Amicus Curiae Brief — Terry Pitchford, Petitioner v. Burl Cain, Commissioner, Mississippi Department of Corrections, et al.
Supreme Court briefMar 6, 2026
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No. 24-7351
Supreme Court of the United States
──────────────────────────
TERRY PITCHFORD,
Petitioner,
v.
BURL CAIN, COMMISSIONER,
MISSISSIPPI DEPARTMENT OF CORRECTIONS, ET AL.,
Respondents.
─────────────
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
─────────────
BRIEF OF ALABAMA AND 19 OTHER STATES AS
AMICI CURIAE IN SUPPORT OF RESPONDENTS
──────────────────────────
Steve Marshall
Attorney General
A. Barrett Bowdre
Solicitor General
Counsel of Record
Robert M. Overing
Principal Deputy
Solicitor General
George L. Muirhead
Ass’t Solicitor General
Jordan Mauldin
Matthew J. Clark
Ass’t Attorneys General
STATE OF ALABAMA
OFFICE OF THE
ATTORNEY GENERAL
501 Washington Ave.
Montgomery, AL 36130
(334) 242-7300
Barrett.Bowdre@
AlabamaAG.gov
Counsel for Amicus Curiae State of Alabama
(additional counsel listed on signature page)
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES....................................... ii
INTEREST OF AMICI STATES.................................1
SUMMARY OF ARGUMENT .....................................2
ARGUMENT ...............................................................3
I.
Waiver Rules Recognize and Preserve the
Singular Role of the Trial Judge to
Enforce Batson v. Kentucky. ..........................3
A. Batson Entrusts Trial Judges with
the Task of Identifying Racial
Discrimination. .........................................4
B. Waiver Rules Properly Channel
Claims to the Court Best Situated
to Decide Them. ...................................... 10
C. Reversal Would Disturb the
Sensible
Waiver
Rules
of
Numerous Jurisdictions. ........................ 13
II.
If Petitioner Succeeds, the Remedy Would
Not Be “Automatic” Release or Retrial. ...... 20
CONCLUSION .......................................................... 27
ADDITIONAL COUNSEL ........................................ 27
ii
TABLE OF AUTHORITIES
Cases
Adair v. State,
336 S.W.3d 680 (Tex. App. 2010)......................... 20
Alexander v. NAACP,
602 U.S. 1 (2024) ....................................................9
Amadeo v. Zant,
486 U.S. 214 (1988) ................................................5
Batson v. Kentucky,
476 U.S. 79 (1986) ..................................... 1-5, 7-23
Boyde v. Brown,
404 F.3d 1159 (9th Cir. 2005) .............................. 19
Brecht v. Abrahamson,
507 U.S. 619 (1993) ........................................ 21, 24
Brown v. Davenport,
596 U.S. 118 (2022) .............................21, 22, 24-26
Buck v. Commonwealth,
443 S.E.2d 414 (Va. 1994).................................... 19
Califano v. Yamasaki,
442 U.S. 682 (1979) .............................................. 23
Cavazos v. Smith,
565 U.S. 1 (2011) .................................................. 22
Chamberlin v. Fisher,
885 F.3d 832 (5th Cir. 2018) ................................ 14
Cody v. Mesmer,
No. 4:20-cv-857, 2023 WL 6214817,
(E.D. Mo. Sept. 25, 2023) ..................................... 27
iii
Coleman v. Thompson,
501 U.S. 722 (1992) .............................................. 23
Corley v. Blair,
No. 4:22-cv-250-SRC, 2023 WL 4261608,
(E.D. Mo. June 29, 2023) ..................................... 27
Crawford v. Cain,
68 F.4th 273, (5th Cir. 2023), vacated,
72 F.4th 109 (5th Cir. 2023) ................................ 27
Cullen v. Pinholster,
563 U.S. 170 (2011) .............................................. 13
Danforth v. Minnesota,
552 U.S. 264 (2008) .............................................. 24
Davila v. Davis,
582 U.S. 521 (2017) .............................................. 12
Davis v. Ayala,
576 U.S. 257 (2015) ........................................ 2, 4-9
Davis v. Baltimore Gas & Elec. Co.,
160 F.3d 1023 (4th Cir. 1998) .............................. 15
Doster v. State,
72 So. 3d 60 (Ala. Crim. App. 2010) ......................6
Edwards v. Vannoy,
593 U.S. 255 (2021) .............................................. 22
Ex parte Floyd,
190 So. 3d 972 (Ala. 2012) ................................... 17
Fay v. Noia,
372 U.S. 391 (1963) .............................................. 25
Felkner v. Jackson,
562 U.S. 594 (2011) ............................................ 4, 7
iv
Flowers v. Mississippi,
588 U.S. 284 (2019) .................................. 3, 5, 9, 11
Ford v. Georgia,
498 U.S. 411 (1991) .................................. 10, 12, 13
Francis v. Henderson,
425 U.S. 536 (1976) .............................................. 24
Garraway v. Phillips,
591 F.3d 72 (2nd Cir. 2010) ........................... 15-16
Glossip v. Oklahoma,
604 U.S. 226 (2025) ................................................5
Gordon v. State,
350 So. 3d 25 (Fla. 2022) ..................................... 18
Harrington v. Richter,
562 U.S. 86 (2011) .......................................... 22, 23
Harrison v. Ryan,
909 F.2d 84 (3d Cir. 1990) .....................................8
Hecht Co. v. Bowles,
321 U.S. 321 (1944) .............................................. 26
Henderson v. State,
2024 WL 1946585,
(Ala. Crim. App. May 3, 2024) ............................. 17
Hernandez v. New York,
500 U.S. 352 (1991) ................................ 2, 3, 5, 7, 8
Hilton v. Braunskill,
481 U.S. 770 (1987) .................................. 22, 23, 25
Hopson v. Fredericksen,
961 F.2d 1374 (8th Cir. 1992) .............................. 16
v
Hurst v. Adams,
No. 4:24-cv-1666, 2025 WL 3718303,
(E.D. Mo. Dec. 23, 2025) ................................ 22, 27
Jackson v. Denno,
378 U.S. 368 (1964) .............................................. 23
Johnson v. California,
545 U.S. 162 (2005) .......................................... 7, 10
Johnson v. State,
68 S.W.3d 644 (Tex. App. 2002) .......................... 20
Kaufman v. United States,
394 U.S. 217 (1969) .............................................. 27
Klein v. Martin,
No. 25-51, 2026 WL 189976
(U.S. Jan. 26, 2026) .............................................. 22
Knight v. State,
300 So. 3d 76 (Ala. Crim. App. 2018) .................. 17
Lewis v. Casey,
518 U.S. 343 (1996) .............................................. 23
Lisle v. Welborn,
933 F.3d 705 (7th Cir. 2019) ..................................9
McCleskey v. Zant,
499 U.S. 467 (1991) .............................................. 24
McCrory v. Henderson,
82 F.3d 1243 (2d Cir. 1996) ............................. 8, 11
Miller-El v. Cockrell,
537 U.S. 322 (2003) ................................................4
Miller-El v. Dretke, (Miller-El II),
545 U.S. 231 (2005) ........................................ 12, 13
vi
O’Sullivan v. Boerckel,
526 U.S. 838 (1999) .............................................. 23
Petrella v. MGM,
572 U.S. 663 (2014) .............................................. 26
Polk v. Dixie Ins. Co.,
972 F.2d 83 (5th Cir. 1992) ....................................8
Ramey v. Lumpkin,
7 F.4th 271 (5th Cir. 2021) .................................. 14
Rice v. Collins,
546 U.S. 333 (2006) ............................................ 4-9
Sharp v. State,
151 So. 3d 342 (Ala. Crim. App. 2010) ................ 17
Shinn v. Ramirez,
596 U.S. 366 (2022) ........................................ 13, 21
Sigler v. Parker,
396 U.S. 482 (1970) .............................................. 23
Snyder v. Louisiana,
552 U.S. 472 (2008) ................................ 4, 8, 10, 12
State v. Aziakanou,
498 P.3d 391 (Utah 2021 ..................................... 19
State v. Brown,
498 P.3d 167 (Kan. 2021) ..................................... 18
State v. Clark,
280 S.W.3d 625 (Mo. Ct. App. 2008) ................... 18
State v. Harris,
289 P.3d 591 (Utah 2012) ................................ 6, 18
vii
State v. Johnson,
295 So. 3d 710 (Fla. 2020) ................................... 17
State v. King,
735 A.2d 267 (Conn. 1999) ................................... 14
State v. Taylor,
944 S.W.2d 925 (Mo. 1997) .................................. 18
Stone v. Powell,
428 U.S. 465 (1976) .............................................. 24
Thomas v. State,
517 So. 2d 1285 (Miss. 1987) .................................8
Trump v. CASA, Inc.,
606 U.S. 831 (2025) ........................................ 22, 23
United States v. Adams,
996 F.3d 514 (8th Cir. 2021) ................................ 16
United States v. Annigoni,
96 F.3d 1132 (9th Cir. 1996) ............................ 9, 10
United States v. Brown,
809 F.3d 371 (7th Cir. 2016) ................................ 16
United States v. Folk,
754 F.3d 905 (11th Cir. 2014) .............................. 20
United States v. Gooch,
665 F.3d 1318 (D.C. Cir. 2012) ............................ 16
United States v. Houston,
456 F.3d 1328 (11th Cir. 2006) ............................ 20
United States v. Jackson,
347 F.3d 598 (6th Cir. 2003) .......................... 15-16
viii
United States v. Joe,
928 F.2d 99 (4th Cir. 1991) ........................ 7, 10, 15
United States v. Lovies,
16 F.4th 493 (7th Cir. 2021) ................................ 16
United States v. McAllister,
693 F.3d 572 (6th Cir. 2012) ................................ 15
United States v. Prather,
279 F. App’x 761 (11th Cir. 2008)........................ 19
United States v. Rudas,
905 F.2d 38 (2nd Cir. 1990) ................................. 14
United States v. Scott,
26 F.3d 1458 (8th Cir. 1994) ................................ 16
United States v. Wiley,
93 F.4th 619 (4th Cir. 2024) ................................ 15
Vill. of Arlington Heights v. Metro. Hous. Dev. Corp.,
429 U.S. 252 (1977) ................................................5
Wainwright v. Sykes,
433 U.S. 72 (1977) ................................................ 24
Waller v. Georgia,
467 U.S. 39 (1984) .......................................... 20, 23
Whatley v. State,
146 So. 3d 437 (Ala. Crim. App. 2010) ..................7
Wiscart v. D’Auchy,
3 U.S. (3 Dall.) 321 (1796) ................................... 12
Wright v. State,
708 S.W.3d 888 (Mo. Ct. App. 2025) ................... 18
ix
Statutes
28 U.S.C. § 2241(a) .................................................... 25
28 U.S.C. § 2243 ............................................ 21, 25, 27
28 U.S.C. § 2254(d) ......................................................1
28 U.S.C. §2254(d)(1) ................................ 4, 10, 13, 20
28 U.S.C. § 2254(d)(2) ................................... 12, 13, 20
Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA).............................. 2, 4, 21, 24
Other Authorities
1 J. Story, Commentaries on Equity Jurisprudence,
(4th ed. 1846).................................................. 25, 26
4 W. Blackstone, Commentaries on the Laws of
England (1769) .......................................................6
C. St. Germain, 1 The Doctor and Student (1518) ... 26
H. Friendly, Is Innocence Irrelevant? Collateral
Attack on Criminal Judgments,
38 U. Chi. L. Rev. 142 (1970)............................... 27
T. Cooley, A Treatise on the Constitutional
Limitations Which Rest Upon the Legislative
Power of the States of the American Union
(1st ed. 1868) ........................................................ 13
1
INTEREST OF AMICI STATES
The States of Alabama, Alaska, Arkansas, Idaho,
Indiana, Iowa, Florida, Kansas, Louisiana, Montana,
Nebraska, North Dakota, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Tennessee,
Texas, and West Virginia submit this brief in support
of Respondents.
Amici States have strong interests in the administration of criminal justice, the finality of their statecourt convictions, and the proper application of 28
U.S.C. § 2254(d). In our federal system, state courts
are trusted to identify and correct violations of a defendant’s federal rights. States facilitate their review
with varying procedures, which are presumptively
proper. Far from an outlier or an attempt to thwart
Petitioner’s rights, the waiver ruling challenged here
reflects a common mechanism for implementing Batson v. Kentucky, 476 U.S. 79 (1986). Because a Batson
claim turns on credibility determinations not easily
second-guessed on appeal, state and federal courts
have developed preservation doctrines that encourage
full litigation at trial. Those rules fall comfortably
within the discretion Batson left to the lower courts
for enforcing equal protection in jury selection. Amici
States have a vital interest in their continuing authority to adopt sensible procedural rules like the one at
issue here.
2
SUMMARY OF ARGUMENT
I. When reviewing a Batson challenge to the use of
peremptory strikes, the “credibility of the prosecutor’s
explanation goes to the heart of the equal protection
analysis, and once that has been settled, there seems
nothing left to review.” Hernandez v. New York, 500
U.S. 352, 367 (1991) (plurality). Because evaluating
“demeanor and credibility lies peculiarly within a trial
judge’s province,” id. at 365, appellate courts should
sustain a trial court’s ruling “in the absence of exceptional circumstances,” Davis v. Ayala, 576 U.S. 257,
274 (2015). Given this framework, it makes perfect
sense that many state and federal courts have
adopted waiver rules like Mississippi’s. These rules
encourage claims of purposeful discrimination to be
brought and developed before the decision-maker best
situated to identify and correct discrimination. Petitioner’s anti-waiver rule, by contrast, would encourage sandbagging, prejudice the prosecution, and force
appellate courts to make an all-or-nothing choice
years after the error could have been corrected. Some
jurisdictions may choose to hear new Batson arguments on appeal, but nothing in Batson or its progeny
suggests that course is required or even desirable.
II. Petitioner argues that if his claim survives
AEDPA’s relitigation bar, this Court should order that
he “be released” because “Batson is an ‘automatic reversal precedent.’” Pet. Br. 50-51. But habeas relief is
an exercise of equitable discretion, never “automatic.”
The Court should also reject the suggestion of Petitioner’s amici that equity means “mercy” and weighs
“in only one direction” “to the advantage of prisoners.”
Scholars Br. 7, 10, No. 24-7351 (Feb. 4, 2026).
3
ARGUMENT
I. Waiver Rules Recognize and Preserve the
Singular Role of the Trial Judge to Enforce
Batson v. Kentucky.
In Batson v. Kentucky, the Court interpreted the
Equal Protection Clause to prohibit “purposeful
discrimination” in the use of peremptory strikes. 476
U.S. 79, 98 (1986). Whether a prosecutor exercised
strikes with an illicit intent is a question of pure “fact”
that “largely will turn on evaluation of credibility.” Id.
at 98 n.21. “There will seldom be much evidence bearing on that issue, and the best evidence often will be
the demeanor of the attorney[.]” Hernandez v. New
York, 500 U.S. 352, 364-65 (1991) (plurality). Thus,
“the job of enforcing Batson” must “rest[ ] first and
foremost with trial judges.” Flowers v. Mississippi,
588 U.S. 284, 302 (2019). In turn, the job of the defendant must be “to present … evidence to support
[the] claim” to the person with “primary responsibility” to decide it. Id. at 301-02.
A regime that permits piecemeal Batson claims,
i.e., claims raised partly at trial and partly on appeal,
is strictly inferior to one that promotes complete
preservation. If the defendant withholds evidence or
arguments at trial, there will never be an opportunity
to weigh them alongside “the best evidence.” The only
decision-maker who has that evidence, the trial judge,
is deprived of “the totality of the relevant facts,” Hernandez, 500 U.S. at 363, and what the appeals court
gains from the defendant’s belated development of his
claim cannot substitute for firsthand observations of
the prosecutor and the potential juror. To be sure, appellate courts can hear piecemeal claims, but it
4
doesn’t follow that they “must.” Resp. Br. 29; contra
Pet. Br. 41-44. And there’s nothing in the Constitution
or the doctrine to commend a system that promotes
piecemeal claims, rather than encouraging the fullest
presentation possible when the claim arises at trial.
Accordingly, many state and federal jurisdictions
have adopted sensible preservation rules. These rules
fall well within the realm of discretion accorded to
lower courts for implementing Batson, 476 U.S. at 99
& n.24, and certainly within the realm of reasonability needed to satisfy AEDPA, 28 U.S.C. §2254(d)(1).
A. Batson Entrusts Trial Judges with the
Task of Identifying Racial Discrimination.
Analysis of Mississippi’s waiver rule should be
guided by the central role Batson and its progeny have
assigned to the trial judge. From the doctrine’s inception, this Court has had “confidence that trial judges,
experienced in supervising voir dire, will be able to decide if the circumstances concerning the prosecutor’s
use of peremptory challenges creates a prima facie
case of discrimination.” Batson, 476 U.S. at 97; see
also id. at 99 n.22 (similar). And in virtually every one
of its Batson cases, the Court has reaffirmed the
“peculiar[ ] … province” of the trial judge. See, e.g.,
Davis v. Ayala, 576 U.S. 257, 273-74 (2015); Felkner v.
Jackson, 562 U.S. 594, 598 (2011); Snyder v. Louisiana, 552 U.S. 472, 477 (2008); Rice v. Collins, 546 U.S.
333, 338-39 (2006); id. at 343-44 (Breyer, J., concurring); Miller-El v. Cockrell, 537 U.S. 322, 338-41
(2003). This aspect of the doctrine flows from the
nature of the claim, the differing strengths of trial and
appellate courts, and the high price of retrial, years
5
later, for an error that could have been corrected on
the first day of trial.
1. Very few constitutional claims require the court
to probe “the prosecutor’s state of mind.” Hernandez,
500 U.S. at 365. And unlike Brady or Napue claims,
which often seek to prove the prosecutor’s knowledge
by “inference,” e.g., Glossip v. Oklahoma, 604 U.S.
226, 248 (2025), the three-step Batson procedure
forces the prosecutor to “articulate” a “‘clear and reasonably specific’ explanation’” of his or her actual
motive for a challenged strike, 476 U.S. at 98 & n.20.
This feature distinguishes Batson even from other
claims of racial discrimination because “direct evidence of intent” (whether lawful or not) should always
be “available” by conducting step two at trial. Cf. Vill.
of Arlington Heights v. Metro. Hous. Dev. Corp., 429
U.S. 252, 266 (1977). Batson is therefore unique in
making one person produce the “best evidence” on the
spot and then reducing the “decisive question” to
whether that person “should be believed,” Hernandez,
500 U.S. at 365; see Flowers, 588 U.S. at 298 (“The
trial judge must determine whether the prosecutor’s
stated reasons were [his or her] actual reasons[.]”);
Ayala, 576 U.S. at 271; Collins, 546 U.S. at 341 (asking whether “a reasonable factfinder must conclude
the prosecutor lied”).
Because “the heart” of Batson is the prosecutor’s
“credibility,” Hernandez, 500 U.S. at 367, it should be
resolved at trial. “The reasons are structural. The trial
judge is best placed to consider the factors that underlie credibility: demeanor, context, and atmosphere.”
Collins, 546 U.S. at 343 (Breyer, J., concurring); cf.
Amadeo v. Zant, 486 U.S. 214, 223 (1988) (applying
6
more deferential standard to credibility findings than
even clear error). Only the trial judge has “the benefit
of observing the prosecutor firsthand” at the time of
the strike, at the time of its explanation, “over the
course of the proceedings,” id. at 336 (majority), and
“on a daily basis” in some cases, Doster v. State, 72 So.
3d 60, 74 (Ala. Crim. App. 2010). The judge can watch
“facial expressions or body language,” listen for “hesitation,” State v. Harris, 289 P.3d 591, 597 & n.10
(Utah 2012), and assess, “in a borderline case,”
whether any “hesitation or contradiction reflect (a) deception, or (b) the difficulty of providing a rational reason for an instinctive decision,” Collins, 546 U.S. at
343 (Breyer, J., concurring). Appeals courts “cannot
on the basis of a cold record easily second-guess” these
observations, so they “defer.” Ayala, 576 U.S. at 274.
The trial judge occupies an even more privileged
position when a strike rests on a “fine judgment call,”
such as “a comparison of [juror] responses that differ
in only nuanced respects” or “a sensitive assessment
of jurors’ demeanor.” Id. at 273. A prosecutor’s reasons
will “often invoke a juror’s demeanor,” and the trial
judge is “best situated”—indeed, singularly situated—
to confirm that the juror’s demeanor matched the
prosecutor’s description. Id. at 273-74. Especially
when attorneys strike a juror based on “instinct,” id.—
as they have for centuries, see 4 W. Blackstone,
Commentaries on the Laws of England *346-47 (1769)
(citing “impressions” created by “bare looks and gestures” as valid grounds for a challenge “even without
being able to assign a reason for such [ ] dislike”)—
only the trial judge can come close to seeing what may
be “invisible even to the [lawyer],” Collins, 546 U.S. at
343 (Breyer, J., concurring).
7
Accordingly, many of this Court’s Batson decisions
have rested on the defendant’s inability to overcome
the deference owed to the trial judge’s credibility
determination. See, e.g., Ayala, 578 U.S. at 271-85;
Jackson, 562 U.S. at 598; Collins, 546 U.S. at 339-42;
Hernandez, 500 U.S. at 369-70; see also id. at 372
(O’Connor, J., concurring in judgment). And “once that
has been settled, there seems nothing left to review.”
Hernandez, 500 U.S. at 367.
2. But appellate courts “sometimes” elect to hear
new Batson claims or new arguments and evidence
not considered below. Resp. Br. 29. When they do,
there are two bad options if they cannot otherwise
deny the claim. One is remanding for the trial court to
conduct a Batson hearing, e.g., Whatley v. State, 146
So. 3d 437, 448 (Ala. Crim. App. 2010), or another Batson hearing, e.g., United States v. Joe, 928 F.2d 99,
103-04 (4th Cir. 1991). A remand respects the trial
judge’s “better position” having supervised jury selection, Whatley, 146 So. 3d at 448, and its ability to bring
the striking attorney before it “to judge [his or her]
credibility” and “further explore the validity of the
various arguments the parties may advance,” Joe, 928
F.2d at 104. Accord Johnson v. California, 545 U.S.
162, 172 (2005) (counseling “against engaging in needless and imperfect speculation when a direct answer
can be obtained by asking a simple question”).
But a remand adds delay, and “essentially requires
reconstructing the entire voir dire, something that
will be extremely difficult even if undertaken soon after the close of trial.” Cf. Batson, 476 U.S. at 132-33
(Burger, C.J., dissenting). In many cases, it might be
“impossible for the prosecutor … to recall” the reasons
8
for a strike, id. at 133 n.12, let alone the “nuanced”
differences among members of the venire, Ayala, 576
U.S. at 274. See Thomas v. State, 517 So. 2d 1285,
1287-88 (Miss. 1987). A belated hearing can force the
court to decide a Batson claim based on “nothing beyond ‘I do not remember’” from the prosecutor. Polk v.
Dixie Ins. Co., 972 F.2d 83, 85 (5th Cir. 1992) (describing Harrison v. Ryan, 909 F.2d 84, 87 (3d Cir. 1990)).
That courts reach divergent results in such cases, see
id. at 85-86, is as unsurprising as it is unfortunate, for
the “unfair prejudice to the prosecution” is “severe,”
McCrory v. Henderson, 82 F.3d 1243, 1251 (2d Cir.
1996); cf. Snyder, 552 U.S. at 472 (no “possibility” of
“profitabl[e] … remand at this late date, more than a
decade after petitioner’s trial”).
A second bad option is for an appellate court to conduct its own review of the step-three circumstances
now raised together for the first time. It is “difficult[ ]”
even to “understand[ ] the nature of [this] review.” Cf.
Hernandez, 500 U.S. at 367. The court must ask
whether a trial judge clearly erred in failing to consider facts not brought to the judge’s attention. Then
it must accord strong deference to the trial judge’s
credibility finding—again, despite that the finding did
not consider the material raised on appeal. Trying to
square the circle, an appellate court might imagine
what the trial court would have found had it been presented with everything argued on appeal. But that
counterfactual question, for the “structural” reasons
described above, Collins, 546 U.S. at 343 (Breyer, J.,
concurring), is essentially impossible to answer.
The trial judge in Ayala, for example, had a “somewhat different” impression from that of the prosecutor
9
but ultimately agreed that a prospective juror seemed
“nervous.” 576 U.S. at 285. How can courts possibly
weigh new circumstances raised on appeal against
that “subjective impression”? Id. Or take Collins,
where the trial judge was willing to give the D.A. “the
benefit of the doubt” without having seen a juror
“roll[ ] her eyes in response to a question.” 546 U.S. at
336-37. It is hard to see how an appellate court, without “observing the prosecutor firsthand,” id., could
possibly infer “the prosecutor lied,” id. at 341. It has
“no way to know whether the attorneys were credible.”
Lisle v. Welborn, 933 F.3d 705, 715 (7th Cir. 2019).
When a Batson claim is not fully ventilated until
appeal, the court’s task is even more difficult and speculative than usual, for the appeals court isn’t even
considering “the same factors as the trial judge.” Flowers, 588 U.S. at 303. In theory, a reviewing court could
see new and “extraordinarily powerful circumstantial
evidence” that “betray[s] the [prosecutor’s] aim,” cf.
Alexander v. NAACP, 602 U.S. 1, 35 (2024), but “in the
absence of exceptional circumstances,” there can be no
“basis” to “second-guess,” Ayala, 576 U.S. at 274.
In addition to the inherent difficulty in answering
counterfactuals about credibility on a cold record,
review of Batson claims on direct appeal has the downside of forcing an “all-or-nothing” choice. United States
v. Annigoni, 96 F.3d 1132, 1150 (9th Cir. 1996) (en
banc) (Kozinski, J., dissenting). Because the trial
court “is no longer in a position to cure the violation
during the jury selection process …. [t]he sole remedy
remaining is the grant of a new trial, relief that requires an additional and unnecessary expenditure of
judicial and litigant resources since a new trial could
10
have been avoided by a timely decision.” Joe, 928 F.2d
at 103; accord Annigoni, 96 F.3d at 1150 (Kozinski, J.,
dissenting) (“We do not help the noble cause of peremptory challenges by making every error in this delicate process fatal.”). The purpose of Batson’s “threestep process” is to “encourage[ ] ‘prompt rulings on objections to peremptory challenges without substantial
disruption of the jury selection process.’” Johnson, 545
at 172-73. Retrial is both expensive and substantially
disruptive.
B. Waiver Rules Properly Channel Claims to
the Court Best Situated to Decide Them.
1. By adopting the three-step process and applying
a deferential standard of review, Batson and its progeny assigned the “pivotal role” to trial courts. Snyder,
552 U.S. at 477. In the forty years since Batson, state
and federal jurisdictions have “formulate[d]” more
procedures, Batson, 476 U.S. at 99, to facilitate that
assignment. Among these are rules that govern the
timeliness of a Batson challenge. “The appropriateness in general of looking to local rules for the law governing the timeliness of a constitutional claim is, of
course, clear. … Undoubtedly, [a State] can adopt a
general rule that a Batson claim is untimely if it is
raised for the first time on appeal, or after the jury is
sworn, or before its members are selected.” Ford v.
Georgia, 498 U.S. 411, 423 (1991). If States can deny
a Batson claim not preserved at trial, it follows that
they can also refuse to hear arguments “never mentioned” below. Pet. Br. 41. It’s certainly never been
“clearly established federal law” that waiver rules like
Mississippi’s are unconstitutional. See Resp. Br. 24-28
(discussing § 2254(d)(1)).
11
Far from clearly proscribed by Batson, waiver rules
vindicate Batson by directing claims to the decisionmaker with the best ability to evaluate them. Supra
§ I.A. If a defendant has a meritorious claim, there’s
no legitimate reason for him to sandbag the trial
court. If the claim is unmeritorious, then courts refusing the tactic of developing it piecemeal on appeal
works no prejudice against the defendant; it does,
however, spare potentially severe prejudice to the
prosecution, cf. McCrory, 82 F.3d at 1251.
Petitioner offers a few examples of courts electing
to allow new step-three arguments on appeal, but he
has no serious argument for why they should. In a single paragraph, he speculates that defense counsel lack
the “opportunity” to raise “granular comparisons” during jury selection. Pet. Br. 45-46. Aside from lacking
any support in precedent, this argument proves too
much: If Batson claims cannot “realistic[ally]” be completed at trial, id., then the trial judge’s credibility
findings are necessarily incomplete too. Endorsing
that proposition would strike at the heart of the deference owed to trial judges. Behind the reluctance to
“second-guess” a credibility finding is the assumption
that the trial judge is “best situated.” 576 U.S. at
273-74. But Petitioner implies almost the opposite—
that the trial judge is never well situated to evaluate
one of the primary “variet[ies] of evidence” in Batson
cases. Flowers, 588 U.S. at 301-02. In effect, the antiwaiver rule would license relitigation of every Batson
claim on appeal, and it would seemingly justify appellate review without the usual dose of deference. The
Court should not create new incentives for defendants
to sandbag, which is antithetical to all the structural
reasons that Batson claims must be resolved at trial.
12
It would also ill fit the absence of a constitutional right
to appeal, e.g., Davila v. Davis, 582 U.S. 521, 529
(2017), if the Court held that criminal defendants
must be allowed to raise new arguments on appeal. Cf.
Wiscart v. D’Auchy, 3 U.S. (3 Dall.) 321, 329 (1796)
(opinion of Elsworth, C.J.) (“[J]ustice is satisfied” by
“one opportunity for the trial of all parts of his case.”).
2. Petitioner tries to derive an anti-waiver rule
from two cases: Snyder v. Louisiana and Miller-El v.
Dretke, 545 U.S. 231 (2005) (Miller-El II). Pet. Br. 4144. Neither decision even purported to address “the
local power to set procedure.” Ford, 498 U.S. at 423.
Snyder focused on the prosecutor’s “highly speculative,” “suspicious,” and ultimately “implausib[le]” and
“pretextual” reasons for striking a single prospective
juror. 552 U.S. at 482, 483, 485. And if anything, the
Snyder Court reaffirmed the importance of airing
step-three arguments at trial—taking pains to explain
that the Court’s juror comparison (1) rested on an attribute that had been “thoroughly explored by the trial
court,” (2) had been addressed by the state high court,
and (3) was not “procedurally defaulted.” Id. at 484 &
n.2; contra Pet. Br. 42 (suggesting that Snyder
adopted a constitutional rule that arguments “evident
on the face of the record” need not be preserved).
Nor did Miller-El II establish a constitutional rule
that any and all “theories about th[e] evidence” can be
withheld until appeal. Pet Br. 43 (quoting 545 U.S. at
241 n.2). Mississippi is exactly right that Miller-El II
was a § 2254(d)(2) case, so the Court’s holding rested
on the facts—not on any procedural rule purportedly
required by Batson. And while the majority rejected
the dissent’s complaint that some of the facts relied
13
upon were not “before the Texas courts,” it did so by
(1) interpreting § 2254(d)(2), not Batson or the Constitution; (2) insisting that the key “evidence … on which
we base our result[ ] was before the state courts”; and
(3) sowing doubt “about what was [or was not] before
the state courts.” 545 U.S. at 241 n.2. To the extent
the Miller-El II Court reached any legal conclusion—
rather than a factual one about what was in the record—it did not adopt a new anti-waiver rule but
merely rejected § 2254(d)(2) as a bar to its consideration of certain evidence. That footnote in Miller-El II
probably does not hold up in light of cases like Cullen
v. Pinholster, 563 U.S. 170, 182 (2011), and Shinn v.
Ramirez, 596 U.S. 366, 388-89 (2022), but it’s neither
here nor there for the question presented—whether
the Mississippi court was clearly bound by federal law
to ignore its waiver rule. Without a case from this
Court on all fours with this one, Petitioner cannot succeed under § 2254(d)(1).
C. Reversal Would Disturb the Sensible
Waiver Rules of Numerous Jurisdictions.
Mississippi’s waiver rule is not a “[n]ovelty.” Ford,
498 U.S. at 423. It is a bedrock rule of procedure that
“an irregularity may be waived.” T. Cooley, A Treatise
on the Constitutional Limitations Which Rest Upon
the Legislative Power of the States of the American
Union 409 (1st ed. 1868). Accordingly, many jurisdictions have applied general waiver principles to Batson
claims, encouraging defendants to develop claims of
purposeful discrimination in the trial court. In some
jurisdictions, a Batson claim that is not completed at
trial is waived; its denial cannot be appealed. In others, failure to rebut the prosecutor’s proffered reasons
14
for a strike precludes raising that rebuttal on appeal.
Even in jurisdictions that will consider a Batson challenge for the first time on appeal, a defendant’s failure
to rebut the prosecutor’s motives is considered a failure to satisfy the defendant’s ultimate burden. Courts
have no general duty to scour the record for arguments supporting the defendant’s claim. See JA72829 (citing Ramey v. Lumpkin, 7 F.4th 271, 280 (5th
Cir. 2021); Chamberlin v. Fisher, 885 F.3d 832, 838
(5th Cir. 2018) (en banc)).
Amici States do not exalt one approach to waiver
in the Batson context because this Court has left it to
lower state and federal courts to “formulate particular
procedures.” Batson, 476 U.S. at 99; id. at 99 & n.24
(declining “to instruct [ ] courts how best to implement” Batson). If the Court endorses Petitioner’s antiwaiver rule, it will upend the settled rules of many jurisdictions that have relied on Batson’s leeway to
make the doctrine a workable tool for both trial and
appellate courts. For example:
Second Circuit. The Second Circuit requires that
federal defendants “expressly indicate” a continuing
objection once the government offers reasons for its
peremptory challenges. United States v. Rudas, 905
F.2d 38, 41 (2nd Cir. 1990); see also State v. King, 735
A.2d 267, 281 (Conn. 1999) (citing Rudas) (failure to
“advance[ ] reasons that are salient to a showing of
pretext … may be treated as acquiescence”). The “failure to make any response” at step three—after the
government explains its strikes—“indicate[s] to the
court that [the defendant] no longer dispute[s]” them.
Rudas, 905 F.2d at 41. In Garraway v. Phillips, for
example, the trial court agreed the defendant had
15
made a prima facie case under Batson and required
the prosecution to offer race-neutral reasons. 591 F.3d
72, 73 (2nd Cir. 2010). When the prosecution failed to
proffer an explanation for one of the strikes, the defendant neither objected nor brought it to the court’s
attention. Id. at 74. “[B]y failing to advise the prosecutor or the court that explanations were offered as to
fewer than all of several challenged strikes,” the defendant forfeited his Batson claim. Id. at 76. In order
to create a record on which courts can rule, the defendant must continue “to press the objection.” Id.
Fourth Circuit. In the Fourth Circuit, “once a
neutral explanation is presented, the complaining
party must prove purposeful discrimination.” Davis v.
Baltimore Gas & Elec. Co., 160 F.3d 1023, 1026 (4th
Cir. 1998) (emphasis added). The rule stems from the
Fourth Circuit’s recognition that an appellate court is
poorly suited to review Batson claims on a cold record.
Joe, 928 F.2d at 103-04. Accordingly, “the movant’s
failure to argue pretext constitutes a waiver of his initial objection.” Davis, 160 F.3d at 1027. A defendant
in the Fourth Circuit cannot stand “mute” after opposing counsel asserts race-neutral reasons and then find
his voice on appeal. Id; see also United States v. Wiley,
93 F.4th 619, 629 n.3 (4th Cir. 2024) (“Wiley didn’t
make this [pretext] argument at trial, which likely
means he forfeited it.”).
Sixth Circuit. Likewise, the Sixth Circuit applies
a burden-shifting framework such that “once the proponent of the peremptory strike proffers a race-neutral explanation, the opposing party has the burden to
rebut those reasons for the record.” United States v.
McAllister, 693 F.3d 572 (6th Cir. 2012) (citing United
16
States v. Jackson, 347 F.3d 598, 605 (6th Cir. 2003)).
Thus, some step-three argument, or at least a continuing objection, is required to preserve rebuttal arguments on appeal. Jackson, 347 F.3d at 605.
Seventh Circuit. The Seventh Circuit stresses
that an appellate court can only conduct a meaningful
review when the record is complete. United States v.
Lovies, 16 F.4th 493, 502 (7th Cir. 2021) (“Lovies forfeited these juror-comparison arguments by not presenting them to the district court.”). “During jury selection, ‘it is the defendant’s burden to raise specific
arguments that the government’s justification for a
peremptory strike was pretextual so that the court
can properly address them.’” Id. (quoting United
States v. Brown, 809 F.3d 371, 374 (7th Cir. 2016)).
The defendant must raise specific challenges in the
trial court; otherwise, “the appellate court ‘loses the
benefit’ of the trial judge’s firsthand evaluation of
[the] jurors.” Lovies, 16 F.4th at 502 (quoting United
States v. Gooch, 665 F.3d 1318, 1331 (D.C. Cir. 2012)).
Eighth Circuit. If a defendant fails to renew a
Batson challenge after the prosecutor offers race-neutral reasons, the Eighth Circuit treats the issue as forfeited and reviews only for plain error. United States
v. Adams, 996 F.3d 514, 520 (8th Cir. 2021) (citing
Hopson v. Fredericksen, 961 F.2d 1374, 1378 (8th Cir.
1992)). In United States v. Scott, a defendant’s “‘failure to follow up on his Batson objection could have
been reasonably construed by the trial judge as an
agreement that the expressed reasons were racially
neutral.’” 26 F.3d 1458, 1466 (8th Cir. 1994) (quoting
Hopson, 961 F.2d at 1378).
17
Alabama. Once the State provides race-neutral
reasons for a strike, the burden shifts to the defendant
“to make a showing that those reasons were a sham or
pretextual.” Knight v. State, 300 So. 3d 76, 98 (Ala.
Crim. App. 2018). If defense counsel “made no such
showing” at trial, and “pretext[ ] [is] being raised for
the first time on appeal,” the record will not support
the claim. Id. The absence of a trial record cuts
against the defendant because he “maintains at all
times … the ultimate burden of proving intentional
discrimination,” Sharp v. State, 151 So. 3d 342, 360
(Ala. Crim. App. 2010).1
Florida. In Florida, a defendant “cannot simply sit
silent—failing to respond to a proffered facially raceneutral reason and failing to object as to why the trial
court should not accept that explanation—yet challenge that reason as a pretext for discrimination and
the trial court’s ruling as insufficient for the first time
on appeal.” State v. Johnson, 295 So. 3d 710, 716 (Fla.
2020). Because a court has no independent duty “to
create a record of otherwise unpreserved error,” id. at
715, the defendant must raise “a reason to doubt the
genuineness of the State’s proffered race-neutral reasons for a strike, for it is the genuineness of the reason
1 For many years, Alabama courts entertained new Batson
claims on appeal in capital cases, but reversed course after
judges repeatedly “questioned the propriety” of this practice.
Henderson v. State, 2024 WL 1946585, at *31 (Ala. Crim. App.
May 3, 2024); see, e.g., Ex parte Floyd, 190 So. 3d 972, 979, 980,
982 (Ala. 2012) (Murdock, J., concurring in the result) (reasoning, inter alia, that Batson did not require appellate review of
new claims, that an “accurate record” is “crucial on appeal,” and
that waiver rules “deter[ ] ‘sandbagging’”).
18
upon which the trial court must rule.” Gordon v. State,
350 So. 3d 25, 34 (Fla. 2022).
Kansas. Kansas courts reject a “duty to investigate
… sua sponte” factors that may support a Batson
claim. State v. Brown, 498 P.3d 167, 176 (Kan. 2021).
The defendant has the burden to create the record
needed to prove his claim, which comes with the duty
“to draw the [trial] court’s attention to any relevant
evidence of pretext and purposeful racial discrimination.” Id. Accordingly, Kansas courts will not credit
Batson arguments raised on appeal where “no further
evidence of purposeful discrimination” was “presented
… to the district court.” Id. at 177.
Missouri. Appellate courts in Missouri will not
consider grounds for Batson challenges that were not
raised in the trial court. Wright v. State, 708 S.W.3d
888, 897 (Mo. Ct. App. 2025). The rule covers new
step-three arguments purporting to show pretext.
State v. Clark, 280 S.W.3d 625, 630-31 (Mo. Ct. App.
2008). “A defendant’s failure to challenge the State’s
race-neutral explanation in any way waives any future complaint that the State’s reasons were racially
motivated, and leaves nothing for this Court to review.” State v. Taylor, 944 S.W.2d 925, 934 (Mo. 1997).
Utah. Batson claims in Utah are subject to a strict
time bar and an absolute duty on the party objecting
to bring evidence of purposeful discrimination to the
trial court. State v. Harris, 289 P.3d 591, 595 (Utah
2012). The Utah Supreme Court has recognized that
“[i]t is not enough [ ] for a party to raise a Batson challenge and expect opposing counsel and the court to
complete the heavy lifting.” Id. Because Batson claims
should be resolved “while the iron is hot,” the
19
obligation to press the issue is imposed on the moving
party and the failure to do so constitutes waiver. State
v. Aziakanou, 498 P.3d 391, 405 (Utah 2021).
Virginia. In Buck v. Commonwealth, a defendant
argued pretext for the first time on appeal with new
juror comparisons. 443 S.E.2d 414, 415-16 (Va. 1994).
The Supreme Court of Virginia held that those arguments were waived because Batson assigns “the defense [ ] the burden,” and a trial court has no duty “to
seek out and evaluate information or evidence not utilized by either party.” Id. In “the absence of defense
counsel’s identification of a false or pretextual reason
for peremptory strikes,” the trial court does not err in
denying a claim of purposeful discrimination. Id.
*
*
*
Each of these jurisdictions has adopted some form
of a waiver rule like Mississippi’s. Each of these
regimes would need to be re-evaluated if the Court
adopts the position that new step-three arguments
can be raised for the first time on appeal.
Even those jurisdictions without strict waiver
rules could be affected if Batson’s step three becomes
a searching inquiry for the court in which “all” possible
circumstances “must be consulted,” Pet. Br. 47. In the
Ninth Circuit, for example, a defendant who does not
technically waive his step-three arguments may still
fail to carry his “ultimate burden” if the trial court
lacked “information … at the time” of trial.” Boyde v.
Brown, 404 F.3d 1159, 1171 (9th Cir. 2005). Likewise,
in the Eleventh Circuit, appellants do not meet their
burden at step three in “the absence of any additional
argument or evidence.” United States v. Prather, 279
F. App’x 761, 767 (11th Cir. 2008); see, e.g., United
20
States v. Folk, 754 F.3d 905, 914-15 (11th Cir. 2014);
United States v. Houston, 456 F.3d 1328, 1338 (11th
Cir. 2006) (requiring juror comparison to have been
“brought to the attention of the court” for further “explanation” from the prosecutor and “a finding by the
trial judge”). Several States apply similar rules, focusing on the defendant’s burden “to put the court on notice” of his rebuttal or pretext arguments in order to
develop the record. See, e.g., Adair v. State, 336
S.W.3d 680, 689 & n.6 (Tex. App. 2010); Johnson v.
State, 68 S.W.3d 644, 649 (Tex. App. 2002). Whether
characterized as waiver rules or not, these rules would
also be threatened by a suggestion of a constitutional
duty to hear new step-three arguments on appeal.
II. If Petitioner Succeeds, the Remedy Would
Not Be “Automatic” Release or Retrial.
Petitioner urges that if he’s satisfied “subsection
(d)(1) or (d)(2),” he must “be released or tried” because
Batson is an “‘automatic reversal precedent[].’” Pet.
Br. 50-51. The amicus brief of two academics reaches
the same result by a different path, asserting that
courts are “required … to discharge prisoners” upon
finding a violation of federal law because equity flows
“in only one direction: toward mitigation.” Scholars
Br. 3, 10, No. 24-7351 (Feb. 4, 2026); id. at 20 (asserting “obligat[ion] to order the prisoner’s release”).
Both arguments are foreclosed by precedent, and
Mississippi is correct (at 3, 42-43) that if Petitioner
succeeds, ordering his release or retrial would not be
“appropriate to the violation.” Waller v. Georgia, 467
U.S. 39, 50 (1984).
A. Petitioner conflates the usual Batson remedy on
direct appeal with the remedial analysis in habeas. A
21
habeas petitioner—even one who “overcomes all of
th[e] limits” of AEDPA and all of the limits this Court
“ha[s] prescribed”—is “never entitled to habeas relief,”
let alone vacatur of his conviction. Shinn v. Ramirez,
596 U.S. 366, 377 (2022). He “must still ‘persuade a
federal habeas court that law and justice require [the
requested relief].’” Id. (quoting Brown v. Davenport,
596 U.S. 118, 134 (2022)). This burden flows from both
the text of 28 U.S.C. § 2243 and “the equitable discretion traditionally invested in federal courts by preexisting habeas statutes.” Davenport, 596 U.S. at 134.
Insisting that retrial would be “the only just and
equitable result,” Petitioner relies primarily on Batson decisions arising on direct appeal. Pet. Br. 51. But
“undoing a final state-court judgment” is “different in
kind from providing relief on direct appeal.” Davenport, 596 U.S. at 133. Granting the writ for a state
prisoner is an “extraordinary remedy.” Id. An order on
appeal from a conviction obtained in a court of the
United States is not. Relief on collateral review is
“reserved for only ‘extreme malfunctions in the state
criminal justice system.’” Id. (quoting Brecht v. Abrahamson, 507 U.S. 619, 633-34 (1992)). Reversal on direct review is not.
Eliding these basic distinctions, Petitioner notes
“the judicial obligation” to enforce Batson. Pet. Br. 52.
To be sure, the goal of “eliminat[ing] the taint of racial
discrimination” in jury selection is important. Id. But
all constitutional rights are important, and there is no
special class of claims that demand “automatic” relief
in habeas. AEDPA itself reflects the judgment that
not all constitutional violations must be corrected;
only a result so egregiously wrong as to be beyond
22
fairminded disagreement is open to collateral attack.
Harrington v. Richter, 562 U.S. 86, 103 (2011). “Faithful application of those standards sometimes puts federal district courts and courts of appeals in the disagreeable position of having to deny relief in cases they
would have analyzed differently if they had been in
the shoes of the relevant state court.” Klein v. Martin,
No. 25-51, 2026 WL 189976, at *1 (U.S. Jan. 26, 2026)
(per curiam); see also Cavazos v. Smith, 565 U.S. 1, 2
(2011) (per curiam) (“[J]udges will sometimes encounter convictions that they believe to be mistaken, but
that they must nevertheless uphold.”). Consequently,
there’s nothing novel about “this idea” (Scholars Br. 2)
that habeas petitioners, unlike some appellants, must
prove more than the existence of a trial error. See
Ramirez, 596 U.S. at 377; Davenport, 596 U.S. at
133-34; Edwards v. Vannoy, 593 U.S. 255, 289 (2021)
(Gorsuch, J., concurring); Hurst v. Adams, No. 4:24cv-1666, 2025 WL 3718303, at *3-4 & n.1 (E.D. Mo.
Dec. 23, 2025).
B. In response to Petitioner’s plea for “automatic
reversal,” Pet. Br. 50-52, Mississippi offers an alternative, Resp. Br. 42-43. Contra Scholars Br. 5-6 (asserting the absence of “adversarial presentation” as to
the “claimant’s entitlement to remedies”). If Petitioner succeeds, the Court may instruct the issuance
of a conditional writ “allowing the state supreme court
to reassess petitioner’s Batson claim in light of his rebuttal arguments.” Resp. Br. 43-42. Rather than a
redo of his trial, the State could afford Petitioner a
redo of his appeal. In equity, just because a court “can
award” certain relief “is not to say that it should.” Cf.
Trump v. CASA, Inc., 606 U.S. 831, 853-54 (2025); Hilton v. Braunskill, 481 U.S. 770, 775 (1987) (noting
23
“broad discretion in conditioning a judgment granting
habeas relief … ‘as law and justice require.’”).
Mississippi’s alternative has much to commend it.
First, a new appeal would be complete relief for the
alleged violation—that the state appellate courts
would not hear Petitioner’s unpreserved arguments—
whereas “a new trial … would be a windfall for the
defendant, and not in the public interest.” Waller, 467
U.S. at 50; see Jackson v. Denno, 378 U.S. 368, 394-96
(1964); Sigler v. Parker, 396 U.S. 482, 484 (1970)
(“permitting a [state] court” “a reasonable time to
make an error-free determination”). Indeed, Batson itself “remand[ed] … for further proceedings” to apply
the proper framework to the defendant’s claim. 476
U.S. at 100. Here, if Petitioner’s complaint is valid and
can be cured by assessing his Batson claim without
the waiver rule, then a new trial would be greater relief “than necessary.” Cf. CASA, 606 U.S. at 852 (quoting Califano v. Yamasaki, 442 U.S. 682, 702 (1979)).
Only Mississippi’s proposal is “limited to … the nature
and scope of the constitutional violation.” Lewis v. Casey, 518 U.S. 343, 357 (1996).
Second, a writ conditioned on the State’s right to
rehear Petitioner’s Batson claim would respect the
State’s authority “correct alleged violations of a state
prisoner’s federal rights.” Coleman v. Thompson, 501
U.S. 722, 731 (1992). Comity counsels against extending the federal “intrusion on state sovereignty,” Richter, 562 U.S. at 103, when the state courts are equally
“obliged to enforce federal law” and will “provide any
necessary relief” flowing from this Court’s decree,
O’Sullivan v. Boerckel, 526 U.S. 838, 845 (1999); see
Hilton, 481 U.S. at 775 (observing use of conditional
24
writ “to provide the State an opportunity to correct the
constitutional violation”). These “equitable and prudential considerations” have often led the Court “to
adjust the scope of the writ.” Danforth v. Minnesota,
552 U.S. 264, 278 (2008); accord Francis v. Henderson,
425 U.S. 536, 538-42 (1976).
C. Two scholars urge the Court not to decide more
than the AEDPA issue, which would mean ignoring
pages 18-29 and 50-52 of the opening brief. But if the
Court addresses Petitioner’s remedial arguments, the
professors would have the Court reconsider its precedent on the equitable discretion exercised in habeas.
They argue that although equity is “flexible,” it must
be exercised always “in aid of prisoners” and never in
favor of the government. Scholars Br. 8, 12. Equity in
early modern England, they write, was “an exercise of
mercy.” Id. at 8-10.
1. Despite casting this Court’s “recent opinions” as
departures, id. at 2, it is the academics who would rework habeas as we know it. Davenport and Ramirez
did not invent “the idea that federal courts possess equitable discretion to deny habeas relief to otherwise
eligible prisoners.” Id. at 2-3. They simply surveyed
the path tread by Danforth v. Minnesota, 552 U.S. 264
(2008); Brecht v. Abrahamson, 507 U.S. 619 (1993);
McCleskey v. Zant, 499 U.S. 467 (1991); Wainwright
v. Sykes, 433 U.S. 72 (1977); and Stone v. Powell, 428
U.S. 465 (1976)—to name a few. Many of these decisions expressly invoked the history of equity. The doctrines of abuse of the writ and procedural default, for
example, were derived from the defense of unclean
hands. See McCleskey, 499 U.S. at 484-85, 490.
25
The professors make no attempt to reconcile these
longstanding equitable doctrines with their belief that
equity flows “in only one direction.” Scholars Br. 10.
They say that courts lack “discretion to deny habeas
relief to otherwise eligible prisoners,” but this Court
has long recognized the “discretion … to deny relief,”
Fay v. Noia, 372 U.S. 391, 438 (1963), or to “condition[ ]” relief in a way that promotes state interests,
Hilton, 481 U.S. at 775. The issue in Davenport, for
example—whether a prisoner must “satisf[y] both this
Court’s equitable precedents and Congress’s statute,”
596 U.S. at 145—would have been incoherent if equity
could never favor the State; the prisoner could not
have an equitable burden at all.
For similar reasons, the argument from legislative
history (at 15-22) is defeated by this exception: The
scholars admit that the “‘law and justice’ language of
§ 2243 and the word ‘may’ in § 2241(a)” not only allow
courts to deny habeas relief on equitable grounds but
“require” that “lower courts” deny relief (if “this Court”
has prescribed “narrow rules”). Scholars Br. 22.
Courts may apply “harmless error, procedural default,
and retroactivity,” on this view, but any other exercise
of equitable discretion is forbidden. Id. The brief offers
no reason to interpret the statute this way. Its plainly
“permissive rather than mandatory language,” Davenport, 596 U.S. at 128, did not invest courts with
exactly and only the discretion to apply a static set of
“judicially crafted, narrow rules.” Scholars Br. 22.
2. The scholars also fixate on a definition of equity
from early modern England. But equity is not reducible to “mercy.” “In the most general sense,” “Equity …
is founded in natural justice.” 1 J. Story,
26
Commentaries on Equity Jurisprudence § 1 (4th ed.
1846). Blackstone defined equity as “synonymous with
justice,” by which he meant “the true and sound interpretation of the rule.” Id. § 6; cf. Petrella v. MGM, 572
U.S. 663, 688 (2014) (Breyer, J., dissenting) (defining
equity, per Aristotle, as the “correction of law”). Thus,
equity is not only “mitigation,” Scholars Br. 10, but
“correcting, mitigating, or interpreting the law” as
“reason and justice requireth,” 1 J. Story, supra, § 8
(quoting C. St. Germain, 1 The Doctor and Student
(1518), Dialogue 1, ch. 16). The Court’s basic point in
Davenport—that a prisoner bears the burden to persuade a court that “justice require[s]” disturbing his
final state conviction, 596 U.S. at 134—is not out of
step with any of these historic conceptions of equity.
Contra Scholars Br. 2.
When this Court has mentioned “mercy” in the
context of equity, it has referred to the “qualities of
mercy and practicality that have made equity the
instrument for nice adjustment and reconciliation
between the public interest and private needs.” Hecht
Co. v. Bowles, 321 U.S. 321, 329 (1944) (emphasis
added). Mercy might be an equitable factor in some
cases, but that doesn’t make the “exercise of equitable
power … by definition, an exercise of mercy.” Scholars
Br. 10. Rather, the “essence” of equity is the “power …
to mould each decree to the necessities of the particular case.” Hecht Co., 321 U.S. at 329.
It does not follow from the “mercy” argument that
courts lack the equitable authority to deny or restrict
habeas relief. To the contrary, it would make perfect
sense for courts to ask whether a prisoner deserves
mercy—a question the amici do not address. And if in
27
England, “habeas corpus was to be used only ‘to the
general benefit of the people …,’” Scholars Br. 11 (emphasis added), courts may ask whether issuing the
writ would serve the common good—not merely the
interests of a particular prisoner. A natural answer to
these questions is the practice of some jurists to count
the prisoner’s guilt against him in the equitable balance. See, e.g., Crawford v. Cain, 68 F.4th 273, 287
(5th Cir. 2023), vacated, 72 F.4th 109 (5th Cir. 2023);
Hurst, 2025 WL 3718303, at *4-5; Cody v. Mesmer, No.
4:20-cv-857, 2023 WL 6214817, at *4-5 (E.D. Mo. Sept.
25, 2023); Corley v. Blair, No. 4:22-cv-250-SRC, 2023
WL 4261608, at *5 (E.D. Mo. June 29, 2023); see also
Kaufman v. United States, 394 U.S. 217, 233-35 (1969)
(Black J., dissenting); H. Friendly, Is Innocence Irrelevant? Collateral Attack on Criminal Judgments, 38
U. Chi. L. Rev. 142, 157 n.81 (1970). If “‘to do justice’
means ‘to shield the innocent and punish the guilty,”
Cody, 2023 WL 6214817, at *5, then the prisoner’s
guilt bears directly on the equities and the answer to
what “law and justice require,” 28 U.S.C. § 2243.
CONCLUSION
The Court should affirm.
STATE OF ALABAMA
OFFICE OF THE ATT’Y GEN.
501 Washington Avenue
Montgomery, AL 36130
(334) 242-7300
Barrett.Bowdre@
AlabamaAG.gov
Respectfully submitted,
Steve Marshall
Attorney General
A. Barrett Bowdre
Solicitor General
Counsel of Record
Robert M. Overing
George L. Muirhead
Jordan Mauldin
Matthew J. Clark
28
ADDITIONAL COUNSEL
STEPHEN J. COX
Attorney General
State of Alaska
DREW WRIGLEY
Attorney General
State of North Dakota
TIM GRIFFIN
Attorney General
State of Arkansas
DAVE YOST
Attorney General
State of Ohio
JAMES UTHMEIER
Attorney General
State of Florida
GENTNER DRUMMOND
Attorney General
State of Oklahoma
RAÚL R. LABRADOR
Attorney General
State of Idaho
DAVID W. SUNDAY, JR.
Attorney General
Commonwealth of
Pennsylvania
THEODORE E. ROKITA
Attorney General
State of Indiana
BRENNA BIRD
Attorney General
State of Iowa
KRIS W. KOBACH
Attorney General
State of Kansas
LIZ MURRILL
Attorney General
State of Louisiana
AUSTIN KNUDSEN
Attorney General
State of Montana
MICHAEL T. HILGERS
Attorney General
State of Nebraska
ALAN WILSON
Attorney General
State of South Carolina
MARTY JACKLEY
Attorney General
State of South Dakota
JONATHAN SKRMETTI
Attorney General
State of Tennessee
KEN PAXTON
Attorney General
State of Texas
JOHN B. MCCUSKEY
Attorney General
State of West Virginia
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