Opposition Brief — Ohio, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefDec 10, 2024
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No. 24-450
In the Supreme Court of the United States
STATE OF OHIO, ET AL., PETITIONERS
v.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
ELIZABETH B. PRELOGAR
Solicitor General
Counsel of Record
TODD KIM
Assistant Attorney General
CHLOE H. KOLMAN
ELISABETH CARTER
ZOE PALENIK
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
QUESTION PRESENTED
Whether the court of appeals had authority under
the Clean Air Act, 42 U.S.C. 7607(d), to remand to the
agency the record of the Environmental Protection
Agency (EPA) rule that this Court addressed in Ohio v.
EPA, 603 U.S. 279, so that EPA could expeditiously
clarify an explanation that the Court had found was
likely inadequate.
(I)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Statement ...................................................................................... 1
Argument....................................................................................... 8
Conclusion ................................................................................... 19
TABLE OF AUTHORITIES
Cases:
Abbott v. Veasey, 580 U.S. 1104 (2017) .................................. 9
Allied-Signal, Inc. v. U.S. Nuclear Regulatory
Comm’n, 988 F.2d 146 (D.C. Cir. 1993) ............................ 16
Alpharma, Inc. v. Leavitt, 460 F.3d 1
(D.C. Cir. 2006) ............................................................. 11, 13
American Constr. Co. v. Jacksonville, Tampa
& Key West Ry. Co., 148 U.S. 372 (1893) ........................... 9
Black Warrior Riverkeeper, Inc. v. U.S. Army
Corps of Eng’rs, 781 F.3d 1271 (11th Cir. 2015) .............. 16
Calcutt v. FDIC, 598 U.S. 623 (2023) ................................... 11
California Cmtys. Against Toxics v. United
States EPA, 688 F.3d 989 (9th Cir. 2012) ......................... 16
Citizens to Preserve Overton Park, Inc.
v. Volpe, 401 U.S. 402 (1971) .............................................. 11
DHS v. Regents of the Univ. of Cal.,
591 U.S. 1 (2020) ........................................................... 11, 12
Diné Citizens Against Ruining Our Env’t
v. Haaland, 59 F.4th 1016 (10th Cir. 2023) ...................... 16
EME Homer City Generation, L.P. v. EPA,
795 F.3d 118 (D.C. Cir. 2015) ............................................. 15
EPA v. EME Homer City Generation, L. P.,
572 U.S. 489 (2014)............................................................ 3, 4
(III)
IV
Cases—Continued:
Page
Ethyl Corp. v. Browner,
989 F.2d 522 (D.C. Cir. 1993) ............................................. 10
Florida Power & Light Co. v. Lorion,
470 U.S. 729 (1985).............................................................. 11
General Motors Corp. v. United States,
496 U.S. 530 (1990)................................................................ 2
Harrel v. Raoul, 144 S. Ct. 2491 (2024) ................................. 8
Idaho Farm Bureau Fed’n v. Babbitt,
58 F.3d 1392 (9th Cir. 1995) ............................................... 17
Local 814 v. NLRB,
546 F.2d 989 (D.C. Cir. 1976), cert. denied,
434 U.S. 818 (1977).............................................................. 11
Martin v. Franklin Capital Corp.,
546 U.S. 132 (2005).............................................................. 15
Michigan v. EPA:
576 U.S. 743 (2015) .......................................................... 18
579 U.S. 903 (2016) .......................................................... 18
Michigan v. U.S. EPA, 213 F.3d 663 (D.C. Cir. 2000),
cert. denied, 532 U.S. 903, and 532 U.S. 904 (2001) ........... 3
Mississippi v. EPA, 744 F.3d 1334 (D.C. Cir. 2013),
cert. denied, 574 U.S. 814 (2014) ....................................... 16
National Ass’n of Clean Water Agencies v. EPA,
734 F.3d 1115 (D.C. Cir. 2013) ........................................... 16
National Football League v. Ninth Inning, Inc.,
141 S. Ct. 56 (2020) ............................................................... 8
National Parks Conservation Ass’n v. United
States EPA, 803 F.3d 151 (3d Cir. 2015) .......................... 16
Natural Res. Def. Council v. EPA:
489 F.3d 1250 (D.C. Cir. 2007) ....................................... 15
571 F.3d 1245 (D.C. Cir. 2009) ....................................... 17
North Carolina v. EPA,
550 F.3d 1176 (D.C. Cir. 2008) ........................................... 15
V
Cases—Continued:
Page
SEC v. Chenery Corp., 318 U.S. 80 (1943)........................... 12
Sierra Club v. United States EPA,
167 F.3d 658 (D.C. Cir. 1999) ............................................. 17
Sierra Club v. United States EPA,
60 F.4th 1008 (6th Cir. 2023) ............................................. 16
Train v. Natural Res. Def. Council, Inc.,
421 U.S. 60 (1975) ................................................................. 2
Wisconsin v. EPA, 938 F.3d 303 (D.C. Cir. 2019) .............. 15
Statutes:
Administrative Procedure Act, 5 U.S.C. 706(2) ................. 15
Clean Air Act, 42 U.S.C. 7401 et seq. ..................................... 1
Tit. I, 42 U.S.C. 7401 et seq............................................... 2
42 U.S.C. 7401(b)(1) ..................................................... 2
42 U.S.C. 7408 .............................................................. 2
42 U.S.C. 7409 .............................................................. 2
42 U.S.C. 7410(a) ......................................................... 2
42 U.S.C. 7410(a)(2)(D)(i)(I) ................................... 3, 5
42 U.S.C. 7410(c)(1) ..................................................... 2
Tit. III, 42 U.S.C. 7601 et seq.:
42 U.S.C. 7607 ............................................................ 15
42 U.S.C. 7607(d) ................................................. 11, 15
42 U.S.C. 7607(d)(1) ................................................... 15
42 U.S.C. 7607(d)(6)(B) ............................................. 13
42 U.S.C. 7607(d)(6)(C) ............................................. 13
42 U.S.C. 7607(d)(7)(A) ............................................. 13
42 U.S.C. 7607(d)(9) ....................................... 14, 15, 17
42 U.S.C. 7607(d)(9)(A) ............................................... 5
VI
Miscellaneous:
Page
EPA, Federal “Good Neighbor Plan” for
the 2015 Ozone National Ambient Air
Quality Standards; Notice on Remand
of the Record of the Good Neighbor Plan to
Respond to Certain Comments (Dec. 3, 2024),
https://perma.cc/UA8H-E262 .................................... 7, 8, 14
63 Fed. Reg. 57,356 (Oct. 27, 1998) ........................................ 3
88 Fed. Reg. 9336 (Feb. 13, 2023) .......................................... 4
88 Fed. Reg. 36,654 (June 5, 2023) ................................... 4, 12
88 Fed. Reg. 49,295 (July 31, 2023) ........................................ 4
88 Fed. Reg. 67,102 (Sept. 29, 2023) ...................................... 5
H.R. Rep. No. 294, 95th Cong., 1st Sess. (1977) ................. 14
Ronald M. Levin, “Vacation” at Sea: Judicial
Remedies and Equitable Discretion in
Administrative Law, 53 Duke L.J. 291 (2003) ................ 13
In the Supreme Court of the United States
No. 24-450
STATE OF OHIO, ET AL., PETITIONERS
v.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
OPINIONS BELOW
The order of the court of appeals (Pet. App. 1a-2a) is
unreported. A prior order of the court of appeals is
available at 2023 WL 6285159.
JURISDICTION
The order of the court of appeals was entered on September 12, 2024. The petition for a writ of certiorari
was filed on October 18, 2024. The jurisdiction of this
Court is invoked under 28 U.S.C. 1254.
STATEMENT
Last Term, this Court held that the Environmental
Protection Agency (EPA) had likely acted improperly
by “offer[ing] no reasoned response” to certain comments on a final rule (the Rule) implementing the Clean
Air Act’s (CAA or Act), 42 U.S.C. 7401 et seq., “ ‘Good
(1)
2
Neighbor Provision.’ ” Ohio v. EPA, 603 U.S. 279, 284,
293. The Court therefore stayed “[e]nforcement of
EPA’s rule” against petitioners and other applicants
pending D.C. Circuit litigation over the Rule “and any
petition for writ of certiorari.” Id. at 300. The D.C. Circuit subsequently remanded the rulemaking record to
EPA so that the agency could attempt to offer the reasoned response to comments that this Court had found
was likely lacking. Pet. App. 2a. Petitioners now challenge the D.C. Circuit’s remand order.
1. The CAA is intended “to protect and enhance the
quality of the Nation’s air resources so as to promote
the public health and welfare,” 42 U.S.C. 7401(b)(1), and
to control air pollution through a system of shared federal and state responsibility, see General Motors Corp.
v. United States, 496 U.S. 530, 532 (1990). Title I of the
Act requires EPA to establish national ambient air
quality standards (air quality standards) for particular
pollutants at levels that will protect the public health
and welfare. 42 U.S.C. 7408, 7409. The Act also directs
States to submit to EPA state implementation plans to
meet those standards. 42 U.SC. 7410(a). If EPA determines that a particular state plan is inadequate, or if a
State fails to submit a plan, EPA must issue a federal
implementation plan for that State at any time within
two years after making that determination. 42 U.S.C.
7410(c)(1). Those provisions reflect Congress’s effort to
“sharply increase[] federal authority and responsibility
in the continuing effort to combat air pollution.” Train
v. Natural Res. Def. Council, Inc., 421 U.S. 60, 64
(1975).
The Act’s requirements for state plans recognize
that “[a]ir pollution is transient, heedless of state
boundaries,” and may be “transported by air currents”
3
from upwind to downwind States. EPA v. EME Homer
City Generation, L. P., 572 U.S. 489, 496 (2014). When
air pollution travels beyond the originating State’s borders, that State is “relieved of the associated costs,”
which are “borne instead by the downwind States,
whose ability to achieve and maintain satisfactory air
quality is hampered by the steady stream of infiltrating
pollution.” Ibid. To account for that “complex challenge,” ibid., state plans must include “adequate provisions * * * prohibiting * * * any source or other type
of emissions activity within the State from emitting any
air pollutant in amounts which will * * * contribute significantly to nonattainment in, or interfere with maintenance by, any other State with respect to any [air quality standard],” 42 U.S.C. 7410(a)(2)(D)(i)(I). This statutory requirement, known as the Good Neighbor Provision, is Congress’s chosen method of balancing the interests of upwind and downwind States. EME Homer,
572 U.S. at 498-499.
EPA has engaged in numerous rulemakings pursuant to the Good Neighbor Provision. In 1998, EPA limited the emissions of nitrogen oxides—a precursor to
ozone—for both power plants and other sources in 23
upwind States upon finding those States’ existing plans
inadequate. See 63 Fed. Reg. 57,356, 57,358 (Oct. 27,
1998). The D.C. Circuit largely upheld that regulation.
See generally Michigan v. U.S. EPA, 213 F.3d 663
(2000) (per curiam), cert. denied, 532 U.S. 903, and 532
U.S. 904 (2001). More recently, this Court upheld a rule
that curtailed emissions of 27 upwind States to assist
downwind attainment of three different air quality
standards. See EME Homer, 572 U.S. at 524.
2. In 2015, EPA revised the applicable air quality
standard for ozone, triggering the States’ obligations to
4
submit implementation plans to comply with that standard. Upon reviewing those submissions, EPA disapproved 21 state plans for failing to satisfy the Good
Neighbor Provision. 88 Fed. Reg. 9336, 9337-9338 (Feb.
13, 2023). Each of those States had proposed to take no
action to assist downwind neighbors. Ibid. On March
15, 2023, EPA then promulgated federal implementation plans covering those 21 States, as well as two other
States that had failed to submit plans altogether. 88
Fed. Reg. 36,654 (June 5, 2023). EPA’s rule applied the
same regulatory framework as the rule that the Court
had upheld in EME Homer. See 572 U.S. at 524. The
Rule also contained a severability provision stating
that, “[s]hould any jurisdiction-specific aspect of the final rule be found invalid,” the Rule can “continue to be
implemented as to any remaining jurisdictions.” 88
Fed. Reg. at 36,693.
In separate litigation, various States and industry
groups challenged EPA’s state-plan disapproval action
with respect to 12 state plans by filing petitions for review in various federal courts of appeals. In the months
after EPA had promulgated the Rule implementing the
federal plans, those courts stayed the challenged stateplan disapprovals pending further review. See 603 U.S.
at 288-289. Because EPA’s authority to promulgate a
federal plan in those States depended on the agency’s
antecedent determinations that the covered States had
not submitted adequate state plans, EPA recognized
that those stays precluded application (for the time being) of the Rule to the 12 States for which stays of their
state-plan disapproval had been entered. EPA issued
interim final rules to partially stay the Rule and ensure
adherence to preexisting requirements in those States
while the stays remain in effect. See 88 Fed. Reg.
5
49,295 (July 31, 2023); 88 Fed. Reg. 67,102 (Sept. 29,
2023).
3. Petitioners, along with members of industries
subject to the Rule, petitioned for review of the Rule in
the D.C. Circuit. Shortly thereafter, they moved for a
stay of the Rule pending the disposition of their petitions for review. The D.C. Circuit denied their applications. See 23-1157 C.A. Orders (Sept. 25, 2023 and Oct.
11, 2023).
This Court then stayed the enforcement of the Rule
against the applicants. See 603 U.S. at 300. The Court
found that the Rule was likely arbitrary or capricious,
see 42 U.S.C. 7607(d)(9)(A), because EPA had likely
failed to explain whether “the way [it] chose to determine which emissions ‘contribute[d] significantly’ to
downwind States’ difficulty meeting national ozone
standards” would remain appropriate if not all 23 upwind States were subject to the Rule. 603 U.S. at 293
(quoting 42 U.S.C. 7410(a)(2)(D)(i)(I)). The Court
stated “that EPA’s plan rested on an assumption that
all 23 upwind States would adopt emissions-reduction
tools up to a ‘uniform’ level of ‘costs’ to the point of diminishing returns.” Ibid. (citation omitted). In the
Court’s view, that method raised a question about
“[w]hat happens—as in fact did happen—when many of
the upwind States fall out of the planned [federal implementation plan] and it may now cover only a fraction of
the States and emissions EPA anticipated.” Ibid.
The Court concluded that “commenters posed this
concern to EPA during the notice and comment period,”
and that EPA had likely “offered no reasoned response”
to those comments. 603 U.S. at 293. The Court acknowledged that there could be “some explanation why
the number and identity of participating States does not
6
affect what measures maximize cost-effective downwind
air-quality improvements.” Ibid. But the Court found
it likely that no adequate explanation of that point “appear[s] in the final rule.” Id. at 294.
The Court recognized that EPA had included “a ‘severability’ provision [in] its final rule in which the agency
announced that the [federal implementation plan]
would ‘continue to be implemented’ without regard to
the number of States remaining.” 603 U.S. at 294 (citation omitted). But in the Court’s view, neither the severability provision, “nor anything else EPA said in support of its severability provision, addresses whether
and how measures” would function properly “when
many fewer States, responsible for a much smaller
amount of the originally targeted emissions, might be
subject to the agency’s plan.” Id. at 295.
In a footnote, this Court observed that after oral argument, EPA had issued a decision denying requests
for reconsideration based on the stays granted in the 12
States, “in which [EPA] sought to provide further explanations for the course it pursued.” 603 U.S. at 295
n.11. But the Court declined to “consult this analysis in
assessing the validity of the final rule,” instead “look[ing]
to only ‘the grounds that the agency invoked when it’
promulgated the [Rule].” Ibid. (citation omitted). The
Court further determined that “on the existing record,”
the Rule was likely “arbitrary or capricious” due to
what it viewed as EPA’s inadequate explanation. Ibid.
Accordingly, the Court concluded that “[e]nforcement
of EPA’s rule against the applicants shall be stayed
pending the disposition of the applicants’ petitions for
review” in the D.C. Circuit and “any petition for writ of
certiorari.” Id. at 300.
7
4. After this Court issued its decision granting the
stay, EPA moved in the D.C. Circuit for a partial voluntary remand to enable the agency “to fully consider and
respond to the relevant comments” about severability
referenced in this Court’s decision—a process that EPA
anticipated it would complete “by November 30, 2024.”
Pet. App. 15a. EPA explained that it did “not intend to
make any other changes to the” Rule or to “introduc[e]
new facts or data into the record” “as a result of the
partial voluntary remand.” Id. at 18a. EPA emphasized
that vacatur of the Rule during the remand was “not
needed to address any prejudice given [this] Court’s
stay.” Id. at 15a n.2.
The D.C. Circuit ordered “that the record be remanded to permit [EPA] to further respond to comments in the record related to the severability” of the
Rule. Pet. App. 2a. The court made clear that “the rule
is not vacated” during the pendency of the remand.
Ibid. And the court held the consolidated cases challenging the Rule in abeyance, while directing the parties to file motions “within 30 days after completion of
the proceedings on remand or December 30, 2024,
whichever is earlier.” Ibid.
On December 3, 2024, EPA completed its action on
remand responding to comments. See EPA, Federal
“Good Neighbor Plan” for the 2015 Ozone National
Ambient Air Quality Standards; Notice on Remand of
the Record of the Good Neighbor Plan to Respond to
Certain Comments (Notice on Remand), https://perma.
cc/UA8H-E262. In its remand notice, EPA further explained that “states’ obligations” under the Rule would
not “have been different, had the rule been promulgated
for, or if it covered, a smaller or different group of states
than the 23 states that were included in * * * the rule.”
8
Id. at 2. EPA “elaborated upon” the “reasons” that
were already “provided in the record” supporting its
conclusions. Ibid. And EPA “provide[d] a fuller response” to relevant comments by “relying solely on the
information and data available in the record at the time
the [Rule] was signed by the EPA Administrator and
promulgated on March 15, 2023.” Id. at 3-4; see ibid.
(explaining that the remand notice “consolidat[es] material and discussions from the existing administrative
record at the time the EPA issued the action”).
ARGUMENT
Petitioners seek review of the D.C. Circuit’s order
remanding the rulemaking record to EPA so that the
agency could address the likely deficient explanation
identified by this Court in Ohio v. EPA, 603 U.S. 279.
This Court should follow its usual practice of declining
to review interlocutory orders. That practice is particularly apt here because enforcement of the Rule is currently stayed, petitioners identify no harm that they
have suffered as a result of the remand order, and
EPA’s action on remand is now complete. The D.C. Circuit’s remand order is also fully consistent with the
CAA and with basic administrative-law principles. And
petitioners allege no circuit conflict or any other reason
why this Court’s review of the question presented is
warranted at this juncture. The petition should be denied.
1. The current interlocutory posture of this case
provides a sufficient reason for this Court to deny review. “This Court is rightly wary of taking cases in”
such a posture. Harrel v. Raoul, 144 S. Ct. 2491, 2492
(2024) (statement of Thomas, J.); see, e.g., National
Football League v. Ninth Inning, Inc., 141 S. Ct. 56, 57
(2020) (statement of Kavanaugh, J., respecting the denial of certiorari) (noting that “the interlocutory posture
9
is a factor counseling against this Court’s review”).
That approach makes sense, because “many orders
made in the progress of a suit become quite unimportant by reason of the final result, or of intervening
matters.” American Constr. Co. v. Jacksonville, Tampa
& Key West Ry. Co., 148 U.S. 372, 384 (1893).
Here, for instance, there will be no need to address
the legality of the D.C. Circuit’s remand order if that
court ultimately finds that EPA’s responses to comments on remand were inadequate, since in that event
the remand will have no practical impact on the disposition of the petitions for review. And if the remand issue
turns out to have continuing practical significance later
in the case, petitioners may raise that issue “again after
entry of final judgment,” at which point the question
“will be better suited for certiorari review.” Abbott v.
Veasey, 580 U.S. 1104, 1105 (2017) (statement of Roberts, C.J., respecting the denial of certiorari).
There is no sound basis for departing from the Court’s
usual practice here. This Court has already stayed enforcement of the Rule against petitioners. That stay has
remained in effect throughout the remand to the
agency, and it will remain in effect through any D.C.
Circuit decision and subsequent petition for certiorari.
See 603 U.S. at 300. Petitioners have not explained how
they have suffered any harm as a result of the D.C. Circuit’s remand order. And EPA’s action on remand is
now complete, meaning that the D.C. Circuit litigation
over the Rule can resume shortly.
For similar reasons, this case is a particularly poor
vehicle for considering “[w]hether courts may grant remands back to the Agency to fix a defective rule while
leaving it in place.” Pet. 17. Here, the Rule has not been
conclusively found to be defective. Instead, this Court,
10
in the context of a “[s]tay application,” found only that
EPA had “likely” provided an inadequate explanation
for the agency’s severability analysis. 603 U.S. at 290291, 293. Indeed, although petitioners claim (Pet. 4)
that the remand order eliminates “reversal of the
agency’s action” as the “remedy under the Act,” this
case currently raises no remedial question at all because it has not yet been finally adjudicated on the merits. And because of the stay, the Rule imposes no present obligations on petitioners and thus is not currently
“in place,” Pet. 17.
In any event, the remand to EPA has not caused substantial delay. The D.C. Circuit issued its remand order
on September 12, 2024, and EPA completed its responses to comments on remand on December 3, 2024.
EPA now plans to promptly seek supplemental briefing.
And merits briefing on all other issues in the consolidated cases is already complete. Petitioners offer no
reason why the brief pause occasioned by the remand
order has prejudiced them, particularly since this
Court’s stay order means that any delay in the D.C. Circuit proceedings is more likely to benefit petitioners
than to harm them. And it is far more efficient for the
courts and litigants to be able to consider EPA’s further
responses to comments contemporaneously with all the
other issues in the case. See Ethyl Corp. v. Browner,
989 F.2d 522, 524 (D.C. Cir. 1993) (explaining that the
D.C. Circuit “commonly grant[s]” remand motions,
“preferring to allow agencies to cure their own mistakes
rather than wasting the courts’ and the parties’ resources reviewing a record that both sides acknowledge
to be incorrect or incomplete”).
11
2. The D.C. Circuit’s remand order is fully consistent with the CAA, 42 U.S.C. 7607(d). Petitioners’
contrary arguments lack merit.
a. “It is a well-established maxim of administrative
law that ‘[i]f the record before the agency does not support the agency action, [or] if the agency has not considered all relevant factors, . . . the proper course, except
in rare circumstances, is to remand to the agency for
additional investigation or explanation.’ ” Calcutt v.
FDIC, 598 U.S. 623, 628-629 (2023) (per curiam) (quoting Florida Power & Light Co. v. Lorion, 470 U.S. 729,
744 (1985)); see, e.g., Citizens to Preserve Overton Park,
Inc. v. Volpe, 401 U.S. 402, 420 (1971) (approving a remand so that the agency could provide an explanation
for an inadequately articulated decision). As the D.C.
Circuit has long held, “[i]f a reviewing court finds the
record inadequate to support a finding of reasoned analysis by an agency,” the agency may “submit[] an amplified articulation” to support its action. Local 814 v.
NLRB, 546 F.2d 989, 992 (1976) (per curiam), cert. denied, 434 U.S. 818 (1977); see Alpharma, Inc. v. Leavitt,
460 F.3d 1, 6 (D.C. Cir. 2006) (Garland, J.).
This Court’s decision in DHS v. Regents of the University of California, 591 U.S. 1 (2020), confirms the
propriety of that longstanding practice. There, the
Court explained that, if an agency’s grounds for decision “are inadequate, a court may remand for the
agency” to “offer ‘a fuller explanation of the agency’s
reasoning at the time of the agency action.’ ” Id. at 20
(citation omitted). On remand, the agency therefore
may “elaborat[e] on its prior reasoning.” Id. at 21; see
id. at 67 (Kavanaugh, J., concurring in the judgment in
part and dissenting in part) (“[T]he ordinary judicial
remedy for an agency’s insufficient explanation is to
12
remand for further explanation by the relevant agency
personnel.”).
The D.C. Circuit’s remand order here fully complies
with these principles. The order states that the record
should “be remanded to permit the [EPA] to further
respond to comments in the record related to the severability” of the Rule. Pet. App. 2a. Thus, the remand
order allows EPA only to provide “a fuller explanation”
of its earlier determination that the Rule is geographically severable—and workable for each covered
State—so that judicial orders precluding the Rule’s application to certain States that it originally covered
should not prevent its continued application to the remaining States. Regents, 591 U.S. at 20 (citation omitted); see 88 Fed. Reg. at 36,693. The remand order does
not suggest that EPA may “provide new” reasons to
justify its severability decision. Regents, 591 U.S. at 21.
Nor has EPA done so. Rather, in further responding to
the relevant comments, EPA has provided “a fuller explanation of its reasoning at the time of its action” and
has “rel[ied] solely on the information and data available in the record at the time” the Rule was promulgated,
without “supplement[ing] the record of the [Rule] with
new findings, information, [or] data.” Notice on Remand
1, 4.
Contrary to petitioners’ submission (Pet. 20), the
D.C. Circuit’s remand order does not risk “a Chenery
violation.” To the contrary, this Court in Regents specifically explained that remanding for a fuller explanation of a prior agency action is consistent with the principles set forth in SEC v. Chenery Corp., 318 U.S. 80
(1943). See Regents, 591 U.S. at 20-21. Thus, the
Chenery “rule is not a time barrier which freezes an
13
agency’s exercise of its judgment after an initial decision has been made and bars it from further articulation
of its reasoning.” Alpharma, 460 F.3d at 6 (citation
omitted).
Indeed, petitioners’ own cited sources
(Pet. 17-18) agree that remanding for the agency to provide further explanation “is consistent with Chenery because it does not require the court to make the same
administrative determinations that the agency would
have to make.” Ronald M. Levin, “Vacation” at Sea:
Judicial Remedies and Equitable Discretion in Administrative Law, 53 Duke L.J. 291, 371-372 (2003)
(emphasis omitted).
Petitioners are also wrong (Pet. 19-21) in suggesting
that the D.C. Circuit’s remand order violates Section
7607(d)(6)(C), which states that “[t]he promulgated rule
may not be based (in part or whole) on any information
or data which has not been placed in the docket as of the
date of such promulgation,” 42 U.S.C. 7607(d)(6)(C).
The remand order here satisfies the text of Section
7607(d)(6)(C) because the order does not contemplate
the addition of any new “information or data” to the
rulemaking record, ibid. Instead, the order simply contemplates a fuller response to the relevant comments,
based on the existing information and data that were in
the record when the rule was promulgated, see Pet.
App. 2a. And as noted, the action that EPA recently
took on remand does just that. See p. 12, supra.
Likewise, the remand order satisfies the text of Section 7607(d)(7)(A) because, following the remand, the
“record for judicial review” will still “consist exclusively” of the appropriate record materials. 42 U.S.C.
7607(d)(7)(A). Contra Pet. 19. Specifically, the remand
order authorizes EPA only to provide a fuller “response
to each of the significant comments.” 42 U.S.C.
14
7607(d)(6)(B). And again, that is what EPA has done.
See Notice on Remand 3 (explaining that the remand
notice “provides a fuller response” to prior “comments”
about the Rule’s “application and severability on a
state-by-state basis”); id. at 4 (explaining that the remand notice “provide[s] an ‘amplified articulation’ of
the methodology underlying the design of the Good
Neighbor Plan”).1
b. The D.C. Circuit also acted appropriately in remanding to the agency without vacating the Rule. See
Pet. App. 2a. Section 7607(d)(9) states that, when a reviewing court determines that an EPA action subject to
that provision is unlawful, the court “may reverse” that
action. 42 U.S.C. 7607(d)(9). But the Rule has not been
found unlawful. Rather, this Court, in ruling on the stay
applications, held only that the Rule likely lacked an adequate explanation as to one particular issue. See 603
U.S. at 300. The petitions for review of the Rule remain
pending before the court of appeals, and that court’s remand order did not reflect a determination that any aspect of the Rule is actually invalid. There was consequently no reason for the court of appeals to award petitioners any relief beyond the stay that this Court has
already granted.
Petitioners’ reliance (Pet. 20-21) on Section 7607(d)’s legislative
history is misplaced. That history suggests that Congress sought to
change the preexisting CAA regime, which did “not require the establishment of a clearly defined” rulemaking record at all. H.R.
Rep. No. 294, 95th Cong., 1st Sess. 318 (1977). But it says nothing
about whether Congress intended to bar courts from remanding to
EPA so that the agency could further explain its existing reasoning
after a court had found the prior explanation likely insufficient. Nor
does that history suggest that the CAA “is more protective than
Chenery,” Pet. 20; if anything, it simply suggests an intent to codify
Chenery’s basic rule against post hoc justifications.
1
15
In any event, even in cases where EPA actions are
definitively found to be deficient, Section 7607(d)’s
“may reverse” language, 42 U.S.C. 7607(d)(9), indicates
that courts have discretion to fashion an appropriate
remedy in response to a successful challenge to agency
action under the CAA. See, e.g., Martin v. Franklin
Capital Corp., 546 U.S. 132, 136 (2005) (“[T]he word ‘may’
clearly connotes discretion.”) (citation omitted). The
D.C. Circuit has repeatedly recognized that Section
7607(d)(9) permits a reviewing court in appropriate circumstances to remand an unlawful rule to EPA without
vacating the rule, including in cases involving the Good
Neighbor Provision. See, e.g., Wisconsin v. EPA, 938
F.3d 303, 336 (2019) (per curiam); EME Homer City
Generation, L.P. v. EPA, 795 F.3d 118, 138 (2015) (Kavanaugh, J.); North Carolina v. EPA, 550 F.3d 1176,
1178 (2008) (per curiam). Judge Randolph, who has criticized the remand-without-vacatur remedy in cases governed by the Administrative Procedure Act (APA) judicial-review provision, 5 U.S.C. 706(2), agrees that Section 7607(d)(9) grants courts “remedial discretion” in
CAA cases. Natural Res. Def. Council v. EPA, 489 F.3d
1250, 1263 (D.C. Cir. 2007) (Randolph, J., concurring).
Petitioners ignore Section 7607(d)(9)’s discretionary
language when suggesting that reversal is “the remedy
available under the Act.” Pet. 21 (emphasis added).
The discretion conferred by Section 7607(d)(9) (and
by the APA’s judicial-review provision, 5 U.S.C. 706(2))
is not unlimited. 2 The D.C. Circuit has explained that
This case is governed by Section 7607 alone. See 42 U.S.C.
7607(d)(1) (stating that the APA “shall not * * * apply to” specified
actions under the CAA). But in appropriate circumstances, remand
without vacatur is also permissible under the APA, 5 U.S.C. 706(2).
2
16
“[t]he decision whether to vacate depends” on both (1)
“ ‘the seriousness of the order’s deficiencies (and thus
the extent of doubt whether the agency chose correctly),’ ” and (2) “ ‘the disruptive consequences of an interim change that may itself be changed [by the agency
on remand].’ ” Allied-Signal, Inc. v. U.S. Nuclear Regulatory Comm’n, 988 F.2d 146, 150-151 (1993) (citation
omitted). Applying that commonsense approach, the
D.C. Circuit and other courts of appeals have frequently
ordered remand without vacatur under both the CAA
and the APA.3
See, e.g., Black Warrior Riverkeeper, Inc. v. U.S. Army Corps of
Eng’rs, 781 F.3d 1271, 1290 (11th Cir. 2015) (citing cases).
3
See, e.g., Sierra Club v. United States EPA, 60 F.4th 1008, 1023
(6th Cir. 2023) (finding that “vacatur [was] not justified” where
“EPA intend[ed] to complete its reevaluation * * * within twelve
months of remand”); Diné Citizens Against Ruining Our Env’t v.
Haaland, 59 F.4th 1016, 1049 (10th Cir. 2023) (adopting “the test set
out by the D.C. Circuit in Allied-Signal for determining whether
vacatur is necessary”); National Parks Conservation Ass’n v.
United States EPA, 803 F.3d 151, 157 (3d Cir. 2015) (noting that the
court had granted EPA’s “motion for voluntary remand without vacatur in order to consider and respond in greater detail to the Conservation Groups’ concerns”); Black Warrior Riverkeeper, 781 F.3d
at 1290 (explaining that “the remedy of remand without vacatur is
surely appropriate” where “it is not at all clear that the agency’s
error incurably tainted the agency’s decisionmaking process”); Mississippi v. EPA, 744 F.3d 1334, 1362 (D.C. Cir. 2013) (per curiam)
(remanding final rule to EPA because the rule’s flaw was a “curable
defect,” and explaining that “vacating a standard because it may be
insufficiently protective would sacrifice such protection as it now
provides”) (citation omitted), cert. denied, 574 U.S. 814 (2014); National Ass’n of Clean Water Agencies v. EPA, 734 F.3d 1115, 1161
(D.C. Cir. 2013) (remanding without vacatur EPA environmental
standards for further explanation); California Cmtys. Against Toxics v. United States EPA, 688 F.3d 989, 994 (9th Cir. 2012) (per curiam) (declaring EPA’s action invalid after EPA conceded flaws in
17
Petitioners also assert (Pet. 21) that the D.C. Circuit’s remand-without-vacatur order here is inconsistent with this Court’s decision in Ohio. But as already explained, the Court in Ohio did not definitively
resolve the merits, but simply granted a stay pending
further review in the D.C. Circuit and this Court, based
in part on the Court’s determination that the applicants
were likely to prevail on a particular challenge. See 603
U.S. at 300. Because of that preliminary posture, the
Court did not decide any remedial question—let alone
whether vacatur is required under the CAA. Although
the Court noted in passing that the stay applicants would
be “entitle[d]” to “ ‘revers[al]’ ” of the Rule’s “mandates
on them” if they ultimately showed that the Rule “was
arbitrary or capricious on the existing record,” id. at
295 n.11 (citation omitted; second set of brackets in
original), the Court did not purport to hold that reversal
or vacatur is required under the CAA. Indeed, the
Court did not quote the word “may” in Section
7607(d)(9) at all. 42 U.S.C. 7607(d)(9) (“the court may
reverse any such action found to be [unlawful]”) (emphasis added).
its reasoning, but remanding without vacatur because vacatur would
be “economically disastrous” for the affected industry party); Natural Res. Def. Council v. EPA, 571 F.3d 1245, 1276 (D.C. Cir. 2009)
(per curiam) (considering whether EPA could “cure” the legal flaws
in a rule when deciding to vacate some, but not all, of the rule’s provisions); Sierra Club v. United States EPA, 167 F.3d 658, 664 (D.C.
Cir. 1999) (declining to vacate rule because “EPA may be able to
explain” the agency’s reasoning on remand); Idaho Farm Bureau
Fed’n v. Babbitt, 58 F.3d 1392, 1405-1406 (9th Cir. 1995) (finding a
“significant procedural error” that would normally render the action “invalid,” but remanding without vacatur in order to preserve a
species listed as endangered).
18
3. The petition does not otherwise warrant this
Court’s review. As the decisions cited above make clear,
there is broad agreement among the circuits that remanding to an agency for further explanation without
vacatur can be a valid approach in appropriate circumstances. See pp. 16-17 n.3, supra. Petitioners do not
cite a single decision holding that remand without vacatur is categorically impermissible in cases where agency
action is held to be unlawful—much less where (as here)
an agency action was merely preliminarily stayed on the
basis of a likely inadequate explanation. To the contrary, petitioners concede (Pet. 24) that such remands
“are commonly granted as a remedy to rulemaking violations under the Act.”
Accordingly, this Court previously denied a petition
raising a similar question after the D.C. Circuit remanded to EPA in the aftermath of this Court’s decision
in Michigan v. EPA, 576 U.S. 743 (2015). See Michigan
v. EPA, 579 U.S. 903 (2016) (denying petition for certiorari). The same course is warranted here.
Finally, the stay previously entered by this Court
makes this case an unsuitable vehicle for deciding any
question concerning the general propriety of remand
without vacatur. The usual consequence of remand
without vacatur is that a challenged agency rule remains in effect even though the rule (or some aspect of
it) has been found deficient. In this case, however, the
Court’s stay order independently renders the Rule inoperative as to petitioners during the pendency of
judicial-review proceedings, including the disposition of
any certiorari petition. In arguing that the court of appeals was required to vacate the Rule when the court
remanded the matter to the agency, petitioners make
19
no effort to explain why this Court’s stay order is insufficient to protect their interests.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
ELIZABETH B. PRELOGAR
Solicitor General
TODD KIM
Assistant Attorney General
CHLOE H. KOLMAN
ELISABETH CARTER
ZOE PALENIK
Attorneys
DECEMBER 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.