Petition for Writ of Certiorari — Ohio, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefOct 18, 2024
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No. 24-____
In the Supreme Court of the United States
______________________________
STATE OF OHIO, ET AL.
Petitioners,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
______________________________
ON PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
______________________________
PETITION FOR WRIT OF CERTIORARI
______________________________
DAVE YOST
Ohio Attorney General
T. ELLIOT GAISER*
Ohio Solicitor General
*Counsel of Record
MATHURA J. SRIDHARAN
Deputy Solicitor General
30 E. Broad St., 17th Floor
Columbus, Ohio 43215
614-466-8980
thomas.gaiser@ohioago.gov
Counsel for Petitioner
State of Ohio
(additional counsel listed at the end)
QUESTION PRESENTED
It is a “basic” principle of administrative law that
“[a]n agency must defend its actions based on the reasons it gave when it acted.” Dep’t of Homeland Sec. v.
Regents of the Univ. of Cal., 591 U.S. 1, 24 (2020). This
well-established rule, first articulated in SEC v.
Chenery Corp., 318 U.S. 80, 87 (1943), prevents courts
from considering an agency’s belated justifications for
its decisions.
The Clean Air Act doubly protects against the risk
of post-hoc justifications proscribed under Chenery by
closing the administrative record to information and
explanations added after rule promulgation. It limits
the administrative record “exclusively” to specified
materials compiled from rule proposal to finalization
that support the EPA’s bases for its action. 42 U.S.C.
§7607(d)(7)(A). And it forbids courts from considering
anything that “has not been placed in the docket as of
the date of [the rule’s] promulgation.” 42 U.S.C.
§7607(d)(6)(C). The Act thus forces the EPA to defend
its actions on the materials included in the administrative record at promulgation.
However, before conducting merits review on the
administrative record at promulgation, the D.C. Circuit remanded the record back to the EPA, allowing
the Agency to supplement the record with new materials in an effort to cure a rulemaking defect identified
by this Court on emergency review. See Ohio v. EPA,
144 S. Ct. 2040 (2024).
The Question Presented is: whether the Clean Air
Act permits remand to the EPA to supplement the administrative record with new information and justifications after a rule is promulgated.
ii
LIST OF PARTIES
The petitioners are the States of Ohio, Indiana,
Kentucky, and West Virginia.
The respondents are the U.S. Environmental Protection Agency and Michael S. Regan, Administrator
of the U.S. Environmental Protection Agency.
Intervenors below are City Utilities of Springfield,
Missouri; City of New York; Commonwealth of Massachusetts; Commonwealth of Pennsylvania; District
of Columbia; Harris County, Texas; State of Connecticut; State of Delaware; State of Illinois; State of Maryland; State of New Jersey; State of New York; State
of Wisconsin; Air Alliance Houston; Appalachian
Mountain Club; Center for Biological Diversity; Chesapeake Bay Foundation; Citizens for Pennsylvania’s
Future; Clean Air Council; Clean Wisconsin; Downwinders at Risk; Environmental Defense Fund; Louisiana Environmental Action Network; Sierra Club;
Southern Utah Wilderness Alliance; Utah Physicians
for a Healthy Environment; and Midwest Ozone
Group.
iii
LIST OF DIRECTLY RELATED PROCEEDINGS
This case began as petitions for review in the D.C. Circuit. That case is Utah, et al. v. EPA, et al., Nos. 231157, 23-1181, 23-1183, 23-1190, 23-1191, 23-1193,
23-1195, 23-1199, 23-1200, 23-1201, 23-1202, 23-1203,
23-1205, 23-1206, 23-1207, 23-1208, 23-1209, 23-1211,
23-1306, 23-1307, 23-1314, 23-1315, 23-1316, 23-1317.
iv
TABLE OF CONTENTS
Page
QUESTION PRESENTED .......................................... i
LIST OF PARTIES .....................................................ii
LIST OF DIRECTLY RELATED
PROCEEDINGS .................................................. iii
TABLE OF CONTENTS ............................................ iv
TABLE OF AUTHORITIES ...................................... vi
INTRODUCTION ....................................................... 1
OPINIONS BELOW ................................................... 5
JURISDICTIONAL STATEMENT ............................ 5
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ................................... 5
STATEMENT .............................................................. 6
REASONS FOR GRANTING THE WRIT ............... 17
I.
The D.C. Circuit violated both Congress’s
and this Court’s directives by allowing the
EPA to add new information and
justifications to the record after rule
promulgation. .............................................. 17
A.
Congress in the Clean Air Act doubly
protected against potential Chenery
violations by directing courts to review
agency
action
on
a
closed
administrative record that may not be
changed after rule promulgation. .......... 19
B.
Mid-litigation remand to supplement
the record erases reversal as a remedy
available under the statute. .................. 21
v
II.
This case presents the best opportunity to
answer the important but often
overlooked Question Presented. ................. 22
A.
This case raises an issue of great
importance. ............................................. 23
B.
Because questions about remand
under the Act are often overlooked, the
posture in which this case arises
presents a rare opportunity to address
a critically important question. ............. 24
III. Other reasons counsel this Court to
review the Question Presented now. .......... 25
A.
This Court should review this issue
now rather wait until the D.C. Circuit
renders a decision on the merits. .......... 25
B.
A circuit split on the Question
Presented is unlikely to manifest
because challenges under the Clean
Air Act often go to the D.C. Circuit. ...... 27
CONCLUSION.......................................................... 29
vi
TABLE OF AUTHORITIES
Cases
Page(s)
Alexander v. Sandoval,
532 U.S. 275 (2001) ............................................. 28
Am. Textile Mfrs. Inst. v. Donovan,
452 U.S. 490 (1981) ............................................... 8
Andrus v. Texas,
142 S. Ct. 1866 (2022) ......................................... 21
Bartenwerfer v. Buckley,
598 U.S. 69 (2023) ............................................... 19
Bond v. United States,
572 U.S. 844 (2014) ............................................... 1
Bowen v. Georgetown Univ. Hospital
(Nov. 28, 1988) ..................................................... 18
Camp v. Pitts,
411 U.S. 138 (1973) ............................................... 8
Cent. Bank of Denver, N.A. v. First
Interstate Bank of Denver, N.A.,
511 U.S. 164 (1994) ............................................. 28
Citizens to Preserve Overton Park, Inc.
v. Volpe,
401 U.S. 402 (1971) ............................................... 8
Corner Post, Inc. v. Bd. of Governors of
the Fed. Rsrv. Sys.,
144 S. Ct. 2440 (2024) ........................................... 8
vii
Dep’t of Homeland Sec. v. Regents of the
Univ. of Cal.,
591 U.S. 1 (2020) ....................2, 8, 9, 10, 20, 21, 27
EME Homer City Generation, LP v.
EPA,
795 F.3d 118 (D.C. Cir. 2015) ....................... 24, 27
Encino Motorcars, LLC v. Navarro,
584 U.S. 79 (2018) ................................................. 1
EPA v. Calumet Shreveport Refining,
LLC,
No. 23-1229 .......................................................... 23
EPA v. EME Homer City Generation,
L.P.,
572 U.S. 489 (2014) ............................................. 23
Franchise Tax Bd. v. Hyatt,
587 U.S. 230 (2019) ............................................... 1
Garland v. Ming Dai,
593 U.S. 357 (2021) ........................................... 7, 8
Horne v. Dep’t of Agric.,
576 U.S. 351 (2015) ............................................... 1
Massachusetts v. EPA,
549 U.S. 497 (2007) ............................................. 28
Michigan v. EPA,
576 U.S. 743 (2015) ......................................... 8, 23
National Rural Electric Cooperative
Association
v. EPA, 24A203 .................................................... 23
viii
North Carolina v. EPA,
550 F.3d 1176 (D.C. Cir. 2008)............................ 24
Ohio v. EPA,
144 S. Ct. 2040 (2024)
........................................ 1, 2, 4, 5, 6, 11, 12, 13, 14,
15, 16, 18, 19, 21, 23, 25, 26
Oklahoma v. EPA,
No. 23-1067 .......................................................... 23
Oklahoma, et al., v. EPA,
No. 24A213........................................................... 23
Rehaif v. United States,
588 U.S. 225 (2019) ............................................. 28
Rock Island, A. & L. R. Co. v. United
States,
254 U.S. 141 (1920) ............................................... 2
SEC v. Chenery Corp.,
318 U.S. 80 (1943) ........ 2, 3, 7, 9, 10, 18, 19, 20, 27
SEC v. Chenery Corp.,
332 U.S. 194 (1947) ............................................. 20
Sibbald v. United States,
37 U.S. 488 (1838) ............................................... 21
Sierra Club v. Johnson,
541 F.3d 1257 (11th Cir. 2008) ........................... 23
St. Regis Paper Co. v. United States,
368 U.S. 208 (1961) ............................................... 2
ix
T-Mobile S., LLC v. City of Roswell,
574 U.S. 293 (2015) ............................................... 8
Train v. Natural Resources Defense
Council, Inc.,
421 U.S. 60 (1975) ................................................. 6
Utah v. EPA,
2024 U.S. App. LEXIS 23314 (D.C.
Cir. Sept. 12, 2024) ................................................ 5
Utah v. EPA,
No. 23-1157 .......................................................... 16
Util. Air Regulatory Group v. EPA,
573 U.S. 302 (2014) ............................................. 23
West Virginia, et al. v. EPA,
No. 24-1120 (D.C. Cir.) ........................................ 24
West Virginia, et al., v. EPA,
No. 24A95............................................................. 23
West Virginia v. EPA,
597 U.S. 697 (2022) ............................................. 23
Whitman v. Am. Trucking Ass’ns,
531 U.S. 457 (2001) ............................................. 23
Statutes and Rules
80 Fed. Reg. 65,292 (Oct. 26, 2015) .......................... 11
87 Fed. Reg. 20,036 (Apr. 6, 2022) ........................... 12
88 Fed. Reg. 9,336 (Feb. 13, 2023) ........................... 13
88 Fed. Reg. 36,654 (June 5, 2023) ...................... 5, 13
x
89 Fed. Reg. 23,526 (2024) ....................................... 15
28 U.S.C. §1254 ........................................................... 5
28 U.S.C. §2101 ........................................................... 5
42 U.S.C. §7401 ......................................................... 23
42 U.S.C. §7409 ........................................................... 6
42 U.S.C. §7410 ............................................... 6, 11, 13
42 U.S.C. §7607 ................... 1, 3, 4, 5, 7, 10, 11, 15, 18,
19, 20, 21, 28
Other Authorities
Administrative Law-Environmental
Law-Remedies—D.C. Circuit
Upholds Vacatur and Remand of
Dakota Access Pipeline Easement,
Reverses District Court Order to
Cease Pipeline Operations.—
Standing Rock Sioux Tribe v. U.S.
Army, 135 Harv. L. Rev. 1688 (2022) ................. 17
Christopher J. Walker, Against
Remedial Restraint in
Administrative Law, 117 Colum. L.
Rev. Online 106 (2017) ........................................ 17
Clean Air Act Amendments of 1977,
Pub. L 95–95, 91 Stat 685 (1977) ........................ 10
Clean Air Amendment of 1970, Pub. L.
91-604, 84 Stat. 1676 (1970) ................................. 8
xi
H.R. Rep. No. 95-294 (1977) ..................................... 10
John Harrison, Remand Without
Vacatur and the Ab Initio Invalidity
of Unlawful Regulations in
Administrative Law, 48 B.Y.U. L.
Rev. 2077 (2023) .................................................. 17
Mot. in Utah v. EPA, No. 23-1157, etc.
(D.C. Cir. Aug. 5, 2024) ....................................... 27
Ronald M. Levin, “Vacation” at Sea:
Judicial Remedies and Equitable
Discretion in Administrative Law, 53
Duke L.J. 291 (2003) ..................................... 17, 18
Webster’s New World Dictionary (2d
College Ed. 1976) ................................................. 19
William F. Pedersen, Jr., Formal
Records and Informal Rulemaking,
85 Yale L.J. 38 (1975) ...................................... 9, 10
INTRODUCTION
Some cases return to this Court on unfinished
business. See, e.g., Franchise Tax Bd. v. Hyatt, 587
U.S. 230 (2019); Encino Motorcars, LLC v. Navarro,
584 U.S. 79 (2018); Horne v. Dep’t of Agric., 576 U.S.
351 (2015); Bond v. United States, 572 U.S. 844 (2014).
This case returns on business that should have been
finished by now. The facts are no doubt familiar: the
EPA promulgated a regulation—a federal-implementation plan—governing twenty-three States’ air-quality obligations without considering an important aspect of the problem: “What happens—as in fact did
happen—when many of the upwind States fall out” of
the federal plan. Ohio v. EPA, 144 S. Ct. 2040, 2053
(2024). This Court stayed the plan a few months ago
pending review on the merits in the D.C. Circuit. Id.
at 2053–54. Should the States prevail on the merits
“on the existing record,” this Court held, they would
be “entitled” to “revers[al].” Id. at 2055 n.11, 2054
(quoting §7607(d)(9)) (alteration in original).
With the federal plan stayed, the only remaining
business for the D.C. Circuit was to look at the existing administrative record on the merits and either
confirm the Supreme Court’s prediction that the
States would prevail, reversing the plan, or deny the
prediction, sustaining the plan. But the EPA was determined to protect its defective plan from reversal.
In the first of two attempts to avoid review of the existing record and reversal, the Agency tried to create
a super administrative record—complete with posthoc justifications for why the twenty-three-state federal plan still worked for the then-remaining eleven
States—by consolidating a record created after the
rule was promulgated with the existing one. But this
Court had been presented with that option at the stay-
2
stage and determined that the option was foreclosed
because “the Clean Air Act prevents” courts “from consulting” such “explanations and information offered
after the rule’s promulgation.” Id. at 2055 n.11. So
constrained, the court below had no option but to reject the EPA’s attempt to end-run the statute and this
Court’s directive.
Undeterred, the EPA tried once more. This time,
the Agency asked the D.C. Circuit to remand the case
back to the Agency to supplement the administrative
record with new justifications for the federal plan. At
that point, recall that no court had addressed the merits of this case on the record promulgated with the final rule. Nevertheless, the D.C. Circuit acquiesced,
permitting the EPA to supplement the administrative
record without affording so much as an opportunity
for affected parties to comment on the additions to the
record.
The EPA’s choice to “cut[] corners,” with the D.C.
Circuit’s blessing, is fatal to its case. Dep’t of Homeland Sec. v. Regents of the Univ. of Cal., 591 U.S. 1, 24
(2020). Indeed, this Court has long held that the People must “‘turn square corners when they deal with
the Government,’” and the Government must reciprocate in kind by “‘turn[ing] square corners in dealing
with the people.’” Id. (first quoting Rock Island, A. &
L. R. Co. v. United States, 254 U.S. 141, 143 (1920)
(Holmes, J.), then quoting St. Regis Paper Co. v.
United States, 368 U.S. 208, 229 (1961) (Black, J., dissenting)). To that end, it is a “basic” rule of administrative law that “[a]n agency must defend its actions
based on the reasons it gave when it acted.” Id.; SEC
v. Chenery Corp., 318 U.S. 80, 84 (1943). Agencies
may not offer belated justifications for their decisions.
Chenery, 318 U.S. at 87–88.
3
The Clean Air Act doubly protects against the risk
of these post-hoc justifications proscribed under
Chenery. It limits the administrative record for judicial review “exclusively” to the materials supporting
the agency’s bases for the rule from proposal through
promulgation. 42 U.S.C. §7607(d)(7)(A). And it restricts judicial review to the materials placed in the
record “as of the date of such promulgation.”
§7607(d)(6)(C). These statutory guardrails close the
administrative record to later-added information and
explanations, thus protecting against the risk that the
agency will insert belated justifications into the record
while judicial review is underway. These textual
guardrails answer the Question Presented: the Clean
Air Act does not permit remand back to the EPA to
supplement the administrative record with remedial
justifications for its action.
If there is a silver lining to the D.C. Circuit’s remand, it is this: the EPA’s maneuver presents the
best vehicle to answer this important, but often overlooked, question. The timing of the lower court’s remand—before any court has rendered a decision on
the merits of the existing record—strips the Question
Presented of any of its common camouflage. Usually,
courts remand to the EPA to supplement the administrative record after they decide that the EPA acted
unlawfully in promulgating a rule under the Act. In
other words, such remands function as a remedy. On
appeal, questions related to remedy are often overlooked because they are buried under the more-prominent questions about the lawfulness of the agency’s
decision. So, few petitions shine as clear a spotlight
as this case does on the Question Presented. This
Court should take this rare opportunity to address
this often overlooked but critically important issue.
4
And the Court’s answer will affect more than this sort
of pre-merits-review remand. It will also decide
whether courts may grant such remands at all, as they
often do, as a remedy for a rulemaking defect under
the Clean Air Act.
There are additional benefits to review now rather
than after the D.C. Circuit completes merits review on
a supplemented record. If the States are right on this
issue and the Court invalidates the remand on appeal
from a decision on the mixed record, the parties will
have wasted time supplementing and litigating over a
record later held partially invalid. The D.C. Circuit
would have to redo its analysis over a record available
now. Thus, unravelling the error later will waste
more time and resources than answering this question
now. And a petition after a decision on the merits will
also include questions involving the technical and
fact-intensive issues plaguing the challenges on the
merits. Review now avoids those technical issues and
allows the Court to focus on the pure legal question
presented in this petition.
Finally, the remand here could be seen by some to
defy this Court’s clear directive—to consider the merits of the agency’s action on the existing record—at the
emergency-review stage in this very case. But even if
the remand was in keeping with this Court’s decision
and did not violate the record-building provisions of
the Act, such a remand has one additional defect. It
erases the stated remedy under the Act (and the one
already identified by this Court for this case) for defective rulemaking: reversal of the agency’s action.
§7607(d)(9); see Ohio, 144 S. Ct. at 2054, 2055 n.11.
Put it this way: the court gave the EPA a chance to
rewrite its D- paper before grading had even begun.
The law allows no such second tries.
5
OPINIONS BELOW
This case originated in the D.C. Circuit. Ohio and
five other States, along with several industry groups,
petitioned this Court for review of a final rule promulgated by the Environmental Protection Agency entitled Federal “Good Neighbor Plan” for the 2015 Ozone
National Ambient Air Quality Standards. 88 Fed.
Red. 36,654 (June 5, 2024). After the D.C. Circuit denied the request of several petitioners to stay the federal plan, several petitioners sought and obtained a
stay from this Court. Ohio v. EPA, 144 S. Ct. 2040,
2058 (2024).
After this Court issued its stay and merits briefing
had been completed in the D.C. Circuit, the EPA
sought a partial remand of the case back to the
Agency. The D.C. Circuit granted the EPA’s request
and remanded the administrative record to the
Agency for supplementation. The decision of the court
of appeals is unpublished, but is available at Utah v.
EPA, 2024 U.S. App. LEXIS 23314 (D.C. Cir. Sept. 12,
2024); Pet. App. 2a.
JURISDICTIONAL STATEMENT
The D.C. Circuit granted the EPA’s request to remand the record back to the Agency. Pet. App. 2a.
This Petition timely invokes this Court’s jurisdiction
under 28 U.S.C. §1254 and 28 U.S.C. §2101.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The following provisions are relevant to this case
and included in the appendix filed with this petition:
42 U.S.C. §7607(d).
6
STATEMENT
1. The Clean Air Act tasks the States and the federal Environmental Protection Agency with working
together to achieve the nation’s air-quality goals.
Among the various programs established by the Act,
the national ambient air quality standards program
tasks the EPA with identifying harmful pollutants
and establishing national air-quality standards.
§§7409(a)(1), (b)(1). The baton then passes to the
States, which have three years to design state-implementation plans to provide for the “implementation,
maintenance, and enforcement” of that standard in
their jurisdictions. §7410(a)(1). Among other legal requirements imposed by the Act, in their state-implementation plans, States must account for pollution
that travels beyond their borders into downwind
States. §7410(a)(2)(D)(i). Their plans must be designed to reduce in-state emissions that “contribute
significantly to nonattainment in, or interfere with
maintenance by, any other State” of the relevant airquality standard. §7410(a)(2)(D)(i)(I).
After the States submit their plans, the baton returns to the EPA. The EPA has “‘no authority to question the wisdom of a State’s choices of emission limitations.’” Ohio, 144 S. Ct. at 2048 (quoting Train v.
Natural Resources Defense Council, Inc., 421 U.S. 60,
79 (1975)). As long as a state plan meets the applicable requirements of the Act, the EPA must approve it
within 18 months of the State’s submissions.
§7410(k)(3); see §§7410(k)(1)(B), (k)(2). And only
when a state plan “falls short” can the EPA impose a
federal-implementation plan of its devise. §7410(c)(1).
2. The Clean Air Act also dictates the process by
which challenges to the EPA’s rulemaking must
7
proceed. 42 U.S.C. §7607. These judicial-review provisions allow litigants to bring challenges arising from
the just-discussed process of setting and implementing air-quality standards in federal courts of appeals,
often in the D.C. Circuit. §7607(b). For example, a
petition for review challenging the standards set under the three major Clean Air Act programs—the National Ambient Air-Quality Standard program, Hazardous Air Pollutants program, and New Source
Emissions Standards program—must be filed in the
D.C. Circuit Court of Appeals. §7607(b). “[N]ationally
applicable regulations” and actions “based on” the Administrator’s “determination of nationwide scope or
effect” must also be filed in the D.C. Circuit Court of
Appeals. Id.
The Act also provides explicit procedures for judicial review. Some background into this Court’s seminal decision in SEC v. Chenery Corp., 318 U.S. 80, 84
(1943) (Chenery I) is helpful to understand these procedures as they stand today. The dispute giving rise
to Chenery I is a familiar one. Briefly, the Securities
and Exchange Commission urged this Court to uphold
its final order on belated justifications on which it had
not based its original decision. This Court would not
sustain the order on the Commission’s post-hoc justifications, explaining that the Commission’s action
“must be measured by what the Commission did, not
by what it might have done.” Id. at 93–94. Put another way, the lawfulness of an agency’s actions must
be assessed “in light of the explanations [they] offered”
for their actions “rather than any ex post rationales a
court can devise.” Garland v. Ming Dai, 593 U.S. 357,
369 (2021). The holding in Chenery I—that “[a]n
agency must defend its actions based on the reasons it
gave when it acted”—has since become a “basic”
8
principle of administrative law. Regents, 591 U.S. at
24; see, e.g., Ming Dai, 593 U.S. at 369; Michigan v.
EPA, 576 U.S. 743, 758 (2015); T-Mobile S., LLC v.
City of Roswell, 574 U.S. 293, 301 (2015); Am. Textile
Mfrs. Inst. v. Donovan, 452 U.S. 490, 539 (1981);
Camp v. Pitts, 411 U.S. 138, 142 (1973); Citizens to
Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402, 419
(1971); Corner Post, Inc. v. Bd. of Governors of the Fed.
Rsrv. Sys., 144 S. Ct. 2440, 2479 (2024) (Jackson, J.,
dissenting) (explaining that the Court’s administrative-law jurisprudence disallows courts from considering what happened after rulemaking completed).
The first iteration of the Act’s judicial-review procedures largely ignored the problems warned of in
Chenery I. Clean Air Amendment of 1970, Pub. L. 91–
604, §12(a), 84 Stat. 1676, 1707–08 (1970) (§307). As
enacted in 1970, the judicial-review provision allowed
“any party,” including the EPA, to seek leave to amend
the administrative record with new evidence while judicial review is underway. Id. at §307(c). That provision also allowed the Administrator of the EPA to then
“modify” his findings, “make new findings” and to “file
such modified or new findings, and his recommendation, if any, for the modification or setting aside of his
original determination” based on the new evidence
added to the record. Id. In other words, the first iteration of the judicial-review provisions did not require
that judicial review be conducted over a closed administrative record. The record could be supplemented at
any time during the judicial-review process.
Operating in this manner proved unworkable.
Five years after the provision was enacted, a veteran
attorney for the EPA criticized the “chaos” that the
provision’s open approach to record-building created.
He, in turn, proposed a process for building
9
administrative records that would be closed by the
time the records are certified to reviewing courts. William F. Pedersen, Jr., Formal Records and Informal
Rulemaking, 85 Yale L.J. 38, 70 (1975). Among his
criticisms for the state of affairs at that time, Pedersen explained that “the open ended and disorganized
way in which rulemaking records [were] compiled,” id.
at 71, encouraged courts to violate the principle established in Chenery I—that is, that an agency may not
defend its decisions in court on post-hoc justifications
either of its own or of its counsel during litigation. See
Chenery I, 318 U.S. at 94; Regents, 591 U.S. at 23.
Pedersen observed that the Act’s open approach of
iterative record building while judicial review was underway encouraged everyone to circumvent Chenery.
The EPA could supplement administrative records after rulemaking had closed, doing violence to the “historical” principle that courts review records explaining “what the agency actually weighed and evaluated
in some manner at the time of the rulemaking.” Id. at
65. Agency counsel too could inject their litigation rationales into the ever-changing administrative record
even if their litigation rationales had not formed the
basis for the Agency’s actions. Id. at 65 n.105. The
Chenery problems did not end with the Agency. The
original Act encouraged courts to search for their own
bases to uphold favored rulemaking, even if the
Agency had not relied on them. Id. at 70–73. And
both parties—litigants and the agency alike—encouraged the court’s “tendency” to circumvent Chenery by
finding ways to cite and discuss records found nowhere in the record at the time the rule was promulgated. Id. at 72. To resolve this problem, Pedersen
proposed a closed record-building process beginning
with materials supporting the Agency’s basis for
10
proposing a rule, adding the comments, critiques, and
data offered by affected parties in the comment period,
and ending with materials supporting the final rule at
promulgation. Id. at 87. Under his proposed process,
“when judicial review began, the record would be
closed.” Id.
Pedersen’s views proved highly influential. In
1977, Congress amended the Act’s judicial-review
statute. Clean Air Act Amendments of 1977, Pub. L
95–95, 91 Stat 685, 772–77 (1977) (§305). The House
Report on the 1977 Amendments to the Clean Air Act
acknowledged that these amendments were “[b]y and
large,” “a legislative adoption of the suggestions for a
rulemaking record set forth” by Pedersen. H.R. Rep.
No. 95-294, at 319 (1977) (citing Pedersen, Formal
Records and Informal Rulemaking, 85 Yale L.J. 38).
The amendments to the judicial-review provisions
added the double protections present in the Act today
against the Chenery concerns raised by Pedersen.
One provision prevents the “promulgated rule” from
being based (in part or in whole) on any information
or data which has not been placed in the docket “as of
the date of such promulgation.” §7607(d)(6)(C); see 91
Stat 775. This forecloses courts from reviewing anything added to the record after rule promulgation. Another provision states that “[t]he record for judicial review shall consist exclusively of” several different
components relevant to the proposal, comment period,
and finalization stages of rulemaking. §7607(d)(7)(A);
see 91 Stat 775. The record must include materials
associated with the proposed rule, including the proposed rule’s statement of basis and purpose summarizing the data, methods, and the major legal interpretations and policy considerations. §7607(d)(3)(A)–(C).
Those materials must include all supporting data,
11
information, and documents “included in the docket
on the date of publication of the proposed rule.”
§7607(d)(3). The record also must include evidence
collected during the comment period, including the
comments received and transcripts of any public hearings held on the proposed rule. §7607(d)(4)(B)(i).
Last, the record must include everything associated
with the final rule, such as the statement of basis and
purpose for the final rule, an explanation of the reasons for any major changes from the proposed rule,
and responses to major comments, criticisms, and new
data submitted during the comment period.
§7607(d)(6)(A)–(B). After promulgation, the recordbuilding period closes. By the time judicial review is
underway, the administrative record on review is thus
doubly closed to new information or explanations collected or created after promulgation.
On review of the record at promulgation, courts
may “reverse” actions that they find are “arbitrary, capricious, an abuse of discretion,” unconstitutional, in
“excess” of the EPA’s statutory authority, or otherwise
unlawful. §7607(d)(9).
3. This case arises from the EPA’s most recent effort to tackle interstate air pollution. In October 2015,
the EPA reduced the national ambient air-quality
standard for ozone from 75 to 70 parts per billion. 80
Fed. Reg. 65,292, 65,301 (Oct. 26, 2015). That change
triggered the States’ obligation to update their stateimplementation plans. §7410(a)(1). The EPA told the
States that they would have “flexibility” in addressing
their good-neighbor obligations. Ohio, 144 S. Ct. at
2049 (citations omitted). Armed with that assurance,
many States submitted state-implementations plans
with only modest updates, concluding they would not
need to adopt additional emissions-control measures
12
to satisfy their good-neighbor obligations. The States
offered many reasons for their conclusions, including
that they were not contributing to downwind air-quality problems and that they could not identify additional cost-effective methods of controlling the emissions beyond those they were currently employing. Id.
Other States did not submit state-implementation
plans.
After sitting on the States’ submissions well past
its statutory obligation to act on them, the EPA suddenly announced, on a single day, its intent to disapprove nineteen States’ plans, including those of Ohio,
Indiana, West Virginia, and Kentucky. Id. (citations
omitted). Several months later it proposed to disapprove four more States’ plans. Less than two months
later, and while public comment on the proposed
state-plan disapprovals was still open, the EPA proposed a single federal-implementation plan that
would impose substitute obligations on States without
valid state-implementation plans—including Ohio,
Indiana, West Virginia, and Kentucky—either because the EPA had rejected it or the State had failed
to submit one. 87 Fed. Reg. 20,036, 20,038 (Apr. 6,
2022). This federal plan took a coordinated approach
to apportioning the responsibility of reducing emissions “collectively” among “contributing upwind
states” in an “efficient and equitable” manner. Id. at
20,076 (quotation omitted); see Ohio, 144 S. Ct. at
2049–51.
To do so, the EPA selected “measures” for each
emissions-source category that “would maximize costeffectiveness in achieving downwind ozone air quality
improvements,” by “focus[ing]” on the “knee in the
curve, or the point at which more expenditures in the
upwind States were likely to produce very little in the
13
way of additional emissions reductions and air quality
improvement downwind.” Ohio, 144 S. Ct. at 2050
(quotations and internal quotation marks omitted and
alterations accepted).
Commenters warned the EPA against taking this
coordinated approach. Many commenters believed
and noted that the EPA’s disapprovals of the state
plans were legally flawed. Id. (collecting comments).
And, because an operative state-plan disapproval is
the legal predicate for the EPA’s authority to impose
a federal-implementation plan in a particular State,
see §7410(c)(1), that meant the EPA would lack authority to impose its federal plan on States where litigation had paused the EPA’s state-plan disapproval in
that State. So, “if the [federal plan] did not wind up
applying to all 23 States as EPA envisioned, commenters argued, the agency would need ‘to conduct a new
assessment and modeling of contribution and subject
those findings to public comment.’” Ohio, 144 S. Ct. at
2050 (citing as examples Comments of Air Stewardship Coalition 13–14 (June 21, 2022) and Comments
of Portland Cement Association 7 (June 21, 2022)).
Nevertheless, the EPA pressed on. It first disapproved, en masse, twenty-one States’ plans (two, in
part) in February of 2023. 88 Fed. Reg. 9,336 (Feb. 13,
2023). Many States took to the courts over that action.
Quickly, the commenters’ warnings were “vindicate[d].” Ohio, 144 S. Ct. at 2051. Within months, in
May, two circuits stayed the state-plan disapprovals
of four of the States covered by the proposed federal
plan, precluding the EPA from enforcing the federal
plan on them. Id. (citations omitted). But the EPA
continued, finalizing the federal plan for all twentythree States despite knowing that the plan would not
cover all of them as originally contemplated. 88 Fed.
14
Reg. 36,654 (June 5, 2023). After that, the EPA
continued to receive bad news. Courts around the
country continued to stay the EPA’s state-plan
disapprovals. Because each new stay precluded the
EPA from enforcing the federal-implementation plan
on that State, the twenty-three state group over which
the federal plan was supposed to apply dwindled down
to eleven. See Ohio, 144 S. Ct. at 2051–52.
Several States and industry groups challenged the
federal plan in the D.C. Circuit arguing, among many
things, that the Rule should be reversed as arbitrary
and capricious for failing to consider whether and how
the coordinated, twenty-three state plan will apply to
any different mix of States. As part of the challenge,
they sought a stay of the federal plan. The D.C. Circuit denied the stay.
4. If this all sounds familiar to this Court, it
should. After the lower court denied a stay, several
state and industry petitioners sought a stay before
this Court. In a decision the Court acknowledged
hinged “ultimately” on the fact that the applicants are
“likely to prevail at the end of this litigation,” the
Court stayed the federal-implementation plan. Ohio,
144 S. Ct. at 2053.
The problem? The EPA adopted a plan premised
on full participation of all twenty-three upwind States
without considering the question, “[w]hat happens—
as in fact did happen—when many of the upwind
States fall out of the planned [federal plan] and it may
now cover only a fraction of the States and emissions
EPA anticipated?” Ohio, 144 S. Ct. at 2053–54. More
specifically, the EPA failed to consider whether “the
point at which emissions-control measures maximize
cost-effective downwind air-quality improvements”—
15
that is, the knee in the curve—“shift[s]” when “the mix
of states changes, … and their particular technologies
and industries drop out with them.” Ohio, 144 S. Ct.
at 2054 (quotation omitted). Based on the EPA’s failure to consider “an important aspect of the problem”
and to supply “a satisfactory explanation for its action,” the Court concluded that the applicants are
“likely to be entitled to” reversal. Ohio, 144 S. Ct. at
2054 (internal quotation marks omitted).
While proceedings on the stay applications before
this Court were ongoing, the EPA issued a document
in response to several petitions for reconsideration in
which it purported to provide further explanations
justifying the application of the twenty-three state
plan to the eleven then-remaining States. Ohio, 144
S. Ct. at 2055 n.11 (citing 89 Fed. Reg. 23,526 (2024)).
It notified this Court of that document. But the Court
explained that the Clean Air Act, specifically
§7607(d)(6)(C) and §7607(d)(7)(A), “prevents [the Supreme Court] (and courts that may in the future assess the [federal plan]’s merits) from consulting explanations and information offered after the rule’s promulgation.” Id. Rather, courts can only look to “the
grounds that the agency invoked when it promulgated
the” federal-implementation plan. Id. (internal quotation marks omitted). The Court reiterated that the
applicants are “entitle[d]” to “revers[al]” should they
show the Rule is arbitrary and capricious on the existing record. Id. (quoting §7607(d)(9)(A)).
5. Since then, the EPA has maneuvered to expand
the existing record. First, while merits briefing was
underway in the D.C. Circuit, the EPA tried to add to
the existing record a document it created after the federal plan was promulgated by consolidating several
appeals (and their respective administrative records)
16
from denials of petitions for reconsideration with this
challenge. Mot. in Utah v. EPA, No. 23-1157, etc.
(D.C. Cir. July 5, 2024) (ECF 2063227). The new document was the same one that the EPA offered to this
Court at the stay-stage, which purported to explain
that the twenty-three state plan works for the remaining eleven States and which this Court held was foreclosed from judicial review. See Ohio, 144 S. Ct. at
2055 n.11. The petitioners vigorously opposed the
EPA’s consolidation maneuver, arguing that it was an
improper end run around this Court’s directive that
the Act prevents courts from considering such explanations proffered after rule promulgation. Foreclosed
by that direct holding, the D.C. Circuit denied the
EPA’s request. Or. in Utah v. EPA, No. 23-1157, etc.
(D.C. Cir. July 30, 2024) (ECF 2067416).
Undeterred, the EPA tried again to get a second
bite at the apple. This time it was successful. Just
one day after merits briefing had completed in the
D.C. Circuit, the EPA notified petitioners that it
would be asking the court to partially remand the
Rule so it could “take a supplemental final action addressing the record deficiency preliminarily identified
by the Supreme Court.” Resp. in Utah v. EPA, No. 231157, etc., at 6 & n.5 (D.C. Cir. August 15, 2024) (ECF
2070323) (quoting Mot. in Utah v. EPA, No. 23-1157,
etc., at 1 (D.C. Cir. Aug. 5, 2024) (ECF 2068299)); Pet.
App. 26a (quoting Pet. App. 12a). Again, the petitioners opposed, arguing that the EPA must make its case
on the existing record and without supplemental explanations produced during litigation. Moreover, the
petitioners explained, should the court remand the
case back to the Agency, it must also vacate the Rule
because the remedy to which the States are “entitled”
under the Act is “reversal.” Ohio, 144 S. Ct. at 2054,
17
2055 n.11 (alteration accepted and quotation marks
omitted).
The D.C. Circuit disagreed with the petitioners.
Pet. App. 2a. In an unreasoned decision, the court remanded the record back to the Agency for curative
supplementation. Pet. App. 2a. The Court denied the
petitioners’ request to vacate the Rule should it be remanded back to the Agency. Pet. App. 2a. Now, the
consolidated cases are being held in abeyance indefinitely until the EPA finishes adding new information
and justifications to the record. Id.
REASONS FOR GRANTING THE WRIT
I.
The D.C. Circuit violated both Congress’s
and this Court’s directives by allowing the
EPA to add new information and
justifications to the record after rule
promulgation.
Whether courts may grant remands back to the
Agency to fix a defective rule while leaving it in place
is a hot topic. It has drawn the attention of academics
and jurists alike. See, e.g., John Harrison, Remand
Without Vacatur and the Ab Initio Invalidity of Unlawful Regulations in Administrative Law, 48 B.Y.U.
L. Rev. 2077 (2023); Ronald M. Levin, “Vacation” at
Sea: Judicial Remedies and Equitable Discretion in
Administrative Law, 53 Duke L.J. 291 (2003); Administrative Law–Environmental Law-Remedies–D.C.
Circuit Upholds Vacatur and Remand of Dakota Access Pipeline Easement, Reverses District Court Order
to Cease Pipeline Operations.—Standing Rock Sioux
Tribe v. U.S. Army, 135 Harv. L. Rev. 1688, 1688
(2022); Christopher J. Walker, Against Remedial Restraint in Administrative Law, 117 Colum. L. Rev.
Online 106 (2017). Justice Scalia once even declared
18
in private correspondence that it would “buy[] grief to
suggest that a court may exercise its equitable discretion” to “leav[e] a regulation ‘not in accordance with
law’ in effect.” Levin, “Vacation,” at 352 (quoting letter from Justice Antonin Scalia to Justice Anthony
Kennedy regarding draft opinion in Bowen v.
Georgetown Univ. Hospital (Nov. 28, 1988)).
In the context of the Clean Air Act, however, that
debate has been settled. Such curative remands without vacatur are altogether unavailable to the EPA under the Clean Air Act, which disallows record supplementation after rule promulgation. Congress strictly
foreclosed the EPA from curing its rulemaking defects
by supplementing the administrative record with new
information or explanations after promulgation. The
Act mandates that the record on judicial review consist exclusively of materials collected and developed
through rule promulgation, and the Act restricts judicial review to that record alone. See 42 U.S.C.
§§7607(d)(6)(C), 7607(d)(7)(A). This closed-record process unique to the Act is more protective than
Chenery: it protects litigants from the risk that the
agency will insert belated justifications into the record
by way of record supplementation. See Chenery I, 318
U.S. at 87–88. This Court has already said as much,
albeit at a different stage of this case: that belated
record supplementations may not be considered as
part of the administrative record under the Act. Ohio,
144 S. Ct. at 2055 n.11.
Remanding for record supplementation before any
court has rendered a decision on the merits, as the
D.C. Circuit did here, violates the Clean Air Act in one
other way. It erases the remedy available under the
Act—reversal—by avoiding that outcome through iterative record building. §7607(d)(9). Again, this
19
Court spoke to that already at a prior stage of this
case. Ohio, 144 S. Ct. at 2054 & 2055 n.11. The remand at issue here thus violates both Congress’s statutory order and directly conflicts with this Court’s order in this very case.
A. Congress in the Clean Air Act doubly
protected against potential Chenery violations
by directing courts to review agency action on a
closed administrative record that may not be
changed after rule promulgation.
Under the Clean Air Act, courts must review
agency action on the administrative record fixed at the
time the rule was promulgated. §7607(d)(6)(C);
§7607(d)(7)(A). The reason why “start[s]” and ends
“with the text of the statute.” Bartenwerfer v. Buckley,
598 U.S. 69, 74 (2023) (internal quotation marks omitted).
Two provisions, §7607(d)(6)(C) and §7607(d)(7)(A),
define the record-building process for judicial review
under the Act. One specifies that the materials compiled during the rulemaking process through promulgation—that is, data, methods, legal and policy justifications, comments, and the Agency’s responses to
significant comments and criticisms—“exclusively”
make up the record for judicial review of any rulemaking under the Act. §7607(d)(7)(A) (emphasis added).
“Exclusively” carries the same ordinary meaning now
as it did when these provisions were enacted: “excluding or tending to exclude all others” and “being the
only one of its kind.” “Exclusive,” Webster’s New
World Dictionary 489 (2d College Ed. 1976). Simply
put, nothing collected or created after promulgation
counts. The other provision reinforces this conclusion
by confirming that the “promulgated rule may not be
20
based (in part or whole) on any information or data
which has not been placed in the docket as of the date
of such promulgation.” §7607(d)(6)(C) (emphases
added). Any regulation promulgated under the Act,
including the federal plan at issue here, must therefore stand or fall on the record at the time it was promulgated; data, analysis, explanations, and justifications considered or created after the rule is promulgated cannot be used to justify prior decisionmaking.
By limiting judicial review to a closed record fixed
at the time the Rule was promulgated, the Act twice
inoculates against the risk of a Chenery violation. Because the record on review consists exclusively of the
materials in the record at promulgation, courts may
not consider new explanations, justifications, or other
information belatedly supporting the agency’s action.
§§7607(d)(6)(C), 7607(d)(7)(A). After all, such iterative record building presents an opportunity for an
agency to “cut[] corners” by inserting belated justifications into the record. Regents, 591 U.S. at 24. That
means when the Agency commits a critical error during the rulemaking process under the Act, it must
“‘deal with the problem afresh’ by taking new agency
action.” Regents, 591 U.S. at 21 (quoting SEC v.
Chenery Corp., 332 U.S. 194, 201 (1947) (Chenery II)).
Only then can the agency develop new reasons and explanations, in compliance with the Act’s procedural
requirements. The legislative history of these provisions confirms that Congress intended to protect litigants from potential Chenery violations by forcing
courts to conduct review over fixed administrative records that are closed at the time of promulgation.
Above 8–11.
In this way, the Act is more protective than
Chenery and thus unique among statutes governing
21
judicial review of agency actions. Under the Administrative Procedure Act, for example, agencies may elaborate on their reasons for acting but they may not offer
new reasons. Regents, 591 U.S. at 21. The Clean Air
Act forecloses the agency from offering either by closing the record to all new additions. The Clean Air Act
is thus unique among administrative-review statutes.
B. Mid-litigation remand to supplement the
record erases reversal as a remedy available
under the statute.
The lower court’s mid-litigation remand for record
supplementation—that is, before a court even reviews
the agency’s decision on the existing record—reveals
yet another problem. Such remands facilitate iterative record building by allowing the EPA to continue
tinkering with its justifications for a rule until the
courts are satisfied. That practice, however, writes
out the remedy available under the Act—reversal.
§7607(d)(9). Indeed, if courts could continue to remand after every identified flaw so that the agency
can take corrective action, rulemaking would be iteratively improved until it passes muster in courts. Reversal would never be available.
What is more, permitting the EPA to engage in iterative record building, as the court below did, violates this Court’s directive. Recall that this Court held
the States are “entitle[d]” to “revers[al]” should they
ultimately prevail on the existing record. Ohio, 144 S.
Ct. at 2055 n.11 (quoting §7607(d)(9)). This directive
is not only precedent, but it also binds the court below
via “vertical stare decisis” and as the law of this case.
Andrus v. Texas, 142 S. Ct. 1866, 1867 (2022) (Sotomayor, J., dissenting from denial of certiorari); see
Sibbald v. United States, 37 U.S. 488, 492 (1838). A
22
grant of certiorari in this case would allow this Court
to protect its prior mandate and to give meaning to
reversal as a remedy under the statute.
II.
This case presents the best opportunity to
answer
the
important
but
often
overlooked Question Presented.
This case asks whether the Clean Air Act allows a
remand to the EPA to supplement the administrative
record with materials created after rule promulgation.
The answer to this question affects every challenge
arising under the Act, including many currently pending before the Court. Although the issue is an important aspect of every Clean Air Act challenge, it is
the focus of few appeals to this Court. That is because
such remands are usually granted as a remedy at the
end of a case, allowing the Agency to remediate defects
in rulemaking identified by a court after full merits
review. On appeal to this Court, questions about this
remedy are usually buried beneath more-prominent
merits questions.
Here, however, the timing of the lower court’s remand for record supplementation is unique. It was
granted before the court (or any court) had conducted
review on the merits of the federal plan on the existing
administrative record. Thus, this petition spotlights
this very important question and presents a rare opportunity for this Court to address it squarely. Answering it now, when it is cleanly presented, will give
clear guidance in this and other Clean Air Act challenges about the Act’s judicial-review processes.
23
A. This case
importance.
raises
an
issue
of
great
The correct interpretation of the Clean Air Act’s judicial-review provisions is one of immense importance.
For one thing, challenges under the Clean Air Act
are in and of themselves of national importance. The
Act “is a comprehensive regulatory scheme” for regulating national air pollution. Sierra Club v. Johnson,
541 F.3d 1257, 1260 (11th Cir. 2008) (citing 42 U.S.C.
§7401). Regulations under this Act not only set nationwide standards for air quality, but they also affect
the nation’s energy, manufacturing, transportation,
and other critical markets. Given the national impact
that regulations under the Act can have, disputes over
them are often vented before this Court. See, e.g.,
Ohio v. EPA, 144 S. Ct. 2040 (2024); West Virginia v.
EPA, 597 U.S. 697 (2022); Michigan, 576 U.S. 743;
Util. Air Regulatory Group v. EPA, 573 U.S. 302
(2014); EPA v. EME Homer City Generation, L.P., 572
U.S. 489 (2014); Whitman v. Am. Trucking Ass’ns, 531
U.S. 457 (2001). Reinforcing the practical and jurisprudential importance of questions arising under the
Act, several petitions for certiorari and applications
for a stay on challenges under Act that are, or were
recently, pending before this Court raise questions under the Act. See, e.g., Oklahoma v. EPA, No. 23-1067
(challenge arising from the Act’s venue requirements);
EPA v. Calumet Shreveport Refining, LLC, No. 231229 (same); Oklahoma, et al., v. EPA, No. 24A213
(challenging EPA’s methane-emissions Rule); National Rural Electric Cooperative Association v. EPA,
24A203 (challenging EPA’s mercury-and-air-toxics
Rule); West Virginia, et al., v. EPA, No. 24A95 (challenging EPA’s greenhouse-gas-emissions Rule).
24
The Question Presented is of heightened importance because the correct interpretation of the
Act’s judicial-review provisions has a direct effect on
every Clean Air Act challenge. Indeed, remands for
record supplementation of the sort in dispute here are
commonly granted as a remedy to rulemaking violations under the Act. See, e.g., North Carolina v. EPA,
550 F.3d 1176, 1178 (D.C. Cir. 2008); EME Homer City
Generation, LP v. EPA, 795 F.3d 118, 132 (D.C. Cir.
2015) (Kavanaugh, J.). Whether such remands should
be available under the Act thus affects most disputes
under the Act, including those that recently have
been, or will be, addressed by this Court and those
pending in the D.C. Circuit. See, e.g., West Virginia,
et al. v. EPA, No. 24-1120 (D.C. Cir.). An answer to
the Question Presented now will clarify in every Clean
Air Act challenge going forward whether courts may
allow curative remands at any stage of litigation and,
as often is the case, as a remedy under the Act for defective rulemaking.
B. Because questions about remand under
the Act are often overlooked, the posture in
which this case arises presents a rare
opportunity to address a critically important
question.
This case is the best vehicle to address the Question Presented because of the unique posture of this
appeal. Because remands for curative supplementation are usually granted as a remedy for rulemaking
violations after full merits review, the usual appeal to
this Court from the typical case focuses on merits
questions at the expense of the lurking remedy question on the legality of such remands. This Court is
thus presented with few opportunities to address this
25
overlooked issue in the mill-run Clean Air Act case
that comes before this Court.
The unique posture of this appeal provides that
rare opportunity. Here, the D.C. Circuit remanded
the record for supplementation before any court had
rendered a full decision on the merits of the existing
record. Thus, this case shines a spotlight on the oftoverlooked question of whether such remands violate
the Act sans the complications of the technical merits
issues underlying the challenge. This Court should
seize this rare opportunity to provide clarity on this
generally overlooked, but very important, question.
III.
Other reasons counsel this Court to
review the Question Presented now.
Several other features of this petition make it an
ideal vehicle to resolve the Question Presented.
A. This Court should review this issue now
rather wait until the D.C. Circuit renders a
decision on the merits.
Other reasons—particularly the timing and manner of the lower court’s remand—warrant review now
rather than after the D.C. Circuit renders a decision
on the merits.
Start with the timing. On the merits, this case is
“fact-intensive and highly technical” and requires reviewing courts to engage with a “voluminous, technical” record. Ohio, 144 S. Ct. at 2058, 2070 (Barrett,
J., dissenting). Should the Court wait to hear this
case until after the decision on the merits, the petition
will combine the discrete Question Presented here
with other “thorny” technical and legal questions underlying the challenges on the merits. Id. at 2070. Review now avoids those technical issues and cleanly
26
presents a narrow, purely legal question presented by
the D.C. Circuit’s mid-litigation remand order. See id.
Answering the Question Presented now also saves
significant resources. This mid-litigation remand
gives the EPA an opportunity to fix a problem—to rewrite its D- paper—that this Court first flagged in an
emergency posture before the lower court, or any
court, has had an opportunity to review the merits on
the existing administrative record. If the Court waits
to reverse the remand decision until after the lower
court issues a merits decision on the mixed record because the new portions of the record are invalid, much
time and money would have been wasted by all the
parties and the lower court litigating on a supplemented record. If the States prevail now, that waste
can be prevented, and the case will proceed to review
on the record that already exists. Thus, review now
would spare resources spent compiling and litigating
a supplemental record that may later be held invalid.
Review now also saves this Court the potentially
difficult task of disentangling the later merits decision
from the tainted, supplemental record. Because the
deficiency identified by this Court was “important”
enough to warrant “reversal,” any supplemental analysis the EPA provides in a bid to cure this error will
touch on every aspect of the Rule. Ohio, 144 S. Ct. at
2054 (quotation omitted and alteration accepted). Indeed, as this Court noted, the emissions budgets in the
federal plan rest on calculations unique to each particular mix of States. See Ohio, 144 S. Ct. at 2054,
2056 n.12. If the Court agrees that the remand for
supplementation was inappropriate, then reviewing
the D.C. Circuit’s decision on a later, mixed record will
require the Court to engage in the potentially difficult
process of splitting the lower court’s reasoning on the
27
permissible, existing record from the impermissible,
supplemental record. Review now would avoid this
problem.
Turn from the timing of remand to the manner of
remand. The court granted a remedy no one—not
even the EPA—asked for: remand of the record, but
not the case, back to the agency. The EPA also indicated it could finish adding to the record by November
30, 2024. Mot. in Utah v. EPA, No. 23-1157, etc., at
4–5 (D.C. Cir. Aug. 5, 2024) (ECF 2068299); Pet. App.
15a. Nevertheless, the court placed no time limit on
the remand, merely asking for a status update on December 30, 2024 if the EPA’s review has not been completed by then. Pet. App. 2a. This “creates a risk that”
the EPA will “drag its feet” in allowing a decision to
be reached on the merits. EME Homer City, 795 F.3d
at 132 (Kavanaugh, J.). And the remand order forecloses public inspection and comment on the supplemental record, see Pet. App. 2a, 18a–19a, 29a–30a, increasing the risk that the Agency will commit a
Chenery violation on remand. See Regents, 591 U.S.
at 22–23.
Put together, the timing and manner of the lower
court’s remand warrant review now. The unique posture of this appeal spotlights the important statutory
question in a way that mill-run Clean Air Act cases
cannot. And review now rather than later over a more
complex record mixed with technical questions will
save time and money wasted litigating a likely invalid, mixed record.
B. A circuit split on the Question Presented
is unlikely to manifest because challenges
under the Clean Air Act often go to the D.C.
Circuit.
28
It is of no moment that there is no current circuit
split on whether the Act permits courts to remand a
defective rule to supplement the record with new information and justifications. Congress has designated
the D.C. Circuit as the forum for most (but not all)
challenges under the Clean Air Act. See §7607(b)(1).
This limits the likelihood that other Circuits will have
an opportunity to address the Question Presented and
that a split will form. Perhaps that is why no other
circuit has answered squarely, as far as the States
aware, whether such remands are permitted under
the Act.
This Court sometimes adopts positions that “[n]o
Court of Appeals has ever” embraced. Alexander v.
Sandoval, 532 U.S. 275, 295 n.1 (2001) (Stevens, J.,
dissenting); see also, e.g., Rehaif v. United States, 588
U.S. 225, 239 (2019) (Alito, J., dissenting); Massachusetts v. EPA, 549 U.S. 497, 505–06 (2007); Cent. Bank
of Denver, N.A. v. First Interstate Bank of Denver,
N.A., 511 U.S. 164, 191 (1994) & id. at 192 (Stevens,
J., dissenting). It may have to do so here. And given
the D.C. Circuit’s dominance in administrative matters generally, that Circuit sets the tone for remedies
available in administrative challenges for all circuits,
including the practice of remand without vacatur.
The Court should grant review in this matter even absent a circuit split.
29
CONCLUSION
The Court should grant the petition for certiorari.
Respectfully submitted,
DAVE YOST
Ohio Attorney General
T. ELLIOT GAISER*
Ohio Solicitor General
*Counsel of Record
MATHURA J. SRIDHARAN
Deputy Solicitor General
30 E. Broad St., 17th Floor
Columbus, Ohio 43215
614-466-8980
thomas.gaiser@ohioago.gov
Counsel for Petitioner
State of Ohio
OCTOBER 2024
30
Additional Counsel
THEODORE E. ROKITA
Attorney General of Indiana
JAMES A. BARTA
Solicitor General
Office of the Indiana Attorney General
IGC-South, Fifth Floor
302 West Washington Street
Indianapolis, IN 46204-2770
317-232-0607
James.Barta@atg.in.gov
Counsel for State of Indiana
RUSSELL COLEMAN
Attorney General of Kentucky
MATTHEW F. KUHN
Solicitor General
Office of Kentucky Attorney General
700 Capital Avenue, Suite 118
Frankfort, Kentucky 40601
502-696-5400
Matt.Kuhn@ky.gov
Counsel for State of Kentucky
31
PATRICK MORRISEY
Attorney General of West Virginia
MICHAEL R. WILLIAMS
Solicitor General
Office of the West Virginia Attorney General
State Capitol Complex
Building 1, Room E-26
Charleston, WV 25305
304-558-2021
mwilliams@wvago.gov
Counsel for State of West Virginia
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.