § 1.11 ......................................................... 17
Other Authorities
Statutory Interpretation and the Rest of the Iceberg:
Divergences Between the Lower Federal Courts and
the Supreme Court,
68 Duke L.J. 1 (2018) ........................................... 23
The Paradoxical Impact of Scalia’s Campaign
Against Legislative History,
105 Cornell L. Rev. 1023 (2020) ........................... 23
INTERESTS OF AMICI AND RULE 37.6 DISCLOSURE 1
Amici are professors of law, economics, and business at universities throughout the United States who
have no personal interest in the outcome of this case
but have a vital professional interest in seeing the jurisprudence of the laws of statutory interpretation
and intellectual property develop in a way that facilitates their just administration. As explained in this
brief, the decision below is a black-and-white departure from textualist adherence to statutory language
based on agency and policy preferences, undermining
patentees’ rights to rely on what statutes say and presenting an ideal vehicle for disapproving such policydriven statutory interpretation in every area of law.
Amici scholars submit that their perspective, based on
their collective scholarship and legal expertise, will be
of assistance to the Court in deciding this matter. 2
Ted Sichelman is Judith Keep Professor of Law at
the University of San Diego School of Law. His scholarship has been highly cited, and he was named the
11th most cited IP & Cyberlaw Scholar in the U.S. in
the Leiter Rankings. His publications include the
16th, 7th, 8th, and 47th most-cited law journal articles published in 2009, 2010, 2011, and 2014,
1
Counsel on the cover of this brief states that no counsel for
any party authored this brief in whole or in part and no such
counsel or party or anyone other than amici or their counsel
made a monetary contribution to fund the preparation or
submission of the brief. Sup. Ct. R. 37.6. The parties received
timely notice through their counsel of record of the intention
to file this brief as provided by Rule 37.2.
2
Amici each join this brief in the personal capacity and not on
behalf of their respective institutions.
2
respectively, according to HeinOnline as of August
2020. He has participated in many cases in this Court
as counsel or amicus, including drafting or co-drafting
amicus briefs in Bilski v. Kappos (2010), in which the
Court’s decision largely tracked the brief’s recommendations and reasoning. He founded, ran, and designed software for a venture capital-backed software
and services company later acquired by a publicly
traded company, and is a named inventor on several
issued and filed patents and applications for patent.
Emily Michiko Morris is David L. Brennan Endowed Chair and Associate Director of the Center for
Intellectual Property Law & Technology at the University of Akron School of Law. She is an experienced
teacher and scholar in specializing in patent law, particularly as it relates to biotechnology and university
research, and is an expert on intellectual property and
regulatory issues related to the pharmaceutical industry. Her research also focuses on comparative law and
comparative intellectual property law. Professor Morris’ work has been published in books and leading
journals, such as the Connecticut Law Review, the
Stanford Technology Law Review, and the Harvard
Journal of Gender and Law. Professor Morris is also
Associate Faculty Chair at IPPI: The IP Policy Institute at The University of Akron School of Law in
Washington, D.C. Professor Morris has been the recipient of numerous grants and awards, including a
three-year, $250,000 fellowship as an Eastern Scholar
at the Shanghai University of Political Science and
Law, where she lived and worked for a year as a visiting professor. She has also taught as a visiting or
guest professor at other universities in a number of
other countries.
3
Joshua Kresh is Research Professor and the Executive Director of IPPI: The IP Policy Institute with
The University of Akron School of Law. He was previously Managing Director and Interim Executive Director of C-IP2 at Antonin Scalia Law School, George
Mason University. Prior to joining the academy, he
was an associate with DLA Piper in Washington, D.C.,
where he practiced patent litigation. Joshua received
his law degree with honors from The George Washington University Law School, and he holds master’s and
bachelor’s degrees in computer science from Brandeis
University. Joshua is the Chair of AIPLA’s Patent Litigation Committee and is on the board of the Giles
Rich American Inn of Court. He is a registered patent
attorney with the U.S. Patent and Trademark Office.
He previously served on the Intellectual Property
Committee for the U.S. Court of Federal Claims Advisory Council.
Mark F. Schultz is the Goodyear Endowed Chair
in Intellectual Property Law and Faculty Director of
the IP Policy Institute at the University of Akron
School of Law. His research examines how patent and
other IP institutions influence innovation and investment, with particular focus on life sciences and emerging technologies. He previously practiced technology
and IP law and clerked for Judge Daniel Friedman on
the U.S. Court of Appeals for the Federal Circuit, and
he has served as an expert advisor to the OECD,
WIPO, and policymakers in the United States and
abroad.
SUMMARY OF ARGUMENT
Amici file this brief in support of the petitioner to
highlight the growing gap—typified, if not epitomized,
by the decision below—between this Court’s ever-
4
increasing emphasis on adherence to the words in
statutes and lower courts’ inclination to depart from
them.
This Court’s recent jurisprudence leaves no doubt
that lower courts and administrative agencies must
adhere to the text of statutes when interpreting them.
By adopting a clearly textualist approach, this Court
has rejected alternatives centered on policy-based reasoning, legislative intent and history, and agency discretion. Despite the Court’s clear pronouncements,
many lower courts and agencies continue in many
cases to follow these rejected alternatives to reach incorrect results.
In this case, the U.S. Patent & Trademark Office
(USPTO), acting through the Patent Trial and Appeal
Board (PTAB), and the U.S. Court of Appeals for the
Federal Circuit engaged in policy-based reasoning
and legislative reconstruction to effectively import a
new term, “application(s) for patent,” into Section
311(b) of the Patent Act, 35 U.S.C. § 311. Specifically,
this section states that in USPTO inter partes review
proceedings, the validity of a patent may be challenged “only on the basis of prior art consisting of patents or printed publications” (emphases added). Nowhere does the term “application(s) for patent” (or
“patent application(s)”) appear in the provision.
Rather than adhering to the text of the provision,
the USPTO and Federal Circuit relied on policy and
legislative history—the Federal Circuit largely adopting the agency’s espoused policy positions, without expressly acknowledging that fact—to interpret the section as encompassing “applications for patent,” a separate category of prior art from “patent” or “printed
publication.” Because the language “application(s) for
5
patent” or “patent application(s)” appears in numerous other sections of the Patent Act (e.g., Sections 100,
102, 111, 120, 122, 154, 371, 374), including those related to prior art and validity (e.g., Sections 100, 102),
but not Section 311(b), any textualist approach would
immediately yield the conclusion that the term cannot
be imported into Section 311(b).
This case is an ideal vehicle for the Court to decisively reaffirm to lower courts and agencies that it will
not tolerate policy-driven and similar approaches to
statutory interpretation that essentially ignore or distort the plain text of the statute, for at least four reasons. First, the statutory provision at issue in this
case can be interpreted without resort to the specific
facts of this case and does not raise the major questions or other related doctrines. As such, it presents a
pure issue of law solely based on the text of the statute. Second, it is a black-and-white case in that a textualist approach clearly commands a single result,
whereas approaches centered on policy and legislative
history do not. Third, it involves a lower court, the
Federal Circuit, that is central not only to intellectual
property law, but also to international trade law (including tariffs), as well as to actions filed directly
against the federal government—all areas of great national importance. And it involves inter partes review,
a relatively recent Congressional innovation that has
become a central aspect of high-stakes patent litigation. Fourth, the importance and simplicity of the issues in this case will result in an impactful opinion by
this Court that will be highly influential and widely
cited by lower courts and agencies.
This brief proceeds as follows. Part I summarizes
this Court’s recent cases adopting a textualist approach to statutory interpretation, including its
6
rejection of approaches centered on policy analysis
and legislative history. Part II describes concisely how
the USPTO and Federal Circuit failed to adhere to a
textualist approach. Part III explains how this case is
an ideal vehicle for this Court not only to correct the
Federal Circuit and USPTO, but also to send an emphatic message to lower courts and agencies.
7
ARGUMENT
I.
The Law Of Statutory Interpretation
Increasingly Emphasizes Adherence To
Text.
This Court’s recent jurisprudence leaves no doubt
that lower courts and administrative agencies must
adhere to the text of statutes when interpreting them.
Most recently in Fischer v. United States, the Court
rejected an “expansive interpretation” of a statute
that was “untether[ed]” from the text and would
thereby “override Congress’s careful delineation of”
the “varying” consequences of “disparate types of conduct” throughout its provisions. 603 U.S. 480, 491–95
(2024). Similarly, in Garland v. Cargill, the Court
held that it was improper to “rewrite” a statute
“merely because it draws a line more narrowly than
one of its conceivable statutory purposes might suggest” and rejected a statutory interpretation “keyed”
to a criterion that “Congress did not write.” 602 U.S.
406, 423, 427–28 (2024).
Also, in Bittner v. United States, the Court reaffirmed that “[w]hen Congress includes particular language in one section of a statute but omits it from a
neighbor, we normally understand that difference in
language to convey a difference in meaning.” Following this principle, the Court rejected an interpretation
that increased a penalty for “each account not timely
or accurately disclosed,” because “[t]he word ‘account’
d[id] not even appear” in the statute in relation to the
“category of cases” before the Court. 598 U.S. 85, 92–
94 (2023).
In Dubin v. United States, the Court explained
that interpretation “should . . . reflect the distinction
8
between” categories “that Congress sought to distinguish” and so rejected a “sweeping reading” of statute
that went “well beyond ordinary understandings of”
the statute’s language. 599 U.S. 110, 114, 120, 127–
128 (2023) (quotation marks omitted). See also Southwest Airlines Co. v. Saxon, 596 U.S. 450, 463 (2022)
(declining “to elevate vague invocations of statutory
purpose over the words Congress chose”); Lockhart v.
United States, 577 U.S. 347, 356 (2016) (rejecting statutory interpretation that failed to “preserv[e] some
distinction between the categories” Congress enumerated).
By adopting a clearly textualist approach, this
Court has rejected alternatives centered on policybased reasoning, legislative intent, and broad administrative discretion. “The ‘plain purpose’ of legislation . . . is determined in the first instance with reference to the plain language of the statute itself.” Bd. of
Governors of Fed. Rsrv. Sys. v. Dimension Fin. Corp.,
474 U.S. 361, 373 (1986). Thus, the Court has made
clear that statutory interpretation “begins and ends
with the text,” and that neither perceived statutory
purpose nor arguments rooted in legislative history
may supply what Congress did not enact.
After all, “legislative history is not the law.” Azar
v. Allina Health Servs, Inc., 587 U.S. 566, 579 (2019)
(quotation omitted). The Court has emphasized that
fidelity to the text is required even where policy arguments might point in a different direction and that
courts must interpret statutes “based on traditional
tools of statutory constructions, not individual policy
preferences.” Loper Bright Enters. v. Raimondo, 603
U.S. 369, 403 (2024). These principles reflect the separation-of-powers concerns at the heart of the Court’s
interpretive methodology: where the enacted text
9
speaks, judicial inquiry is bounded by what Congress
actually wrote—not by what courts or agencies believe
Congress might have wanted to achieve. A. SCALIA &
B. GARNER, READING LAW: THE INTERPRETATION OF LEGAL TEXTS 57 (2012) (hereinafter SCALIA & GARNER)
(“First, the purpose must be derived from the text, not
from extrinsic sources such as legislative history.”).
This commitment to textualism necessarily cabins
the interpretive discretion of lower courts, like the
Federal Circuit here, and agencies, like the USPTO
here. When Congress has spoken with specificity, the
judiciary and agencies are not permitted to supplement or narrow the enacted text simply because “experience may disclose that” the statute should have
been made more comprehensive. Addison v. Holly Hill
Fruit Prods., 322 U.S. 607, 617 (1944). Instead, courts
must apply statutory language as written, giving effect to the distinctions, exceptions, and limitations
that Congress chose. Where the text is clear, that command forecloses any sort of “atextual judicial supplementation.” Lackey v. Stinnie, 604 U.S. 192, 205
(2025); see SCALIA & GARNER 11–13 (criticizing the
now-defunct reasoning of Holy Trinity Church v.
United States, 143 U.S. 457 (1892), that the “spirit” of
a statute may prevail over its text). And where the
text is ambiguous, the inquiry still proceeds through
traditional textual tools—context, structure, canons,
and the statute as a whole—not through appeals to
policy preferences, agency wishes, or assumptions
about what Congress might have intended when in
fact it “studiously omitted” particular words from a
statute. FTC v. Simplicity Pattern Co., 360 U.S. 55, 67
(1959). In short, the modern doctrine does not merely
favor text; it assigns the primacy of text as the controlling rule of decision.
10
II.
Properly-Applied Textualism Neatly Resolves This Case.
The Court of Appeals for the Federal Circuit did
not adhere to textualist principles in reaching its decision in this case. As noted in Part I, Section 311 of
the Patent Act, 35 U.S.C. § 311, solely refers to “patents” and “printed publications” as permissible categories of prior art for inter partes review (IPR) actions
and does not include the term “applications for patent,” used extensively throughout the Act.
Under § 311, correctly construed, published patent
applications may only be considered as prior art in
IPR proceedings as “printed publications,” not as a
separate category of prior art. The important upshot
is that the earliest relevant date of a published patent
applications in IPR proceedings is its publication date
and not its filing date or other dates prior to publication.
The Federal Circuit’s contrary interpretation
reads key phrases in isolation instead of construing
the statute as a whole. It also relies on a broad sense
of statutory purpose, thereby overriding the details of
the express limitations Congress put in place. Applying established textualist principles makes the errors
in the Federal Circuit’s interpretation crystal clear.
These errors merit this Court’s attention in part
because the statutory question is so cleanly presented.
The interpretive dispute is antecedent to all factual
disputes, allowing this Court to provide guidance to
lower courts and agencies on a pure question of statutory interpretation.
11
A.
The Meaning Of This Statutory
Language Does Not Turn On CaseSpecific Facts.
The only relevant facts are undisputed—i.e., that
the only invalidity grounds in dispute depend on a
published patent application (the “Martin” reference)
that is not prior art as of its publication date but
would be prior art if afforded priority as of its filing
date. Lynk Labs, Inc. v. Samsung Elecs. Co., Ltd., 125
F.4th 1120, 1123–24 (Fed. Cir. 2025) (“Relevant here
are Samsung’s first six grounds of unpatentability,
each of which relied on . . . ‘Martin.’”); see also id. at
1124 n.3.
The entire dispute as presented to this Court is
simply whether § 311 allows published patent applications to be considered prior art in an inter partes review as of their filing date. The Court can therefore
correct the Federal Circuit’s error of statutory interpretation and reverse without the need to consider
any of the technical and factual disputes characteristic of patent litigation.
B.
Using The Tools Of Textual Analysis, Section 311(b) Excludes StillPending Patent Applications.
The meaning of § 311(b) is readily resolved
through standard textual analysis. Section 311(b) permits the PTAB to rely only on “prior art” that consists
of “patents or printed publications” in an IPR and excludes other forms of prior art, even when they would
otherwise qualify under other sections of the Patent
Act. The familiar tools of construction reveal no basis
for the Federal Circuit’s contrary approach.
12
1.
Established Principles Of
Textualism Require Reversal.
Several textualist principles point to the same interpretation of § 311(b), and none contradict it. That
disputed subsection specifically provides:
A petitioner in an inter partes review
may request to cancel as unpatentable 1
or more claims of a patent only on a
ground that could be raised under section 102 or 103 and only on the basis of
prior art consisting of patents or
printed publications.
35 U.S.C. § 311(b) (emphasis added). Read as a whole,
the plain meaning of the language “prior art consisting of . . . printed publications” embraces references
that are prior art to the patent in dispute by virtue
of having been published in print. The Federal Circuit
went awry, first and foremost, by eschewing this holistic reading and construing key phrases in isolation.
It first considered whether the Martin reference
was a printed publication and then, separately,
whether it was prior art, Lynk Labs, 125 F.4th at
1125–26. But this approach is contrary to this Court’s
consistent guidance. “[W]e do not . . . construe statutory phrases in isolation; we read statutes as a whole.”
Samantar v. Yousuf, 560 U.S. 305, 319 (2010) (quoting
United States v. Morton, 467 U.S. 822, 828 (1984)). As
Petitioner argued before the Federal Circuit, a published patent application is always a “printed publication,” but is only “prior art” in an IPR as of its publication date.
The textual conclusion is confirmed by examining
the only provision that meaningfully defines “printed
13
publications”—§ 102, the very section to which
§ 311(b) expressly refers. There is no dispute that the
two sections are in pari materia. Lynk Labs, 125 F.4th
at 1125–32 (relying heavily on § 102 to construe §
311). And “statutes addressing the same subject matter generally should be read ‘as if they were one law.’”
Wachovia Bank v. Schmidt, 546 U.S. 303, 315–16,
(2006) (quoting Erlenbaugh v. United States, 409 U.S.
239, 243 (1972)).
The Federal Circuit attempted to interpret § 311
in view of § 102 but did so improperly. Specifically, the
Federal Circuit held that “under § 102(e)(1), even if a
patent application was published after a claimed invention, it may serve as prior art to the invention if
the application was filed before the invention.” Lynk
Labs, 125 F.4th at 1126. Yet, § 102(e)(1) does not mention “patents or printed publication”—it deals exclusively with an “application for patent,” a separate category of prior art absent from § 311(b). 35 U.S.C. §
102(e)(1) (2006 ed.) (“the invention was described in
— (1) an application for patent, published under section 122(b), by another filed in the United States before the invention by the applicant for patent) (emphasis added).
Section 311(b) requires that prior art in IPRs both
“could be raised under section 102 or 103 and only . . .
consist[] of patents or printed publications” 35 U.S.C.
§ 311(b) (emphasis added). Reading this passage as a
whole, prior art under § 102(e)(1), which is limited to
“application[s] for patent,” cannot serve as a basis for
prior art available in IPRs under § 311(b). Rather, under § 311(b), the only basis for considering an application for patent as prior art is as a “printed publication”
under § 102(a) or § 102(b). As is clear from the lengthy
discussion in Petitioner’s certiorari petition, printed
14
publications in these sections can only be used as of
the date of publication, not the date of filing or an earlier date. “The touchstone of whether a reference constitutes a printed publication is public accessibility.”
Lynk Labs, 125 F.4th at 1125 (quoting Weber, Inc. v.
Provisur Techs., Inc., 92 F.4th 1059, 1067 (Fed. Cir.
2024)).
Applying established canons of construction reinforces this interpretation. The simplest textual objection to the Federal Circuit’s interpretation is the
canon expressio unius est exclusio alterius. Section
311(b) lists two categories of prior art and not others,
but the Federal Circuit’s reading deprives Congress’s
omission of any reference to patent applications from
having any effect.
According to the Federal Circuit’s reading, the language “patents or printed publications” functions as if
Congress had enacted the much broader phrase “patents, printed publications, and patent applications.”
But if Congress had intended IPRs to consider patent
application references that are prior art only by virtue
of their filing date, it would have been expected to include “prior art . . . consisting of patent applications”
in § 311(b)’s enumerated list, just as it did by listing
“prior art consisting of patents.” “‘Congress’ choice of
words is presumed to be deliberate’ and deserving of
judicial respect.” SAS Inst., Inc. v. Iancu, 584 U.S.
357, 364 (2018) (quoting Univ. of Tex. Sw. Med. Ctr.
v. Nassar, 570 U.S. 338, 353 (2013)).
The expressio unius “doctrine properly applies . . .
when . . . the thing specified . . . can reasonably be
thought to be an expression of all that shares in the
grant or prohibition involved.” SCALIA & GARNER 107.
Here, the phrase “patents or printed publications”
15
meets that requirement because the statute is an expressly exhaustive list of the prior art that can be considered in an IPR. 35 U.S.C. § 311(b) (“only on the basis”).
Moreover, § 311(b) is not sui generis. Rather than
invent a new way to categorize prior art, it reproduces
certain categories of prior art set down in § 102 and
used throughout the Patent Act (“patents” and
“printed publications”) and excludes other categories
of prior art in § 102 (“applications for patent”). The
enumeration of two of the established categories of
prior art pointedly implies that omitted categories are
excluded. And, as to patent applications specifically,
Congress has shown that it knows how to refer to
them clearly when it intends to. The language “application(s) for patent” or “patent application(s)” appears
numerous times in the Patent Act (e.g., Sections 100,
102, 111, 120, 122, 154, 371, 374)—including those related to prior art and validity (e.g., Sections 100,
102)—but not in Section 311(b).
Particularly telling is 35 U.S.C. § 122(e)(1), another section in which Congress lists types of prior art.
In that section, however, Congress listed “patent application” expressly—in addition to “printed publications”: “Any third party may submit for consideration
and inclusion in the record of a patent application, any
patent, published patent application, or other printed
publication of potential relevance to the examination . . . .” 3 This makes § 311(b) particularly ripe for
application of the negative implication canon. “When
Congress includes particular language in one section
3
Section 122(e)(1) has no direct application here because it
does not relate to IPRs—it governs preissuance submissions
by third parties while a patent application is pending.
16
of a statute but omits it from a neighbor, we normally
understand that difference in language to convey a
difference in meaning (expressio unius est exclusio alterius).” Bittner, 598 U.S. at 94. The omission of patent applications from § 311(b) is meaningful and
demonstrates that in an IPR the PTAB may not consider patent applications as prior art as of their filing
date.
The canon against surplusage demands the same
result. That principle “frequently . . . prevents not the
total disregard of a provision, but instead an interpretation that renders it pointless.” SCALIA & GARNER
176. Indeed, “[t]he canon against surplusage is strongest when an interpretation would render superfluous
another part of the same statutory scheme.” City of
Chicago, Illinois v. Fulton, 592 U.S. 154, 159–60
(2021) (quoting Yates v. United States, 574 U.S. 528,
543 (2015)).
The interpretation of § 311(b) adopted by the Federal Circuit is just such an interpretation—it so
broadens the effect of “printed publications” that the
phrase swallows everything included not only under
“applications for patent” but even under “patents,”
rendering the latter utterly superfluous. The Federal
Circuit separated out the question of whether a reference qualifies as a printed publication from whether
it counts as prior art. It reasoned that § 311(b) allows
a reference that counts as a “printed publication” to
claim priority under any applicable provision of § 102,
not just the provisions in § 102(a) and (b) that pertain
to printed-publication prior art. Lynk Labs, 125 F.4th
at 1130. It therefore wrongly concluded that because
published patent applications (1) qualify as printed
publications and (2) qualify as prior art as of their filing date under § 102(e)(1), they can be considered as
17
prior art in an IPR as of that filing date. Id. This may
have well been the intent of the drafters, but this
Court has made amply clear that purpose cannot override the plain language of the statute. Fischer, 603
U.S. at 491–95.
If that atomized approach to interpretation were
correct, however, then the separate inclusion of “patents” in § 311(b) would have no function. Just like
published patent applications, issued patents are also
necessarily printed publications. 4 So if—as the Federal Circuit held—the phrase “printed publications” in
§ 311(b) allowed published patent applications to
serve prior art in an IPR as of their filing date under
§ 102(e)(1), then it must do the same for patents under
§ 102(e)(2). Accordingly, the separate, express inclusion of “patents” alongside “printed publications”
would add nothing.
The Federal Circuit’s interpretation must therefore be rejected for “render[ing] superfluous” not only
“another part of the same statutory scheme” but also
another part of the very same clause. Fulton, 592 U.S.
at 159–60. Only the correct reading gives independent
effect both to “patents” and “printed publications.”
The superfluity can easily be avoided simply by recognizing that “prior art consisting of patents or printed
publications” allows a reference to be considered in an
IPR only as of a priority date that it can claim by
4
By statute and rule, patents are both printed and made available to the public once issued. 35 U.S.C. § 153 (“[I]ssued” patents “shall be recorded in the Patent and Trademark Office.”); 37 C.F.R. § 1.11(a) (“The specification, drawings, and
all papers relating to the file of . . . a patent . . . are open to
inspection by the public, and copies may be obtained.”).
18
virtue of being either a patent or printed publication—
not by virtue of being a patent application.
2.
The Federal Circuit Deviated
From Textualist Principles
The Federal Circuit committed two main errors in
interpreting § 311. First, as discussed earlier, it read
the term “printed publications” in isolation rather
than as part of the phrase “prior art . . . printed publication[s],” as Lynk Labs urged. Lynk Labs, 125 F.4th
at 1125. Second, it relied on a broad Congressional
purpose which it drew in significant part from legislative history.
Specifically, the Federal Circuit sought to bolster
its atextual reading by relying on a broad sense of the
purpose of § 311(b), drawn primarily from legislative
history. That court reasoned that the statute’s purpose was “to provide a cheaper and less time-consuming alternative to challenge patent validity on certain
issues.” Lynk Labs, 125 F.4th at 1132 (quoting Qualcomm Inc. v. Apple Inc., 24 F.4th 1367, 1376 (Fed. Cir.
2022)). From that premise, the court concluded that
§ 311(b)’s limitation to “patents or printed publications” should be read broadly—such that published
patent applications qualify despite being omitted from
that list.
But “no legislation pursues its purposes at all
costs.” Pension Ben. Guar. Corp. v. LTV Corp., 496
U.S. 633, 646–47 (1990) (quoting Rodriguez v. United
States, 480 U.S. 522, 525–26 (1987)). And here, it is
crystal clear that § 311(b) expressly restricts the types
of validity challenges that can be channeled into its
accelerated procedures, so nothing can properly be inferred from the Federal Circuit’s assessment of the
19
statute’s overarching purpose. It would “frustrate[]
rather than effectuate[] legislative intent simplistically to assume that whatever furthers the statute’s
primary objective must be the law.” Id. at 647 (quoting
Rodriguez, 480 U.S. at 525–26); see SCALIA & GARNER
11–13 (explaining that the “spirit” of a statute may
not prevail over its text).
The Court also relied on legislative history to infer
“a broad division between prior art that may be asserted in these post-grant proceedings and prior art
that may not: printed documents versus sale and public use, respectively.” Lynk Labs, 125 F.4th at 1132. It
concluded that the purpose of this division was to admit only “the types of references that ‘are normally
handled by patent examiners,’ while” excluding those
that “require substantial discovery or factfinding.” Id.
(citations omitted).
Legislative history is not the right place to look for
“[t]he ‘plain purpose’ of legislation,” which “is determined in the first instance with reference to the plain
language of the statute itself.” Dimension Fin. Corp.,
474 U.S. at 373; see also SCALIA & GARNER 56 (“[P]urpose must be derived from the text, not from extrinsic
sources such as legislative history.”).
Assuming Congress’s purpose was to allow PTAB
to consider written materials that do not require extensive discovery or factfinding, that supposed policy
does not support the Federal Circuit’s position. Congress plainly did not pursue this purpose to its logical
endpoint. If ease of handling were the touchstone,
then any prior-art reference documented in writing
would be fair game for inter partes review—including
written proof of prior use or prior sales. Yet no one
reads § 311(b) to sweep that broadly, and the Federal
20
Circuit has already acknowledged that some invalidity grounds based on written evidence lie outside its
scope. See Ingenico Inc. v. IOENGINE, LLC, 136 F.4th
1354, 1367 (Fed. Cir. 2025).
Accordingly, the mere fact that patent applications
are written references that are easy to handle in an
IPR says little if anything about how § 311(b) should
be interpreted. And this case exemplifies the danger
of attempting to “pave over bumpy statutory texts”
with “cold logic”—doing so “risk[s] failing to ‘tak[e] . . .
account of’ legislative compromises essential to a law’s
passage.”. New Prime Inc. v. Oliveira, 586 U.S. 105,
120 (2019) (quoting Dimension Fin. Corp., 474 U.S. at
374).
III.
This Case Presents An Important Issue Of
Interpretation And This Court’s Guidance
Will Be Impactful.
In addition to presenting a clean vehicle for correcting a pure error of interpretation, this case presents an important opportunity to direct lower courts.
First, the Federal Circuit has a uniquely nationwide
role, so ensuring that it interprets statutes according
to settled principles is especially important. The specific statutory question regarding the scope of IPRs is
also of nationwide significance because IPRs have become a ubiquitous feature of patent litigation across
the nation.
Second, because applying traditional tools of statutory construction makes this case clearcut, it provides an opportunity for the Court to give guidance on
issues of interpretation with broad application. This
will assist lower courts far beyond the confines of patent law.
21
A.
The Published Circuit Decision Below Will Affect Cases Having National Importance.
The Federal Circuit is unique among federal courts
of appeals (save perhaps for the D.C. Circuit) in the
nationwide significance of its decisions. Both within
patent law and without, it has jurisdiction over appeals from all district courts, limited only by the subject matter of the appeals. 28 U.S.C. § 1295(a)(1) (patent claims); id. § 1295(a)(2) (Little Tucker Act
claims). It also has jurisdiction over appeals from several specialized tribunals, each of which has effectively nationwide jurisdiction over specialized subject
matter, including the Court of Federal Claims, the
Court of International Trade, and Patent and Trademark Trial and Appeals Boards (PTAB and TTAB). 28
U.S.C. § 1295(a)(3)–(10).
This nationwide character is central to the mission
and purpose of the Federal Circuit. This Court has
noted the importance of “the Federal Circuit” in meeting “the ‘special need for nationwide uniformity’ in
certain areas of the law.” United States v. Hohri, 482
U.S. 64, 71 (1987). But this nationwide character is
also a two-edged sword. When the Federal Circuit
goes astray in its interpretation of statutes, the effects
are felt in every corner of the nation. By the same token, correcting the Federal Circuit in this case is a
matter of nationwide significance, including beyond
the dispute at issue in this case. Ensuring the Federal
Circuit adheres to rigorous textualism is critical for
ensuring the sound development of all the specialized
fields of law committed to its supervision.
The narrow question at issue is also of nationwide
significance. Inter partes review has become an
22
extremely consequential feature of patent litigation
across the nation. Shortly after “IPRs were created,
they . . . rapidly bec[a]me a popular vehicle for challenging the validity of issued patents.” Microsoft Corp.
v. Proxyconn, Inc., 789 F.3d 1292, 1306–07 (Fed. Cir.
2015). Indeed, “popular . . . is an understatement. . . .
[T]he number of IPR petitions filed in 2013 to 2015 . . .
more than tripled from 514 to 1737.” Cocona, Inc. v.
VF Outdoor, LLC, No. 16-CV-02703-CMA-MLC, 2018
WL 10910847, at *2 (D. Colo. Mar. 19, 2018). The
number of petitions for inter partes review “[i]n a typical year” ultimately settled “between 1,000 and
2,000.” Kroy IP Holdings, LLC v. Groupon, Inc., 146
F.4th 1360, 1364 n.5 (Fed. Cir. 2025) (Dyk, J., dissenting). And it remains in that range today. See U.S. Patent & Trademark Office, Patent Trial and Appeal
Board, Trial Statistics at 5 (Sept. 30, 2025) (1362 IPRs
filed in fiscal year 2025) 5; U.S. Patent & Trademark
Office, Patent Trial and Appeal Board, Trial Statistics
at 5 (Sept. 30, 2024) (1250 IPRs filed in fiscal year
2025). 6
In sum, IPRs are now a commonplace part of patent litigation, and they have significant impacts both
on its ultimate outcome and, increasingly, on the procedural course of litigation. The scope of IPRs is therefore an incredibly important question for patent litigation, and the Federal Circuit’s mistake will distort
litigation across the nation if not corrected.
5
Available at https://www.uspto.gov/sites/default/files/documents/Trial_StatsFY25_Q4.pdf.
6
Available at https://www.uspto.gov/sites/default/files/documents/ptab_aia_fy2024__roundup.pdf.
23
B.
The Clarity Of The Error Below
Provides An Opportunity For Impactful Guidance.
Finally, this Court’s guidance on basic questions of
statutory interpretation will prove valuable far outside the bounds of patent law. This case provides a
neat vehicle to showcase rigorous textualist analysis.
It presents a pure question of interpretation, without
any need for the Court to get bogged down in facts or
technical minutiae.
The errors that the Federal Circuit made, reading
key phrases in isolation from the rest of the statutory
text and relying on legislative history to infer statutory purpose, are clear for the reasons described
above. They are, however, also commonplace. SCALIA
& GARNER 167 (“Perhaps no interpretive fault is more
common than the failure to follow the whole-text
canon.”); id. at 18 (“[P]urposivism” has recently “been
called “the basic judicial approach these days.”). And
many inferior courts continue to employ non-textualist approaches to interpretation. See, e.g., Aaron-Andrew P. Bruhl, Statutory Interpretation and the Rest
of the Iceberg: Divergences Between the Lower Federal
Courts and the Supreme Court, 68 Duke L.J. 1, 65
(2018) (summarizing how the Supreme Court and
lower courts tend to deploy different interpretive
methodologies); Stuart Minor Benjamin & Kristen M.
Renberg, The Paradoxical Impact of Scalia’s Campaign Against Legislative History, 105 Cornell L. Rev.
1023, 1068, 1082 (2020) (describing inconsistent adoption of textualist principles by lower courts).
This affords the Court an opportunity to provide
instruction on statutory interpretation that can guide
all lower courts, reducing the kinds of errors to which
24
judges are most prone. The Court should forestall
such errors by instructing courts on what to consider
and showing that any doubt about the statute’s meaning can be resolved using clear textualist canons, such
as the negative implication canon and the presumption against superfluities.
25
CONCLUSION
To correct a clear error on a question of pure statutory interpretation, the Court should grant the petition.
Respectfully submitted,
Raffi Melkonian
Counsel of Record
Josh Woods
Eric B. Boettcher
WRIGHT CLOSE BARGER &
GUZMAN LLP
One Riverway,
Suite 2200
Houston, Texas 77056
(713) 572-4321
melkonian@wrightclosebarger.com
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.