Amicus Curiae Brief — ExxonMobil Corporation, et al., Petitioners v. Environment Texas Citizen Lobby, Incorporated, et al.
Supreme Court briefApr 11, 2025
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No. 24-982
In the Supreme Court of the United States
_______________
EXXONMOBIL CORPORATION, et al.,
Petitioners,
v.
ENVIRONMENTAL TEXAS CITIZEN LOBBY, INC., et al.
Respondent.
_________ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ _
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF OF IOWA, WEST VIRGINIA, AND 25
OTHER STATES AS AMICI CURIAE
SUPPORTING GRANTING THE PETITION
_________ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ _
_________ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ ______ __
BRENNA BIRD
Attorney General of
Iowa
ERIC WESSAN
Solicitor General
Counsel of Record
BREANNE A. STOLTZE
1305 E Walnut Street
Des Moines, IA 50319
eric.wessan@ag.iowa.gov
(515) 823-9117
Counsel for Amici Curiae
(additional counsel listed in addendum)
JOHN B. MCCUSKEY
Attorney General
of West Virginia
MICHAEL R. WILLIAMS
Solicitor General
State Capitol Complex
Building 1, Room E-26
Charleston, WV 25305
mwilliams@wvago.gov
(304) 558-2021
i
QUESTIONS PRESENTED
1. Whether a plaintiff in a Clean Air Act (“CAA”)
citizen suit may satisfy Article III’s traceability requirement merely by showing that she suffered the
“kinds of injuries” that defendants’ conduct “could
have caused.”
2. Whether this Court should overrule its holding,
in Friends of the Earth, Inc. v. Laidlaw Environmental
Services (TOC), Inc., 582 U.S. 167 (2000), that the
availability of civil penalties paid to the government
can satisfy Article III’s redressability requirement for
private, citizen-suit plaintiffs.
ii
TABLE OF CONTENTS
QUESTIONS PRESENTED ................................... i
TABLE OF CONTENTS ........................................ii
TABLE OF AUTHORITIES................................. iii
INTEREST OF AMICUS CURIAE ....................... 1
SUMMARY OF ARGUMENT ................................ 2
ARGUMENT .......................................................... 5
I. COOPERATIVE
FEDERALISM
PRINCIPLES
MUST
DRIVE
ANY
INTERPRETATION OF THE CLEAN AIR
ACT .............................................................. 5
1.
States possess a vital historical role in
addressing air pollution. ....................................... 6
2.
The Clean Air Act recognizes the States’
air protection role, creating a cooperative
federalism regime. ................................................ 9
II. FEDERALISM PRINCIPLES UNDERLIE
ANY
CLEAN
AIR
ACT
INTERPRETATION. ................................. 14
III.THE
FIFTH
CIRCUIT’S
RULING
DISRUPTS
THE
COOPERATIVE
FEDERALISM BALANCE OF THE CLEAN
AIR ACT. .................................................... 17
1.
The Fifth Circuit’s interpretation
undermines federalist principles........................ 17
2.
The Fifth Circuit’s interpretation stifles
State environmental protection efforts. ............. 20
CONCLUSION ..................................................... 23
ADDITIONAL COUNSEL ................................... 24
iii
TABLE OF AUTHORITIES
Cases
Arkansas v. Wildlife Fed’n v. ICI Americas, Inc.,
29 F.3d 376 (8th Cir. 1994) .................................... 20
Bond v. United States,
564 U.S. 211 (2011) ................................................ 14
Budget Prepay, Inc. v. AT&T Corp.,
605 F.3d 273 (5th Cir. 2010) ............................ 15, 17
Garcia v. San Antonio Metro. Transit Auth.,
469 U.S. 528 (1985) ................................................ 15
Gregory v. Ashcroft,
501 U.S. 452 (1991) .................................... 15, 16, 18
Gwaltney of Smithfield, Ltd. v. Chesapeake Bay
Found., Inc.,
484 U.S. 49 (1987) ...................................... 17, 20, 22
McDonnell v. United States,
579 U.S. 550 (2016) ................................................ 15
New State Ice Co. v. Liebmann,
285 U.S. 262 (1932) ................................................ 20
New York v. United States,
505 U.S. 144 (1992) .................................... 14, 15, 18
Nw. Env’t Advocs. v. City of Portland,
74 F.3d 945 (9th Cir. 1996) .................................... 23
Sackett v. Env’t Prot. Agency,
598 U.S. 651 (2023) ................................................ 16
Sierra Club v. U.S. Army Corp. of Eng’rs,
909 F.3d 635 (4th Cir. 2018) .................................. 18
United States Forest Serv. v. Cowpasture River Pres.
Ass’n,
590 U.S. 604 (2020) ................................................ 16
United States v. Bass,
404 U.S. 336 (1971) ................................................ 16
Will v. Mich. Dep’t of State Police,
491 U.S. 58 (1989) .................................................. 16
iv
Wisconsin Dep’t of Health & Fam. Servs. v. Blumer,
534 U.S. 473 (2002) ................................................ 16
Statutes
33 U.S.C. § 1251 ...................................... 2, 4, 9, 10, 15
33 U.S.C. § 1313(c) .................................................... 10
33 U.S.C. § 1342 .................................................... 3, 10
33 U.S.C. § 1344(t)....................................................... 4
33 U.S.C. § 1365 .............................................. 3, 11, 18
42 U.S.C. § 6972(a)(2)................................................ 18
Ala. Const. art. IV, §§ 93.14-16 ................................... 7
Ark. Code § 15-22-906 ................................................. 8
Cal. Const. art. XIII, § 8 .............................................. 7
Fla. Const. art. VII, § 14.............................................. 8
Iowa Code § 455B.173 ................................................. 8
Iowa Const. Art. VII, § 10 ........................................... 7
La. Const. art. IX, § 1 .................................................. 7
Mich. Const. art. IV, § 52 ............................................ 7
Mo. Const. art. III, § 37(b)-(c), (e) ............................... 8
N.C. Const. art. XIV, § 5.............................................. 7
N.M. CONST. art. XX, § 21 ......................................... 7
Neb. Rev. Stat. § 81-1506(2)(f) .................................... 8
Pa. Const. art. I, § 27 ................................................... 7
W. Va. Code § 22-11-2(a) ............................................. 8
Wyo. Stat. § 35-11-301................................................. 8
INTEREST OF AMICUS CURIAE 1
Amici curiae States of Iowa, West Virginia, and
25 other States (“amici States”) submit this brief in
support of Petitioners, ExxonMobil Corporation, et al.,
urging this Court to reverse the Fifth Circuit’s decision. That decision broadened standing for Clean Air
Act (“CAA”) citizen suits, allowing plaintiffs to establish standing simply by showing that their injuries are
the “kinds of injuries” that defendants’ conduct “could
have” caused. App.308a. The Fifth Circuit also relied
on Friends of the Earth, Inc. v. Laidlaw Environmental Services (TOC), Inc., 528 U.S. 167, 185 (2000), to
summarily conclude that plaintiffs satisfied Article
III’s redressability requirement based on the notion
that civil penalties and injunctive relief alike can deter future violations. App.501a–02a.
Amici States have a strong interest here. The
Fifth Circuit’s decision allows private citizens to sue
in federal court without making the traditional Article
III showing that the defendant “likely caused” their
injuries. It also applied Laidlaw’s “curious conclusion”
that citizens have standing to seek civil penalties
“even though any civil penalties won by the plaintiffs
aren’t actually paid to the plaintiffs” but to the U.S.
Treasury. App.77a (Statement of Ho, J.).
The Fifth Circuit’s decision upends the cooperative federalism enacted by Congress by drastically
expanding Article III standing for environmental
suits. That expanded standing disregards the States’
longstanding historical role in environmental regulation. Congress has long recognized that historical role
Pursuant to Rule 37.2, amici provided timely notice of their intent to file this brief to all parties.
1
2
and woven it directly into the cooperative federalist
framework of the Clean Air Act.
The Fifth Circuit’s interpretation interferes
with State authority over air quality and severely constrains congressionally approved State discretion over
Clean Air Act enforcement. Beyond the constitutional
indignity, the decision undermines State environmental innovation with little environmental benefit.
SUMMARY OF ARGUMENT
The Clean Air Act makes “the States and the Federal Government partners in the struggle against air
pollution.” Gen. Motors Corp. v. United States, 496
U.S. 530, 532 (1990). The original Act—enacted in
1963—“was rooted in a strong presumption of unchallenged state primacy on regulating air pollution.”
Brigham Daniels, Andrew P. Follett, & Joshua Davis,
The Making of the Clean Air Act, 71 Hastings L.J. 901,
908 (2020) (citing Pub. L. No. 88-206, 77 Stat. 392, 396
(1963)) (“[M]unicipal, State, and interstate action to
abate air pollution shall be encouraged and shall not
be displaced by Federal enforcement action except as
otherwise provided.”)).
Today, the Act still recognizes “that air pollution
prevention . . . and air pollution control at its source is
the primary responsibility of States and local governments.” 42 U.S.C. § 7401(a)(3). And “[t]he basic framework for controlling air pollution since the enactment
of the modern CAA in 1970 is one of cooperative federalism.” Ann E. Carlson, Iterative Federalism and Climate Change, 103 Nw. U. L. Rev. 1097, 1106 (2009).
Under the cooperative federalism model, “states
are partners, if not leaders, when it comes to environmental statutes.” Sen. Kevin Cramer, Restoring
3
States’ Rights and Adhering to Cooperative Federalism
in Environmental Policy, 45 Harv. J.L. & Pub. Pol’y
481, 500 (2022). Citizen-suit provisions under these
laws are merely meant “to spur and supplement government enforcement.” Courtney M. Price, Private Enforcement of the Clean Water Act, Nat. Resources &
Env’t, Winter 1986, at 31, 32. Citizen suits thus operate within the existing constitutional framework and
are not meant to authorize suits beyond the bounds of
Article III.
By ruling for the plaintiffs here, the Fifth Circuit drastically expanded Clean Air Act citizen suits—
and did so based on a flawed interpretation of Article
III principles. “The Clean Air Act’s citizen-suit provision already “push[es] against the limits of Article III.”
Env’t Texas Citizen Lobby, Inc. v. ExxonMobil
Corp.¸123 F.4th 309, 396 (Mem.) (2024) (Oldham, J.,
dissenting) (citing Richard H. Fallon, Jr. et al., Hart
and Wechsler’s The Federal Courts and the Federal
System 805 (7th ed. 2015)). And the Fifth Circuit’s decision “exacerbate[s] the constitutional tension” in
these suits. Id.
“[T]he federal government cannot implement
its air pollution program without the substantial resources, expertise, information, and political support
of state and local officials.” John P. Dwyer, The Practice of Federalism Under the Clean Air Act, 54 Md. L.
Rev. 1183, 1224 (1995). But the Fifth Circuit’s approach here would upset the Clean Air Act’s “basic
framework” of cooperative federalism that “has remained unchanged since the initial passage of the
Act.” Holly Doremus & W. Michael Hanemann, Of Babies and Bathwater: Why the Clean Air Act’s Cooperative Federalism Framework is Useful for Addressing
4
Global Warming, 50 Ariz. L. Rev. 799, 817 (2008). The
Act explicitly recognizes that “Congress finds that air
pollution prevention (that is, the reduction or elimination, through any measures, of the amount of pollutants produced or created at the source) and air pollution control at its source is the primary responsibility
of States and local governments.” 42 U.S.C.
§ 7401(a)(3).
Indeed, the Act expressly retains State authority, declaring that unless expressly provided, “nothing . . . shall preclude or deny” the rights of States to
“adopt of enforce (1) any standard or limitation respecting emissions of air pollutants or (2) any requirement respecting control or abatement of air pollution.”
42 U.S.C. § 7416(d); see also id. § 7412 (retaining State
authority to regulate radionuclide emissions).
“The Clean Air Act thus provides a cooperativefederalism approach to air quality regulation.” Alabama Env’t Council v. Adm’r, U.S. EPA, 711 F.3d
1277, 1280 (11th Cir. 2013) (citation omitted). “This
division of responsibility between the states and the
federal government ‘reflects the balance of state and
federal rights and responsibilities characteristic of our
federal system of government.’” Luminant Generation
Co. v. EPA, 675 F..3d 917, 921 (5th Cir. 2012) (quoting
Fla. Power & Light Co. v. Costle, 650 F.2d 579, 581
(5th Cir. 1981)). But an expansive reading of the citizen-suit provisions instead puts private actors in the
driver’s seat, directing compliance efforts toward mitigating litigation risk rather than toward the areas
that state and local experts conclude are most in need
of attention. See Gabriella Mahan, Uncooperative Federalism: Citizen Suits, Savings Clauses, and Their
5
Challenges to Negotiated Settlements, ABA Air Quality Committee Newsl., June 2018, at 3, 4.
The Fifth Circuit’s decision thus threatens the
Act’s balance, but this Court can restore it. Here, the
Court can ensure that the Clean Air Act citizen-suit
standing is read through the proper cooperative federalist lens as provided in the Act’s text.
ARGUMENT
I.
COOPERATIVE FEDERALISM PRINCIPLES MUST DRIVE ANY INTERPRETATION OF THE CLEAN AIR ACT
Congress created a system of cooperative federalism for the States and federal government to complement each other’s actions in protecting the environment. “The Clean Air Act was the first modern federal
environmental statute to employ a ‘cooperative federalism framework,’ assigning responsibilities for air
pollution control to both federal and state authorities.”
Doremus, et al., supra at 817. The Act “created the
basic structure for air pollution control in the United
States.” Arnold W. Reitze, Jr., Federalism and the Inspection and Maintenance Program Under the Clean
Air Act, 27 Pac. L.J. 1461, 1477 (1996). And with it,
“Congress launched modern environmental ‘cooperative federalism.’” Adam Babich, Back to the Basics of
Antipollution Law, 32 Tul. Envtl. L.J.1, 41 (2018)
The cooperative federalism approach allows
States to tailor federal regulatory programs to local
conditions, promote competition within the federal
regulatory framework, and allow experimentation
with different approaches that might help find an optimal regulatory strategy. Phillip J. Weiser, Federal
6
Common Law, Cooperative Federalism, and Enforcement of the Telecom Act, 76 N.Y.U. L. Rev. 1692, 1695–
98 (2001). Indeed, the cooperative federalism approach is baked into the text of the Clean Air Act, and
any interpretation which ignores cooperative federalism principles ignores critical historical and contextual context.
1. States possess a vital historical role in
addressing air pollution.
Congress has long recognized “the states’ role
on the front lines” of air quality regulation. Babich, supra at 43. “Air pollution prevention falls under the
broad police powers of the states, which include the
power to protect the health of citizens in the state.”
Exxon Mobil Corp. v. EPA, 217 F.3d 1246, 1255 (9th
Cir. 2000). And “[t]he problem of air pollution exists at
the State and local level. That is where the public understands the problem.” S. Rep. No. 95-127 at 10 (May
10, 1977) (accompanying S. 252), reprinted in Comm.
on Public Works, 3 A Legislative History of the Clean
Air Act Amendments of 1977, at 1371, 1384 (1978).
Indeed, “[d]espite the growth of federal environmental law”—particularly as to interstate air pollution—Congress has gone to great lengths to preserve
an important role for the states in environmental policy-making.” Robert V. Percival, Environmental Federalism: Historical Roots and Contemporary Models,
54 Md. L. Rev. 1141, 1172 (1995). And “State law retains considerable importance in the environmental
protection arena.” Id.
The States have long held this vital role because
different localities face different environmental challenges and different populations value different
7
environmental goals. For example, when Congress enacted the Clean Air Act, the “heavily industrial Rust
Belt area, where the effects of pollution from the burning of coal were most pronounced” focused on “the
harm to local public health caused by air pollution.”
Jason Scott Johnston, A Positive Political Economic
Theory of Environmental Federalization, 64 Case W.
Res. L. Rev. 1549, 1598 (2014). Meanwhile, the Southwestern States “were concerned about the effects on
tourist demand for pristine air” and “in preventing the
pollution of clean airsheds in undeveloped parts of the
country.” Id. And, today, States home to densely populated urban or industrialized areas face “[t]he most
difficult air planning challenges.” Reitze, supra at
1479; see also EPA, Map, 8-Hour Ozone Nonattainment Areas (2015 Standard), Green Book, (Feb. 28,
2025), available at https://perma.cc/2BK7-DYQT
(showing areas subject to more stringent pollutioncontrol regulations).
This “strong tradition of decentralized management” allows for “significant customization of standards” and allows States to tailor their standards based
on the individual needs in their communities. Robert
L. Fischman, Cooperative Federalism and Natural Resources Law, 14 N.Y.U. Envtl. L.J. 179, 192–93 (2005).
Thanks to this flexibility, States can experiment with
different pollution-regulation methods and can
quickly and efficiently respond to changes while
quickly reversing or amending ineffective policies. See
Henry N. Butler & Nathaniel J. Harris, Sue Settle,
and Shut Out the States: Destroying the Environmental Benefits of Cooperative Federalism, 37 Harv. J.L. &
Pub. Pol’y 579, 610 (2014).
8
States have embraced their environmental
stewardship role with many State constitutions enshrining natural resource protections. See, e.g., Iowa
Const. art. VII, § 10 (creating a natural resources trust
fund); Alaska Const. art VIII, § 2 (requiring that the
legislature “provide for the . . . conservation of all natural resources”); Cal. Const. art. XIII, § 8 (protecting
the “use or conservation of natural resources”); Mont.
Const. art. II, § 3 (declaring the “right to a clean and
healthful environment” for “all persons”).
In fact, one fifth State constitutions enshrine
clean air protections. See, e.g., Fla. Const. art. II, § 7;
La. Const. Art. IX, § 1; Mass. Const. art XCVII; Mich.
Const. art. IV, § 52; Minn. Const. art. XI, § 14; N.M.
Const. Art. XX, § 21; N.Y. Const. art. I, § 19; N.C.
Const. art. XIV, § 5; Pa. Const. art. I, § 27; Va. Const.
art. XI, § 1.
Many of those States declare conservation of air
quality and air pollution abatement to be public policy
concerns, requiring legislative action. See, e.g., Fla.
Const. art. II, § 7 (“Adequate provision shall be made
by law for the abatement of air and water pollution.”);
Mich. Const. art. IV, § 52 (“The legislature shall provide for the protection of the air, water and other natural resources of the state from pollution, impairment
and destruction.”); N.M. Const. Art. XX, § 21 (legislature “shall provide for control of pollution and control
of despoilment of the air”); N.C. Const. art. XIV, § 5
(declaring policy of State “to control and limit the pollution of our air”); Va. Const. art. XI, § 1 (policy to ensure “that the people have clean air”).
Massachusetts, New York, and Pennsylvania go
even further, recognizing a right to “clean” and “pure”
9
air. Mass. Const. art. XCVII; N.Y. Const. art. I, § 19;
Pa. Const. art. I, § 27.
And several States’ constitutions put those commitments into action by establishing commissions or
setting up funds to keep air and other natural resources clean. See, e.g., Ark. Const. amend. 75 (creating Environmental Enhancement Funds); Minn.
Const. art. XI, § 14 (creating permanent environment
and natural resources trust fund for the “protection,
conservation, preservation, and enhancement of the
state’s air . . . and other natural resources”).
Both before and after the Clean Air Act’s enactment, State laws and regulations thus have been “essential component[s] in the evolution of environmental policy.” Dwyer, supra at 1185. And with decades “of
environmental federalism under their belts, many
states are sophisticated environmental players with
as much or . . . more expertise than the EPA.” Doremus, et al., supra at 825. As such, “[s]ome of the most
innovative environmental protection legislation has
been the product of state initiatives.” Percival, supra
at 1172–73 (citing California Initiative Measure of
Nov. 4, 1986) (Proposition 65) (codified at Cal. Health
& Safety Code § 25249.1 to .12 (West 1994)); Act of
Sept. 2, 1983, ch. 330, 1983 N.J. Laws (codified at N.J.
Stat. Ann. § 13:1K-6 to -35 (West 1992)); Mich. Comp.
Laws Ann. § 324.1701 (1994)).
2. The Clean Air Act recognizes the States’
air protection role, creating a cooperative federalism regime.
“The Clean Air Act largely preserves the traditional role of the states in preventing air pollution.”
Engine Mfrs. Ass’n v. S. Coast Air Quality Mgmt. Dist.,
10
498 F.3d 1031, 1042 (9th Cir. 2007) (citation omitted).
Before 1955, air pollution regulation was the sole public health responsibility of the States, and States enacted various regulations pursuant to their historical
police powers. See Arthur C. Stern, History of Air Pollution Legislation in the United States, 32 J. Air Pollution Control Ass’n 44, 44, 47 (1982); (discussing 1947
Cal. Stat. 1640; 1911 Iowa Acts 27; 1887 Minn. Special
Laws 623).
The States’ historical responsibility complements the Clean Air Act’s philosophy “to encourage
state, regional and local programs to control and abate
pollution, while spelling out the authority of the national government to step into interstate situations
with effective enforcement authority.” Edmund S.
Muskie, The Role of the Federal Government in Air
Pollution Control, 10 Ariz. L. Rev. 17, 18 (1968). To be
sure, outside the framework of the Clean Air Act, applying “the law of a particular State” to the issue of
interstate air pollution “would be inappropriate.” Am.
Elec. Power Co. v. Connecticut, 564 U.S. 410, 422
(2011). But the Act leaves States plenty of breathing
room.
Under the Clean Air Act, “[t]he primary federal
roles are setting national air quality standards,” while
“[t]he primary state role is deciding how to achieve the
federal air quality standards.” Doremus, et al., supra
at 817. States also retain the authority to set additional emission limits for certain pollution sources. Id.
This “basic division of responsibility” in the Act “reflects the cooperative federalism principles that have
long informed this nation’s air pollution control laws.”
In re Volkswagen “Clean Diesel” Mktg., Sales Pracs., &
Prods. Liab. Litig., 959 F.3d 1201, 1214 (9th Cir.
11
2020). Thus, the Act “provides a focused example of a
modern program that operates at all levels of government, resulting from entwined governmental responsibilities.” Reitze, supra at 1466. The Act thus is a
“joint venture” between the States and federal government. In re Volkswagen, 959 F.3d at 1215 (citing Gen
Motors Corp., 496 U.S. at 532).
Under this State-federal partnership, the Clean
Air Act authorizes the EPA to identify air pollutants
and establish National Ambient Air Quality Standards. 42 U.S.C. §§ 7408–7409. States then bear “the
primary responsibility” for implementing those standards” Id. § 7407(a) (“Each State shall have the primary responsibility for assuring air quality within
[its] entire geographic area.”; id. § 7401(a)(3) (“[A]ir
pollution prevention . . . is the primary responsibility
of States and local governments.”).
To implement national air quality standards,
States must adopt and administer State Implementation Plans that meet certain statutory criteria. Id.
§ 7410. But States have “wide discretion in formulating [their] plan[s].” Union Elec. Co. v. EPA, 427 U.S.
246, 250 (1976). States are “at liberty to adopt whatever mix of emission limitations [they] deem[] best
suited to [their] particular situation,” “so long as the
ultimate effect of a State’s choice of emission limitations is compliance with the national standards for
ambient air.” Train v. Natural Res. Def. Council, Inc.,
421 U.S. 60, 79 (1975).
Accordingly, States play the primary role in administering the Clean Air Act. 42 U.S.C. § 7401(a)(3).
The Act limits the EPA’s implementation role to the
ministerial review of State plans for compliance with
Act requirements. See id. § 7410(k)(3) (“[T]he [EPA]
12
Administrator shall approve [a State Implementation
Plan or Plan revision] as a whole if it meets all the
applicable requirements of this chapter.”); see also
Michigan v. EPA, 268 F.3d 1075, 1083 (D.C. Cir. 2001)
(the EPA’s “overarching role is in setting standards,
not in implementation”). This division of responsibility between the states and the federal government “reflects the balance of state and federal rights and responsibilities characteristic of our federal system of
government.” Luminant Generation Co., 675 F.3d at
921–22 (citation omitted). Altogether, the Clean Air
Act expects that the federal government can set targets, but the States can often determine the means of
implementation—how the rubber meets the road.
Congress also intended that the States would
take a key role in Clean Air Act enforcement. State
Implementation Plans must provide for monitoring
systems, set up permitting schemes, and “include a
program to provide for the enforcement of the” emission-control measures. 42 U.S.C. § 7410(a)(2)(C); see
also id. (a)(2)(B); (a)(2)(L). But, in limited circumstances, the Clean Air Act also permits citizen suits.
See 42 U.S.C. § 7604.
Federalism concerns shape the citizen-suit section’s scope. The Clean Air Act was the first environmental statute to incorporate a citizen suit provision,
and “[a]lthough the citizen suit provision received bipartisan support . . . the provisions were not without
their critics.” Stephen Fotis, Private Enforcement of
the Clean Air Act and the Clean Water Act, 32 Am.
Univ. L. Rev. 127, 136, 146 & n.96 (1985) (citation
omitted). “The legislative history of the CAA’s groundbreaking citizen suit provision reveals that its opponents, both in the Congress and in the industry, feared
13
that the new avenue of litigation would engender
abuse.” Id. at 146–47.
For example, some members of Congress feared
that the provisions would cause an explosion of questionably meritorious lawsuits—no matter how well
the EPA performed its enforcement duties. See 116
Cong. Rec. 33, 102 (1970) (statement of Sen. Griffin);
116 Cong. Rec. 32,925–26 (1970) (statement of Sen.
Hruska). Those members worried that the extra suits
“would clog an already congested court system.” Fotis,
supra at 147. Industry representatives “predicted that
a multiplicity of suits would interfere with the EPA’s
prosecutorial discretion, thus leading to unfairness,
inequality, and inconsistency in enforcement.” Id. (citation omitted). “[B]oth those in Congress and in the
industry feared that citizens would bring frivolous and
harassing suits.” Id. (citing 116 Cong. Rec. 32,925-26
(1970) (statement of Sen. Hruska); Air Pollution 1970, Part 5: Hearings before the Subcomm. on Air
and Water Pollution of the Comm. on Public Works,
United States Senate on S. 3229, S. 3466, S. 3546, 91st
Cong., 2d Sess. 1583–90 (1970)).
The Clean Air Act thus contains several limitations on citizen suits. First, the Clean Air Act requires
a would-be litigant to send notice of his intent to sue
to the EPA Administrator, the State in which the violation allegedly occurred, and the alleged violator. 42
U.S.C. § 7604(b)(1)(A). The law then precludes the citizen from suing for sixty days, during which, EPA or
State may decide to file suit on its own. Id. Second, the
Act bars citizen suits when government enforcement
is underway. Id. § 7604(b)(1)(B).
“In summary, Congress carefully drafted a citizen suit provision to encourage public enforcement of
14
the CAA . . . statutory requirements without the risk
of abuse by venal citizens.” Fotis, supra at 155. But
Congress “did not empower citizens to act as private
attorneys general without limit,” id., and overly expansive interpretation of the Clean Air Act standing
would risk doing just that.
II.
FEDERALISM PRINCIPLES UNDERLIE
ANY CLEAN AIR ACT INTERPRETATION.
Even if Congress had not written cooperative
federalism into the Clean Air Act, the principles of
statutory construction also favor reading the Act
through a State-protective lens. Under the nation’s
federalist system, “States are not mere political subdivisions of the United States,” and “State governments
are neither regional offices, nor administrative agencies of the federal government.” New York v. United
States¸ 505 U.S. 144, 188 (1992).
The Constitution instead “leaves to the several
States a residuary and inviolable sovereignty.” The
Federalist No. 39, at 245 (C. Rossiter ed. 1961). “The
Framers concluded that allocation of powers between
the National Government and the States enhances
Freedom, first by protecting the integrity of the governments themselves, and second by protecting the
people, from whom all governmental powers are derived.” Bond v. United States, 564 U.S. 211, 221
(2011). This allocation of powers “preserves the integrity, dignity, and residual sovereignty of the States.”
Id. Federalism also secures to citizens the liberties
that derive from the diffusion of federal power.” New
York, 505 U.S. at 181 (citation and internal quotation
marks omitted).
15
The cooperative federalism framework in particular “necessarily implies that states may reach differing conclusions on specific issues relating to the implementation of the Act. Budget Prepay, Inc. v. AT&T
Corp., 605 F.3d 273, 281 (5th Cir. 2010) (citing Global
Naps, Inc. v. Mass. Dep’t of Telecomms. & Energy¸427
F.3d 34, 46 (1st Cir. 2005)). “Far from being a bug, a
patchwork of state-by-state implementation rules is a
feature of this system of cooperative federalism.” Id.
This Court has consistently understood that
“[t]he States unquestionably do retai[n] a significant
measure of sovereign authority . . . to the extent that
the Constitution has not divested them of their original powers and transferred them to the Federal Government.” New York, 505 U.S. at 156 (quoting Garcia
v. San Antonio Metro. Transit Auth., 469 U.S. 528, 549
(1985)). Courts thus “begin with the axiom that, under
our federal system, the States possess sovereignty concurrent with that of the Federal Government, subject
only to limitations imposed by the Supremacy Clause.
Gregory v. Ashcroft, 501 U.S. 452, 457 (1991).
For example, in McDonnell v. United States,
this Court declined to construe a criminal statute “in
a manner that leaves its outer boundaries ambiguous
and involves the Federal Government in setting
standards of good government for local and state officials.” 579 U.S. 550, 576–77 (2016) (citation and internal quotation marks omitted). This Court instead
chose a “more limited interpretation” that was both
textually supported and free of “federalism concerns.”
Id.
And when interpreting statutes designed to advance cooperative federalism in particular, this Court
“ha[s] not been reluctant to leave a range of
16
permissible choices to the States, at least where the
superintending federal agency has concluded that
such latitude is consistent with the statute’s aims.”
Wisconsin Dep’t of Health & Fam. Servs. v. Blumer,
534 U.S. 473, 495 (2002).
If Congress “wishes to significantly alter the
balance between federal and state power,” the Court
“require[s] Congress to enact exceedingly clear language.” Sackett, 598 U.S. at 679 (quoting United
States Forest Serv. v. Cowpasture River Pres. Ass’n,
590 U.S. 604, 621–22 (2020)) (internal quotation
marks omitted). This clear-statement rule recognizes
that Congress’s ability to “legislate in areas traditionally regulated by the States” is an “extraordinary
power in the federalist system,” so courts “must assume Congress does not exercise [that power] lightly.”
Gregory, 501 U.S. at 460. As such, Congress must use
“unmistakably” clear language that places its intent
beyond dispute. Will v. Mich. Dep’t of State Police, 491
U.S. 58, 65 (1989). Without such language, statutes
“will not be deemed to have significantly changed” the
federal-state balance.” United States v. Bass, 404 U.S.
336, 349 n.16 (1971). The requirement holds additional force under the Clean Air Act given the Act’s
express policy that each State holds the “primary responsibility for assuring air quality within [its] entire
geographic area.” 42 U.S.C. § 7401(a)(3).
Layering these federalism principles over the
text of the Clean Air Act and the States’ historical role
in air quality regulation establish why courts should
avoid the constitutional and federalism questions that
overly broad citizen suit standing would create.
17
III.
THE FIFTH CIRCUIT’S RULING DISRUPTS THE COOPERATIVE FEDERALISM BALANCE OF THE CLEAN AIR ACT.
The Fifth Circuit stripped federalism principles
and historical context from its interpretation. Its expanded view of the Clean Air Act citizen-suit standing
frustrates core federalism principles by replacing
State primacy in Clean Air Act enforcement with unelected and unchecked citizen plaintiffs.
Too-broad citizen-suit regimes, like those here,
undermine federalism and frustrate the States’ and
Congress’s priorities. Cooperative federalism gives
States discretion and creative latitude. Budget Prepay, 605 F.3d at 281. But the fear of overzealous citizen suits prevents States from experimenting with
regulatory approaches. Gwaltney of Smithfield, Ltd. v.
Chesapeake Bay Found., 484 U.S. 49, 60 (1987). Indeed, “citizen enforcement may not be an effective
means of ensuring the most efficient implementation
of environmental laws,” and “[i]n some cases, environmental suits may even frustrate the objective of environmental protection.” Frank B. Cross, Rethinking
Environmental Citizen Suits, 8 Temp. Envt’l L. &
Tech. 55, 64 (1989).
1. The Fifth Circuit’s interpretation undermines federalist principles.
Federalism is not just an end in itself: Rather,
the federalist structure “assures a decentralized government that will be more sensitive to the diverse
needs of a heterogeneous society[,] increases opportunity for citizen involvement in the democratic processes[,] allows for more innovation and experimentation in government[, and] makes government more
18
responsive by putting States in competition for a mobile citizenry.” Gregory, 501 U.S. at 458 (citations
omitted).
Under the cooperative federalism system, “[i]f
state residents would prefer their government devote
its attention and resources to problems other than
those deemed important by Congress, they may choose
to have the Federal Government rather than the State
bear the expense of a federally mandated regulatory
program.” New York, 505 U.S. at 168. States also have
the option to supplement the federal program to the
extent State law is not preempted. Id.
Either way, “[w]here Congress encourages state
regulation rather than compelling it, state governments remain responsive to the local electorate’s preferences[, and] state officials remain accountable to the
people.” Id. For example, one State in a heavily industrialized area might prioritize “cleaning up fouled
airsheds” while another might be concerned “not with
dirty air, but with clean air” and keeping local
airsheds pristine. See Johnston, supra at 1598. In
other words, “the state may prefer protecting the environment one way to protecting it another way.” Sierra Club v. U.S. Army Corp. of Eng’rs, 909 F.3d 635,
648 (4th Cir. 2018). Cooperative federalism allows
States to take different approaches provided they still
satisfy the baseline federal standards.
But expanded citizen suits interfere with those
State decisions. These suits thus take the federalism
concerns already present in administrative law, Scott
A. Keller, How Courts Can Protect State Autonomy
from Federal Administrative Encroachment, 82 S. Cal.
L. Rev. 45, 94 (2008), and multiply them hundredfold.
Where, as here, a court grants citizen plaintiffs broad
19
enforcement authority, it creates an army of “private
attorneys general,” who lack the institutional concerns and built in checks that could temper even a federal agency. See Charles S. Abell, Ignoring the Trees
for the Forests: How the Citizen Suit Provision of the
Clean Water Act Violates the Constitution’s Separation
of Powers Principle, 81 Va. L. Rev. 1957, 1964 (1995).
Unlike government enforcers, “[c]itizen-suit plaintiffs . . . face no significant political repercussions for
setting unwise enforcement priorities,” allowing them
to pursue even “technical” violations of state-law conditions that go beyond the EPA. Jonathan H. Adler,
Stand or Deliver: Citizen Suits, Standing, and Environmental Protection, 12 Duke Env’t L. & Pol’y F. 39,
43, 49–50, 56–57, 62 (2001). Making matters worse,
the diligent-prosecution bar—under which citizens
cannot proceed when a state government is “diligently
prosecuting” the same violator—places federal courts
in the “uncomfortable, if not institutionally incompetent” position of “delving in [the state’s] eventual aims
and effort” in pursuing polluters. Peter A. Appel, The
Diligent Prosecution Bar to Citizen Suits: The Search
for Adequate Representation, 10 Widener L. Rev. 91,
103 (2003).
These concerns help explain why Congress’s approach to this “private [environmental] law enforcement” shows “a vague sense of suspicion and discomfort” with the citizen suit mechanism. Michael S.
Greve, The Private Enforcement of Environmental
Law, 65 Tul. L. Rev. 339, 342 (1990). Statutory limitations to citizen suits, such as the sixty-day notice requirement and government enforcement bar to suit
are the result of this suspicion. Fotis, supra at 154–
155. “Citizen suits were intended by Congress to be an
adjunct to governmental enforcement priorities, not to
20
supplant them.” Envt. Texas Citizen Lobby, Inc., 123
F.4th at 358 (Jones, J., dissenting) (citing Gwaltney,
484 U.S. at 60); see also Abell, supra, at 1961–62 (“limitations on citizen involvement” are “designed to ensure that citizen suits play a supplementary, and not
a superseding, role in the enforcement” of the Act). In
addition, all civil fines that a citizen suit obtains are
payable to the United States Treasury. 42 U.S.C.
§ 7604(a). This prohibition on profitable citizen enforcement “would be inexplicable if Congress considered private enforcement wholly unproblematic.”
Greve, supra, at 342.
Congressional limits thus ensure that citizen
suits “are only proper when the federal state, or local
agencies fail to exercise their enforcement responsibility, and that such suits should not considerably curtail
the governing agency’s discretion to act in the public
interest.” Arkansas v. Wildlife Fed’n v. ICI Americas,
Inc., 29 F.3d 376, 380 (8th Cir. 1994). Indeed, the
Clean Air Act’s overarching cooperative-federalism regime means little without clear citizen suit limitations. Yet the Fifth Circuit undermines these principles by removing a key jurisdictional limitation, upending this delicate balance.
2. The Fifth Circuit’s interpretation stifles State environmental protection efforts.
Overly broad Article III standing further frustrates core federalism tenets by hampering regulatory
innovation. “It is one of the happy incidents of the federal system that a single courageous State may, if its
citizens choose, serve as a laboratory and try novel social and economic experiments without risk to the rest
of the country.” New State Ice Co. v. Liebmann, 285
21
U.S. 262, 311 (1932) (Brandeis, J., dissenting). Federalism recognizes “the political reality that a smaller
unit of government is more likely to have a population
with preferences that depart from the majority’s. So it
is more likely to try an approach that could not command a national majority.” Michael W. McConnell,
Federalism: Evaluating the Founders’ Design for Federalism, 54 U. Chi. L. Rev. 1484, 1498 (1987). Put
simply: “Lower levels of government are more likely to
depart from established consensus simply because
they are smaller and more numerous.” Id. This means
that “[i]f innovation is desirable, it follows that decentralization is desirable.” Id. As such, “local laws can be
adapted to local conditions and local tastes, while a
national government must take a uniform–and hence
less desirable approach.” Id. at 1493. This flexibility
also gives local governments “greater opportunity and
incentive to pioneer useful changes.” Id. That is one
reason why “[t]he EPA’s regulations are drafted to be
applied with discretion.” Cross, supra, at 66.
But expanded citizen suits “run the risk of inconsistent and unfair enforcement, as citizens may
pursue even small and unavoidable violations” of environmental statutes. Cross, supra, at 66.
Some environmentalists might not see the
harm in overenforcement and might even find it beneficial, but “we should ask whether more litigation
over technical violations and aesthetic harms serves
the broader goals of cleaner air, purer water, and the
safeguarding of the natural world.” Adler, supra at 82
Citizen suits also come at considerable taxpayer
expense as litigation expenses can divert funds from
essential government services. See Susan A. Macmanus, The Impact of Litigation on Municipalities:
22
Total Cost, Driving Factors, and Cost Containment
Mechanisms, 44 Syracuse L. Rev. 833, 840–41 (1993).
Indeed, citizen suits have sometimes been pursued
against the States themselves, even though such efforts are “profoundly contrary to the Act’s remedial design.” Sierra Club v. Korleski, 681 F.3d 342, 352 (6th
Cir. 2012) (Sutton, J.).
Perhaps the policy could be justified if citizen
suits somehow enhanced air quality or reduced air pollution, but increased citizen suits do not have that effect. “While some citizen suits are no doubt motivated
by pure intentions, and some certainly produce tangible environmental gains, it is not clear how much environmental benefit citizen-suit provisions actually
provide.” Adler, supra, at 51.
It might seem natural to assume that more citizen suits mean more environmental protection,
“[u]nfortunately, citizen enforcement may not be an
effective means of ensuring the most efficient implementation of environmental laws[, and] . . . may even
frustrate the objective of environmental protection.”
Cross, supra, 64. That is because citizen plaintiffs do
not face the same political and economic constraints
that might limit government enforcement. Adler, supra, at 51. Instead, “citizen-suit provisions encourage
the filing of suits against vulnerable plaintiffs irrespective of the environmental benefit.” Id. at 51. And
“[e]nvironmental citizen suits facilitate and encourage
litigation over paperwork violations and permit exceedences, which may or may not impact environmental quality.” Id. at 58.
Indeed, “[t]here is a growing consensus in environmental law that environmental regulations can
better achieve their goals if they are more flexible.”
23
Adler, supra, at 66 (citing Karl Hausker, Reinventing
Environmental Regulation: The Only Path to a Sustainable Future, 29 Envtl. L. Rep. 10, 148 (March
1999)). The Fifth Circuit’s result removes that flexibility and instead “effectively usurps federal, state, and
local environmental enforcement decisions.” Envt.
Texas Citizen Lobby, Inc., 123 F.4th at 358 (Jones, J.,
dissenting). The cooperative federalism woven into the
Clean Air Act is meant to avoid just such a result.
CONCLUSION
This Court should grant certiorari to reverse
the Fifth Circuit Court’s judgment.
Respectfully submitted,
BRENNA BIRD
Attorney General
State of Iowa
ERIC WESSAN*
Solicitor General
BREANNE A. STOLTZE
Assistant Solicitor General
BREANNE STOLTZE
1305 E Walnut Street
Des Moines, IA 50319
eric.wessan@ag.iowa.gov
breanne.stoltze@ag.iowa.
gov
(515) 823- 9177
April 11, 2024
JOHN B. MCCUSKEY
Attorney General
of West Virginia
MICHAEL R. WILLIAMS
Solicitor General
Office of the
West Virginia
Attorney General
State Capitol Complex
Building 1, Room E-26
Charleston, WV 25305
mwilliams@wvago.gov
(304) 558-2021
*Counsel of Record
24
ADDITIONAL COUNSEL
Steve Marshall
Attorney General of
Alabama
Kris Kobach
Attorney General of
Kansas
Treg Taylor
Attorney General of
Alaska
Liz Murrill
Attorney General of
Louisiana
Tim Griffin
Attorney General of
Arkansas
Lynn Fitch
Attorney General of
Mississippi
James Uthmeier
Attorney General of
Florida
Andrew T. Bailey
Attorney General of
Missouri
Chris Carr
Attorney General of
Georgia
Austin Knudsen
Attorney General of
Montana
Raúl R. Labrador
Attorney General of
Idaho
Michael T. Hilgers
Attorney General of
Nebraska
Theodore E. Rokita
Attorney General of
Indiana
John Formella
Attorney General of
New Hampshire
Drew Wrigley
Attorney General of
North Dakota
25
Dave Yost
Attorney General of
Ohio
Ken Paxton
Attorney General of
Texas
Gentner Drummond
Attorney General of
Oklahoma
Derek E. Brown
Attorney General of
Utah
Dave Sunday
Attorney General of
Pennsylvania
Jason S. Miyares
Attorney General of
Virginia
Alan Wilson
Attorney General of
South Carolina
Bridget Hill
Attorney General of
Wyoming
Marty Jackley
Attorney General of
South Dakota
Jonathan Skrmetti
Attorney General of
Tennessee
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.