Petition for Writ of Certiorari — Birt Ford, Petitioner v. Andrew Cole, Warden
Supreme Court briefApr 14, 2026
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No. 25-
In the Supreme Court of the United States
BIRT FORD,
PETITIONER,
v.
ANDREW COLE,
RESPONDENT.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE U.S. COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
ROBERT A. LONG
COVINGTON & BURLING LLP
One CityCenter
850 Tenth Street, NW
Washington, D.C. 20001
XIAO WANG
Counsel of Record
UNIVERSITY OF VIRGINIA
SCHOOL OF LAW SUPREME
COURT LITIGATION CLINIC
580 Massie Road
Charlottesville, VA 22903
(434) 924-8956
x.wang@law.virginia.edu
Counsel for Petitioner
i
QUESTION PRESENTED
The Antiterrorism and Effective Death Penalty Act
permits federal habeas relief when a state prisoner proves
that the state court decision was “contrary to, or involved
an unreasonable application of, clearly established
Federal law” or was “based on an unreasonable
determination of the facts.” 28 U.S.C. § 2254(d). To
obtain a federal evidentiary hearing, a prisoner must
show—subject to two exceptions not applicable here—
that they exercised “diligence,” by making “a reasonable
attempt, in light of the information available at the time,
to investigate and pursue [their] claims in state court.”
Williams v. Taylor, 529 U.S. 420, 435 (2000); 28 U.S.C. §
2254(e)(2). The question presented is:
Whether, consistent with §§ 2254(d) and (e)(2), a
federal court may deny an evidentiary hearing for lack of
diligence and deny habeas relief for lack of evidence when
the prisoner presented a colorable claim in state court and
pursued available procedures to develop the claim’s
factual basis, only for the state court to deny any
opportunity for such development and then reject the
claim because the prisoner “did not provide any
evidence.” App. 77a.
ii
PARTIES TO THE PROCEEDINGS
Petitioner Birt Ford was the petitioner in the district
court and the court of appeals.
Respondent Andrew Cole is the warden of the
Pendleton Correctional Facility and is being sued in his
official capacity. In district court proceedings, Dushan
Zatecky was the warden of the Pendleton Correctional
Facility. In the court of appeals proceedings, Dennis
Reagle was the warden of the Pendelton Correctional
Facility.
Pursuant to Federal Rule of Appellate
Procedure 43(c) and Supreme Court Rule 35.3, Mr.
Zatecky and later Mr. Reagle were automatically
substituted as a party in this case.
iii
RELATED PROCEEDINGS
United States Court of Appeals (7th Cir.):
Ford v. Reagle, No. 21-3061, 2025 WL 3637961 (7th
Cir. Dec. 15, 2025). Rehearing denied Dec. 15,
2025.
Ford v. Reagle, 154 F.4th 884 (7th Cir. 2025).
Judgment entered Sept. 22, 2025.
United States District Court (S.D. Ind.):
Ford v. Zatecky, No. 1:20-cv-01639-RLY-TAB,
(S.D. Ind. Sept. 28, 2021). Judgment entered
Sept. 28, 2021.
Ford v. Zatecky, No. 1:20-cv-01639-RLY-TAB,
(S.D. Ind. Sept. 1, 2020). Order denying motion
for evidentiary hearing.
Indiana State Court (Post-Conviction Proceedings):
Ford v. State, No. 19A-PC-2721, 145 N.E.3d 120
(Ind. Apr. 23, 2020). Order denying petition to
transfer.
Ford v. State, No. 19A-PC-2721, 145 N.E. 3d 140
(Ind. Ct. App. 2020). Judgment affirmed Mar.
20, 2020.
Ford v. State, No. 02D04-0708-PC-000101 (Allen
Sup. Ct. Oct. 18, 2019). Judgment entered Oct.
18, 2019.
iv
Indiana State Court (Trial and Direct Appeal):
Ford v. State, No. 02A03-0510-CR-510, 869 N.E.2d
446 (Ind. Jan. 3, 2007). Order denying petition
to transfer.
Ford v. State, No. 02A03-0510-CR-510, 856 N.E.2d
795, Ind. Ct. App. 2006). Judgment affirmed
Nov. 6, 2006.
Ford v. State, No. 02D04-0506-FA-000032 (Allen
Sup. Ct. Sept. 9, 2005). Judgment entered
Sept. 9, 2005.
v
TABLE OF CONTENTS
Question presented ................................................................... i
Parties to the proceedings ...................................................... ii
Related proceedings ............................................................... iii
Petition for a writ of certiorari ............................................... 1
Opinions below.......................................................................... 1
Jurisdiction ............................................................................... 1
Constitutional and statutory provisions involved ................. 1
Introduction .............................................................................. 4
Statement of the case .............................................................. 9
A. Statutory framework................................................... 9
B. Indiana proceedings. ................................................. 10
C. Federal proceedings. ................................................. 13
Reasons for granting the petition ........................................ 16
I. The Seventh Circuit’s approach conflicts with eight
other courts of appeals. ................................................... 16
A. Eight courts of appeals permit additional factual
development in federal court when a prisoner
presents their claim in state court and follows
state procedures. ....................................................... 17
B. The Seventh Circuit is alone in engrafting a time
bar onto § 2254(e)(2). ................................................. 22
II. The Seventh Circuit’s decision is incorrect................... 23
A. The decision below is atextual. ................................. 23
B. The decision below misreads this Court’s
precedent. ................................................................... 24
C. The decision below is unworkable............................ 28
III. This case presents an excellent vehicle to address
an important question of federal law. ............................ 30
Conclusion ............................................................................... 34
vi
TABLE OF AUTHORITIES
Page(s)
CASES
Brown v. Davenport,
596 U.S. 118 (2022) ........................................................ 5
Brumfield v. Cain,
576 U.S. 305 (2015) ...................................................... 32
Douglas v. State,
634 N.E.2d 811 (Ind. Ct. App. 1994)............................ 9
Dunn v. Reeves,
594 U.S. 731 (2021) ...................................................... 29
Edwards v. State,
676 N.E.2d 1087 (Ind. Ct. App. 1997) .................. 29, 30
Edwards v. Vannoy,
593 U.S. 255 (2021) ................................................ 28, 29
Fooks v. Superintendent, Smithfield SCI,
96 F.4th 595 (3d Cir. 2024) ............. 6, 17, 18, 22, 23, 33
Fulton v. Graham,
802 F.3d 257 (2d Cir. 2015) ....................... 20, 21, 22, 33
Harrington v. Richter,
562 U.S. 86 (2011) ........................................................ 23
vii
Harrison v. Quarterman,
496 F.3d 419 (5th Cir. 2007) ................................... 6, 19
Hill v. Lockhart,
474 U.S. 52 (1985) ........................................................ 17
Hurles v. Ryan,
752 F.3d 768 (9th Cir. 2014) ....................................... 33
Hurst v. Joyner,
757 F.3d 389 (4th Cir. 2014) ................................. 21, 22
Jimenez v. Quarterman,
555 U.S. 113 (2009) ...................................................... 23
Lafler v. Cooper,
566 U.S. 156 (2012) ...................................................... 33
Martinez v. Ryan,
566 U.S. 1 (2012) .................................................... 31, 33
McFarland v. Yukins,
356 F.3d 688 (6th Cir. 2004) ................................. 21, 22
McQuiggin v. Perkins,
569 U.S. 383 (2013) ...................................................... 29
Milton v. Miller,
744 F.3d 660 (10th Cir. 2014) ................... 20, 22, 26, 33
Missouri v. Frye,
566 U.S. 134 (2012) ........................................................ 5
viii
Panetti v. Quarterman,
551 U.S. 930 (2007) ...................................................... 33
Pope v. Sec’y for Dep’t of Corr.,
680 F.3d 1271 (11th Cir. 2012) ............................. 21, 22
Rodney v. Garrett,
116 F.4th 947 (9th Cir. 2024) ...................... 6, 18, 22, 23
Shinn v. Ramirez,
596 U.S. 366 (2022) . 5, 6, 7, 8, 15, 16, 18, 27, 28, 29, 30,
33, 34
Silvers v. State,
250 N.E.3d 511 (Ind. Ct. App. 2025).......................... 30
Small v. Woods,
146 F.4th 590 (7th Cir. 2025) ................................ 32, 33
Stermer v. Warren,
959 F.3d 704 (6th Cir. 2020) ....................................... 33
Stouffer v. Trammell,
738 F.3d 1205 (10th Cir. 2013) ............................. 19, 20
Strickland v. Washington,
466 U.S. 668 (1984) ...................................................... 33
Thompson v. Brown,
901 F.3d 851 (7th Cir. 2018) ................................... 9, 28
Twyman v. State,
459 N.E.2d 705 (Ind. 1984) ................................... 26, 30
ix
Underwood v. State,
722 N.E.2d 828 (Ind. 2000) ......................................... 26
In re Welke,
131 N.E.3d 161 (Ind. 2019) ........................... 6, 7, 10, 11
Williams v. Taylor,
529 U.S. 420 (2000) .... 5, 6, 7, 15, 16, 18, 19, 22, 23, 24,
25, 26, 27, 29, 34
Wilson v. Sellers,
584 U.S. 122 (2018) ...................................................... 29
STATUTES AND RULES
28 U.S.C.
§ 1254 .............................................................................. 1
§ 2244 ...................................................................... 23, 24
§ 2254 .......... 2, 3, 4, 5, 7, 8, 14–27, 29, 30, 31, 32, 33, 34
§ 2266 ............................................................................ 24
Ind. P.C.R.
Rule 1(a) ................................................................... 9, 26
Rule 1(4) ................................................................... 9, 26
Rule 1(9) ................................................................... 9, 10
Ind. R. Trial P.
Rule 11 ...................................................................... 9, 18
Rule 41 .......................................................................... 30
x
OTHER AUTHORITIES
Nancy J. King, et al., Habeas Litigation in U.S.
District Courts: An Empirical Study of Habeas
Corpus Cases Filed by State Prisoners Under the
Antiterrorism and Effective Death Penalty Act of
1996 (2007)............................................................... 29
1
PETITION FOR A WRIT OF CERTIORARI
Petitioner Birt Ford respectfully petitions for a writ of
certiorari to review the judgment of the United States
Court of Appeals for the Seventh Circuit in this case.
OPINIONS BELOW
The opinion of the Seventh Circuit is published at 154
F.4th 884 and is reproduced in the appendix to this
petition at App. 3a–25a. The order of the district court
denying Petitioner’s writ of habeas corpus is unpublished
and is reproduced in the appendix to this petition at App.
26a–62a.
JURISDICTION
The Seventh Circuit issued its opinion and judgment
on September 22, 2025. It denied a petition for rehearing
on December 15, 2025. This Court has jurisdiction under
28 U.S.C. § 1254(1).
On March 6, 2026, Justice Barrett granted Petitioner’s
application for extension of time to file a petition for writ
of certiorari, from March 15 to April 14, 2026.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Sixth Amendment of the United States
Constitution provides that:
2
In all criminal prosecutions, the accused
shall enjoy the right to a speedy and public
trial, by an impartial jury of the State and
district wherein the crime shall have been
committed, which district shall have been
previously ascertained by law, and to be
informed of the nature and cause of the
accusation; to be confronted with the
witnesses against him; to have compulsory
process for obtaining witnesses in his favor,
and to have the Assistance of Counsel for
his defence.
28 U.S.C. § 2254(d), provides that:
(d) An application for a writ of habeas
corpus on behalf of a person in custody
pursuant to the judgment of a State court
shall not be granted with respect to any
claim that was adjudicated on the merits in
State court proceedings unless the
adjudication of the claim—
(1) resulted in a decision that was
contrary
to,
or
involved
an
unreasonable application of, clearly
established Federal law, as determined
by the Supreme Court of the United
States; or
(2) resulted in a decision that was based
on an unreasonable determination of
the facts in light of the evidence
3
presented in
proceeding.
the
State
court
28 U.S.C. § 2254(e)(2) provides that:
If the applicant has failed to develop the
factual basis of a claim in State court
proceedings, the court shall not hold an
evidentiary hearing on the claim unless the
applicant shows that—
(A) the claim relies on—
(i) a new rule of constitutional law,
made retroactive to cases on collateral
review by the Supreme Court, that was
previously unavailable; or
(ii) a factual predicate that could not
have been previously discovered
through the exercise of due diligence;
and
(B) the facts underlying the claim would be
sufficient to establish by clear and
convincing evidence that but for
constitutional
error,
no
reasonable
factfinder would have found the applicant
guilty of the underlying offense.
4
INTRODUCTION
A week before his criminal trial, Birt Ford spoke for
the first time to his court-appointed defense attorney,
Mitchell Hicks. App. 134a. “[D]uring this conversation,”
“Mr. Hicks told” Ford that the “State was willing to
negotiate” a plea, and Ford asked Hicks to “go see what
kind of deal they would offer.” Id. But Hicks “never did
what [Ford] requested concerning this potential plea
agreement.” Id. Ford proceeded to trial and a jury
convicted him of multiple felonies and misdemeanors. He
was sentenced to seventy years imprisonment.
Ever since, Ford has consistently argued that his trial
counsel was constitutionally ineffective.
He has
repeatedly tried to marshal evidence in support of that
claim. In state postconviction proceedings, Ford—
proceeding pro se—mailed interrogatories to Hicks,
moved to compel Hicks to respond to these
interrogatories, moved to depose Hicks, and requested an
evidentiary hearing to develop the evidence. App. 10a.
The state postconviction court denied each of these
requests. The state appellate court then denied Ford
relief because, in its view, Ford “did not provide any
evidence” in support of his ineffective-assistance claim
beyond “his own self-serving affidavit.” App. 77a.
Stymied in state court, Ford filed a habeas petition in
federal district court. The Antiterrorism and Effective
Death Penalty Act imposes several requirements on
prisoners seeking such relief.
To start, Ford needed to show that the state court’s
decision was “contrary to, or involved an unreasonable
application of, clearly established Federal law,” 28 U.S.C.
§ 2254(d)(1), or was “based on an unreasonable
determination of the facts,” id. § 2254(d)(2). As to
5
§ 2254(d)(1), this Court has held that counsel is ineffective
if they negotiate a plea offer but fail to communicate the
offer back to the client. Missouri v. Frye, 566 U.S. 134,
145 (2012). A lawyer who does even less—i.e., who does
not even negotiate, even though the State is willing to talk
and the client asks his counsel to pursue negotiations—is
even more clearly ineffective. And as to 28 U.S.C. §
2254(d)(2), it would be difficult to imagine a more patent
example of a state court “decision that was based on an
unreasonable determination of the facts” than faulting a
prisoner for failing to obtain evidence that the state court
prevented him from obtaining.
Satisfying § 2254(d) alone does not entitle a prisoner
to relief. See Brown v. Davenport, 596 U.S. 118, 134
(2022). Instead, it clears the path for federal adjudication.
That in turn raises the critical question of whether 28
U.S.C. § 2254(e)(2) permits Ford an evidentiary hearing
to obtain the necessary factual development that the state
courts here denied.
There is no statutory bar to holding such a hearing.
Section 2254(e)(2) states that a federal court “shall not
hold an evidentiary hearing on [a] claim” if “the applicant
has failed to develop the factual basis of a claim in State
court proceedings.”1 And this Court has explained that “a
failure to develop the factual basis of a claim is not
established unless there is [a] lack of diligence,” which
“generally” means that a state prisoner must, to show
diligence, have “presented that claim to the state court in
accordance with state procedures.” Williams v. Taylor,
The statute recognizes two narrow exceptions to this rule,
neither of which applies here.
1
6
529 U.S. 420, 432 (2000); Shinn v. Ramirez, 596 U.S. 366,
371 (2022).
In line with this understanding, eight courts of appeals
have recognized that, when a prisoner presents a
colorable claim for relief and seeks “an evidentiary
hearing in the manner required by state law” and the
“state court just refuse[s]” to hold one, then “[n]othing
bars the district court from holding a hearing.” Fooks v.
Superintendent, Smithfield SCI, 96 F.4th 595, 597 (3d
Cir. 2024); see also, e.g., Rodney v. Garrett, 116 F.4th 947,
956–57 (9th Cir. 2024); Harrison v. Quarterman, 496 F.3d
419, 429 (5th Cir. 2007).
The Seventh Circuit has taken a different approach.
Despite Ford’s efforts to develop the record in state court,
the panel below held that he was not diligent. App. 21a–
23a. That is because, it noted, Ford “was represented by
counsel” for eleven years in state postconviction court
before he began litigating his case pro se. App. 21a.
During those eleven years, Ford’s counsel failed to
“develop[] a factual basis for [Ford’s] Strickland claim.”
Id. Such “failures,” the panel determined, “are imputed
to Ford,” and bar Ford from having any opportunity, in
state or in federal court, to obtain the evidence he needs
to substantiate his ineffective-assistance claim. Id.
To its credit, the Seventh Circuit recognized that
Ford’s “postconviction counsel’s performance” was
“especially concerning.” App. 21a n.3. So concerning, in
fact, that Ford fired his postconviction counsel. And the
year after postconviction counsel withdrew from this case,
the Indiana Supreme Court suspended postconviction
counsel’s license after determining that he had, for
several clients over several years, “neglected [his]
representation after collecting his fee” and “fail[ed] to
7
withdraw from representation upon being discharged.”
In re Welke, 131 N.E.3d 161, 164, 165 n.3 (Ind. 2019).
Despite these concerns, the Seventh Circuit claimed
that its hands were tied. In its view, Ford’s manifold
efforts to develop the record after counsel’s withdrawal—
mailing interrogatories, submitting receipts documenting
his efforts, moving to compel and depose, moving for an
evidentiary hearing—were no more than an “eleventhhour request for court assistance,” and thus irrelevant to
establishing diligence. App. 22a. Instead, “[u]nder Shinn
and Williams, postconviction counsel’s neglect is
attributed to Ford,” and the length of that neglect alone
is enough to demonstrate a lack of diligence, regardless of
Ford’s own actions to present his claim and later develop
the record. Id.
That is not what Williams and Shinn held. Williams
states that “[d]iligence for purposes of” § 2254(e)(2) “will
require in the usual case that the prisoner, at a minimum,
seek an evidentiary hearing in state court.” Williams, 529
U.S. at 435, 437. No one disputes that Ford did that and
more. Shinn reaffirms that prisoners must “raise their
federal claims in compliance with state procedures,” and
that their claims are defaulted if they do not do so. 596
U.S. at 378. Ineffective assistance by postconviction
counsel, Shinn adds, does not provide cause to overcome
this default, because the failures of postconviction counsel
are imputed to the client. Id. at 382. But this case does
not implicate that holding, because Ford did not default.
To the contrary, he properly raised his claim in state
postconviction proceedings and then repeatedly and
unequivocally requested evidentiary development of it in
both state and federal court.
8
In other words, unlike Shinn, Ford does not tie his
request for an evidentiary hearing to the failures of his
postconviction counsel. Instead, he seeks a hearing
because he complied with the applicable state rules to
develop the evidentiary record, but the record remains
undeveloped because the state court denied his
procedurally proper requests.
The panel’s decision is all the more startling because
no other state or federal court has even once suggested
that Ford was dilatory or insufficiently diligent. To the
contrary, after summarizing Ford’s attempts to develop
the record, the federal district court here opined that
“precedent would suggest” that “Ford was diligent in his
pursuit of testimony from his trial counsel.” App. 42a n.2.
The State did not discuss or challenge this
understanding on appeal. It did not even cite Williams or
Shinn in its brief, much less ask the Seventh Circuit to
find Ford not diligent. The panel reached that conclusion
on its own. In so doing, the panel identified no state
deadline that Ford missed, no state rule that he violated,
and no discernible standard by which a prisoner might
know whether his efforts come too early or arrive too late.
At bottom, the panel engrafted a “know it when you
see it” time bar onto § 2254(e)(2). But the statutory text
contains no such bar, this Court’s precedents have not
recognized one, and no other court of appeals has applied
one. The rigidity of that bar, invoked even when a
prisoner has made a reasonable attempt to investigate
their claims in state court, would be devastating to those
with meritorious claims. This Court should grant review
and reverse.
9
STATEMENT OF THE CASE
A. Statutory framework.
In Indiana, there is “no statute of limitations for a
postconviction petition”: “Any person who has been
convicted of, or sentenced for, a crime by a court of this
state, and who claims that the conviction or the sentence
was in violation of the Constitution of the United States
may institute at any time a proceeding” to “secure relief.”
Thompson v. Brown, 901 F.3d 851, 854 (7th Cir. 2018);
Ind. P.C.R. 1(a) (cleaned up).
In these postconviction proceedings, Indiana
prisoners may either be counseled or proceed pro se.
When a prisoner is represented by a public defender, they
“need not worry about delay” when “the public defender
review[s] his petition, because that time [is] not his
responsibility.” Thompson, 901 F.3d at 855 (citing
Douglas v. State, 634 N.E.2d 811 (Ind. Ct. App. 1994)). In
all events, a counseled prisoner—whether represented by
a public defender or a private attorney—may not file a
pleading or motion on their own in Indiana postconviction
proceedings. Instead, “[e]very pleading or motion” must
“be signed by” an “attorney of record.” Ind. R. Trial P.
11(A). If “an issue of material fact is raised” in a
petitioner’s “pleadings, depositions, answers to
interrogatories, admissions, stipulations of fact, and any
affidavits submitted,” then the postconviction “court shall
hold an evidentiary hearing as soon as reasonably
possible.” Ind. P.C.R. 1(4)(g).
On the other hand, if the “petitioner elects to proceed
pro se,” the State may move that “the cause [be]
submitted upon affidavit rather than hold an evidentiary
hearing.” Ind. P.C.R. 1(9)(b); App. 30a n.1. The State
10
may make no such motion when a prisoner is represented.
See Ind. P.C.R. 1(9)(b).
B. Indiana proceedings.
1. In June 2005, Birt Ford was charged with various
crimes arising from an incident with his wife. App. 4a.
The next month, the state court appointed Mitchell Hicks
to serve as Ford’s trial counsel. On July 13, 2005, the
State prosecutor “sent to” Hicks “a letter” in which the
prosecutor “offered to discuss” “guilty plea negotiations.”
Dist. Ct. Dkt. 1 at 13. Ford instructed Hicks to “go see
what kind of deal they would offer,” but Hicks “never did
what [Ford] requested concerning this potential plea
agreement.” App. 134a. As a result, Ford proceeded to
trial. A jury found him guilty of rape, burglary, and other
offenses, and Ford was later sentenced to seventy years
imprisonment. App. 4a. His conviction and sentence were
affirmed on direct appeal. Id.
2.
In August 2007, Ford filed a petition for
postconviction relief in Indiana state court. Id. His
petition alleges that Hicks “fail[ed] to pursue plea
negotiations.” App. 12a. Ford was initially represented
by a state public defender. That attorney withdrew in
October 2010. App. 10a. Ford subsequently retained
Brent Welke.
In the years that followed, Ford regularly attempted
to contact Welke, but Welke often dodged Ford’s calls.
Finally, Ford reached Welke, learned that Welke had
done no work on his case, and fired him. Welke withdrew
in November 2018. The next year, four of the five justices
of the Indiana Supreme Court voted to suspend Welke’s
license without automatic reinstatement. In re Welke, 131
N.E.3d 161, 165 (Ind. 2019). The fifth voted for
permanent disbarment. Id. at 166.
11
In reaching this conclusion, the Indiana Supreme
Court noted that Welke had been the subject of numerous
misconduct complaints by his former clients. Id. at 164.
“While the misconduct in each case has differed slightly,
the cases collectively paint the picture of an attorney
whose primary motivation appears to be the collection of
legal fees rather than the provision of a valuable service
for his clients.” Id. at 164–65.
In one instance, Welke engaged in a “‘bait and switch’
representation” where Welke displaced “an experienced
public defender” by “exploiting inaccurate stereotypes
about public defenders and the particular vulnerability of
defendants and their family members to unrealistic
expectations.” Id. at 165. “In the end, switching from the
public defender to [Welke] earned [the] Client a lighter
wallet, comprehensively shoddier legal representation,
weakened bargaining power, the inability to meaningfully
participate in his own defense, . . . and several more years
in prison than he otherwise would have received.” Id. In
another case, Welke “charg[ed] unreasonable fees,
fail[ed] to withdraw from representation upon being
discharged . . . , and fail[ed] to refund unearned fees.” Id.
at 164–65 n.3.
3. On November 15, 2018, one day after Welke
withdrew, the State “moved to require Ford to submit
[his] case by affidavit”—i.e., to proceed without an
evidentiary hearing. App. 30a & n.1. One day after that,
and without giving Ford an opportunity to respond, the
Indiana postconviction court granted the State’s request.
App. 120a–21a. Ford did not learn of the State’s motion
or the court’s decision to grant that motion until a week
later, when sorting through his prison mail.
Upon learning of the court’s order, Ford, now pro se,
filed an objection and told the court that, as a prisoner, he
12
did “not have acess [sic] to e-filing/e-mail,” could not
“access [the] court order or any other documents on-line,”
and did “not want to miss a vital date set by this court
because he did not receive the order and cannot access online documents.” Seventh Cir. Dkt. 20 at 88. The Indiana
postconviction court overruled Ford’s objection,
concluding that it was “unsupported by any evidence or
citation to authority.” Id. at 91.
Ford then “mailed interrogatories to Hicks,” (his trial
attorney), and “asked the [postconviction] court for
assistance to compel Hicks to file an affidavit responding
to [these] interrogatories.” App. 10a. In his motion, Ford
explained that Hicks had “twice failed to respond to his
letters” regarding the failure to negotiate a plea. App.
30a. As support for this point, Ford “included receipts
showing the second round of letters was sent via certified
mail.” Id. The postconviction court denied this request.
App. 30a–31a. Without acknowledging these certified
mail receipts, the court stated that there was “nothing in
the record” indicating that Ford had “actually requested
any such affidavits from counsel.” App. 127a.
Ford next “moved for a court order to depose Hicks.”
App. 10a. The postconviction court denied that motion as
well. Id. The court later denied Ford’s request for an
evidentiary hearing and ultimately dismissed his petition.
On Ford’s plea-bargaining claim, the postconviction court
held that, because Ford did “not assert that he would have
admitted his guilt,” he did not demonstrate that such
negotiations “would have affected the outcome of the
proceedings.” App. 112a.
4. The Indiana Court of Appeals affirmed, but on a
different ground. It “rested its decision on the lack of
evidence corroborating Ford’s factual narrative.” App.
13
18a. The court faulted him for producing “no evidence
beyond Ford’s own ‘self-serving affidavit’ [that]
supported his version of events.” App. 12a. It added that,
because “Ford’s trial counsel did not provide any evidence
in this proceeding, we may presume that he would not
have corroborated Ford’s account.” App. 77a. The
Indiana Supreme Court denied further review.
C. Federal proceedings.
In June 2020, Ford filed a federal habeas petition in
the Southern District of Indiana. The petition reiterated
Ford’s plea-bargaining claim and renewed his request for
an evidentiary hearing.
1. The federal district court determined that the
Indiana Court of Appeals had committed a “misstep” in
resolving Ford’s plea-bargaining claim. App. 39a. The
Indiana Court of Appeals had “presume[d] that [Hicks]
would not have corroborated Ford’s account” because
Ford “did not provide any evidence” beyond his own
affidavit. App. 38a. But this “analysis,” the district court
explained, “ignores the fact that Ford tried to obtain trial
counsel’s testimony, both by writing him letters and by
asking the trial court to compel him to provide an
affidavit, participate in a deposition, or hold an
evidentiary hearing.” Id.
The district court thus “harbor[ed] concerns about
Ford’s ability to fairly litigate this claim given the postconviction court’s refusal to hold an evidentiary hearing
or otherwise assist Ford in procuring testimony from his
attorneys.” App. 40a. There is, it observed, “an
evidentiary lacuna when it comes to Ford’s claim about
trial counsel’s performance during the plea-bargaining
process.” Id. “Without trial counsel’s testimony, we don’t
know what counsel did or did not do.” Id. “For example,
14
it is possible that counsel did communicate with the
prosecutor, who may have had a plea agreement drafted,
and then he forgot to communicate the plea to Ford”—
which would have been a textbook example of ineffective
assistance. App. 40a–41a. Furthermore, the district court
added, the relevant “precedent would suggest” that Ford,
through his pro se efforts, was “diligent in his pursuit of
testimony from his trial counsel.” App. 42a n.2.
The district court nonetheless declined to grant Ford’s
petition or his request for an evidentiary hearing.
Instead, it “looked through” the decision of the Indiana
Court of Appeals to analyze and “examine the postconviction court’s” reasoning for “reject[ing] . . . Ford’s
plea bargain claim.” App. 13a, 39a. The district court
reasoned that “[b]ecause Indiana does not permit pleas if
a defendant refuses to admit his guilt,” and because
“there is evidence that Ford maintained his innocence,” it
follows that “the post-conviction court reasonably
concluded that Ford [had] failed to meet his burden.”
App. 40a.
The district court, however, acknowledged that
“jurists of reason could disagree” on its resolution of
Ford’s ineffective-assistance claim, and so granted Ford a
certificate of appealability. App. 42a.
2. On appeal, Ford repeated his request for an
evidentiary hearing under 28 U.S.C. § 2254(e) and for
habeas relief under 28 U.S.C. § 2254(d). Ford also argued
that the district court erred when it examined the reasons
that the postconviction court gave for rejecting Ford’s
plea-bargaining claim, because AEDPA requires that
federal courts examine the last reasoned opinion by a
state court, rather than stitch together multiple state
court opinions.
15
The Seventh Circuit agreed with Ford on this latter
point, crediting the argument as “well taken.” App. 17a.
As the panel explained, “nothing in the [state] appellate
court’s decision suggests that the appellate panel adopted
the trial judge’s rationale; in fact, the court never
mentioned it.” Id. Rather, the Indiana Court of Appeals
“rested its decision on the lack of evidence corroborating
Ford’s factual narrative on the plea-negotiation claim—
and most significantly, the absence of any testimony from
Hicks.” App. 18a. And “[a]s the last reasoned state-court
decision on the merits,” a federal court must “focus” its
“review on the appellate court’s reasons rather than the
trial judge’s.” Id.
Having recognized the district court’s error, however,
the panel then invoked for the first time a new obstacle to
relief. Drawing on Williams v. Taylor, 529 U.S. 420
(2000), and Shinn v. Ramirez, 596 U.S. 366 (2022)—
neither of which had been cited by any other court in this
case or briefed by the parties—the panel concluded that
Ford could “not establish diligence under § 2254(e)(2).”
App. 22a. In its view, “the responsibility to develop the
factual record rested with Ford’s postconviction counsel.”
Id. “His attorneys are at fault for not doing so,” and
“[u]nder Shinn and Williams,” “their 11-year failure to
act is imputed to Ford,” thereby barring a finding of
diligence as a matter of law. Id.
The panel acknowledged (1) that Ford’s “description”
of his postconviction counsel’s performance was
“especially concerning,” (2) that “the Indiana Supreme
Court later suspended counsel’s license for misconduct,”
and (3) that Ford later tried to expand the record while
pro se. App. 10a–11a, 21a n.3. But the court of appeals
determined that any “ineffective assistance in developing
the state-court record is attributed to the prisoner,” and
16
characterized Ford’s pro se efforts as an unavailing
“eleventh-hour request for court assistance.” App. 22a.
In addition to rejecting Ford’s request for a hearing, the
panel denied Ford habeas relief under 28 U.S.C. § 2254(d)
and reasoned, as to § 2254(d)(2), that the Indiana Court of
Appeal’s “decision was rooted in factual deficiencies, not
factual determinations.” App. 20a.
The Seventh Circuit denied a petition for rehearing on
December 15, 2025. App. 131a.
REASONS FOR GRANTING THE PETITION
I. THE SEVENTH CIRCUIT’S APPROACH
CONFLICTS WITH EIGHT OTHER COURTS OF
APPEALS.
In Williams v. Taylor, this Court held that, under
§ 2254(e)(2), “a failure to develop the factual basis of a
claim is not established unless there is lack of diligence, or
some greater fault, attributable to the prisoner or the
prisoner’s counsel.” 529 U.S. at 432. “Diligence for
purposes of [this provision] depends upon whether the
prisoner made a reasonable attempt, in light of the
information available at the time, to investigate and
pursue claims in state court.” Id. at 435. That means a
prisoner should, “at a minimum,” usually “seek an
evidentiary hearing in state court in the manner
prescribed by state law.” Id. at 437. Shinn v. Ramirez
reinforces this fundamental instruction: “A federal
habeas court generally may consider a state prisoner’s
federal claim only if he has first presented that claim to
the state court in accordance with state procedures.” 596
U.S. at 371.
17
A. Eight courts of appeals permit additional
factual development in federal court when a
prisoner presents their claim in state court and
follows state procedures.
1. Consistent with these principles, eight circuits have
recognized that a habeas petitioner is diligent when they
have presented a colorable claim in state court and
followed state procedures, but the state courts have
blocked additional evidentiary development.
The Third Circuit’s decision in Fooks v.
Superintendent, Smithfield SCI, 96 F.4th 595 (3d Cir.
2024), is instructive. Like this case, Fooks involved an
alleged breakdown in plea bargaining: here, the failure to
negotiate; there, the failure to give proper advice about
the parole consequences of a plea. If true, such claims
would clear the hurdle of § 2254(d) because, as Fooks
explains, “[t]he Supreme Court has clearly established
that
a
lawyer’s
incorrect
advice
can
violate Strickland when it affects ‘the outcome of the plea
process.’” Id. at 598 (quoting Hill v. Lockhart, 474 U.S.
52, 59 (1985)).
In addition, as here, the state court in Fooks denied
relief because the petitioner relied only on “his own bare
allegations;” consequently, “nothing in the record
supported Fooks’ claim.” Compare id. at 596–97 (cleaned
up); with App. 77a (“The only support for Ford’s claim . . .
is provided by his own self-serving affidavit.”). But that
is because—again, just like this case—“Fooks never got
to fully develop that record.” 96 F.4th at 597. “Although
he repeatedly asked for an evidentiary hearing,” the
“state court just refused” to grant him one. Id. That fact
pattern cleared the path for Fooks to obtain a federal
evidentiary hearing under § 2254(e)(2).
18
In reaching that conclusion, the Third Circuit
acknowledged that “habeas relief is hard to get.” Id. at
596. But “courts must give petitioners a fair shot.” Id.
“Because Fooks never got the state evidentiary hearing
that he sought, he should have gotten a federal one,” as
“he is asking for his first bite at the apple, not a second.”
Id. at 597, 599.
2. In Rodney v. Garrett, the Ninth Circuit examined
both Williams and Shinn, and determined, based on its
review of those cases, that “[a] prisoner is not at fault for
purposes of § 2254(e)(2) when his diligent efforts to
perform an act are thwarted by the conduct of another or
by happenstance.” 116 F.4th 947, 956 (9th Cir. 2024)
(cleaned up).
From that starting point, the Ninth Circuit explained
that when a petitioner “request[s] the appointment of
post-conviction counsel,” and the state court does “not
appoint counsel,” does “not allow discovery,” and
“decline[s] to hold an evidentiary hearing,” then the
prisoner does “not fail to develop the state-court record
within the meaning of § 2254(e)(2).” Id. at 956–57. That
is because the prisoner has done “all that he could”; an
“indigent prisoner who is denied counsel and discovery
has no practical likelihood of obtaining” and “develop[ing]
the evidentiary bases of his IAC claims.” Id. at 957.
Like the petitioner in Rodney, Ford also did “all that
he could.” Id. He hired counsel and, while represented,
could not bring any motions on his own, given Indiana’s
bar on hybrid representation. Ind. R. Trial P. 11(A).
After Ford fired his counsel, he repeatedly tried to
expand the record, but there was no “practical likelihood”
that he could do so from prison on his own without court
assistance. 116 F.4th at 957. The state court’s refusal to
19
provide that assistance is why factual development is both
necessary and appropriate in federal court.
3. In Harrison v. Quarterman, 496 F.3d 419, 429 n.6
(5th Cir. 2007), the petitioner “requested an evidentiary
hearing” in state proceedings. He also sought to obtain
an affidavit from a corroborating witness but was barred
from doing so because the Texas Department of Criminal
Justice “prevented him from corresponding with” that
witness. Id. at 428. Assuming these facts to be true, the
Fifth Circuit determined that petitioner’s allegations
were sufficient to satisfy Strickland. Id. It added, as to
§ 2254(e)(2), that petitioner’s “failure to obtain an
affidavit” is “not attributable to him,” and remanded to
the district court for further development of the record.
Id. at 428–29.
Notably, the Fifth Circuit declined to credit
respondent’s argument that the prisoner was not diligent
because he waited “ten months after his conviction
became final” before “attempt[ing] to” contact a
corroborating witness. Id. at 428. Respondent, the Fifth
Circuit observed, “apparently wants this court to read
§ 2254(e)(2)’s diligence requirement as mandating that a
habeas petitioner act ‘as soon as possible,’ but that is not
the law.” Id. at 429. The law, instead, turns on “whether
the prisoner made a reasonable attempt, in light of the
information available at the time, to investigate and
pursue claims in state court.” Id. (quoting Williams, 529
U.S. at 435) (emphasis in original). By attempting to
contact the witness “while his state habeas petition was
still pending,” and by seeking an evidentiary hearing, the
prisoner in Harrison had checked that box. Id.
4. The Tenth Circuit has also recognized that when a
petitioner “raise[s] [an] issue in his state application for
post-conviction relief” and “ask[s] the trial court for a
20
hearing,” but “the court refuse[s],” that is “sufficient to
satisfy § 2254(e)’s diligence requirement.” Stouffer v.
Trammell, 738 F.3d 1205, 1219 (10th Cir. 2013). And in
Milton v. Miller, 744 F.3d 660, 663 (10th Cir. 2014), it
applied that understanding to a claim that “trial counsel
failed to inform [the prisoner] of a favorable pretrial plea
offer.” Were that so, then the state court’s resolution of
the claim would have triggered § 2254(d). Id. at 671–72.
Tellingly, in Milton, the State filed—unlike this
case—an affidavit from one of the prisoner’s trial
attorneys stating that he had in fact informed the
petitioner of the State’s plea offer. Id. at 664. But the
Tenth Circuit ruled that it could not “simply assume the
credibility of” this affidavit over the prisoner’s “sworn
assertions” otherwise. Id. at 672. “In the end,” the
affidavit “simply creates a dispute of fact which has never
been explicitly resolved by any court and which the record
is inadequate to resolve.” Id.
5. Likewise, in Fulton v. Graham, 802 F.3d 257, 261
(2d Cir. 2015), the prisoner argued in state court
proceedings “that his trial counsel was ineffective for
failing adequately to advise him regarding [a] plea offer.”
As here, that prisoner was not granted an evidentiary
hearing in state court and could thus rely only on his own
affidavit.
But unlike the Seventh Circuit, the Second Circuit
held that “[a]lthough they may later be subject to
challenge, [these] sworn assertions provide sufficient
reason at this stage to believe that he may be entitled to
relief upon further development of the relevant facts.” Id.
at 266. The Second Circuit added that it saw “no basis to
conclude that” the prisoner had “failed to develop the
factual basis of [his] claim,” since he had “request[ed] an
evidentiary hearing” in state court and followed the
21
relevant procedures in state and federal habeas to develop
his claim. Id.
6. Similarly, in the Eleventh Circuit, “when a
petitioner request[s] an evidentiary hearing at every
appropriate stage in state court and [is] denied a hearing
on the claim entirely, the petitioner has satisfied the
diligence requirement.” Pope v. Sec’y for Dep’t of Corr.,
680 F.3d 1271, 1289 (11th Cir. 2012). Applying that rule
in Pope, the court determined that the petitioner had
“exercised diligence in attempting to develop the factual
basis of his . . . claims before the state court” because he
“requested an evidentiary hearing on these claims at
every appropriate stage of the state court collateral
proceeding.” Id. It added that “these allegations,
considered together, are powerful, and if he is able to
prove they are true, he would be entitled to habeas relief.”
Id. at 1294.
7. The Sixth Circuit likewise recognizes that an
individual is diligent if they “request[] an evidentiary
hearing on the issue of ineffective assistance of counsel at
every stage of her post-conviction proceedings,” but those
“requests [are] denied in the state courts.” McFarland v.
Yukins, 356 F.3d 688, 712 (6th Cir. 2004).
8. Finally, the Fourth Circuit has determined that
diligence is met when a prisoner submits “affidavits in
support of a specific Sixth Amendment claim” to the state
court, and requests “both discovery and an evidentiary
hearing” in state court—but the state court denies the
opportunity “for further evidentiary development.”
Hurst v. Joyner, 757 F.3d 389, 399 (4th Cir. 2014). Under
those circumstances, the prisoner does not “fail[] to
develop the factual basis of [his] claim under § 2254(e),
and [federal courts] are left with an incomplete and
inadequate record for review.” Id. at 399–400.
22
B. The Seventh Circuit is alone in engrafting a
time bar onto § 2254(e)(2).
The Seventh Circuit’s decision diverges sharply from
the decisions of these other circuits interpreting
§ 2254(e)(2). Under the panel’s rule, if a petitioner’s
counsel does not appear to “develop the factual record”
over an eleven-year period of representation, that is a per
se bar to establishing diligence—regardless of any other
fact or circumstance in the case. App. 22a.
No other federal court of appeals places a ticking clock
on how quickly a petitioner must move through state court
proceedings. Instead, other circuits have focused on
whether an individual sought factual development at the
appropriate “stage” of postconviction proceedings—
which Ford indisputably did when he moved to compel,
moved for an affidavit, and sought an evidentiary hearing
in state postconviction court, and then renewed his
request for factual development in federal court. Pope,
680 F.3d at 1289; accord McFarland, 356 F.3d at 712.
These other circuits have likewise explained, contra the
Seventh Circuit, that when a petitioner is left with only
their own affidavit because the state court prevented any
other factual development, then a federal court cannot
simply sideline the allegations in that affidavit as “selfserving.” See, e.g., Hurst, 757 F.3d at 399 (prisoner’s
presentation of “evidentiary affidavits in support of a
specific Sixth Amendment claim to the state . . . court”
was “sufficient to entitle him to . . . evidentiary hearing”);
Fooks, 96 F.4th at 597; Milton, 744 F.3d at 672; Fulton,
802 F.3d at 266.
In short, just as this Court instructed in Williams,
other courts of appeals focus on whether a petitioner has
“made a reasonable attempt, in light of the information
23
available.” Rodney, 116 F.4th at 956. And when the
petitioner has been denied a hearing in state court despite
such a reasonable attempt, then “he is asking for his first
bite at the apple, not a second” in federal court. Fooks, 96
F.4th at 597. The Seventh Circuit’s rule takes none of that
context into account.
II.
THE SEVENTH CIRCUIT’S DECISION IS
INCORRECT.
A. The decision below is atextual.
“As with any question of statutory interpretation, our
analysis begins with the plain language of the statute.”
Jimenez v. Quarterman, 555 U.S. 113, 118 (2009). This
Court has reiterated that principle both for AEDPA
generally, see Harrington v. Richter, 562 U.S. 86, 98
(2011), and for § 2254(e)(2) specifically, see Williams, 529
U.S. at 431.
The panel’s reasoning flouts that understanding. To
start, § 2254(e)(2) does not state that petitioners have
“failed to develop” their claim if they do not act within a
particular period of time. It does not, in fact, say anything
about time at all. It instead simply requires that
petitioners raise and endeavor to develop the claim in
state court proceedings given the facts and circumstances
at hand.
Reading an implicit time bar into § 2254(e)(2) is all the
more inappropriate because AEDPA is otherwise replete
with specific and explicit timing provisions: § 2244(d)(1)
specifies a one-year period of limitation to file for federal
habeas; § 2244(d)(2) tolls that period when there is a
pending application for postconviction relief in state
24
court; § 2266(b)(1)(A) requires a federal district court to
“render a final determination and enter a final judgment”
within 450 days for any capital case; and § 2244(b)(3)(D)
requires a federal court of appeals to rule on “a second or
successive application not later than 30 days after the
filing of the motion.” Congress knew, in other words, how
to include a timing and limitation bar. It did so repeatedly
throughout AEDPA. It included no such provision in §
2254(e)(2). There is no reason for the Seventh Circuit to
add one to the statute.
B. The decision below misreads this Court’s
precedent.
Notwithstanding the Seventh Circuit’s assertions to
the contrary, neither Williams nor Shinn endorse the
panel’s imposition of a time bar on § 2254(e)(2).
1. In interpreting § 2254(e)(2), Williams instead
stresses that courts must undertake a context-dependent
inquiry: Whether a prisoner satisfies diligence “depends
upon whether the prisoner made a reasonable attempt, in
light of the information available at the time, to
investigate and pursue claims in state court.” 529 U.S. at
435. “[I]n the usual case,” that means a prisoner must “at
a minimum, seek an evidentiary hearing in state court.”
Id. at 437.
The result in Williams illustrates how that contextdependent analysis works in practice, because the
prisoner in Williams did not, in fact, “seek an evidentiary
hearing in state court.” Id. To the contrary, in state
habeas, his counsel did not “raise,” much less attempt to
“develop,” the prisoner’s “claims of juror bias,
prosecutorial misconduct, or the prosecution’s alleged
Brady violation.” Id. at 429. Those claims made their
25
debut in federal habeas. Id. This Court nonetheless
granted the prisoner an evidentiary hearing as to his juror
bias and prosecutorial misconduct claims because “[t]he
trial record contain[ed] no evidence which would have put
a reasonable attorney on notice” of such claims. Id. at 442.
On the other hand, because there were “repeated
references” in the trial record to the purported Brady
violation, the Court imputed postconviction counsel’s
“failure to investigate these references” to the prisoner,
and so denied him a hearing on that claim. Id. at 438–39.
To summarize: Williams states that diligence usually
requires the petitioner to seek an evidentiary hearing in
state court.
Yet it also recognizes that diligence
ultimately turns not on whether a prisoner has satisfied
this usual requirement, but whether the prisoner’s
actions were reasonable based on the information
available at the time in a particular case. So long as one’s
actions are reasonable—again, based on the specific
circumstances in a specific case—then a prisoner has
shown diligence and may obtain a hearing in federal court,
even if they did not expressly request an evidentiary
hearing in state court.
Under this framework, Ford stands on even firmer
footing than the prisoner in Williams. Unlike that
prisoner, Ford presented his claim in state court, sought
an evidentiary hearing in state court, and moved to
compel and depose his trial counsel in state court.
Furthermore, the specific circumstances in this case
explain why Ford filed those motions and made that
request when he did: because Indiana prohibits hybrid
representation, so he could not file any motions in state
court on his own during the eleven years he was
26
represented. Underwood v. State, 722 N.E.2d 828, 832
(Ind. 2000).
Nor, for that matter, did Ford have any reason to
suspect that these years would be held against him. The
State has never asserted the affirmative defense of laches,
and there is no statute of limitations in Indiana on when a
postconviction petition may be filed. Moreover, under
state law, the postconviction court “shall hold an
evidentiary hearing” so long as a represented party can
establish a dispute of material fact through their
“pleadings, depositions, answers to interrogatories . . .
and any affidavits.” Ind. P.C.R. 1(a) & (4)(g). Such a
dispute would have been made plain had Hicks in fact
been compelled to respond to Ford’s interrogatories and,
in his “answers to [Ford’s] interrogatories,” denied the
allegations from Ford’s affidavit. Ind. P.C.R. 1(4)(g);
Milton, 744 F.3d at 664, 672.
The Seventh Circuit’s rule takes none of these
circumstances into account. Under its rigid rule, it is
irrelevant that Indiana law imposes no time bar on a
prisoner for filing a postconviction petition or for
developing a postconviction claim. It is likewise irrelevant
that, under Indiana law, laches is an affirmative defense
which the State must assert—and which it did not do here.
See Twyman v. State, 459 N.E.2d 705, 711 (Ind. 1984).
And it is irrelevant that Ford properly followed state
procedures to develop his claim for relief. Indeed, under
the panel’s reasoning, Ford would be in the same position
if he had never filed any motions seeking depositions,
affidavits, or a hearing. He would be in the same place if
he had never even raised his claim at all.
That result cannot be what Congress intended.
Williams says so clearly: “[T]he statute does not equate
27
prisoners who exercise diligence in pursuing their claims
with those who do not,” and § 2254(e)(2) provides the
means for distinguishing the former from the latter. 529
U.S. at 436. The panel’s ruling erases that distinction
from the statute.
2. Shinn does not hold otherwise. There, the Court
examined whether a petitioner may obtain a federal
evidentiary hearing when they have not “presented
th[eir] claim to the state court in accordance with state
procedures”—when, in short, the claim is procedurally
defaulted. 596 U.S. at 371. And if “ineffective assistance
of state postconviction counsel” is why a claim has been
defaulted, “a federal habeas court may not conduct an
evidentiary hearing or otherwise consider evidence
beyond the state-court record,” because “attorney
ignorance or inadvertence cannot excuse procedural
default.” Id. at 380, 382 (cleaned up).
In reaching this conclusion, Shinn focused on the
interplay between procedural default and § 2254(e)(2). It
discussed the rationale behind procedural default at
length. Id. at 377–82. It stressed that the prisoners in
Shinn “did not raise” their ineffective-assistance claims in
state court. Id. at 372–74. And it explained that a federal
hearing is unavailable because, were it otherwise,
prisoners might “sandbag state courts by selecting a few
promising claims for airing on state postconviction review,
while reserving others for federal habeas review should
state proceedings come up short.” Id. at 391 (internal
quotation marks and alterations omitted).
None of those circumstances bear on this case. Ford
did not sandbag. He did not default. He presented his
claim in his state postconviction petition, mailed
interrogatories to his trial attorney to develop his claim,
28
sent certified mail receipts to the state courts to prove he
had done so, and repeatedly requested an opportunity to
expand the record. Put simply, unlike Shinn, Ford is not
seeking a federal hearing because of his postconviction
counsel’s ineffectiveness in raising a claim. He seeks a
hearing for a claim he raised and sought to develop
notwithstanding that ineffectiveness. The need for
further factual development flows from the state court’s
denial of those timely requests, not the negligence of
postconviction counsel.
C. The decision below is unworkable.
1. The Seventh Circuit’s ruling raises serious practical
problems. What is the “diligence” deadline that the next
petitioner should bear in mind when proceeding through
state postconviction? How should a petitioner balance
taking the time to adequately investigate a complex legal
question against the (undefined) hourglass that the
Seventh Circuit has imposed? When should Ford have
known to move on from his retained counsel?
It could not have been after three years, because that
is how long the appointed public defender spent reviewing
Ford’s case, and all agree that this amount of time is “not
[the petitioner’s] responsibility.” Thompson, 901 F.3d at
855. Was it four? Five? The Seventh Circuit offers no
answers to these questions—unsurprising for a “fix” that
is unmoored from text and precedent.
2. The standardless nature of the panel’s inquiry is
precisely what AEDPA sought to eliminate. In enacting
AEDPA, Congress sought to replace an “atextual and ad
hoc approach” with “a comprehensive system for
addressing federal habeas claims brought by state
prisoners.” Edwards v. Vannoy, 593 U.S. 255, 279–80
29
(2021) (Thomas, J., concurring). The statute intends to
curb judge-made law: Courts are “duty bound to enforce”
the statute by its own terms, and should not establish
“judge-made exceptions to judge-made barriers.”
McQuiggin v. Perkins, 569 U.S. 383, 403–04 (2013)
(Scalia, J., dissenting). Yet if that understanding requires
this Court to “reject [an] equitable rewrite of § 2254(e)(2)”
that favors prisoners “because it lacks any principled
limit,” then the principle must go both ways. Shinn, 596
U.S. at 386. There cannot be a “free-and-easy approach”
to judge-made barriers, but a rigid and inflexible one to
judge-made exceptions. McQuiggin, 569 U.S. at 403. The
better path—as this Court has made clear—is to construe
“the language of the statute” as written. Williams, 529
U.S. at 431.
3. The panel’s ruling is particularly ill-suited given the
realities of state postconviction review. Such review
frequently takes years. The average in some states for
noncapital cases is under four years, in others over a
decade. Nancy J. King, et al., Habeas Litigation in U.S.
District Courts: An Empirical Study of Habeas Corpus
Cases Filed by State Prisoners Under the Antiterrorism
and Effective Death Penalty Act of 1996, at 22 (2007).
This Court has time and again heard § 2254 cases
involving state postconviction proceedings that have
lasted many years. See, e.g., Wilson v. Sellers, 584 U.S.
122 (2018) (eight years); Dunn v. Reeves, 594 U.S. 731
(2021) (fourteen years). Such proceedings frequently last
as long or even longer in Indiana. See, e.g., Edwards v.
State, 676 N.E.2d 1087, 1090 (Ind. Ct. App. 1997)
(recognizing that “fourteen years is a lengthy period to
seek relief, [but] the mere passage of time alone is not
enough to” warrant the dismissal of a postconviction
30
petition); Silvers v. State, 250 N.E.3d 511, 517 (Ind. Ct.
App. 2025) (fifteen years).
To be clear, none of this means state postconviction
proceedings should be allowed to go on indefinitely.
There are tools to address delay: a motion asserting
laches by the State, Twyman, 459 N.E.2d at 711, or an
order for failure to prosecute by the state court, Ind. R.
Trial P. 41(E). But here no such motion was brought, no
showing of prejudice was made, and no such order was
filed.
Contrary to AEDPA’s goal of promoting
federalism, then, the panel’s decision to deny relief—
based on a theory the State did not assert and the state
courts did not recognize—does nothing to advance “state
sovereignty.” Shinn, 596 U.S. at 376.
III. THIS CASE PRESENTS AN EXCELLENT
VEHICLE TO ADDRESS AN IMPORTANT
QUESTION OF FEDERAL LAW.
1. This case presents a significant issue concerning
the breadth and scope of § 2254(e)(2): whether a federal
evidentiary hearing is available for a colorable claim
raised in state court and which the prisoner unequivocally
and properly sought to develop in state court.
Here, Ford followed Indiana law by not filing motions
on his own when counseled. And he followed Indiana law
when, proceeding pro se, he tried nearly half a dozen
times to expand the record, and documented those efforts
to the postconviction court. The state courts nevertheless
denied him every opportunity to develop those necessary
facts. Indeed, the district court here pointed out the
“evidentiary lacuna when it comes to Ford’s claim about
trial counsel’s performance during the plea-bargaining
31
process”—a lacuna that stems from “the post-conviction
court’s refusal to hold an evidentiary hearing or otherwise
assist Ford in procuring testimony from his attorneys.”
App. 40a.
What prevented the district court from holding an
evidentiary hearing was its erroneous application of the
“last reasoned opinion” rule, by looking through the
reasoning of the Indiana Court of Appeals to incorporate
the Indiana postconviction court’s analysis. App. 39a. On
appeal, however, the Seventh Circuit held that the district
court erred in so doing: “As the last reasoned state-court
decision on the merits, we focus our review on the
appellate court’s reasons rather than the trial judge’s.”
App. 18a. But having set aside the obstacle that
prevented the trial judge from holding a hearing, the
court of appeals erected a new roadblock—a de facto time
bar. The text of § 2254(e)(2) does not incorporate such a
bar, and the Seventh Circuit cited no case law for the
proposition that § 2254(e)(2) implicitly imposes one.
That is for good reason, and this case provides an
opportunity for the Court to make clear why. If the panel
decision stands, it creates an untenable situation for those
with meritorious claims, especially claims involving the
ineffective assistance of trial counsel. “While confined to
prison, the prisoner is in no position to develop the
evidentiary basis for a claim of ineffective assistance,
which often turns on evidence outside the trial record.”
Martinez v. Ryan, 566 U.S. 1, 12 (2012). But if a state
court denies additional factfinding despite the prisoner’s
repeated attempts to expand the record, and a federal
court upholds that denial based on a reason with no basis
in state or federal law, then the prisoner has no
opportunity—in state or federal court—to develop their
32
claims. Instead, they are trapped in a closed loop: no
state factfinding, no federal hearing, and no federal
review.
2. A federal court cannot hold an evidentiary hearing
for a claim adjudicated on the merits unless a prisoner
demonstrates diligence under § 2254(e)(2) and also
satisfies § 2254(d).
That additional requirement, however, poses no
obstacle to review here because, as the panel notes, its
§ 2254(d) and § 2254(e) analyses are intertwined. As the
Seventh Circuit explains, these are “[e]qually important”
inquiries, because the Indiana “appellate court’s decision
was rooted in factual deficiencies, not factual
determinations.” App. 20a; see 28 U.S.C. § 2254(d)(2) (“An
application for a writ of habeas corpus . . . shall not be
granted . . . unless the adjudication of the claim resulted
in a decision that was based on an unreasonable
determination of the facts in light of the evidence
presented in the State court proceeding.”). Those
deficiencies are, in turn, “based on the lack of an
evidentiary record,” which itself is a product of Ford’s
lack of any opportunity—in state or in federal court—to
develop that record. App. 20a.
On this point—that the analysis of § 2254(d)(2) and
§ 2254(e)(2) run together—the panel’s ruling rests on
well-recognized ground. In Brumfield v. Cain, 576 U.S.
305, 311–12 (2015), the state court denied the prisoner an
evidentiary hearing as to the prisoner’s mental
competence. The district court concluded that this
amounted to an unreasonable determination of the facts
under § 2254(d)(2), and held a federal evidentiary hearing
under § 2254(e)(2). Id. The courts of appeals have,
consistent with this understanding, recognized that “[t]he
33
failure to hold a hearing could itself be an unreasonable
determination of fact.” Small v. Woods, 146 F.4th 590, 600
(7th Cir. 2025). That is because when “a state court makes
factual findings without an evidentiary hearing or other
opportunity for the petitioner to present evidence, the
fact-finding process itself is deficient and not entitled to
deference.” Stermer v. Warren, 959 F.3d 704, 721 (6th
Cir. 2020) (cleaned up); see also Hurles v. Ryan, 752 F.3d
768, 790 (9th Cir. 2014) (“We have held repeatedly that
where a state court makes factual findings without an
evidentiary hearing or other opportunity for the
petitioner to present evidence, the fact-finding process
itself is deficient and not entitled to deference.”) (internal
quotation marks omitted).2
*
*
*
Our criminal justice system is “a system of pleas, not
a system of trials.” Lafler v. Cooper, 566 U.S. 156, 170
(2012).
And when an attorney allegedly renders
ineffective assistance in the plea-bargaining process, the
information supporting such a claim is almost invariably
outside the trial record. Martinez, 566 U.S. at 12. Under
governing precedent, a prisoner must usually present and
Ford argued below that the decision of the Indiana Court of
Appeals was an unreasonable factual determination under
§ 2254(d)(2) and that, under de novo review, his trial attorney’s
inaction ran afoul of Strickland v. Washington, 466 U.S. 668 (1984).
Seventh Cir. Br. at 42–60; see also Panetti v. Quarterman, 551 U.S.
930, 953 (2007) (no AEDPA deference when § 2254(d) is satisfied).
That said, the nature of Ford’s claim—that Ford’s attorney failed to
engage in plea negotiations—would also likely satisfy § 2254(d)(1).
See Milton, 744 F.3d at 672; Fulton, 802 F.3d at 266; Fooks, 96 F.4th
at 598.
2
34
make a reasonable attempt to develop that claim in “state
courts in compliance with state procedural rules.” Shinn,
596 U.S. at 376; Williams, 529 U.S. at 435. If a prisoner
does that and is still barred from any additional factual
development in state court, then § 2254(e)(2) ensures that
the prisoner will, at the very least, be afforded some
opportunity to develop and prove their claim in federal
court. Because of the Seventh Circuit’s approach to
§ 2254(e)(2) and § 2254(d), Ford never got that
opportunity.
CONCLUSION
For the foregoing reasons, the petition for a writ of
certiorari should be granted.
Respectfully submitted,
ROBERT A. LONG
COVINGTON & BURLING LLP
One CityCenter
850 Tenth Street, NW
Washington, D.C. 20001
XIAO WANG
Counsel of Record
UNIVERSITY OF VIRGINIA
SCHOOL OF LAW SUPREME
COURT LITIGATION CLINIC
580 Massie Road
Charlottesville, VA 22903
(434) 924-8956
x.wang@law.virginia.edu
Counsel for Petitioner
April 14, 2026
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.