Petition for Writ of Certiorari — Pablo Enrique Rosado Sanchez, Petitioner v. Travis Kalanick, et al.
Supreme Court briefMar 3, 2025
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Case: 24-1535
Document: 00118234508
Page: 1
Date Filed: 01/13/2025
Entry ID: 6692492
United States Court of Appeals
For the First Circuit
No. 24-1535
PABLO ENRIQUE ROSADO SANCHEZ,
Plaintiff - Appellant,
v.
TRAVIS KALANICK; GARRET CAMP; DARA KHOSROWSHAHI; UBER
TECHNOLOGIES, INC.,
Defendants - Appellees.
Before
Gelpi, Kayatta and Rikelman,
Circuit Judges.
JUDGMENT
Entered: January 13, 2025
In the underlying action involving claims of employment discrimination, the district court
granted the motion of Defendants-Appellees Uber Technologies, Inc., and certain of its present or
former executives (collectively, "Uber") to compel arbitration, and then entered a judgment
dismissing the case without prejudice.1 Plaintiff-Appellant Pablo Enrique Rosado Sanchez
("Appellant") proceeded to notice this appeal. In its brief, Uber suggests that the court lacks
statutory appellate jurisdiction, but we assume, in Appellant's favor, that the matter properly is
before the court. See. e.g.„ Restoration Pres. Masonry. Inc, v. Grove Eur. Ltd.. 325 F.3d 54, 58-60
(1st Cir. 2003) (discussing bypass of statutory-jurisdiction issues in favor of affirming on the
merits).
Just one day after the district court entered judgment in this case, the Supreme Court held in
Smith v. Spizzirri that, "[w]hen a district court finds that a lawsuit involves an arbitrable dispute,
and a party requests a stay pending arbitration, § 3 of the [Federal Arbitration Act] compels the
court to stay the proceeding." 601 U.S. 472, 478 (2024). However, in this case, it does not appear
that Appellant requested a stay prior to the district court's judgment of dismissal, and, regardless,
Appellant has failed on appeal to develop any argument based on Spizzirri.
Case: 24-1535
Document: 00118234508
Page: 2
Date Filed: 01/13/2025
Entry ID: 6692492
Having reviewed the record and the parties' arguments, we conclude that summary
affirmance is in order. As the district court observed, Appellant failed to develop any arguments
in opposition to the motion to compel arbitration. "The law in this circuit is crystalline: a litigant's
failure to explicitly raise an issue before the district court forecloses that party from raising the
issue for the first time on appeal." Boston Beer Co. Ltd. P'ship v. Slesar Bros. Brewing Co.. 9 F.3d
175, 180-81 (1st Cir. 1993).
Further, even if the foregoing were not so, Appellant has failed in his appellate briefs to
develop any claim of error legitimately addressed to the reasoning of the district court; as a result,
he has waived any appellate challenge. See United States v. Nishnianidze. 342 F.3d 6, 18 (1st Cir.
2003) (pro se appellants may waive challenges through a failure to develop them on appeal); see
also Sparkle Hill Inc, v. Interstate Mat Corp.. 788 F.3d 25, 29-30 (1st Cir. 2015) (discussing
waiver principles).
Therefore, the judgment of the district court is affirmed. See Local R. 27.0(c).
By the Court:
Anastasia Dubrovsky, Clerk
cc:
Pablo Enrique Rosado Sanchez
Anabel Rodriguez-Alonso
Lady E. Cumpiano
Case 3:22-cv-01500-SCC
Document 79
Filed 05/15/24
Page 1 of 12
In the United States Court
for the District of Puerto Rico
Pablo Enrique Rosado
Sanchez,
Plaintiff,
Civ. No.: 22-1500 (SCC)
v.
Uber Technologies, Inc.; Travis
Kalanick; Garret Camp; Dara
Khosrowshahi,
Defendants.
OPINION AND ORDER
Pending before the Court is Defendants Uber
Technologies, Inc., Travis Kalanick, Garret Camp and Dara
Khosrowshahi's Motion to Compel Arbitration ("Motion to
Compel") which is brought under the Federal Arbitration Act
("FAA"). See Docket No. 26. The same stands unopposed. See
Docket No. 78. For the reasons set forth below, the Motion to
Compel at Docket No. 26 is GRANTED.
Case 3:22-cv-01500-SCC
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I. Standard of Review
The Defendants bear the burden of showing that
arbitration must be compelled. Air-Con, Inc. v. Daikin Applied
Latin Am., LLC, 21 F.4th 168,176 (1st Cir. 2021). So, to evaluate
the Defendants' request, the First Circuit directs the Court to
"apply the summary judgment standard to evaluate motions
to compel arbitration under the FAA." See id. at 175.1 This is
so because "the summary-judgment standard, which
evaluates the evidentiary supportability of claims, better
aligns with the FAA's command to evaluate whether the
moving party has met its burden of demonstrating that an
agreement to arbitrate is not in issue[.]" See Rodriguez-Rivera
v. Allscripts Healthcare Solutions, Inc., 43 F.4th 150, 168 (1st Cir.
2022) (internal citations and quotation omitted).
To defeat the Defendants' request, the Plaintiff is
tasked with advancing "materials that create a genuine issue
1 The Court is cognizant of the fact that the summary judgment standard
is not to be applied automatically because "there could be exceptional
cases where the parties have foregone the submission of record materials
and have relied solely on the pleadings to support or oppose the motion."
See Rodriguez-Rivera v. Allscripts Healthcare Solutions, Inc., 43 F.4th 150,168
n. 15 (1st Cir. 2022). In those cases, district courts should apply Fed. R. Civ.
P. 12(b)(6)'s motion to dismiss standard. Id. Here, the Defendants have
advanced materials that fall outside of the pleadings. Accordingly, the
Court has applied the summary judgment standard.
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of fact about a dispute's arbitrability." Air-Con, Inc., 21 F.4th
at 175. The Court, for its part, will review the record "in the
light most favorable to [the Plaintiff] and draw all reasonable
inferences in his favor."2 Gartia-Gartia v. Costco Wholesale
Corp., 878 F.3d 411, 414 (1st Cir. 2017). But in doing so, the
Court will cast aside and ignore all "conclusory allegations,
improbable inferences, and unsupported speculation." See id.
at 417.
II. Analysis
The FAA was enacted by Congress with the goal of
"overcoming] judicial resistance to arbitration." Buckeye
Check Cashing, Inc. v. Cardegna, 546 U.S. 440,443 (2006). Section
2 of the FAA constitutes the "primary substantive provision
of the Act." See Moses H. Cone Memorial Hosp. v. Mercury
Constr. Corp., 460 U.S. 1, 24 (1983). It "provides that written
arbitration agreements 'shall be valid, irrevocable, and
enforceable.'" Immediato v. Postmates, Inc., 54 F.4th 67, 73 (1st
Cir. 2022) (quoting 9 U.S.C. § 2). To that end, Section 2
"embodies the national policy favoring arbitration and places
2 The Court has not overlooked the fact that Plaintiffs filings must be
liberally construed since he filed this suit pro se. See McCants v. Alves, 67
F.4th 47, 53 n. 4 (1st Cir. 2023). So while conducting its analysis, the Court
also kept that principle in mind.
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arbitration agreements on equal footing with all other
contracts." See Buckeye, 546 U.S. at 443.
The general rule when considering a motion to compel
arbitration is that the Court must consider the following four
factors: (1) if a valid arbitration agreement exists; (2) if the
moving party is entitled to invoke the arbitration clause; (3)
whether the non-moving party is bound by the arbitration
clause; and (4) whether the claim is within the scope of the
arbitration clause. See Nat'l Fed'n of the Blind v. The Container
Store, Inc., 904 F.3d 70, 79-80 (1st Cir. 2018). This four-part test
confirms that "a [C]ourt should not compel arbitration unless
and until it determines that the parties entered into a validly
formed and legally enforceable agreement covering the
underlying claim[s]." Escobar-Noble v. Luxury Hotels Int'l of
P.R., Inc., 680 F.3d 118,121-22 (1st Cir. 2012). But general rules
have exceptions and "[w]here there is a clear and
unmistakable delegation of arbitrability issues, the [C]ourt's
proper inquiry before referring a dispute to an arbitrator is
limited to determining (1) whether a valid arbitration
agreement exists but (2) if a valid agreement exists, and if the
agreement delegates the arbitrability issue to an arbitrator, a
[C]ourt may not decide the arbitrability issue." Bosse v. N.Y.
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Life Ins. Co., 992 F.3d 20, 28 (1st Cir. 2021) (cleaned up). Here,
the Defendants argue that the Court must only consider the
first element of the four-part test because the agreement
containing the arbitration provision that they are invoking
contains a delegation clause.3
First thing is first, which is the agreement that
reportedly contains the arbitration provision that the
Defendants are invoking? According to the Defendants, the
agreement in question is the Platform Access Agreement (the
"PAA") entered into by Portier, LLC ("Portier") and the
Plaintiff.4 The Defendants reason that the Plaintiff had to signin to the Uber Driver App to gain access to the Uber Eats
marketplace. And to do so, it had to agree to the PAA, which
3 The First Circuit "referfs] to an agreement to submit issues of arbitrability
to the arbitrator ... as a 'delegation clause/" See Bosse v. N.Y. Life Ins. Co.,
992 F.3d 20, 27 n. 7 (1st Cir. 2021).
4 Specifically, the Defendants contend that the applicable PAA is the PAA
dated January l, 2022 between Portier and the Plaintiff and that the
Plaintiff accepted the same on or around January 8, 2022. See Docket No.
26, pg. 10. In support of that contention, they cite to the Declaration of
Deborah Soh, a paralegal at Uber who is familiar with its business records.
See Docket No. 26-1, pgs. 5-6. Defendants acknowledge that there is also a
similar agreement that was entered into by the Plaintiff and Schleuder
LLC ("Schleuder"). See Docket No. 26, pg. 1-2 n. 2; see also Docket No. 261, pgs. 5-6. Uber is Schleuder's parent company. But since the pertinent
arbitration provisions track the ones in the January 1, 2022, Portier PAA,
the Court will refer to that agreement throughout this Opinion and Order.
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in turn, includes an arbitration provision. Since Plaintiffs
claims are allegations that stem from having accessed the
Uber Eats marketplace, the PA A is at the crux of Plaintiffs
claims.
Defendants claim that the PAA contains a delegation
provision "that clearly and unmistakably delegates any and
all threshold issues related to the scope, enforceability, and
validity of the arbitration agreement to an arbitrator to
decide." Docket No. 26, pg. 2. So the Court will first consider
whether the PAA entails a valid arbitration agreement. Then,
it will consider whether the arbitration provision contains a
delegation clause.
To determine whether the PAA entails a valid
arbitration agreement, the Court turns to state contract law.
See Campbell v. Gen. Dynamics Govt. Sys. Corp., 407 F.3d 546,
552 (1st Cir. 2005). Here, the Defendants argue that Puerto
Rico law applies. That reasoning is supported by the
"Governing Law" section of the PAA which provides, in
pertinent part, that "[e]xcept as specifically provided in this
PAA, this PAA is governed by the applicable law of the state
where you reside (or where your entity is domiciled) when
you accepted this PAA." See Docket No. 26-1, pg. 24.
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Furthermore, in his Complaint, the Plaintiff included his
Puerto Rico address and all notices regarding this case are
sent by the Court to that address. Additionally, the allegations
in the Complaint took place in Puerto Rico. Therefore, the
Court will go ahead and apply Puerto Rico law.
Under Puerto Rico contract law, "consent is shown by
the concurrence of the offer and acceptance of the thing and
the cause which are to constitute the contract." See RiveraColdn v. AT&T Mobility P.R., Inc., 913 F.3d 200, 209 (1st Cir.
2019) (internal quotations and citations omitted). This follows
that "[y]ou need to have a definitive object which may be the
subject of the contract and the cause for the obligation which
may be established." Id. at n. 7 (cleaned up). In their Motion
to Compel, the Defendants detail the process that the Plaintiff
went through to sign-in to the Uber Driver App and access
the Uber Eats marketplace. See Docket No. 26, pgs. 8-13. Since
that process entailed the acceptance of the PAA, the
Defendants provided evidence attesting to the fact that the
Plaintiff agreed to be bound by the PAA. See Docket No. 26-1,
pgs. 5-6 and 138. Furthermore, the PAA clearly stated that the
Plaintiff could have opted out of the arbitration provision of
the PAA. See Docket No. 26-1, pgs. 24-25. However, the
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records show that Plaintiff did not opt out of the arbitration
provision. Id. at pgs. 6-7. And at the end of the day, the
Plaintiff did not advance any evidence that could create a
material issue of fact regarding these issues. So the Court
holds that the Defendants have shown the Plaintiff consented
to be bound by the PAA which contains an arbitration
provision and that he did not opt out of the arbitration
provision. Moving on to the delegation of the arbitrability
issue.
Here, the Defendants claim that the PAA contains a
delegation clause. Specifically, they direct the Court to Section
13.1(b) of the PAA, which states, in pertinent part that:
[t]his Arbitration Provision applies to all claims
whether brought by you or us, except as
provided below. . .[S]uch disputes include
without limitation disputes arising out of or
relating to the interpretation application,
formation, scope, enforceability, waiver,
applicability, revocability or validity of this
Arbitration Provision or any portion of this
Arbitration Provision.
See Docket No. 26-1, pg. 25.
The clear text of the delegation clause shows that the
arbitrability question was delegated to the arbitrator and is
therefore not for the Court to decide. So, considering the
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delegation clause, the Court's inquiry ends here. Arbitration
is to be compelled.
In any event, assuming arguendo that "there were any
ambiguity," see Bosse, 992 F.3d at 23, surrounding the
delegation clause, the Court still finds that arbitration is
warranted because the Defendants satisfied the remaining
three factors of the four-part test outlined above.
The second part of the four-part test calls for the Court
to consider whether the Defendants can invoke the arbitration
clause of the PAA. The Defendants are not the contracting
parties. Per the PAA, the contracting parties are Portier and
the Plaintiff. However, Section 13.1(a) of the PAA states, in
pertinent part,
[ejxcept as it otherwise provides, this
Arbitration Provision applies to any legal
dispute, past, present or future, arising out of or
related to your relationship with us or
relationship with any of our agents, employees,
executives, officers, investors, shareholders,
affiliates, successors, assigns, subsidiaries, or
parent companies (each of which may enforce
this Arbitration Provision as third party
beneficiaries), and termination of that
relationship, and survives after the relationship
terminates.
See Docket No. 26-1, pg. 25.
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This clause confirms that the individual defendants
and Uber are third party beneficiaries to the PAA and can
therefore move to enforce the Arbitration Provision. So the
Court holds that the Defendants have satisfied the second
prong.
Third, the Court considers if the Defendants have
shown that the Plaintiff is bound by the arbitration clause of
the PAA. As previously discussed, the clear text of the PAA
states that the Plaintiff could have opted out of the arbitration
clause. However, the Defendants have advanced evidence
showing that the Plaintiff did not opt out of the arbitration
provision of the PAA, so he is bound by it.
Lastly, the Court must consider if the Defendants have
shown that Plaintiffs claims are covered by the Arbitration
Provision in the PAA. Defendants underscore that in his
Complaint, the Plaintiff is advancing claims pursuant to Title
VII, the ADEA and the ADA. So, in support of their argument,
the Defendants direct the Court to Section 13.1 (c) of the PAA
which states, in pertinent part that:
[e]xcept as it otherwise provides, this
Arbitration Provision also applies, without
limitation, to disputes between you and us, or
between you and any other entity or individual,
arising out of or related to your application for
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and use of an account to use our Platform and
Driver App, the Deliveries that you provide ...
and claims arising under ... Title VII of the Civil
Rights Act of 1964,42 U.S.C. § 1981... American
with Disabilities Act [and] Age Discrimination
in Employment Act[.]
See Docket No. 26-1, pgs. 25-26.
Considering this explicit language, and the fact that the
Plaintiff has not provided any evidence that would create a
material issue of fact regarding this point, the Court finds that
the Defendants have shown that the PAA covers Plaintiffs
claims. Once again, all roads lead to arbitration.
III. Whether to Dismiss or Stay
Having
determined
that
arbitration
must
be
compelled, the following question remains: what should the
Court do with Plaintiffs suit? Well, the First Circuit has
instructed that when arbitration is to be compelled, the
district court may either stay or dismiss the pending action.
See Escobar-Noble, 680 F.3d at 126. Specifically, the First Circuit
has held that when all claims are arbitrable, the district court
may dismiss (instead of stay) the action. See Bercovitch v.
Baldwin Sch., Inc., 133 F.3d 141,156 n.21 (1st Cir. 1998).5 Here,
5 The Court acknowledges that there is a circuit split regarding whether
district courts should dismiss (instead of stay) such actions given the
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the Defendants vote in favor of dismissal. And the Court
agrees since the delegation clause instructs that the
arbitrability issue is to be decided by the arbitrator. Moreover,
in any event, a review of Plaintiffs claims confirms that they
all fall under scope of the PAA's arbitration provision.
Therefore, dismissal is appropriate in this case.
IV. Conclusion
In light of the above, the Defendants' Motion to
Compel at Docket No. 26 is GRANTED and is to be
compelled pursuant to the process delineated in the PAA.
Plaintiff's
suit
is
hereby
DISMISSED
WITHOUT
PREJUDICE.
IT IS SO ORDERED.
In San Juan, Puerto Rico, this 15th day of May 2024.
S/ SILVIA CARRENO-COLL
UNITED STATES DISTRICT COURT JUDGE
FAA's text which indicates, in pertinent part, that when arbitration is to
be compelled the district court "shall on application of one of the parties
stay the trial of the action until such arbitration has been had [.]" See 9
U.S.C. § 3. The Court is also aware that the question whether to stay or
dismiss an action pending arbitration will be decided by the Supreme
Court. See Smith v. Spizzirri, No. 22-1218,2024 WL 133822, at *1 (2024). But
until the Supreme Court says otherwise, the Court is bound by what the
First Circuit has decided.
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In the United States Court
for the District of Puerto Rico
Pablo Enrique Rosado
SAnchez,
Plaintiff,
Civ. No.: 22-1500 (SCC)
v.
Uber Technologies, Inc.; Travis
Kalanick; Garret Camp; Dara
Khosrowshahi,
Defendants.
JUDGMENT
In view of the Court's Opinion and Order at Docket
No. 79, this case is hereby DISMISSED WITHOUT
PREJUDICE. Each party shall bear their own costs and
attorneys' fees.
IT IS SO ORDERED.
In San Juan, Puerto Rico, this 15th day of May 2024.
S/ SILVIA CARRENO-COLL
UNITED STATES DISTRICT COURT JUDGE
Case: 24-1535
Document: 00118247214
Page: 1
Date Filed: 02/12/2025
Entry ID: 6699995
United States Court of Appeals
For the First Circuit
No. 24-1535
PABLO ENRIQUE ROSADO SANCHEZ,
Plaintiff - Appellant,
v.
TRAVIS KALANICK; GARRET CAMP; DARA KHOSROWSHAHI; UBER
TECHNOLOGIES, INC.,
Defendants - Appellees.
Before
Gelpi, Kayatta and Rikelman,
Circuit Judges.
ORDER OF COURT
Entered: February 12, 2025
Plaintiff-Appellant Pablo Enrique Rosado Sanchez has filed a "Response Against
Judgment Entered: January 13, 2025," which this court has construed as a petition for panel
rehearing. The petition is denied.
By the Court:
Anastasia Dubrovsky, Clerk
cc:
Pablo Enrique Rosado Sanchez
Anabel Rodriguez-Alonso
Lady E. Cumpiano
Additional material
from this filing is
available in the
Clerk's Office.
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