Petition for Writ of Certiorari — Albertico C. Cruz, Petitioner v. Texas
Supreme Court briefMay 2, 2025
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FILED
MAY 0 2 2025
IN THE
SUPREME COURT OF THE UNITED STATES
ALBERTICO CORRAL CRUZ
(Your Name)
(
— PETITIONER
■
vs.
STATE OF TEXAS
— RESPONDENT(S)
ON PETITION FOR A WRIT OF CERTIORARI TO
COURT OF CRIMINAL APPEALS OF TEXAS
(NAME OF COURT THAT LAST RULED ON MERITS OF YOUR CASE)
PETITION FOR WRIT OF CERTIORARI
ALBERTIGO CORRAL CRUZ
(Your Name)
TDCJ# 02367582, 2661 FM 2054
(Address)
TENNESSEE COLONY. TEXAS 75884-5000
(City, State, Zip Code)
PRO £F. T.TTTOANTr NO PHONE OR EMAIL
(Phone Number)
QUESTION(S) PRESENTED
QUESTION ONE:
Did the Eleventh Court of Appeals, at Eastland, Texas, deny Petit ioner's Due
Process to an appeal in the normal course by ordering Petitioner to file a pro
se response pursuant to Ander's, when his appeal was not an Ander 's proceeding?
QUESTION TWO:
Did retained ^Appellate Counsel render ineffective assistance by filing an An-.',
der's Brief misguiding Petitioner to file a pro se response pursuant to Ander's
and not a brief in the normal course of an appeal, or hire new counsel. Denying
effective assistance, due process, and forfeiture of an entitled proceeding?
QUESTION THREE:
Did trial Counsel render ineffective assistance for failing to investigate, in
terview, depose, and prepare defense first witness, Ariana Hernandez, which e
elicited extraneous offense testimony, denying a fundamentally fair trial and
punishment?
QUESTION FOUR:
Did trial Counsel render ineffective assistance by failing to obj ect that the
admission of the audid recording v/as forcing Petitioner to choose one constitutional right over another, violating his constitutional rights to a fundamentally fair trial and punishment?
Page ii
LIST OF PARTIES
All parties appear in the caption of the case on the cover page.
[ ] All parties do not appear in the caption of the case on the cover pige. A list of
all parties to the proceeding in the court whose judgment is the subject of this
petition is as follows:
RELATED CASES
State of Texas v. Albertico Corral Cruz, Cause No. CR55110, 441st Judicial
District Court of Midland County, Texas. (Jury Trial).
Albertico Corral Cruz v. State of Texas, 2022 Tex. App. Lexis 482 (Tex. App.—
Eastland, January 26, 2023)(Direet appeal affirmed/ retained counsel/Ander's)
In re Cruz, 2023 Tex. Crim. App. Lexis 388 (PDR Refused, June 07, 2023)
Exparte Albertico Corral Cruz, WR-96,248-01 (Tex. Crim. App. December 18, 2024)
(Writ of Habeas Corpus denied without written order).
Page iii
I
TABLE OF CONTENTS
CONTENTS:
i
ii
iii
Cover Page...
Questions Presented...
List of Parties • • •
iii
iv
vii
ix
Related Cases
Table of Contents • • •
Index to Appendices
• ♦ •
it*
Table of Authorities • • •
Opinions Below
Jurisdiction • • •
Constitutional and Statutory Provisions Involved • • •
Statement of the Case...
Reasons For Granting the Petition • • •
Question One:
Did the Eleventh Court of Appeals at Eastland, Texas,
deny Petitioner's Due Process to an Appeal in the
normal course by ordering Petitioner to file a pro
se response pursuant to Ander's, when his appeal was
not an Ander s proceeding?
A. Facts surrounding the Court of Appeals order and dir
ection to Petitioner instructing him to file a pro se
response pursuant to the standard of Ander's proceeds
ures.
B. The Purpose of an Ander's Brief and the proceedings
do not apply to retained counsel.
i
C. The holdings of this Court, Court of Appeals of Texas
Court of Criminal Appeals of Texas, Standard pf Revie w,
and the Appellate Courts supervisory role.
Question Two:
Did retained counsel render ineffective assistance by
filing an Ander's Brief, Misguiding Petitioner to file a
pro se response pursuant to Ander's and not a brief in
the normal course of an appeal, or hire new counsel,
denying effective assistance, Due Process, and Forfeitur e
of an entitled proceeding?
Standard of Review.
A. Facts of Counsel's deficient performance leading up to
filing an Ander's Brief and improperly advising Peti
tioner to file a pro se response pursuant to Ander's
proceedings.
Page iv
1
2
3
4
4
4
5
6
7
11
11
12
TABLE OF CONTENTS
PAGE #:
CONTENTS:
B. The Supervisory Role of Appellate Courts to Properly
correct counsel, but more importantly Counsel's ineffec
tiveness for failing to properly advise his client and
his erroneous filing of an Ander's brief when the pro
14
ceeding was not an Ander's proceeding.
C. Petitioner has shown Counsel's performance fell below
an objective standard of reasonableness and prejudice,
Question Three:
Did trial Counsel render ineffective assistance for fail
ing to investigate, interview, depose, and prepare defense
first witness, Ariana Hernandez, which elicited extran
eous testimony, denying a fundamentally fair trial and
punishment?
Standard of Review
A. Facts leading to counsel eliciting extraneous offense
testimony from defense first witness Ariana Hernandez.
16
19
20
20
B. Counsel's failure to investigate, interview, depose, and :
prepare the witness cannot be considered part of a rea
sonable trial strategy for his failure to prevent the
elicited extraneous offense testimony, and the testi
21
mony bolstering the Complainant's testimony.
Question Four:
Did trial Counsel render ineffective assistance by failing
to object that the admission of the audio recording forced
Petitioner to choose one constitutional right over another,
violating his Fifth, Sixth, and Fourteenth Amendment, Due:
Process, and Constitutional rights to a fundamentally fair
24
trial and punishment.
24
Standard of Review
A. Facts surrounding the audio of interrogation that was
admitted and forced Petitioner to choose one Constitu
tional right over another, denying his constitutional
rights to a fundamentally fair trial and punishment
24
due to Counsel's deficient performance.
B. It is intolerable to force a defendant to choose one
25
Constituional right over another.
C. Statements deemed to be testimonial and non-testimon
27
ial.
D. Is a defendant's confession, interrogation, or interview,
27
deemed to be testimonial?
Page v
E. Are confessions, interrogations, and interviews
hearsay.
F. Criminal defendant's are not unavailable til he or she
exercises their Fifth Amendment right to not testify.
G. A defendant cannot be forced to choose one constitu
tional right over another due to the law of evidence.
H. Petitioner has shown Counsel's deficient performance
and prejudice.
Conclusion • • •
Proof of Service • • •
Index to Appendices • • •
Declaration of Inmate Filing. • •
28
30
31
33
33
35
vii
Attached
;
Page vi
INDEX TO APPENDICES
APPENDIX A: Judgment of Conviction, Midland County J . Texas
APPENDIX B: Counsel's Letter advising he filed an Adder's Brief.
APPENDIX C: Court of Appeals advising receipt of Ander's Brief.
APPENDIX D: Court of Appeals advising receipt of Appellant's Mo:ion for Ex
tension of time to file pro se response.
APPENDIX E: Appellate Counsel's letter advising he sent entire Clerk s
Record, Trial Transcripts, and Exhibits.
APPENDIX F: Court of Appeals advising extension of time to file pro se response to retained counsel's Ander s Brief is do Oc tober 10,
2022.
APPENDIX G: Court of Appeals advising receipt of Appellant's rebuest for the
Court to provide transcript of voir dire. August 22, ZUZZ.
APPENDIX H: Appellate Counsel advising he "inadvertently did not send voir
dire. Attached is the voir dire transcript. August [22, 2022.
APPENDIX I: Court of Appeals dismissing motion to provide voir < dire, because
counsel provided it.
APPENDIX J: Pro se Response to Counsel's Ander's Brief. October 09, 2022.
APPENDIX K: Court of Appeals receipt of pro se response. October 18, 2022.
APPENDIX L: Court of Appeals affirming trial court's judgment, and granting
Appellate Counsel's motion to withdraw. January 26, 2023.
APPENDIX M: Court of Appeals Mandate Issued. August 01, 2023.
APPENDIX N: Petition for Discretionary Review refused. June 07, 2023.
APPENDIX 0: Midland County:Bistrict^eierk, acknowledgingrreceipt" of writ of
Habeas Corpus. July 05, 2024.
APPENDIX P: State's proposed findings of fact, conclusions of law, and order.
July 10, 2024.
APPENDIX Q: Trial Court's order designating issues to be resolved. July 12,
2024.
APPENDIX R: Trial Court's order for affidavits from Appeallate Counsel, T.
Mitchell Dooley and Trial Counsel, Isaiah Jackson. August 01,
2024.
APPENDIX S: Appellant Counsel's affidavit with exhibit A. Profe ssion Services
Agreement. August 23, 2024.
APPENDIX T: Petitioner's response to Appellate Counsel's affida vit.
APPENDIX U: Trial Counsel's affidavit. August 29, 2024.
APPENDIX V: Petitioner's response to trial counsel's affidavit. September
23, 2024.
Page vii
INDEX TO APPENDICES
APPENDIX W: Trial Court's Findings of Facts, Conclusions of Law, and Order.
Court did not adopt State's Proposed Findings. December 03, 2024.
APPENDIX X: Petitioner's reply to Trial Court's Findings of Fac ts, Conclusions of Law, and Order to deny writ. December 19, 2 324.
APPENDIX Y: Texas Court of Criminal Appeals denied writ1 without written order
based on trial court's findngs. December 18, 2024.
Page viii
TABLE OF AUTHORITIES
CASES:
PAGE #:
Anders v. California, 386 U.S. 738 (1967)...
4,5,6,7,9,
10,11,13,
14,16
Buck v. Davis, 580 U.S. 1000(2017);..
21, 22
Crawford v. Washington, 541 U.S. 36 (2004) • • •
Cronic v. United States, 466 U.S. 648 (1984)...
Cruz v. State, 2023 Tex. App. Lexis 482 (Tex. App.—Eastland)...
Davis v. Washington, 547 U.S. 813 (2006)...
Douglas v. California, 372 U.S. 353 (1963)...
Ellis v. United States,,356 U.S. 674 (1958)...
Ex parte Crow, 180 S.W.3d 135 ((Tex. Crim. App. 2005). « •
27,28,30,
21
4
27
9, 15
Ex parte Cruz, No. WR-96, 248-01 (Tex. Crim. App. 2024) • • •
Ex parte Owens, 206 S.W73d 670 (Tex. Crim. App. 2006)...
Faretta v. California, 422 U.S. 806 (1975)...
4
8,15
17
Ifl-'-re Cruz , 2023 Tex. Crim. -App, Lexii 388 (2023)...
Kelly v. State, 436 S.W.3d 313 (Tex. Crim. App. 2014)...
55,6,11,13,
16
Kentucky v. Stincer, 482 U.S. 730 (1987)...
Knotts v. State, 31 S.W.3d 821 (Tex. App.--Houst.|1lst Dist.J 2000
no pet.)...
26
Kyles v Whitley, 514 U.S. 419.(1995) • • •
Lee v. United States, 137 S.Ct. 1958 (2017) • • •
Martin v. Texas, 694 F.2d 423 (5th Cir. 1982)...
McCoy v. Court of App. Wis., Dist 1, 486 U.S. 429 (1988)...
McCoy v. Louisiana, 584 U.S. 414 (2017)...
McFarland v. State, 928 S.W.2d 482 (Tex. Crim. App. 1991)...
Meza v. State, 206 S.W.3d 684 (Tex. Crim. App. 2006)...
Ohio v. Arkansas, 448 U.S. 56 (1980) • • •
Oldham v. State, 894 S.W.2d 561 (Tex. App.—Waco, 1995)...
Penson v. Ohio, 488 U.S. 75 (1988)...
Roe v. Flores-Ortega, 528 U.S. 470 (2000) • • •
Rock v. Arkansas, 483 U.S. 44 (1987)...
Page ix
9,15
8,15
7
33
17 ,
19
9,15
17
22
7
32
7.14
9.15
10,12,15,
16,17
31
1
TABLE OF AUTHORITIES
GASES:
PAGE #:
Simmons v. United States, 390 U.S. 377 (1968)...
Smith v. Robbins, 528 U.S. 259 (2000)...
Steller v. United States, 57 F.2d 627 (7th Cir. 1932) • • •
Stone v. State, 17 S.W.3d 348 (Tex. App. Corpus Christi, 2000,
pet. ref'd.)
Thompson v. State, 9 S.W.3d 808 (Tex. Crim. App. 1999)...
United States v. Dominguez-Benitez, 542 U.S. 74 (2004) • • •
United States v, Lilley, 581 F.2d 182 (8th Cir. 1978)...
26,27
9,10,15,16
26
22
22
33
31
CODES:
Tex. Code Crim. Proc. art. 11.07
4
Tex. R. App. Proc. Rule 6.5
Tex. R. Evid. Rule 801(e)(2)(A)...
Fed. R. Evid. Rule 801(d)(2)(A)...
7,14
33
33
RULES:
CONSTITUTION:
U.S. Amend. IV...
U.S. Amend. V. • •
U.S. Amend. VI • • •
U.S. Amend. XIV...
26,27
3,26
3,8,12,14
3
OTHER:
• Christopher, B. Muller & Laird C. Kirk Patrick, Evid-, § 827
at 797 (4th ed. 2005)...
• 1 McCormick on Evid § 144, at 20 (John W. Strong, 5th ed.
1999)...
• 2 McCormick, 5th ed., supra note 55 § 246, at 96
• Roger C. Park et. al., Evid..Law § 7.07, at 274 (2nd ed.
2004)...
Page x
29
28
29
29
IN THE
SUPREME COURT OF THE UNITED STATES
PETITION FOR WRIT OF CERTIORARI
Petitioner respectfully prays that a writ of certiorari issue to review the judgment below.
OPINIONS BELOW
[ ] For cases from federal courts:
The opinion of the United States court of appeals appears at Appendix
the petition and is
to
[ ] reported at
; or,
[ ] has been designated for publication but is not yet reported; or,
[ ] is unpublished.
The opinion of the United States district court appears at Appendix
the petition and is
[ ] reported at__________________________________ ___’__; or,
[ ] has been designated for publication but is not yet reported or,
[ ] is unpublished.
|X5f For cases from state courts:
The opinion of the highest state court to review the merits appears at
Appendix _X___ to the petition and is
| or,
[ ] reported at
[ ] has been designated for publication but is not yet reported; or,
[X3 is unpublished.
The opinion of the Eleventh Judicial District____________
appears at Appendix _JL___ to the petition and is
[ ] reported at_______________________________________; or,
[ ] has been designated for publication but is not yet reported; or,
[XS is unpublished.
1.
court
to
JURISDICTION
[ ] For cases from federal courts:
The date on which the United States Court of Appeals decidec my case
was______________________
[ ] No petition for rehearing was timely filed in my case.
[ ] A timely petition for rehearing was denied by the United £j>tates Court of
and a copy of the
Appeals on the following date:____________
order denying rehearing appears at Appendix
[ ] An extension of time to file the petition for a writ of certio(rari was granted
(date) on
(date)
to and including______
in Application No.__ A
The jurisdiction of this Court is invoked under 28 U. S. C. § 12E4(1).
fxj For cases from state courts:
The date on which the highest state court decided my case wa?i Dec. 18, 2024 .
A copy of that decision appears at Appendix _Y------[ ] A timely petition for rehearing was thereafter denied on the following date:
______________________ , and a copy of the order denying rehearing
appears at Appendix
IXXJXAn extension of time to file the petition for a writ of certiorari was granted
(date) in
to and including May 17, 2Q25— (date) on
Application No. &id_A ^0<\----The jurisdiction of this Court is invoked under 28 U. S. C. § 1257(a).
Page 2
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED!';
U.S. Const. Amend. V: No person shall be held to answer for a capital, or other
wise infamous crime, unless on a presentment or indictment of a Grand Jury,
except in cases arising in the land or naval forces, or in the Militia, when
in actual service in time of War or public danger; nor shall any person be sub
ject for the same offence to be twice put in jeopardy of life or limb; nor shall
be compelled in any criminal case to be a witness against himself ;:.ftor"v '
bfe'deprived of life, liberty, or property, without due process of 1aw;, nor shall
private property be taken for public use, without just compensation.
U.S. Const. Amend, VI: In all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an impartial jury of tie State and
district wherein the crime shall have been committed, which district shall have
been previously ascertained by law, and to be informed of the nature of the
accusation; to be confronted with the witnesses against him; to hive compulsory
process for obtaining witnesses in his favor, and to have the Assistance of
Counsel for his defense.
U.S. Const. Amend. XIV, Section 1: All persons born or naturalized in the Unit
ed States, and subject to the jurisdiction therebf, are citizens of the United
States and of the State wherein they reside. No State shall make or enforce any
law which shall abridge the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life, liberty, or property,
without due process of law; nor deny to any person within its jurisdiction the
equal protection of the laws.
Page 3
STATEMENT OF THE CASE
The Petitioner was indicted in Midland County, Texas, for twc (2) counts of
Indecency with a Child by Contact. Petitioner proceeded to trial by jury and
the jury returned a verdict of guilty.:Petitioner-elected to have the Court
assess his punishment. The Court assessed fifteen (15) years on each count.
However, upon the State's motion to cumulate the sentences, the Court granted
their motion.
The Petitioner filed his motion to bring notice of appeal duej to retained
appellate counsel's failure to. communicate. .
November 15, 2021. CR, 55. Coun-
sel filed an Ander's Brief pursuant to Anders v. California, 386 U.S. 738 (1967)
even though Anders does not pertain to retained counsel. Petitioner filed his
pro se response to the Anders brief pursuant to the Court of Appeals order to
do so. The Court of Appeals affirmed the case was not an Anders proceeding and
affirmed the trial court's judgment. See Cruz v. State, 2023 Tex. App. Lexis
482 (Tex. App.—Eastland, January 26, 2023). Petitioner filed his Petition for
Discretionary Review in the Texas Court of Criminal Appeals, and the Court re
fused the petition. See In re Cruz, 2023 Tex Crim. App. Lexis 388 (June 07,
2023). Petitioner then filed his writ of habeas corpus pursuant to Tex. Code
Crim. groc. Art. 11.07 and the Court denied the writ without written order.
See Ex parte Cruz, No. WR-96, 248-01 (Tex. Crim. App. December 18, 2024).
REASONS FOR GRANTING THE PETITION
QUESTION ONE
DID THE ELEVENTH COURT OF APPEALS, AT EASTLAND, TEXAS, D1£NY
PETITIONER'S DUE PROCESS TO AN APPEAL IN THE NORMAL COURSE
BY ORDERING PETITIONER TO FILE A PRO SE RESPONSE PURSUANT TO
ANDER'S, WHEN HIS APPEAL WAS NOT AN ANDER'S PROCEEDING?
The Petitioner argues that the Court of Appeals denied Petitioner's Due Pro
cess to a protected proceeding, an appeal in the normal course, bj' the court's
Page 4
order and direction for Petitioner to file a "pro se response" pu rsuant to
Ander's v. California and Texas Ander's procedures. See Kelly v. State, 436
S.W.3d 313 (Tex. Crim. App. 2014).
A. FACTS SURROUNDING THE COURT OF APPEALS ORDER AND DIRECTION
TO PETITIONER INSTRUCTING HIM TO FILE A PRO SE RESPONSE
PURSUANT TO THE STANDARD OF ANDER'S PROCEDURES.
On October 28, 2021, Petitioner's "family" retained Manual Diaz Law Firm
to review the trial transcripts Of the case. The Petitioner never signed any
contract with the law firm, nor was he aware that the "contract" signed by fam
ily was only to review the record. Furthermore, the Petitioner ne/er received
any correspondence from Manual Diaz Law Firm prior to receiving tieir Ander's
Brief and Motion to Withdraw.
Due to Appellate Counsel's failure to comunicate with Petitioner, he was
unaware that counsel filed a motion for new trial to delay the deadline for a
notice of appeal, thus, the reason for Petitioner to bring notice of appeal to
the court pro se on November 15, 2021. The trial court re-certifiad his right
to appeal on November 19, 2021. CR, 44-50; Appendix S.
On July 07, 2022, Counsel filed an Ander's Brief and Motion to Withdraw.
In July 2022, Petitioner received counsel's letter, motion to withdraw, Ander's
Brief, and motion for access to the appellate record. The letter and Motion to
withdraw tracked the language of Ander's proceedings requiring "appointed counsel" to inform client of his: 1) right to file a "pro se response' to the An
der's brief pursuant to Anders v. Califomnia, 386 U.S. 738 (1967) and Kelly v.
State, 436 S.W.3d 313 (Tex. Crim. App. 2014);
.a 2) right to review the appel-
late record; and 3) right to file Petition for Discretionary Review.
The Court of Appeals sent an order directing Petitioner Jae had thrity (30)
days to file a "pro se response" to counsel's Ander's Brief due on August 11,
Page 5
2022. However, Petitioner could not file a response due to counsel's failure to
provide the appellate record, as is the custom when appointed counsel files an
Ander's brief in Texas. Kelly, 436 S.W.3d 313.
Petitioner filed a motion for an extension of time and to be provided with
a copy of the appellate record on July 12, 2022. Appendix D.
PetLtioner re-
ceived his extension of time up to October 10, 2022. Appendix F. Petitioner
received guilt & innocence transcripts, exhibit's, and Clerk's Record. Appendix
E. Petitioner received voir dire about 3 weeks later due to counsel not initially providing it. Appendix H.
The Petitioner filed his pro se response pursuant to the standard in Ander's
and Kelly. He raised one ground geared to this standard that only required the
Petitioner to present one arguable ground to the Court, then the Court would
appoint new counsel to brief the issue in the normal course of an appeal, and
review the record independantly. The issues would be argued in the normal course
of an appeal.
B. THE PURPOSE OF AN ANDER'S BRIEF AND THE PROCEEDINGS DO NOT
APPLY TO RETAINED COUNSEL.
The purpose of the Ander's brief is to satisfy the appellate court that the
appointed counsel's motion to withdraw is, indeed, based upon a conscientious
and thorough review of the law and facts: "the Anders brief is only the prover
bial 'tail' [while] the motion to withdraw is the 'dog.'” That being the case?
the court of appeals may not immediately grant the motion to withdraw, even
though the granting of a motion to withdraw is inevitable once an Ander's brief
has been filed. Once an Ander's brief is filed in Texas, there are: two possible
outcomes, both of which involve eventually granting Original appointed counsel's
motion to withdraw. Either the appellate court confirms that there: are no nonfrivolous grounds for appeal, thus extinguishing the appellant's right to counPage 6
sel, and grants the motion to withdraw, or the appellate court fi.nds that there
are plausible grounds for appeal, in which case the appellate court still grants
the motion to withdraw, but remands the cause to the trial court for appointment
of new appellate counsel. Kelly v. State, 436 S.W.3d 313, 318-19 (Tex. Crim.
App. 2014)(Quoting Meza v. State, 206 S.W.3d 684, 689. (Tex. Crim. App. 2006)
(citing Anders, 386 U.S. 738 (1967)).
However, the above Ander's requirements do not apply to any counsel that
is retained. There is a completely different standard when "retained Counsel"
files a motion to withdraw. When retained Counsel files a motion to withdraw,
the Petitioner has the right to: 1) hire new counsel; or 2) file a pro se Appel
late Brief in the normal course of an appeal. Therefore, Petitiorer was denied
Due Process to a protected proceeding and this is where the Court of Appeals
erred. Knotts v. State, 31 S.W.3d 821, 822 (Tex. App.—Houst. [1st Dist.] 2000,
no pet.).
C. THE HOLDINGS OF THIS COURT, COURT OF APPEALS OF TEXAS,
COURT OF CRIMINAL APPEALS OF TEXAS, STANDARD OF REVIEW,
AND THE APPELLATE COURTS SUPERVISORY ROLE.
The Court's have several clearly established precedents that support Peti
tioner's position. The appellate courts have a supervisory role in guaranteeing
representation by counsel, retained counsel is allowed to withdraw only "upon
such terms and conditions as may deemed appropriate by the appellate court."
Tex. R. App. Proc. 6.5; Oldham v. State, 894 S.W.2d 561, 562 (Tex. App.—Waco
1995)(duties of appointed counsel and appellate court pursuant to Anders, 386
U.S. 738 (1967), not applicable to retained counsel.). To fulfill this minimum
obligation, retained appellate counsel's motion to withdraw must be accompained
by a showing that a copy of the motion was furnished to the convicted defendant
along with information concerning impending deadlines. In addition, the retained
Page 7
appellate counsel who wishes to withdraw must provide the appropriate appellate
court with the last known address and phone number for the appellant that counsel
represents.
The Court here,
failed to strike appellate counsel's Ander's Brief and ad
vise Petitioner he had the right to: 1) hire new counsel; or 2) file-a pro se
appellate brief in the normal course of an appeal, and that the proceeding was
not an Ander's proceeding. The Court's failure is no different than counsel
failing to properly advise a client. The failure of appellate counsel to "follow
these requirements" (advising client of option to
file PDR, etc.) is meaured
by a Sixth Amendment standard for prejudice that is more "limited" than the
ordinary standard for ineffective assistance of counsel: "the appellant need not
show that the proceeding that was forfeited due to Counsel's ineffectiveness
would have resulted in a favorable outcome, rather, it is only required that the
appellant show that he or she was deprived of that proceeding and that the appel
lant would have availed himself of the proceeding had the conduct of Cousnel [the
court] not caused a forfeiture. Ex parte Crow, 180 S.W.3d 135, 137-38 (Tex. Crim.
App. 2005).
The Texas Court of Appeals held that "there is no principled reason" that
these standards for Counsel and determining prejudice for ineffective assistance
should not apply equally to an appellant whose attorney files a "no merit"
Ander's brief. Ex parte Owens, 206 S.W.3d 670-74 (Tex. Crim. App. 2006). The
Court of Appeals failure to properly advise Petitioner his appeal was not an
Ander's proceeding and to strike Appellate Counsel's (retained) brief is no;
different than Counsel failing to properly advise his client.
This Court in Smith v. Robbins held, "the two services of appeillate counsel
are on point here. Appellate Counsel examines the trial record with an advocates
Page 8
eye, identifying and weighing potential issues for appeal. This i s review not
by a dispassionate legal mind but by a committed representive, pledged to his
client's interests, primed to attack the conviction on any arguable ground the
record may reveal. If counsel's review reveals arguable trial eri or, he prepares
and subnits a brief on the merits and argues the appeal." M., 52 8 U.S. 259,
292-93 (2000).
Indeed, a defendant's right to the first point is, a partisan scrutiny of
the record and assessment of potential issues, goes to the irreducible core of
the lawyer's obligation to a litigant in an adversary system, anc we have consis
tently held it is essential to substantial equality of representation by coun
sel. The paramount importance of vigorous representation follows from the nat
ure of our adversarial system of justice. Penson v. Ohio, 488 U.S. 75, 84
(1988); see e.g., Ellis v. United States, 356 U.S. 674, 675 (195^); Douglas v.
California
372 U.S. 353, 357-58 (1963); McCoy v. Court of App. of Wis • 9 Dist.
1, 486 U.S
429, 438 (1988). The right is unqualified when a defendant has re
tained counsel, and I can imagine no reason that it should not be: so when counsel
has been anointed. In Petitioner's case, appellate! counsel was“-cnly retained
by "family" to review the appellate record, according to counsel s affidavit.
Appendix S.
Moreover, because the right to the second point is, merits breifing, it is
not similarly unqualified. The limitation on the right to a merits brief is that
no one has a right to a wholly frivolous appeal. When a defendant has retained
counsel, the defendant is entitled to file a pro se appellate brief in the normal course of an appeal or hire new counsel, upon retained counsel's motion to
withdraw.
This Court in Anders v. California addressed the problem as ' confronted"
Page 9
by assigned/appointed counsel, though in theory it can be equally acute when
counsel is retained. It is unlikely to show up in practice, however. Paying
clients generally can fire a lawyer expressing unsatisfying conclusions and
will often find a replacement with a keener eye for arguable issues or a duller,
nose for frivolous ones. As a practical matter, the states may find it too dificult or costly to prevent monied Petitioner's from wasting their own resources,
and those of the judicial system, by bringing frivolous appeals. This does not
mean, however, that the states are obligated to subsidize such efforts by indi
gents. Smith, 528 U.S. 259, FN 2 (2000).
The Court of Appeals ordered Petitioner to file a pro se respinse pursuant
to Adder's even though the Court knew the proceeding was not an Aider's proceed
ing. See Court's Op. at page 3. The Court erred and denied Petitioner's Due Pro
cess by failing to advise him his appeal was not an Adder's proceiing and he
had the right to: 1) hire new counsel; or 2) file a pro se appellate brief in
the normal course of an appeal. Instead, the Court lead Petitioner into believing
he was filing a pro se response pursuant to the Ander's standards
and this is
what the Petitioner did. See GOA Op. Pgs. 1-3. Appendix C, D, F, (fc, I, J, K, L,
AND M.
This Court has held, "the likelihood of a better outcome from a waived or
forfeited proceeding is not the correct reliability standard because 'we cannot
accord any presumption of reliability' to judicial proceedings that never took
place." Roe v. Flores-Ortega, 528 U.S. 470, 483 (2000)(citing Smith v. Robbins,
528 U.S. at 286).
Taken together, the facts and record, and authority above, this Honorable
Court must grant cer :iorari and decide the: issues above.
Page 10
QUESTION TWO
DID RETAINED APPELLATE COUNSEL RENDER INEFFECTIVE ASSISTANCE
BY FILING AN ANDER'S BRIEF, MISGUIDING PETITIONER TO FILE A
PRO SE RESPONSE PURSUANT TO ANDER'S AND NOT A BRIEF IN THE
NORMAL COURSE OF AN APPEAL, OR HIRE NEW COUNSEL, DENYING
EFFECTIVE ASSISTANCE, DUE PROCESS, AND FORFEITURE OF AN
ENTITLED PROCEEDING?
Appellate Counsel (retained) rendered ineffective assistance by filing an
Ander's brief, that misguided Petitioner to file a pro se response pursuant to
the standard set in Anders v. California, 386 U.S. 738 (1967) and Kelly v.
State, 436 S.W.3d 313 (Tex. Crim. App. 2014), when counsel should have advised
Petitioner he could: 1) hire new counsel; or 2) file a pro se "brief" in the
normal course of an appeal. Therefore, counsel's performance fell below an
objective standard of reasonableness when he improperly advise Petitioner to
file a pro se response to Ander's and filed an Ander's brief and simply a motion
to withdraw. Counsel's error caused the Petitioner's appeal in this normal course
to be waived/forfeited, resulting in prejudice. Strickland v. Wasliington, 466
U.S. 668, 688-94 (1984).
STANDARD OF REVIEW
The Court set the standard for ineffective assistance of counsel in Strickland. The Court held to show a claim of ineffective assistance, there must be
a showing that: 1) Counsel's performance fell below an objective standard of
reasonableness; and 2) but for counsel's error, the result of the proceeding
would have been different, or the result cannot be held to be a reliable result
rendering the trial and/or proceeding fundamentally unfair. Id., ^-66 U.S. 68894. (1984).
The failure of retained appellate counsel to properly advise his client is
Page 11
measured by a Sixth Amendment standard of prejudice that is more limited than
the ordinary standard for;ineffective assistance of counsel: "the appellant
need not show that the proceeding that was forfeited due to counsel's ineffec
tiveness would've resulted in a favorable outcome, rather, it is only required
that the appellant show that he or she would've availed himself of the proceed
ing had the conduct of counsel not caused a forfeiture." The Court has held
that "there is no principled reason" that these standards for counsel and de
termining prejudice for ineffective assistance should not apply equally to an
appellant whose attorney files a "no merit" Ander's brief. Roe v. Flores-Ortega,
528 U.S. 470, 484 (2000).
i
A. FACTS OF COUNSEL'S DEFICIENT PERFORMANCE LEADING UP Tp 11
FILING AN ANDER'S BRIEF AND IMPROPERLY ADVISING PETI
TIONER TO FILE A PRO SE RESPONSE PURSUANT TO ANDER'S
PROCEEDINGS.
Petitioner's family retained Manual Diaz Law Firm to represent him during
his direct appeal. However, Petitioner never signed any agreement with the law
firm, their agreement was with the family member that retained there services.
Appellate Counsel filed a motion for a new trial on October 28, 2021, to delay
the deadline to file a notice of appeal. This was due to the agreement signed
between Petitioner's family member and the law firm was only to review the .
appellate record for error, and any actual appeal would cost a significant fee.
However, Petitioner brought a motion to bring notice of appeal on November
15, 2021, due to the law firm never corresponding with the Petitioner about the
delay tactic of their Motion for New Trial. Truly, Petitioner received his first
communication from the lav; firm when he received counsel's motion to withdraw
and Ander's brief. The trial Court re-certified Petitioner's right to appeal.
See Trial Court's Clerk's Record.
Page 12
On July 11, 2022, Petitioner received his first communication from Manual
Diaz Law Firm, which, included their motion to withdraw, Ander's Brief, and pro
se motion for access to the appellate record to be filed in the (hurt of Ap
peals. Counsel's letter and motion tracked the language of Ander1s proceedings
requiring appointed counsel to inform appellant of his: 1) right to file a "pro
se response" to the Ander's Brief pursuant to Anders v. California, 386 U.S.
738 (1967) and Kelly v,. State, 436 S.W.3d 313 (Tex. Crim. App. 2014); 2)
right to review the appellate record;, and 3) right to file a pro se petition
for discretionary review.
The Court of Appeals sent an order, directing Petitioner that he had thirty
(30) days to file a "pro se ^response" to counsel's Ander's brief due on August
11, 2022. Appendix C. However, Petitioner could not file a response due to
Counsel failing to provide a copy of the appellate record with his motion to
withdraw and Ander's brief. Petitioner filed a motion for access to the record
and an extension of time to file his response. Appendix D. The Petitioner re
ceived an extension to October 10, 2022. Appendix F. Petitioner received the
record from counsel except the vior dire. Appendix E. About three (3) weeks
later he received the voir dire. Appendix H.
The Petitioner filed a pro se response pursuant to the standards in Ander's
and Kelly as directed by the Court and appellate counsel. Petitioner raised
one ground geared to this standard that only required Petitioner to present one
arguable issue to the court, then the court would appoint new counsel to brief
the issue and review the record. Further, the issue[s] would be argued in the
normal course of an appeal. Id., 386 U.S. 738; 436 S.W 313.
Moreover, the provision's in Ander's and Kelly do not apply to retained
Counsel. When retained Counsel believes the appeal has no merit, he is required
to file a motion to withdraw, and to inform client he has the right to: 1) hire
Page 13
new counsel to perfect the appeal; or 2) file a '‘pro se Brief" in the normal
course of an appeal. Due to counsel's error, the Petitioner was denied his
due process right to an appeal in the normal course by either hiring new counsel
or proceeding pro se in the normal course of an appeal.
B. THE SUPERVISORY ROLE OF APPELLATE COURTS TO PROPERLY COR
RECT COUNSEL, BUT MORE IMPORTANTLY COUNSEL'S INEFFEC
TIVENESS FOR FAILING TO PROPERLY ADVISE HIS CLIENT AND
HIS ERRONEOUS? FILING OF AN ANDER'S BRIEF WHEN THE PRO
CEEDING WAS NOT AN ANDER'S PROCEEDING.
Truly, Appellate Courts have a supervisory role in guaranteeing represen
tation by counsel, retained counsel is allowed to withdraw only "upon such terms
and conditions as may be deemed appropriate by the appellate court." Tex. R.
App. Proc. Rule 6.5; Oldham v. State, 894 S.W.2d 561, 562 (Tex. App.—Waco
1995)(duties of appointed counsel and appellate court under Anders v. Califor
nia, 386 U.S. 738 (1967), not applicable to retained counsel.). To fulfill
this minimum requirement, retained counsel's motion to withdraw must be accom
panied by a showing that a copy of the motion was furnished to the convicted
defendant along with information concerning impending deadlines. In addition,
retained counsel who wishes to withdraw must provide the appropriate court
with the last known address and phone number for the appellant that counsel
represents..
The failure of appellate counsel to "follow these requirements" (advising
client of option to file PDR etc.) is measured by a Sixth Amendment standard
for prejudice that is;more "limited" than the ordinary standard for ineffec
tive assistance of counsel; the appellant need not show that the proceeding
that was forfeited due to Counsel's poor performance would've resulted in a
favorable outcome, rather, it is only required that the appellant show that he
or she was deprived of that proceeding and that the appellant woild've availed
Page 14
himself of the proceeding had conduct of counsel not caused a forfeiture. Ex
parte Crow. 180 S.W.3d 135, 137-38 (Tex. Crim. App. 2005). The Texas Court of
Criminal Appeals held, "there is no principled reason" that these standards
for counsel and determing prejudice for ineffective assistance should not apply
equally to an appellant whose attorney files a "no merit" Ander's: brief. Ex
parte Owens, 206 S.W.3d 670, 674 (Tex. Crim. App. 2006)(Quoting hoe v. FloresOrtega, 528 U.S. 470, 484 (2000).
However, this Court in Smith v. Robbins held, "appellate counsel examines
the trial record with an advocate's eye, identifying and weighing potential
issues for appeal. This is review, not by a dispassionate legal mind but by a
committed representative, pledge to his client's interests, primed to attack
the conviction on any ground the record may reveal [this is true regardless of
the heinousness of the crime or the financial situation of defendant]. Id.,
528 U.S. 259, 292-53 (2000). If Counsel's review reveals arguable trial error,
he prepares and submits a brief on the merits and argues the appeal.
A defendants right to the first point is, a partisan scrutiny of the record
and assessment of potential issues, goes to the irreducible core of the law
yer's obligation to a litigant in an adversary system, and we have consistently
held it is essential to substantial equality of representation by counsel.
"The paramount importance of vigorous representation follows from the nature of
our adversarial system of justice." Penson v. Ohio, 488 U.S. 75, 34 (1988); See
e.g., Ellis v. United States, 356 U.S. 674, 675 (1958); Douglas v. California,
372 U.S. 353, 357-58 (1963); McCoy v. Court of App. of Wis • » Pist. 1, 486 U.S.
429, 438 (1988). The right is unqualified when a defendant has retained coun
sel, and I can imagine no reason that it should not be so when counsel has been
appointed. Id., at 292-93.
Page 15
A defendants right to the second point is merits briefing, and is not sim
ilarly unqualified. The limitation on the right to a merits brief is that no
one has a right to a wholly frivolous appeal. However, when a defendant has
retained counsel, the defendant has the right to: 1) hire new counsel; or 2)
file a pro se brief in the normal course of an appeal and proceed in the self
representation status. Id.
This Court's clearly established prejudice standard in several precedents
held, "the likelihood of a better outcome from a waived or forfeited proceeding
is not the correct prejudice standard because 'we cannot accord any presump
tion of reliability' to judicial proceedings that never took place." Roe v.
I
Flores-Ortega, 528 U.S. 470, 483 (2000)(citing Simth v. Robbins, 528 U.S. 259,
286 (2000). In those circumstances the different outcome question may be relevant
to the extent that it sheds light on whether the deficient performance really
did affect the defendant's decision making, but, it is not the measure of pre
judice. In the Petitioner's case, his decision was made by Counsel's advise
in his letter and ultimately the Court of Appeals order based on Counsel's
poor performance, directing him to file a "pro se response" purstant to Anders
v. California and Kelly v. State. 387 U.S. 738; 436 S.W.313.
C. PETITIONER HAS SHOWN COUNSEL'S PERFORMANCE FELL BELOW AN
OBJECTIVE STANDARD OF REASONABLENESS AND PREJUDICE.
The Petitioner has shown deficient performance by counsel and prejudice.
As this Court held in Strickland, "prejudice may be reasoned in one of two ways:
'a reasonable probability of a different outcome or a reasonable probability of
a different decision by the defendant.'" Id., at 688-94. Choosing between the
two depends on the possible result of the deficient performance. Id. For example,
if the deficient performance pertained to a guilty verdict, then prejudice
would depend on "a reasonable probability that, absent the error[s], the factPage 16
finder would've had a reasonable doubt respecting guilt." Strickland, 466 U.S.
at 695. If the deficient performance pertained to punishment, then prejudice
would depend on a Reasonable probability that the sentencer would've assessed
a more lenient punishment absent the error[s]. Id. But if the deficient per
formance might havi cause the defendant to waive a proceeding he was otherwise
entitled to, then a reasonable probability that the deficient performance caused
the waiver/forfeiture fulfills the prejudice requirement. Lee v. United States,
137 S.Ct. 1958, 1965 (2017).
Indeed, the possibility of a different outcome is the wrong prejudice stan
dard in Petitioner' s:-caser:lhe different-outcome question is relevant only to
the extent that it sheds light on whether the deficient performance affected
the Petitioner's decision making. Roe v. Flores-Ortega, 528 U.S. at 486.
Appellate Counsel did not communicate with Petitioner whatsoever before he
filed an Adder's brief. Counsel failed to ask Petitioner how he wished.! to ..pro
ceed and this denied the Petitioner to be the master of his appeal which is no
different than being the master of defense during trial. The Petitioner would*
have hire new counsel or proceeded in the pro se status (self-representation)
and filed an appellate brief in the normal course of an appeal had he been ad
vised that the proceeding was not an Ander's proceeding. McCoy v. Louisiana,
584 U.S. 414 (2018); Faretta v. California, 422 U.S. 806 (1975). Further, the
H.H. Coffield Unit Mailroom Supervisor will provide this court with an affidavit
stating that Petitioner did not receive any mail from Manual Diaz Law Firm
prior to July 12, 2022.
Appellate Counsel ' states in his affidavit that: "During the representa
tion of Mr. Cruz, it became apparent to Affiant that the family that was paying
the legal bills did not have a lot of money as it was difficult for Affiant to
Page 17
get the money from the family for the transcripts. Knowing that the family's
financial situation was tight, even though Affiant was now flung into Appellate
court unwittingly by Mr. Cruz's notice of appeal, Affiant did not want to ::
charge the family any additional money (a retainer for an actual appeal would
i
be substantially higher than that contained in the agreement between the parties)[Petitioner was never a party to any agreement] until such t:Lme as affiant
could determine from his review whether there was actually a basis for an ap~peal.” Appellate Counsel, basically states he filed an Ander's brief based on
the assumption that "the family paying the bills did not have a iot of money
and didn't care what the Petitioner wished to do.” Appendix S, Pg. 4-5.
Even though, the merits and outcome of Petitioner filing an Appellate Brief
in the normal course of an appeal is irrelevant, Petitioner would've raised
the following issues on appeal: 1) sufficiency of the evidence in count 1; 2)
Petitioner'was 'denied Dae Process, Fifth Amendment, Fourteenth Amendment, and
fundamental fair trial rights by forcing him to choose one constitutional right
over another by the admission of the audio recording; 3) Ineffective Assistance
of Counsel for failing to properly object to the admission of the audio record
ing that forced Petitioner to choose one constitutional right over another by
forcing him to testify on his behalf; 4) Ineffective Assistance cf Counsel
for eliciting testimony of an sexual extraneous offense by Complainant's sis
ter (defense 1st witness) due to Counsel's complete failure to investigate, in
terview, depose, and prepare the witness; If any doubt remained with the jury
about guilty or not-guilty, there minds were sealed here.
Moreover, the ultimate decision on the advisability of an appeal rests with
the defendant. If the defendant wishes to appeal despite the advioe of retained
i
Page 18
Counsel to forgo the appeal, retained counsel should decide whether to continue
representation. If the decision is made to withdraw, Counsel should ensure that
the defendant has retained other competent counsel or know how to effectuate
the appeal. See Martin v. Texas, 694 F.2d 423, 426 (5th Cir. 1982)(denial of
effective assistance when counsel fails to advise appellant of appellate rights
and to implement them.). Obviously, retained counsel failed to ensure that the
Petitioner knew that he was to file an "appellate brief" in the normal course
of an appeal or hire new counsel. Furthermore, counsel failed to advise Peti
tioner that his appeal was not an Ander's proceeding.
Taken together, the facts/record, and appendix volume with the authority
above, the Petitioner has shown a clear conflict among the State courts with
this Court's authority and even the Fifth Circuit Court of Appeals authority.
Therefore, there is not a member or solictor general of this Court that could
rationally decide that the issue above is not worthy of granting certiorari.
This ‘. Court must GRANT certiorari.:
■:
•
QUESTION THREE
DID TRIAL COUNSEL RENDER INEFFECTIVE ASSISTANCE FOR FALLING
TO INVESTIGATE, INTERVIEW, DEPOSE, AND PREPARE DEFENSE FIRST
WITNESS, ARIANA HERNANDEZ, WHICH ELICITED EXTRANEOUS OFEENSE
TESTIMONY, DENYING A FUNDAMENTALLY FAIR TRIAL AND PUNISHMENT?
Trial Counsel's performance fell below an objective standard of reasonable
ness by his failure to investigate, interview, depose, and prepare defense first
witness, Ariana Hernandez, the Complainant's older sister. Due to Counsel's
deficient performance he elicited testimony of extraneous offense in a sexual
nature that: "Petitioner put his hand up her shirt; touched her sister; and she
believes her sister." This was a fatal blow to Petitioner's defense at this
point, and coupled with the unconstitutional admission of the audio recording,
Page 19
it was "check mate." Truly, there was no way to overcome the prejudice to his
defense, because of counsel's deficient performance the end result was a funda
mentally unfair trial and punishment proceeding. See Strickland, 466 U.S. 668,
688-95 (1984).
STANDARD OF REVIEW
This Court set this standard in Strickland v. Washington. To prove a claim
of ineffective assistance of counsel, a Petitioner must show: 1) counsel's
performance fell below an objective standard of reasonableness; and 2) but,
for counsel's error, there is a reasonable probability that the outcome would
have been different or the result cannot be held to be reliable rendering the
trial and/or punishment1 "fundamentally unfair. Id., 466 U.S. 668, 688-95.
A. FACTS LEADING TO COUNSEL ELICITING EXTRANEOUS OFFENSE
TESTIMONY FROM DEFENSE FIRST WITNESS ARIANA HERNANDEZ
Trial, Counsel rendered ineffective assistance to a fundaments! degree, when
his performance fell below an objective standard of reasonableness by his fail
ure to investigate, interview, depose, and prepare the defense first witness,
Ariana Hernandez. Counsel's complete failure caused him to "not know" that the
witness was going to make allegations of inappropriate touching ty Petitioner,
that he "put his hand up her shirt and touched her breasts," "touched her
sister," and that "she believes her sister." Ariana Hernandez was the defense
first witness in guilt-innocence. Ms. Hernandez testified that she was sixteen
years old and would be seventeen soon. She remebered the movie "It," the clown
movie. It wasn't a special day. It was just like the first time that he [Peti
tioner] ~had! touched me and my sister.KR3, 135-40. On cross-examination, Ariana
identified the Petitioner as the person that put his hand up her shirt. And
she "believes" her sister. RR3, 140. Counsel was constitutionally ineffective
to a fundamental degree for not doing the minimum that any reasonable attorney
Page 20
would to prepare a witness, and most importantly to know what the witness is
going to testify to.
The result of counsel's failure was a denial of the advocacy counsel is to
a criminal defendant. This was a blow to the defense and Petitioner. There was
absolutely no way to get the testimony out of the minds of the jury. There is
I
not any jury instruction in the world that would actually convince a jury to
disregard the extraneous offense testimony. Counsel never requested for any
curative instruction. The defense case-in-chief was essentially ever at this
point. One could spy that this error compares to a Cronic, claim. The pre
judice was so severe that it was impossible to overcome.
B. COUNSEL'S FAILURE TO INVESTIGATE, INTERVIEW, DEPOSE, AND
PREPARE THE WITNESS CANNOT BE CONSIDERED PART OF A REA
SONABLE TRIAL STRATEGY FOR HIS FAILURE TO PREVENT THE
ELICITED EXTRANEOUS OFFENSE TESTIMONY, AND THE TESTIMONY
BOLSTERING THE COMPLAINANT'S TESTIMONY
i
This Court in Buck v. Davis, found Counsel to be ineffective for eliciting
testimony that, Buck's race was "competent evidence of an increased probability
of future violence." Id., 580 U.S. 100 (2017).
At trial, Buck"s counsel, despite knowing Dr. Quijano's view that Buck's
race was competent evidence of an increased probability of future violence, de
fense counsel called Dr. Quijano to the stand and asked him to discuss the
'
"statistical factors," he had "looked at in regards to this case. 'Id., at
145a-146a. Dr. Quijano responded that certain factors were "know[n] to predict
future1 dangerousness," and consistent with his report, identified race as one
of them. Id., at 146a. "Its a bad commentary," he testified, "tha-; minorities,
hispanics, and black people, are over represented in the criminal justice sys
tem." Ibid. Through further questioning, counsel elicited testimony concerning
factors Dr. Quijano thought favorable to Buck, as well as his ultimate opinion
Page 21
that buck was unlikely to pose a danger in the future. At the close of Dr.
Quijano's testimony, his report was admitted into evidence. Id., at 150a-152a.
The Fifth Circuit Court of Appeals vacated the judgment in regards to Buck's
counsel's ineffective assistance at the punishment phase. Buck v Davis, 865
F.3d 215 (5th Cir. 2017).
In Petitioner's case, trial counsel elicited testimony from the defense
first witness during guilt-innocence that, Petitioner "put his hand up her
shirt and touched her breasts, touched her sister, and that she believs her
sister that he rubbed her vagina with his hand and fingers, and nibbed his
erect penis against her butt." The alleged touching was to have occurred over
the clothes. KR3, 135-40. The elicited testimony here is much more prejudicial
than the testimony elicited in Buck's punishment phase. RR3, 135-40; Buck, 580
U.S. at 104-07.
The Court of Appeals of Texas in Stone v. State held, "we hold that under
the facts of this case, Counsel's decision to elicit testimony regarding the
!
prior murder conviction cannot be considered part of reasonable trial strat
i’’
egy. We believe that where, as here the record affirmatively demonstrates that
counsel took some action in defending his client that no reasonably competent
attorney could have believed constituted sound trial strategy, the defendant
has shown he received ineffective assistance of counsel. We hold, therefore,
that counsel's performance in eliciting that testimony was deficient repre
sentation that fell below the objective standard of reasonablenes 5." Id., 17
S.W.3d 348, 353 (Tex. App.—Corpus Christ!, 2000, pet ref'd). See Thompson v.
State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999); McFarland v. State, 928 S.W.
2d 482, 500 (Tex. Crim. App. 1996).
Evidence of extraneous offenses is inherently prejudicial and harms a
)age 22
defendant, in part because it forces the defendant to defend against charges
that are not part of the present prosecution and also because it encourages
the jury to convict on bad character instead of proof of the specific crime
charged. Here
the outcome of the trial essentially depended on tae jury's
evaluation of the credibility of Petitioner and his accuser, whosle testimony
was significantly corroborated by Ariana's testimony about her own similar
encounter with Petitioner. Ariana's testimony therefore harmed ths defense
by diminshing Petitioner's credibility and bolstering the Complainant's test
imony about the abuse. Furthermore, Ariana's. account of her encounter with
Petitioner prevaded the trial and defense, such that trial counsel's error had
a significant impact on the representation as a whole. RR3, 135-40.
When viewed in the context of the entire record, counsel's deficient per
formance undermined Petitioner's credibility which was at the vary heart of
his defense after being forced to testify due to the admission of the audio
that forced him to choose one constitutional right over another. f!he course of
conduct undertaken by trial counsel cannot be considered sound tr:.al strategy.
Therefore, counsel's deficient performance is sufficient to undermine this
court's confidence in the verdict. Strickland, 466 U.S. at 694.
Petitioner's trial counsel's performance was deficient and the: harm to the
defense was fatal. Petitioner's defense and case-in-chief was absolutely over.
The damage was done and he was convicted before the trial ended. Taken together,
this Court should grant certiorari.
Page 23
QUESTION FOUR
DID TRIAL COUNSEL RENDER INEFFECTIVE ASSISTANCE BY FAILING
TO OBJECT THAT THE ADMISSION OF THE AUDIO RECORDING FORCED
PETITIONER TO CHOOSE ONE CONSTITUTIONAL RIGHT OVER ANOTHER,
VIOLATING HIS FIFTH, SIXTH, AND FOURTEENTH AMENDMENT, )UE
PROCESS, AND CONSTITUTIONAL RIGHTS TO A FUNDAMENTALLY FAIR
TRIAL AND PUNISHMENT?
The Petitioner argues, that trial counsel's performance fell below an objective standard of reasonableness by his failure to object to the fact that
"the admission of the audio recording was forcing Petitioner to cjioose one
constitutional right over another." RR3, 101-14. Cousnel's error forced Petitioner to testify, because he was the only person that could put context with
this audio recording, when their was absolutely no wrong doing admitted.
STANDARD OF REVIEW
This Court set the standard in Strickland v. Washington and held to prove
a claim of ineffective assistance of counsel, a Petitioner must siiow that: 1)
Counsel's performance fell below an objective standard of reasona Dieness; and
2) but for Counsel's deficient performance there is a reasonable probability
J
i
that the outcome would have been different or the result cannot bs held to be
i
reliable, rendering the trial and/or punishment fundamentally unfair. Id. 466
U.S. 668, 687-95 (1987).
i
A. FACTS SURROUNDING THE AUDIO OF INTERROGATION THAT WAS
ADMITTED AND FORCED PETITIONER TO CHOOSE ONE GONSTI TUTIONAL RIGHT OVER ANOTHER, DENY HIS CONSTITUTIONAL
RIGHTS TO A FUNDAMENTALLY FAIR TRIAL AND PUNISHMNET
DUE TO COUNSEL'S DEFICIENT PERFORMANCE.
The Pe titioner was arrested on May 01, 202Q„ and booked into the Midland
County Jail . On May 01, 2020, Detective Edelmira Subia, (MCSD) was notified
Petitioner was in custody. Due to COVID-19, Det. Subia had to makfe special
Page 24
arrangements to interview Petitioner. On May 04, 2020, during the interview the
Petitioner never admitted to any wrong doing or crimial offense[s]. KR3, 100.
Det. Subia was the state's last witness in their case-in-chief. T le audio
recording is State's Exhibit #6.
Trial Counsel objected to the admission of the audio recordi ng under the
hearsay rule and Fifth amendment violations. Counsel admitted he dad reviewed
a
the recording and there was no
admission of any wrong doing. Cou nsel believed
the recording was not admissible due to Petitioner never admitting to any
wrong doing or criminal_offense[s].
However, counsel never made an objection that this recording was forcing
Petitioner to take the stand and testify, in turn, waiving his Fi fth Amendment.
The state made the move to admit the audio recording to force Pet itioner to
testify because the Petitioner was the only person that could put context with
his statements in the recording.
Indeed, this admission was the very reason why defense couns el told Petitioner: "you have no choice but to get on the stand and testify t d the context
of the recording." The admission of this forced Petitioner to cho sse one Constituional right over another, and forgo his Fifth Amendment right to not test
ify on his own behalf.
B. IT IS INTOLERABLE TO FORCE A DEFENDANT TO CHOOSE ONE
CONSTITUTIONAL RIGHT OVER ANOTHER.
This. Court held in Sinmons v« United States that:
The rule adopted by
the courts below does not merely impose upon a defendant a condition which may
defer him from asserting a Fourth Amendment objection — it imposes a condition
of a kind to which this court has always been peculiarly sensitive. For a De
fendant who wishes to establish standing must do so at the risk that the
words which he utters may later be used to incriminate him. Those courts which
Page 25
have allowed the admission of testimony given to establish standing have rea
soned that there is no violation of the Fifth Amendment's self-incrimination
clause because the testimony was voluntary. Steller v« United Sta tes, 57 F.2d
627. As an abstract matter, this may well be true. A defendant is "compelled"
to testify in support of a motion to suppress only in the sense that if he
refrains from testifying he will have to forgo a benefit, and testimony is not
always involuntary as a matter of law simply because it is given to obtain a
benefit. v
However, the assumption which underlies this reasoning is that the defen
dant has a choice: he may refuse to testify and give up the benefit. Where this
assumption is applied to a situation in which the "benefit" to be gained is
that afforded by another provision of the Bill of Rights, an undeniable tens
ion is created. Thus, in Simmons, Garrett was obliged either to give up what
he believed, with advise of counsel, to be a valid Fourth Amendment claim or,
in legal effect, to waive his Fifth Amendment privilege against self-incrimin
ation. In these circumstances, we find it intolerable that one constitutional
right should have to be surrendered in'order to assert another. Id , 390 U.S.
377, 393-94 (1968).
This Court in Kentucky v. Stincer held that, "this court has on occasion
held that a forced choice between two fundamental constitutional guarantees is
untenable. Id., 482 U.S. 730, 753 (1987)(quoting Simmons, 390 U.S . 377,, 394
(1968))(Defendant's testimony in support of motion to suppress evidence under
the Fourth Amendment may not, under the Fifth Amendment be admitted over an
objection at trial as evidence of defendant's guilt.). A trial according to
Due Process of Law is a trial according to the "law of the Land"—the law as
enacted by the Constitution or the Legislative Branch of Government, and not
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"laws" formulated by the Courts according to the "totality" of the circum
stances." Simmons, 390 U.S. at 396.
C. STATEMENTS DEEMED TO BE TESTIMONIAL AND NON-TESTIMONIAL
This Court has clearly explained what statements constitute to be testi
monial and non-testimonial. Whether a particluar out-of-court sta tement is
testimonial is a question of law.
The primary focus in determining the threshold issue of whether a hearsay
statement is "testimonial" is upon the objective purpose of the interview or
interrogation, not upon the defendant's expectations. Davis v. Washington, 547
!
U.S. 813, 822-23 (2006). A statement is more likely to be testimonial if the
person who heard, recorded, and produced the out-of-court statement at trial
is a government officer. In Petitioner's case, the person who heard, recorded,
and produced the audio was a Midland County Sheriff Detective.
D. IS A DEFENDANT'S CONFESSION, INTERROGATION, OR INTERVIEW
DEEMED TO BE TESTIMONIAL?
This Court's decision in Crawford v. Washington only applies to "testimo
nial" out-of-court statements, the "comprehensive definition," of which the
Court intentionally left to be worked out in future cases. M., 541 U.S. 36,
38 42004). Nonetheless, the Court made it clear that a statement made in re
sponse to police interrogation falls squarely within its "core class" of test
imonial statements. Id., 51, 52, 53. To reach this position, Justice Scalia,
writing for the majority in Crawford, started with the language o:: the Confron
tation Clause: "In all prosecutions, the accused shall enjoy the right • • • to
be confronted with the witnesses against him." U.S. Const. Amend. V. Justice
Scalia, then turned to history to determine whether the founders understood
"Witnesses against a defendant to mean those who actually testify at trial,
those whose statements are offered at trial, or something in-between." CrawPage 27
ford, 541 U.S. at 42-43. Notwithstanding this indication of a som ewhat broader
inquiry, Justice Scalia's focuse thereafter is almost exclusively upon out-of
court statements that might have been offered in evidence at tria 1 and whether
cross-examination of such a statement was a prerequisite to its a imissibility.
Id., 43-46. One source of evidence similar to a modem police intsrrogation
was the "Marian" bail and Committial proceedure, which "required justices of
the peace to examine suspects and witnesses in felony cases and to certify the
results to the court." Id., at 44. And while there was once some 1 ioubt whether
the cross-examination requirement applied to these interrogations , "by 1791
(the year the Sixth Amendment was ratified), courts were applying the cross
examination rule even to examinations by justices of the peace in felony
cases." Id., at 46.
Those who must be cross-examined (i.e., witnesses) are those who give
testimony that is "[a] solemn declaration of affirmation made for the purpose
of establishing or proving some fact." According to Justice Scalia, it is
therefore such "testimonial" statements, when offered into evidence at trial,
which must have been cross-examined at the time made if the persoji who made
the statement is unavailable to testify. Since "statements taken yy police
officers in the course of interrogations are testimonial," as a definitional
matter, a defendant's own confession, interrogation, and interview should be
included within this category.
D. ARE CONFESSIONS, INTERROGATIONS, AND INTERVIEWS HEARSAY?
While there is a "general agreement that the prosecution is entitled to
introduce confessions, the conceptual basis for this position is somewhat un
clear." 1 McCormick on Evid. § 144, at 20 (John W. Strong, 5th ed
1999). The
advisory Committee Notes (ACN) to the Federal Rules of Evidence dcj> little to
Page 28
elucidate what that conceptual basis might be. The ACN categorize statements
by a party opponent as not hearsay because their admissibility "i3 the result
of the adversary system rather than satisfaction of the conditions of the hear
say rule." One explaination of the Advisory Committee's position Ls:
The exceptions to the hearsay rule apply to admit hearsay whan surrounding
circumstances provide guarantees of reliability. There are no guarantees of
reliability in the case of an admission. Therefore, admissions do not qualify
for an exception to the hearsay rule. Nevertheless, admissions have been re
ceived into evidence since time immemorial. If they do not qualify as an ex
ception, then they must have been received because they are not hearsay at all.
Roger C. Park et. al., Evidence Law; A student's Guide to the Law of Evidence
as Applied in American Trials § 7.07, at 274 (2nd ed. 2004); See also Chris
topher B. Mueller & Laird C. Kirk Patrick, Evid, § 8.27, at 797 (4th ed.
2009)("Individual Admission).
However, there is circularity in this rationalization that bbgs the real
question. The essence of hearsay, as it is defined in the Rules o : Evidence,
j
is "an out-of-court assertion, offered to prove the truth of the matter asser
ted." 2 McCormick, 5th ed., supra note 55, § 246, at 96; See FRE (k TRE 801.
Since a defendant's Confession, interrogation, and interviews unambiguously
meets this definition, how is it somehow mysteriously dubbed "not hearsay"
just because it has been received in evidence from "time immemorial"?
One prominent twentieth century commentator tackled this conundrum head on.
I
I
After examining and Rejecting several theories for the admissibility of party
statements for reasons other than as exceptions to the hearsay rule, Professor
Edmund M. Morgan concluded:
Certain it is that extra-judicial admission are received in evidence.
Equally certain is that they are received for the purpose of proving the truth
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of the matter admitted. It is likewise certain that they do not fa 11 within
that exception to the rule against hearsay which admits declarations against
interest. These are the facts, and from them the conclusion is inevitable that
they are received as an exception to the rule against hearsay, and not that they
are received on any theory that are not hearsay.
:.Indeed, such statements are admitted into evidence as exceptions to the
hearsay rule because "all the substantial reasons for excluding hearsay" do not
apply to these statements. The party against whom they are offered cannot com
plain about the "lack of confrontation," the "lack of opportunity for crossexamination," or the fact that he/she "was not under oath.
Thus, Professor
Morgan faced an inescapable fact that confessions, interrogations
and inter-
views fall squarely within the definition of hearsay and that they are admiss
ible as an exception to that rule. Given the definition of hearsay-, the logic of
this position is unassailable. This is unconstitutional as applied to Peti
tioner's case. Therefore, confessions, interrogations, and interviews should
be classified as "testimonial hearsay" where there is absolutely no admission
to any wrong doing, nor any criminal offense[s] for Crawford purposes.
F. CRIMINAL DEFENDANT'S ARE NOT UNAVAILABLE TIL HE OR SHI!
EXERCISES THEIR FIFTH AMENDMENT RIGHT TO NOT TESTIFY.
Despite the catergotization of a confession, interrogation, and interviews
as "testimonial hearsay," Crawford's cross-examination requirement would apply
only if the declarant is unavailable as a witness at trial. Id., 1 >41 U.S. at
59. But what exactly does unavailable mean? Does it mean unavailable entirely,
or unavailable to the party seeking to introduce the out-of-court statement?
If unavailable means, unavailable to the party offering the evidence of an outof-court statement,
then a criminal defendant is clearly unavailable as a
witness when the prosecution offers his confession, interrogation
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and interv-
i
view in its case-in-chief. The Federal Rules of Evidence and Texas Rules define
the relevant form of unavailability as* "A declarant is considered to be
unavailable as a witness if the declarant: 1) is exempted from testifying about
the subject matter of the declarant's statement because the court rules that a
privilege applies • • •
This test of unavailabilty clearly applies to a crim-
inal defendant who has a valid claim of privilege that prevents tHe prosecution
from calling him or her as a witness. So, at least in that sense, a defendant
is unavailable as a witness at the time the prosecution offers his or her con
fession during its case-in-chief. See United States v. Lilley, 58] F.2d 182,
187 (8th Cir. 1978)(holding that the defendant's husband was unavailble to
prosecution as a witness during its case-in-chief due to defendant's invocation
of maritial privilege).
On the other hand, a criminal defendant is clearly not unavailable as a
witness in any absolute sense. He or she has the right to testify on their be
half. Rock v. Arkansas, 483 U.S. 44, 51 (1987). Moreover, he or she has an ad
vantage that other witnesses do not have — the Confrontation Clatse guaran
tees his or her right to be present in court while the prosecutior witnesses]
testify. Indeed, the fact that the defendant has that advantage, as well as the
option to testify, seems to undergrid the admissibility of confessions, inter
rogations, and interviews as exceptions to the hearsay rule.
G. A DEFENDANT CANNOT BE FORCED TO CHOOSE ONE OONSTITUIOKAL
RIGHT OVER ANOTHER DUE TO THE LAW OF EVIDENCE.
This Court has rejected the view that the Confrontation Clause applies of
its own force to in-court testimony, and its application to out-of-court state
ments introduced at trial depends upon "the law of evidence for the time being."
Leaving the regulation of out-of-court statements to the law of evidence would
render the confrontation clause powerless to prevent even the most flagrant
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inquisitorial practices.
The results of this Court's decisions have generally been faithful to the
original meaning of the Confrontation Clause, the same cannot be said of their
rationales. This Court's decision in OhiocV. Roberts conditions the admiss
ibility of all hearsay evidence on whether it falls under a "firmLy rooted
hearsay exception" or bears "particularized guarantees of trustworthiness."
Id., 448 U.S. 56, 66 (1980). This test departs from the historical principles
identified above in two respects. First, it is too broad: it applies the same
mode of analyis whether or not the hearsay consists of ex parte testimony.
This often results in close Constitutional scrutiny in cases that are far re
moved from the core concerns of the Clause. At the same time, the test is too
narrow: it admits statements that do consist of ex parte testimony upon a mere
finding of reliability. This malleable standard often fails to protect against
paradigmatic confrontation violations.
However, where testimonial statements are involved, this Court does not
think the Framers meant to leave the Sixth Amendment protection to the vag
aries of the Rules of the Evidence, much less to amorphous notions of "reli
ability." Certainly, none of the authorities discussed:above acknowledge any
general reliability exception to the common-law rule. Admitting statements
deemed reliable by a Judge is fundamentally at odds with the righ: of confron
tation. To be sure, the Clause's ultimate goal is to ensure reliability of
evidence, but it is a procedural rather than a substantive guarantee. It com
mands, not that evidence be reliable, but that reliability be assessed in a
particular manner: by testing in the crucible of cross-examination. The Clause
thus reflects a judgment, not only about desirability of reliable evidence,
but about how reliability can best be determined.
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In the end, this Court must GRANT certiorari because Tex. R. . Svid. Rule
801(e)(2)(A) and Fed. R. Evid. Rule 801(d)(2)(A) is unconstitutional as applied
to Petitioner's case, because it forced Petitioner to choose one 'Constitutional
right over another. The Petitioner was denied Due Process right, - ifth, Sixth,
Fourteenth Amendment, and a fundamentally fair trial when he was Eorced to tes
tify by the admission of the audio recording that caused him to“forgo his-fight
not to testify by the ineffective assistance of counsel failing to properly
object.
H. PETITIONER HAS SHOWN (COUNSEL'S DEFICIENT PERFORMANCE ,\ND
PREJUDICE.
This Court in United States v. Dominguez-Benitez, 542 74, 83 :i.9 (2004)
("The reasonable-probability standard is not the same as, and should not be
confused with a requirement that a defendant prove by a preponderance of the
evidence that but for error things would have been different. See Kyles v.
Whitley, 514 U.S. 419, 434 (1995)). Moreover, a hung jury on one count in an
indictment is enough to show prejudice.and there is no authority from this
court that requires a showing that a defendant would have been acquitted.
Therefore, the Petitioner has made the required showing in the facts and
record, along with this Court's authority that the Petitioner received ineffec
tive assistance of counsel to a fundamental degree that denied him a fundament
ally fair trial and punishment. This Court must GRANT certiorari to stop the
question above to keep occurring.
CONCLUSION
Taking into consideration the four questions above and the magnitude of
the impact it has on criminal defendant's fighting for their life to be free,
0
this Court must GRANT certiorari to prevent this injustice from reoccurring.
The American Justice System depends on this Court to set the precedent and
Page 33
to ensure that criminal defendants receive a fundamentally fair t rial and punishment. Without this Court's intervention then errors will keep occurring in
our American Justice System.
Respectfully Submitted,
Albertico Corral Cruz
TDCJ# 02367582
H.H. Coffield Unit
2661 FM 2054
Tennessee Colony, Texas 75884-5000
Pro se Litigant
No Phone or Email.
OaVt'- Ma-
Page 34
'o
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.