Amicus Curiae Brief — Laura Smith, as Duly Appointed Representative and Independent Administrator of the Estate of Andrea Manfredi, Deceased, et al., Petitioners v. The Boeing Company, et al.
Supreme Court briefMar 11, 2025
Ask Donna
What actually matters in this document.
Text
No. 24-849
IN THE
Supreme Court of the United States
————
LAURA SMITH, as Duly Appointed Representative
of the Estate of Andrea Manfredi, et al.,
v.
Petitioners,
THE BOEING CO., et al.,
————
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Seventh Circuit
————
BRIEF OF AMICI CURIAE LAW PROFESSORS
MARTIN DAVIES, ROBERT FORCE,
STEVEN F. FRIEDELL,
THOMAS C. GALLIGAN, JR., AND
THOMAS J. SCHOENBAUM
IN SUPPORT OF PETITIONERS
————
THEODORE M. COOPERSTEIN
Counsel of Record
THEODORE COOPERSTEIN PLLC
1888 Main Street, Suite C-203
Madison, MS 39110
(601) 397-2471
ted@appealslawyer.us
March 11, 2025
Counsel for Amici Curiae
WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D.C. 20002
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................
iii
INTEREST OF AMICI CURIAE ........................
1
REASONS FOR GRANTING THE PETITION..
1
I.
The Seventh Circuit’s approach undermines core federalism principles embodied
in the Saving-to-Suitors Clause ...............
1
A. The historical role of the Saving-toSuitors
Clause
in
American
Federalism ...........................................
2
B. DOHSA’s Saving Clause reflects congressional
intent
to
preserve
Federalism ............................................
6
C Tenth Amendment implications of the
decision below ......................................
8
The Seventh Circuit’s approach contradicts
the Original Understanding of Admiralty
Jurisdiction. ..............................................
8
A. The Colonial and Founding Era understanding of Admiralty Jurisdiction.....
9
B. The
development
of
Maritime
Jurisdiction through history ...............
10
C. DOHSA’s text and history in context .
12
III. The decision invites jurisdictional
manipulation and forum-shopping...........
16
A. The new strategic advantage of
removal ................................................
17
B. The one-way ratchet problem .............
17
II.
(i)
ii
TABLE OF CONTENTS—Continued
Page
C. Practical consequences for administration of justice ................................
19
IV. The Seventh Amendment implications of
the decision below warrant this Court’s
review.........................................................
20
A. The Seventh Amendment’s historical
test ........................................................
20
B. Application of the Seventh Amendment to diversity jurisdiction ..............
20
CONCLUSION ....................................................
23
iii
TABLE OF AUTHORITIES
CASES
Page(s)
American Dredging Co. v. Miller,
510 U.S. 443 (1994) ...................................
18
Atl. & Gulf Stevedores, Inc. v.
Ellerman Lines, Ltd.,
369 U.S. 355 (1962) ............................... 5, 22, 23
Beacon Theatres, Inc. v. Westover,
359 U.S. 500 (1959) ................................... 19-21
Breuer v. Jim’s Concrete of Brevard, Inc.,
538 U.S. 691 (2003) ...................................
17
Curcuru v. Rose’s Oil Serv., Inc.,
802 N.E.2d 1032 (Mass. 2004) ..................
19
Curtis v. Loether,
415 U.S. 189 (1974) ...................................
20
DeLovio v. Boit,
7 F. Cas. 418 (C.C.D. Mass. 1815)
(No. 3,776) .................................................
10
Dooley v. Korean Air Lines Co., Ltd.,
524 U.S. 116 (1998) ...................................
21
Ferens v. John Deere Co.,
494 U.S. 516 (1990) ...................................
17
Fitzgerald v. U.S. Lines Co.,
374 U.S. 16 (1963) .....................................
22
Garrett v. Moore-McCormack Co., Inc.,
317 U.S. 239 (1942) ...................................
10
Ghotra v. Bandila Shipping, Inc.,
113 F.3d 1050 (9th Cir.1997)....................
22
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Granfinanciera, S.A. v. Nordberg,
492 U.S. 33 (1989) .....................................
20
Griffin v. Oceanic Contrs., Inc.,
458 U.S. 564 (1982) ...................................
13
Gulf Oil Corp. v. Gilbert,
330 U.S. 501 (1947) ...................................
17
Hanna v. Plumer,
380 U.S. 460 (1965) ......................................
17
Holmes Grp., Inc. v. Voronado Air
Circulation Sys., Inc.,
535 U.S. 826 (2002) ...................................
19
Howlett v. Rose,
496 U.S. 356 (1990) ...................................
8
In re Lockheed Martin Corp.,
503 F.3d 351 (4th Cir. 2007) ..........................
22
Jennings v. Rodríguez,
583 U.S. 281 (2018) ...................................
21
Jerome Grubart, Inc. v. Great Lakes
Dredge & Dock Co.,
513 U.S. 527 (1995) ...................................
8, 9
Johnson v. Fankell,
520 U.S. 911 (1997) ...................................
8
Koch Fuels, Inc. v. Cargo of 13,000
Barrels of No. 2 Oil,
704 F.2d 1038 (8th Cir. 1983)...................
22
Lewis v. Lewis & Clark Marine, Inc.,
531 U.S. 438 (2001) ...................................
18
v
TABLE OF AUTHORITIES—Continued
Page(s)
Madruga v. Super. Ct.,
346 U.S. 556 (1954) ...................................
5
N.J. Steam Nav. Co. v. Merchants’ Bank,
47 U.S (6 How.) 344 (1848) .......................
4
Norfolk S. Ry. Co. v. Kirby,
543 U.S. 14 (2004) .....................................
19
Offshore Logistics, Inc. v. Tallentire,
477 U.S. 207 (1986) ................... 7, 10, 11, 15, 21
Panama R. Co. v. Johnson,
264 U.S. 375 (1924) ...................................
12
Parsons v. Bedford,
28 U.S. (3 Pet.) 433 (1830) ........................
20
Robinson v. Shell Oil Co.,
519 U.S. 337 (1997) ...................................
12
Sisson v. Ruby,
497 U.S. 358 (1990) ...................................
2, 9
Tafflin v. Leavitt,
493 U.S. 455 (1990) ...................................
8
Wilson v. Transocean Airlines,
121 F. Supp. 85 (N.D. Cal. 1954)..............
7
CONSTITUTION
U.S. Const. art. III, § 2 .................................
3
U.S. Const. amend. VII ....................... 1, 16, 19-22
U.S. Const. amend. X ...................................
8
vi
TABLE OF AUTHORITIES—Continued
STATUTES
Page(s)
28 U.S.C. § 1331 ...........................................
4
28 U.S.C. § 1332 ...........................................
4
28 U.S.C. § 1333 ............... 3, 4, 6, 7, 11, 16, 21, 22
28 U.S.C. § 1333(1) .......................................
5
28 U.S.C. § 1369 ........................................... 4, 17
46 U.S.C. § 30302 ......................................... 6, 12
46 U.S.C. § 30308(a) ................................. 7, 12, 21
46 U.S.C. § 30903(b) .....................................
20
First Judiciary Act of 1789, 1 Cong. Ch. 20,
1 Stat. 73 (1789) ............................ 1, 3, 5, 10, 11
§ 9, 1 Stat. 77 ............................................
4, 5
§ 9(a), 1 Stat. 77 ........................................
3
RULES
FED. R. CIV. P. 9(h) ................................. 10, 11, 16
FED. R. CIV. P. 9, Advisory Comm. Note ......
10
FED. R. CIV. P. 9(h), Advisory Comm. Note,
39 F.R.D. 69 (1966) ...................................
16
FED. R. CIV. P. 14(c) ......................................
11
FED. R. CIV. P. 38(a)...................................... 11, 16
FED. R. CIV. P. 38(e) ......................................
11
Fed. R. Civ. P. 82 ..........................................
11
FED. R. CIV. P. SUPP. R. A-G .........................
11
vii
TABLE OF AUTHORITIES—Continued
OTHER AUTHORITIES
Page(s)
52 Cong. Rec. 1065 (Jan. 6, 1915) ................
13
Theodore M. Cooperstein, Letters of
Marque and Reprisal: the Constitutional
Law and Practice of Privateering, 40 J.
MAR. L. & COM. 221 (Apr. 2009) ...............
3
THE DECLARATION OF INDEPENDENCE (U.S.
1776) ..........................................................
10
John W. deGravelles, The Application of
State Law in a Maritime Case: A Primer
on “The Devil’s Own Mess,” 15 LOY. MAR.
L.J. 5 (Winter 2016) .......................... 4, 5, 11, 12
Steven F. Friedell, Death at Sea and the
Right to Jury Trial, 48 TUL. MAR. L.J. 165
(2024) ...................................................... 6, 13-15
GRANT GILMORE & CHARLES L. BLACK, JR.,
THE LAW OF ADMIRALTY (2d ed. 1975) ......
5
David W. Robertson, Admiralty and
Maritime Litigation in State Courts, 55
LA. L. REV. 685 (1995) ...............................
5, 6
David W. Robertson, Admiralty Procedure
and Jurisdiction After the 1966
Unification, 74 MICH. L. REV. 1627 (1976)
...................................................................
4
David W. Robertson, The Applicability of
State Law in Maritime Cases, 21 TUL.
MAR. L.J. 81 (1996) ...................................
18
viii
TABLE OF AUTHORITIES—Continued
Page(s)
DAVID W. ROBERTSON, STEVEN F. FRIEDELL,
& MICHAEL F. STURLEY, ADMIRALTY AND
MARITIME LAW IN THE UNITED STATES
(4th ed. 2020)................................................
5
THOMAS J. SCHOENBAUM, ADMIRALTY AND
MARITIME LAW (5th ed. 2011) ...................
5
THOMAS J. SCHOENBAUM, ADMIRALTY AND
MARITIME LAW (6th ed. 2018) .................. 3-6, 20
STEVEN L. SNELL, COURTS OF ADMIRALTY
AND THE COMMON LAW: ORIGINS OF THE
AMERICAN EXPERIMENT IN CONCURRENT
JURISDICTION (2007) ................................ 2, 3, 20
14A CHARLES ALAN WRIGHT & ARTHUR R.
MILLER,
FEDERAL
PRACTICE
AND
PROCEDURE (4th ed. 2013) ........................
4
INTEREST OF AMICI CURIAE 1
Amici curiae are law professors of admiralty and
maritime law. They seek to help the Court resolve
issues of admiralty and federal jurisprudence toward
preserving the right to jury trial.
Martin Davies is Niels F. Johnson Chair of Maritime
Law at Tulane University. Steven Friedell is Professor
of Law at Rutgers University. Robert Force is Niels F.
Johnson Chair of Maritime Law, Emeritus at Tulane
University. Thomas C. Galligan, Jr. is Dodson & Hooks
Endowed Chair of Maritime Law at Louisiana State
University. Thomas Schoenbaum is Harold S. Shefelman
Professor of Law at the University of Washington.
Amici support Certiorari because the issue implicates
the concurrent jurisdiction of state and federal courts
envisioned by the Framers. This case provides an ideal
opportunity to restore important constitutional principles.
REASONS FOR GRANTING THE PETITION
I. The Seventh Circuit’s approach undermines
core federalism principles embodied in
the Saving-to-Suitors Clause.
The Saving-to-Suitors Clause represents one of the
oldest and most important expressions of federalism
in American jurisprudence, dating back to the First
Judiciary Act of 1789. 1 Cong. Ch. 20, 1 Stat. 73 (1789).
Rule 37 Statement: No counsel for any party authored
this brief in whole or in part. No person or entity, with the
following exception, other than Amici and their counsel, made
monetary contributions to its preparation. Mr. Roland Pritzker,
an independent philanthropist concerned to protect Seventh
Amendment rights, contributed in part to the cost. Pursuant to
Rule 37.2, counsel for both parties received timely notice.
1
2
The Seventh Circuit’s approach significantly undermines
this federalism principle in several specific ways.
A “case-by-case” adjudication of admiralty jurisdiction
is unpredictable and lacks clarity. Sisson v. Ruby, 497
U.S. 358, 373 (1990) (Scalia, J., concurring) (“The decision
seems unfortunate as increasing complication and
uncertainty in the law without, apparently, securing
any practical gains to compensate for these disadvantages.”) (cleaned up). This criticism applies with
equal force to the Seventh Circuit’s creation of “quasiexclusive” jurisdiction wherein jury rights depend on
the forum rather than the nature of the claim.
A. The historical role of the Saving-toSuitors Clause in American Federalism
The history of American admiralty law has generally
been a story of concurrent jurisdiction. During the
Colonial era, the British Crown established separate
vice-admiralty courts that exercised mostly concurrent
jurisdiction over maritime cases with colonial
common-law courts. See STEVEN L. SNELL, COURTS OF
ADMIRALTY AND THE COMMON LAW: ORIGINS OF THE
AMERICAN EXPERIMENT IN CONCURRENT JURISDICTION
149-179 (2007) (demonstrating the wide degree of
shared jurisdiction over most maritime claims).
Plaintiffs could choose to file a claim in a viceadmiralty court or in a common law court. See id. at
205 (“Perhaps more importantly, these courts had
provided the litigants with a choice. A potential
plaintiff was able to weigh the alternatives, determining whether the opportunity to cross-examine witnesses
in open court and availability of a jury mattered more
than the speed of summary civil law procedures....”).
3
After independence, each State established its own
admiralty court, primarily to adjudicate prize cases. 2
See id. at 215-21. State admiralty courts and commonlaw courts soon shared jurisdiction over other
maritime matters. Id.
Desiring uniformity in substantive maritime law,
the Founders brought admiralty jurisdiction into the
federal courts. Id. at 232-71. The Constitution
consequently extends the federal judicial power “to all
Cases of admiralty and maritime Jurisdiction.” U.S.
CONST. art. III, § 2.
When Congress codified federal admiralty jurisdiction
in the Judiciary Act of 1789, it included a saving-tosuitors clause expressly providing concurrent jurisdiction over most maritime claims. Judiciary Act § 9(a),
1 Stat. 77; see SNELL, supra, at 307-312. “The intention
of the drafters of the Judiciary Act ... was to make clear
that admiralty ‘suitors’ would not be second-class
litigants in the United States. Rather admiralty
suitors should have full access to common law
remedies if they so choose.” THOMAS J. SCHOENBAUM,
ADMIRALTY AND MARITIME LAW § 4:2, at 257 (6th ed.
2018). Today, admiralty jurisdiction lies in 28 U.S.C.
§ 1333, which states: “The district courts shall have
original jurisdiction, exclusive of the courts of the
States, of: (1) Any civil case of admiralty or maritime
jurisdiction, saving to suitors in all cases all other
remedies to which they are otherwise entitled.”
Prize cases are in rem actions deciding competing claims
to vessels and cargo seized in war. See generally Theodore M.
Cooperstein, Letters of Marque and Reprisal: the Constitutional
Law and Practice of Privateering, 40 J. MAR. L. & COM. 221
(Apr. 2009).
2
4
The Saving-to-Suitors Clause has preserved common
law jurisdiction since the First Judiciary Act. 1 Stat.
77 § 9 (“saving to suitors, in all cases, the right of a
common law remedy, where the common law is competent
to give it.”). The Clause preserved concurrent power of
state courts over maritime subjects predating the
Constitution. The clause preserved “the concurrent
remedy which had before existed.” N.J. Steam Nav. Co.
v. Merchants’ Bank, 47 U.S (6 How.) 344, 390 (1848)
(Story, J.) (“This leaves the concurrent power where it
stood at common law.”). The Court has consistently
protected this aspect of federalism over two centuries.
Today’s saving-to-suitors clause of § 1333 makes
clear that a plaintiff who can invoke a federal court’s
admiralty jurisdiction need not do so, if another basis
for jurisdiction exists. Under the saving-to-suitors
clause, plaintiff may bring a maritime claim: (1) in
federal court via admiralty jurisdiction; (2) in federal
court, under non-admiralty jurisdiction, if plaintiff
satisfies another federal jurisdictional statute basis —
diversity jurisdiction, 3 federal question jurisdiction, 4
or multiparty/multiforum jurisdiction; 5 or (3) in state
court with jurisdiction. See John W. deGravelles, The
Application of State Law in a Maritime Case: A Primer
on “The Devil’s Own Mess,” 15 LOY. MAR. L.J. 5,
9 (Winter 2016); David W. Robertson, Admiralty
Procedure and Jurisdiction After the 1966 Unification,
74 MICH. L. REV. 1627, 1628 (1976); see also, 14A
CHARLES ALAN WRIGHT & ARTHUR R. MILLER, FEDERAL
PRACTICE AND PROCEDURE § 3672, at 534-48 & nn.4-11
(4th ed. 2013); SCHOENBAUM, supra, § 4:2, at 257;
3
28 U.S.C. § 1332.
4
28 U.S.C. § 1331.
5
28 U.S.C. § 1369.
5
GRANT GILMORE & CHARLES L. BLACK, JR., THE LAW OF
ADMIRALTY § 113, at 37 & n.117 (2d ed. 1975).
“Most admiralty cases . . . are cases of concurrent
jurisdiction rather than exclusive jurisdiction.” David
W. Robertson, Admiralty and Maritime Litigation in
State Courts, 55 LA. L. REV. 685, 699 (1995). Since
1789, Congress has given federal courts “original” and
“exclusive” jurisdiction over all cases of “admiralty or
maritime jurisdiction, saving to suitors in all cases all
other remedies to which they are otherwise entitled.”
28 U.S.C. § 1333(1). This saving-to-suitors clause
preserves a plaintiff’s right to bring a maritime action
in any court of competent jurisdiction. See Atl. & Gulf
Stevedores, Inc. v. Ellerman Lines, Ltd., 369 U.S. 355,
359-60 (1962) (“Where the suit is in personam, it may
be brought either in admiralty or, under the saving
clause, in an appropriate non-maritime court by
ordinary civil action.”) (emphasis added; cleaned up);
cf. Madruga v. Super. Ct., 346 U.S. 556, 560-61 (1954).
Only four statutes create exclusive admiralty jurisdiction in federal courts. See THOMAS J. SCHOENBAUM,
ADMIRALTY AND MARITIME LAW § 4-4, at 239-40 (5th ed.
2011); see also SCHOENBAUM, supra, § 4:2, at 258-59;
David W. ROBERTSON, STEVEN F. FRIEDELL, & MICHAEL
F. STURLEY, ADMIRALTY AND MARITIME LAW IN THE
UNITED STATES 65 (4th ed. 2020); deGravelles, supra, at
8-9 (“Congress, by statute, has conferred exclusive
admiralty jurisdiction upon the federal courts in suits
under the Limitation of Shipowners’ Liability Act, the
Ship Mortgage Act, the Suits in Admiralty Act, and the
Public Vessels Act, and for actions to foreclose preferred
ship mortgages.”) (citations omitted). These statutes
govern matters within the expertise of admiralty
courts – in rem actions against vessels and other
maritime property and the waiver of sovereign
6
immunity as to public vessels – warranting admiralty
jurisdiction in federal courts.
But the saving-to-suitors clause in § 1333 requires
that admiralty courts share jurisdiction with courts of
competent jurisdiction for the vast majority of
maritime actions – actions that are in personam rather
than in rem, and actions apart from suits against
public vessels or the sovereign. See SCHOENBAUM,
supra, § 4:2, at 257-58 (“Thus, the saving to suitors
clause institutes concurrent federal-state jurisdiction
over in personam admiralty actions, so that an
admiralty plaintiff in an in personam claim may
choose between filing an ordinary civil action or
bringing a ‘libel’ action in admiralty.”).
Under the saving-to-suitors clause, a plaintiff in a
maritime case has three options of where to file the
claim: (1) in federal court, under admiralty
jurisdiction; (2) in a state court, with jurisdiction over
the claim; or (3) on the “law side” of federal court, if the
plaintiff can establish federal jurisdiction on some
basis other than admiralty. See Robertson, Admiralty
and Maritime Litigation in State Courts, supra, at 699
(noting that the saving-to-suitors clause gives “the
plaintiff in most types of admiralty or maritime cases”
these options); see also, SCHOENBAUM, supra, § 4-2, at
257; Steven F. Friedell, Death at Sea and the Right to
Jury Trial, 48 TUL. MAR. L.J. 165, 166-68 (2024).
B. DOHSA’s Saving Clause reflects congressional intent to preserve Federalism
Congress enacted the Death on the High Seas Act
(DOHSA) to create a federal wrongful-death action
for survivors of decedents caused by “wrongful act,
neglect, or default occurring on the high seas.”
46 U.S.C. § 30302. Prior to DOHSA’s enactment,
7
considerable confusion governed the courts whether
general maritime law recognized an action for a death
at sea. DOHSA’s enactment settled that issue. In
addition to creating a cause of action for wrongful
death at sea, DOHSA contains a saving clause that
provides “[t]his chapter does not affect the law of a
State regulating the right to recover for death.”
46 U.S.C. § 30308(a).
The Seventh Circuit approach to this section of
DOHSA is novel. It was earlier understood that, if
state courts had concurrent jurisdiction to hear
DOHSA cases, then federal courts upon removal would
hear those cases “as a suit at law with right of trial by
jury.” Wilson v. Transocean Airlines, 121 F. Supp. 85, 94
(N.D. Cal. 1954).
This Court has held this is a jurisdictional saving
clause with the same effect as the saving-to-suitors
clause in 28 U.S.C. § 1333. Offshore Logistics, Inc. v.
Tallentire, 477 U.S. 207, 221-25 (1986). Pursuant to the
saving-to-suitors clause of § 1333 and the plain
language and statutory history of DOHSA, federal
jurisdiction of wrongful death claims under DOHSA is
concurrent, not exclusive.
Section 30308(a)’s language preserves state remedies
and reflects an intent to maintain the historic balance
between federal and state authority in maritime
matters. Tallentire recognized this provision’s “marked
similarity” to the Saving-to-Suitors Clause. 477 U.S.
at 222-23. DOHSA’s own saving clause clearly
indicates congressional intent to preserve state court
jurisdiction. 46 U.S.C § 30308(a).
The Seventh Circuit’s dismissive treatment of this
provision in a footnote, Pet. App. 14a & n.4,
contravenes congressional intent.
8
C. Tenth Amendment implications of the
decision below
States retain sovereignty over procedural matters in
their courts, including jury trials. The Seventh Circuit
approach creates a system where federal courts
can unilaterally extinguish rights (jury trials) that
would otherwise be available in state courts. This
development raises Tenth Amendment federalism
concerns. The opinion contradicts the principle that
there is a “deeply rooted presumption in favor of
concurrent state court jurisdiction.” Tafflin v. Leavitt,
493 U.S. 455, 458 (1990).
States have traditionally retained sovereignty over
procedural matters in their courts, including the right
to jury trials. States may establish the rules of
procedure governing litigation in their own courts.
Johnson v. Fankell, 520 U.S. 911, 919 (1997) (States
“have great latitude to establish the structure and
jurisdiction of their own courts”); Howlett v. Rose, 496
U.S. 356, 372 (1990) (same). The Seventh Circuit
opinion denies States this authority in DOHSA cases.
II. The Seventh Circuit’s approach contradicts
the Original Understanding of Admiralty
Jurisdiction.
The Seventh Circuit’s approach contradicts the
original understanding of how admiralty and common
law jurisdiction interact. Multiple Justices of the
Court have previously expressed strong concerns
about the very type of non-textual, ahistorical
approach to admiralty jurisdiction exemplified by the
Seventh Circuit decision. The “Court pursues clarity
and efficiency in other areas of federal subject-matter
jurisdiction, and it should demand no less in admiralty
and maritime law.” Jerome Grubart, Inc. v. Great Lakes
9
Dredge & Dock Co., 513 U.S. 527, 555 (1995) (Thomas,
J., concurring); id. at 548 (O’Connor, J., concurring)
(Denying “that, having found admiralty jurisdiction
over a particular claim against a particular party, a
court must then exercise admiralty jurisdiction over
all the claims and parties involved in the case.
Rather, the Court should engage in the usual
supplemental jurisdiction and impleader inquiries.”)
(emphasis original).
A. The Colonial and Founding Era understanding of Admiralty Jurisdiction
Members of the Court have emphasized the Court’s
evaluation of constitutional principles and provisions
should focus on the established meaning when the
Constitution was adopted. Sisson, 497 U.S. at 375
(Scalia, J., concurring). “Vague and obscure rules may
permit judicial power to reach beyond its constitutional and statutory limits, or they may discourage
judges from hearing disputes properly before them.”
513 U.S. at 549 (Thomas, J., concurring). The Seventh
Circuit’s approach represents precisely this kind of
unwarranted expansion.
Historical evidence shows maritime plaintiffs had
genuine choice between admiralty and common law
forums. Admiralty courts excluded juries, while common
law courts used juries. The choice was not merely
procedural, but substantive — it gave maritime
litigants agency in selecting procedural protections.
The Seventh Circuit’s hybrid approach contravenes
the historical understanding of these distinct
jurisdictional realms.
The Framers were particularly concerned with
preserving jury trial rights in maritime cases. Many
colonial grievances against Britain involved the
10
expansion of admiralty jurisdiction to deprive colonists of
jury trials. THE DECLARATION OF INDEPENDENCE para.
20 (U.S. 1776) (“depriving us, in many Cases, of the
Benefits of Trial by Jury”).
The Saving-to-Suitors Clause was specifically
intended to preserve the right to proceed at common
law with a jury trial. DeLovio v. Boit, 7 F. Cas. 418, 444
(C.C.D. Mass. 1815) (No. 3,776) (Story, J.) (“There can
be no possible question, that the courts of common law
have acquired a concurrent jurisdiction.”).
B. The
development
of
Maritime
Jurisdiction through history
The 1966 unification of federal process preserved
substantive distinctions despite procedural consolidation. When the admiralty and law “sides” of federal
courts unified in 1966, there was no intent to eliminate
the substantive distinctions between admiralty and
law. In the creation of Rule 9(h), unification meant to
streamline procedure while preserving substantive
rights. The Advisory Committee Notes explicitly state
that the unification was not intended to eliminate the
“classic privilege given by the saving-to-suitors
clause.” FED. R. CIV. P. 9, Advisory Comm. Note.
Non-admiralty courts hearing saving-to-suitorsclause cases must apply the same substantive law that
admiralty courts would apply. See Garrett v. MooreMcCormack Co., Inc., 317 U.S. 239, 243 (1942).
DOHSA claims, wherever filed, call for the substantive
law of DOHSA. Tallentire made this point clear:
Stated another way, the “saving to suitors”
clause allows state courts to entertain in
personam maritime causes of action, but in
such cases the extent to which state law may
be used to remedy maritime injuries is
11
constrained by a so-called “reverse-Erie”
doctrine which requires that the substantive
remedies afforded by the States conform to
governing federal maritime standards.
447 U.S. 222-23.
Because DOHSA creates concurrent jurisdiction,
under the saving-to-suitors clause a DOHSA plaintiff
may choose the forum in which to pursue the claim and
thereby select the procedures that will apply. As in
Tallentire, plaintiff may file a DOHSA claim in a state
court with jurisdiction, in which case state procedural
rules apply. Or plaintiff may file the DOHSA action in
federal court. The federal court will have admiralty
jurisdiction over the claim, but if plaintiff satisfies the
requirements of a non-admiralty jurisdictional statute,
Rule 9(h) permits plaintiff to elect which procedures –
law or admiralty – will apply to the claim. If plaintiff
files a Rule 9(h) declaration, the special admiralty
procedures found in Rules 14(c), 38(e), 82, and the
Supplemental Rules will apply to the DOHSA claim.
But if plaintiff does not file a Rule 9(h) declaration and
a non-admiralty basis for federal jurisdiction exists,
the claim will proceed at law and the ordinary Federal
Rules of Civil Procedure will apply — including Rule
38(a), which preserves the right to jury trial.
As maritime expert Judge John deGravelles stated:
What is “saved” to the suitor in § 1333 is not
only the right to bring most maritime cases in
a non-admiralty or “savings clause court”
(state court or the law side of federal court),
but also the right of the litigants to utilize the
procedural differences between the federal
court in admiralty and those of the nonadmiralty or savings clause court. In other
12
words, each of the three courts should apply
its own procedural rules regardless of what
substantive law is applied.
deGravelles, supra, at 9 (citation omitted).
C. DOHSA’s text and history in context
The plain language of DOHSA demonstrates
Congress’s intent that admiralty jurisdiction over
DOHSA claims be concurrent, not exclusive. DOHSA
provides that “[w]hen the death of an individual is
caused by wrongful act, neglect, or default occurring
on the high seas[,] ... the personal representative of the
decedent may bring a civil action in admiralty against
the person or vessel responsible.” 46 U.S.C. § 30302
(emphasis added). By using the word “may” rather
than “must,” Congress signaled its intent to permit
maritime plaintiffs to bring their DOHSA claims as
admiralty actions or as in personam actions in courts
of competent jurisdiction. Cf. Panama R. Co. v.
Johnson, 264 U.S. 375, 383 (1924) (Jones Act language
“may, at his election, maintain an action for damages
at law,” created concurrent jurisdiction, allowing
plaintiffs to proceed in either law or admiralty).
DOHSA includes a saving clause that provides,
“[t]his chapter does not affect the law of a State
regulating the right to recover for death,” 46 U.S.C.
§ 30308(a), and creates a permissive right to proceed
in admiralty, but not a compulsory obligation to do so.
The manner in which this Court interprets
“statutory language is determined by reference to the
language itself, the specific context in which that
language is used, and the broader context of the
statute as a whole.” Robinson v. Shell Oil Co., 519 U.S.
337, 341 (1997). When Congress chooses words
ambiguous or at odds with the statute’s stated
13
purpose, courts must construe those words to support
that purpose, not defeat it. See Griffin v. Oceanic
Contrs., Inc., 458 U.S. 564, 571 (1982).
DOHSA contains a permissive clause creating
admiralty jurisdiction and a saving clause preserving
claimant’s rights to pursue other remedies. Congress
intended these clauses to preserve concurrent
jurisdiction over DOHSA claims. Fair reading of these
clauses refutes any reasonable contention that, when
enacting DOHSA, Congress intended to override the
presumption of concurrent admiralty jurisdiction
codified in the saving-to-suitors clause.
Legislative history supports this plain reading of
DOHSA. Congress took 20 years to enact DOHSA’s
remedy for wrongful death on the high seas. The first
bill in 1900 “would have allowed suit to recover for
wrongful death with a right of jury trial in both the
district courts in admiralty and the federal circuit
courts.” Friedell, supra, at 172. The Maritime Law
Association (“MLA”) objected to jury trials in
admiralty, and the bill failed. Id. The MLA drafted the
next bill in 1913. This bill would have created
exclusive admiralty jurisdiction, providing that suits
“shall not be maintained in the courts of any State or
Territory or in the court of the United States other
than in admiralty.” Id. This attempt at exclusive
admiralty jurisdiction failed. In 1915, the Judiciary
Committee presented a bill that reversed course and
expressly preserved concurrent jurisdiction with a
saving clause very similar to the current one. 6 The
“But nothing in this Act shall be construed to abridge the
right of suitors in the courts of any State or Territory to a remedy
given by the laws of any State or Territory in such cases.” 52 Cong.
Rec. 1065 (Jan. 6, 1915).
6
14
Judiciary Committee Chair explained that for deaths
resulting from wrongful acts on the high seas, the
saving clause gave plaintiffs the option of (i) suing in
federal court based on either admiralty or diversity or
(ii) suing in state court where the case might remain
or be tried in federal court if removed. A non-jury trial
would be mandated only if (i) the plaintiff elected to
sue in admiralty or (ii) it was an in rem proceeding. Id.
at 173. Although there were proposed amendments to
this saving clause, and the MLA weighed in with
proposed wording of its own, none of these proposals
objected to the creation of concurrent jurisdiction – or
the use of jury trials in non-admiralty courts. Id. at
174. This bill also failed.
The bill that became DOHSA emerged after the
MLA changed course to propose a bill providing a
remedy only for deaths outside state waters and
“limit[ing] its application to the Admiralty Court.” Id.
The saving provision in this proposed bill read, “That
the provisions of any State statute giving or regulating
rights of action or remedies for death shall not be
affected by this Act as to causes of action accruing
within the territorial limits of any State.” Id. MLA
sought to limit the scope of the saving clause to those
wrongful deaths occurring in state territorial waters.
This bill was introduced in 1915, but languished in
Congress during the First World War. Id.
Congress enacted DOHSA in 1920. Congress made a
crucial amendment to the saving clause, striking the
phrase “as to causes of action accruing within the
territorial limits of any State.” Id. at 175. The enacted
statute thus read: “That the provisions of any State
statute giving or regulating rights of action or
remedies for death shall not be affected by this Act.”
15
Id. Congressman Mann, who introduced the successful
amendment, argued that the amended bill
would not interfere in any way with rights
now granted by any State statute, whether
the cause of action accrued within the
territorial limits of the State or not. In other
words, if a man had [a] cause of action and
could get service, he could sue in a State court
and not be required to bring suit in the
Federal court.
Id.
The Tallentire Court examined this history in close
detail and expressly held that DOHSA’s saving clause
was intended to “serve as a jurisdictional saving
clause, ensuring that state courts enjoyed the right to
entertain causes of action and provide wrongful death
remedies both for accidents arising on territorial
waters and, under DOHSA, for accidents occurring
more than one marine league from shore.” 477 U.S. at
221. If this saving clause preserves concurrent state
court jurisdiction, then Congress did not subject
DOHSA cases to exclusive admiralty jurisdiction.
When admiralty jurisdiction is not exclusive, plaintiffs
retain options under the saving-to-suitors clause,
including proceeding in federal court under the civil
rules, or on removal to federal court, invoking a nonadmiralty basis of jurisdiction.
No evidence shows Congress intended to create a
novel hybrid jurisdictional scheme.
16
III. The
decision
invites
jurisdictional
manipulation and forum-shopping.
The Seventh Circuit incentivized defendants to remove
cases to federal court to eliminate jury trial rights.
The right to a trial by jury is a procedural right
determined by a plaintiff’s choice of forum, not a
substantive right preempted by DOHSA. The Advisory
Committee’s Notes to Rule 9(h) state that Rule 9(h)
declaration will “provide some device for preserving
the [pre-merger] power of the pleader to determine”
whether admiralty or civil law procedures will apply
to his or her claim and thereby preserve the right to a
jury trial if desired. The Note further provides:
Many claims, however, are cognizable by the
district courts whether asserted in admiralty
or in a civil action, assuming the existence of
a nonmaritime ground of jurisdiction. Thus at
present the pleader has power to determine
procedural consequences by the way in which
he exercises the classic privilege given by the
saving-to-suitors clause (28 U.S.C. § 1333) or
by equivalent statutory provisions.... One of
the important procedural consequences is
that in the civil action either party may
demand a jury trial, while in the suit in
admiralty there is no right to jury trial except
as provided by statute....
FED. R. CIV. P. 9(h), Advisory Committee Note, 39 F.R.D.
69, 75–76 (1966). In addition, Rule 38(a) emphasizes
the importance of the jury-trial right in a federal civil
action by providing that “[t]he right of trial by jury
as declared by the Seventh Amendment to the
constitution – or as provided by federal statute – is
preserved to the parties inviolate.” FED.R. CIV. P. 38(a).
17
A. The new strategic advantage of removal
Defendants wielding the Seventh Circuit opinion
can now eliminate jury trial rights through removal.
The decision below incentivizes defendants to remove
DOHSA cases to avoid jury trial. 7 This contradicts
the well-settled canon that removal jurisdiction should
not become a vehicle for strategic forum-shopping.
Breuer v. Jim’s Concrete of Brevard, Inc., 538 U.S. 691,
696-97 (2003); Ferens v. John Deere Co., 494 U.S. 516,
527-28 (1990).
Boeing demanded a jury trial before changing course
to a bench trial. Pet. App. 75a. This tactic illustrates
the gamesmanship of the Seventh Circuit’s rule.
Manipulation contradicts the principle that forum
procedural differences should not determine substantive
outcomes. Hanna v. Plumer, 380 U.S. 460, 467-68 (1965).
B. The one-way ratchet problem
The Seventh Circuit created asymmetry: Plaintiffs
who choose state court find their jury trial rights
eliminated through removal; defendants preferring
bench trials guarantee it through removal.
This one-way ratchet contradicts the principle that
courts should guard against forum manipulation that
harasses the defendant or creates “inappropriate
disruption.” Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 508
(1947). The Court has repeatedly rejected such rules
creating substantive inequities.
This concern is not hypothetical; rather it is exactly what
Boeing did in the Chandra case (consolidated below with this
case). The Chandra plaintiffs filed in State court. Boeing removed
to federal court under 28 U.S.C. § 1369. The district court ruled
plaintiffs lost their jury-trial right, and the Seventh Circuit affirmed.
7
18
“In exercising in personam jurisdiction ... a state
court may adopt such remedies, and ... attach to them
such incidents, as it sees fit so long as it does not
attempt to make changes in the substantive maritime
law.” American Dredging Co. v. Miller, 510 U.S. 443,
447 (1994). “A right is a well founded or acknowledged
claim; a remedy is the means employed to enforce a
right or redress an injury.” Lewis v. Lewis & Clark
Marine, Inc., 531 U.S. 438, 445 (2001). A saving-clause
court’s remedy is procedural, not substantive, as long
as it does not “work[] material prejudice to the
characteristic features of the general maritime law or
interfere[] with the proper harmony and uniformity of
that law.” 510 U.S. at 447 (cleaned up).
The Court emphasized that “[u]niformity of process
(beyond the rudimentary elements of procedural
fairness) is assuredly not what the law of admiralty
seeks to achieve, since it is supposed to apply in all the
courts of the world.” 510 U.S. at 453. Procedural rules
are “those whose official purposes are confined to
securing the fairness or efficiency of the litigation
process.” David W. Robertson, The Applicability of
State Law in Maritime Cases, 21 TUL. MAR. L.J. 81, 85
(1996); see also 510 U.S. at 458 (Souter, J., concurring)
(“[H]ow a given rule is characterized for purposes of
determining whether federal maritime law pre-empts
state law will turn on whether the state rule unduly
interferes with the federal interest in maintaining the
free flow of maritime commerce.”).
The right to jury trial is a rule of fairness; it neither
disrupts the free flow of maritime commerce, nor does
it interfere with the uniformity of admiralty law. It
falls on the procedural side of the substance/procedure
divide. See Lewis & Clark, 531 U.S. at 454-55 (“[T]he
[saving-to-suitors] clause extends to all means other
19
than proceedings in admiralty which may be employed
to enforce the right or to redress the injury involved.
Trial by jury is an obvious, but not exclusive, example
of the remedies available to suitors.”) (cleaned up); see
also Curcuru v. Rose’s Oil Serv., Inc., 802 N.E.2d 1032,
1038 (Mass. 2004) (“Use of the remedy of a jury trial
does not undermine or conflict with DOHSA or with
substantive Federal maritime law.”).
C. Practical consequences for administration of justice
Forum manipulation creates efficiency concerns that
should interest the Court. Incentivizing removal to
eliminate jury trial rights creates judicial inefficiencies. Manipulative jurisdictional practices “would
undermine the clarity and ease of administration” of
jurisdictional rules. Holmes Grp., Inc. v. Voronado Air
Circulation Sys., Inc., 535 U.S. 826, 832 (2002).
That jury availability now turns on removal status
imperils uniformity in maritime law. This contradicts
the Court’s holding that “the fundamental interest
giving rise to maritime jurisdiction is the protection of
maritime commerce” through uniform rules. Norfolk S.
Ry. Co. v. Kirby, 543 U.S. 14, 25 (2004).
The decision undermines the principle that procedural
rules should not determine substantive outcomes.
There is no reason to believe that Congress intended
to limit the applicability of the Seventh Amendment
right to a trial by jury when it enacted DOHSA.
“Maintenance of the jury as a fact-finding body is of
such importance and occupies so firm a place in our
history and jurisprudence that any seeming curtailment
of the right to a jury trial should be scrutinized with
the utmost care.” Beacon Theatres, Inc. v. Westover, 359
U.S. 500, 501 (1959) (citation omitted). When Congress
20
has intended to abrogate the right to a jury trial in an
admiralty action, it has done so directly and expressly.
E.g., 46 U.S.C. § 30903(b) (“A claim against the United
States or a federally-owned corporation under this
section shall be tried without a jury.”).
IV. The Seventh Amendment implications of the
decision below warrant this Court’s review.
A. The Seventh Amendment’s historical test
Jury trial rights existed for maritime matters in
1791 when pursued as common law claims. The Court
applies a historical test to determine when jury trial
rights attach. In Granfinanciera, S.A. v. Nordberg, 492
U.S. 33, 42 (1989), the Court held that the Seventh
Amendment preserves jury trial rights that existed in
1791. The historical evidence shows that maritime
plaintiffs could obtain jury trials by pursuing common
law remedies. SNELL, supra, 149-79; SCHOENBAUM,
supra § 4:2, at 257.
The Seventh Circuit eliminated this historical
choice. This approach contradicts the historical test
established in Granfinanciera.
B. Application of the Seventh Amendment
to diversity jurisdiction
Where “legal rights are to be ascertained and
determined,” the Seventh Amendment “preserve[s] the
right to jury trial as it existed in 1791.” Curtis v.
Loether, 415 U.S. 189, 193 (1974); Parsons v. Bedford,
28 U.S. (3 Pet.) 433, 446-48 (1830) (Story, J.). When
plaintiffs invoke diversity jurisdiction for DOHSA
claims, they are asserting precisely such “legal rights”
that would traditionally entitle them to jury trials.
The Beacon Theatres principle counsels preserving
jury trial rights when both admiralty and non-
21
admiralty bases co-exist. When both legal and equitable
claims are present, jury trial rights must be preserved.
359 U.S. at 510-11. When both admiralty and nonadmiralty bases for jurisdiction exist, the Seventh
Amendment also counsels preserving jury trial rights.
Constitutional avoidance canons suggest interpreting
DOHSA to preserve jury trial rights. Courts should
interpret statutes to “avoid serious constitutional
doubts.” Jennings v. Rodríguez, 583 U.S. 281, 296
(2018), The Seventh Circuit’s interpretation raises
constitutional doubts when eliminating jury trial
rights within the protection of the Seventh Amendment.
Maritime plaintiffs at law in saving-clause cases are
entitled to jury trial, regardless of non-DOHSA claims.
When DOHSA applies, it preempts other forms of
wrongful-death claims. See Dooley v. Korean Air Lines
Co., Ltd., 524 U.S. 116, 123 (1998); Tallentire, 477 U.S.
at 227. But DOHSA preemption is substantive, not
procedural. Both DOHSA § 7 8 and 28 U.S.C. § 1333
permit DOHSA plaintiffs to elect procedures governing
their DOHSA claim by their choice of forum. “Although
not intended to function as a substantive law saving
clause, [DOHSA] § 7 incidentally ensured that state
courts exercising concurrent jurisdiction could, as
under the ‘saving to suitors’ clause, apply such state
remedies as are not inconsistent with substantive
federal law.” 477 U.S. at 224.
Jury trials are compatible with maritime claims.
“While ... the Seventh Amendment does not require
jury trials in admiralty cases, neither that Amendment
nor any other provision of the Constitution forbids
them. Nor does any statute of Congress, or Rule of
Procedure, Civil or Admiralty, forbid jury trials in
8
Codified at 46 U.S.C. § 30308(a).
22
maritime cases.” Fitzgerald v. U.S. Lines Co., 374 U.S.
16, 20 (1963). Maritime law is a complicated amalgam
of statutory and common law rights that apply to
different actors in different circumstances. But the
saving-to-suitors clause in 28 U.S.C. § 1333 is a
constant. And in applying the saving-to-suitors clause
in other maritime contexts, the Court permits maritime
plaintiffs choice of forum, to preserve procedural remedies
of that forum — including the right to jury trial.
For example, a plaintiff who brings a maritime claim
as an in personam claim at law is entitled to a jury
trial on that claim. Ellerman, 369 U.S. at 359-60
(1962) (“[A] suit for breach of a maritime contract,
while it may be brought in admiralty, may also be
pursued in an ordinary civil action, since ... it is a suit
in personam. ... This suit being in the federal courts
by reason of diversity of citizenship carried with it, of
course, the right to trial by jury. ... [T]rial by jury is
part of the remedy.”). Ellerman held the Seventh
Amendment applies to claims that could be heard in
admiralty if a plaintiff instead elects to proceed at law
under the saving-to-suitors clause. See In re Lockheed
Martin Corp., 503 F.3d 351, 356 (4th Cir. 2007) (“Ellerman
makes it clear that the Seventh Amendment applies
to admiralty claims that are tried ‘at law’ by way of
the saving-to-suitors clause.”); Ghotra v. Bandila
Shipping, Inc., 113 F.3d 1050, 1054 (9th Cir.1997)
(“The difference between [proceeding in admiralty or
at law] is mostly procedural; of greatest significance is
that there is no right to jury trial if general admiralty
jurisdiction is invoked, while it is preserved for claims
based in diversity or brought in state court.”); Koch
Fuels, Inc. v. Cargo of 13,000 Barrels of No. 2 Oil, 704
F.2d 1038, 1041 (8th Cir. 1983) ( “An admiralty claim
that is also cognizable as a civil claim, however, may
23
be brought as an ordinary civil action. In these cases,
the right to trial by jury attaches.”).
The dispute in Ellerman raised a contract issue
suitable for a jury. Similarly, DOHSA claims raise tort
issues bearing no federal maritime interest and no
warrant for the procedures of admiralty — especially
denial of the jury trial right.
CONCLUSION
The Court should grant certiorari to restore
uniformity, prevent jurisdictional manipulation, and
protect constitutionally guaranteed rights.
Respectfully submitted,
THEODORE M. COOPERSTEIN
Counsel of Record
THEODORE COOPERSTEIN PLLC
1888 Main Street, Suite C-203
Madison, MS 39110
(601) 397-2471
ted@appealslawyer.us
Counsel for Amici Curiae
March 11, 2025
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.