Amicus Curiae Brief — Ohio, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefAug 6, 2024
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Nos. 24-7, 24-13
In the
Supreme Court of the United States
DIAMOND ALTERNATIVE ENERGY, LLC, et al.,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.
OHIO, et al.,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.
On Petitions for a Writ of Certiorari to the United States
Court of Appeals for the District of Columbia Circuit
BRIEF OF AMICI CURIAE ORGANIZATIONS
COMMITTED TO CONSTITUTIONAL
GOVERNMENT IN SUPPORT OF CERTIORARI
Riddhi Dasgupta
Counsel of Record
Taft Stettinius & Hollister LLP
200 Massachusetts Avenue NW, Suite 500
Washington, DC 20001
(202) 664-1564
SDasgupta@taftlaw.com
Counsel for Amici Curiae
116959
A
(800) 274-3321 • (800) 359-6859
i
QUESTIONS PRESENTED
The questions presented are:
1. Whether a party may establish the redressability
component of Article III standing by relying on the
coercive and predictable effects of regulation on third
parties.
2. Whether EPA’s preemption waiver for California’s
greenhouse-gas emission standards and zero-emissionvehicle mandate is unlawful.
ii
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . ii
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . iii
INTEREST OF AMICI CURIAE . . . . . . . . . . . . . . . . . . 1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . . . 2
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
I.
This Court’s Time-Honored Jurisprudence
Ensconces the Equality of the States . . . . . . . . . 3
II. Founding-Era History Supports the
Equality Principle . . . . . . . . . . . . . . . . . . . . . . . . 15
III. Equality of the States is a Constitutional
Mandate that the Court Should Apply Here . . 21
IV. The Equality Principle Requires that
this EPA Waiver be Invalidated . . . . . . . . . . . . . 23
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
iii
TABLE OF CITED AUTHORITIES
Page
CASES
Barney v. Keokuk,
94 U.S. (4 Otto) 324 (1876) . . . . . . . . . . . . . . . . . . . . . . 8
Chevron U.S.A. Inc. v. Natural Resources
Defense Council, Inc.,
467 U.S. 837 (1984) . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Coyle v. Smith,
221 U.S. 559 (1911) . . . . . . . . . . . . . . . . . . . . . . . . . 5, 13
Escanaba & Lake Michigan Trans. Co. v.
City of Chicago,
107 U.S. 678 (No. 1057) . . . . . . . . . . . . . . . . . . 7, 8, 9, 13
Franchise Tax Board of Calif. v. Hyatt,
139 S. Ct. 1485 (2019) . . . . . . . . . . . . . . . . . . . . . . 21, 22
Hampton v. Mow Sun Wong,
426 U.S. 88 (1976) . . . . . . . . . . . . . . . . . . . . . . . . . 23, 24
Ill. Cent. R.R. v. Illinois,
146 U.S. 387 (1892) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
INS v. Chaddha,
462 U.S. 919 (1983) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Kansas v. Colorado,
206 U.S. 46 (1907) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
iv
Cited Authorities
Page
Kisor v. Wilkie,
139 S. Ct. 2400 (2019) . . . . . . . . . . . . . . . . . . . . . . . . . 24
Knight v. United States Land Assn.,
142 U.S. 161 (1891) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Loper Bright Enters. v. Raimondo,
144 S. Ct. 2244 (2024) . . . . . . . . . . . . . . . . . . . . . . . . . 22
Mayor of Mobile v. Eslava,
41 U.S. (16 Pet.) 234 (1842) . . . . . . . . . . . . . . . . . . . . . . 6
Nevada v. Hall,
440 U.S. 410 (1979) . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
New Jersey v. Delaware,
291 U.S. 361 (1934) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Northwest Austin Municipal Util. Dist.
No. One v. Holder,
557 U.S. 193 (2009) . . . . . . . . . . . . . . . . . . . . . 10, 11, 12
Pennsylvania v. Wheeling & Belmont Bridge Co.,
59 U.S. 421 (1855) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Permoli v. Mun. No. 1 of New Orleans,
44 U.S. (3 How.) 589 (1845) . . . . . . . . . . . . . . . . . . . 7, 8
Pollard’s Lessee v. Hagan,
44 U.S. (3 How.) 212 (1845) . . . . . . . . . . . . . . . . . . . . . . 6
v
Cited Authorities
Page
PPL Montana, LLC v. Montana,
565 U.S. 576 (2012) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Principality of Monaco v. Mississippi,
292 U.S. 313 (1934) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Railway Express Agency, Inc. v. New York,
336 U.S. 106 (1949) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Shelby County, Ala. v. Holder,
570 U.S. 529 (2013) . . . . . . . . . . . . . . 3, 4, 10, 11, 12, 24
Shively v. Bowlby,
152 U.S. 1 (1894) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
United States v. Nichols,
784 F.3d 666 (CA10 2015) . . . . . . . . . . . . . . . . . . . . . . 23
Withers v. Buckley,
61 U.S. (20 How.) 84 (1857) . . . . . . . . . . . . . . . . . . . 6, 17
CONSTITUTIONAL PROVISIONS
U.S. Const. Amdt. X . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 15
U.S. Const. Amdt. XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
STATUTES AND OTHER AUTHORITIES
34 A nna ls of C ong . 1230 (1819) (statement
of Rep. Louis McLane) . . . . . . . . . . . . . . . . . . . . . . . . 18
vi
Cited Authorities
Page
35 A nnals of Cong. 397 (1820) . . . . . . . . . . . . . . . . . 17, 18
35 A nnals of Cong. 400 (1820) . . . . . . . . . . . . . . . . . . . . 17
41 Annals of Cong. 547 (1824) . . . . . . . . . . . . . . . . . . 15, 16
A. Pearce Higgins, Preface, William Edward
H a ll , A T reatise on I nternationa l L aw
(7th ed. 1917) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Advice to the Pr ivileged Orders, in T h e
Political Writings of Joel Barlow 3 (1796) . . . . . 16
B r a d f o r d R . C l a r k , Fe d e r a l C o m m o n
La w: A Str u c tur a l Re in t e r p r e t a ti o n ,
144 U. Pa. L. Rev. 1245 (1996) . . . . . . . . . . . . . . . . . . 17
David A. Dana, Democratizing the Law of Federal
Preemption, 102 Nw. U. L. Rev. 507 (2008) . . . . . . . 10
M a r k W. J a n i s , A n I n t r o d u c t i o n t o
International Law 50–51 (1988) . . . . . . . . . . . . . . . 17
Michael Morley, Note: The Law of Nations and
the Offenses Clause of the Constitution: A
Defense of Federalism, 112 Yale L.J. 109 (2002) . . . 16
Northwest Ordinance, 1 Stat. 50 (1789) . . . . . . . . . . . . . . 8
Peter Onuf & Nicholas Onuf, Federal Union,
M odern World : T he L aw of Nations in
a n A ge of R evolu tions 1776 -1814 (1993)
[Onuf and Onuf] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
vii
Cited Authorities
Page
Sonia Sotomayor, Note, Statehood and the
Equal Footing Doctrine: The Case for Puerto
Rican Seabed Rights, 88 Yale L.J. 825 (1979) . . . . . 3
5 The Debates in the Several State Conventions
on the A doption of the Federal Constitution
471 (Jonathan Elliot ed., J.B. Lippincott
& Co. 2d ed. 1891) [“Elliot’s Debates”] . . . . . . . . . 19
The Federalist No. 32, at 20 0 (A lexander
Hamilton) (Jacob E. Cooke ed., 1961) . . . . . . . . . . . . 15
T h e L aw of N a t ions bk. 2 , ch. 111, § 36
(London ed. 1797) (1758) [“Vattel”]) . . . . . . . . . . . . 18
3 T he R ecords of the F ederal C onvention
of 1787 (Max Farrand ed., 1911) . . . . . . . . . . . . . . . . 19
1 The Republic of Letters: The Correspondence
Between Thomas Jefferson and James Madison
1776-1826 (James Morton Smith ed., 1st ed. 1995)
[“Jefferson—Madison Correspondence”] . . . . . . . 20
Thomas B. Colby, In Defense of the Equal
Sovereignty Principle, 65 D uke L.J. 1087
(2016) . . . . . . . . . . . . . . . . . . . . . . . . 5, 6, 9, 10, 13, 14, 19
Thomas H. Lee, Making Sense of the Eleventh
Amendment: International Law and State
Sovereignty, 96 Nw. U. L. Rev. 1027 (2002) . . . . . . . 18
1
INTEREST OF AMICI CURIAE1
This brief is filed on behalf of 23 organizations
committed to our constitutional system of government.
The amici are:
• American Commitment
• American Energy Institute
• Americans for Limited Government
• Americans for Tax Reform
• Association of Mature American Citizens
(“AMAC”) Action
• C3 Solutions
• Caesar Rodney Institute
• California Policy Center
• Cardinal Institute for West Virginia Policy, Inc.
• Center for Individual Freedom
• Center of the American Experiment
1. Amici state that no counsel for a party authored this brief
in whole or in part, and no counsel or party made a monetary
contribution intended to fund the preparation or submission of
this brief. No person other than amici or their counsel made a
monetary contribution to the preparation or submission of this
brief.
2
• Committee for a Constructive Tomorrow
• Competitive Enterprise Institute
• Eagle Forum
• Energy & Environment Legal
(“E&E Legal”) Institute
• Frontiers of Freedom
• Fueling California
• Independent Women’s Law Center
• Institute for Energy Research
• John Locke Foundation
• Mackinac Center for Public Policy
• Maine Policy Institute
• Rio Grande Foundation
SUMMARY OF ARGUMENT
The U.S. Environmental Protection Agency (“EPA”)
rescinded The Safer Affordable Fuel Efficient Vehicles
Rule Part One: One National Program (“SAFE I”)
rule and reinstated a waiver of Clean Air Act (“CAA”)
preemption for California’s greenhouse gas (“GHG”)
standards and Zero Emission Vehicle (“ZEV”) sales
3
mandate. California is being singled out, to the detriment
of other States, for preferential treatment.
T hat prefer ment v iolat es the Const itut ion’s
requirement that the federal government must treat
states equally unless there is a sufficient justification to do
otherwise. This Court’s jurisprudence so ensconcing has
a time-honored pedigree. It did not become particularly
controversial until Shelby County, Ala. v. Holder was
decided in 2013. 570 U.S. 529. Over two centuries, this
Court’s jurisprudence has evolved from equal footing to
equal sovereignty. All the while, equality of the states was
the lodestar guiding this Court’s odyssey. This case gives
the Court an occasion to reaffirm that lodestar.
ARGUMENT
I.
This Cour t’s Time -Honored Jurispr udence
Ensconces the Equality of the States. 2
Under our Constitution, the federal government
must treat the states equally. See Shelby County, supra.
Treating some States or their subdivisions better than
others, for no good reason at that, is perfidious to the
federalism that is at the heart of our Constitution. At the
heart of this principle is the constitutionally-recognized
“union of political equals.” Sonia Sotomayor, Note,
Statehood and the Equal Footing Doctrine: The Case for
Puerto Rican Seabed Rights, 88 Yale L.J. 825, 835 (1979)
(quoting Case v. Toftus, 39 F. 730, 732 (C.C.D. Or. 1889)).
2. Amici leave it to others to discuss the issue of standing
that Industry Petitioners raise. See Diamond Alternative Energy,
LLC, et al. v. EPA, No. 24-7, O.T. 2024, I.
4
That is why the Court repeatedly has asserted that “the
States in the Union are coequal sovereigns under the
Constitution.” PPL Montana, LLC v. Montana, 565 U.S.
576, 590–91 (2012).
In thus favoring California over her sister states, the
EPA has violated the Constitution’s equality principle
without any plausible justification whatsoever, much less
the sufficient justification that the Constitution demands.
See Shelby County, 570 U.S. at 542. As Petitioners have
articulated before the Court of Appeals, the EPA never
has had a good factual reason for doing so and many legal
reasons to refrain from doing so. See generally Pet. 26–37;
Ohio Br. and Industry Pet’rs Br., Ohio v. EPA, No. 221081 (CADC). The EPA should not be allowed to disobey
the Constitution’s equality-of-the-states instruction; this
Court’s precedents; and the careful balance struck in
favor of states’ equality during the original Constitution’s
ratification. The parties’ arguments should be evaluated
in light of these background constitutional principles.
While Shelby County is the Court’s latest decision
supporting the equality-of-the-states principle, the Court
began this journey long ago with the equal-footing cases.
The Court then had to grapple with the equal-sovereignty
cases. But the principle underlying all these cases is
that the federal government had to treat the states as
equals. This remarkable judicial odyssey is reminiscent
of T.S. Eliot’s bardic insight that “We shall not cease from
exploration/And the end of all our exploring/Will be to
arrive where we started/And know the place for the first
time.” Little Gidding (1942).
Famously, in Coyle v. Smith, this Court held that a
federal statutory provision dictating to Oklahoma where
5
its capital should be, once it became a State, violated
the State’s right to exercise its own sovereign authority
under the Federal Constitution. 221 U.S. 559 (1911). Since
Congress could not similarly control the destiny of existing
states, this Court held that the federal government could
not arbitrarily single out Oklahoma for special burdens
either. Id.
In so holding, this Court reasoned that “[t]his Union
was and is a union of States, equal in power, dignity and
authority.” Id. at 567 (emphasis added and cleaned up).
The historic office of equality among the states was a wellunderstood pillar of the Constitution, in cognizance of—
and in exchange for—which the states had surrendered
part of their sovereignty and entered the Union. See
Principality of Monaco v. Mississippi, 292 U.S. 313,
322–23 (1934). That was the bargained-for exchange,
without which the States might well have declined to join
the Union. Lest any of this be lost on the country, the
Coyle Court remarked: “[T]he constitutional equality
of the States is essential to the harmonious operation
of the scheme upon which the Republic was organized.
When that equality disappears[,] ... the Union will not be
the Union of the Constitution.” 221 U.S. at 580 (emphasis
added).
This Court also observed that a contrary approach
“would be” tantamount “to say[ing] that the Union,
through the power of Congress to admit new States,
might come to be a union of States unequal in power.”
Id. at 567. As a leading scholar in this field has noted, so
radical a restructuring of the constitutional design “would
violate the Constitution, which contemplates—indeed
necessitates—a union of equal sovereigns.” Thomas B.
6
Colby, In Defense of the Equal Sovereignty Principle,
65 Duke L.J. 1087, 1113 (2016) [Colby] (emphasis added).
So, in the words of Coyle, Congress could not “by the
imposition of conditions in an enabling act, deprive a new
State of any of those attributes essential to its equality in
dignity and power with other States.” 221 U.S. at 568, 570.
“Sovereign equality of the member states is presumptively
an essential, inherent structural feature of federalism
itself.” Colby 1137.
Almost 70 years before Coyle, in Pollard’s Lessee v.
Hagan (1845), this Court vigorously had recognized the
equality principle’s constitutional status. 44 U.S. (3 How.)
212, 223. And in cases predating Pollard’s Lessee, there
was language in at least some Supreme Court literature
confirming this position. See, e.g., Mayor of Mobile v.
Eslava, 41 U.S. (16 Pet.) 234, 258–59 (1842) (Catron,
J., concurring) (expressing view that new states have
“equal capacities of self-government with the old states,
and equal benefits under the constitution of the United
States”). Just over a decade after Pollard’s Lessee, the
Court recognized that the “perfect equality” of the states
regarding their “attributes as ... independent sovereign
Government[s]” “follow[s] ... from the language of the
Constitution.” Withers v. Buckley, 61 U.S. (20 How.) 84, 92
(1857) (cleaned up). The cases described thus far pertain
to equal sovereignty as far as entrance into statehood is
concerned.
That said, it would be inaccurate to suppose that
this Court’s equality decisions up until this point in
time were limited to the statehood-admittance context.
An antebellum case proves the point. When confronted
with a pre-Fourteenth Amendment situation where the
7
federal government was forcing a state to protect religious
freedom, this Court refused to tolerate that federal
coercion. See Permoli v. Mun. No. 1 of New Orleans,
44 U.S. (3 How.) 589 (1845). Prior to the Fourteenth
Amendment’s ratification, “[t]he Constitution [had made]
no provision for protecting the citizens of the respective
states in their religious liberties.” Id. at 609. But the
federal statute that effectively was Louisiana’s enabling
legislation had conditioned Louisiana’s statehood on its
protecting religious liberty. See id.
This Court’s opinion in Permoli commenced by
determining that the enabling act no longer governed
Louisiana once it became a State. See id. at 609–10. After
Louisiana entered the Union as a State, the Court said, it
became part of an union of equals. See id. Louisiana had
the same rights that her sister states did. See id. Congress,
this Court thus deduced, no longer had the authority to
control, in the same pre-statehood sense, what Louisiana
chose to enact and follow as its laws. See id. That meant
that Louisiana now was free to modify and even outright
alter its laws, including those very provisions that once
upon a time were a condition of its statehood. See id.
Consequently, this Court in Permoli left no doubt as to the
fact that the federal government is required to respect the
states’ sovereignty equally even when the United States is
exercising a legitimate federal power. And this principle
is applicable beyond the entrance-into-statehood context.
The Court continued to stay this course. In 1883, the
Court confronted Escanaba & Lake Michigan Trans. Co.
v. City of Chicago, a case concerning the free navigation
of waterways for commercial purposes. 107 U.S. 678.
No one doubted the federal government’s constitutional
8
authority over such maritime matters. The City of Chicago
had been authorized by the State of Illinois to build
several drawbridges over the Chicago River. But there
was a hitch. The federal enabling act had conditioned
Illinois’ statehood on letting navigation of the Chicago
River be “forever free.” Id. at 688 (quoting the Northwest
Ordinance, 1 Stat. 50 (1789)). Predictably, the shipping
company wanted the drawbridges brought down because
they were interfering with the riparian movement of
goods. See id. at 678–88.
The federal government and the shipping company
were unsuccessful before this Court. According to the
Court, the “forever free” restriction in the enabling act
“could not control the authority and powers of the State
after her admission.” Id. at 688–89. The reason was that
“[o]n her admission [the state] at once became entitled to
and possessed of all the rights of dominion and sovereignty
which belonged to the original States. [Illinois] was
admitted, and could be admitted, only on the same footing
with them.” Id. It followed that Illinois retained the
authority to regulate navigable waters that fell within
its own maritime borders, as part of its own “inherent
sovereignty.” Brief for Appellee at 3, 10, Escanaba, 107
U.S. 678 (No. 1057) (quoting Barney v. Keokuk, 94 U.S.
(4 Otto) 324, 338 (1876)).
Under Escanaba, although the federal government
could regulate navigable rivers, it could not accord Illinois
less sovereign authority to control her own maritime
borders than it extended to other states. 107 U.S. at
689. The Escanaba line of jurisprudence “stand[s] for
the proposition that Congress, regardless of the power
that it seeks to exercise, is constrained to respect the
9
constitutionally mandated sovereign equality of all of
the states.” Colby 1114 (emphasis added). The echoes of
Permoli are ubiquitous throughout the Court’s opinion
in Escanaba. A modern parallel would be that although
the government may establish and run schools, hospitals,
libraries, swimming pools, and other governmental
institutions, it may not treat people’s access to them—
and post-admittance enjoyment of them—unequally on
account of a constitutionally prohibited basis. Similarly,
this Court’s cases hold that treating states unequally is
presumptively unconstitutional—no matter when in the
course of a state’s statehood odyssey that differential
treatment is inflicted upon it.
Yet Escanaba did make a somewhat novel contribution
to this Court’s equality-of-the-states jurisprudence. That
decision applied the equality principle to matters beyond
just the traditional office of state sovereignty to (now)
equality of the states generally. 107 U.S. at 688–89. Its
scope and applicability were pervasive. In other words,
the Court’s equal-sovereignty jurisprudence now became
simply its equality-among-the-states jurisprudence. In
Escanaba, this Court therefore proclaimed: “Equality of
constitutional right and power is the condition of all the
States of the Union, old and new.” Id. The Court would
reaffirm this recognition within a few years, by saying:
“There can be no distinction between the several States of
the Union in the character of the jurisdiction, sovereignty
and dominion which they may possess and exercise over
persons and subjects within their respective limits.” Ill.
Cent. R.R. v. Illinois, 146 U.S. 387, 434 (1892).
According to Professor Thomas Colby, as it just cannot
be “the case that the states are sovereign only in the
10
areas in which they possess exclusive sovereignty under
the Tenth Amendment,” in the “many areas in which the
states and the federal government possess concurrent
sovereignty” the states deserve equal treatment. Colby
1115 (emphasis added). The dominant view in constitutional
law is that “[e]ach State stands on the same level with all
the rest.” Kansas v. Colorado, 206 U.S. 46, 97 (1907). It is
beyond cavil that the “standard federalism axiom that all
states are equal in value as quasi-sovereigns.” David A.
Dana, Democratizing the Law of Federal Preemption, 102
Nw. U. L. Rev. 507, 512–13 (2008). The party challenging
this prevailing presupposition carries a heavy burden of
demonstrating that federal treatment to the contrary has
an exceedingly persuasive justification.
Indeed, the equal-footing doctrine merely “is a
doctrinal reflection of a broader constitutional mandate”
of treating states equally. Colby 1124. After all, equality
of the states is the fons et origo of this jurisprudence.
Another manifestation is the equal-sovereignty principle.
It too is “a specific manifestation of a deep, fundamental,
and general principle that ‘the Constitution guarantees
sovereign equality to the states’—all of them.” Id. at 1124.
For its part, the equal-sovereignty principle “necessarily”
is “implied and guarant[e]ed by the very nature of the
Federal compact” that our Constitution ensconces as a
paramount principle of federalist governance. Withers,
61 U.S. (20 How.) at 93.
This line of cases culminated in Shelby County,
which is this Court’s most recent pronouncement on
this issue. First, though, a quick recap is in order. Four
Terms before Shelby County, this Court handed down
its decision in Northwest Austin Municipal Util. Dist.
11
No. One v. Holder, 557 U.S. 193 (2009). There, a Texas
municipality had wanted a bailout from the Voting Rights
Act’s (“VRA”) Section 5 requirement to have its election
law changes “precleared” by the federal Department of
Justice (“DOJ”). See id. at 200–01. This “preclearance”
requirement applied to only 9 states and several
municipalities—following a 1960s coverage formula. See
id.; DOJ: Jurisdictions previously covered by Section 5 at
the time of the Shelby County decision, www.justice.gov/
crt/jurisdictions-previously-covered-section-5.
In Northwest Austin, this Court granted all political
subdivisions the right to file a bailout suit. 557 U.S. at
211. The Court interpreted § 5 in light of “underlying
constitutional concerns,” which “compel[led] a broad[ ]
reading of the bailout provision.” Id. at 207. That is not
all. The Court articulated that § 5 “imposes substantial
federalism costs” and “differentiates between the
States, despite our historic tradition that all the States
enjoy equal sovereignty.” Id. at 202, 203 (cleaned up
and emphasis added). The Court further remarked that
“a departure from the fundamental principle of equal
sovereignty requires a showing that a statute’s disparate
geographic coverage is sufficiently related to the problem
that it targets.” Id. at 203. As a result, Northwest Austin
vindicated the time-honored equality principle.
Eventually, Shelby County came to the Court. There,
an Alabama municipality contended that the VRA’s
half-century-old coverage formula for preclearance was
unconstitutional in light of current conditions and needs.
570 U.S. at 536, 541–42, 553. This Court agreed. Indeed,
the Court’s opinion in Shelby County constituted a
straightforward application of its precedents. Beginning
12
with the premise that “[t]he [Fifteenth] Amendment is
not designed to punish for the past; its purpose is to
ensure a better future,” this Court recognized that the
federal government must at the very least “identify those
jurisdictions to be singled out on a basis that makes sense
in light of current conditions.” Id. at 553. This reasoning
hearkened back to Northwest Austin’s observation that
by 2013, “we [we]re ... a very different Nation” than we
had been in the 1960s, at least as far as racially-inflected
access to suffrage was concerned. 557 U.S. at 211; see also
id. at 202, 203.
The Court in Shelby County observed that “‘the [VRA]
imposes current burdens and must be justified by current
needs.’” 570 U.S. at 536 (quoting Northwest Austin, 557
U.S. at 203). In light of the constitutionally-mandated
equality of the states, that differential treatment of some
states and municipalities was unsupported by current
conditions, the Court ascertained. See id. Therefore, the
Court invalidated the VRA’s coverage formula. See id. at
544–45, 556.
Congress, cautioned this Court, “cannot rely simply
on the past” when it is striving to pave the way to the
future. Id. at 553. Being ossified in aspic in the 1960s
when devising a 21st century solution was inappropriate,
said this Court, when that reflection no longer reflects
current circumstances and triggers a clash with a state’s
constitutional prerogative. See id. Then, while invoking
its precedents, this Court reaffirmed the “‘fundamental
principle of equal sovereignty’ among the States.” Id.
at 544 (quoting Northwest Austin, 557 U.S. at 203). The
Constitution’s enduring equality-of-the-states principle
guided the Court’s constitutional calculus. See id.; see
13
also Knight v. United States Land Assn., 142 U.S. 161,
183 (1891); Shively v. Bowlby, 152 U.S. 1, 26–31 (1894).
As mentioned earlier, “even when Congress operates
within its legitimate spheres of authority”—such as
admitting new states—the federal government may “[ ]not
limit or remove the sovereignty of some [existing or future]
states, but not others.” Colby 1121. Congress, therefore,
may not “preclude only one state (or several states) from
[pursuing some course of action] while allowing other
states to do so.” Id. at 1122. That would debase the rights,
dignity, status, agency, and sovereignty of the injured
states “in an impermissibly discriminatory manner,
depriving [them] of equal sovereignty” and equality
generally “with [their] peers.” Escanaba, 107 U.S. at 688;
see also Pennsylvania v. Wheeling & Belmont Bridge Co.,
59 U.S. 421, 433, 435 (1855).
As this Court insightfully has observed, equality of
the states is existential for them. See Coyle, 221 U.S. at
580. Sovereignty, as has been addressed, is an important
stick within the bundle of a state’s rights that the equality
principle protects—but that principle reaches well beyond
the core functions and duties of sovereignty. Rather, this
equality is absolutely essential for the states’ survival
as distinct political entities as well as for the protection
of their autonomy, agency, dignity, authority, status,
and of course sovereignty. See Colby 1138. If the federal
government gets to treat some of the states better
than it treats others, then the “regional diversity” that
federalism protects would be engulfed by antipathy and
“animosity” among the states. Id. at 1136–37. As a result,
“the central government, even when it operates only
within its legitimate spheres, will be controlled by certain
14
regional factions who will use its powers to discriminate
against and minimize the authority of the other regional
factions.” Id. The less powerful states would lose out in
such a conflict.
That disfavored possibility is also why Justice Robert
Jackson regarded the enforcement of equality as a most
vital defense against tyranny:
The framers of the Constitution knew, and we
should not forget today, that there is no more
effective practical guaranty against arbitrary
and unreasonable government than to require
that the principles of law which officials would
impose upon a minority be imposed generally.
Conversely, nothing opens the door to arbitrary
action so effectively as to allow those officials
to pick and choose only a few to whom they will
apply legislation and thus to escape the political
retribution that might be visited upon them if
larger numbers were affected.
Railway Express Agency, Inc. v. New York, 336 U.S. 106,
112–13 (1949) (concurring opinion) (emphasis added).
The aforementioned factionalism would defeat the
very purpose of having a “federation” like ours since
“[i]t would contravene efforts to achieve unity, and
it would fail to respect the integrity and the diverse
cultures of the weaker regional states.” Colby 1137.
Thus, the Constitution “compel[s]” the United States
“to respect and treat all member states—regardless of
their differences—as legitimate equal sovereigns.” Id. In
fact, the Tenth Amendment and the Constitution’s other
15
federalism provisions, not to mention the antecedent
understanding with which the States entered the Union,
would be rendered nugatory without an antidiscrimination
safeguard. Equality of the states, therefore, is an essential
predicate to our federalist Constitution.
II. Founding-Era History Supports the Equality
Principle.
There is robust historical support for the principle of
equality among the states. Even before our Constitution
was adopted, Alexander Hamilton had assured the People
of New York that the States will “clearly retain all the
rights of sovereignty which they before had and which
were not ... exclusively delegated to the United States.”
The Federalist No. 32, at 200 (Alexander Hamilton) (Jacob
E. Cooke ed., 1961) (emphasis added).
In that same Federalist number, Hamilton included
that “[t]he necessity of a concurrent jurisdiction in certain
cases results from the division of the sovereign power.”
Id. at 203. Breaking it down further, Hamilton explained:
“[T]he rule that all authorities, of which the States are
not explicitly divested in favour of the Union, remain with
them in full vigour, is not only a theoretical consequence
of that division, but is clearly admitted by the whole tenor
of the ... constitution.” Id.; see also Amdt. X, U.S. Const.
Equality of the states was a given in the constitutional
constellation.
National harmony and unity could not survive without
“this equality,” our early leaders believed. 41 Annals of
Cong. 547 (1824) (Representative John Holmes). “Equality
of power is essential to the existence of a State. It cannot
16
have less than the rest, and when it has, it ceases to be
a State.” Id. When every state has an equal stake in
the project of preserving the Union, the Nation itself is
bolstered by its legion of defenders working cooperatively
to fulfill its promise for all—on equal terms. The converse
is also true: When inequality of the states pervades the
zeitgeist, disunity and tension will reign.
Much of American history is fraught with this
expectation. In the earliest years of our Republic, the
pamphleteer Joel Barlow stated that “[t]he principle
of equality [among the States] guaranteed harmonious
union.” Peter Onuf & Nicholas Onuf, Federal Union,
Modern World: T he L aw of Nations in an A ge of
Revolutions 1776-1814, at 141 & n.48 (1993) [Onuf and
Onuf]. Barlow observed that “[a]mong the several states,
the governments are all equal in their force, and the people
are all equal in their rights.” Advice to the Privileged
Orders, in The Political Writings of Joel Barlow 3, 67
(1796). He reasoned that “[j]ust as the state constitutions
secured individual rights, the federal Constitution secured
the rights of states; these states—as self-governing
republics guaranteed against internal subversion and
external assault—were much more comprehensively,
substantially, and enduringly ‘equal’ than the states of
Europe could ever hope to be.” Onuf & Onuf 142.
Furthermore, the law of nations—derived from natural
law—too supports this view. Specifically, when “drafting
and interpreting the Constitution, both the Framers and
Founding-era judges were heavily influenced by certain
European scholars who believed the law of nations to be
intimately intertwined with natural law.” Michael Morley,
Note: The Law of Nations and the Offenses Clause of
17
the Constitution: A Defense of Federalism, 112 Yale L.J.
109, 122 (2002). To that end, the equality precepts that
influenced the Framers of our Constitution had an ancient
pedigree rooted in the law of nations. See id. at 122–23;
M ark W. Janis , A n I ntroduction to I nternational
Law 50–51 (1988); A. Pearce Higgins, Preface, William
Edward Hall, A Treatise on International Law, at xivxv (7th ed. 1917).
As this Court noted almost a century ago, “[w]hen
independence was achieved, the precepts to be obeyed . . .
were those of international law” (also known sometimes
as the “law of nations”). New Jersey v. Delaware, 291 U.S.
361, 378 (1934). And, of course, an essential predicate of
the law of nations was that all free nations were to be
afforded “perfect equality and absolute independence of
sovereigns.” Bradford R. Clark, Federal Common Law:
A Structural Reinterpretation, 144 U. Pa. L. Rev. 1245,
1328 (1996). This makes sense because, as noted earlier,
when surrendering part of their “absolute independence
of sovereigns” in exchange for joining the Union, the
states did not somehow relinquish their right to “perfect
equality.” Id.; Withers, 61 U.S. at 92.
That understanding continued into the 19th century.
During Congress’ servitude debates, Senator Charles
Pinckney noted that “the Constitution recogni[z]es” the
“natural equality of States, ... not only because it does not
deny them, but presumes them to remain as they exist
by the law of nature and nations.” 35 A nnals of Cong.
400 (1820). He added: “Inequality in the sovereignty of
States is unnatural, and repugnant to all the principles of
[natural] law.” Id. Pinckney quoted Emmerich de Vattel’s
observation that “‘[n]ature has established a perfect
18
equality of rights between independent nations.”’ Id.
(quoting The Law of Nations bk. 2, ch. 111, § 36 (London
ed. 1797) (1758) [“Vattel”]).
Furthermore, Pinckney remarked that our “Union”
is “an equal Union between parties equally sovereign.” 35
Annals of Cong. 397 (1820); see also 34 A nnals of Cong.
1230 (1819) (statement of Rep. Louis McLane) (“It is of
the very essence of our Government, that all the States
composing the Union should have equal sovereignty. It
is the great principle on which the Union reposes—the
germ of its duration.”). Such “conceptualization of state
sovereignty in Vattel’s work” robustly influenced our
own Constitution’s federalist structure. Thomas H. Lee,
Making Sense of the Eleventh Amendment: International
Law and State Sovereignty, 96 Nw. U. L. Rev. 1027,
1064–65 (2002).
For his part, Vattel had argued that “nations
composed of men, and considered as so many free persons
living together in a state of nature, are naturally equal,
and inherit from nature the same obligations and rights.”
Prelim. § 18, Vattel, supra. “[A] small republic is no less
a sovereign state than the most powerful kingdom.” Id.
Senator Pinckney articulated that same principle: Our
Constitution “takes the States as it finds them, free and
sovereign alike by nature. ... It diminishes the individual
sovereignty of each, and transfers, what it subtracts, to
the Government which it creates: it takes from all alike,
and leaves them relatively to each other equal in sovereign
power.” 35 A nnals of Cong. 400 (1820) (statement).
Nor should this precept be particularly surprising.
Although “[t]he delegates to the Constitutional Convention
19
vehemently disagreed about which form of representation
was more fair and appropriate, ... they did not disagree
as to the antecedent assumption that the states were to
possess equal sovereignty.” Colby 1128. They were to
be equals. For example, Delawarean Gunning Bedford
declared: “That all the states at present are equally
sovereign and independent, has been asserted from every
quarter of this house.” 5 The Debates in the Several
State Conventions on the A doption of the Federal
Constitution 471 (Jonathan Elliot ed., J.B. Lippincott &
Co. 2d ed. 1891) [“Elliot ’s Debates”].
Of course, the small-state delegates fought for equal
state representation in Congress. A prominent supporter
of this view, William Patterson of New Jersey posited:
“A confederacy supposes sovereignty in the members
composing it, and sovereignty supposes equality.” 5 id. at
176. He observed that “every State in the Union as a State
possesses an equal Right to, and Share of, Sovereignty.”
3 The Records of the Federal Convention of 1787, at
613 (Max Farrand ed., 1911). Similarly, Luther Martin
of Maryland characterized “an equal vote in each state”
as indispensable to the “right of sovereignty.” 5 Elliot ’s
Debates, at 176. Martin deduced “that the states, like
individuals, were, in a state of nature; equally sovereign
and free.” Id. at 248.
Vigorous congressional debate ensued, with supporters
of proportional representation all the way also expressing
their views. See Colby 1130–32. In the end, the compromise
“effectuated both visions of equal sovereignty, one for each
congressional chamber.” Id. at 1131. The Senate, according
to James Madison, would “represent the States in their
political capacity, the other House will represent the
20
people of the States in their individual capacity.” 1 The
Republic of Letters: The Correspondence Between
Thomas Jefferson and James M adison 1776-1826, at 499
(James Morton Smith ed., 1st ed. 1995) [“Jefferson—
M adison Correspondence”] (emphases added). But the
winner all around was equality of the states because
“just as the people were to have equal sovereignty in their
individual capacity, the States in their political capacity
were to be equally sovereign.” Colby 1132 (cleaned up).
Madison himself championed this configuration to the
Virginia ratifying convention as “a government of a
federal nature, consisting of many coequal sovereignties.”
3 Elliot ’s Debates, at 381.
True, the House of Representatives does give the more
populous states a greater say than to the less populous
states in legislative proceedings but that treatment is
reflective of the Constitution’s concern for the people—
not a derogation from the rights of states qua states.
See Jefferson—M adison Correspondence, supra, at
499. A notable example of state equality comes from
the rights of states to cast one ballot each in the House
of Representatives whenever a contested Presidential
election ends up there. In light of the Founding era
history of state equality, this example supports the
ubiquitous application of that principle. As a result, the
Constitution contemplates no scenario in which a state,
in its constitutional capacity as a state, may receive
differential treatment.
As is evident, ubiquitous throughout the Founding
era were references to equality that venture beyond the
traditional tenets of sovereignty. Equality of the states
was recognized as a broad principle not limited to the
21
traditional definition of sovereignty. Where, as here, the
question involves the rights of the states in their political
capacities, equality of the states is the governing rule.
History, constitutional text and structure, and this Court’s
precedents, so require.
III. Equality of the States is a Constitutional Mandate
that the Court Should Apply Here.
Some have raised the concern that equality of the
states is not expressly spelled out in the Constitution. As
an initial matter, such “ahistorical literalism” contradicts
the Constitution’s original meaning and long-established
doctrine. Franchise Tax Board of Calif. v. Hyatt, 139
S. Ct. 1485 (2019) (cleaned up). Nor is this case that
general argument’s debut. Five Terms ago in Hyatt, this
Court overturned a four-decade-old precedent despite
being told that only “the structure of our Constitution”
favored the Court’s interpretation. See id. (overruling
Nevada v. Hall, 440 U.S. 410 (1979)); id. at 1502 (Breyer,
J., dissenting). There, the Court held that “the States’
sovereign immunity is a historically rooted principle
embedded in the text and structure of the Constitution.”
Id. at 1498–99. The Hyatt Court restored to the states
their right to avoid being sued in the courts of a sister state
without their consent. See id. at 1499. Second, here, unlike
in Hyatt, the Court would not even have to overturn any of
its decisions to vindicate the equality of the states—that
principle is the status quo.
Third, Hyatt made short work of the objection, also
floated here, about a principle’s not appearing in black
and white constitutional text. Hyatt answered that charge
by pointing out that “[t]here are many ... constitutional
22
doctrines that are not spelled out in the Constitution but
are nevertheless implicit in its structure and supported
by historical practice—including, for example, judicial
review; intergovernmental tax immunity; executive
privilege; executive immunity; and the President’s
removal power.” Id. at 1498–99 (cleaned up).
Another prominent example is a recent one. Just a
few weeks ago, the Court drew support from the very
nature and character of Article III in declaring ultra
vires Chevron’s deference to agency interpretations
of ambiguous statutes. See Loper Bright Enters. v.
Raimondo, 144 S. Ct. 2244 (2024) (overruling Chevron
U.S.A. Inc. v. Natural Resources Defense Council, Inc.,
467 U.S. 837 (1984)). Although the Court’s ostensible
basis for its decision in Loper Bright was the iconic
administrative law super-statute, the Administrative
Procedure Act (“APA”), the Court grounded its decision
in the federal courts’ duty, with respect to the original
meaning of Article III, to say what the law is—without
that candor’s being refracted through the Executive’s
lens. Id. at 2257–60. The APA was read in a manner
consistent with Article III. So the Court reasoned in Loper
Bright : “To ensure the steady, upright and impartial
administration of the laws, the Framers structured the
Constitution to allow judges to exercise that judgment
independent of influence from the political branches.” Id.
at 2257 (cleaned up).
These promises inherent in the Constitution’s
structure are so important because without them, the
Nation itself sooner or later would fall apart. It is for this
reason that the Court generally has not let erroneous
structural practices, even longstanding and commonplace
23
ones, prevent it from rectifying an egregious constitutional
wrong. See, e.g., INS v. Chaddha, 462 U.S. 919 (1983).
Equality of the states always has been a similarly
inviolable principle under our Constitution.
Concomitantly, the liberty secured by our Constitution
lies in its sacrosanct structure, which preserves the
channels and means of constitutional governance and the
boundaries that each layer of government must respect.
It prevents the accumulation of excessive governmental
power in any one entity. While the individual rights
guarantees of the Constitution involve certain rights,
there are many other non-constitutional rights and
liberties whose survival the structural Constitution
ensures. That is why Justice Gorsuch has observed that, in
the Framers’ view, meticulous care for the Constitution’s
structure was “essential to the preservation of the people’s
liberty.” United States v. Nichols, 784 F.3d 666, 670 (CA10
2015) (dissenting opinion). Without it, “the ability of an
individual or group to exercise arbitrary or absolute
power” would be difficult to “thwart.” Id.
IV. The Equality Principle Requires that this EPA
Waiver be Invalidated.
The agency, autonomy, dignity, authority, status, and
of course sovereignty of California’s sister states—the
very nature of being a state—seriously are undermined
by the federal government’s unjustified bias in California’s
favor. This EPA waiver irreparably has undermined
“the federal sovereign[’s]” constitutional duty to “govern
impartially.” Hampton v. Mow Sun Wong, 426 U.S. 88,
100 (1976). Nor has the EPA advanced even a plausible
justification for that special treatment. And the Court
24
would not have to micromanage federal-state interactions
if it were to do what two centuries of its cases have always
done.
This is not a case of California’s unique conditions
and needs warranting a special waiver. See Shelby
County, 570 U.S. at 536, 541–42. California is getting
this bonus not based on its own situation but rather
because of federal favoritism unrelated to neutral or
dispassionate considerations. That is the quintessence
of an irrational governmental action and it invites the
condemnation that the federal government is doling out
special benefits to those it happens to favor at the expense
of those who are out of favor. Mow Sun Wong, 426 U.S.
at 100. And California is getting this favor through the
EPA’s unreasoned departure from its prior position, thus
triggering the most searing scrutiny. See Kisor v. Wilkie,
139 S. Ct. 2400, 2418 (2019). Under no circumstances is
it convincing, much less exceedingly persuasive, for the
federal government to claim that its special waiver to
California honors the “perfect equality” of the states.
Withers, 61 U.S. at 92.
25
CONCLUSION
This Court should grant certiorari and reverse the
judgment of the United States Court of Appeals for the
District of Columbia Circuit.
Respectfully submitted,
Riddhi Dasgupta
Counsel of Record
Taft Stettinius & Hollister LLP
200 Massachusetts Avenue NW, Suite 500
Washington, DC 20001
(202) 664-1564
SDasgupta@taftlaw.com
Counsel for Amici Curiae
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